Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
THE RESOURCE FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)C/O WJ MCKEEVER CO LLC PO BOX 5147   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
GREENWICH, CT06831
A Employer identification number

22-2870501
B Telephone number (see instructions)

(203) 622-8625
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$12,046,431J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 887,214
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 235,764 235,764  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 571,704
b Gross sales price for all assets on line 6a 5,348,261
7 Capital gain net income (from Part IV, line 2)... 571,704
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,694,682 807,468  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 82,500 20,625   61,875
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 23,345 3,035   20,310
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 22,976 4,595   18,381
c Other professional fees (attach schedule).... Click to see attachment 59,797 59,797   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 17,103 5,190   4,733
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 3,134 407   2,727
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 12,264 1,594   10,670
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 221,119 95,243   118,696
25 Contributions, gifts, grants paid........ 749,565 749,565
26 Total expenses and disbursements. Add lines 24 and 25 970,684 95,243   868,261
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 723,998
b Net investment income (if negative, enter -0-) 712,225
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 43,132    
2 Savings and temporary cash investments.......... 466,425 1,395,018 1,395,018
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet   11,109    
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 228,900 Click to see attachment208,900 229,374
b Investments—corporate stock (attach schedule)........ 8,243,218 Click to see attachment8,231,608 10,269,396
c Investments—corporate bonds (attach schedule)........ 261,438 Click to see attachment158,938 152,643
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 9,254,222 9,994,464 12,046,431
Liabilities 17 Accounts payable and accrued expenses.......... 9,133 25,377
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 9,133 25,377
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 9,245,089 9,969,087
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see page 17 of the
instructions).................... 9,245,089 9,969,087
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 9,254,222 9,994,464
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 9,245,089
2 Enter amount from Part I, line 27a..................... 2 723,998
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 9,969,087
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 9,969,087
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a ANHEUSER-BUSCH INBEV SPN ADR P 2011-09-13 2013-01-29
b ANHEUSER-BUSCH INBEV SPN ADR P 2011-09-13 2013-01-28
c BAXTER INTL INC P 2010-04-22 2013-01-24
d BAXTER INTL INC P 2011-09-06 2013-01-24
e COMCAST CORP CL A P 2007-07-31 2013-01-22
COMCAST CORP CL A P 2007-07-30 2013-01-22
ANHEUSER-BUSCH INBEV SPN ADR P 2011-08-11 2013-01-17
ANHEUSER-BUSCH INBEV SPN ADR P 2011-09-13 2013-01-17
ANHEUSER-BUSCH INBEV SPN ADR P 2011-08-11 2013-01-16
ANHEUSER-BUSCH INBEV SPN ADR P 2011-09-06 2013-01-16
BAXTER INTL INC P 2011-09-06 2013-01-15
ANHEUSER-BUSCH INBEV SPN ADR P 2011-09-13 2013-02-28
ANHEUSER-BUSCH INBEV SPN ADR P 2011-09-13 2013-02-25
ANHEUSER-BUSCH INBEV SPN ADR P 2011-09-13 2013-02-20
DELL INC P 2006-06-12 2013-02-15
DELL INC P 2006-03-08 2013-02-13
DELL INC P 2006-06-12 2013-02-13
EBAY INC P 2009-01-23 2013-02-12
EBAY INC P 2009-01-23 2013-02-08
DENTSPLY INTL INC P 2008-10-29 2013-03-20
DENTSPLY INTL INC P 2011-09-06 2013-03-20
DELL INC P 2006-09-12 2013-03-04
DELL INC P 2006-06-12 2013-03-04
DELL INC P 2008-02-20 2013-03-04
PEPSICO INC P 2012-03-05 2013-04-18
PEPSICO INC P 2012-03-05 2013-04-16
PEPSICO INC P 2012-03-05 2013-04-12
PEPSICO INC P 2012-03-05 2013-04-11
BAXTER INTL INC P 2010-04-22 2013-04-02
DIAGEO PLC- SPONSORED ADR P 2008-10-06 2013-04-02
DIAGEO PLC- SPONSORED ADR P 2008-10-08 2013-04-02
BAXTER INTL INC P 2010-04-22 2013-04-01
DIAGEO PLC- SPONSORED ADR P 2008-10-08 2013-04-01
DIAGEO PLC- SPONSORED ADR P 2008-10-06 2013-05-28
DIAGEO PLC- SPONSORED ADR P 2008-10-06 2013-05-24
BERKSHIRE HATHAWAY INC-CL B P 2006-03-08 2013-05-22
NESTLE S A SPONS ADR P 2006-03-28 2013-05-22
NESTLE S A SPONS ADR P 2011-09-06 2013-05-22
NOVARTIS AG - ADR P 2011-09-06 2013-05-22
CHUBB CORP P 2007-07-19 2013-05-22
