Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
MORGAN STANLEY FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)1221 AVE OF THE AMERICAS-TAX DEPTROOM/SUITE 3RD FLRoom/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10020
A Employer identification number

13-6155650
B Telephone number (see instructions)

(212) 761-4000
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$42,597,988
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 4,966,218
2 Check bullet
3 Interest on savings and temporary cash investments 99,400 99,400  
4 Dividends and interest from securities...... 352,494 352,494  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,314,925
b Gross sales price for all assets on line 6a 15,391,448
7 Capital gain net income (from Part IV, line 2)... 2,314,925
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... 11,958 11,958  
12 Total. Add lines 1 through 11........ 7,744,995 2,778,777  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)        
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 0 0   0
25 Contributions, gifts, grants paid........ 9,026,357 9,026,357
26 Total expenses and disbursements. Add lines 24 and 25 9,026,357 0   9,026,357
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,281,362
b Net investment income (if negative, enter -0-) 2,778,777
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 1,579,461 3,220,374 3,220,374
3 Accounts receivable bullet391,947
Less: allowance for doubtful accounts bullet   734,896 391,947 391,947
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 2,146,320 Click to see attachment1,843,309 1,815,787
b Investments—corporate stock (attach schedule)........ 24,842,795 Click to see attachment23,133,368 30,811,894
c Investments—corporate bonds (attach schedule)........ 6,671,430 Click to see attachment6,357,364 6,357,986
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 35,974,902 34,946,362 42,597,988
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 35,974,902 34,946,362
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 35,974,902 34,946,362
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 35,974,902 34,946,362
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 35,974,902
2 Enter amount from Part I, line 27a..................... 2 -1,281,362
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 252,822
4 Add lines 1, 2, and 3.......................... 4 34,946,362
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 34,946,362
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b) How acquired
P—Purchase
D—Donation
(c) Date acquired
(mo., day, yr.)
(d) Date sold
(mo., day, yr.)
1 a 150000 UST NOTE .5% DUE 10/15/13 P 2013-05-03 2013-10-15
b 2240 SPDR S&P 500 ETF TRUST P 2009-11-24 2013-11-21
c .86 ISHARES TR S&P SMCP 600 INDX FD P 2008-09-29 2013-05-20
d 43817.527 MSIF ACTIV INTL ALLOCATION P 2009-04-13 2013-04-01
e 375000 FEDERAL HOME LOAN BANKS .25% P 2013-02-25 2013-12-03
15000 UST TIPS 2% DUE 7/15/14 P 2011-02-24 2013-01-31
26938.077 MSIF US LARGE GROWTH FND P 2004-04-01 2013-03-22
745.662 MSIF ACTIVE INTL ALLOCATION P 2009-07-02 2013-04-01
450000 AMERICAN EXPRESS DUE 5/22/18 P 2013-05-16 2013-07-15
15000 UST TIPS 2% DUE 7/15/14 P 2011-03-30 2013-01-31
1230.645 MSIF US LARGE GROWTH FND P 2004-12-27 2013-03-22
6200.162 MSIF ACTIVE INTL ALLOCATION P 2009-12-18 2013-04-01
225000 GOOGLE INCE 1.25% DUE 5/19/14 P 2011-05-16 2013-09-17
600000 FEDERAL HOME LOAN BANK .45% P 2012-07-12 2013-02-07
390.19 MSIF US LARGE GROWTH FND P 2005-07-08 2013-03-22
173.435 MSIF ACTIVE INTL ALLOCATION P 2010-07-07 2013-04-01
250000 GOOGLE 2.125% DUE 5/19/16 P 2012-01-17 2013-06-04
600000 FEDERAL HOME LOAN BANK .6% P 2012-09-28 2013-04-25
199.043 MSIF US LARGE GROWTH FND P 2005-12-23 2013-03-22
5558.075 MSIF ACTIVE INTL ALLOCATION P 2010-12-17 2013-04-01
450000 JOHN DEERE CAP 1.85% P 2012-01-18 2013-06-04
230000 AT&T INC 2.5% DUE 8/15/15 P 2011-03-22 2013-05-15
44.081 MSIF US LARGE GROWTH FND P 2006-12-21 2013-03-22
2564.389 MSIF ACTIVE INTL ALLOCATION P 2011-12-16 2013-04-01
50000 JPMORGAN CHASE 2.6% P 2011-03-21 2013-07-15
250000 TARGET CORP 1.125% DUE 7/18/1 P 2012-01-18 2013-01-08
985.857 MSIF US LARGE GROWTH FND P 2007-12-20 2013-03-22
1576.094 MSIF ACTIVE INTL ALLOCATION P 2012-12-17 2013-04-01
375000 MICROSOFT 2.95% DUE 6/1/14 P 2011-11-14 2013-09-17
275000 ONTARIO PROVINCE 1.65% P 2012-09-20 2013-03-01
40983.515 MSIF US LARGE GROWTH FND P 2008-03-12 2013-03-22
THRU MS BROKERAGE P 2013-12-31 2013-12-31
375000 ONTARIO PROVINCE DUE 8/13/15 P 2013-01-31 2013-09-17
225000 BHP FINANCE USA 1.125% P 2011-11-16 2013-05-03
