Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
MAX KADE FOUNDATIONINC
 

Number and street (or P.O. box number if mail is not delivered to street address)6 EAST 87TH STREET   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10128
A Employer identification number

13-5658082
B Telephone number (see instructions)

(646) 672-4354
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$90,078,878J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 1,698,303 1,698,303 1,698,303
4 Dividends and interest from securities...... 1,130,948 1,130,948 1,130,948
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,032,569
b Gross sales price for all assets on line 6a 19,491,267
7 Capital gain net income (from Part IV, line 2)... 2,032,569
8 Net short-term capital gain......... 64,995
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 75,122 61,129 75,122
12 Total. Add lines 1 through 11........ 4,936,942 4,922,949 2,969,368
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 230,275     230,275
14 Other employee salaries and wages...... 162,785     162,785
15 Pension plans, employee benefits....... 79,541     79,541
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 30,976     30,976
c Other professional fees (attach schedule).... Click to see attachment 48,773 48,773 48,773  
17 Interest............... 490 490 490  
18 Taxes (attach schedule) (see instructions) Click to see attachment 89,658     89,658
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 21,658     21,658
22 Printing and publications.......... 115     115
23 Other expenses (attach schedule)....... Click to see list of attachments 65,275     65,275
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 729,546 49,263 49,263 680,283
25 Contributions, gifts, grants paid........ 5,564,935 5,564,935
26 Total expenses and disbursements. Add lines 24 and 25 6,294,481 49,263 49,263 6,245,218
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,357,539
b Net investment income (if negative, enter -0-) 4,873,686
c Adjusted net income (if negative, enter -0-)... 2,920,105
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 111 137 137
2 Savings and temporary cash investments.......... 6,162,284 4,972,810 4,972,810
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges........... 89,176 66,055 66,055
10a Investments—U.S. and state government obligations (attach schedule) 10,357,750 Click to see attachment9,144,728 8,682,133
b Investments—corporate stock (attach schedule)........ 17,508,017 Click to see attachment17,248,399 33,514,172
c Investments—corporate bonds (attach schedule)........ 24,186,972 Click to see attachment24,379,257 24,812,359
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 13,825,557 Click to see attachment14,960,942 18,031,212
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 72,129,867 70,772,328 90,078,878
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 72,129,867 70,772,328
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 72,129,867 70,772,328
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 72,129,867 70,772,328
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 72,129,867
2 Enter amount from Part I, line 27a..................... 2 -1,357,539
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 70,772,328
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 70,772,328
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 3M CO P 2010-01-01 2013-01-30
b ALLY BANK P 2011-08-30 2013-03-07
c APPLE INC. P 2013-03-15 2013-12-20
d AUSTRALIA GOVT P 2010-01-01 2013-08-07
e AXIALL CORP P 2013-06-12 2013-08-06
BARCLAYS ROS P 2010-07-27 2013-07-31
BP PLC P 2012-05-01 2013-05-20
BROADCOM CORP P 2010-01-01 2013-08-06
CBRE CLARION LONG/SHORT P 2013-01-01 2013-08-01
CENTURYLINK INC. P 2011-08-19 2013-02-25
COLFAX CORP P 2012-07-01 2013-01-08
COLGATE PALMOLIVE CO P 2004-03-16 2013-12-02
COLUMBUS OH P 2011-11-08 2013-04-04
COMENITY BANK DE US P 2012-12-06 2013-12-12
CON EDISON NTS P 2008-12-24 2013-02-01
CVS CAREMARK CORP P 2009-10-16 2013-01-16
DELL INC NTS P 2010-11-22 2013-02-07
DEER AND CO P 2010-01-01 2013-09-10
DISCOVER BANK P 2012-12-06 2013-06-12
ENTERPRISE PRODUCTS PARTNERS P 2004-03-16 2013-12-02
EXXON MOBIL CORP P 2002-05-01 2013-07-19
FFCB BOND 1.60 P 2013-05-20 2013-10-24
FFCB BOND 2.230 P 2013-02-22 2013-10-21
FIDELITY ADVISOR P 2013-08-13 2013-12-30
FIRST EAGLE GOLD FUND P 2012-06-15 2013-05-31
FRANKLIN TEMPLETON P 2012-06-15 2013-02-15
GENUINE PARTS CO P 2009-01-16 2013-03-08
GLAXO SMITHKLINE PLC P 2011-08-12 2013-04-26
HSBC USA INC P 2012-01-26 2013-07-23
INTL BUSINESS MACH P 2007-09-12 2013-01-09
ISHARES INC MSCI JAPAN P 2012-08-21 2013-05-31
ISHARES IBOXX P 2009-08-19 2013-08-21
ISHARES MSCI UNTD KINGDOM P 2010-01-01 2013-10-28
ISHARES RUSSELL P 2009-08-11 2013-03-08
JP MORGAN CHASE P 2007-12-19 2013-08-06
KINDER MORGAN MGMT LLC P 2011-12-13 2013-03-08
LILLY ELI & CO P 2012-02-28 2013-10-10
LVMH MOET HENNESSY LOUIS P 2010-06-08 2013-02-07
MARKET VECTORS GOLD P 2010-01-01 2013-04-09
MCDONALDS CORP P 2010-03-16 2013-01-30
MICROSOFT CORP P 2003-06-19 2013-05-03
NATL-OILWELLVARCO INC. P 2013-06-26 2013-12-02
NESTLE SA SPONSORED ADR P 2003-10-06 2013-03-08
NEUBERGER BERMAN EQUITY P 2013-02-19 2013-09-06
NIKE INC CL B P 2011-01-20 2013-06-26
PACIFIC BELL NOTES P 2011-07-20 2013-10-15
PERMANENT PORTFOLIO FUND P 2012-12-05 2013-04-19
PFIZER INC. P 2010-01-01 2013-07-11
PIMCO TOTAL RETURN FUND CLASS A P 2012-10-18 2013-09-06
PIMCO UNCONSRAINED BOND FUND CLASS A P 2013-06-17 2013-12-30
PROCTOR & GAMBLE CO P 2010-01-01 2013-04-09
SIEMENS A G SPON ADR P 2012-04-04 2013-07-25
SPECTRA ENERGY CORP P 2002-05-08 2013-12-02
STATE STREET CORPORATION P 2012-08-14 2013-01-29
SUNCOR ENERGY P 2010-01-01 2013-06-04
SUNTRUST BANKS INC. P 2012-12-13 2013-08-16
TEVA PHAMACEUTICALS P 2006-11-22 2013-08-30
TOYOTA MOTOR CORP NEW P 2012-05-08 2013-04-19
UGI CORP NEW P 2012-03-23 2013-04-10
UNITS FT GREATER CHINA 26 P 2011-06-27 2013-05-16
UNITS FT GREATER CHINA 27 P 2011-10-11 2013-08-15
VEECO INSTRUMENTS INC P 2012-02-03 2013-10-16
VERIZON COMMUNICATIONS P 2010-03-03 2013-01-17
WELLS FARGO BANK P 2011-06-08 2013-03-28
ZOETIS INC. P 2010-04-27 2013-06-27
STCGL K1 P 2013-01-01 2013-12-31
LTCGL K1 P 2010-01-01 2013-12-31
JP MORGAN CHASE P 2013-01-29 2013-08-06
NEUBERGER BERMAN EQUITY P 2012-06-12 2013-09-06
PIMCO TOTAL RETURN FUND CLASS A P 2012-06-15 2013-09-06
PIMCO UNCONSRAINED BOND FUND CLASS A P 2012-10-18 2013-12-30
SIEMENS A G SPON ADR P 2012-07-19 2013-07-25
UGI CORP NEW P 2013-03-08 2013-04-10
UNITS FT GREATER CHINA 26 P 2012-12-25 2013-05-16
UNITS FT GREATER CHINA 27 P 2012-12-25 2013-08-15
CBRE CLARION LONG/SHORT P 2012-06-15 2013-08-01
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 125,621   85,179 40,442
b 240,000   240,000  
c 254,924   220,331 34,593
d 949,576   1,092,877 -143,301
e 224,869   212,615 12,254
250,000   250,000  
214,755   154,400 60,355
265,790   339,761 -73,971
68,971   69,464 -493
341,098   343,135 -2,037
402,685   298,754 103,931
162,990   68,729 94,261
776,012   835,505 -59,493
200,000   200,000  
250,000   257,858 -7,858
591,455   543,756 47,699
742,495   856,843 -114,348
245,362   243,583 1,779
150,000   150,000  
236,650   92,136 144,514
324,008   26,766 297,242
935,815   1,002,506 -66,691
449,995   500,005 -50,010
177,920   178,067 -147
70,234   95,972 -25,738
168,905   163,089 5,816
55,420   27,750 27,670
388,875   319,823 69,052
660,795   500,000 160,795
1,195,595   1,021,055 174,540
270,000   242,410 27,590
166,656   154,697 11,959
162,091   134,720 27,371
37,335   22,621 14,714
138,497   110,706 27,791
45,462   37,453 8,009
242,398   198,045 44,353
9,687   5,885 3,802
179,851   258,455 -78,604
59,473   41,750 17,723
165,761   132,255 33,506
202,957   169,201 33,756
133,471   44,120 89,351
81,217   82,805 -1,588
842,071   625,869 216,202
505,600   533,605 -28,005
77,035   79,089 -2,054
594,058   388,843 205,215
69,814   76,192 -6,378
87,695   90,082 -2,387
390,090   190,775 199,315
217,498   206,649 10,849
83,206   9,656 73,550
249,835   250,000 -165
524,175   487,935 36,240
108,832   125,000 -16,168
379,397   303,152 76,245
201,957   156,509 45,448
492,656   344,588 148,068
231,556   252,431 -20,875
217,562   200,065 17,497
178,289   136,326 41,963
157,273   103,324 53,949
95,000   101,423 -6,423
48   3 45
4,438     4,438
33,035     33,035
336,139   375,000 -38,861
42,462   40,330 2,132
94,186   100,514 -6,328
87,926   90,857 -2,931
6,012   6,076 -64
123,201   115,439 7,762
4,385   4,185 200
4,586   4,699 -113
35,579   35,000 579
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       40,442
b        
c       34,593
d       -143,301
e       12,254
       
