Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 02-01-2013 , and ending 01-31-2014
Name of foundation
THE ENGELBERG FOUNDATION CO ALFRED ENGELBERG
 

Number and street (or P.O. box number if mail is not delivered to street address)1050 NORTH LAKE WAY   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PALM BEACH, FL33480
A Employer identification number

06-1309603
B Telephone number (see instructions)

(212) 279-8430
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$15,872,653J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,742,671
2 Check bullet
3 Interest on savings and temporary cash investments 587 587  
4 Dividends and interest from securities...... 412,580 412,580  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 659,035
b Gross sales price for all assets on line 6a 4,983,199
7 Capital gain net income (from Part IV, line 2)... 659,035
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 69,165 69,165  
12 Total. Add lines 1 through 11........ 2,884,038 1,141,367  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 17,711 0   0
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 19,535 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 172,385 164,497   1,506
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 209,631 164,497   1,506
25 Contributions, gifts, grants paid........ 1,015,140 1,015,140
26 Total expenses and disbursements. Add lines 24 and 25 1,224,771 164,497   1,016,646
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,659,267
b Net investment income (if negative, enter -0-) 976,870
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 2,867,934    
2 Savings and temporary cash investments.......... 903,022 808,248 808,248
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 4,950,975 Click to see attachment4,589,870 5,508,277
c Investments—corporate bonds (attach schedule)........ 0 Click to see attachment190,319 192,953
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 3,761,030 Click to see attachment8,573,326 9,363,175
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment18,100 Click to see attachment0 Click to see attachment0
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 12,501,061 14,161,763 15,872,653
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment0 Click to see attachment1,435
23 Total liabilities (add lines 17 through 22).......... 0 1,435
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 5,000,000 5,000,000
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 7,501,061 9,160,328
30 Total net assets or fund balances (see page 17 of the
instructions).................... 12,501,061 14,160,328
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 12,501,061 14,161,763
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 12,501,061
2 Enter amount from Part I, line 27a..................... 2 1,659,267
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 14,160,328
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 14,160,328
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a SEE ATTACHED CAPITAL GAIN SCHEDULE P 2001-01-01 2014-01-31
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 4,983,199   4,324,164 659,035
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       659,035
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 659,035
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 791,706 12,712,102 0.062280
2011 4,421,071 14,728,859 0.300164
2010 2,849,516 17,828,078 0.159833
2009 3,350,055 17,789,402 0.188317
2008 4,343,291 22,999,558 0.188842
2 Total of line 1, column (d) ...................... 2 0.899436
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.179887
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 14,319,048
5 Multiply line 4 by line 3....................... 5 2,575,811
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 9,769
7 Add lines 5 and 6......................... 7 2,585,580
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,016,646
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 19,537
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 19,537
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 19,537
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 18,102
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 21,591
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 39,693
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 20,156
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet20,156 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.Click to see attachment
    10
    Yes
     