5807.471 MSIF ACTIVE INTL ALLOCATION P 2007-08-31 2013-04-01
8336.372 MSIF EMERGING MARKETS FUND P 2007-12-28 2013-11-21
250000 NOVA SCOTIA 2.375% P 2011-03-22 2013-02-25
15950.97 MSIF ACTIVE INTL ALLOCATION P 2007-12-20 2013-04-01
8141.995 MSIF EMERGING MARKETS FUND P 2007-12-28 2013-11-21
.9 ISHARES BARCLAYS AGGREGATE BOND P 2008-09-26 2013-05-20
2857.17 MSIF ACTIVE INTL ALLOCATION P 2007-12-20 2013-04-01
827.699 MSIF EMERGING MARKETS FUND P 2007-12-28 2013-11-21
.23 ISHARES IBOXX INV GRADE CORP P 2009-01-12 2013-05-20
9969.877 MSIF ACTIVE INTL ALLOCATION P 2007-12-20 2013-04-01
22172.813 MSIF EMERGING MARKETS FUND P 2008-02-01 2013-11-21
.64 SPDR S&P MIDCAP 400 P 2008-05-30 2013-05-20
15877.147 MSIF ACTIV INTL ALLOCATION P 2008-07-02 2013-04-01
17000 SPDR S&P 500 ETF TRUST P 2009-11-09 2013-09-17
6805 SPDR S&P 500 ETF TRUST P 2009-11-09 2013-01-16
388.456 MSIF ACTIVE INTL ALLOCATION P 2008-07-02 2013-04-01
4440 SPDR S&P 500 ETF TRUST P 2009-11-09 2013-11-21
.2 SPDR S&P 500 ETF TRUST P 2009-11-09 2013-05-20
3212.831 MSIF ACTIVE INTL ALLOCATION P 2008-12-19 2013-04-01
(e) Gross sales price (f) Depreciation allowed
(or allowable)
(g) Cost or other basis
plus expense of sale
(h) Gain or (loss)
(e) plus (f) minus (g)
a 150,000   150,281 -281
b 402,058   248,059 153,999
c 76   50 26
d 528,878   365,000 163,878
e 375,143   374,577 566
19,442   18,937 505
761,270   431,009 330,261
9,000   7,047 1,953
448,736   450,000 -1,264
12,962   12,686 276
34,778   20,650 14,128
74,836   68,512 6,324
226,355   225,061 1,294
600,000   600,300 -300
11,027   6,664 4,363
2,093   1,781 312
260,373   261,730 -1,357
450,000   449,910 90
5,625   3,963 1,662
67,086   65,641 1,445
463,118   458,645 4,473
238,395   229,655 8,740
1,246   891 355
30,952   25,131 5,821
51,346   48,670 2,676
252,360   254,123 -1,763
27,860   23,986 3,874
19,023   18,062 961
381,806   397,778 -15,972
275,087   274,241 846
1,158,194   863,523 294,671
693,602   734,563 -40,961
374,438   375,000 -562
227,545   224,201 3,344
70,096   95,591 -25,495
211,160   275,684 -64,524
260,923   252,393 8,530
192,528   245,964 -53,436
206,237   269,256 -63,019
110   98 12
34,486   44,058 -9,572
20,966   27,372 -6,406
28   23 5
120,336   153,736 -33,400
561,637   677,823 -116,186
136   103 33
191,637   213,230 -21,593
2,904,303   1,864,050 1,040,253
1,000,507   746,168 254,339
4,689   5,217 -528
796,936   486,846 310,090
32   22 10
38,779   28,562 10,217
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69
(k) Excess of col. (i)
over col. (j), if any
a       -281
b       153,999
c       26
d       163,878
e       566
      505
      330,261
      1,953
      -1,264
      276
      14,128
      6,324
      1,294
      -300
      4,363
      312
      -1,357
      90
      1,662
      1,445
      4,473
      8,740
      355
      5,821
      2,676
      -1,763
      3,874
      961
      -15,972
      846
      294,671
      -40,961
      -562
      3,344
      -25,495
      -64,524
      8,530
      -53,436
      -63,019
      12
      -9,572
      -6,406
      5
      -33,400
      -116,186
      33
      -21,593
      1,040,253
      254,339
      -528
      310,090
      10
      10,217
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 2,314,925
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . .
Bracket 3 -42,668
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 8,923,163 43,706,974 0.204159
2011 9,341,111 45,831,845 0.203813
2010 7,066,352 39,242,296 0.180070
2009 10,591,107 38,008,489 0.278651
2008 5,765,304 61,400,544 0.093897
2 Total of line 1, column (d) ...................... 2 0.960590
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years
. . .
3 0.192118
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 42,188,201
5 Multiply line 4 by line 3....................... 5 8,105,113
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 27,788
7 Add lines 5 and 6......................... 7 8,132,901
8 Enter qualifying distributions from Part XII, line 4.............. 8 9,026,357
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 27,788
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 27,788
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 27,788
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 15,704
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 45,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 60,704
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 188
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 32,728
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet32,728 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
 
