Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
SUSAN R AND JOHN W SULLIVAN FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)851 SE MONTEREY COMMONS BLVD   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
STUART, FL349963337
A Employer identification number

22-2612047
B Telephone number (see instructions)

(772) 283-3838
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$6,722,390J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 150,233 150,233  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 239,229
b Gross sales price for all assets on line 6a 3,267,018
7 Capital gain net income (from Part IV, line 2)... 239,229
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 2,589 4,201  
12 Total. Add lines 1 through 11........ 392,051 393,663  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 18,000 9,000   9,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 75,367 39,367   36,000
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 7,045 3,785   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 633 0   633
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 74,769 74,002   765
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 175,814 126,154   46,398
25 Contributions, gifts, grants paid........ 486,017 486,017
26 Total expenses and disbursements. Add lines 24 and 25 661,831 126,154   532,415
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -269,780
b Net investment income (if negative, enter -0-) 267,509
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............   14,537 14,537
2 Savings and temporary cash investments.......... 1,704,699 118,689 118,689
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 1,282,531 Click to see attachment2,027,846 2,755,635
c Investments—corporate bonds (attach schedule)........ 250,000    
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 2,815,759 Click to see attachment3,622,141 3,833,529
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 6,052,989 5,783,213 6,722,390
Liabilities 17 Accounts payable and accrued expenses..........   4
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 4
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 6,052,989 5,783,209
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see page 17 of the
instructions).................... 6,052,989 5,783,209
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 6,052,989 5,783,213
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 6,052,989
2 Enter amount from Part I, line 27a..................... 2 -269,780
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 5,783,209