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletKEITH KRAMERCPA Telephone no.bullet (212) 279-8430
    Located atbullet462 SEVENTH AVE-ROOM 1600NEW YORKNY ZIP+4bullet10018
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ALFRED B ENGELBERG TRUSTEE
    10.00     		0 0 0
    1050 NORTH LAKE WAY
    PALM BEACH,FL33480
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    715,952
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    19,537
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    19,537
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    696,415
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    696,415
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    696,415
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 696,415
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 3,195,133
    b From 2009....... 2,482,075
    c From 2010....... 1,988,646
    d From 2011....... 3,766,744
    e From 2012....... 165,766
    fTotal of lines 3a through e......... 11,598,364
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 1,016,646
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 696,415
    e Remaining amount distributed out of corpus 320,231
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 11,918,595
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		3,195,133
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		8,723,462
    10 Analysis of line 9:
    a Excess from 2009.... 2,482,075
    b Excess from 2010.... 1,988,646
    c Excess from 2011.... 3,766,744
    d Excess from 2012.... 165,766
    e Excess from 2013.... 320,231
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ALFRED B ENGELBERG
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    ALFRED ENGELBERG
    1050 NORTH LAKE WAY
    PALM BEACH,FL33480
    (212) 279-8430
    bThe form in which applications should be submitted and information and materials they should include:
    NO PARTICULAR FORM, HOWEVER PURPOSE AND DETAIL INFORMATION SHOULD BE SUBMITTED
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    GRANTS ARE LIMITED TO CHARITABLE ORGANIZATIONS SO RECOGNIZED BY THE INTERNAL REVENUE SERVICE
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN FRIENDS OF BEIT HATFUTSOT
    633 THIRD AVENUE 21ST FLOOR
    NEW YORK,NY10017     		NONE 501 (C) 3 UNRESTRICTED 5,000
    ANDERSON RANCH ARTS CENTER
    5263 OWL CREEK ROAD
    SNOWMASS VILLAGE,CO81615     		NONE 501 (C) 3 UNRESTRICTED 2,000
    AMERICANS FOR THE ARTS
    1000 VERMONT AVENUE NW 6TH FLOOR
    WASHINGTON,DC20005     		NONE 501 (C) 3 UNRESTRICTED 10,000
    ASPEN MUSIC FESTIVAL & SCHOOL
    601 VEAN COURT
    ASPEN,CO81611     		NONE 501 (C) 3 UNRESTRICTED 102,000
    ASPEN VALLEY COMMUNITY FOUNDATION
    110 EAST HALLAM STREET SUITE 126
    ASPEN,CO81611     		NONE 501 (C) 3 UNRESTRICTED 2,500
    AVODA
    1601 NEW ROAD
    LINWOOD,NJ08221     		NONE 501 (C) 3 AVODA ALUMNI SCHOLARSHIP 1,000
    BROOKINGS INSTITUTION
    1775 MASSACHUSETTS AVE NW
    WASHINGTON,DC20036     		NONE 501 (C) 3 UNRESTRICTED 100,000
    BROOKINGS INSTITUTION
    1775 MASSACHUSETTS AVE NW
    WASHINGTON,DC20036     		NONE 501 (C) 3 ENGELBERG CENTER 100,000
    CAREER TRANSITION FOR DANCERS
    165 WEST 46TH STREET
    NEW YORK,NY10036     		NONE 501 (C) 3 UNRESTRICTED 1,500
    CENTRAL SYNAGOGUE
    123 EAST 55TH STREET
    NEW YORK,NY10022     		NONE 501 (C) 3 UNRESTRICTED 13,390
    CLAL
    440 PARK AVENUE SOUTH
    NEW YORK,NY10010     		NONE 501 (C) 3 UNRESTRICTED 150,000
    COALITION FOR THE HOMELESS
    89 CHAMBERS STREET
    NEW YORK,NY10007     		NONE 501 (C) 3 UNRESTRICTED 25,000
    INSTITUTE FOR FINE ARTS-NYU
    1 E 78 ST
    NEW YORK,NY10075     		NONE 501 (C) 3 UNRESTRICTED 25,000
    JAZZ AT LINCOLN CENTER
    33 WEST 60TH STREET
    NEW YORK,NY10023     		NONE 501 (C) 3 UNRESTRICTED 100,000
    JEWISH FEDERATION OF PALM BEACH
    4601 COMMUNITY DRIVE
    WEST PALM BEACH,FL33417     		NONE 501 (C) 3 UNRESTRICTED 36,500
    CARNEGIE HALL SOCIETY
    57TH ST 7TH AVENUE
    NEW YORK,NY10019     		NONE 501 (C) 3 UNRESTRICTED 5,000
    HEALTH LEADS
    2 OLIVER STREET
    BOSTON,MA02109     		NONE 501 (C) 3 UNRESTRICTED 50,000
    NATIONAL SOCIETY OF GENETIC COUNSELORS
    233 CANTERBURY DRIVE
    WALLINGFORD,PA19086     		NONE 501 (C) 3 JEMF GRANT 75,000
    NEW YORK ACADEMY OF MEDICINE
    1216 5TH AVE
    NEW YORK,NY10029     		NONE 501 (C) 3 UNRESTRICTED 10,000
    NYU SCHOOL OF LAW
    161 AVENUE OF THE AMERICAS
    NEW YORK,NY10013     		NONE 501 (C) 3 WEINFELD ASSOCIATES 10,000
    PALM BEACH COUNTRY CLUB FOUNDATION
    760 N OCEAN BLVD
    PALM BEACH,FL33480     		NONE 501 (C) 3 UNRESTRICTED 1,000
    PALM BEACH UNITED WAY
    2600 QUANTUM BLVD
    BOYNTON BEACH,FL33426     		NONE 501 (C) 3 UNRESTRICTED 15,000
    PLANNED PARENTHOOD FEDERATION