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.Click to see attachment
    10
    Yes
     
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.MORGANSTANLEY.COM
    14
    The books are in care ofbulletJOAN STEINBERG Telephone no.bullet (212) 761-4000
    Located atbullet1633 BROADWAY25TH FLNEW YORKNY ZIP+4bullet10019
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to
    employee benefit plans
    and deferred compensation
    (e) Expense account,
    other allowances
    CARLA HARRISClick to see attachment BOARD CHAIR
    1.00
    0 0 0
    MORGAN STANLEY 1585 BROADWAY 39TH F
    NEW YORK,NY10036
    MARILYN BOOKERClick to see attachment TRUSTEE
    0.50
    0 0 0
    MORGAN STANLEY 1221 AVE OF AMERICAS
    NEW YORK,NY10019
    CHARLES CHASINClick to see attachment TRUSTEE
    0.50
    0 0 0
    MORGAN STANLEY 1585 BROADWAY
    NEW YORK,NY10036
    BILL MCMAHONClick to see attachment TRUSTEE
    1.00
    0 0 0
    MORGAN STANLEY 2000 WESTCHESTER AVE
    PURCHASE,NY10577
    SHELLEY O'CONNORClick to see attachment TRUSTEE
    0.50
    0 0 0
    MORGAN STANLEY 2000 WESTCHESTER AVE
    PURCHASE,NY10577
    JEFF BRODSKYClick to see attachment TRUSTEE
    0.50
    0 0 0
    MORGAN STANLEY 1585 BROADWAY
    NEW YORK,NY10036
    MATT BERKEClick to see attachment TRUSTEE
    0.50
    0 0 0
    MORGAN STANLEY 1585 BROADWAY
    NEW YORK,NY10036
    KATHLEEN MCCABEClick to see attachment TRUSTEE
    0.50
    0 0 0
    MORGAN STANLEY 1585 BROADWAY
    NEW YORK,NY10036
    AUDREY CHOIClick to see attachment TRUSTEE
    0.50
    0 0 0
    MORGAN STANLEY 1585 BROADWAY
    NEW YORK,NY10036
    MARY LOU PETERSClick to see attachment TRUSTEE
    0.50
    0 0 0
    MORGAN STANLEY 1585 BROADWAY
    NEW YORK,NY10036
    JIM ROSENTHALClick to see attachment TRUSTEE
    0.50
    0 0 0
    MORGAN STANLEY 1585 BROADWAY
    NEW YORK,NY10036
    C DAN EWELLClick to see attachment TRUSTEE
    0.50
    0 0 0
    MORGAN STANLEY 555 CALIFORNIA ST
    SAN FRANCISCO,CA94104
    TOM NIDESClick to see attachment TRUSTEE
    0.50
    0 0 0
    MORGAN STANLEY 1585 BROADWAY
    NEW YORK,NY10036
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,109,410
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    27,788
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    27,788
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,081,622
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    2,081,622
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    2,081,622
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2012
    (c)
    2012
    (d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 2,081,622
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 2,711,380
    b From 2009....... 8,680,878
    c From 2010....... 5,133,557
    d From 2011....... 7,061,833
    e From 2012....... 6,765,600
    fTotal of lines 3a through e......... 30,353,248
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 9,026,357
    a Applied to 2012, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......
     
    c Treated as distributions out of corpus (Election
    required—see instructions).........
     
    d Applied to 2013 distributable amount..... 2,081,622
    e Remaining amount distributed out of corpus 6,944,735
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 37,297,983
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........
     
