Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
CAPITAL ONE FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)1680 CAPITAL ONE DRIVE   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MCLEAN, VA22102
A Employer identification number

11-3276603
B Telephone number (see instructions)

(703) 720-1000
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$44,227,843J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 101,828
2 Check bullet
3 Interest on savings and temporary cash investments 72,138 72,138  
4 Dividends and interest from securities...... 757,334 757,334  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,824,269
b Gross sales price for all assets on line 6a 39,654,858
7 Capital gain net income (from Part IV, line 2)... 2,824,269
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 3,755,569 3,653,741  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 172,599 86,300   86,299
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 36,537 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 151,218 75,609   75,609
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 360,354 161,909   161,908
25 Contributions, gifts, grants paid........ 7,586,614 7,586,614
26 Total expenses and disbursements. Add lines 24 and 25 7,946,968 161,909   7,748,522
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -4,191,399
b Net investment income (if negative, enter -0-) 3,491,832
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 0 1,243,755 1,243,755
2 Savings and temporary cash investments..........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges........... 9,492 23,908 23,908
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........      
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 46,703,238 Click to see attachment42,951,443 42,951,443
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment46,844 Click to see attachment8,737 Click to see attachment8,737
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 46,759,574 44,227,843 44,227,843
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable................... 188,041 188,041
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment33,822 Click to see attachment0
23 Total liabilities (add lines 17 through 22).......... 221,863 188,041
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 46,537,711 44,039,802
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 46,537,711 44,039,802
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 46,759,574 44,227,843
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 46,537,711
2 Enter amount from Part I, line 27a..................... 2 -4,191,399
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 1,693,490
4 Add lines 1, 2, and 3.......................... 4 44,039,802
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 44,039,802
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a GUGGENHEIM MANAGED FUTURES STRATEGY FUND CL H #275 P 2010-08-03 2013-10-28
b GUGGENHEIM MANAGED FUTURES STRATEGY FUND CL H #275 P 2011-04-07 2013-10-28
c WESTERN ASSET CORE BOND FUND CL I #227 P 2008-12-12 2013-10-28
d WESTERN ASSET CORE BOND FUND CL I #227 P 2008-12-16 2013-10-28
e WESTERN ASSET CORE BOND FUND CL I #227 P 2009-01-02 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2009-02-02 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2009-03-02 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2009-03-13 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2009-04-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2009-05-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2009-06-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2009-07-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2009-08-03 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2009-09-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2009-10-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2009-11-02 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2009-12-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2010-01-04 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2010-02-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2010-03-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2010-04-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2010-05-03 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2010-06-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2010-07-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2010-08-02 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2010-09-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2010-10-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2010-11-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2010-12-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2011-01-03 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2011-02-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2011-03-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2011-04-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2011-05-02 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2011-06-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2011-07-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2011-08-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2011-09-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2011-10-03 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2011-11-02 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2011-12-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2012-01-03 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2012-02-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2012-03-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2012-04-02 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2012-05-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2012-06-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2012-07-02 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2012-08-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2012-09-04 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2012-10-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2012-10-17 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2012-11-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2012-12-03 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2013-01-02 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2013-02-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2013-03-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2013-04-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2013-05-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2013-06-03 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2013-07-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2013-08-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2013-09-02 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2013-10-01 2013-10-28
WESTERN ASSET CORE BOND FUND CL I #227 P 2013-08-05 2013-10-28
BLACKROCK GLOBAL ALLOCATION FUND CL I #390 P 2013-07-19 2013-11-11
BLACKROCK GLOBAL ALLOCATION FUND CL I #390 P 1990-12-25 2013-11-11
BLACKROCK GLOBAL ALLOCATION FUND CL I #390 P 1990-12-25 2013-11-11
BLACKROCK GLOBAL ALLOCATION FUND CL I #390 P 1990-12-25 2013-11-11
BLACKROCK GLOBAL ALLOCATION FUND CL I #390 P 1990-12-25 2013-11-11
BLACKROCK GLOBAL ALLOCATION FUND CL I #390 P 1990-12-25 2013-11-11
BLACKROCK GLOBAL ALLOCATION FUND CL I #390 P 1990-12-25 2013-11-11
BLACKROCK GLOBAL ALLOCATION FUND CL I #390 P 1990-12-25 2013-11-11
BLACKROCK GLOBAL ALLOCATION FUND CL I #390 P 1990-12-25 2013-11-11
BLACKROCK GLOBAL ALLOCATION FUND CL I #390 P 1990-12-25 2013-11-11