CHUBB CORP P 2007-05-29 2013-05-22
JOHNSON & JOHNSON P 2011-09-06 2013-05-20
JOHNSON & JOHNSON P 2009-11-18 2013-05-20
BECTON DICKINSON & CO P 2011-09-06 2013-05-13
BECTON DICKINSON & CO P 2011-12-30 2013-05-13
PEPSICO INC P 2011-09-06 2013-05-03
PEPSICO INC P 2012-03-05 2013-05-03
AUTOMATIC DATA PROCESSING INC P 2008-02-29 2013-07-31
HENRY SCHEIN INC COM STK P 2011-10-14 2013-07-25
BERKSHIRE HATHAWAY INC-CL B P 2006-03-08 2013-07-23
HENRY SCHEIN INC COM STK P 2011-10-14 2013-07-23
AUTOMATIC DATA PROCESSING INC P 2008-02-29 2013-07-23
PEPSICO INC P 2008-10-28 2013-07-19
PEPSICO INC P 2006-04-07 2013-07-18
PEPSICO INC P 2008-10-28 2013-07-18
AUTOMATIC DATA PROCESSING INC P 2008-02-29 2013-07-17
LIBERTY INTERACTIVE A P 2007-12-12 2013-07-17
HENRY SCHEIN INC COM STK P 2011-11-01 2013-07-17
LIBERTY INTERACTIVE A P 2007-12-11 2013-07-17
HENRY SCHEIN INC COM STK P 2011-11-09 2013-07-16
HENRY SCHEIN INC COM STK P 2011-11-01 2013-07-16
AUTOMATIC DATA PROCESSING INC P 2008-02-29 2013-07-15
LIBERTY INTERACTIVE A P 2007-12-12 2013-07-15
HENRY SCHEIN INC COM STK P 2011-11-09 2013-07-15
PEPSICO INC P 2006-04-07 2013-07-12
LIBERTY INTERACTIVE A P 2007-12-12 2013-07-12
AUTOMATIC DATA PROCESSING INC P 2008-02-29 2013-07-11
AUTOMATIC DATA PROCESSING INC P 2008-02-29 2013-08-13
HENRY SCHEIN INC COM STK P 2011-10-12 2013-08-08
HENRY SCHEIN INC COM STK P 2011-10-14 2013-08-06
HENRY SCHEIN INC COM STK P 2011-10-12 2013-08-06
BERKSHIRE HATHAWAY INC-CL B P 2006-03-08 2013-08-05
JOHNSON & JOHNSON P 2009-11-18 2013-08-05
HENRY SCHEIN INC COM STK P 2011-10-14 2013-08-05
BBH LIMITED DURATION FUND CL I P 2007-06-15 2013-09-23
BBH LIMITED DURATION FUND CL I P 2011-12-12 2013-09-23
AUTOMATIC DATA PROCESSING INC P 2008-02-20 2013-09-17
AUTOMATIC DATA PROCESSING INC P 2008-02-20 2013-09-16
AUTOMATIC DATA PROCESSING INC P 2008-02-20 2013-09-11
AUTOMATIC DATA PROCESSING INC P 2008-02-29 2013-09-10
AUTOMATIC DATA PROCESSING INC P 2008-02-20 2013-09-10
DENTSPLY INTL INC P 2008-11-21 2013-10-29
DENTSPLY INTL INC P 2008-11-21 2013-10-28
HENRY SCHEIN INC COM STK P 2011-10-11 2013-10-28
HENRY SCHEIN INC COM STK P 2011-10-12 2013-10-25
HENRY SCHEIN INC COM STK P 2011-10-11 2013-10-25
DENTSPLY INTL INC P 2008-10-30 2013-10-24
HENRY SCHEIN INC COM STK P 2011-10-12 2013-10-24
DENTSPLY INTL INC P 2008-11-21 2013-10-24
GOOGLE INC CL A P 2012-05-02 2013-10-21
GOOGLE INC CL A P 2012-02-17 2013-10-21
DENTSPLY INTL INC P 2008-10-30 2013-10-21
EOG RESOURCES INC P 2009-10-20 2013-10-18
DENTSPLY INTL INC P 2008-10-30 2013-10-17
DENTSPLY INTL INC P 2008-10-30 2013-10-16
DENTSPLY INTL INC P 2008-10-29 2013-10-16
WASTE MANAGEMENT INC P 2006-03-08 2013-11-27
WASTE MANAGEMENT INC P 2006-03-08 2013-11-26
LIBERTY INTERACTIVE A P 2007-12-10 2013-11-26
LIBERTY INTERACTIVE A P 2008-01-08 2013-11-26
LIBERTY INTERACTIVE A P 2007-12-10 2013-11-25
LIBERTY INTERACTIVE A P 2007-12-11 2013-11-21
LIBERTY INTERACTIVE A P 2007-12-10 2013-11-21
LIBERTY INTERACTIVE A P 2007-12-11 2013-11-20
NOVARTIS AG - ADR P 2007-10-02 2013-11-19
NOVARTIS AG - ADR P 2011-09-06 2013-11-19
WASTE MANAGEMENT INC P 2006-03-08 2013-11-19
NOVARTIS AG - ADR P 2006-03-08 2013-11-19
NOVARTIS AG - ADR P 2011-09-06 2013-11-18
WASTE MANAGEMENT INC P 2006-03-08 2013-11-05
DENTSPLY INTL INC P 2008-11-21 2013-12-24
MICROSOFT CORP COM P 2012-05-04 2013-01-15
CHARTER COMMUNICATIONS INC DEL CL A P 2012-07-17 2013-01-22
DOUBLELINE TOTAL RETURN BOND FUND P 2011-05-17 2013-01-23
PIMCO INCOME FUND P 2012-06-28 2013-01-23
CENTURYLINK P 2012-05-04 2013-02-14
DIRECTV P 2012-07-17 2013-02-20
SPDR GOLD TRUST P 2012-09-18 2013-03-01
JP MORGAN TR II HIGH YLD FD SELC P 2012-08-29 2013-03-06
GOLAR LNG LTD P 2013-01-23 2013-03-08
VIRNETX HOLDING CORP COM P 2012-07-02 2013-03-15
VIRNETX HOLDING CORP COM P 2012-07-02 2013-03-18
PHILLIPS 66 COM P 2012-07-17 2013-04-10
PHILLIPS 66 COM P 2012-02-23 2013-04-10
PHILLIPS 66 COM P 2012-06-08 2013-04-10
CHICAGO BRIDGE AND IRON CO NV NY P 2013-03-01 2013-04-11
NEW YORK NY CITY HSG DEV CORP REV BDS P 2010-07-15 2013-05-01
WISDOMTREE EMERGING MARKETS LOCAL P 2011-04-19 2013-05-03
WISDOMTREE EMERGING MARKETS LOCAL P 2010-08-24 2013-05-03
DOUBLELINE TOTAL RETURN BOND FUND P 2011-05-17 2013-05-03
DOUBLELINE TOTAL RETURN BOND FUND P 2010-04-20 2013-05-03
LOOMIS SAYLES BOND FUND P 2012-05-14 2013-05-14
WILLIAMS COS INC DEL COM P 2012-04-24 2013-06-03
CANADIAN PAC RY LTD COM P 2013-04-11 2013-06-03
LYONDELL BASELL INDUSTRIES N V SHS A P 2011-05-02 2013-06-03
BRISTOL MYERS SQUIBB CO COM P 2011-07-06 2013-06-03
INTUIT COM P 2013-04-11 2013-06-03
BRISTOL MYERS SQUIBB CO COM P 2011-02-03 2013-06-05
LYONDELLBASELL INDUSTRIES N V SHS A P 2011-05-02 2013-06-05
LYONDELLBASELL INDUSTRIES N V SHS A P 2011-05-13 2013-06-05
LYONDELLBASELL INDUSTRIES N V SHS A P 2011-09-06 2013-06-05