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 5,783,209
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 2260 SHS FORD MTR CO DEL COM P 2012-12-03 2013-01-07
b 840 SHS WELLS FARGO & CO NEW P 2012-12-04 2013-01-07
c 600 SHS FREEPORT MCMORAN COPPER & GOLD INC. P 2011-12-13 2013-01-09
d 4 SHS FREEPORT MCMORAN COPPER & GOLD INC. P 2012-11-01 2013-01-09
e 6 SHS CALL (FCX) FREEPORT MCMORAN JAN 18 14 $45 (100 SHS) P 2012-11-13 2013-01-09
100 SHS APPLE INC P 2008-10-24 2013-01-10
23 SHS APPLE INC P 2009-02-18 2013-01-10
2 SHS CALL (AAPL) APPLE INC JAN 18 14 $700 (100 SHS) P 2012-11-13 2013-01-10
500 SHS EXPRESS SCRIPTS HLDGCO COM P 2012-06-26 2013-01-10
5 SHS CALL (ESRX) EXPRESS SCRIPTS HLDGJAN 18 14 $65 (100 SHS) P 2012-07-02 2013-01-10
0.798 SHS FREEPORT MCMORAN COPPER & GOLD INC. P 2012-11-01 2013-01-14
132 SHS AMAZON.COM INC P 2012-10-11 2013-01-30
1 SHS CALL (AMZN) AMAZON.COM INC JAN 18 14 $275 (100 SHS) P 2012-10-23 2013-01-30
6 SHS CALL (HES) HESS CORP COM JAN 18 14 $60 (100 SHS) P 2012-11-13 2013-01-30
37 SHS PUT (SPY) SPDR S&P 500 ETF FEB 16 13 $135 (100 SHS) P 2012-12-31 2013-02-15
400 SHS WINTRUST FINANCIAL CORP P 2009-10-27 2013-02-19
400 SHS WINTRUST FINANCIAL CORP P 2010-09-10 2013-02-19
4 SHS CALL (NSC) NORFOLK SOUTHERN CRPJAN 18 14 $70 (100 SHS) P 2012-06-05 2013-02-22
4 SHS CALL (WLK) WESTLAKE CHEM CORP JUL 20 13 $85 (100 SHS) P 2012-12-07 2013-02-22
600 SHS AETNA INC NEW COM P 2011-12-05 2013-02-25
2.414 SHS AETNA INC NEW COM P 2012-10-26 2013-02-25
1.586 SHS AETNA INC NEW COM P 2013-01-25 2013-02-25
6 SHS CALL (AET) AETNA INC NEW JAN 18 14 $45 (100 SHS) P 2012-07-12 2013-02-25
0.928 SHS AETNA INC NEW COM P 2013-01-25 2013-02-28
1100 SHS MARATHON PETROLEUM CORP COM USD0.01 P 2012-01-03 2013-03-08
6 SHS MARATHON PETROLEUM CORP COM USD0.01 P 2012-12-10 2013-03-08
11 SHS CALL (MPC) MARATHON PETROLEUM JAN 18 14 $55 (100 SHS) P 2012-08-14 2013-03-08
14 SHS CALL (GILD) GILEAD SCIENCES JAN 18 14 $42.5 (100 SHS) P 2012-11-13 2013-03-11
0.573 SHS MARATHON PETROLEUM CORP COM USD0.01 P 2012-12-10 2013-03-13
43 SHS PUT (SPY) SPDR S&P 500 ETF MAR 16 13 $146 (100 SHS) P 2013-01-28 2013-03-15
43 SHS PUT (SPY) SPDR S&P 500 ETF MAR 16 13 $146 (100 SHS) P 2013-02-07 2013-03-15
300 SHS EDWARDS LIFESCIENCESCORP P 2012-10-09 2013-03-22
3 SHS CALL (EW) EDWARDS LIFESCIENCESJAN 18 14 $110 (100 SHS) P 2012-12-07 2013-03-22
6 SHS CALL (CELG) CELGENE CORP JAN 18 14 $85 (100 SHS) P 2012-04-30 2013-04-16
2 SHS CALL (IBM) INTL BUSINESS MACH JAN 18 14 $230 (100 SHS) P 2012-07-03 2013-04-19
8 SHS CALL (MET) METLIFE INC JAN 18 14 $35 (100 SHS) P 2012-06-05 2013-04-23