COHEN & STEERS INTERNATIONAL REALTY FUND CL I #1396 P 2008-12-16 2013-11-18
COHEN & STEERS INTERNATIONAL REALTY FUND CL I #1396 P 2009-01-12 2013-11-18
COHEN & STEERS INTERNATIONAL REALTY FUND CL I #1396 P 2009-02-12 2013-11-18
COHEN & STEERS INTERNATIONAL REALTY FUND CL I #1396 P 2009-03-13 2013-11-18
COHEN & STEERS INTERNATIONAL REALTY FUND CL I #1396 P 2009-07-02 2013-11-18
COHEN & STEERS INTERNATIONAL REALTY FUND CL I #1396 P 2009-10-20 2013-11-18
COHEN & STEERS INTERNATIONAL REALTY FUND CL I #1396 P 2009-12-21 2013-11-18
COHEN & STEERS INTERNATIONAL REALTY FUND CL I #1396 P 2010-07-02 2013-11-18
COHEN & STEERS INTERNATIONAL REALTY FUND CL I #1396 P 2010-12-20 2013-11-18
COHEN & STEERS INTERNATIONAL REALTY FUND CL I #1396 P 2011-07-05 2013-11-18
COHEN & STEERS INTERNATIONAL REALTY FUND CL I #1396 P 2011-12-16 2013-11-18
COHEN & STEERS INTERNATIONAL REALTY FUND CL I #1396 P 2012-07-02 2013-11-18
COHEN & STEERS INTERNATIONAL REALTY FUND CL I #1396 P 2012-12-14 2013-11-18
COHEN & STEERS INTERNATIONAL REALTY FUND CL I #1396 P 2013-07-01 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2008-12-12 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2008-12-16 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2008-12-23 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2009-01-12 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2009-02-12 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2009-03-13 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2009-04-02 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2009-07-02 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2009-10-02 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2009-10-20 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2009-11-25 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2009-12-21 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2010-04-05 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2010-07-02 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2010-10-04 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2010-12-20 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2011-04-04 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2011-07-05 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2011-10-04 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2011-12-16 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2012-04-02 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2012-07-02 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2012-07-02 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2012-10-01 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2012-12-14 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2012-12-14 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2012-12-14 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2013-04-01 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2013-07-01 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2013-07-01 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2013-07-01 2013-11-18
COHEN & STEERS REALTY SHARES #1262 P 2013-09-30 2013-11-18
PERKINS MID CAP VALUE FUND CLASS I #1167 P 2008-12-12 2013-11-20
PERKINS MID CAP VALUE FUND CLASS I #1167 P 2008-12-16 2013-11-20
PERKINS MID CAP VALUE FUND CLASS I #1167 P 2009-01-12 2013-11-20
PERKINS MID CAP VALUE FUND CLASS I #1167 P 2009-02-12 2013-11-20
PERKINS MID CAP VALUE FUND CLASS I #1167 P 2009-03-13 2013-11-20
PERKINS MID CAP VALUE FUND CLASS I #1167 P 2009-06-26 2013-11-20
PERKINS MID CAP VALUE FUND CLASS I #1167 P 2009-10-19 2013-11-20
PIMCO UNCONSTRAINED BOND FUND - INS #1863 P 1990-01-01 2013-11-20
PIMCO UNCONSTRAINED BOND FUND - INS #1863 P 1990-01-01 2013-11-20
PIMCO UNCONSTRAINED BOND FUND - INS #1863 P 1990-01-01 2013-11-20
PIMCO UNCONSTRAINED BOND FUND - INS #1863 P 1990-01-01 2013-11-20
PIMCO UNCONSTRAINED BOND FUND - INS #1863 P 2010-10-29 2013-11-20
MFS EMERGING MARKETS DEBT FUND CL I #833 P 2013-01-16 2013-11-20
HARDING LOEVNER FUNDS INC INTERNATIONAL EQUITY PORTFOLIO #201 P 2012-04-25 2013-12-06
PIMCO REAL RETURN FUND INST #122 P 1990-01-01 2013-12-06
PIMCO REAL RETURN FUND INST #122 P 1990-01-01 2013-12-06
PIMCO REAL RETURN FUND INST #122 P 1990-01-01 2013-12-06
PIMCO REAL RETURN FUND INST #122 P 1990-01-01 2013-12-06
PIMCO REAL RETURN FUND INST #122 P 2008-12-12 2013-12-06
PIMCO REAL RETURN FUND INST #122 P 2008-12-16 2013-12-06
PIMCO REAL RETURN FUND INST #122 P 2013-08-01 2013-12-06
PIMCO REAL RETURN FUND INST #122 P 2013-08-01 2013-12-06
PIMCO REAL RETURN FUND INST #122 P 2013-09-02 2013-12-06
PIMCO REAL RETURN FUND INST #122 P 2013-10-01 2013-12-06
PIMCO REAL RETURN FUND INST #122 P 2013-11-01 2013-12-06
PIMCO REAL RETURN FUND INST #122 P 2013-12-01 2013-12-06
HARDING LOEVNER FUNDS INC INTERNATIONAL EQUITY PORTFOLIO #201 P 2012-04-25 2013-12-17
PERKINS MID CAP VALUE FUND CLASS I #1167 P 2009-10-19 2013-12-17
PERKINS MID CAP VALUE FUND CLASS I #1167 P 2009-12-22 2013-12-17
PERKINS MID CAP VALUE FUND CLASS I #1167 P 2010-12-22 2013-12-17
PERKINS MID CAP VALUE FUND CLASS I #1167 P 2011-04-07 2013-12-17
PERKINS MID CAP VALUE FUND CLASS I #1167 P 2011-12-23 2013-12-17
PERKINS MID CAP VALUE FUND CLASS I #1167 P 2011-12-23 2013-12-17
PERKINS MID CAP VALUE FUND CLASS I #1167 P 2011-12-23 2013-12-17
PERKINS MID CAP VALUE FUND CLASS I #1167 P 2012-12-21 2013-12-17
PERKINS MID CAP VALUE FUND CLASS I #1167 P 2012-12-21 2013-12-17
PIMCO UNCONSTRAINED BOND FUND - INS #1863 P 2010-10-29 2013-12-17
PIMCO UNCONSTRAINED BOND FUND - INS #1863 P 2013-07-31 2013-12-17
PIMCO UNCONSTRAINED BOND FUND - INS #1863 P 2013-08-01 2013-12-17
PIMCO UNCONSTRAINED BOND FUND - INS #1863 P 2013-09-02 2013-12-17
PIMCO UNCONSTRAINED BOND FUND - INS #1863 P 2013-10-01 2013-12-17
PIMCO UNCONSTRAINED BOND FUND - INS #1863 P 2013-11-01 2013-12-17
PIMCO UNCONSTRAINED BOND FUND - INS #1863 P 2013-12-01 2013-12-17
PIMCO UNCONSTRAINED BOND FUND - INS #1863 P 2013-12-12 2013-12-17
PIMCO UNCONSTRAINED BOND FUND - INS #1863 P 2013-12-12 2013-12-17
ASG GLOBAL ALTERNATIVES FUND CLASS Y P 2010-08-05 2013-12-17
ASG GLOBAL ALTERNATIVES FUND CLASS Y P 2011-01-04 2013-12-17
ASG GLOBAL ALTERNATIVES FUND CLASS Y P 2011-01-04 2013-12-17
ASG GLOBAL ALTERNATIVES FUND CLASS Y P 2011-04-07 2013-12-17
ASG GLOBAL ALTERNATIVES FUND CLASS Y P 2011-04-14 2013-12-17
ASG GLOBAL ALTERNATIVES FUND CLASS Y P 2011-04-14 2013-12-17
ASG GLOBAL ALTERNATIVES FUND CLASS Y P 2013-04-10 2013-12-17
ASG GLOBAL ALTERNATIVES FUND CLASS Y P 2013-04-10 2013-12-17
ASG GLOBAL ALTERNATIVES FUND CLASS Y P 2013-04-10 2013-12-17
MFS EMERGING MARKETS DEBT FUND CL I #833 P 2013-01-16 2013-12-17
MFS EMERGING MARKETS DEBT FUND CL I #833 P 2013-01-16 2013-12-17
MFS EMERGING MARKETS DEBT FUND CL I #833 P 2013-02-01 2013-12-17
MFS EMERGING MARKETS DEBT FUND CL I #833 P 2013-02-10 2013-12-17
MFS EMERGING MARKETS DEBT FUND CL I #833 P 2013-03-01 2013-12-17
MFS EMERGING MARKETS DEBT FUND CL I #833 P 2013-04-01 2013-12-17
MFS EMERGING MARKETS DEBT FUND CL I #833 P 2013-07-01 2013-12-17
MFS EMERGING MARKETS DEBT FUND CL I #833 P 2013-09-01 2013-12-17
MFS EMERGING MARKETS DEBT FUND CL I #833 P 2013-10-01 2013-12-17
MFS EMERGING MARKETS DEBT FUND CL I #833 P 2013-11-01 2013-12-17
MFS EMERGING MARKETS DEBT FUND CL I #833 P 2013-12-01 2013-12-17
MFS EMERGING MARKETS DEBT FUND CL I #833 P 2013-12-10 2013-12-17
MFS EMERGING MARKETS DEBT FUND CL I #833 P 2013-12-10 2013-12-17
MFS EMERGING MARKETS DEBT FUND CL I #833 P 2013-08-05 2013-12-17
MFS EMERGING MARKETS DEBT FUND CL I #833 P 2013-08-05 2013-12-17
MAINSTAY LARGE CAP GROWTH FUND CL I #1483 P   2013-12-04
WELLS FARGO ADVANTAGE SHORT-TERM HIGH YIELD BOND FUND - ADM #3769 P   2013-12-10