COMCAST CORP NEW CL A P 2013-04-11 2013-06-05
COMCAST CORP NEW CL A P 2011-07-01 2013-06-05
COMCAST CORP NEW CL A P 2011-06-24 2013-06-05
US BANCORP DEL COM P 2012-01-17 2013-06-05
QUALCOMM INC COM P 2012-04-05 2013-06-28
VIRNETX HOLDING CORP COM P 2013-07-02 2013-07-15
VIRNETX HOLDING CORP COM P 2013-07-02 2013-07-17
VIRNETX HOLDING CORP COM P 2013-07-02 2013-07-18
VIRNETX HOLDING CORP COM P 2013-07-02 2013-07-22
VIRNETX HOLDING CORP COM P 2013-07-02 2013-07-23
HECKMAN CORP P 2012-11-27 2013-09-03
PIMCO MORTGAGE OPPORUNITIES FUND P 2012-12-14 2013-09-10
JPMORGAN CHASE & CO COM P 2012-04-24 2013-09-24
US BANCORP DEL COM NEW P 2013-07-09 2013-10-08
ANADARKO PETE CORP P 2013-06-18 2013-10-08
BED BATH AND BEYOND INC P 2013-04-11 2013-10-08
CHICAGO BRIDGE AND IRON CO NY P 2013-09-10 2013-10-08
HARLEY DAVIDSON INC COM P 2013-05-03 2013-10-08
LYONDELLBASELL INDUSTRIES N V SHS A P 2013-09-10 2013-10-08
AMERICAN INTL GROUP INC COM NEW P 2013-05-14 2013-10-08
GOLDMAN SACHS GROUP INC P 2013-01-23 2013-10-08
DOVER CORP P 2013-05-14 2013-10-08
DOVER CORP P 2013-05-03 2013-10-08
KANSAS CITY SOUTHERN COM NEW P 2013-07-01 2013-10-08
CISCO SYS INC COM P 2013-06-03 2013-10-17
INTEL CORP COM P 2013-06-03 2013-10-17
DOUBLELINE TOTAL RETURN BOND FUND P 2010-04-20 2013-10-24
PIMCO INCOME FUND - INSTL P 2012-06-28 2013-10-24
NEW YORK NY CITY HSG DEV CORP REV P 2010-07-15 2013-11-01
KINDER MORGAN INC KANS P 2012-05-24 2013-11-05
KINDER MORGAN INC KANS P 2012-02-06 2013-11-05
KINDER MORGAN INC KANS P 2012-02-06 2013-11-06
KINDER MORGAN INC KANS P 2012-06-08 2013-11-06
PIMPCO INCOME FUND - INSTL P 2012-06-28 2013-11-06
INTEL CORP COM P 2013-06-03 2013-11-11
INTERNATIONAL PAPER CO P 2013-05-14 2013-12-05
INTERNATIONAL PAPER CO P 2013-05-03 2013-12-05
WILLIAMS COS INC DEL COM P 2012-04-24 2013-12-05
WILLIAMS COS INC DEL COM P 2012-05-24 2013-12-05
PIMCO MORTGAGE OPPORTUNITIES FUND P 2012-12-14 2013-12-06
ANADARKO PETE CORP P 2013-06-18 2013-12-13
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 6,337   3,425 2,912
b 7,419   4,020 3,399
c 20,257   15,077 5,180
d 22,553   18,004 4,549
e 33,754   23,146 10,608
1,986   1,358 628
10,317   5,817 4,500
17,788   9,927 7,861
8,916   5,015 3,901
3,031   1,782 1,249
11,196   8,948 2,248
6,291   3,326 2,965
4,983   2,631 2,352
7,517   3,971 3,546
7,422   13,476 -6,054
27,591   58,280 -30,689
2,221   4,025 -1,804
24,316   5,091 19,225
7,008   1,466 5,542
12,146   8,552 3,594
8,494   6,642 1,852
22,338   34,455 -12,117
7,679   13,751 -6,072
4,188   5,897 -1,709
5,140   4,018 1,122
4,239   3,327 912
6,638   5,211 1,427
3,999   3,139 860
4,919   3,417 1,502
6,281   2,985 3,296
16,205   7,713 8,492
4,555   3,166 1,389
8,914   4,245 4,669
8,412   4,060 4,352
10,043   4,896 5,147
78,468   41,217 37,251
10,272   4,392 5,880
44,510   38,032 6,478
33,594   25,107 8,487
4,404   2,615 1,789
26,425   16,318 10,107
4,399   3,222 1,177
35,190   24,959 10,231
25,027   19,537 5,490
50,054   37,429 12,625
8,282   6,223 2,059
8,282   6,278 2,004
3,119   1,722 1,397
2,784   1,733 1,051
26,656   13,248 13,408
7,559   4,685 2,874
7,776   4,285 3,491
3,805   2,341 1,464
6,512   4,346 2,166
7,033   4,310 2,723
5,794   3,204 2,590
2,913   2,181 732
8,076   5,071 3,005
12,238   9,127 3,111
5,627   3,538 2,089
2,558   1,605 953
1,451   801 650
7,638   5,719 1,919
9,304   5,853 3,451
8,402   5,794 2,608
13,932   10,431 3,501
43,153   24,029 19,124
7,280   4,005 3,275
4,854   2,950 1,904
1,995   1,219 776
1,575   962 613
2,962   1,472 1,490
14,058   9,359 4,699
2,097   1,283 814
209,515   201,013 8,502
25,485   25,386 99
11,099   5,965 5,134
7,427   3,977 3,450
6,243   3,380 2,863
7,392   4,005 3,387
4,805   2,585 2,220
3,787   2,090 1,697
2,115   1,169 946
4,333   2,490 1,843
3,440   1,988 1,452
111   64 47
2,891   1,902 989
3,222   1,860 1,362
226   124 102
27,082   16,313 10,769
23,070   13,920 9,150
9,177   5,942 3,235
45,889   23,495 22,394
19,567   13,073 6,494
10,943   7,309 3,634
623   419 204
9,145   6,754 2,391
2,286   1,689 597
1,547   1,013 534
6,905   3,829 3,076
6,460   4,231 2,229
553   365 188
4,425   2,893 1,532
5,003   3,286 1,717
3,922   2,745 1,177
3,608   2,567 1,041
9,039   6,754 2,285
7,843   5,476 2,367
4,241   3,013 1,228
26,235   20,262 5,973
9,734   4,975 4,759
94,089   108,885 -14,796
78,567   73,028 5,539
22,800   22,260 540
6,285   5,700 585
76,085   86,797 -10,712
72,815   72,907 -92
114,253   128,593 -14,340
82,198   80,500 1,698
70,393   78,802 -8,409
2,230   3,662 -1,432
31,864   51,270 -19,406
15,837   9,052 6,785
47,510   26,854 20,656
47,510   24,106 23,404
84,814   81,021 3,793
10,000   10,000 0
107,491   106,180 1,311
107,491   100,963 6,528
64,203   62,738 1,465
15,737   14,162 1,575
196,187   183,125 13,062