      60,355
      -73,971
      -493
      -2,037
      103,931
      94,261
      -59,493
       
      -7,858
      47,699
      -114,348
      1,779
       
      144,514
      297,242
      -66,691
      -50,010
      -147
      -25,738
      5,816
      27,670
      69,052
      160,795
      174,540
      27,590
      11,959
      27,371
      14,714
      27,791
      8,009
      44,353
      3,802
      -78,604
      17,723
      33,506
      33,756
      89,351
      -1,588
      216,202
      -28,005
      -2,054
      205,215
      -6,378
      -2,387
      199,315
      10,849
      73,550
      -165
      36,240
      -16,168
      76,245
      45,448
      148,068
      -20,875
      17,497
      41,963
      53,949
      -6,423
      45
      4,438
      33,035
      -38,861
      2,132
      -6,328
      -2,931
      -64
      7,762
      200
      -113
      579
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,032,569
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 64,995
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 5,727,567 84,963,330 0.06741
2011 4,619,139 86,437,837 0.05344
2010 4,215,618 86,090,718 0.04897
2009 3,844,480 81,632,695 0.04710
2008 4,791,658 88,819,533 0.05395
2 Total of line 1, column (d) ...................... 2 0.27086
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.05417
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 85,208,074
5 Multiply line 4 by line 3....................... 5 4,615,892
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 48,737
7 Add lines 5 and 6......................... 7 4,664,629
8 Enter qualifying distributions from Part XII, line 4.............. 8 6,245,218
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 48,737
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 48,737
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 48,737
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 104,490
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 104,490
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 55,753
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet55,753 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletMAX KADE FOUNDATIONINC Telephone no.bullet (646) 672-4354
    Located atbullet6 EAST 87TH STREETNEW YORK CITYNY ZIP+4bullet101280505
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
    No
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    GUENTER BLOBEL Director
    0.00     		0    
    6 EAST 87TH STREET
    NEW YORK,NY10128
    BERTELINE BAIER DALE Secretary
    0.00     		0    
    6 EAST 87TH STREET
    NEW YORK,NY10128
    FRITZ KADE JR MD Director
    0.00     		0    
    6 EAST 87TH STREET
    NEW YORK,NY10128
    LYA F PFEIFER Pres. & Treas.
    40.00     		230,275 46,540  
    6 EAST 87TH STREET
    NEW YORK,NY10128
    REINHARD AUGUSTIN Director
    0.00     		0    
    6 EAST 87TH STREET
    NEW YORK,NY10128
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    KARIN A GERBAVSITS ADMINISTRATOR
    40.00     		94,230 19,103  
    6 EAST 87TH STREET
    NEW YORK,NY10128
    KATHLEEN L PENDLETON BOOKKEEPER
    40.00     		68,555 13,898  
    6 EAST 87TH STREET
    NEW YORK,NY10128
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    4,260,404
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    48,737
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    48,737
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    4,211,667
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    4,211,667
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    4,211,667
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 4,211,667
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 410,519
    b From 2009.......  
    c From 2010.......  
    d From 2011....... 367,935
    e From 2012....... 1,563,778
    fTotal of lines 3a through e......... 2,342,232
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 6,245,218
    a Applied to 2012, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 4,211,667
    e Remaining amount distributed out of corpus 2,033,551
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 4,375,783
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		410,519
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		3,965,264
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011.... 367,935
    d Excess from 2012.... 1,563,778
    e Excess from 2013.... 2,033,551
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    MAX KADE FOUNDATION
    6 EAST 87TH STREET
    NEW YORK,NY101280505
    (646) 672-4354
    bThe form in which applications should be submitted and information and materials they should include:
    WRITTEN APPLICATIONS SHOULD SET FORTH OBJECTIVES AND METHODS FOR IMPLEMENTATION,QUALIFICATIONS OF THE INSTITUTION,ACADEMIC QUALIFICATIONS OF PERSONS INVOLVED AND THE ESTIMATED COST
    cAny submission deadlines:
    WRITTEN APPLICATIONS ARE ACCEPTED AT ANY REASONABLE TIME
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    PROPOSALS ARE ONLY ACCEPTED FROM PUBLICLY SUPPORTED CHARITABLE ORGANIZATIONS AND NO GRANTS ARE MADE TO INDIVIDUALS.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    BRIGHAM AND WOMENS HOSPITAL INC
    221 LONGWOOD AVENUE
    BOSTON,MA02115     		NONE PUBLIC RESEARCH 67,500
    UNIVERSITY OF CALIFORNIA
    621 CHARLES E YOUNG DRIVE SOUTH
    LOS ANGELES,CA90095     		NONE PUBLIC RESEARCH 55,200
    UNIVERSITY OF CALIFORNIA
    9500 GILMAN DRIVE
    LA JOLLA,CA92093     		NONE PUBLIC RESEARCH 25,600
    UNIVERSITY OF CALIFORNIA
    9500 GILMAN DRIVE
    LA JOLLA,CA92093     		NONE PUBLIC RESEARCH 55,200
    UNIVERSITY OF CALIFORNIA
    2340 SUTTER STREET
    SAN FRANCISCO,CA94115     		NONE PUBLIC RESEARCH 25,600
    MASSACHUSETTS GENERAL HOSPITAL
    100 BLOSSOM STREET
    BOSTON,MA02114     		NONE PUBLIC RESEARCH 55,200
    MAYO CLINIC JACKSONVILLE
    4500 SAN PABLO ROAD
    JACKSONVILLE,FL32224     		NONE PUBLIC RESEARCH 67,500
    MAYO CLINIC ROCHESTER
    200 FIRST STREET SW
    ROCHESTER,MN55905     		NONE PUBLIC RESEARCH 70,800
    NORTH CAROLINA STATE UNIVERSITY
    1210 VARSITY DRIVE
    RALEIGH,NC27606     		NONE PUBLIC RESEARCH 12,700
    THE TRUSTEE OF THE UNIVERSITY OF PENN
    422 CURIE BOULEVARD
    PHILADELPHIA,PA19104     		NONE PUBLIC RESEARCH 20,935
    UNIVERSITY OF PITTSBURGH
    3434 FIFTH AVENUE
    PITTSBURGH,PA15260     		NONE PUBLIC RESEARCH 25,600
    WASHINGTON UNIVERSITY
    660 S EUCLID AVENUE
    ST LOUIS,MO63110     		NONE PUBLIC RESEARCH 29,100
    YALE UNIVERSITY
    47 COLLEGE STREET
    NEW HAVEN,CT06510     		NONE PUBLIC RESEARCH 25,600
    ALLEGHENY COLLEGE
    520 NORTH MAIN STREET
    MEADVILLE,PA16335     		NONE PUBLIC EDUCATION 14,000
    AMERICAN FRIENDS OF BUCERIUS LAW SCHOOL
    10 ROCKEFELLER PLAZA 16TH FLOOR
    NEW YORK,NY10020     		NONE PUBLIC EDUCATION 13,500
    THE UNIVERSITY OF ARIZONA
    301 LEARNING SERVICES BUILDING
    TUCSON,AZ85721     		NONE PUBLIC EDUCATION 14,000
    BOWLING GREEN STATE UNIVERSITY
    SHATZEL HALL 103
    BOWLING GREEN,OH43403     		NONE PUBLIC EDUCATION 12,000
    BROWN UNIVERSITY
    190 HOPE STREET
    PROVIDENCE,RI02912     		NONE PUBLIC EDUCATION 14,000
    BROWN UNIVERSITY
    190 HOPE STREET
    PROVIDENCE,RI02912     		NONE PUBLIC EDUCATION 14,000
    UNIVERSITY OF CALIFORNIA REGENTS
    5319 DWINELLE HALL
    BERKELEY,CA94720     		NONE PUBLIC EDUCATION 12,000
    UNIVERSITY OF CALIFORNIA REGENTS
    ONE SHIELDS AVENUE
    DAVIS,CA95616     		NONE PUBLIC EDUCATION 12,000
    UNIVERSITY OF CALIFORNIA REGENTS
    6206 PHELPS HALL
    SANTA BARBARA,CA93106     		NONE PUBLIC EDUCATION 16,000
    COLGATE UNIVERSITY
    13 OAK DRIVE
    HAMILTON,NY13346     		NONE PUBLIC EDUCATION 14,600
    COLUMBIA UNIVERSITY
    1130 AMSTERDAM AVENUE
    NEW YORK,NY10027     		NONE PUBLIC EDUCATION 13,000
    DARTMOUTH COLLEGE
    6084 DARTMOUTH HALL
    HANOVER,NH03755     		NONE PUBLIC EDUCATION 12,000
    GEORGETOWN UNIVERSITY
    37TH AND O ST NW
    WASHINGTON,DC20057     		NONE PUBLIC EDUCATION 18,000
    UNIVERSITY OF ILLINOIS
    601 SOUTH MORGAN STREET
    CHICAGO,IL60607     		NONE PUBLIC EDUCATION 14,000
    UNIVERSITY OF ILLINOIS AT URBANA
    707 SOUTH MATHEWS AVE
    URBANA,IL61801     		NONE PUBLIC EDUCATION 14,000
    INDIANA UNIVERSITY
    1020 E KIRKWOOD AVENUE
    BLOOMINGTON,IN47405     		NONE PUBLIC EDUCATION 8,000
    THE UNIVERSITY OF IOWA
    1111 UNIVERSITY CAPITOL CENTRE
    IOWA CITY,IA52242     		NONE PUBLIC EDUCATION 9,500
    KANSAS UNIVERSITY ENDOWMENT ASSOC
    1445 JAYHAWK BLVD
    LAWERENCE,KS66045     		NONE PUBLIC EDUCATION 12,000
    MASSACHUSETTS INSTITUTE OF TECHNOLOGY
    1 AMHERST STREET
    CAMBRIDGE,MA02139     		NONE PUBLIC EDUCATION 12,000
    MICHIGAN STATE UNIVERSITY
    619 RED CEDAR ROAD
    EAST LANSING,MI48824     		NONE PUBLIC EDUCATION 11,000
    MIDDLEBURY COLLEGE
    131 MAIN STREET
    MIDDLEBURY,VT05753     		NONE PUBLIC EDUCATION 60,000
    THE UNIVERSITY OF NEW MEXICO
    1 UNIVERSITY OF NEW MEXICO
    ALBUQUERQUE,NM87131     		NONE PUBLIC EDUCATION 30,000
    NEW YORK UNIVERSITY
    42 WASHINGTON MEWS
    NEW YORK,NY10003     		NONE PUBLIC EDUCATION 6,350
    UNIVERSITY OF NOTRE DAME
    318 OSHAUGHNESSY HALL
    NOTRE DAME,IN46556     		NONE PUBLIC EDUCATION 14,000
    OBERLIN COLLEGE