WELLS FARGO ADVANTAGE SHORT-TERM HIGH YIELD BOND FUND - ADM #3769 P   2013-12-10
MFS EMERGING MARKETS DEBT FUND CL I #833 P   2013-12-10
MFS EMERGING MARKETS DEBT FUND CL I #833 P   2013-12-10
LEGG MASON BW INTERNATIONAL OPPORTUNITIES BOND FUND CL I #4000 P   2013-12-11
PIMCO UNCONSTRAINED BOND FUND - INS #1863 P   2013-12-12
PIMCO UNCONSTRAINED BOND FUND - INS #1863 P   2013-12-12
PIMCO LOW DURATION FUND #36 P   2013-12-12
PIMCO TOTAL RETURN FUND INST #35 P   2013-12-12
PIMCO TOTAL RETURN FUND INST #35 P   2013-12-12
MORGAN STANLEY MID CAP GROWTH FUND CL I P   2013-12-16
MORGAN STANLEY MID CAP GROWTH FUND CL I P   2013-12-16
HARBOR SMALL CAP VALUE FUND INST #2022 P   2013-12-17
HARBOR SMALL CAP VALUE FUND INST #2022 P   2013-12-17
LOOMIS SAYLES BOND INSTITUTIONAL #1162 P   2013-12-17
ALGER RETIREMENT FD SMALL CP RTM PF P   2013-12-18
ALGER RETIREMENT FD SMALL CP RTM PF P   2013-12-18
NATIXIS LOOMIS SAYLES INVESTMENT GRADE BOND FUND CL Y #1456 P   2013-12-18
NATIXIS LOOMIS SAYLES INVESTMENT GRADE BOND FUND CL Y #1456 P   2013-12-18
STONE HARBOR LOCAL MARKET FUND P   2013-12-18
STONE HARBOR LOCAL MARKET FUND P   2013-12-18
LAZARD EMERGING MARKETS EQUITY PORT - INSTL #638 P   2013-12-24
VANGUARD BD INDEX FD INC TOTAL BD MARKET ETF P   2013-12-31
FIDELITY INST MMKT FUND 2014 P   2013-12-31
VARIOUS P   2013-12-31
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 583,436   671,953 -88,517
b 78,797   100,000 -21,203
c 1,141,056   826,052 315,004
d 205,543   150,000 55,543
e 46,605   35,294 11,311
9,188   6,828 2,360
13,478   9,487 3,991
43,181   30,000 13,181
12,692   9,114 3,578
13,554   10,162 3,392
12,499   9,820 2,679
11,741   9,400 2,341
12,214   10,197 2,017
10,914   9,276 1,638
10,067   8,808 1,259
10,528   9,395 1,133
10,919   9,763 1,156
32,857   29,103 3,754
10,635   9,659 976
11,188   10,180 1,008
12,194   11,167 1,027
11,843   11,063 780
10,856   10,041 815
11,429   10,705 724
10,700   10,138 562
8,139   7,806 333
8,573   8,266 307
8,997   8,712 285
8,449   8,118 331
8,804   8,386 418
7,715   7,400 315
7,498   7,223 275
8,041   7,739 302
7,322   7,120 202
7,237   7,105 132
7,348   7,164 184
8,101   7,979 122
7,631   7,529 102
7,917   7,818 99
6,977   6,913 64
6,973   6,851 122
7,392   7,312 80
6,315   6,315 0
6,223   6,249 -26
7,179   7,173 6
6,039   6,084 -45
6,154   6,231 -77
6,077   6,158 -81
5,670   5,831 -161
6,471   6,660 -189
5,052   5,216 -164
1,018,568   1,050,000 -31,432
6,786   7,024 -238
8,547   8,839 -292
7,426   7,662 -236
7,011   7,180 -169
7,278   7,466 -188
8,588   8,795 -207
7,675   7,919 -244
6,874   6,960 -86
5,891   5,837 54
1,795   1,776 19
7,906   7,761 145
7,061   6,991 70
1,834   1,814 20
15,349   14,881 468
1,074,638   914,548 160,090
10,915   9,289 1,626
21,720   18,484 3,236
755,725   643,144 112,581
26,082   22,197 3,885
35,034   29,815 5,219
31,331   26,664 4,667
22,990   19,565 3,425
15,967   13,588 2,379
16,144   11,462 4,682
38,996   27,000 11,996
45,177   27,000 18,177
63,897   33,850 30,047
11,734   9,216 2,518
291,511   292,000 -489
63,693   54,884 8,809
13,806   10,623 3,183
43,109   38,845 4,264
10,916   10,248 668
9,870   7,338 2,532
11,315   9,437 1,878
36,537   33,719 2,818
9,124   8,367 757
155,447   80,611 74,836
91,735   52,000 39,735
23,623   12,883 10,740
70,823   34,000 36,823
77,208   34,000 43,208
85,610   33,850 51,760
26,345   9,989 16,356
15,824   7,702 8,122
10,922   7,152 3,770
116,295   75,000 41,295
333,587   220,000 113,587
13,536   9,300 4,236
10,206   7,880 2,326
10,337   7,551 2,786
7,964   6,510 1,454
9,649   8,061 1,588
6,068   5,675 393
5,232   5,057 175
8,015   6,457 1,558
10,940   9,560 1,380
7,443   7,480 -37
6,927   7,113 -186
1,951   2,003 -52
5,291   5,406 -115
46,841   44,178 2,663
31,017   29,253 1,764
7,689   7,252 437
6,257   6,506 -249
391   398 -7
7,436   7,561 -125
391   398 -7
7,102   6,994 108
141,660   78,909 62,751
64,887   37,500 27,387
42,868   24,400 18,468
43,908   24,375 19,533
47,483   24,375 23,108
5,423   3,336 2,087
53,487   40,464 13,023
56,006   57,456 -1,450
18,747   18,477 270
56,006   55,199 807
1,063   1 1,062
769,132   775,987 -6,855
601,950   671,120 -69,170
718,816   595,903 122,913
38,669   43,274 -4,605
122,865   125,496 -2,631
38,669   39,498 -829
458   1 457
217,810   179,315 38,495
89,628   75,000 14,628
112   114 -2
32   33 -1
533   533 0
442   450 -8
496   508 -12
500   506 -6
497,435   418,518 78,917
25,745   19,536 6,209
3,019   2,262 757
9,095   7,770 1,325
107,772   100,000 7,772
79,799   61,831 17,968
11,285   8,744 2,541
7,584   5,876 1,708
24,469   20,198 4,271
5,182   4,278 904
936,833   950,265 -13,432
59   60 -1
219   221 -2
1,206   1,207 -1
817   823 -6
813   819 -6
1,080   1,085 -5
749   748 1
2,861   2,856 5
752,688   676,652 76,036
18,376   16,723 1,653
15,662   14,252 1,410
42,797   40,000 2,797
3,166   2,930 236
1,964   1,818 146
15,153   14,047 1,106
5,387   4,993 394
3,125   2,897 228
736,138   824,677 -88,539
5,500   6,132 -632
2,687   2,979 -292
5,478   5,889 -411
5,591   6,168 -577
5,586   6,096 -510
5,730   5,813 -83
5,636   5,551 85
5,528   5,562 -34
5,439   5,592 -153
4,799   4,805 -6
3,672   3,665 7
4   4 0
1,452   1,476 -24
1,452   1,475 -23
209,869     209,869
896     896
219     219
3,665     3,665
4     4
185     185
748     748
2,856     2,856
676     676
19,474     19,474
3,722     3,722
34,891     34,891
6,692     6,692
117,768     117,768
10,962     10,962
4,667     4,667
122,787     122,787
20,031     20,031
26,627     26,627
179     179
207     207
311     311
9,673     9,673
360     360
17,544,519   17,544,519 0
7,488,858   6,763,616 725,242
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -88,517
b       -21,203
c       315,004
d       55,543
e       11,311
      2,360
      3,991
      13,181
      3,578
      3,392
      2,679
      2,341
      2,017
      1,638
      1,259
      1,133
      1,156
      3,754
      976
      1,008
      1,027
      780
      815
      724
      562
      333
      307
      285
      331
      418
      315
      275
      302
      202
      132
      184
      122
      102
      99
      64
      122
      80
      0
      -26
      6
      -45
      -77
      -81
      -161
      -189
      -164
      -31,432
      -238
      -292
      -236
      -169
      -188
      -207
      -244
      -86
      54
      19
      145
      70
      20
      468
      160,090
      1,626
      3,236
      112,581
      3,885
      5,219
      4,667
      3,425
      2,379
      4,682
      11,996
      18,177
      30,047
      2,518
      -489
      8,809
      3,183
      4,264
      668
      2,532
      1,878
      2,818
      757
      74,836
      39,735
      10,740
      36,823
      43,208
      51,760
      16,356
      8,122
      3,770
      41,295
      113,587
      4,236
      2,326
      2,786
      1,454
      1,588
      393
      175
      1,558
      1,380
      -37
      -186
      -52
      -115
      2,663
      1,764
      437
      -249
      -7
      -125
      -7
      108
      62,751
      27,387
      18,468
      19,533
      23,108
      2,087
      13,023
      -1,450
      270
      807
      1,062
      -6,855
      -69,170
      122,913
      -4,605
      -2,631
      -829
      457
      38,495
      14,628
      -2
      -1
      0
      -8
      -12
      -6
      78,917
      6,209
      757
      1,325
      7,772
      17,968
      2,541
      1,708
      4,271
      904
      -13,432
      -1
      -2
      -1
      -6
      -6
      -5
      1
      5
      76,036
      1,653
      1,410
      2,797
      236
      146
      1,106
      394
      228
      -88,539
      -632
      -292
      -411
      -577