5 SHS CALL (HOT) STARWOOD HOTELS & JAN 18 14 $60 (100 SHS) P 2012-11-13 2013-04-30
4180 SHS AMR CORP DEL *POSITION EXPIRED* P 2013-04-24 2013-05-14
2080 SHS AMR CORP DEL *POSITION EXPIRED* P 2013-04-24 2013-05-15
4172 SHS AMR CORP DEL *POSITION EXPIRED* P 2013-04-24 2013-05-16
18 SHS CALL (EMC) E M C CORP MASS JAN 18 14 $30 (100 SHS) P 2012-11-13 2013-05-17
6 SHS CALL (QCOM) QUALCOMM INC JAN 18 14 $75 (100 SHS) P 2012-05-11 2013-05-17
31 SHS PUT (SPY) SPDR S&P 500 ETF MAY 18 13 $155 (100 SHS) P 2013-03-13 2013-05-17
15 SHS PUT (SPY) SPDR S&P 500 ETF MAY 18 13 $155 (100 SHS) P 2013-04-01 2013-05-17
385 SHS WALMART STORES INC P 2013-01-09 2013-05-21
2 SHS WALMART STORES INC P 2013-04-01 2013-05-21
162 SHS ST JOE COMPANY P 2012-12-19 2013-05-22
193 SHS ST JOE COMPANY P 2012-12-21 2013-05-22
56 SHS PUT (DVY) ISHARES TR DOW JONESJUN 22 13 $66 (100 SHS) P 2013-05-17 2013-05-23
0.421 SHS WALMART STORES INC P 2013-04-01 2013-05-24
972 SHS ST JOE COMPANY P 2012-12-21 2013-05-28
55 SHS PUT (DVY) ISHARES TR DOW JONESJUN 22 13 $66 (100 SHS) P 2013-05-17 2013-05-29
8 SHS CALL (JPM) JPMORGAN CHASE & CO JAN 18 14 $45 (100 SHS) P 2012-03-01 2013-05-30
7 SHS CALL (PNC) PNC FINL SVCS GROUP JAN 18 14 $67.5 (100 SHS) P 2012-07-02 2013-05-30
6 SHS CALL (AMGN) AMGEN INC JAN 18 14 $100 (100 SHS) P 2013-03-12 2013-06-05
21 SHS PUT (DVY) ISHARES TR DOW JONESJUL 20 13 $67 (100 SHS) P 2013-05-22 2013-06-05
22 SHS PUT (DVY) ISHARES TR DOW JONESJUL 20 13 $67 (100 SHS) P 2013-05-22 2013-06-20
6 SHS CALL (TGT) TARGET CORP JAN 18 14 $67.5 (100 SHS) P 2012-08-14 2013-06-24
3 SHS CALL (UPS) UNITED PARCEL SVC JAN 18 14 $85 (100 SHS) P 2012-03-07 2013-06-24
35 SHS PUT (XLY) SELECT SECTOR SPDR JUL 20 13 $55 (100 SHS) P 2013-06-11 2013-06-24
5 SHS CALL (SBUX) STARBUCKS CORP JAN 18 14 $60 (100 SHS) P 2012-08-15 2013-06-25
435 SHS DIRECTV COM USD0.01 P 2013-05-16 2013-07-01
3 SHS CALL (BA) BOEING CO JAN 18 14 $80 (100 SHS) P 2012-07-02 2013-07-08
9 SHS CALL (MRO) MARATHON OIL CORP JAN 18 14 $35 (100 SHS) P 2012-12-06 2013-07-08
3285 SHS AMR CORP DEL *POSITION EXPIRED* P 2013-06-06 2013-07-10
1105 SHS AMR CORP DEL *POSITION EXPIRED* P 2013-06-24 2013-07-10
3 SHS CALL (CMI) CUMMINS INC FORMERLYJAN 18 14 $110 (100 SHS) P 2012-07-16 2013-07-11
510 SHS EMERSON ELECTRIC CO P 2012-03-12 2013-07-17
4.15 SHS EMERSON ELECTRIC CO P 2012-12-10 2013-07-17
3.731 SHS EMERSON ELECTRIC CO P 2013-03-11 2013-07-17
3.119 SHS EMERSON ELECTRIC CO P 2013-06-10 2013-07-17
5 SHS CALL (EMR) EMERSON ELECTRIC CO JAN 18 14 $60 (100 SHS) P 2012-03-13 2013-07-17