    1699 SW 27TH AVENUE
    MIAMI,FL33415     		NONE 501 (C) 3 UNRESTRICTED 5,000
    HILLEL
    800 EIGHTH STREET NW
    WASHINGTON,DC20001     		NONE 501 (C) 3 UNRESTRICTED 6,000
    HOSPICE FOUNDATION OF PALM BEACH COUNTY
    5300 EAST AVENUE
    WEST PALM BEACH,FL33407     		NONE 501 (C) 3 UNRESTRICTED 500
    THE ACTORS' FUND OF AMERICA
    729 SEVENTH AVENUE
    NEW YORK,NY10019     		NONE 501 (C) 3 UNRESTRICTED 12,000
    THE ASPEN INSTITUTE
    1000 NORTH THIRD STREET
    ASPEN,CO81611     		NONE 501 (C) 3 UNRESTRICTED 15,000
    ICAHN SCHOOL OF MEDICINE AT MT SINAI
    1428 MADISON AVE
    NEW YORK,NY10029     		NONE 501 (C) 3 UNRESTRICTED 25,000
    UJA - ASPEN VALLEY
    P O BOX 1167
    ASPEN,CO81612     		NONE 501 (C) 3 UNRESTRICTED 1,000
    UJA - FEDERATION OF NEW YORK
    130 EAST 59TH STREET
    NEW YORK,NY10022     		NONE 501 (C) 3 UNRESTRICTED 51,000
    UNITED HOSPITAL FUND
    350 FIFTH AVENUE - 23RD FLOOR
    NEW YORK,NY10118     		NONE 501 (C) 3 UNRESTRICTED 10,000
    JASA
    247 WEST 37TH STREET 9TH FLOOR
    NEW YORK,NY10018     		NONE 501 (C) 3 UNRESTRICTED 500
    BUDDY PROGRAM
    110 EAST HALLAM STREET
    ASPEN,CO81611     		NONE 501 (C) 3 UNRESTRICTED 2,000
    JEWISH ALLIANCE OF GREATER RHODE ISLAND
    401 ELMGROVE AVE
    PROVIDENCE,RI02906     		NONE 501 (C) 3 UNRESTRICTED 1,000
    MD ANDERSON CANCER CENTER
    1515 HOLCOMBE BLVD
    HOUSTON,TX77030     		NONE 501 (C) 3 UNRESTRICTED 10,000
    MOMA
    11 W 53RD ST
    NEW YORK,NY10019     		NONE 501 (C) 3 UNRESTRICTED 1,750
    MOUNTAIN RESCUE ASPEN
    630 W MAIN ST
    ASPEN,CO81611     		NONE 501 (C) 3 UNRESTRICTED 250
    NORTON MUSEUM OF ART
    1451 S OLIVE AVE
    WEST PALM BEACH,FL33401     		NONE 501 (C) 3 UNRESTRICTED 3,500
    PALM BEACH CIVIC ASSN
    139 N COUNTY RD
    PALM BEACH,FL33480     		NONE 501 (C) 3 UNRESTRICTED 1,000
    ROOSEVELT INSTITUTE
    570 LEXINGTON AVE
    NEW YORK,NY10022     		NONE 501 (C) 3 UNRESTRICTED 1,000
    SOLOMON R GUGGENHEIM FOUNDATION
    1071 FIFTH AVENUE
    NEW YORK,NY10128     		NONE 501 (C) 3 UNRESTRICTED 25,000
    THEATER ASPEN
    470 RIO GRANDE PLACE
    ASPEN,CO81611     		NONE 501 (C) 3 UNRESTRICTED 500
    PEF ISRAEL ENDOWMENT FUNDS
    317 MADISON AVENUE
    NEW YORK,NY10017     		NONE 501 (C) 3 UNRESTRICTED 1,000
    NATIONAL MULTIPLE SCLEROSIS SOCIETY
    733 3RD AVE
    NEW YORK,NY10017     		NONE 501 (C) 3 UNRESTRICTED 250
    AMERICAN FRIENDS OF HEBREW UNIVERSITY
    1 BATTERY PARK PLAZA
    NEW YORK,NY10004     		NONE 501 (C) 3 UNRESTRICTED 1,000
    ASPEN ART MUSEUM
    637 E HYMAN AVE
    ASPEN,CO81611     		NONE 501 (C) 3 UNRESTRICTED 1,000
    Total .................................bullet 3a 1,015,140
    bApproved for future payment
    ASPEN MUSIC FESTIVAL & SCHOOL
    601 VEAN COURT
    ASPEN,CO81611     		NONE 501 (C) 3 FIVE YEAR GRANT AT $ 100,000 PER YEAR UNRESTRICTED 300,000
    BROOKINGS INSTITUTION
    1775 MASSACHUSETTS AVE NW
    WASHINGTON,DC20036     		NONE 501 (C) 3 FIVE YEAR GRANT AT $ 200,000 PER YEAR $ 100,000 TRUSTEES GIFT AND $ 100,000 TO THE ENGELBERG CENTER 600,000
    CLAL
    440 PARK AVENUE SOUTH
    NEW YORK,NY10010     		NONE 501 (C) 3 FIVE YEAR GRANT AT $ 150,000 PER YEAR CLAL'S RABBIS WITHOUT BORDERS PROGRAM 600,000
    BROOKINGS INSTITUTION
    1775 MASSACHUSETTS AVE NW
    WASHINGTON,DC20036     		NONE 501 (C) 3 $ 4,000,000 GIFT AT TERMINATION OF FOUNDATION 4,000,000
    NYU SCHOOL OF LAW
    161 AVENUE OF THE AMERICAS
    NEW YORK,NY10013     		NONE 501 (C) 3 $ 5,000,000 GIFT AT TERMINATION OF FOUNDATION 5,000,000
    NYU SCHOOL OF LAW
    161 AVENUE OF THE AMERICAS
    NEW YORK,NY10013     		NONE 501 (C) 3 FIVE YEAR GRANT AT $ 10,000 PER YEAR UNRESTRICTED 10,000
    NATIONAL SOCIETY OF GENETIC COUNSELORS
    233 CANTERBURY DRIVE
    WALLINGFORD,PA19806     		NONE 501 (C) 3 $ 75,000 PER YEAR AND $ 1,500,000 AT TERMINATION OF FOUNDATION 2,550,000
    JAZZ AT LINCOLN CENTER
    33 WEST 60TH STREET
    NEW YORK,NY10023     		NONE 501 (C) 3 FIVE YEAR GRANT $ 400,000 PER YEAR AND $ 3,000,000 AT TERMINATION OF FOUNDATION UNRESTRICTED 5,000,000
    NYU SCHOOL OF LAW
    161 AVENUE OF THE AMERICAS
    NEW YORK,NY10013     		NONE 501 (C) 3 FIVE YEAR GRANT $ 25,000 PER YEAR UNRESTRICTED 125,000
    Total .................................bullet 3b 18,185,000
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 587  
    4 Dividends and interest from securities....     14 412,580  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     14 69,165  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 659,035  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,141,367 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,141,367
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    THE ENGELBERG FOUNDATION CO ALFRED ENGELBERG
     