      -510
      -83
      85
      -34
      -153
      -6
      7
      0
      -24
      -23
      209,869
      896
      219
      3,665
      4
      185
      748
      2,856
      676
      19,474
      3,722
      34,891
      6,692
      117,768
      10,962
      4,667
      122,787
      20,031
      26,627
      179
      207
      311
      9,673
      360
      0
      725,242
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,824,269
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 1,855,000 45,200,884 0.041039
2011 4,269,000 44,367,966 0.096218
2010 3,216,171 44,698,530 0.071953
2009 4,107,977 39,658,194 0.103585
2008 3,946,475 34,339,481 0.114925
2 Total of line 1, column (d) ...................... 2 0.427720
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.085544
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 46,022,663
5 Multiply line 4 by line 3....................... 5 3,936,963
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 34,918
7 Add lines 5 and 6......................... 7 3,971,881
8 Enter qualifying distributions from Part XII, line 4.............. 8 7,748,522
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 34,918
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 34,918
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 34,918
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 18,756
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 40,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 58,756
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 320
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 23,518
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet23,518 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletTHE FOUNDATION Telephone no.bullet (703) 720-1000
    Located atbullet1680 CAPITAL ONE DRIVEMCLEANVA ZIP+4bullet22102
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    JOHN G FINNERAN CHAIR
    0.50     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    RICHARD WOODS VICE CHAIR
    0.50     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    CAROLYN BERKOWITZ PRESIDENT
    1.00     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    ROBERT MAGNANO DIRECTOR
    0.50     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    KENNETH KIDO DIRECTOR
    0.50     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    HEATHER COX DIRECTOR
    0.50     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    MICHAEL SLOCUM DIRECTOR
    0.50     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    CATHERINE FOCA VICE PRESIDENT
    2.00     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    STEVE PETTI TREASURER
    1.00     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    PETE AUGUSTERFER ASSISTANT TREADURER
    1.00     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    KRISTINE WELLMAN SECRETARY
    0.50     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    SARAH O'KEIFF ASSISTANT SECRETARY
    1.00     		0 0 0
    1680 CAPITAL ONE DRIVE
    MCLEAN,VA22102
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    JANICE HIROTA AND ASSOCIATES CONSULTING SERVICES 161,563
    545 WEST 111 STREET 6J
    NEW YORK,NY10025
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 Y-PLAN NATIONAL YEAR 2: CONNECTING EDUCATION AND COMMUNITY DEVELOPMENT TO ALIGN FORCES, LEVERAGE RESOURCES, AND MEASURE RESULTS:Y-PLAN NATIONAL YEAR TWO PROJECT PROPOSAL AIMS TO BUILDS ON YEAR ONE ACCOMPLISHMENTS AND LESSONS LEARNED IDENTIFYING THREE MAIN GOALS: (1) NATIONAL YPLAN WEBSITE AND TOOLKIT: Y-PLAN FULL CURRICULUM DIGITIZED, PUBLIC AND PRIVATE FELLOW AND RESEARCH PORTALS COMPLETED, BADGES EXPLORED. THIS WILL INCLUDE THE COMPLETION OF THE Y-PLAN WEBSITE AND DIGITAL TOOLS DEVELOPMENT AND CULTIVATING NATIONAL PARTNERSHIP CAPACITY AND ENGAGEMENT (2) EVIDENCE OF STUDENT OUTCOMES AND IMPACT: SURVEY INSTRUMENTS WILL BE DEVELOPED AND PILOTED, SELECTED RESEARCH SITES UTILIZED SURVEYED, RESULTS OF YEAR 2 Y-PLAN PROJECTS AND OUTCOMES ANALYZED ACROSS STUDENT, ADULT ALLY/CIVIC PARTNER AND COMMUNITY IMPACT; AND (3) DOCUMENT AND PUBLISH RESULTS OF Y-PLAN NATIONAL INITIATIVE TO LEVERAGE ADDITIONAL FUNDING AND PARTNERSHIP DEVELOPMENT. 350,000
    2 YEAR UP HAS A CURRENT ALUMNI NETWORK OF NEARLY 3,500 YOUNG ADULTS IN TEN CITIES ACROSS THE COUNTRY. BY THE END OF 2016, THIS NUMBER WILL MORE THAN DOUBLE TO 7,500. EACH OF OUR EIGHT CORE SITES, AND OUR TWO SITES CURRENTLY LOCATED AT COMMUNITY COLLEGES, HAS A CAREER AND ALUMNI SERVICES (CAS) DEPARTMENT FOCUSED ON PROVIDING ONGOING SUPPORT AND SERVICES TO THEIR ALUMNI. OTHERWISE, OUR COMMUNICATION METHODS TO-DATE ARE SOMEWHAT FRACTURED AND DO NOT EFFECTIVELY ENGAGE OR TRACK OUR ALUMNI. TO ADDRESS THIS MISSED OPPORTUNITY, YEAR UP IS BUILDING A NATIONAL ALUMNI ENGAGEMENT PORTAL THAT WILL PROVIDE A SINGLE PLATFORM FOR ALUMNI TO COME TOGETHER TO BUILD NETWORKS, CONTINUE THEIR CAREER DEVELOPMENT, AND TO ENGAGE IN MEANINGFUL DISCUSSIONS ABOUT THE OPPORTUNITY DIVIDE. IN ADDITION, THIS PORTAL WILL BRING TOGETHER EMPLOYERS LOOKING FOR HIGHLY QUALIFIED AND TRAINED ENTRY-LEVEL TALENT WITH THE YEAR UP GRADUATES WHO CAN MEET THEIR PRESSING NEED FOR A TALENT PIPELINE. 200,000
    3 BREAKTHROUGH ALUMNI HUB:BREAKTHROUGH'S HIGH-SCHOOL AND COLLEGE STUDENTS, WHO SERVE AS "INTERN TEACHERS," SPEND 9 WEEKS TEACHING AND LEADING MIDDLE-SCHOOL STUDENTS DURING INTENSIVE 6-WEEK SUMMER SESSIONS. SINCE 1978, 16,000 INTERN TEACHERS HAVE LED THEIR OWN CLASSROOMS. WHILE 35% OF OUR INTERN TEACHERS RETURN FOR ADDITIONAL SUMMERS, OVER 5,000 NEW APPLICANTS BEGIN OUR APPLICATION EACH YEAR. EVERY SUMMER, WE HAVE A NEW COHORT OF ASPIRING TEACHERS WHO JOIN THE RANKS OF OUR LARGE AND DIVERSE ALUMNI BASE. 200,000
    4 THE CULINARY JOB TRAINING PROGRAM GO-TEAM:IN THE FIRST 9 MONTHS OF 2013, WE SOUGHT TO LAY THE GROUNDWORK FOR A "GO-TEAM" OF CULINARY TRAINERS TO IMPLEMENT OUR PROVEN MODEL OF VOCATIONAL TRAINING AND SOCIAL SUPPORT SERVICES UP TO 4 TIMES EACH YEAR AT OTHER NONPROFITS AND AGENCIES ACROSS THE DC REGION. WE SUCCESSFULLY CONDUCTED ONE CLASS IN NEARBY ARLINGTON, VA, PRODUCING 7 GRADUATES WITH A 100% EMPLOYMENT RATE, AND STARTED A SECOND OFF-SITE CLASS OF 9 STUDENTS AT AN AREA WOMEN'S SHELTER ON AUGUST 19. OUR WORK ESTABLISHING MANUALS, INSTALLING KEY STAFF, AND BUILDING PARTNERSHIPS WITH POTENTIAL HOST SITES AND CLIENT REFERRAL AGENCIES HAS POSITIONED US TO BUILD A CONTINUOUS AND EFFECTIVE GO-TEAM TRAINING PROGRAM. 200,000
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,301,133
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    34,918
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    34,918
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,266,215
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    2,266,215
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    2,266,215
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 2,266,215
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 2,254,744
    b From 2009....... 2,198,826
    c From 2010....... 1,054,037
    d From 2011....... 2,111,849
    e From 2012....... 1,302,847
    fTotal of lines 3a through e......... 8,922,303
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 7,748,522
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 2,266,215
    e Remaining amount distributed out of corpus 5,482,307
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 14,404,610
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		2,254,744
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		12,149,866
    10 Analysis of line 9:
    a Excess from 2009.... 2,198,826
    b Excess from 2010.... 1,054,037