2195 SHS AMR CORP DEL *POSITION EXPIRED* P 2013-06-24 2013-07-18
54 SHS PUT (XLY) SELECT SECTOR SPDR JUL 20 13 $55 (100 SHS) P 2013-06-11 2013-07-19
0.651 SHS EMERSON ELECTRIC CO P 2013-06-10 2013-07-22
10 SHS CALL (CMCSA) COMCAST CORP NEW OCT 19 13 $45 (100 SHS) P 2013-05-03 2013-07-25
6 SHS CALL (FLR) FLUOR CORP NEW JAN 18 14 $60 (100 SHS) P 2012-11-13 2013-07-29
139 SHS BOEING CO P 2011-09-19 2013-08-08
45 SHS PUT (SPY) SPDR S&P 500 ETF AUG 17 13 $167 (100 SHS) P 2013-07-18 2013-08-15
15 SHS PUT (SPY) SPDR S&P 500 ETF AUG 17 13 $167 (100 SHS) P 2013-07-18 2013-08-15
540 SHS WHOLE FOODS MKT INC P 2013-07-01 2013-08-15
5 SHS CALL (WFM) WHOLE FOODS MKT INC JAN 18 14 $62.5 (100 SHS) P 2013-07-16 2013-08-15
11 SHS PUT (SPY) SPDR S&P 500 ETF AUG 17 13 $167 (100 SHS) P 2013-07-18 2013-08-16
4 SHS PUT (SPY) SPDR S&P 500 ETF AUG 17 13 $167 (100 SHS) P 2013-07-18 2013-08-16
8 SHS PUT (SPY) SPDR S&P 500 ETF AUG 17 13 $167 (100 SHS) P 2013-07-18 2013-08-16
22 SHS PUT (SPY) SPDR S&P 500 ETF AUG 17 13 $167 (100 SHS) P 2013-07-18 2013-08-16
4 SHS PUT (SPY) SPDR S&P 500 ETF AUG 17 13 $167 (100 SHS) P 2013-07-18 2013-08-16
4 SHS PUT (SPY) SPDR S&P 500 ETF AUG 17 13 $167 (100 SHS) P 2013-07-18 2013-08-16
7 SHS PUT (SPY) SPDR S&P 500 ETF AUG 17 13 $167 (100 SHS) P 2013-07-18 2013-08-16
300 SHS UNITED PARCEL SVC INC CL B P 2012-03-07 2013-08-16
2.343 SHS UNITED PARCEL SVC INC CL B P 2012-12-05 2013-08-16
2.219 SHS UNITED PARCEL SVC INC CL B P 2013-03-12 2013-08-16
1.438 SHS UNITED PARCEL SVC INC CL B P 2013-05-29 2013-08-16
1200 SHS LENNAR CORP CL A P 2012-01-04 2013-08-19
1.259 SHS LENNAR CORP CL A P 2012-10-29 2013-08-19
1.188 SHS LENNAR CORP CL A P 2013-02-15 2013-08-19
1.126 SHS LENNAR CORP CL A P 2013-05-08 2013-08-19
0.427 SHS LENNAR CORP CL A P 2013-07-24 2013-08-19
12 SHS CALL (LEN) LENNAR CORP JAN 18 14 $45 (100 SHS) P 2012-11-13 2013-08-19
0.972 SHS WHOLE FOODS MKT INC P 2013-07-16 2013-08-20
0.724 SHS UNITED PARCEL SVC INC CL B P 2013-05-29 2013-08-21
0.932 SHS LENNAR CORP CL A P 2012-10-29 2013-08-22
14 SHS CALL (GILD) GILEAD SCIENCES NOV 16 13 $65 (100 SHS) P 2013-05-03 2013-08-26
500 SHS STARWOOD HOTELS & RESORTS WORLDWIDE INC COM P 2011-12-13 2013-09-05
10 SHS STARWOOD HOTELS & RESORTS WORLDWIDE INC COM P 2012-12-28 2013-09-05
5 SHS CALL (HOT) STARWOOD HOTELS & NOV 16 13 $70 (100 SHS) P 2013-05-03 2013-09-05
0.921 SHS STARWOOD HOTELS & RESORTS WORLDWIDE INC COM P 2012-12-28 2013-09-10
11 SHS CALL (AIG) AMERICAN INTL GROUP JAN 18 14 $50 (100 SHS) P 2013-03-12 2013-09-11
2195 SHS AMR CORP DEL *POSITION EXPIRED* P 2013-06-24 2013-09-19
40 SHS PUT (IWM) ISHARES TR RUSSELL SEP 21 13 $103 (100 SHS) P 2013-08-06 2013-09-20