    Employer identification number

    06-1309603
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    THE ENGELBERG FOUNDATION CO ALFRED ENGELBERG
          		Employer identification number

    06-1309603
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    ALFRED B ENGELBERG  
    1050 NORTH LAKE WAY
     
    PALM BEACH, FL33480

    		$84,860


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    ALFRED B ENGELBERG  
    1050 NORTH LAKE WAY
     
    PALM BEACH, FL33480

    		$20,309


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
     
     

    ALFRED B ENGELBERG  
    1050 NORTH LAKE WAY
     
    PALM BEACH, FL33480

    		$139,813


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
     
     

    ALFRED B ENGELBERG  
    1050 NORTH LAKE WAY
     
    PALM BEACH, FL33480

    		$104,359


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
     
     

    ALFRED B ENGELBERG  
    1050 NORTH LAKE WAY
     
    PALM BEACH, FL33480

    		$140,831


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    6
     
     

    ALFRED B ENGELBERG  
    1050 NORTH LAKE WAY
     
    PALM BEACH, FL33480

    		$157,338


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Name of organization
    THE ENGELBERG FOUNDATION CO ALFRED ENGELBERG
          		Employer identification number

    06-1309603
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    7
     
     

    ALFRED B ENGELBERG  
    1050 NORTH LAKE WAY
     
    PALM BEACH, FL33480

    		$79,579


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    8
     
     

    ALFRED B ENGELBERG  
    1050 NORTH LAKE WAY
     
    PALM BEACH, FL33480

    		$154,930


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    9
     
     

    ALFRED B ENGELBERG  
    1050 NORTH LAKE WAY
     
    PALM BEACH, FL33480

    		$40,545


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    10
     
     

    ALFRED B ENGELBERG  
    1050 NORTH LAKE WAY
     
    PALM BEACH, FL33480

    		$123,851


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    11
     
     