    c Excess from 2011.... 2,111,849
    d Excess from 2012.... 1,302,847
    e Excess from 2013.... 5,482,307
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ABYSSINIAN DEVELOPMENT CORPORATION
    4 W 125TH ST
    NEW YORK,NY100274567     		NONE NON-PROFIT PUBLIC CH HARLEM ECONOMIC LITERACY PROGRAM 15,000
    ACCION INTERNATIONAL
    56 ROLAND STREET
    SUFFOLK,MA02129     		NONE NON-PROFIT PUBLIC CH ACCION MICROLOAN PRODUCT AND SERVICE DEVELOPMENT PHASE II 160,000
    ASIAN AMERICANS FOR EQUALITY
    108 NORFOLK STREET
    NEW YORK,NY100026103     		NONE NON-PROFIT PUBLIC CH AAFE YOUTH FINANCIAL HEALTH PROGRAM 50,000
    ASPEN INSTITUTE
    ONE DUPONT CIRCLE NW SUITE 700
    DISTRICT OF COLUMBIA,DC20036     		NONE NON-PROFIT PUBLIC CH EMERGING LEADERS IN MICROENTERPRISE (SQUARED) 170,000
    ASPEN INSTITUTE
    ONE DUPONT CIRCLE NW SUITE 700
    DISTRICT OF COLUMBIA,DC20036     		NONE NON-PROFIT PUBLIC CH HUMAN CAPITAL INNOVATION FUND (HCIF) 164,414
    ASSOCIATION FOR NEIGHBORHOOD AND HOUSING DEVELOPMENT
    50 BROAD ST SUITE 1125
    NEW YORK,NY10004     		NONE NON-PROFIT PUBLIC CH REAL AFFORDABILITY IN NYC HOUSING 50,000
    AUSTIN PARTNERS IN EDUCATION
    1601 RIO GRANDE ST STE 300A
    TRAVIS,TX787011149     		NONE NON-PROFIT PUBLIC CH APIE ADOPT-A-SCHOOL PORTAL 10,000
    BANANA KELLY CIA INC
    863 PROSPECT AVE
    BRONX,NY10459     		NONE NON-PROFIT PUBLIC CH COMMUNITY OUTREACH AND ENGAGEMENT 5,000
    BEULAH HDFC INC
    94 BRANDT PLACE
    BRONX,NY104537071     		NONE NON-PROFIT PUBLIC CH GENERAL OPERATING FUNDS 5,000
    BEYOND 12
    901 MISSION STREET NO 205
    SAN FRANCISCO,CA941032905     		NONE NON-PROFIT PUBLIC CH ALUMNI TRACKING AND SUPPORT THROUGH SOCIAL UTILITY TOOLS 25,000
    BLUE ENGINE INC
    150 COURT ST STE 2
    KINGS,NY112016274     		NONE NON-PROFIT PUBLIC CH WASHINGTON HEIGHTS EXPEDITIONARY LEARNING SCHOOL PROGRAM 35,000
    BOTTOM LINE
    26 COURT STREET SUITE 1303
    KINGS,NY11242     		NONE NON-PROFIT PUBLIC CH BOTTOM LINE COLLEGE SUCCESS SUPPORT 40,000
    BRAND NEW DAY INC
    176 FIRST STREET 1
    UNION,NJ072061665     		NONE NON-PROFIT PUBLIC CH CONTINUING TO ADDRESS THE FORECLOSURE AFTER THE STORM. 15,000
    BREAKTHROUGH COLLABORATIVE
    545 SANSOME ST STE 700
    SAN FRANCISCO,CA941112913     		NONE NON-PROFIT PUBLIC CH BREAKTHROUGH ALUMNI HUB 200,000
    BREAKTHROUGH COLLABORATIVE
    545 SANSOME ST STE 700
    SAN FRANCISCO,CA941112913     		NONE NON-PROFIT PUBLIC CH BREAKTHROUGH COLLABORATIVE AND YEAR UP COLLABORATIVE PROJECT 31,000
    BREAKTHROUGH COLLABORATIVE
    545 SANSOME ST STE 700
    SAN FRANCISCO,CA941112913     		NONE NON-PROFIT PUBLIC CH THE BREAKTHROUGH PORTAL 200,000
    BRIDGE STREET DEVELOPMENT CORPORATION
    460 NOSTRAND AVE
    KINGS,NY112161747     		NONE NON-PROFIT PUBLIC CH BSDC'S TENANT ORGANIZING 10,000
    CAMBA INC
    1720 CHURCH AVE
    KINGS,NY112262630     		NONE NON-PROFIT PUBLIC CH CAMBA HOUSING VENTURES, INC., PRE-DEVELOPMENT PIPELINE 25,000
    CAMPUS MICROFINANCE ALLIANCE
    109 CHURCH STREET
    MIDDLESEX,NJ089014012     		NONE NON-PROFIT PUBLIC CH LEND FOR AMERICA 50,000
    CATHOLIC MIGRATION SERVICES INC
    1258 65TH STREET
    KINGS,NY11219     		NONE NON-PROFIT PUBLIC CH IMMIGRANT TENANT ADVOCACY PROJECT 10,000
    CENTER FOR ECONOMIC PROGRESSNATIONAL COMMUNITY TAX COALITION
    29 E MADISON ST STE 900
    COOK,IL606024537     		NONE NON-PROFIT PUBLIC CH SCHEDULE C INITIATIVE 50,000
    CENTRAL ISLIP CIVIC COUNCIL INC
    68 WHEELER RD
    SUFFOLK,NY117222129     		NONE NON-PROFIT PUBLIC CH CENTRAL ISLIP AFFORDABLE HOUSING INITIATIVE 5,000
    CFE FUND AT LIVING CITIES
    1040 AVENUE OF THE AMERICAS NO 17
    NEW YORK,NY100183703     		NONE NON-PROFIT PUBLIC CH CFE FUND MULTICITY HACKATHON 125,000
    CFED-CORPORATION FOR ENTERPRISE DEVELOPMENT
    1200 G ST NW STE 400
    DISTRICT OF COLUMBIA,DC200053832     		NONE NON-PROFIT PUBLIC CH BUILDING FINANCIAL CAPABILITY AND GREATER FINANCIAL SECURITY AMONG THE LOW-INCOME SELF-EMPLOYED AND MICROBUSINESSES OWNERS. 175,000
    CHHAYA CDC
    37-43 77TH STREET 2ND FLOOR
    QUEENS,NY11372     		NONE NON-PROFIT PUBLIC CH BASEMENTS APARTMENTS SAFE FOR EVERYONE CAMPAIGN 15,000
    CITIZENS HOUSING & PLANNING COUNCIL
    42 BROADWAY STE 2010
    NEW YORK,NY100043854     		NONE NON-PROFIT PUBLIC CH EFFICIENCIES OF PRIVATE ACTIVITY BONDS IN NEW YORK CITY AND STATE HOUSING PRODUCTION PROGRAMS 10,000
    CLAYTON YOUTH ENRICHMENT SERVICES
    1215 COUNTRY CLUB LN
    TARRANT,TX761122304     		NONE NON-PROFIT PUBLIC CH SCHOLARSHIPS FOR STUDENTS FROM LOW INCOME FAMILIES FOR AFTER SCHOOL YOUTH ENRICHMENT SERVICES 10,000
    COLLEGE SUMMIT INC
    1763 COLUMBIA RD NW STE 2
    DISTRICT OF COLUMBIA,DC200092834     		NONE NON-PROFIT PUBLIC CH ALUMNI ENGAGEMENT-DESIGN PHASE 200,000
    COLLEGE SUMMIT INC
    1763 COLUMBIA RD NW STE 2
    DISTRICT OF COLUMBIA,DC200092834     		NONE NON-PROFIT PUBLIC CH ALUMNI ENGAGEMENT & DESIGN PHASE YEAR 2 200,000
    COLLEGE SUMMIT INC
    1763 COLUMBIA ROAD NW 2ND FLOOR
    DISTRICT OF COLUMBIA,DC20009     		NONE NON-PROFIT PUBLIC CH INCREASING COLLEGE ENROLLMENT OF LOW-INCOME STUDENTS IN PGCPS 20,000
    COMMIT
    3963 MAPLE AVE SUITE 310
    DALLAS,TX75219     		NONE NON-PROFIT PUBLIC CH SUPPORT OF THE COMMIT! PARTNERSHIP 25,000
    COMMON GROUND COMMUNITIES
    14 E 28TH STREET PH
    NEW YORK,NY10016     		NONE NON-PROFIT PUBLIC CH FAMILY LINK - STABILIZING AT-RISK PUBLIC HOUSING FAMILIES 20,000
    COMMON GROUND COMMUNITIES
    14 E 28TH STREET PH
    NEW YORK,NY10016     		NONE NON-PROFIT PUBLIC CH 100,000 HOMES CAMPAIGN KNOWLEDGE CAPTURE 50,000
    COMMUNITIES IN SCHOOLS - NATIONAL OFFICE
    277 WASHINGTON STREET SUITE 210
    ALEXANDRIA CITY,VA22314     		NONE NON-PROFIT PUBLIC CH BUILDING THE COMMUNITIES IN SCHOOLS ALUMNI NETWORK FOR SERVICE, LEADERSHIP DEVELOPMENT, AND MUTUAL SUPPORT 191,200
    COMMUNITIES IN SCHOOLS DALLAS REGION INC (CISDR)
    8700 N STEMMONS FWY STE 125
    DALLAS,TX752473725     		NONE NON-PROFIT PUBLIC CH CISDR PROGRAM AT LAMAR MIDDLE SCHOOL AND BOWMAN MIDDLE SCHOOL 45,000
    COMMUNITIES IN SCHOOLS HOUSTON INC
    2150 W 18TH ST STE 100
    HARRIS,TX770081283     		NONE NON-PROFIT PUBLIC CH CIS DROPOUT PREVENTION 35,000
    COMMUNITIES IN SCHOOLS OF CENTRAL TEXAS
    3000 S IH 35 SUITE 200
    TRAVIS,TX787046536     		NONE NON-PROFIT PUBLIC CH CIS DROPOUT PREVENTION SERVICES AT ALLISON ELEMENTARY SCHOOL 10,000
    COMMUNITIES IN SCHOOLS INC
    277 S WASHINGTON ST STE 210
    ALEXANDRIA CITY,VA223143675     		NONE NON-PROFIT PUBLIC CH BUILDING THE COMMUNITIES IN SCHOOLS ALUMNI NETWORK FOR SERVICE, LEADERSHIP DEVELOPMENT, AND MUTUAL SUPPORT 180,000
    COMMUNITIES IN SCHOOLS INC
    277 S WASHINGTON ST STE 210
    ALEXANDRIA CITY,VA223143675     		NONE NON-PROFIT PUBLIC CH BEST PRACTICES IN COMMUNITIES IN SCHOOLS NETWORK FUND DEVELOPMENT: A RESEARCH AND DISSEMINATION PROJECT 50,000
    COMMUNITY DEVELOPMENT CORPORATION OF LONG ISLAND
    2100 MIDDLE COUNTRY ROAD
    SUFFOLK,NY11720     		NONE NON-PROFIT PUBLIC CH HOMEOWNER PRESERVATION SERVICES (HPS) 50,000
    COMMUNITY HOUSING INNOVATIONS INC
    190 E POST RD STE 401
    WESTCHESTER,NY106014922     		NONE NON-PROFIT PUBLIC CH FIRST-TIME HOMEBUYER COUNSELING, EDUCATION AND GRANTS PROGRAM 7,500
    COMMUNITY LOAN FUND OF NEW JERSEY INC
    16 W LAFAYETTE ST 18
    MERCER,NJ086082002     		NONE NON-PROFIT PUBLIC CH RESTART 30,000
    CREDIT BUILDERS ALLIANCE
    1701 K STREET NW SUITE 1000 10TH
    FLOOR
    DISTRICT OF COLUMBIA,DC20006     		NONE NON-PROFIT PUBLIC CH CBA CREDIT BUILDER MEMBER WEBSITE AND SECURED CREDIT CARD FEATURE 75,000
    CRENULATED CO LTD DBA NEW SETTLEMENT APARTMENTS