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
     
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
     
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
     
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........
    0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............
     
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...
    2,711,380
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......
    34,586,603
    10 Analysis of line 9:
    a Excess from 2009.... 8,680,878
    b Excess from 2010.... 5,133,557
    c Excess from 2011.... 7,061,833
    d Excess from 2012.... 6,765,600
    e Excess from 2013.... 6,944,735
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    CHILDREN'S HEALTH INITIATIVE
    SEE ATTACHED STATEMENT
    NEW YORK,NY10019
        CHARITABLE 4,887,500
    DISASTER RELIEF
    SEE ATTACHED STATEMENT
    NEW YORK,NY10019
        CHARITABLE 750,857
    SCHOLARSHIP PROGRAM GRANTS
    SEE ATTACHED STATEMENT
    NEW YORK,NY10019
        CHARITABLE 735,000
    VOLUNTEER INCENTIVE PROGRAM
    SEE ATTACHED STATEMENT
    NEW YORK,NY10019
        CHARITABLE 2,653,000
    Total .................................bullet 3a 9,026,357
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............
        14 99,400  
    4 Dividends and interest from securities....     14 352,494  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............
             
    7 Other investment income.....     14 11,958  
    8
    Gain or (loss) from sales of assets other than inventory .............
        14 2,314,925  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   2,778,777  
    13Total. Add line 12, columns (b), (d), and (e)..................
    132,778,777
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







    Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    MORGAN STANLEY FOUNDATION
     
    Employer identification number

    13-6155650
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    MORGAN STANLEY FOUNDATION
     
    Employer identification number

    13-6155650
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    1
     
     

    MORGAN STANLEY CO  
    1585 BROADWAY
     
    NEW YORK, NY10036

    $1,000,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    2
     
     

    AVAILABLE UPON REQUEST  
    MORGAN STANLEY 1585 BROADWAY
     
    NEW YORK, NY10036

    $99,904


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    3
     
     

    AVAILABLE UPON REQUEST  
    MORGAN STANLEY 1585 BROADWAY
     
    NEW YORK, NY10036

    $10,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    4
     
     

    AVAILABLE UPON REQUEST  
    MORGAN STANLEY 1585 BROADWAY
     
    NEW YORK, NY10036

    $41,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     

       
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     

       
     
     

    $  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    MORGAN STANLEY FOUNDATION
     
    Employer identification number

    13-6155650
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    MORGAN STANLEY FOUNDATION
     
    Employer identification number

    13-6155650
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  

    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 CompensationExplanation
    Name:
    MORGAN STANLEY FOUNDATION
    EIN: 13-6155650
    Person Name Explanation
    CARLA HARRIS  
    MARILYN BOOKER  
    CHARLES CHASIN  
    BILL MCMAHON  
    SHELLEY O'CONNOR  
    JEFF BRODSKY  
    MATT BERKE  
    KATHLEEN MCCABE  
    AUDREY CHOI  
    MARY LOU PETERS  
    JIM ROSENTHAL  
    C DAN EWELL  
    TOM NIDES  