    ALFRED B ENGELBERG  
    1050 NORTH LAKE WAY
     
    PALM BEACH, FL33480

    		$145,469


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    12
     
     

    ALFRED B ENGELBERG  
    1050 NORTH LAKE WAY
     
    PALM BEACH, FL33480

    		$64,445


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Name of organization
    THE ENGELBERG FOUNDATION CO ALFRED ENGELBERG
          		Employer identification number

    06-1309603
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    13
     
     

    ALFRED B ENGELBERG  
    1050 NORTH LAKE WAY
     
    PALM BEACH, FL33480

    		$149,153


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    14
     
     

    ALFRED B ENGELBERG  
    1050 NORTH LAKE WAY
     
    PALM BEACH, FL33480

    		$92,957


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    15
     
     

    ALFRED B ENGELBERG  
    1050 NORTH LAKE WAY
     
    PALM BEACH, FL33480

    		$87,272


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    16
     
     

    ALFRED B ENGELBERG  
    1050 NORTH LAKE WAY
     
    PALM BEACH, FL33480

    		$156,960


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    THE ENGELBERG FOUNDATION CO ALFRED ENGELBERG
          		Employer identification number

    06-1309603
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 CHURCH & DWIGHT-1325 SHARES $84,860 2013-07-31
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    2
    		 NESTLES SA ADR-300 SHARES $20,309 2013-07-31
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    3
    		 LENNAR CORP.-4150 SHARES $139,813 2013-07-31
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    4
    		 LUXOTTICA ADR-1975 SHARES $104,359 2013-07-31
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    5
    		 WALT DISNEY CO.-2175 SHARES $140,831 2013-07-31
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    6
    		 CABOT OIL & GAS CORP.-2050 SHARES $157,338 2013-07-31
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Name of organization
    THE ENGELBERG FOUNDATION CO ALFRED ENGELBERG
          		Employer identification number

    06-1309603
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    7
    		 SCHLUMBERGER LTD.-975 SHARES $79,579 2013-07-31
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    8
    		 AMERICAN EXPRESS CO.-2075 SHARES $154,930 2013-07-31
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    9
    		 DANAHER-600 SHARES $40,545 2013-07-31
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    10
    		 GENERAL ELECTRIC-5050 SHARES $123,851 2013-07-31
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    11
    		 ROPER INDUSTRIES-1150 SHARES $145,469 2013-07-31
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    12
    		 TYCO INTERNATIONAL-1850 SHARES $64,445 2013-07-31
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Name of organization
    THE ENGELBERG FOUNDATION CO ALFRED ENGELBERG
          		Employer identification number

    06-1309603
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    13
    		 FISERV-1525 SHARES $149,153 2013-07-31
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    14
    		 IBM-475 SHARES $92,957 2013-07-31
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    15
    		 FMC TECHNOLOGIES-1600 SHARES $87,272 2013-08-01
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    THE ENGELBERG FOUNDATION CO ALFRED ENGELBERG
          		Employer identification number

    06-1309603
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    THE ENGELBERG FOUNDATION CO ALFRED ENGELBERG
    EIN: 06-1309603
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    KEITH KRAMER CPA 17,711 0   0

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    THE ENGELBERG FOUNDATION CO ALFRED ENGELBERG
    EIN: 06-1309603
    Name of Bond End of Year Book Value End of Year Fair Market Value
    FORESTAR GROUP 2020 3.75% 76,219 83,578
    PEABODY ENERGY 2041 4.75% 114,100 109,375