    1512 TOWNSEND AVENUE
    BRONX,NY10452     		NONE NON-PROFIT PUBLIC CH COLLEGE SUCCESS PROGRAM 35,000
    CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION
    625 JAMAICA AVE
    KINGS,NY112081203     		NONE NON-PROFIT PUBLIC CH CYPRESS HILLS AFFORDABLE HOUSING 40,000
    CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION
    625 JAMAICA AVE
    KINGS,NY112081203     		NONE NON-PROFIT PUBLIC CH CYPRESS HILLS STUDENT SUCCESS CENTER 75,000
    DALLAS EDUCATION FOUNDATION
    3700 ROSS AVENUE BOX 108
    DALLAS,TX75219     		NONE NON-PROFIT PUBLIC CH PROJECT: AMPLIFY 10,000
    DC CENTRAL KITCHEN
    425 SECOND STREET
    DISTRICT OF COLUMBIA,DC20001     		NONE NON-PROFIT PUBLIC CH THE CULINARY JOB TRAINING PROGRAM GO-TEAM 200,000
    DC COLLEGE ACCESS PROGRAM
    1029 VERMONT AVE NW STE 400
    DISTRICT OF COLUMBIA,DC200053517     		NONE NON-PROFIT PUBLIC CH PROGRAMMATIC SUPPORT 180,000
    EDUCATION IS FREEDOM
    2711 N HASKELL AVE SUITE 2070
    DALLAS,TX752042911     		NONE NON-PROFIT PUBLIC CH EIF HIGH SCHOOL PROGRAM 5,000
    ENTERPRISE COMMUNITY PARTNERS INC
    10227 WINCOPIN CIRCLE
    HOWARD,MD21044     		NONE NON-PROFIT PUBLIC CH MOST VULNERABLE POPULATIONS 125,000
    FIFTH AVENUE COMMITTEE
    621 DEGRAW ST
    KINGS,NY112173120     		NONE NON-PROFIT PUBLIC CH HOUSING RECOVERY & REBUILDING IN SOUTH BROOKLYN 42,500
    FINANCIAL INNOVATIONS CENTER INC
    611 BROADWAY SUITE 510
    NEW YORK,NY10012     		NONE NON-PROFIT PUBLIC CH FINANCIAL CAPABILITY INNOVATION FUND, ORGANIZATIONAL DEVELOPMENT, & UNDERBANKED FORUM SPONSORSHIP 95,000
    FORDHAM BEDFORD HOUSING CORPORATION
    2751 GRAND CONCOURSE
    BRONX,NY104683001     		NONE NON-PROFIT PUBLIC CH COMMUNITY EFFICIENT HOUSING 30,000
    FUTURES AND OPTIONS INC
    120 BROADWAY STE 913
    NEW YORK,NY102713399     		NONE NON-PROFIT PUBLIC CH FUTURES AND OPTIONS: CAREER ESSENTIALS AND INTERNSHIP PROGRAM 40,000
    GODDARD RIVERSIDE COMMUNITY CENTER
    593 COLUMBUS AVE
    NEW YORK,NY100241904     		NONE NON-PROFIT PUBLIC CH OPTIONS COLLEGE SUCCESS PROGRAM 45,000
    GREATER NEW ORLEANS FOUNDATION
    1055 ST CHARLES AVE STE 100
    ORLEANS,LA701303981     		NONE NON-PROFIT PUBLIC CH NEW ORLEANS WORKS 200,000
    HABITAT FOR HUMANITY NEW YORK CITY INC
    111 JOHN ST FL 23
    NEW YORK,NY100383109     		NONE NON-PROFIT PUBLIC CH SINGLE FAMILY HOMES IN QUEENS 10,000
    HABITAT FOR HUMANITY OF TRENTON
    601 N CLINTON AVE
    MERCER,NJ08638     		NONE NON-PROFIT PUBLIC CH 7-PLEX BUILD IN 500 BLOCK OF N. CLINTON AVE. 5,000
    HARLEM EDUCATIONAL ACTIVITIES FUND INC
    2090 SEVENTH AVENUE 10TH FLOOR
    NEW YORK,NY10027     		NONE NON-PROFIT PUBLIC CH COLLEGE QUEST AND ONWARD 50,000
    HIGHER ACHIEVEMENT PROGRAM INC
    1701 K STREET NO 625
    DISTRICT OF COLUMBIA,DC200061503     		NONE NON-PROFIT PUBLIC CH CLOSING THE MIDDLE SCHOOL ACHIEVEMENT GAP IN WASHINGTON, DC AND BALTIMORE, MD 80,000
    HOUR CHILDREN INC
    36-11 A 12TH STREET
    QUEENS,NY111065001     		NONE NON-PROFIT PUBLIC CH HOUR CHILDREN'S HOUR APARTMENT HOUSE III 5,000
    HOUSING ACTION COUNCIL INC
    55 SOUTH BROADWAY
    WESTCHESTER,NY105914000     		NONE NON-PROFIT PUBLIC CH HOUSING DEVELOPMENT SERVICES PROGRAM 30,000
    HOUSING AND COMMUNITY DEVELOPMENT NETWORK OF NJ
    145 W HANOVER ST
    MERCER,NJ086184823     		NONE NON-PROFIT PUBLIC CH STRENGTHENING LOCAL CAPACITY TO STRENGTHEN PEOPLE AND PLACE 50,000
    HOUSING CONSERVATION COORDINATORS INC
    777 10TH AVE
    NEW YORK,NY100195027     		NONE NON-PROFIT PUBLIC CH LEGAL SERVICES PROGRAM 10,000
    HOUSING HELP INC
    91 BROADWAY
    SUFFOLK,NY117401385     		NONE NON-PROFIT PUBLIC CH COMMUNITY OUTREACH FOR AFFORDABLE HOUSING SERVICES 5,000
    I HAVE A DREAM FOUNDATION - NEW YORK
    330 SEVENTH AVE 20TH FL
    NEW YORK,NY100015010     		NONE NON-PROFIT PUBLIC CH COLLEGE PREP AND MENTORING AT THE "I HAVE A DREAM"-NY DEHOSTOS-WISE PROGRAM 35,000
    JOBSFIRSTNYC
    11 PARK PL RM 1602
    NEW YORK,NY100072840     		NONE NON-PROFIT PUBLIC CH YOUNG ADULT SECTORAL EMPLOYMENT PROJECT (YASEP) 200,000
    KIPP DC
    910 17TH STREET NW
    DISTRICT OF COLUMBIA,DC20006     		NONE NON-PROFIT PUBLIC CH KIPP THROUGH COLLEGE 20,000
    KIPP INC
    10711 KIPP WAY DR
    HARRIS,TX770992675     		NONE NON-PROFIT PUBLIC CH KIPP THROUGH COLLEGE 20,000
    LA CASA DE DON PEDRO
    75 PARK AVE
    ESSEX,NJ071041034     		NONE NON-PROFIT PUBLIC CH PROJECT RESTART HOUSING COUNSELING 15,000
    LEAP INC
    621 DEGRAW ST
    KINGS,NY112173120     		NONE NON-PROFIT PUBLIC CH PROGRAM SUPPORT FOR RED HOOK ON THE ROAD AND NEW YORK DRIVES 25,000
    LEAP INC
    621 DEGRAW ST
    KINGS,NY112173120     		NONE NON-PROFIT PUBLIC CH BROOKLYN WORKFORCE COLLABORATION: CONNECTING LOW-INCOME AND UNEMPLOYED NEW YORKERS TO EMERGING CAREERS AT THE BROOKLYN NAVY YARD 200,000
    LOCAL INTIATIVES SUPPORT CORPORATION NEW YORK CITY
    501 SEVENTH AVE 7TH FLOOR
    NEW YORK,NY10018     		NONE NON-PROFIT PUBLIC CH LISC RESEARCH AND DEVELOPMENT FUND 100,000
    LONG ISLAND HOUSING PARTNERSHIP INC
    180 OSER AVENUE
    SUFFOLK,NY117883736     		NONE NON-PROFIT PUBLIC CH MORTGAGE COUNSELING 50,000
    LOW INCOME INVESTMENT FUND
    350 BROADWAY SUITE 701
    NEW YORK,NY10013     		NONE NON-PROFIT PUBLIC CH SUPPORT FOR LIIF'S NEW YORK AFFORDABLE HOUSING INVESTMENT INITIATIVE 20,000
    LOW INCOME INVESTMENT FUND
    350 BROADWAY SUITE 701
    NEW YORK,NY10013     		NONE NON-PROFIT PUBLIC CH AFFORDABLE HOUSING PRESERVATION INITIATIVE (AHPI) 100,000
    NASSAU-SUFFOLK COALITION FOR THE HOMELESS INC
    38 OLD COUNTRY RD
    NASSAU,NY115301532     		NONE NON-PROFIT PUBLIC CH AFFORDABLE HOUSING TECHNICAL ASSISTANCE PROGRAM 5,000
    NATIONAL ASSOCIATION OF WORKFORCE BOARDS
    1133 19TH ST NW STE 400
    DISTRICT OF COLUMBIA,DC200363631     		NONE NON-PROFIT PUBLIC CH FORUM: DIALOGUE FOR WORKFORCE EXCELLENCE 35,000
    NATIONAL COMMUNITY STABILIZATION TRUST
    910 17TH ST NW STE 1030
    DISTRICT OF COLUMBIA,DC200062623     		NONE NON-PROFIT PUBLIC CH NCST NEIGHBORHOOD DIAGNOSTICS: HELPING COMMUNITIES USE DATA TO SEE CHALLENGES AND FIND OPPORTUNITY 50,000
    NATIONAL COUNCIL OF LA RAZA
    1126 16TH ST NW 6TH FL
    DISTRICT OF COLUMBIA,DC200364845     		NONE NON-PROFIT PUBLIC CH FINANCIAL COACHING AND REBUILDING CREDIT PILOT IN WASHINGTON MARKET AREA 125,000
    NATIONAL LOW INCOME HOUSING COALITION
    727 15TH ST NW 6TH FLOOR
    DISTRICT OF COLUMBIA,DC200052168     		NONE NON-PROFIT PUBLIC CH THE ALIGNMENT PROJECT 50,000
    NATIONAL URBAN LEAGUE
    120 WALL STREET
    NEW YORK,NY100053904     		  NON-PROFIT PUBLIC CH NUL PRE- AND POST-PURCHASE HOUSING COUNSELING 75,000
    NEIGHBORHOOD HOUSING SERVICES OF JAMAICA INC
    89-70 162ND ST
    QUEENS,NY114325072     		NONE NON-PROFIT PUBLIC CH CONSTRUCTION MANAGEMENT PROJECT 15,000
    NEIGHBORHOOD HOUSING SERVICES OF NEW YORK CITY INC
    307 W 36TH ST FL 12
    NEW YORK,NY100186495     		NONE NON-PROFIT PUBLIC CH THE NHSNYC FORECLOSURE INTERVENTION INITIATIVE 30,000
    NEIGHBORHOOD REINVESTMENT CORPORATION
    1325 G ST NW STE 800
    DISTRICT OF COLUMBIA,DC200053104     		NONE NON-PROFIT PUBLIC CH TRAINING AND CAPACITY BUILDING IN AFFORDABLE HOUSING AND COMMUNITY STABILIZATION 175,000
    NEW JERSEY COMMUNITY DEVELOPMENT CORPORATION (NJCDC)
    32 SPRUCE STREET
    PASSAIC,NJ07501     		NONE NON-PROFIT PUBLIC CH PARK CORNER PLAZA 15,000
    NEW LEADERS INC
    30 WEST 26TH STREET 9TH FLOOR
    NEW YORK,NY10010     		NONE NON-PROFIT PUBLIC CH NEW YORK CITY/NEWARK FY 14 35,000
    NEW YORK CARES INC
    65 BROADWAY 19TH FLOOR
    NEW YORK,NY10006     		NONE NON-PROFIT PUBLIC CH NEW YORK CARES FAFSA PROGRAM 35,000