    50 NORTH PROFESSOR STREET
    OBERLIN,OH44074     		NONE PUBLIC EDUCATION 12,000
    PORTLAND STATE UNIVERSITY
    PO BOX 751
    PORTLAND,OR97207     		NONE PUBLIC EDUCATION 70,000
    UNIVERSITY OF RHODE ISLAND
    60 UPPER COLLEGE ROAD
    PROVIDENCE,RI02881     		NONE PUBLIC EDUCATION 15,000
    THE UNIVERSITY OF RHODE ISLAND FOUND
    60 UPPER COLLEGE ROAD
    PROVIDENCE,RI02881     		NONE PUBLIC EDUCATION 15,000
    RUTGERS UNIVERSITY FOUNDATION
    172 COLLEGE AVENUE
    NEW BRUNSWICK,NJ08901     		NONE PUBLIC EDUCATION 15,000
    VANDERBILT UNIVERSITY
    2301 VANDERBILT PLACE
    NASHVILLE,TN37235     		NONE PUBLIC EDUCATION 14,000
    UNIVERSITY OF VIRGINIA
    108 COCKE HALL PO BOX 400125
    CHARLOTTESVILLE,VA22904     		NONE PUBLIC EDUCATION 10,000
    UNIVERSITY OF WASHINGTON
    340-C DENNY BOX 35313
    SEATTLE,WA98195     		NONE PUBLIC EDUCATION 8,000
    WASHINGTON UNIVERSITY
    ONE BROOKINGS DRIVE
    ST LOUIS,MO63130     		NONE PUBLIC EDUCATION 21,000
    UNIVERSITY OF WISCONSIN FOUNDATION
    1220 LINDEN DRIVE
    MADISON,WI53706     		NONE PUBLIC EDUCATION 10,000
    ALLEGHENY COLLEGE
    520 NORTH MAIN STREET
    MEADVILLE,PA16335     		NONE PUBLIC EDUCATION 6,000
    AMERICAN CENTER FOR MUSICAL ARTS INC
    201 WEST 72ND STREET 3K
    NEW YORK,NY10023     		NONE PUBLIC EDUCATION 20,000
    AMERICAN CENTER FOR MUSICAL ARTS INC
    201 WEST 72ND STREET 3K
    NEW YORK,NY10023     		NONE PUBLIC EDUCATION 20,000
    THE AMERICAN AUSTRIAN FOUNDATION INC
    150 EAST 42ND STREET 29TH FLOOR
    NEW YORK,NY10017     		NONE PUBLIC EDUCATION 20,000
    THE AMERICAN AUSTRIAN FOUNDATION INC
    150 EAST 42ND STREET 29TH FLOOR
    NEW YORK,NY10017     		NONE PUBLIC EDUCATION 38,400
    AMERICAN FRIENDS OF DLA MARBACH INC
    1505 NW 51FT TERRACE
    GAINESVILLE,FL32605     		NONE PUBLIC EDUCATION 4,000
    THE UNIVERSITY OF ARIZONA
    PO BOX 210105
    TUCSON,AZ85721     		NONE PUBLIC EDUCATION 28,000
    MARTINA ARROYO FOUNDATION
    PO BOX 2015 RADIO CITY STATION
    NEW YORK,NY10101     		NONE PUBLIC EDUCATION 25,000
    BARD COLLEGE
    PO BOX 5000
    ANNANDALEONHUDSON,NY12504     		NONE PUBLIC EDUCATION 6,700
    BRANDEIS UNIVERSITY
    PO BOX 549110
    WALTHAM,MA02454     		NONE PUBLIC EDUCATION 10,000
    BROWN UNIVERSITY
    190 HOPE STREET
    PROVIDENCE,RI02912     		NONE PUBLIC EDUCATION 9,600
    THE UNIVERSITY OF BUFFALO FOUNDATION INC
    609 BALDY HALL
    BUFFALO,NY14260     		NONE PUBLIC EDUCATION 4,000
    REGENTS OF THE UNIVERSITY OF CALIFORNIA
    ONE SHIELDS AVENUE
    DAVIS,CA95616     		NONE PUBLIC EDUCATION 14,000
    UNIVERSITY OF CALIFORNIA REGENTS
    5319 DWINELLE HALL
    BERKELEY,CA94720     		NONE PUBLIC EDUCATION 12,000
    UNIVERSITY OF CALIFORNIA REGENTS
    5319 DWINELLE HALL
    BERKELEY,CA94720     		NONE PUBLIC EDUCATION 48,000
    UNIVERSITY OF CALIFORNIA REGENTS
    5319 DWINELLE HALL
    BERKELEY,CA94720     		NONE PUBLIC EDUCATION 7,000
    UNIVERSITY OF CALIFORNIA REGENTS
    6206 PHELPS HALL
    SANTA BARBARA,CA93106     		NONE PUBLIC EDUCATION 14,000
    CARNEGIE MELLON UNIVERSITY
    160 BAKER HALL
    PITTSBURGH,PA15213     		NONE PUBLIC EDUCATION 9,600
    CHATHAM COLLEGE
    WOODLAND ROAD
    PITTSBURGH,PA15232     		NONE PUBLIC EDUCATION 18,000
    UNIVERSITY OF CINCINNATI
    PO BOX 210372
    CINCINNATI,OH45221     		NONE PUBLIC EDUCATION 28,000
    UNIVERSITY OF COLORADO FOUNDATION INC
    129 MCKENNA
    BOULDER,CO80309     		NONE PUBLIC EDUCATION 12,000
    UNIVERSITY OF COLORADO FOUNDATION INC
    129 MCKENNA
    BOULDER,CO80309     		NONE PUBLIC EDUCATION 45,000
    THE COLORADO COLLEGE
    14 EAST CACHE LA POUDRE
    COLORADO SPRINGS,CO80903     		NONE PUBLIC EDUCATION 5,400
    THE COLORADO COLLEGE
    14 EAST CACHE LA POUDRE
    COLORADO SPRINGS,CO80903     		NONE PUBLIC EDUCATION 3,000
    COLUMBIA UNIVERSITY
    1130 AMSTERDAM AVENUE
    NEW YORK,NY10027     		NONE PUBLIC EDUCATION 8,000
    CONCORDIA COLLEGE
    901 8TH STREET SOUTH
    MOORHEAD,MN56562     		NONE PUBLIC EDUCATION 31,000
    ELYSIUM-BETWEEN TWO CONTINENTS INC
    303 EAST 83RD STREET 17E
    NEW YORK,NY10128     		NONE PUBLIC EDUCATION 30,000
    EMORY UNIVERSITY
    532 KILGO CIRCLE
    ATLANTA,GA30322     		NONE PUBLIC EDUCATION 16,000
    EMORY UNIVERSITY
    532 KILGO CIRCLE
    ATLANTA,GA30322     		NONE PUBLIC EDUCATION 4,800
    EMORY UNIVERSITY
    532 KILGO CIRCLE
    ATLANTA,GA30322     		NONE PUBLIC EDUCATION 8,000
    FLORIDA STATE UNIVERSITY FOUNDATION
    110 SOUTH WOODWARD AVENUE
    TALLAHASEE,FL32306     		NONE PUBLIC EDUCATION 10,000
    FOLKWANG UNIVERSITY OF THE ARTS
    39 KLEMENSBORN
    ESSEN,N. RHINE-WESTPHAL45239
    GM     		NONE PUBLIC EDUCATION 5,000
    FRIENDS OF THE ATLANTIK-BRUECKE EV FOND
    90 PARK AVE
    NEW YORK,NY10016     		NONE PUBLIC EDUCATION 20,000
    FRIENDS OF GOETHE NEW YORK INC
    72 SPRING STREET
    NEW YORK,NY10012     		NONE PUBLIC EDUCATION 10,000
    GERMAN-AMERICAN COMMITTEE OF GREATER NY
    CHURCH STREET STATION
    NEW YORK,NY10008     		NONE PUBLIC EDUCATION 25,000
    GERMAN-AMERICAN PARTNERSHIP PROGRAM
    72 SPRING STREET 11TH FLOOR
    NEW YORK,NY10012     		NONE PUBLIC EDUCATION 25,000
    GERMANISTIC SOCIETY OF AMERICA INC
    6 EAST 87TH STREET
    NEW YORK,NY10128     		NONE PUBLIC EDUCATION 12,000
    GERMANISTIC SOCIETY OF AMERICA INC
    6 EAST 87TH STREET
    NEW YORK,NY10128     		NONE PUBLIC EDUCATION 12,000
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES STREET
    BALTIMORE,MD21218     		NONE PUBLIC EDUCATION 16,000
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES STREET
    BALTIMORE,MD21218     		NONE PUBLIC EDUCATION 12,000
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES STREET
    BALTIMORE,MD21218     		NONE PUBLIC EDUCATION 4,800
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES STREET
    BALTIMORE,MD21218     		NONE PUBLIC EDUCATION 1,000
    THE HUNTER COLLEGE FOUNDATION INC
    695 PARK AVENUE ROOM W 1405
    NEW YORK,NY10065     		NONE PUBLIC EDUCATION 20,000
    THE HUNTER COLLEGE FOUNDATION INC
    695 PARK AVENUE ROOM W1405
    NEW YORK,NY10065     		NONE PUBLIC EDUCATION 500
    THE HUNTER COLLEGE FOUNDATION INC
    695 PARK AVENUE ROOM W1405
    NEW YORK,NY10065     		NONE PUBLIC EDUCATION 500
    UNIVERSITY OF ILLINOIS
    601 SOUTH MORGAN STREET
    CHICAGO,IL60607     		NONE PUBLIC EDUCATION 54,000
    UNIVERSITY OF ILLINOIS
    601 MORGAN STREET
    CHICAGO,IL60607     		NONE PUBLIC EDUCATION 8,000
    UNIVERSITY OF ILLINOIS AT URBANA
    707 SOUTH METHEWS AVENUE
    URBANA,IL61821     		NONE PUBLIC EDUCATION 13,000
    INDIANA UNIVERSITY
    1020 E KIRKWOOD AVENUE
    BLOOMINGTON,IN47405     		NONE PUBLIC EDUCATION 40,000
    INDIANA UNIVERSITY
    1020 E KIRKLAND AVENUE
    BLOOMINGTON,IN47405     		NONE PUBLIC EDUCATION 40,000
    INDIANA UNIVERSITY
    1020 E KIRKLAND AVENUE
    BLOOMINGTON,IN47405     		NONE PUBLIC EDUCATION 6,000
    INDIANA UNIVERSITY
    1020 E KIRKLAND AVENUE
    BLOOMINGTON,IN47405     		NONE PUBLIC EDUCATION 4,000
    INDIANA UNIVERSITY
    425 NORTH UNIVERSITY BLVD
    INDIANAPOLIS,IN46202     		NONE PUBLIC EDUCATION 20,000
    THE UNIVERSITY OF IOWA
    1111 UNIVERSITY CAPITOL CENTRE
    IOWA CITY,IA52242     		NONE PUBLIC EDUCATION 3,000
    KANSAS UNIVERSITY ENDOWMENT ASSOC
    1445 JAYHAWK BLVD RM 2080
    LAWRENCE,KS66045     		NONE PUBLIC EDUCATION 1,000
    KANSAS UNIVERSITY ENDOWMENT ASSOC
    1445 JAYHAWK BLVD RM 2080
    LAWRENCE,KS66045     		NONE PUBLIC EDUCATION 45,000
    UNIVERSITY OF KENTUCKY
    1055 PATTERSON OFFICE TOWER
    LEXINGTON,KY40506     		NONE PUBLIC EDUCATION 15,000
    LAFAYETTE COLLEGE
    730 HIGH STREET
    EASTON,PA18042     		NONE PUBLIC EDUCATION 2,000
    LIEDERKRANZ FOUNDATION INC
    6 EAST 87TH STREET
    NEW YORK,NY10128     		NONE PUBLIC EDUCATION 8,000
    LIEDERKRANZ FOUNDATION INC
    6 EAST 87TH STREET
    NEW YORK,NY10128     		NONE PUBLIC EDUCATION 3,000
    UNIVERSITY OF MASSACHUSETTS
    161 PRESIDENTS DRIVE
    AMHURST,MA01003     		NONE PUBLIC EDUCATION 10,000
    UNIVERSITY OF MASSACHUSETTS
    161 PRESIDENTS DRIVE
    AMHERST,MA01003     		NONE PUBLIC EDUCATION 5,000
    MASSACHUSETTS INSTITUTE OF TECH
    1 AMHERST STREET E40-429
    CAMBRIDGE,MA02139     		NONE PUBLIC EDUCATION 15,000
    THE METROPOLITAN OPERA ASSOCIATION INC
    LINCOLN CENTER
    NEW YORK,NY10023     		NONE PUBLIC EDUCATION 175,000
    MIAMI UNIVERSITY
    400 EAST SPRING STREET
    OXFORD,OH45056     		NONE PUBLIC EDUCATION 13,500
    MICHIGAN STATE UNIVERSITY
    320 LINTON HALL
    EAST LANSING,MI48824     		NONE PUBLIC EDUCATION 28,000
    MIDDLEBURY COLLEGE
    131 S MAIN STREET
    MIDDLEBURY,VT05753     		NONE PUBLIC EDUCATION 28,000
    MIDDLEBURY COLLEGE
    131 S MAIN STREET
    MIDDLEBURY,VT05753     		NONE PUBLIC EDUCATION 8,000
    UNIVERSITY OF MINNESOTA
    9 PLEASANT STREET SE
    MINNEAPOLIS,MN55455     		NONE PUBLIC EDUCATION 4,000
    UNIVERSITY OF MINNESOTA
    9 PLEASANT STREET SE
    MINNEAPOLIS,MN55455     		NONE PUBLIC EDUCATION 18,000
    NEW YORK UNIVERSITY
    70 WASHINGTON SQUARE SOUTH 11TH FL
    NEW YORK,NY10012     		NONE PUBLIC EDUCATION 40,000
    NORTH AMERICAN BOARDS OF RABBIS
    140 CENTRAL AVENUE
    LAWRENCE,NY11559     		NONE PUBLIC EDUCATION 10,000