17,477   16,246 1,231
33,079   31,055 2,024
49,320   34,473 14,847
24,195   14,595 9,600
101,457   113,671 -12,214
115,825   64,164 51,661
33,196   22,982 10,214
66,392   41,206 25,186
33,196   15,838 17,358
40,343   41,929 -1,586
20,171   12,756 7,415
60,514   35,624 24,890
104,884   87,358 17,526
107,298   117,860 -10,562
4,601   8,789 -4,188
5,593   10,986 -5,393
4,168   8,240 -4,072
7,037   14,649 -7,612
5,885   12,268 -6,383
99,000   102,500 -3,500
269,750   273,757 -4,007
152,528   129,538 22,990
71,964   74,714 -2,750
23,217   21,902 1,315
57,099   49,666 7,433
24,056   21,934 2,122
31,585   27,407 4,178
18,344   17,771 573
48,253   45,901 2,352
38,374   36,321 2,053
21,979   18,768 3,211
21,979   17,886 4,093
27,865   27,096 769
95,124   102,449 -7,325
23,693   25,285 -1,592
27,621   25,668 1,953
31,000   28,548 2,452
10,000   10,000 0
17,543   16,253 1,290
35,086   32,185 2,901
35,033   32,185 2,848
17,517   15,698 1,819
15,400   14,251 1,149
96,379   101,138 -4,759
23,015   23,995 -980
115,074   114,461 613
90,588   81,229 9,359
18,118   15,467 2,651
55,000   54,600 400
96,377   109,508 -13,131
12,171     12,171
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       2,912
b       3,399
c       5,180
d       4,549
e       10,608
      628
      4,500
      7,861
      3,901
      1,249
      2,248
      2,965
      2,352
      3,546
      -6,054
      -30,689
      -1,804
      19,225
      5,542
      3,594
      1,852
      -12,117
      -6,072
      -1,709
      1,122
      912
      1,427
      860
      1,502
      3,296
      8,492
      1,389
      4,669
      4,352
      5,147
      37,251
      5,880
      6,478
      8,487
      1,789
      10,107
      1,177
      10,231
      5,490
      12,625
      2,059
      2,004
      1,397
      1,051
      13,408
      2,874
      3,491
      1,464
      2,166
      2,723
      2,590
      732
      3,005
      3,111
      2,089
      953
      650
      1,919
      3,451
      2,608
      3,501
      19,124
      3,275
      1,904
      776
      613
      1,490
      4,699
      814
      8,502
      99
      5,134
      3,450
      2,863
      3,387
      2,220
      1,697
      946
      1,843
      1,452
      47
      989
      1,362
      102
      10,769
      9,150
      3,235
      22,394
      6,494
      3,634
      204
      2,391
      597
      534
      3,076
      2,229
      188
      1,532
      1,717
      1,177
      1,041
      2,285
      2,367
      1,228
      5,973
      4,759
      -14,796
      5,539
      540
      585
      -10,712
      -92
      -14,340
      1,698
      -8,409
      -1,432
      -19,406
      6,785
      20,656
      23,404
      3,793
      0
      1,311
      6,528
      1,465
      1,575
      13,062
      1,231
      2,024
      14,847
      9,600
      -12,214
      51,661
      10,214
      25,186
      17,358
      -1,586
      7,415
      24,890
      17,526
      -10,562
      -4,188
      -5,393
      -4,072
      -7,612
      -6,383
      -3,500
      -4,007
      22,990
      -2,750
      1,315
      7,433
      2,122
      4,178
      573
      2,352
      2,053
      3,211
      4,093
      769
      -7,325
      -1,592
      1,953
      2,452
      0
      1,290
      2,901
      2,848
      1,819
      1,149
      -4,759
      -980
      613
      9,359
      2,651
      400
      -13,131
      12,171
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 571,704
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 749,819 9,725,522 0.077098
2011 611,168 9,743,742 0.062724
2010 255,533 9,415,327 0.027140
2009 320,691 8,764,639 0.036589
2008 406,090 9,813,927 0.041379
2 Total of line 1, column (d) ...................... 2 0.244930
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.048986
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 10,828,874
5 Multiply line 4 by line 3....................... 5 530,463
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 7,122
7 Add lines 5 and 6......................... 7 537,585
8 Enter qualifying distributions from Part XII, line 4.............. 8 868,261
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 7,122
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 7,122
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 7,122
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 10,243
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 6,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 16,243
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 9,121
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet9,121 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bullet
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.Click to see attachment
    10
    Yes
     