12 SHS CALL (AVGO) AVAGO TECHNOLOGIES JAN 18 14 $40 (100 SHS) P 2013-08-05 2013-09-25
3 SHS CALL (CMI) CUMMINS INC FORMERLYJAN 18 14 $130 (100 SHS) P 2013-08-05 2013-09-25
4 SHS CALL (WLK) WESTLAKE CHEM CORP OCT 19 13 $110 (100 SHS) P 2013-03-12 2013-10-01
6 SHS CALL (AMGN) AMGEN INC JAN 18 14 $115 (100 SHS) P 2013-08-05 2013-10-02
161 SHS BOEING CO P 2011-09-19 2013-10-02
1.779 SHS BOEING CO P 2012-12-07 2013-10-02
175 SHS BOEING CO P 2013-01-09 2013-10-02
2.966 SHS BOEING CO P 2013-03-08 2013-10-02
2.321 SHS BOEING CO P 2013-06-07 2013-10-02
1.934 SHS BOEING CO P 2013-09-06 2013-10-02
1400 SHS GILEAD SCIENCES INC P 2012-02-28 2013-10-02
380 SHS ROYAL DUTCH SHELL ADR EA REP 2 CL A EUR0.07 P 2012-12-10 2013-10-02
4.952 SHS ROYAL DUTCH SHELL ADR EA REP 2 CL A EUR0.07 P 2013-03-28 2013-10-02
5.103 SHS ROYAL DUTCH SHELL ADR EA REP 2 CL A EUR0.07 P 2013-06-27 2013-10-02
4.945 SHS ROYAL DUTCH SHELL ADR EA REP 2 CL A EUR0.07 P 2013-09-26 2013-10-02
19 SHS PUT (SPY) SPDR S&P 500 ETF NOV 16 13 $169 (100 SHS) P 2013-09-12 2013-10-03
0.288 SHS BOEING CO P 2013-09-06 2013-10-07
6 SHS CALL (CELG) CELGENE CORP OCT 19 13 $140 (100 SHS) P 2013-05-03 2013-10-07
0.553 SHS ROYAL DUTCH SHELL ADR EA REP 2 CL A EUR0.07 P 2012-12-10 2013-10-07
15 SHS CALL (LM) LEGG MASON NOV 16 13 $38 (100 SHS) P 2013-05-16 2013-10-30
5 SHS CALL (SBUX) STARBUCKS CORP JAN 18 14 $80 (100 SHS) P 2013-08-05 2013-10-31
5 SHS CALL (SLB) SCHLUMBERGER LIMITEDJAN 18 14 $75 (100 SHS) P 2012-06-05 2013-11-04
6 SHS CALL (HES) HESS CORP COM JAN 18 14 $80 (100 SHS) P 2013-07-18 2013-11-05
4 SHS CALL (NSC) NORFOLK SOUTHERN CRPJAN 18 14 $80 (100 SHS) P 2013-03-12 2013-11-05
19 SHS PUT (SPY) SPDR S&P 500 ETF NOV 16 13 $169 (100 SHS) P 2013-09-12 2013-11-15
38 SHS PUT (SPY) SPDR S&P 500 ETF NOV 16 13 $169 (100 SHS) P 2013-10-14 2013-11-15
8 SHS CALL (FLR) FLUOR CORP NEW JAN 18 14 $72.5 (100 SHS) P 2013-08-05 2013-11-25
7 SHS CALL (CBI) CHICAGO BRIDGE & JAN 18 14 $77.5 (100 SHS) P 2013-11-01 2013-12-09
6 SHS CALL (CELG) CELGENE CORP APR 19 14 $155 (100 SHS) P 2013-10-07 2013-12-09
6 SHS CALL (QCOM) QUALCOMM INC JAN 18 14 $75 (100 SHS) P 2013-11-01 2013-12-09
12 SHS CALL (AVGO) AVAGO TECHNOLOGIES JAN 18 14 $50 (100 SHS) P 2013-11-01 2013-12-17
15 SHS CALL (LM) LEGG MASON JAN 18 14 $41 (100 SHS) P 2013-11-15 2013-12-17
200 SHS TARGET CORP P 2008-10-24 2013-12-19
400 SHS TARGET CORP P 2009-02-18 2013-12-19
3.504 SHS TARGET CORP P 2012-12-10 2013-12-19
3.269 SHS TARGET CORP P 2013-03-10 2013-12-19
3.093 SHS TARGET CORP P 2013-06-10 2013-12-19