    THE OHIO STATE UNIVERSITY
    1775 COLLEGE ROAD
    COLUMBUS,OH43210     		NONE PUBLIC EDUCATION 14,000
    THE OHIO STATE UNIVERSITY
    1775 COLLEGE ROAD
    COLUMBUS,OH43210     		NONE PUBLIC EDUCATION 16,000
    OREGON STATE UNIVERSITY
    300E GILKEY HALL
    CORVALIS,OR97331     		NONE PUBLIC EDUCATION 10,000
    PATERSON DIOCESE
    777 VALLEY ROAD
    CLIFTON,NJ07013     		NONE PUBLIC EDUCATION 5,000
    UNIVERSITY OF PENNSYLVANIA
    255 SOUTH 36TH STREET
    PHILADELPHIA,PA19104     		NONE PUBLIC EDUCATION 45,000
    THE PENSYLVANIA STATE UNIVERSITY
    311 BURROWES BUILDING
    UNIVERSITY PARK,PA16802     		NONE PUBLIC EDUCATION 18,000
    UNIVERSITY OF PITTSBURGH
    4200 FIFTH AVE
    PITTSBURGH,PA15260     		NONE PUBLIC EDUCATION 50,000
    PRINCETON UNIVERSITY
    209 EAST PYNE BUILDING
    PRINCETON,NJ08544     		NONE PUBLIC EDUCATION 71,750
    PRINCETON UNIVERSTIY
    209 EAST PYNE BUILDING
    PRINCETON,NJ08544     		NONE PUBLIC EDUCATION 14,000
    PRINCETON UNIVERSITY
    209 EAST PYNE BUILDING
    PRINCETON,NJ08544     		NONE PUBLIC EDUCATION 13,000
    PRINCETON UNIVERSITY
    209 EAST PYNE BUILDING
    PRINCETON,NJ08544     		NONE PUBLIC EDUCATION 15,000
    RESEARCH FOUNDATION OF THE STATE UNVNY
    E 3320 MELVILLE LIBRARY
    STONY BROOK,NY11794     		NONE PUBLIC EDUCATION 40,500
    THE UNIVERSITY OF RHODE ISLAND FOUND
    67 UPPER COLLEGE ROAD
    KINGSTON,RI02881     		NONE PUBLIC EDUCATION 36,000
    UNIERSTIY OF RHODE ISLAND FOUNDATION
    67 UPPER COLLEGE ROAD
    KINGSTON,RI02881     		NONE PUBLIC EDUCATION 25,000
    RIPON COLLEGE
    300 SEWARD STREET
    RIPON,WI54971     		NONE PUBLIC EDUCATION 7,000
    RUTGERS UNIVERSITY FOUNDATION
    172 COLLEGE AVENUE
    NEW BRUNSWICK,NJ08901     		NONE PUBLIC EDUCATION 20,400
    RUTGERS UNIVERSITY FOUNDATION
    172 COLLEGE AVENUE
    NEW BRUNSWICK,NJ08901     		NONE PUBLIC EDUCATION 10,000
    RUTGERS UNIVERSITY FOUNDATION
    172 COLLEGE AVENUE
    NEW BRUNSWICK,NJ08901     		NONE PUBLIC EDUCATION 54,000
    UNIVERSITY OF SOUTH FLORIDA FOUND INC
    4202 E FOWLER AVENUE
    TAMPA,FL33620     		NONE PUBLIC EDUCATION 22,000
    THE UNIVERSITY OF TEXAS AUSTIN
    1 UNIVERSITY STATION/C3300
    AUSTIN,TX78712     		NONE PUBLIC EDUCATION 14,000
    VALPARAISO UNIVERSITY
    1700 CHAPEL DRIVE
    VALPARAISO,IN46383     		NONE PUBLIC EDUCATION 18,000
    VANDERBILT UNIVERSITY
    301 KIRKLAND HALL
    NASHVILLE,TN37240     		NONE PUBLIC EDUCATION 60,000
    VANDERBILT UNIVERSITY
    301 KIRLAND HALL
    NASHVILLE,TN37240     		NONE PUBLIC EDUCATION 60,000
    VANDERBILT UNIVERSTIY
    301 KIRKLAND HALL
    NASHVILLE,TN37240     		NONE PUBLIC EDUCATION 50,000
    UNIVERSITY OF WASHINGTON
    340-C DENNY
    SEATTLE,WA98195     		NONE PUBLIC EDUCATION 45,000
    UNIVERSITY OF WASHINGTON
    340-C DENNY
    SEATTLE,WA98195     		NONE PUBLIC EDUCATION 5,000
    WASHINGTON UNIVERSITY
    ONE BROOKING DRIVE
    ST LOUIS,MO63130     		NONE PUBLIC EDUCATION 3,500
    WASHINGTON UNIVERSITY
    ONE BROOKING DRIVE
    ST LOUIS,MO63130     		NONE PUBLIC EDUCATION 18,500
    WAYNE STATE UNIVERSITY
    401 MANOGIAN HALL
    DETRIOT,MI48202     		NONE PUBLIC EDUCATION 21,000
    REGENTS OF THE UNV OF WISCONSIN FOUND
    716 LANGDON STREET
    MADISON,WI53706     		NONE PUBLIC EDUCATION 25,000
    WYCKOFF FAMILY YMCA
    691 WYCKOFF AVENUE
    WYCKOFF,NJ07481     		NONE PUBLIC EDUCATION 25,000
    YALE UNIVERSITY
    PO BOX 208210
    NEW HAVEN,CT06520     		NONE PUBLIC EDUCATION 20,000
    YOUTH FOR UNDERSTANDING USA INC
    6400 GOLDSBORO ROAD
    BETHESDA,MD20817     		NONE PUBLIC EDUCATION 20,000
    ALLEGHENY COLLEGE
    520 NORTH MAIN STREET
    MEADVILLE,PA16335     		NONE PUBLIC EDUCATION 6,000
    BELMONT UNIVERSITY
    1900 BELMONT BOULEVARD
    NASHVILLE,TN37212     		NONE PUBLIC EDUCATION 6,000
    CASE WESTERN RESERVE UNIVERSTIY
    10900 EUCLID AVENUE
    CLEVELAND,OH44106     		NONE PUBLIC EDUCATION 6,000
    THE UNIVERSTIY OF CHICAGO
    1050 E 59TH STREET
    CHICAGO,IL60637     		NONE PUBLIC EDUCATION 5,000
    UNIVERSITY OF CINCINNATI
    PO BOX 210372
    CINCINNATI,OH45221     		NONE PUBLIC EDUCATION 6,000
    COLGATE UNIVERSITY
    13 OAK DRIVE
    HAMILTON,NY13346     		NONE PUBLIC EDUCATION 6,000
    UNIVERSITY OF COLORADO FOUNDATION INC
    129 MCKENNA
    BOULDER,CO80309     		NONE PUBLIC EDUCATION 5,000
    THE COLORADO COLLEGE
    14 EAST CACHE LA POUDRE
    COLORADO SPRINGS,CO80903     		NONE PUBLIC EDUCATION 6,000
    COLUMBIA UNIVERSITY
    535 WEST 116TH STREET
    NEW YORK,NY10027     		NONE PUBLIC EDUCATION 5,000
    CONCORDIA COLLEGE
    901 8TH STREET SOUTH
    MOORHEAD,MN56562     		NONE PUBLIC EDUCATION 6,000
    CORNELL UNIVERSTIY
    183 GOLDWIN SMITH HALL
    ITHACA,NY14853     		NONE PUBLIC EDUCATION 5,000
    DARTMOUTH COLLEGE
    6084 DARTMOUTH HALL
    HANOVER,NH03755     		NONE PUBLIC EDUCATION 6,000
    DEUTCHES STEDENTENWERK
    11 MONBIJOUPLATZ
    BERLIN,BRANDENBURG10178
    GM     		NONE PUBLIC EDUCATION 250,000
    DICKINSON COLLEGE
    PO BOX 1773
    CARLISLE,PA17013     		NONE PUBLIC EDUCATION 6,000
    FRIENDS OF DRESDEN INC
    1230 YORK AVENUE
    NEW YORK,NY10065     		NONE PUBLIC EDUCATION 25,000
    UNIVERSITY OF ERFURT
    63 NORDHAEUSER STR
    ERFURT,THURINGEN99105
    GM     		NONE PUBLIC EDUCATION 200,000
    UNIVERSITY OF ERFURT
    63 NORDHAEUSER STR
    ERFURT,THURINGEN99105
    GM     		NONE PUBLIC EDUCATION 200,000
    GOETHE UNIVERSITY FRANKFURT
    31 SENCKENBERGANLAGE
    FRANKFURT A.M.,HESSEN60325
    GM     		NONE PUBLIC EDUCATION 300,000
    GERMAN AMERICAN SOCIETY
    4330 NE 37TH AVENUE
    PORTLAND,OR97211     		NONE PUBLIC EDUCATION 200,000
    GERMAN AMERICAN SOCIETY
    4330 NE 37TH AVENUE
    PORTLAND,OR97211     		NONE PUBLIC EDUCATION 100,000
    GERMAN AMERICAN SOCIETY
    4330 NE 37TH AVENUE
    PORTLAND,OR97211     		NONE PUBLIC EDUCATION 5,000
    THE GERMAN SOCIETY OF PENNSYLVANIA
    611 SPRING GARDENS STREET
    PHILADELPHIA,PA19123     		NONE PUBLIC EDUCATION 50,000
    THE GERMAN SOCIETY OF PENNSYLVANIA
    611 SPRING GARDEN STREET
    PHILADELPHIA,PA19123     		NONE PUBLIC EDUCATION 20,000
    GERMAN-AMERICAN SCHOOL ASSOCIATION
    6 EAST 87TH STREET
    NEW YORK,NY10128     		NONE PUBLIC EDUCATION 30,000
    UNIVERSITY OF ILLINOIS
    601 SOUTH MORGAN STREET
    CHICAGO,IL60607     		NONE PUBLIC EDUCATION 1,000
    INDIANA UNIVERSITY
    425 UNIVERSITY BOULEVARD
    INDIANAPOLIS,IN46202     		NONE PUBLIC EDUCATION 6,000
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES STREET
    BALTIMORE,MD21218     		NONE PUBLIC EDUCATION 5,000
    KANSAS UNIVERSITY ENDOWMENT ASSOCIATION
    1445 JAYHAWK BLVD ROOM 2080
    LAWRENCE,KS66045     		NONE PUBLIC EDUCATION 6,000
    UNIVERSITY OF KASSEL
    19 MONCHEBERGSTRABE
    KASSEL,HESSEN34109
    GM     		NONE PUBLIC EDUCATION 200,000
    UNIVERSITY OF KENTUCKY
    101 MAIN BUILDING
    LEXINGTON,KY40506     		NONE PUBLIC EDUCATION 6,000
    LAFAYETTE COLLEGE
    730 HIGH STREET
    EASTON,PA18042     		NONE PUBLIC EDUCATION 5,000
    LIEDERKRANZ FOUNDATION INC
    6 EAST 87TH STREET
    NEW YORK,NY10128     		NONE PUBLIC EDUCATION 25,000
    LEIDERKRANZ FOUNDATION INC
    6 EAST 87TH STREET
    NEW YORK,NY10128     		NONE PUBLIC EDUCATION 25,000
    LIEDERKRANZ FOUNDATION INC
    6 EAST 87TH STREET
    NEW YORK,NY10128     		NONE PUBLIC EDUCATION 25,000
    PHILIPPS UNIVERSITY MARBURG
    10/12 BIEGENSTRASSE
    MARBURG,HESSEN35032
    GM     		NONE PUBLIC EDUCATION 150,000
    PHILIPPS UNIVERSITY MARBURG
    10/12 BIEGENSTRASSE
    MARBURG,HESSEN35032
    GM     		NONE PUBLIC EDUCATION 150,000
    UNIVERSITY OF MASSACHUSETTS
    PO BOX 33925
    AMHERST,MA01003     		NONE PUBLIC EDUCATION 6,000
    THE UNIVERSITY OF MICHIGAN
    812 E WASHINGTON STREET
    ANN ARBOR,MI48109     		NONE PUBLIC EDUCATION 6,000
    MIDDLEBURY COLLEGE
    131 S MAIN STREET
    MIDDLEBURY,VT05753     		NONE PUBLIC EDUCATION 6,000
    MILLERSVILLE UNIVERSITY
    PO BOX 1002
    MILLERSVILLE,PA17551     		NONE PUBLIC EDUCATION 5,000
    MONTEREY INSTITUTE OF INTERNL STUDIES
    460 PIERCE STREET
    MONTEREY,CA93940     		NONE PUBLIC EDUCATION 6,000
    NEW YORK UNIVERSITY
    42 WASHINGTON MEWS
    NEW YORK,NY10003     		NONE PUBLIC EDUCATION 30,000
    OBERLIN COLLEGE
    50 NORTH PROFESSOR STREET
    OBERLIN,OH44074     		NONE PUBLIC EDUCATION 6,000
    THE OHIO STATE UNIVERSITY
    1775 COLLEGE ROAD
    COLUMBUS,OH43210     		NONE PUBLIC EDUCATION 6,000
    UNIVERSITY OF PENNSYLVANIA
    255 SOUTH 36TH STREET
    PHILDELPHIA,PA19104     		NONE PUBLIC EDUCATION 6,000
    THE PENNSYLVANIA STATE UNIVERSITY
    231 BURROWES BUILDING
    UNIVERSITY PARK,PA16802     		NONE PUBLIC EDUCATION 6,000
    THE UNIVERSITY OF RHODE ISLAND FOUND
    67 UPPER COLLEGE ROAD
    KINGSTON,RI02881     		NONE PUBLIC EDUCATION 5,000
    RUTGERS UNIVERSITY FOUNDATION
    172 COLLEGE AVENUE
    NEW BRUNSWICK,NJ08901     		NONE PUBLIC EDUCATION 20,000
    UNIVERSITY OF SOUTHERN CALIFORNIA
    2714 SOUTH HOOVER STREET
    LOS ANGLES,CA90007     		NONE PUBLIC EDUCATION 6,000
    TECHNICAL UNIVERSITY OF DARMSTADT
    5 KAROLINENPLATZ
    DARMSTADT,HESSEN64289
    GM     		NONE PUBLIC EDUCATION 100,000
    VALPARAISO UNIVERSITY
    KRETZMANN HALL
