| Description of Property | Date Acquired | Cost or Other Basis | Prior Years' Depreciation | Computation Method | Rate / Life (# of years) |
Current Year's Depreciation Expense | Net Investment Income | Adjusted Net Income | Cost of Goods Sold Not Included |
|---|
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| SEE STATEMENT ATTACHED | 4,178,778 | 4,177,142 |
| Category/ Item | Cost/Other Basis | Accumulated Depreciation | Book Value | End of Year Fair Market Value |
|---|
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| ROCKEFELLLER ALT STRAT FD QP | AT COST | 45,058 | |
| ROCKEFELLER BALANCED FUND | AT COST | 18,226,967 | 25,150,894 |
| RASF SPV, LLC | AT COST | 75,341 | 13,206 |
| Category / Item | Cost / Other Basis | Accumulated Depreciation | Book Value | End of Year Fair Market Value |
|---|
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| MILBANK,TWEED,HADLEY & MCCLOY | 22,922 | 22,922 |
| Description | Amount |
|---|---|
| PRIOR PERIOD ADJ-ROCKEFELLER ALT STRAT F | 161,644 |
| OID NOT RECORDED ON BOOKS | 10,282 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INSURANCE EXPENSE | 10,704 | 10,704 | ||
| MEMBERSHIPS | 725 | 725 | ||
| ROCKEFELLER BALANCED FD | 214,462 | 214,442 | ||
| RASF SPV LLC | 850 | 847 | ||
| ROCKEFELLER ALT STRATEGIES QP | 2,498 | 2,489 | ||
| LFC & CO | 2,123 | 2,123 | ||
| LSR FRIENDS AND ASSOC TRUST | 5,945 | 5,945 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| ROCKEFELLER BALANCED FD- ORD INCOME | 479,388 | 479,385 | |
| ROCKEFELLER ALT STRAT FD QP-ORD INCOME | 900 | 900 | |
| LFC & CO-ORDINARY INCOME | 2,830 | 2,830 | |
| RASF SPV LLC-ORDINARY INCOME | 261 | 261 | |
| Less: UBTI | -2,307 | ||
| LFC & CO-RETURN OF CAPITAL | 12,222 |
| Description | Amount |
|---|---|
| PRIOR PERIOD ADJ-RASF SPV | 56,110 |
| EXCESS DEDUCTIONS THROUGH K1 | 5,945 |
| BOOK/TAX TIMING DIFFERENCE | 10,850 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ROCKEFELLER & COMPANY, INC. | 128,305 | 96,229 | 32,076 |
| Name | Address |
|---|---|
| ESTATE OF LAURANCE S ROCKEFELLER |
10 Rockefeller Plaza New York,NY10020 |
| LSR 1999 INTERVIVOS TRUST |
10 Rockefeller Plaza New York,NY10020 |
| THE LSR FRIENDS ASSOCS TR GST NON |
10 Rockefeller Plaza New York,NY10020 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EXCISE & CANEEL BAY REFUND | 19,173 |