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    MORGAN STANLEY FOUNDATION
    EIN: 13-6155650
    Name of Bond End of Year Book Value End of Year Fair Market Value
    SEC. LEASED OBLIGATIONS-ALEX HAM LIF 596  
    SEC. LEASED OBLIGATIONS-BEAVER VALLE 850  
    SEC. LEASED OBLIGATIONS-BEAVER VL II 803  
    SEC. LEASED OBLIGATIONS-CHRYSLER CON 620  
    SEC. LEASED OBLIGATIONS-PERRY ONE DE 8  
    GEN ELEC CAP CRP 225,000 225,360
    CNOOC FIN 2013 1.125% DUE 5/9/16 499,970 498,160
    ANHEUSER-BUSCH 1.5% DUE 7/14/14 324,990 326,852
    AT&T INC 2.5% DUE 8/15/15    
    APPLE INC .45% DUE 5/3/16 299,457 297,822
    GOOGLE INC 1.25% DUE 5/19/14    
    EMC CORP 1.875% DUE 6/1/18 275,732 271,876
    JPMORGAN CHASE 2.6% DUE 1/15/16 243,659 257,498
    MICROSOFT 2.95% DUE 6/1/14    
    MICROSOFT CORP 1.625% DUE 12/6/18 497,115 493,185
    NYSE EURONEXT GLOBAL 2% DUE 10/5/17 174,038 175,228
    BHP FINANCE USA 1.125% DUE 11/21/14    
    HYDRO QUEBIC 2% DUE 6/30/16 249,953 256,700
    NOVA SCOTIA 2.375% DUE 7/21/15    
    JOHN DEERE CAP 1.85% DUE 11/17/14    
    TOYOTA MTR CRED SER B 1% DUE 2/17/15 452,005 453,046
    CONOCO 1.5% DUE 12/15/17 299,313 292,737
    GEN ELEC CAP CRP SER A 2.9% 252,267 260,992
    GENERAL DYNAMICS 1% DUE 11/15/17 298,128 290,676
    GOOGLE INC 2.125% DUE 5/19/16    
    PEPSICO INC 2.5% DUE 5/10/16 257,741 259,382
    TARGET CORP 1.125% DUE 7/18/14    
    MANITOBA 1.3% DUE 4/3/17 500,002 503,990
    ONTARIO PROVINCE 1.65% DUE 9/27/19    
    PROVINCE OF ALBERTA CAN 1% 6/21/17 502,764 499,075
    NIPPON TEL & TEL 7/18/17 449,393 444,582
    ROYAL BK CANADA SER E 1.5% DUE 224,719 220,606
    WELLS FARGO CO SUB DEB 5.125% 328,241 330,219