    VALPARAISO,IN46383     		NONE PUBLIC EDUCATION 6,000
    VANDERBILT UNIVERSITY
    205 KIRKLAND HALL
    NASHVILLE,TN37340     		NONE PUBLIC EDUCATION 6,000
    UNIVERSITY OF VIRGINIA
    108 COCKE HALL
    CHARLOTTESVILLE,VA22904     		NONE PUBLIC EDUCATION 6,000
    UNIVERSITY OF WISCONSIN FOUNDATION
    901 UNIVERSITY BAY DRIVE
    MADISON,WI53705     		NONE PUBLIC EDUCATION 6,000
    AMERICAN MUSEUM OF NATURAL HISTORY
    79TH STREET CENTRAL PARK
    NEW YORK,NY10024     		NONE PUBLIC EDUCATION 3,000
    EV LUTHERAN CHURCH OF ST PAUL
    PO BOX 1971
    NEW YORK,NY10013     		NONE RELIGIOUS RELIGIOUS 2,000
    Total .................................bullet 3a 5,564,935
    bApproved for future payment
    UNIVERSITY OF CALIFORNIA
    5319 DWINELLE HALL
    BERKELEY,CA94720     		NONE PUBLIC EDUCATION 67,500
    UNIVERSITY OF CALIFORNIA
    9500 GILMAN DRIVE
    LA JOLLA,CA92093     		NONE PUBLIC EDUCATION 8,550
    UNIVERSITY OF CALIFORNIA
    200 WEST ARBOR DRIVE
    SAN DIEGO,CA92103     		NONE PUBLIC EDUCATION 67,500
    JOHNS HOPKINS UNIVERSITY
    1800 ORLEANS STREET
    BALTIMORE,MD21287     		NONE PUBLIC EDUCATION 64,200
    MASSACHUSETTS GENERAL HOSPITAL
    149 13TH STREET
    CHARLESTOWN,MA02129     		NONE PUBLIC EDUCATION 64,200
    MASSACHUSETTS INSTITUTE OF TECH
    77 MASSACHUSETTS AVE
    CAMBRIDGE,MA02139     		NONE PUBLIC EDUCATION 64,200
    MASSACHUSETTS INSTITUTE OF TECH
    77 MASSACHUSETTS AVE
    CAMBRIDGE,MA02139     		NONE PUBLIC EDUCATION 55,200
    NEW YORK UNIVERSITY
    19 UNIVERSITY PLACE
    NEW YORK,NY10003     		NONE PUBLIC EDUCATION 55,200
    RUTGERS UNIVERSITY FOUNDATION
    610 TAYLOR ROAD
    PISCATAWAY,NJ08854     		NONE PUBLIC EDUCATION 55,200
    STANFORD UNIVERSITY
    401 QUARRY ROAD
    STANFORD,CA94305     		NONE PUBLIC EDUCATION 55,200
    UNIVERSITY OF CALIFORNIA REGENTS
    5319 DWINELLE HALL
    BERKELEY,CA94720     		NONE PUBLIC EDUCATION 12,000
    DARTMOUTH COLLEGE
    6084 DARTMOUTH HALL
    HANOVER,NH03755     		NONE PUBLIC EDUCATION 12,000
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES STREET
    BALTIMORE,MD21218     		NONE PUBLIC EDUCATION 18,000
    KANSAS UNIVERSITY ENDOWMENT ASSOCIATION
    1445 JAYHAWK BLVD
    LAWRENCE,KS66045     		NONE PUBLIC EDUCATION 12,000
    KANSAS UNIVERSITY ENDOWMENT ASSOCIATION
    1445 JAYHAWK BLVD
    LAWRENCE,KS66045     		NONE PUBLIC EDUCATION 12,000
    NEW YORK UNIVERSITY
    42 WASHINGTON MEWS
    NEW YORK,NY10003     		NONE PUBLIC EDUCATION 6,700
    NORTHWESTERN UNIVERSITY
    1880 CAMPUS DRIVE
    EVANSTON,IL60208     		NONE PUBLIC EDUCATION 15,000
    THE OHIO STATE UNIVERSITY
    1775 COLLEGE ROAD
    COLUMBUS,OH43210     		NONE PUBLIC EDUCATION 10,000
    RUTGERS UNIVERSITY FOUNDATION
    172 COLLEGE AVE
    NEW BRUNSWICK,NJ08901     		NONE PUBLIC EDUCATION 15,000
    UNIVERSITY OF WASHINGTON
    340-C DENNY BOX 353130
    SEATTLE,WA98195     		NONE PUBLIC EDUCATION 8,000
    WASHINGTON UNIVERSITY
    ONE BROOKINGS DRIVE
    ST LOUIS,MO63130     		NONE PUBLIC EDUCATION 21,000
    THE AMERICAN AUSTRIAN FOUNDATION INC
    201 WEST 72ND STREET
    NEW YORK,NY10023     		NONE PUBLIC EDUCATION 41,600
    AMERICAN FRIENDS OF DLA MARBACH INC
    ONE BOOKING DRIVE
    ST LOUIS,MO63130     		NONE PUBLIC EDUCATION 8,000
    BRANDEIS UNIVESITY
    PO BOX 549110
    WALTHAM,MA02454     		NONE PUBLIC EDUCATION 5,000
    BRANDEIS UNIVERSITY
    PO BOX 549110
    WALTHAM,MA02454     		NONE PUBLIC EDUCATION 10,000
    BROWN UNIVERSTIY
    190 HOPE STREET
    PROVIDENCE,RI02912     		NONE PUBLIC EDUCATION 8,000
    BROWN UNIVERSITY
    190 HOPE STREET
    PROVIDENCE,RI02912     		NONE PUBLIC EDUCATION 18,000
    UNIVERSITY OF CALIFORNIA REGENTS
    5319 DWINELLE HALL
    BERKELEY,CA94720     		NONE PUBLIC EDUCATION 48,000
    UNIVERSITY OF CALIFORNIA REGENTS
    5319 DWINELLE HALL
    BERKELEY,CA94720     		NONE PUBLIC EDUCATION 15,000
    UNIVERSITY OF CALIFORNIA REGENTS
    5319 DWINELLE HALL
    BERKELEY,CA94720     		NONE PUBLIC EDUCATION 8,000
    UNIVERSITY OF CALIFORNIA REGENTS
    5319 DWINELLE HALL
    BERKELEY,CA94720     		NONE PUBLIC EDCUATION 3,800
    CARNEGIE MELLON UNIVERSITY
    160 BAKER HALL
    PITTSBURGH,PA15213     		NONE PUBLIC EDUCATION 7,200
    CASE WESTERN RESERVE UNIVERSITY
    10900 EUCLID AVE
    CLEVELAND,OH44106     		NONE PUBLIC EDUCATION 11,000
    UNIVERSITY OF CINCINNATI
    733 OLD CHEMISTRY
    CINCINNATI,OH45221     		NONE PUBLIC EDUCATION 28,000
    UNIVERSITY OF CINCINNATI
    733 OLD CHEMISTRY
    CINCINNATI,OH45221     		NONE PUBLIC EDUCATION 1,500
    CONCORDIA COLLEGE
    901 8TH STREET SOUTH
    MOORHEAD,MN56562     		NONE PUBLIC EDUCATION 30,000
    ELYSIUM-BETWEEN TWO CONTINENTS
    303 EAST 83RD STREET
    NEW YORK,NY10028     		NONE PUBLIC EDUCATION 30,000
    EMORY UNIVERSITY
    532 KILGO CIRCLE
    ATLANTA,GA30322     		NONE PUBLIC EDUCATION 16,000
    FORDHAM UNIVERSITY
    441 EAST FORDHAM ROAD
    BRONX,NY10458     		NONE PUBLIC EDUCATION 7,000
    GERMAN AMERICAN PARTNERSHIP PROGRAM
    72 SPRING STREET
    NEW YORK,NY10012     		NONE PUBLIC EDUCATION 25,000
    GERMANISTIC SOCIETY OF AMERICA
    PO BOX 1325
    NEW YORK,NY10163     		NONE PUBLIC EDUCATION 12,000
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES STREET
    BALTIMORE,MD21218     		NONE PUBLIC EDUCATION 12,000
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES STREET
    BALTIMORE,MD21218     		NONE PUBLIC EDUCATION 8,400
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES STREET
    BALTIMORE,MD21218     		NONE PUBLIC EDUCATION 1,000
    HUNTER COLLEGE FOUNDATION INC
    695 PARK AVE
    NEW YORK,NY10065     		NONE PUBLIC EDUCATION 20,000
    UNIVERSITY OF ILLINOIS
    601 SOUTH MORGAN STREET
    CHICAGO,IL60607     		NONE PUBLIC EDUCATION 54,000
    UNIVERSITY OF ILLINOIS
    601 SOUTH MORGAN STREET
    CHICAGO,IL60607     		NONE PUBLIC EDUCATION 8,000
    INDIANA UNIVERSITY
    1020 E KIRKWOOD AVE
    BLOOMINGTON,IN47405     		NONE PUBLIC EDUCATION 5,000
    INDIANA UNIVERSITY
    1020 E KIRKLAND AVE
    BLOOMINGTON,IN47405     		NONE PUBLIC EDUCATION 5,000
    INDIANA UNIVERSITY
    1020 E KIRKWOOD AVE
    BLOOMINGTON,IN47405     		NONE PUBLIC EDUCATION 5,000
    NEW YORK UNIVERSITY
    70 WASHINGTON SQ PARK
    NEW YORK,NY10012     		NONE PUBLIC EDUCATION 36,000
    NORTHWESTERN UNIVERSITY
    1880 CAMPUS DRIVE
    EVANSTON,IL60208     		NONE PUBLIC EDUCATION 10,000
    NORTHWESTERN UNIVERSITY
    1880 CAMPUS DRIVE
    EVANSTON,IL60208     		NONE PUBLIC EDUCATION 4,000
    UNIVERSITY OF NOTRE DAME
    105 MAIN BLDG
    NORTRE DAME,IN46556     		NONE PUBLIC EDUCATION 1,500
    OREGON STATE UNIVERSITY
    300E GILKEY HALL
    CORVALLIS,OR97331     		NONE PUBLIC EDUCATION 10,000
    PURDUE UNIVERSITY
    640 OVAL DRIVE
    WEST LAFAYETTE,IN47907     		NONE PUBLIC EDUCATION 4,000
    RUTGERS UNIVERSITY FOUNDATION
    172 COLLEGE AVE
    NEW BRUNSWICK,NJ08901     		NONE PUBLIC EDUCATION 27,600
    UNIVERSITY OF SOUTH FLORIDA FOUND INC
    4202 E FOWLER AVE
    TAMPA,FL33620     		NONE PUBLIC EDUCATION 25,000
    VANDERBILT UNIVERSITY
    301 KIRKLAND HALL
    NASHVILLE,TN37240     		NONE PUBLIC EDUCATION 50,000
    VANDERBILT UNIVERSITY
    301 KIRKLAND HALL
    NASHVILLE,TN37240     		NONE PUBLIC EDUCATION 50,000
    WASHINGTON UNIVERSITY
    ONE BROOKINGS DRIVE
    ST LOUIS,MO63130     		NONE PUBLIC EDUCATION 5,000
    DEUTSCHES STUDENTENWERK
    11 MONBIJOUPLATZ
    BERLIN,BRANDENBURG10178
    GM     		NONE PUBLIC EDUCATION 250,000
    GOETHE UNIVERSITY FRANKFURT
    31 SENCKENBERGANLAGE
    FRANKFURT A.M.,HESSEN60325
    GM     		NONE PUBLIC EDUCATION 300,000
    UNIVERSITY OF ERFURT
    63 NORDHAEUSER STR
    ERFURT,THURINGEN99105
    GM     		NONE PUBLIC EDUCATION 100,000
    UNIVERSITY OF KASSEL
    13 MONCHEBERGSTRABE
    KASSEL,HESSEN34109
    GM     		NONE PUBLIC EDUCATION 100,000
    LIEDERKRANZ FOUNDATION INC
    6 EAST 87TH STREET
    NEW YORK,NY10128     		NONE PUBLIC EDUCATION 50,000
    PHILIPPS UNIVERSITY MARBURG
    10/12 BIEGENSTRASSE
    MARBURG,HESSEN35032
    GM     		NONE PUBLIC EDUCATION 150,000
    NEW YORK UNIVERSITY
    70 WASHINGTON SQ PARK
    NEW YORK,NY10012     		NONE PUBLIC EDUCATION 30,000
    UNIVERSITY OF SIEGEN
    3 HERRENGARTEN
    SIEGEN,N. RHINE-WESTPHAL57068
    GM     		NONE PUBLIC EDUCATION 600,000
    UNIVERSITY OF WISCONSIN FOUNDATION
    901 UNIVERSITY BAY DRIVE
    MADISON,WI53705     		NONE PUBLIC EDUCATION 500,000
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES STREET
    BALTIMORE,MD21218     		NONE PUBLIC EDUCATION 16,000
    Total .................................bullet 3b 3,469,250
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 1,698,303  
    4 Dividends and interest from securities....     14 1,130,948  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 2,032,569  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aK-1 INVESTMENT INCOME     14 56,506  
    bOTHER INVESTMENT INCOME 525990 5,993 14    
    cREFUND-PRIOR YEAR GRANTS     14 8,000  
    dSHORT OPTION INCOME     14 4,623  
    e
    12 Subtotal. Add columns (b), (d), and (e).. 5,993 4,930,949  
    13Total. Add line 12, columns (b), (d), and (e)..................
    134,936,942
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID: 13000170
    Software Version: 2013v3.1