    NEW YORK MORTGAGE COALITION
    50 BROAD ST STE 1125
    NEW YORK,NY100042376     		NONE NON-PROFIT PUBLIC CH NEW YORK MORTGAGE COALITION HOMEOWNERSHIP COUNSELING 55,000
    NEW YORK NEEDS YOU
    589 8TH AVE 5TH FLOOR
    NEW YORK,NY10018     		NONE NON-PROFIT PUBLIC CH NEW JERSEY NEEDS YOU FELLOWS PROGRAM 25,000
    NEW YORK UNIVERSITY SCHOOL OF LAW - FURMAN CENTER
    139 MACDOUGAL STREET 2ND FLOOR
    NEW YORK,NY10012     		NONE NON-PROFIT PUBLIC CH SUBSIDIZED HOUSING INFORMATION PROJECT AND STATE OF THE CITY'S HOUSING AND NEIGHBORHOODS REPORT 15,000
    NORTHFIELD COMMUNITY LDC
    160 HEBERTON AVENUE
    RICHMOND,NY103021403     		NONE NON-PROFIT PUBLIC CH PARKSIDE CONSTRUCTION MONITORING 5,000
    NORTHWEST BRONX COMMUNITY & CLERGY COALITION
    103 E 196TH ST
    BRONX,NY104683637     		NONE NON-PROFIT PUBLIC CH PEOPLE OVER PROFITS: END PRIVATE EQUITY IN THE BRONX NOW 15,000
    PARODNECK FOUNDATION FOR SELF-HELP HOUSING & COMMUNITY DEVELOPMENT INC
    121 SIXTH AVENUE SUITE 501
    NEW YORK,NY100131510     		NONE NON-PROFIT PUBLIC CH CATCH COMMUNITY ORGANIZER 15,000
    PHI
    400 EAST FORDHAM ROAD 11TH FLOOR
    BRONX,NY10458     		NONE NON-PROFIT PUBLIC CH STRENGTHENING HOME CARE EMPLOYMENT: EXPANDING OPPORTUNITIES FOR ECONOMIC SECURITY IN LOW-INCOME NEW YORK CITY COMMUNITIES 25,000
    PLANO ISD EDUCATION FOUNDATION
    2700 W 15TH STREET
    COLLIN,TX75075     		NONE NON-PROFIT PUBLIC CH PLANO ISD AVID COLLEGE READINESS PROGRAM 10,000
    PRATT AREA COMMUNITY COUNCIL
    201 DEKALB AVE
    KINGS,NY11205     		NONE NON-PROFIT PUBLIC CH DISTRESSED PROPERTIES PROGRAM 40,000
    PRATT INSTITUTE
    200 WILLOUGHBY AVENUE
    KINGS,NY112053802     		NONE NON-PROFIT PUBLIC CH FAIRNESS COALITION OF QUEENS 15,000
    PREPARED 4 LIFE
    1800 WEST LOOP S STE 1875
    HARRIS,TX770273209     		NONE NON-PROFIT PUBLIC CH LEMONADE DAY - HOUSTON 25,000
    QUEENS COMMUNITY HOUSE
    108-25 62ND DR
    QUEENS,NY113751217     		NONE NON-PROFIT PUBLIC CH NEIGHBORHOOD PRESERVATION AND HOUSING ORGANIZING 20,000
    RED HOOK INITIATIVE
    767 HICKS ST
    KINGS,NY112312547     		NONE NON-PROFIT PUBLIC CH COLLEGE ACCESS AND JOB READINESS SUPPORT FOR RED HOOK YOUTH 40,000
    REEL STORIES TEEN FILMMAKING
    540 PRESIDENT ST STE 2F
    KINGS,NY112150000     		NONE NON-PROFIT PUBLIC CH REEL WORKS PRODUCTIONS 30,000
    RESTORED HOMES HDFC
    150 BROADWAY RM 2101
    NEW YORK,NY100384484     		NONE NON-PROFIT PUBLIC CH GENERAL OPERATING SUPPORT - REO PROGRAM 25,000
    SOUTHERN METHODIST UNIVERSITY
    6116 N CENTRAL EXPRESSWAY SUITE
    1410
    DENTON,TX76206     		NONE NON-PROFIT PUBLIC CH THE SCHOOL ZONE 15,000
    ST NICKS ALLIANCE
    11 CATHERINE STREET
    KINGS,NY112112706     		NONE NON-PROFIT PUBLIC CH NORTH BROOKLYN HOUSING PRESERVATION 30,000
    SUMMER SEARCH
    90 BROAD STREET SUITE 701
    NEW YORK,NY10004     		NONE NON-PROFIT PUBLIC CH SUMMER SEARCH 35,000
    THE CORPORATION FOR SUPPORTIVE HOUSING
    61 BROADWAY SUITE 2300
    NEW YORK,NY10006     		NONE NON-PROFIT PUBLIC CH DEEPENING PARTNERSHIPS WITH PUBLIC HOUSING AUTHORITIES (PHAS) AND ENCOURAGING INCREASED INVESTMENT AND INVOLVEMENT IN SUPPORTIVE HOUSING 100,000
    THE CRENULATED CO LTD DBA NEW SETTLEMENT APARTMENTS
    1512 TOWNSEND AVENUE
    BRONX,NY10452     		NONE NON-PROFIT PUBLIC CH COMMUNITY ORGANIZING TO PRESERVE AFFORDABLE AND SAFE HOUSING FOR LOW AND MODERATE INCOME FAMILIES AND INDIVIDUALS 15,000
    THE DOOR - A CENTER OF ALTERNATIVES INC
    121 AVE OF THE AMER SUITE 506
    NEW YORK,NY100131535     		NONE NON-PROFIT PUBLIC CH THE DOOR'S EPOCH CAREER AND EDUCATION PROGRAM 25,000
    THE DOOR - A CENTER OF ALTERNATIVES INC
    121 AVE OF THE AMER SUITE 506
    NEW YORK,NY100131535     		NONE NON-PROFIT PUBLIC CH THE DOOR & A CENTER OF ALTERNATIVES, INC.'S YOUNG ADULT RETAIL CAREER PATHWAYS PROJECT 200,000
    THE FORTUNE SOCIETY
    2976 NORTHERN BLVD
    QUEENS,NY111012822     		NONE NON-PROFIT PUBLIC CH "THE CASTLE" PEER-TO-PEER PROGRAM 15,000
    THE FORTUNE SOCIETY INC
    29-76 NORTHERN BOULEVARD
    QUEENS,NY11101     		NONE NON-PROFIT PUBLIC CH FORTUNE'S CULINARY TRAINING & EXPANDED QEDC PARTNERSHIP 25,000
    THE HOUSING PARTNERSHIP NETWORK INC
    160 STATE STREET
    SUFFOLK,MA02109     		NONE NON-PROFIT PUBLIC CH EXPANSION OF THE MORTAGE RESOLUTION FUND AND RESOLUTION SPECIALIST PLATFORM 50,000
    THE OPPORTUNITY NETWORK INC
    55 EXCHANGE PL STE 503
    NEW YORK,NY100053303     		NONE NON-PROFIT PUBLIC CH SENIORS TAKE FLIGHT: LAUNCH TO COLLEGE AND CAREER 35,000
    THE REGENTS OF THE UNIVERSITY OF CALIFONIA
    UNIVERSITY OF CALIFORNIA BERKELEY
    2150 SHATTUCK AVE STE 313
    ALAMEDA,CA947045940     		NONE NON-PROFIT PUBLIC CH Y--PLAN NATIONAL YEAR 2: CONNECTING EDUCATION AND COMMUNITY DEVELOPMENT TO ALIGN FORCES, LEVERAGE RESOURCES, AND MEASURE RESULTS. 350,000
    TRI-CITY PEOPLES CORPORATION
    55 WASHINGTON STREET
    ESSEX,NJ07017     		NONE NON-PROFIT PUBLIC CH AFFORDABLE HOUSING EDUCATION INITIATIVE 10,000
    TRINITY RIVER MISSION
    2060 SINGLETON BLVD SUITE 104
    DALLAS,TX752122807     		NONE NON-PROFIT PUBLIC CH TRM PROGRAM SERVICES 10,000
    TRIPLE C HOUSING INC
    1 DISTRIBUTION WAY
    MIDDLESEX,NJ08852     		NONE NON-PROFIT PUBLIC CH AFFORDABLE HOUSING DEVELOPMENT CAPACITY BUILDING 10,000
    UNCOMMON SCHOOLS FBO NORTH STAR ACADEMY
    826 BROADWAY FL 9
    NEW YORK,NY100034826     		NONE NON-PROFIT PUBLIC CH COLLEGE READINESS PROGRAMS AT NORTH STAR ACADEMY COLLEGE PREPARATORY HIGH SCHOOL 45,000
    UNITED WAY OF METROPOLITAN DALLAS
    1800 N LAMAR ST
    DALLAS,TX75202     		NONE NON-PROFIT PUBLIC CH DESTINATION: GRADUATION 20,000
    UNITED WAY OF METROPOLITAN DALLAS
    1800 N LAMAR ST
    DALLAS,TX75202     		NONE NON-PROFIT PUBLIC CH GREATER DALLAS WORKFORCE COLLABORATIVE 150,000
    URBAN LEAGUE OF ESSEX COUNTY
    508 CENTRAL AVE
    ESSEX,NJ071071430     		NONE NON-PROFIT PUBLIC CH COMMUNITY REVITALIZATION 10,000
    VOLUNTEERS OF AMERICA - GREATER NEW YORK INC
    205 WEST MILTON AVENUE
    UNION,NJ07065     		NONE NON-PROFIT PUBLIC CH BEHAVIORAL HEATH SERVICES: RESPONDING TO THE CHANGE TO FEE FOR SERVICE IN NEW JERSEY 10,000
    WEST SIDE FEDERATION FOR SENIOR AND SUPPORTIVE HOUSING INC
    2345 BROADWAY 2ND FL
    NEW YORK,NY100243213     		NONE NON-PROFIT PUBLIC CH WSFSSH LIVING GREEN CHALLENGE RESIDENT ENGAGEMENT PROJECT 20,000
    WESTCHESTER RESIDENTIAL OPPORTUNITIES INC
    470 MAMARONECK AVE SUITE 410
    WESTCHESTER,NY106051830     		NONE NON-PROFIT PUBLIC CH RESIDENTIAL STABILITY 5,000
    WYANDANCH COMMUNITY DEVELOPMENT CORPORATION
    59 CUMBERBACH ST
    SUFFOLK,NY117984506     		NONE NON-PROFIT PUBLIC CH COMPREHENSIVE HOUSING COUNSELING 5,000
    YEAR UP
    93 SUMMER ST
    SUFFOLK,MA021101207     		NONE NON-PROFIT PUBLIC CH ALUMNI ENGAGEMENT PORTAL 200,000
    YEAR UP
    93 SUMMER ST
    SUFFOLK,MA021101207     		NONE NON-PROFIT PUBLIC CH ALUMNI ENGAGEMENT TO ACTION 175,000
    YOUNG KOREAN AMERICAN SERVICE AND EDUCATION CENTER INC
    136-19 41ST AVENUE 3FL
    QUEENS,NY113552442     		NONE NON-PROFIT PUBLIC CH FLUSHING HOUSING PROTECTION PROJECT 15,000
    Total .................................bullet 3a 7,586,614
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 72,138  
    4 Dividends and interest from securities....     14 757,334  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 2,824,269  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 3,653,741 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    133,653,741
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    CAPITAL ONE FOUNDATION INC
     