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    MORGAN STANLEY FOUNDATION
    EIN: 13-6155650
    Name of Stock End of Year Book Value End of Year Fair Market Value
    MSIF ACTIVE INTL ALLOCATION FUND    
    MSIF EMERGING MKTS FUND 2,265,214 2,122,235
    MSIF U.S. LARGE GROWTH FUND 908,154 1,831,641
    ISHARES TR S&P SMCP 600 INDX FD 1,131,747 1,892,314
    S&P DEPOSITORY RECEIPTS TR UNIT SER 4,780,292 7,934,282
    MSIF INTERNATIONAL EQUITY FUND 1,705,594 1,851,545
    MIDCAP SPDR TRUST UNIT SER 1 ETFS 1,847,987 2,959,704
    MSIF CAYMAN FUND LP 3,969,773 5,193,201
    ISHARES BARCLAYS AGGRESSIVE BOND FD    
    ISHARES IBOXX INVESTMENT GRADE    
    ETFS PHY PLDM 65,391 80,063
    ISHARES SILVER TRUST 54,958 36,297
    SPDR GOLD TRUST 119,724 98,702
    GREENHAVEN CONT CMDTY 329,912 301,975
    ETFS PHY PTNM 65,620 52,217
    POWERSHARES DB CMDTY INDX 328,633 346,410
    POWERSHARES DB AGRICULTURAL 328,610 298,275
    GEM REALTY SECURITIES 1,500,000 1,636,942
    3M 52,218 70,826
    AIA GROUP LTD SPON ADR 48,368 55,775
    AIR LIQUIDE ADR 55,047 61,676
    ALLIANZ SE ADR 52,747 67,498
    ALTRIA 67,454 77,356
    ANHEUSER BUSCH INBEV SA SPONS 41,355 44,394
    ARM HOLDINGS PLC CAMBRIDGE ADR 39,185 50,517
    ASTRA ZENECA 63,899 77,478
    ATLAS COPCO AB ADR NEW REP 32,749 32,406
    AT&T INC 62,973 61,706
    BAIDU ADR 31,828 51,229
    BANCO BILBAO VIZCAYA ARGE 28,137 37,405
    BAYERISCHE MOTOREN WERKE AG 38,751 47,198
    BCE INC 66,346 64,069
    BG GROUP PLC SPONS ADR 30,057 36,851
    BOEING CO 51,601 85,306
    BUNGE LTD 36,870 42,122
    CANADIAN NATIONAL RAILWAY CO 34,354 40,028
    CHEVRON 66,678 70,574
    CISCO 57,236 59,440
    COCHLEAR LTD ADR 22,363 18,742
    CONOCO PHILLIPS 68,822 80,894
    CSL LTD ADR 33,340 33,570
    DASSAULT SYS SA ADR 65,328 68,365
    DBS GROUP HOLDINGS LTD ADR 28,699 30,445
    DIAGEO PLC 52,237 56,941
    DIAMOND OFFSHORE 65,186 53,505
    DOMINION RES INC 41,652 48,518
    DUPONT 52,559 70,492
    ELI LILLY 63,233 58,905
    FANUC LTD UNSPONSORED ADR 56,014 64,215
    FRESENIUS MED CARE 39,495 39,387
    OAO GAZPROM ADR LEVEL 1 ADR 17,986 18,399
    GE 56,906 70,495
    GENUINE PARTS CO 50,782 57,401
    HCP INC REIT 62,788 47,398
    HEALTH CARE REIT 63,020 51,963
    HONG KONG EXCHANGES & CLRG ADR 21,947 22,882
    HSBC HOLDINGS PLC ADR 53,602 55,130
    ICICI BANK LTD SPON ADR 35,479 35,274
    IMPERIAL OIL LTD CAD COM NPV 25,304 27,600
    INTEL 64,282 78,125
    ITAU UNIBANCO HLDING SA 54,461 49,517
    JGC CORP F UNSPONSORED ADR 43,060 54,904
    JOHNSON AND JOHNSON 67,270 79,683
    JPMORGAN CHASE 41,834 50,878
    KIMBERLY CLARK 53,708 60,064
    LOREAL S A PARIS ADR 49,527 52,936
    LVMH MOET HENNESSY LOUIS VUITTON 23,304 23,900
    MERCK 74,188 85,335
    METLIFE 48,178 64,974
    MICROSOFT 63,012 85,108
    MITSUBISHI ESTATE CO LTK TOKYO ADR 30,972 31,104
    MONOTARO CO LTD ADR 9,584 8,702
    MTN GROUP LTD SPN ADR 16,701 19,131
    NESTLE SA CHF 10 SPONS ADR 74,133 76,092
    NEXTERA ENERGY 62,615 71,493
    NOKIAN TYRES OYJ UNSPONSORED ADR 29,017 30,167
    NOVO NORDISK A/S ADR 22,016 24,388
    PETRO BRASIL ADR 14,736 12,678
    PHILIP MORRIS 63,507 60,991
    RAYTHEON 64,420 101,584
    ROCHE HOLDING AG BASEL ADR 56,506 64,584
    ROYAL DUTCH SHELL 66,676 73,608
    SAP AG WALDORF/BADEN ADR 72,955 82,696
    SASOL LIMITED SPONSORED ADR. 15,601 17,209
    SCHLUMBERGER LTD 37,084 42,712
    SCHNEIDER ELEC SA ADR 43,277 49,473
    SONOVA HLDG AG ADR 20,879 23,215
    SVENSKA HANDELSBANKEN UNSPONSORED 19,862 22,706
    SWATCH GROUP AG 25,982 29,548
    SYSMEX CORPORATION UNSPONSORED 41,834 38,206
    TAIWAN SEMICONDUCTOR MANUFACT 51,822 53,070
    TESCO SPONS ADR 23,022 22,212
    TRAVELERS 56,486 63,378
    TURKIYE GARANTI BANKASI AS ADR 41,081 26,560
    UNICHARM CORP SPONSORED ADR 44,487 43,050
    UNILEVER 57,651 57,730
    UNILEVER PLC SPONS ADR 22,022 21,836
    VODAFONE GP PLC ADS NEW 66,419 93,361
    WPP PLC ST HELIER ADR 53,904 72,477
    XINYI GLASS HLDGS LTD ADR 9,089 12,331

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    MORGAN STANLEY FOUNDATION
    EIN: 13-6155650
    US Government Securities - End of Year Book Value:

    1,843,309
    US Government Securities - End of Year Fair Market Value:

    1,815,787
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2013 OtherIncomeSchedule2
    Name:
    MORGAN STANLEY FOUNDATION
    EIN: 13-6155650
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
      11,958 11,958  


    TY 2013 OtherIncreasesSchedule
    Name:
    MORGAN STANLEY FOUNDATION
    EIN: 13-6155650
    Description Amount
    COST BASIS ADJUSTMENT 252,822


    TY 2013 SubstantialContributorsSch
    Name:
    MORGAN STANLEY FOUNDATION
    EIN: 13-6155650
    Name Address
    MORGAN STANLEY CO INC 1585 BROADWAY
    NEW YORK,NY10036