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    MAX KADE FOUNDATIONINC
    EIN: 13-5658082
    Software ID:13000170
    Software Version:2013v3.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PROFESSIONAL FEES 30,976 0 0 30,976

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    MAX KADE FOUNDATIONINC
    EIN: 13-5658082
    Software ID:13000170
    Software Version:2013v3.1
    Name of Bond End of Year Book Value End of Year Fair Market Value
    INTERNATIONAL BUSINESS MACH NTS 869,533 861,225
    WYETH CALL 1,012,505 1,098,120
    INTL BUS MACH 780,770 938,145
    VODAFONE GROUP PLC MW 499,300 534,645
    MORGAN STANLEY 238,342 279,050
    PETRO CANADA NTS 1,099,395 1,152,390
    FPL GROUP 843,545 849,667
    ANHEUSER BUSCH COS NTS 820,918 836,782
    MARATHON OIL CORP 419,107 403,448
    CHUBB CORP NTS 553,985 574,715
    WELLS FARGO BANK 539,855 522,465
    CHURCH & DWIGHT CO INC 406,006 417,760
    WELLS FARGO & CO STEP UP 795,006 798,555
    VERIZON COMMUNICATIONS 1,177,506 1,129,760
    PRUDENTIAL FINANCIAL INC NTS 590,275 613,845
    VALE OVERSEAS LTD NTS 500,005 512,100
    GENL ELECT CAP CORP SUB 1,045,421 1,118,620
    ICAHN ENTERPRISES LP 528,755 510,000
    LABORATORY CORP OF AMER 510,405 501,630
    SLM CORP NTS 525,005 582,500
    WASHINGTON POST CO 580,860 594,035
    AVON PRODUCTS INC NTS 274,831 268,922
    GENL ELEC CAP CORP 1,162,735 1,112,920
    TOYOTA MOTOR CREDIT CORP 308,856 300,087
    BERKSHIRE HATHAWAY INC 516,815 497,345
    ENTERPRISE PRODUCTS OPER 583,005 557,365
    CENTURYLINK INC B/E 506,851 493,750
    LILLY ELI & CO 598,893 570,460
    PITNEY BOWES INC NTS 767,555 804,518
    STAPLES INC. 2.75 254,598 253,500
    PETROBRAS GLOBAL FIN 3.0 498,521 467,915
    AVON PRODUCTS INC. 804,223 818,842
    ARCELORMITTAL SA 1,166,261 1,265,000
    PLAINS EXOLORATION & PRO 538,756 552,190
    METLIFE INC 513,506 540,405
    SAFEWAY INC 780,944 753,128
    STAPLES INC. 766,408 726,555