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletROY B SIMPSON Telephone no.bullet (203) 622-8625
    Located atbullet50 VISTA DRGREENWICHCT ZIP+4bullet06830
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ROY B SIMPSON CHMN/PRESIDENT
    10.00     		0 0 0
    50 VISTA DRIVE
    GREENWICH,CT06830
    EDITH J SIMPSON TREASURER
    2.00     		0 0 0
    50 VISTA DRIVE
    GREENWICH,CT06830
    ALISON J ALLEN SECRETARY
    40.00     		82,500 23,345 0
    995 BUCKLEY HIGHWAY
    UNION,CT06076
    NANCY E BLAIR DIRECTOR
    0.50     		0 0 0
    FOUR STAMFORD PLAZA - 107 ELM
    STREET
    STAMFORD,CT06902
    MARY-ELIZABETH JOY SIMPSON DIRECTOR
    0.50     		0 0 0
    88 FARMS ROAD
    STAMFORD,CT06903
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    541,444
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    7,122
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    7,122
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    534,322
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    534,322
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    534,322
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 534,322
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012....... 237,246
    fTotal of lines 3a through e......... 237,246
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 868,261
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 534,322
    e Remaining amount distributed out of corpus 333,939
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 571,185
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		571,185
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012.... 237,246
    e Excess from 2013.... 333,939
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ROY B SIMPSON
    EDITH J SIMPSON
    ALISON J ALLEN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A S P C A
    424 EAST 92ND STREET
    NEW YORK,NY10128     		N/A PUBLIC GENERAL PURPOSES 10,000
    ADOPT-A-DOG
    849 LAKE AVENUE
    GREENWICH,CT06831     		N/A PUBLIC GENERAL PURPOSES 7,500
    AMERICARES
    88 HAMILTON AVE
    STAMFORD,CT06902     		N/A PUBLIC GENERAL PURPOSES 1,000
    AMOGERONE VOLUNTEER FIRE
    PO BOX 121
    GREENWICH,CT06836     		N/A PUBLIC GENERAL PURPOSES 1,000
    ANBRYCE FOUNDATION
    1650 TYSONS BLVD STE 900
    MCLEAN,VA22102     		N/A PUBLIC GENRAL PURPOSES 1,000
    AT HOME IN GREENWICH
    139 E PUTNAM AVENUE
    GREENWICH,CT06830     		N/A PUBLIC GENRAL PURPOSES 1,000
    BACKCOUNTRY JAZZ
    15 E PUTNAM AVENUE
    GREENWICH,CT06830     		N/A PUBLIC GENRAL PURPOSES 500
    BETHEL GOSPEL TABERNACLE
    11018 GUY R BREWER BLVD
    JAMAICA,NY11433     		N/A PUBLIC GENRAL PURPOSES 500
    BRADY CENTER
    840 FIRST STREET NE SUITE 400
    WASHINGTON,DC20002     		N/A PUBLIC GENRAL PURPOSES 5,000
    BROOKLYN TECH ALUMNI FOUNDATION INC
    29 FORT GREENE PLACE
    BROOKLYN,NY11217     		N/A PUBLIC GENRAL PURPOSES 5,000
    CALL A RIDE OF GREENWICH INC
    37 LAFAYETTE PL COLLYER CENTER
    GREENWICH,CT06830     		N/A PUBLIC GENRAL PURPOSES 6,000
    CANTER NEW ENGLAND
    P O BOX 3
    WESTBOROUGH,MA01581     		N/A PUBLIC GENRAL PURPOSES 5,000
    COMMON CAUSE EDUCATION FUND
    1133 19TH STREET NW 9TH FLOOR
    WASHINGTON,DC20036     		N/A PUBLIC GENRAL PURPOSES 2,000
    CONNECTICUT AGAINST GUN VIOLENCE CAGV
    PO BOX 523
    SOUTHPORT,CT06890     		N/A PUBLIC GENRAL PURPOSES 5,000
    CONNECTICUT FOOD BANK
    P O BOX 8686
    NEW HAVEN,CT06531     		N/A PUBLIC GENRAL PURPOSES 25,000
    CPB CONNECTICUT PUBLIC BROADCASTING
    1049 ASYLUM AVE
    HARTFORD,CT06105     		N/A PUBLIC GENRAL PURPOSES 2,000
    ENGLISH SPEAKING UNION
    144 EAST 39H STREET
    NEW YORK,NY10016     		N/A PUBLIC GENERAL PURPOSES 1,500
    ERIC CARLE MUSEUM OF PICTURE BOOK ART
    125 WEST BAY ROAD
    AMHERST,MA01002     		N/A PUBLIC GENERAL PURPOSES 11,300
    FAMILY CENTERS INC
    40 ARCH STREET
    GREENWICH,CT06830     		N/A PUBLIC GENERAL PURPOSES 10,000
    FAMILY REENTRY INC
    9 MOTT AVENUE SUITE 104
    NORWALK,CT06850     		N/A PUBLIC GENERAL PURPOSES 10,000
    FIDELITY CHARITABLE
    2900 THOMAS AVE SOUTH
    MINNEAPOLIS,MN55416     		N/A PUBLIC BENEFIT THE CALIBER FOUNDATION 5,000
    FIRST CHURCH OF CHRIST SCIENTIST
    11 PARK PLACE
    GREENWICH,CT06830     		N/A PUBLIC GENERAL PURPOSES 35,000
    FRIENDS OF NATHANIEL WITHERELL
    70 PARSONAGE ROAD
    GREENWICH,CT06830     		N/A PUBLIC GENERAL PURPOSES 30,000
    FRIENDS OF THE FAMILY CENTRE INC
    PO BOX 1284 RIVERDALE
    BRONX,NY10471     		N/A PUBLIC GENERAL PURPOSES 3,000
    GLOBAL WORKERS JUSTICE ALLIANCE
    789 WASHINGTON AVENUE
    BROOKLYN,NY11238     		N/A PUBLIC GENERAL PURPOSES 2,500
    GREENWICH ADULT DAY CARE INC
    125 RIVER ROAD EXTENSION
    COS COB,CT06807     		N/A PUBLIC GENERAL PURPOSES 7,500
    GREENWICH COUNCIL - BOY SCOUTS OF AMERICA
    63 MASON STREET
    GREENWICH,CT06830     		N/A PUBLIC GENRAL PURPOSES 2,000
    GREENWICH EMERGENCY MEDICAL SERVICES INC
    1111 EAST PUTNAM AVENUE
    RIVERSIDE,CT06878     		N/A PUBLIC GENERAL PURPOSES 10,000
    GREENWICH GREEN & CLEAN