4.118 SHS TARGET CORP P 2013-09-10 2013-12-19
4.016 SHS TARGET CORP P 2013-12-10 2013-12-19
6 SHS CALL (TGT) TARGET CORP JAN 17 15 $70 (100 SHS) P 2013-12-03 2013-12-19
0.164 SHS TARGET CORP P 2013-03-10 2013-12-24
19 SHS CALL (HTZ) HERTZ GLOBAL HLDGS JAN 18 14 $26 (100 SHS) P 2013-11-01 2013-12-31
120 SHS CANADIAN OIL SANDS LIMITED COM NPV ISIN #CA13643E1051 SEDOL #B66RW99 P 2011-02-22 2013-01-11
120 SHS CANADIAN OIL SANDS LIMITED COM NPV ISIN #CA13643E1051 SEDOL #B66RW99 P 2011-03-18 2013-01-11
490 SHS COMPANHIA SIDERURGICA NACIONALCSN SPONS ADR(1 ADRREP 1 ORD) NPV P 2009-08-12 2013-01-30
340 SHS COMPANHIA SIDERURGICA NACIONALCSN SPONS ADR(1 ADRREP 1 ORD) NPV P 2010-11-09 2013-01-30
270 SHS COMPANHIA SIDERURGICA NACIONALCSN SPONS ADR(1 ADRREP 1 ORD) NPV P 2011-11-16 2013-01-30
350 SHS COMPANHIA SIDERURGICA NACIONALCSN SPONS ADR(1 ADRREP 1 ORD) NPV P 2011-11-16 2013-01-30
93 SHS SMITHS GROUP PLC SPON ADR EA REPR 1 ORD SH P 2011-09-07 2013-01-30
135 SHS BCE INC COM NPV ISIN #CA05534B7604 SEDOL #B188TH2 P 2012-10-09 2013-03-05
20 SHS DIAGEO ADR EACH REPR4 ORD GBX28.935185 P 2010-05-04 2013-03-05
130 SHS NITTO DENKO CORP ADR-EACH CNV INTO 0.5 ORD NPV P 2011-03-16 2013-03-05
160 SHS NITTO DENKO CORP ADR-EACH CNV INTO 0.5 ORD NPV P 2011-06-07 2013-03-05
260 SHS NITTO DENKO CORP ADR-EACH CNV INTO 0.5 ORD NPV P 2011-06-08 2013-03-05
157 SHS SMITHS GROUP PLC SPON ADR EA REPR 1 ORD SH P 2011-09-07 2013-03-05
164 SHS TAIWAN SEMICONDUCTORMANUFACTURING ADS EACH CNV INTO 5 ORD TWD10 P 2010-11-09 2013-03-05
14 SHS NOVARTIS AG ADR-EACHREPR 1 CHF0.5(REGD) P 2009-02-17 2013-03-12
22 SHS NOVARTIS AG ADR-EACHREPR 1 CHF0.5(REGD) P 2009-04-14 2013-03-12
30 SHS PETROCHINA CO ADS EACH REPR 100 H SHS HKD0.10LVLIII P 2009-08-12 2013-03-12
54 SHS SANOFI SPONSORED ADR P 2011-10-24 2013-03-12
45 SHS TELEKOMUNIKASI INDONESIA(PERSERO) ADR EA REP 200 SER BIDR250 P 2012-04-17 2013-03-12
261 SHS TREASURY WINE ESTATES LTD SPON ADREACH REPR 1 ORD SHS P 2011-11-30 2013-03-13
710 SHS TREASURY WINE ESTATES LTD SPON ADREACH REPR 1 ORD SHS P 2011-12-01 2013-03-13
850 SHS TREASURY WINE ESTATES LTD SPON ADREACH REPR 1 ORD SHS P 2012-03-22 2013-03-13
21 SHS BHP BILLITON LIMITEDADR EACH REP 2 ORD NPV(MGT) P 2010-06-15 2013-04-03
20 SHS BHP BILLITON LIMITEDADR EACH REP 2 ORD NPV(MGT) P 2010-11-09 2013-04-03
12 SHS PETROCHINA CO ADS EACH REPR 100 H SHS HKD0.10LVLIII P 2009-08-12 2013-04-03
375 SHS QBE INSURANCE GROUP SPON ADR EA REPR 1 ORD SHS P 2011-04-27 2013-04-03
416 SHS RECKITT BENCKISER GROUP PLC SPONSORED ADR P 2012-12-27 2013-04-03
160 SHS STATOIL ASA SPON ADREACH REP 1 ORD NOK2.50 LVL111 P 2013-01-04 2013-04-03