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    MAX KADE FOUNDATIONINC
    EIN: 13-5658082
    Software ID:13000170
    Software Version:2013v3.1
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AIR PRODUCT & CHEMICALS 127,400 894,240
    ANADARKO PETE CORP 18,271 793,200
    BP PLC SPONSORED ADR 476,899 607,625
    BERKSHIRE HATHAWAY INC 1,215 2,015,520
    COLGATE PALMOLIVE CO 462,651 1,141,175
    EXXON MOBILE CORP 126,053 1,669,800
    INTL BUSINESS MACHINE 177,151 1,125,420
    ITT CORP 243,322 542,750
    JOHNSON & JOHNSON COM 684,391 1,144,875
    MERCK & CO INC. 29,062 750,750
    MICROSOFT CORP 541,773 748,200
    MORGAN STANLEY 510,210 627,200
    3M CO 746,846 1,577,813
    ORACLE CORP 300,497 765,200
    EMC CORP MASS 303,119 440,125
    MORNING STAR, INC 473,948 780,900
    GENERAL ELECTRIC CORP 385,750 700,750
    AMER ELECTRIC POWER CO 311,802 467,400
    COHEN STEERS INC 377,156 600,900
    FRANKLIN RESOURCES 251,599 692,760
    GENUINE PARTS 279,186 561,532
    INTEL CORP 458,877 583,987
    JP MORGAN CHASE 550,565 877,200
    MEAD JOHNSON NUTRITION CO 342,405 628,200
    SCHLUMBERGER LTD NETHERLANDS 467,998 675,825
    SPECTRA ENERGY CORP 248,919 356,200
    CSX CORPORATION 385,726 503,475
    LVMH MOET HENNESSY LOUIS NEW 299,212 447,276
    MCDONALDS CORP 397,329 550,160
    RIO TINTO PLC SPON ADR 443,261 536,085
    KINDER MORGAN MGMT LLC 327,640 384,807
    HARTFORD FINCL SERVICES GROUP INC 325,149 543,450
    INGREDION INC 196,225 684,600
    PHILLIPS 66 243,066 539,910
    SIEMENS A G SPON ADR 465,242 692,550
    SODA STREAM INTL LTD 332,479 372,300
    TOYOTA MOTOR CORP NEW JAPAN 234,763 365,760
    VEECO INSTRUMENTS INC 138,280 164,550
    AMGEN INC 204,155 228,160
    APPLE INC. 111,029 140,255
    ARES CAPITAL CORP. 487,181 479,115
    AXIALL CORP 584,690 652,300
    DICK'S SPORTING GOODS INC. 430,070 435,750
    FAIRWAY GROUP HLDGS CORP 250,571 272,400
    NATL-OILWELLVAVCO INC 683,643 795,300
    NESTLE A SPONSORED ADR 186,839 596,079
    SYMANTEC CORP 510,524 518,760
    SYSCO CORP 175,250 722,000
    WP CAREY INC REIT 513,456 629,233
    ZOETIS INC 425,554 490,350