    113 PEMBERWICK ROAD
    GREENWICH,CT06831     		N/A PUBLIC GENERAL PURPOSES 1,000
    GREENWICH HISTORICAL SOCIETY
    39 STRICKLAND ROAD
    COS COB,CT06807     		N/A PUBLIC GENERAL PURPOSES 10,000
    GREENWICH HOSPITAL
    5 PERRYRIDGE ROAD
    GREENWICH,CT06830     		N/A PUBLIC GENERAL PURPOSES 2,000
    GREENWICH LAND TRUST INC
    132 EAST PUTNAM AVE 2 EAST STE D
    COS COB,CT06807     		N/A PUBLIC GENERAL PURPOSES 100,000
    GREENWICH ROUNDATABLE
    PO BOX 4019
    GREENWICH,CT06831     		N/A PUBLIC GENRAL PURPOSES 1,000
    GREENWICH TREE CONSERVANCY
    PO BOX 4215
    GREENWICH,CT06831     		N/A PUBLIC GENERAL PURPOSES 3,000
    GREENWICH UNITED WAY
    ONE LAFAYETTE COURT
    BRONX,CT06830     		N/A PUBLIC GENERAL PURPOSES 15,000
    GREENWICH YOUTH CONSERVATION PROJECT
    101 FIELD POINT ROAD
    GREENWICH,CT06830     		N/A PUBLIC GENERAL PURPOSES 19,300
    GUIDING EYES
    611 GRANITE SPRINGS RD
    YORKTOWN HEIGHTS,NY10598     		N/A PUBLIC GENERAL PURPOSES 50,000
    HEALTHCARE CHAPLAINCY
    513 EAST 62ND STREET 4TH FLOOR
    NEW YORK,NY10065     		N/A PUBLIC GENERAL PURPOSES 5,000
    HEARING HEALTH FOUNDATION
    363 SEVENTH AVENUE 10TH FLOOR
    NEW YORK,NY10001     		N/A PUBLIC GENERAL PURPOSES 5,000
    HIGH RIDGE HOUSE
    5959 INDEPENDENCE AVE
    BRONX,NY10471     		N/A PUBLIC GENERAL PURPOSES 10,000
    JACOB BURNS FILM CENTER
    405 MANVILLE ROAD
    PLEASANTVILLE,NY10570     		N/A PUBLIC GENRAL PURPOSES 95
    KIDS IN CRISIS
    ONE SALEM STREET
    COS COB,CT06807     		N/A PUBLIC GENERAL PURPOSES 25,000
    LAUREL HOUSE
    1616 WASHINGTON BLVD
    STAMFORD,CT06902     		N/A PUBLIC GENERAL PURPOSES 1,000
    MEALS-ON-WHEELS OF GREENWICH
    89 MAPLE AVE
    GREENWICH,CT06830     		N/A PUBLIC GENERAL PURPOSES 7,500
    MEDIA MATTERS FOR AMERICA
    445 MASS AVENW SUITE 600
    WASHINGTON,DC20001     		N/A PUBLIC GENERAL PURPOSES 15,000
    METROPOLITAN MUSEUM OF ART
    1000 FIFTH AVENUE
    NEW YORK,NY10028     		N/A PUBLIC GENERAL PURPOSES 2,700
    NEIGHBOR TO NEIGHBOR
    248 EAST PUTNAM AVENUE
    GREENWICH,CT06830     		N/A PUBLIC GENRAL PURPOSES 3,000
    NEW LIFE OF NYC INC
    87 COLUMBIA STREET SUITE 13G
    NEW YORK,NY10002     		N/A PUBLIC GENERAL PURPOSES 1,950
    NEW YORK PHILHARMONIC
    10 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		N/A PUBLIC GENRAL PURPOSES 1,000
    ONE FUND BOSTON
    PO BOX 990009
    BOSTON,MA02199     		N/A PUBLIC GENERAL PURPOSES 5,000
    OPIN INC - OUTREACH TO PETS IN NEED
    PO BOX 488
    RIVERSIDE,CT06878     		N/A PUBLIC GENRAL PURPOSES 5,000
    OUR COMPANIONS - DOMESTIC ANIMAL SANCTUARY
    P O BOX 673
    BLOOMFIELD,CT06002     		N/A PUBLIC GENERAL PURPOSES 5,000
    PATHWAYS INC
    175 MILBANK ROAD
    GREENWICH,CT06830     		N/A PUBLIC GENRAL PURPOSES 2,500
    PLANNED PARENTHOOD OF SOUTHERN NEW ENGLAND
    345 WHITNEY AVENUE
    NEW HAVEN,CT06511     		N/A PUBLIC GENERAL PURPOSES 15,000
    PUPPIES BEHIND BARS
    10 EAST 40 STREET - 19TH FL
    NEW YORK,NY10016     		N/A PUBLIC GENRAL PURPOSES 20,000
    ST BARNABAS EPISCOPAL CHURCH
    954 LAKE AVENUE
    GREENWICH,CT06831     		N/A PUBLIC GENERAL PURPOSES 26,000
    ST BARTS MUSIC FESTIVAL
    6847 JUNIATA PLACE
    PITTSBURGH,PA15208     		N/A PUBLIC GENRAL PURPOSES 7,500
    STARKEY HEARING FOUNDATION
    6700 WASHINGTON AVENUE SOUTH
    EDEN PRAIRIE,MN55344     		N/A PUBLIC GENERAL PURPOSES 25,000
    STORM KING ART CENTER
    1 MUSEUM ROAD
    NEW WINDSOR,NY12553     		N/A PUBLIC GENRAL PURPOSES 5,000
    STUDIO IN A SCHOOL ASSOCIATION
    410 WEST 59TH STREET
    NEW YORK,NY10019     		N/A PUBLIC GENERAL PURPOSES 25,000
    THE BRUCE MUSEUM
    ONE MUSEUM DRIVE
    GREENWICH,CT06830     		N/A PUBLIC GENRAL PURPOSES 11,000
    TRANSPORTATION ASSOCIATES OF GREENWICH
    13 RIVERSIDE AVENUE
    RIVERSIDE,CT06878     		N/A PUBLIC GENERAL PURPOSES 5,000
    UNION VOLUNTEER FIRE COMPANY
    1049 BUCKLEY HWY
    UNION,CT06076     		N/A PUBLIC GENRAL PURPOSES 250
    UNIVERSITY OF THE ARTS
    320 S BROAD STREET
    PHILADELPHIA,PA19102     		N/A PUBLIC GENERAL PURPOSES 12,500
    VAUGHN COLLEGE OF AERONAUTICS AND TECHNOLOGY
    86-01 23RD AVENUE
    FLUSHING,NY11369     		N/A PUBLIC GENRAL PURPOSES 53,458
    WISHES FOR HORSES
    40 OAKHILL AVENUE
    NORWALK,CT06854     		N/A PUBLIC GENERAL PURPOSES 750
    WNETORG PATRON NETWORK
    825 EITH AVENUE 14TH FLOOR
    NEW YORK,NY10019     		N/A PUBLIC GENRAL PURPOSES 15,000
    WNYC NEW YORK PUBLIC RADIO
    160 VARICK STREET
    NEW YORK,NY10013     		N/A PUBLIC GENERAL PURPOSES 21,762
    WOUNDED WARRIOR PROJECT
    4899 BELFORT ROAD STE 300
    JACKSONVILLE,FL32256     		N/A PUBLIC GENERAL PURPOSES 5,000
    Total .................................bullet 3a 749,565
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 235,764  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 571,704  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 807,468 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13807,468
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    THE RESOURCE FOUNDATION INC
     