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE ENGELBERG FOUNDATION CO ALFRED ENGELBERG
    EIN: 06-1309603
    Name of Stock End of Year Book Value End of Year Fair Market Value
    E I DUPONT DE NEMOURS 111,590 143,373
    FREEPORT MCMORAN 164,187 150,707
    MEADWESTVACO 149,103 167,726
    VERIZON 102,187 134,456
    KIMBERLY CLARK 50,135 71,876
    NESTLE 134,380 203,434
    PEPSICO 121,022 148,666
    PROCTER & GAMBLE 123,702 141,747
    MCDONALDS 61,581 131,838
    RYMAN HOSPITALITY PROPERTIES 102,009 115,808
    CHEVRON 48,004 66,978
    CHEVRON 35,648 55,815
    HOLLYFRONTIER 92,051 85,655
    OCCIDENTAL PETROLEUM 90,228 94,138
    OCCIDENTAL PETROLEUM 60,934 67,867
    PHILLIPS 66 103,330 102,326
    ROYAL DUTCH SHELL 90,350 96,740
    TOTAL SA 122,128 134,349
    BANK OF NOVA SCOTIA 173,189 178,418
    CME GROUP 85,917 104,664
    PLUM CREEK TIMBER 101,436 120,596
    RAYONIER 139,382 123,928
    SALISBURY BANCORP 77,115 75,236
    TRAVELERS COS. 123,642 191,008
    UNIVEST BIDDLE PROPERTIES 75,195 70,425
    URSTADT BIDDLE PROPERTIES 104,081 103,180
    VALUE LINE 40,198 46,800
    VORNADO REALTY TRUST 80,635 87,239
    WESTPAC BANKING CORP. 129,122 123,142
    CATERPILLER 156,911 173,733
    GENERAL ELECTRIC 74,375 164,601
    NORFOLK SOUTHERN 119,561 171,291
    PACKAGING CORP. AMERICA 81,002 119,510
    APPLE 90,750 175,210
    AUTOMATIC DATA PROCESSING 116,750 157,030
    INTEL 100,349 114,111
    ALLIANT ENERGY 108,618 122,106
    CENTERPOINT ENERGY 89,450 108,810
    NISOURCE 81,835 127,169
    SOUTHERN CO. 74,124 76,294
    WISCONSIN ENERGY CORP. 110,302 142,945
    WEYERHAUSER SERIES A 150,359 160,800
    ARES DYNAMIC CREDIT ALLOC FUND 98,821 91,750
    DOUBLELINE INCOME SOLUTIONS FUND 40,705 41,640
    SALIENT MIDSTREAM MLP FUND 45,495 59,825
    SOLAR SENIOR CAPITAL FUND 157,982 163,317

    TY 2013 InvestmentsOtherSchedule2
    Name:
    THE ENGELBERG FOUNDATION CO ALFRED ENGELBERG
    EIN: 06-1309603
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    FARALLON INSTITUTIONAL PARTNERS LP AT COST 29,548 28,000
    SEVEN BRIDGES MULTI-STRATEGY FUND AT COST 0 0
    SNOW FUND ONE, LLC AT COST 563,733 566,045
    DECATHLON ALPHA, LP AT COST 408,673 411,688
    HUTCHIN HILL CAPITAL OFFSHORE FUND AT COST 2,500,000 2,848,812
    YORK GLOBAL CREDIT INCOME LTD. AT COST 963,417 1,142,162
    MKCA OPPORTUNITY FUND AT COST 2,107,955 2,258,267
    GRAHAM ABSOLUTE RETURN FUND AT COST 2,000,000 2,108,201

    TY 2013 OtherAssetsSchedule
    Name:
    THE ENGELBERG FOUNDATION CO ALFRED ENGELBERG
    EIN: 06-1309603
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    PREPAID EXCISE TAX 18,100    


    TY 2013 OtherExpensesSchedule
    Name:
    THE ENGELBERG FOUNDATION CO ALFRED ENGELBERG
    EIN: 06-1309603
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MANAGEMENT FEES 84,469 84,469   0
    GRANT EXPENSES 1,506 0   1,506
    PORTFOLIO DEDUCTIONS 80,028 80,028   0
    OTHER DEDUCTIONS 6,382 0   0


    TY 2013 OtherIncomeSchedule2
    Name:
    THE ENGELBERG FOUNDATION CO ALFRED ENGELBERG
    EIN: 06-1309603
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    DECATHLON ALPHA 126 126 126
    SNOW FUND ONE 54,781 54,781 54,781
    FARALLON CAPITAL 536 536 536
    MKCA 13,722 13,722 13,722


    TY 2013 OtherLiabilitiesSchedule
    Name:
    THE ENGELBERG FOUNDATION CO ALFRED ENGELBERG
    EIN: 06-1309603
    Description Beginning of Year - Book Value End of Year - Book Value
    EXCISE TAX PAYABLE 0 1,435


    TY 2013 SubstantialContributorsSch
    Name:
    THE ENGELBERG FOUNDATION CO ALFRED ENGELBERG
    EIN: 06-1309603
    Name Address
    ALFRED ENGELBERG 1050 NORTH LAKE WAY
    PALM BEACH,FL33480


    TY 2013 TaxesSchedule
    Name:
    THE ENGELBERG FOUNDATION CO ALFRED ENGELBERG
    EIN: 06-1309603
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAX 19,535 0   0