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    MAX KADE FOUNDATIONINC
    EIN: 13-5658082
    Software ID:13000170
    Software Version:2013v3.1
    US Government Securities - End of Year Book Value:

    6,896,310
    US Government Securities - End of Year Fair Market Value:

    6,392,098
    State & Local Government Securities - End of Year Book Value:


    2,248,418
    State & Local Government Securities - End of Year Fair Market Value:


    2,290,035


    TY 2013 InvestmentsOtherSchedule2
    Name:
    MAX KADE FOUNDATIONINC
    EIN: 13-5658082
    Software ID:13000170
    Software Version:2013v3.1
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    UBS CARLYLE REALTY PARTNERS FUND AT COST 193,865 227,666
    VINTAGE 07 SERIES AIP ASIA FUND LLC AT COST 386,309 445,888
    SPDR Gold Trust AT COST 413,861 696,720
    VANGUARD INTL FSTE ALL WORLD AT COST 105,183 126,825
    UTILITIES SECTOR SPDR AT COST 215,470 260,095
    POWER SHARES DB MULTI AT COST 250,098 242,500
    ISHARES TRUST RUSSELL 2000 AT COST 255,236 415,296
    ISHARES MSCI CANADA AT COST 190,072 204,120
    ISHARES TRUST DOW JONES AT COST 428,059 619,080
    ISHARES IBOXX HIGH YIELD AT COST 572,999 696,600
    ETF GUGGENHEIM BRIC (CLAYMORE) AT COST 238,137 277,200
    ISHARES INC MSCI GERMANY AT COST 398,307 555,800
    SPDR S&P BRIC 40 ETF AT COST 359,056 355,800
    VANGUARD SECTOR INDEX FD AT COST 502,127 657,150
    UBS MILLENNIUM FUND LTD AT COST 1,000,000 1,163,677
    CORSAIR CAPITAL INVESTORS AT COST 750,000 854,910
    DOUBLE BLACK DIAMOND, LTD AT COST 1,000,000 1,128,639
    PLAINS ALL AMER PIPELINE AT COST 243,019 336,505
    ALPHAKEYS KKR FUND XI LLC INVESTED AT COST 101,054 101,862
    BLACKROCK GLOBAL DIVIDEND AT COST 128,292 148,442
    EATON VANCE ATLANTA AT COST 105,552 139,272
    MATTHEWS ASIA DIVIDEND (MAPIX) AT COST 81,542 88,432
    OPPENHEIMER DEVELOPING MARKETS FUND AT COST 83,399 94,882
    YACKTMAN FOCUSED FUND AT COST 140,063 165,069
    BLACKROCK HIGH YIELD BOND AT COST 178,191 183,606
    DOUBLE LINE TOTAL RETURN FUND AT COST 185,293 177,873
    JP MORGAN STRATEGIC INCOME OPPORTUNITIES AT COST 177,140 178,918
    JP MORGAN CORE BOND FUND AT COST 460,901 442,482
    PIMCO TOTAL RETURN FUND AT COST 185,320 179,303
    MAINSTAY MARKETFIELD FUND AT COST 161,923 188,328
    BLACKROCK GLOBAL ALLOCATION FUND AT COST 174,271 187,575
    FIRST EAGLE GLOBAL FUND AT COST 238,264 259,759
    IVY ASSET STRATEGY FUND AT COST 116,110 144,780
    VANGUARD INDEX EMERGING MARKET AT COST 629,811 617,100
    ISHARES TRUST S&P GLOBAL AT COST 286,799 337,140
    VANGUARD SECTOR INDEX INFORMAT AT COST 167,306 179,080
    WISDOMTREE TRUST JAPAN AT COST 349,666 355,880
    BROOKFIELD GLOBAL LISTED INFRAST FUND AT COST 104,374 113,085
    LYRICAL US VALUE EQUITY FUND AT COST 116,712 135,347
    DRIEHAUS SELECT CREDIT FUND AT COST 175,000 175,000
    TEMPLETON GLOBAL TOTAL RETURN AT COST 276,214 271,994
    BLACKROCK GLOBAL LONG/SHORT CREDIT FUND AT COST 352,394 355,182
    T ROWE PRICE CAPITAL APPRECATION FUND AT COST 138,984 141,225
    ENTERPRISE PRODUCTS PARTNER AT COST 258,270 1,060,800
    KKR & CO LP AT COST 381,299 486,800
    JP MORGAN CHASE CD BRIC AT COST 100,000 99,250
    UBS AG TRIGGER ROS CMCIER AT COST 200,000 196,000
    HSBC USA INC AT COST 250,000 243,877
    BARCLAYS BANK PLC AT COST 250,000 333,750
    MORGAN STANLEY TRIGGER AT COST 665,000 739,148
    COUPON CERTIFICATES OF DEPOSIT AT COST 240,000 245,500

    TY 2013 OtherExpensesSchedule
    Name:
    MAX KADE FOUNDATIONINC
    EIN: 13-5658082
    Software ID:13000170
    Software Version:2013v3.1
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INSURANCE & BLUE CROSS 51,631     51,631
    NY STATE FILING FEE 1,500     1,500
    OFFICE EXPENSE 5,276     5,276
    OFFICE SUPPLIES & EQUIPMENT 3,459     3,459
    POSTAGE & TELEPHONE 3,409     3,409


    TY 2013 OtherIncomeSchedule2
    Name:
    MAX KADE FOUNDATIONINC
    EIN: 13-5658082
    Software ID:13000170
    Software Version:2013v3.1
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    K-1 INVESTMENT INCOME 56,506 56,506 56,506
    OTHER INVESTMENT INCOME 5,993   5,993
    REFUND-PRIOR YEAR GRANTS 8,000   8,000
    SHORT OPTION INCOME 4,623 4,623 4,623


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    MAX KADE FOUNDATIONINC
    EIN: 13-5658082
    Software ID:13000170
    Software Version:2013v3.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 48,773 48,773 48,773 0


    TY 2013 TaxesSchedule
    Name:
    MAX KADE FOUNDATIONINC
    EIN: 13-5658082
    Software ID:13000170
    Software Version:2013v3.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 48,737     48,737
    FEDERAL UBTI TAX 749     749
    FOREIGN TAXES 16,083     16,083
    PAYROLL TAXES 23,640     23,640
    STATE CORPORATE TAX 449     449