    Employer identification number

    22-2870501
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    THE RESOURCE FOUNDATION INC
          		Employer identification number

    22-2870501
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    ROY B SIMPSON  
    50 VISTA DRIVE
     
    GREENWICH, CT06830

    		$887,214


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    THE RESOURCE FOUNDATION INC
          		Employer identification number

    22-2870501
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    THE RESOURCE FOUNDATION INC
          		Employer identification number

    22-2870501
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    THE RESOURCE FOUNDATION INC
    EIN: 22-2870501
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING AND TAX SERVICES 22,976 4,595   18,381

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    THE RESOURCE FOUNDATION INC
    EIN: 22-2870501
    Name of Bond End of Year Book Value End of Year Fair Market Value
    $100,000 HECKMAN CORP, 9.875%, 4/15/18 0 0
    $50,000 CITIGROUP INC V/R 12/31/49 51,813 46,268
    $50,000 CROWN CASTLE INTL 7.125% 11/1/19 55,000 53,875
    $50,000 STAR GAS PTNRS 8.875%, 12/1/17 52,125 52,500

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE RESOURCE FOUNDATION INC
    EIN: 22-2870501
    Name of Stock End of Year Book Value End of Year Fair Market Value
    1,000 SHS. CHARTER COMMUNICATIONS 0 0
    1,200 SHS. CELANESE CORP. SER A 51,868 66,372
    1,100 SHS. OCCIDENTAL PETROLEUM 51,628 104,610
    1,250 SHS. GENERAL MILLS INC 48,377 62,388
    750 SHS. JOHNSON & JOHNSON 46,772 68,693
    1,450 SHS. AUTOMATIC DATA PROCESSING 0 0
    1,500 SHS. ANHEUSER-BUSCH 0 0
    1,500 SHS. DIRECTTV 0 0
    1,800 SHS. QUALCOMM INC 107,701 133,650
    1,750 SHS. PHILLIPS 66 - W/I 0 0
    1,750 SHS. QUALCOMM INC 0 0
    850 SHS. DIAGEO PLC - SPONS ADR 47,578 112,557
    1,500 SHS. CHUBB CORP. 72,629 144,945
    14,886 SHS. T. ROWE PRICE NEW ASIA FUND 250,000 238,330
    12,560 SHS. LOOMIS SAYLES BOND FD 0 0
    13,799 SHS. PIMCO TOTAL RETURN FUND 150,000 147,516
    108,731 SHS. BBH LIMITED DURATION FD 1,076,152 1,124,282
    2,050 SHS. TARGET CORP 101,168 129,704
    2,250 SHS. CENTURYLINK INC 0 0
    3,550 SHS. MICROSOFT CORP 88,805 132,806
    714 SHS. DENTSPLY INTL INC 17,762 34,615
    2,500 SHS. SOUTHWESTERN ENERGY 91,508 98,325
    1,850 SHS. NOVARTIS AG-ADR 99,799 148,703
    1,750 SHS. BERKSHIRE HATHAWAY - CL B 103,042 207,480
    850 SHS. WAL-MART STORES 38,238 66,887
    1,919 SHS. BAXTER INTL INC. 89,391 133,466
    2,150 SHS. NESTLE SA SPONS ADR 60,634 158,219
    158 SHS. GOOGLE, INC - CL A 92,677 177,072
    25,727 SHS. PIMCO INCOME FD - INST 297,801 315,419
    28,953 SHS BBH INTL EQUITY FD CL N 355,498 441,238
    3,000 SHS. JP MORGAN CHASE & CO. 0 0
    3,000 SHS. KINDER MORGAN INC 0 0
    3,000 SHS. US BANCORP 0 0
    3,000 SHS. VIRNETX HOLDING CORP 0 0
    877 SHS. EBAY INC 10,456 48,117
    3,500 SHS. BRISTOL MYERS SQUIBB 0 0
    3,500 SHS. LYONDELL BASELL INDS-CL A 0 0
    3,500 SHS. MICROSOFT CORP 0 0
    3,500 SHS. WILLIAMS COS INC 0 0
    3,950 SHS. WELLS FARGO & CO 116,589 179,330
    4,000 SHS. COMCAST CORP - A 0 0
    4,000 SHS. WISDOM TREE EMRG MKTS LOCAL 0 0
    1,875 SHS. WASTE MANAGEMENT 57,733 84,131
    700 SHS. PRAXAIR INC 74,443 91,021
    7,000 SHS. CORNING, INC 93,166 124,740
    5,000 SHS. GENERAL ELECTRIC 97,524 140,150