    Employer identification number

    11-3276603
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    CAPITAL ONE FOUNDATION INC
          		Employer identification number

    11-3276603
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    CAPITAL ONE NATIONAL ASSOCIATION  
    1680 CAPITAL ONE DRIVE
     
    MCLEAN, VA22102

    		$101,828


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    CAPITAL ONE FOUNDATION INC
          		Employer identification number

    11-3276603
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    CAPITAL ONE FOUNDATION INC
          		Employer identification number

    11-3276603
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 GeneralExplanationAttachment
    Name:
    CAPITAL ONE FOUNDATION INC
    EIN: 11-3276603
    Identifier Return Reference Explanation
    INFORMATION REGARDING CONTRIBUTION, GRANT, LOAN, SCHOLARSHIP, ETC., PROGRAMS FORM 990-PF, PART XV, LINE 2 THE FOUNDATION FOCUS AREAS INCLUDE EDUCATION, WORKFORCE DEVELOPMENT, AFFORDABLE HOUSING AND COMMUNITY DEVELOPMENT. BELOW IS THE PROCESS IN WHICH A DISBURSEMENT IS MADE:- THE FOUNDATION'S GEOGRAPHIC FOOTPRINT SERVES: - VA - DC METRO AREA - LA GREATER NEW ORLEANS - TX GREATER DALLAS AND GREATER HOUSTON - NY NEW YORK CITY ( FIVE BOROUGHS AND LONG ISLAND) - NJ NORTHERN AND MID NEW JERSEY - NATIONAL - WITHIN EACH GEOGRAPHIC LOCATION ARE RELATIONSHIP MANAGERS WHO WORK DIRECTLY WITH THE NON-PROFIT PARTNERS IN THE SPECIFIC FOCUS AREAS THAT HAVE PROGRAMMING ACROSS THE FOUNDATION'S FOOTPRINT. - GRANTS ARE ONLY GIVEN TO 501(C)'S - WHEN RELATIONSHIP MANAGERS HAVE AN APPROPRIATE OPPORTUNITY FOR THE FOUNDATION, THEY GO TO AN ONLINE GRANT APPLICATION MANAGEMENT SYSTEM, CYBERGRANTS, WHERE INFORMATION IS COLLECTED FROM THE ORGANIZATION THAT INCLUDES THE PURPOSE OF THE PROGRAM, MISSION OF THE ORGANIZATION, GOALS AND PROGRAM METRICS. TO ACCESS THE FOUNDATION'S CYBERGRANTS SYSTEM GO TO: WWW.CYBERGRANTS.COM/CAPITALONE/FOUNDATION. - NOTE: THE GRANT APPLICATION SERVER IS USERNAME AND PASSWORD PROTECTED FOR ACCESS OTHER THAN SIMPLY FILLING OUT AN APPLICATION. PER INQUIRY WITH MARY JOHNSON FAIN, THE PASSWORDS ARE NOT CHANGED ON A REGULAR BASIS, IF AT ALL. THE SYSTEM DOES NOT PROMPT/REQUIRE CHANGES. - ALL APPLICATIONS ARE ACCEPTED AND REVIEWED ON A ROLLING BASIS, NOT DEADLINES ARE PUBLISHED - THE FOUNDATION DOES NOT HAVE ANY GRANT AMOUNT RESTRICTIONS, EACH GRANT IS RECOMMENDED BY THE RELATIONSHIP OWNER AND APPROVED VIA THE SIGNING AUTHORITY POLICY.

    TY 2013 InvestmentsOtherSchedule2
    Name:
    CAPITAL ONE FOUNDATION INC
    EIN: 11-3276603
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    EATON VANCE FLOATING RATE FUND FMV 1,596,110 1,596,110
    EATON VANCE GLOBAL MACRO ABSOLUTE FMV 793,839 793,839
    FEDERATED INSTITUTIONAL HIGH YIELD FMV 100,338 100,338
    LEGG MASON BW INTERNATIONAL FMV 100,195 100,195
    LOOMIS SAYLES BOND INSTITUTIONAL FMV 1,070,227 1,070,227
    NATIXIS LOOMIS SAYLES INVESTMENT FMV 1,044,156 1,044,156
    PIMCO LOW DURATION FUND #36 FMV 1,059,849 1,059,849
    PIMCO TOTAL RETURN FUND INST #35 FMV 3,499,690 3,499,690
    STONE HARBOR LOCAL MARKET FUND FMV 98,957 98,957
    WELLS FARGO ADVANTAGE SHORT-TERM FMV 702,757 702,757
    ALBEMARLE CORP COM FMV 68,720 68,720
    ALGER RETIREMENT FD FMV 864,493 864,493
    ALLIANZGI NFJ DIVIDEND VALUE FUND FMV 4,427,869 4,427,869
    ALTRIA GROUP INC COM FMV 59,082 59,082
    APACHE CORP COM FMV 42,970 42,970
    BERKSHIRE HATHAWAY INC DEL CL B NEW FMV 101,962 101,962
    BLACKROCK INC COM FMV 79,118 79,118
    BRISTOL MYERS SQUIBB CO COM FMV 85,616 85,616
    BROWN FORMAN CORP CL B FMV 21,915 21,915
    CARMAX INC COM FMV 84,166 84,166
    CARNIVAL CORP PAIRED CTF FMV 87,169 87,169
    CHEVRON CORP NEW COM FMV 72,448 72,448
    CISCO SYS INC COM FMV 47,552 47,552
    COCA COLA CO COM FMV 50,398 50,398
    CONOCOPHILLIPS COM FMV 58,640 58,640
    CORNING INC COM FMV 61,835 61,835
    DODGE & COX INTERNATIONAL STOCK FMV 2,559,668 2,559,668
    E M C CORP MASS COM FMV 62,372 62,372
    EATON VANCE CORP COM NON VTG FMV 71,031 71,031
    EATON VANCE PARAMETRIC EMERGING FMV 538,840 538,840
    ENERGIZER HLDGS INC COM FMV 63,862 63,862
    FEDEX CORP COM FMV 40,298 40,298
    FIDELITY INST MMKT FUND 2014 FMV 2,586,477 2,586,477
    GENERAL DYNAMICS CORP COM FMV 73,574 73,574
    HARBOR SMALL CAP VALUE FUND INST FMV 884,016 884,016
    HARDING LOEVNER FUNDS INC FMV 1,037,371 1,037,371
    HERSHEY CO FMV 24,308 24,308
    INTEL CORP COM FMV 48,536 48,536
    INTERNATIONAL BUSINESS MACHS CORP FMV 50,644 50,644
    ISHARES MSCI EAFE ETF FMV 1,006,425 1,006,425
    ISHARES RUSSELL MID-CAP ETF FMV 369,851 369,851
    ISHARES RUSSELL 2000 ETF FMV 164,157 164,157
    JP MORGAN HIGHBRIDGE STATISTICAL FMV 751,677 751,677
    KINDER MORGAN MANAGEMENT LLC SHS FMV 19,293 19,293
    LAZARD EMERGING MARKETS EQUITY FMV 528,307 528,307
    LOWES COS INC COM FMV 64,911 64,911
    MAINSTAY LARGE CAP GROWTH FUND CL I FMV 4,606,681 4,606,681
    MEADWESTVACO CORP COM FMV 35,453 35,453
    MICROSOFT CORP COM FMV 34,043 34,043
    MORGAN STANLEY MID CAP GROWTH FUND FMV 756,402 756,402
    NEWMARKET CORP COM FMV 102,251 102,251
    PFIZER INC COM FMV 44,720 44,720
    PHILIP MORRIS INTL INC COM FMV 27,302 27,302
    SPDR S&P MIDCAP 400 ETF TR UNIT SER FMV 734,730 734,730
    UBS ALERIAN MLP INDEX ETN FMV 315,440 315,440
    VANGUARD BD INDEX FD INC TOTAL BD FMV 472,135 472,135
    VANGUARD FTSE EMERGING MARKETS ETF FMV 710,611 710,611
    VANGUARD INDEX FDS REIT ETF FMV 516,480 516,480
    VANGUARD INDEX FDS S&P 500 ETF SHS FMV 4,063,321 4,063,321
    VANGUARD INTL EQUITY INDEX FDS FMV 217,920 217,920
    VERIZON COMMUNICATIONS INC COM FMV 45,700 45,700
    VISA INC COM CL A FMV 86,845 86,845
    WAL MART STORES INC COM FMV 45,913 45,913
    WELLS FARGO & CO NEW COM FMV 83,082 83,082
    WHITE MOUNTAINS INSURANCE GP FMV 72,370 72,370
    MONEY MARKET FUNDS FMV 2,754,355 2,754,355

    TY 2013 OtherAssetsSchedule
    Name:
    CAPITAL ONE FOUNDATION INC
    EIN: 11-3276603
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    DUE FROM RELATED PARTY 15,000 303 303
    DIVIDENDS RECEIVABLE 31,844 8,434 8,434


    TY 2013 OtherExpensesSchedule
    Name:
    CAPITAL ONE FOUNDATION INC
    EIN: 11-3276603
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADMINISTRATIVE EXPENSES 92,777 46,389   46,388
    OTHER EXPENSES 58,441 29,220   29,221


    TY 2013 OtherIncreasesSchedule
    Name:
    CAPITAL ONE FOUNDATION INC
    EIN: 11-3276603
    Description Amount
    UNREALIZED GAINS ON INVESTMENTS 1,693,490


    TY 2013 OtherLiabilitiesSchedule
    Name:
    CAPITAL ONE FOUNDATION INC
    EIN: 11-3276603
    Description Beginning of Year - Book Value End of Year - Book Value
    BANK CLEARING ACCOUNT 33,822 0


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    CAPITAL ONE FOUNDATION INC
    EIN: 11-3276603
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CONSULTING FEES 172,599 86,300   86,299


    TY 2013 TaxesSchedule
    Name:
    CAPITAL ONE FOUNDATION INC
    EIN: 11-3276603
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAX 36,537 0   0