    5,150 SHS. DELL INC 0 0
    3,350 SHS. LIBERTY MEDIA INTERACTIVE A 48,420 98,323
    5,800 SHS. PROGRESSIVE CORP OHIO 102,828 158,166
    20,471 SHS. DOUBLELINE TOT RET BD FD 209,832 220,682
    6,300 SHS. US BANCORP 141,588 254,520
    4,450 SHS. COMCAST CORP-CL A 105,843 231,244
    34,899 SHS. PIMCO MTGE OPPORTUNITIES 381,442 381,791
    750 SHS. BECTON DICKINSON CO. 0 0
    1,000 SHS. CANADIAN PAC RY LTD 87,273 151,320
    750 SHS. SPDR GOLD TRUST 0 0
    1,424 SHS. BED BATH & BEYOND 81,292 114,347
    600 SHS. EOG RESOURCES INC. 52,394 100,704
    300 SHS. HENRY SCHEIN INC 18,885 34,278
    9,987 SHS. JP MORGAN HIGH YLD BD FD 0 0
    525 SHS. PEPSICO INC. 25,828 43,544
    1,100 SHS. SCHLUMBERGER LTD 82,125 99,121
    35,000 SHS AIT GLOBAL EMERGING MARKETS FND 350,000 315,700
    10,000 SHS DOUBLELINE EMG MKTS INC-1 101,600 102,100
    1,500 SHS. HARLEY DAVIDSON INC 82,222 103,860
    1,250 SHS. BED BATH & BEYOND INC 82,777 100,375
    1,500 SHS COLGATE PALMOLIVE CO 87,240 97,815
    1,800 SHS WILLIAMS SONOMA 99,168 104,904
    1,250 SHS ROCKWELL AUTOMATION INC 112,475 147,700
    2,075 SHS AUTOMATIC DATA PROCESSING 151,862 167,658
    150 SHS GOOGLE INC-A 109,627 168,107
    1,250 SHS CROWN CASTLE INTERNATIONAL CORP 93,255 91,788
    1,250 SHS DOVER CORP 89,428 120,675
    250 SHS APPLE INC 142,242 140,255
    1,500 SHS OCCIDENTAL PETROLEUM CORP 143,621 142,650
    1,750 SHS PHILLIPS 66 102,856 134,978
    2,000 SHS NUCOR CORP 101,067 106,760
    1,000 SHS FEDEX CORP 99,486 143,770
    1,250 SHS KANSAS CITY SOUTHN INDS INC 137,641 154,788
    2,000 SHS AMERICAN INTL GROUP 77,539 102,100
    500 SHS GOLDMAN SACHS GROUP INC 72,641 88,630
    2,000 SHS AMERICAN TOWER CORP 156,616 159,640
    1,250 SHS MARKET VECTORS BIOTECH ETF 102,960 110,650
    3,500 SHS AMERICAN AIRLINES GROUP INC 91,383 88,375
    1,750 SHS LIBERTY GLOBAL PLC-A 141,094 155,750
    2,500 SHS GOLAR LNG LTD BERMUDA 96,070 90,725
    2,000 SHS LYONDELLBASELL INDUSTRIES NV-CL A 146,736 160,560
    2,000 SHS CHICAGO BRIDGE & IRON CO NV 133,313 166,277

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    THE RESOURCE FOUNDATION INC
    EIN: 22-2870501
    US Government Securities - End of Year Book Value:

    0
    US Government Securities - End of Year Fair Market Value:

    0
    State & Local Government Securities - End of Year Book Value:


    208,900
    State & Local Government Securities - End of Year Fair Market Value:


    229,374


    TY 2013 OtherExpensesSchedule
    Name:
    THE RESOURCE FOUNDATION INC
    EIN: 22-2870501
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK CHARGES 98 13   85
    OFFICE EXPENSES 3,437 447   2,990
    CELL PHONE 895 116   779
    AUTO EXPENSES 7,762 1,009   6,753
    POSTAGE 72 9   63


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    THE RESOURCE FOUNDATION INC
    EIN: 22-2870501
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 57,153 57,153   0
    CUSTODY FEES 2,644 2,644   0


    TY 2013 SubstantialContributorsSch
    Name:
    THE RESOURCE FOUNDATION INC
    EIN: 22-2870501
    Name Address
    ROY B SIMPSON 50 VISTA DRIVE
    GREENWICH,NY06830


    TY 2013 TaxesSchedule
    Name:
    THE RESOURCE FOUNDATION INC
    EIN: 22-2870501
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PAYROLL TAXES 6,311 1,578   4,733
    TAXES WITHHELD AT SOURCE 3,612 3,612   0
    US EXCISE TAX 7,088 0   0
    RETURN OF CERTAIN EXCISE TAX 92 0   0