130 SHS TAIWAN SEMICONDUCTORMANUFACTURING ADS EACH CNV INTO 5 ORD TWD10 P 2010-11-09 2013-04-03
45 SHS PRIMARIS RETAIL REITTRUST UNITS CASH ELECTION FROM CUSIP 74157U109 P 2009-08-12 2013-04-08
170 SHS PRIMARIS RETAIL REITTRUST UNITS CASH ELECTION FROM CUSIP 74157U109 P 2010-11-09 2013-04-08
46 SHS DIAGEO ADR EACH REPR4 ORD GBX28.935185 P 2010-05-04 2013-04-23
112 SHS H&R REAL ESTATE INVTTR H&R FIN TR STAPLEUNIT ISIN #CA4044282032 SEDO P 2013-04-08 2013-04-25
0 SHS CIA ENERGETICA MINASGERAIS-CEMIG SPON ADR REPR 1 N-VTG PRFSHS(LEVEL 2) P 2013-05-15 2013-05-15
50 SHS BRITISH AMERICAN TOBACCO LVL II ADR EACH REP 2 ORD GBP0.25(BNY) P 2009-08-12 2013-07-08
70 SHS BRITISH AMERICAN TOBACCO LVL II ADR EACH REP 2 ORD GBP0.25(BNY) P 2010-11-09 2013-07-08
285.18973 SHS CIA ENERGETICA MINASGERAIS-CEMIG SPON ADR REPR 1 N-VTG PRFSHS( P 2009-08-12 2013-07-08
219.81027 SHS CIA ENERGETICA MINASGERAIS-CEMIG SPON ADR REPR 1 N-VTG PRFSHS( P 2012-12-27 2013-07-08
0 SHS SIEMENS AG ADR-EACH CNV INTO 1 ORD NPV P 2010-01-29 2013-07-25
0 SHS SIEMENS AG ADR-EACH CNV INTO 1 ORD NPV P 2010-02-08 2013-07-25
0 SHS SIEMENS AG ADR-EACH CNV INTO 1 ORD NPV P 2010-11-09 2013-07-25
0 SHS SIEMENS AG ADR-EACH CNV INTO 1 ORD NPV P 2013-04-03 2013-07-25
90 SHS ABB LTD ADR EACH REPR 1 ORD CHF1.03 (SPON) P 2011-08-11 2013-08-26
53.2 SHS CHUNGHWA TELECOM ADREA REPR 10 ORD TWD10 P 2009-08-12 2013-08-26
128 SHS CHUNGHWA TELECOM ADREA REPR 10 ORD TWD10 P 2010-05-04 2013-08-26
8.8 SHS CHUNGHWA TELECOM ADREA REPR 10 ORD TWD10 P 2010-05-05 2013-08-26
30 SHS CANADIAN OIL SANDS LIMITED COM NPV ISIN #CA13643E1051 SEDOL #B66RW99 P 2011-03-18 2013-08-26
115 SHS CANADIAN OIL SANDS LIMITED COM NPV ISIN #CA13643E1051 SEDOL #B66RW99 P 2012-10-09 2013-08-26
64 SHS GLAXOSMITHKLINE ADR EACH CNV INTO 2 ORD GBP0.25 P 2013-01-11 2013-08-26
176 SHS MUENCHENER RUECKVERSICHERUNGS AG UNSP ADR EACH REPR 0.10 ORD P 2009-08-12 2013-08-26
3 SHS PETROCHINA CO ADS EACH REPR 100 H SHS HKD0.10LVLIII P 2009-08-12 2013-08-26
35 SHS PETROCHINA CO ADS EACH REPR 100 H SHS HKD0.10LVLIII P 2010-10-13 2013-08-26
25 SHS PETROCHINA CO ADS EACH REPR 100 H SHS HKD0.10LVLIII P 2010-11-09 2013-08-26
30 SHS ROCHE HOLDINGS AG SPN ADR EACH REP 0.125 GENUS P 2010-07-12 2013-08-26
36 SHS ROCHE HOLDINGS AG SPN ADR EACH REP 0.125 GENUS P 2010-11-09 2013-08-26
156 SHS RIOCAN REAL ESTATE INVESTMENT TRUST TRUST UNITS NPV ISIN #CA76691010 P 2012-12-17 2013-08-26
29 SHS SANOFI SPONSORED ADR P 2011-10-24 2013-08-26
87 SHS STATOIL ASA SPON ADREACH REP 1 ORD NOK2.50 LVL111 P 2013-01-04 2013-08-26
199 SHS TESCO ADR EACH CNV INTO 3 ORD (GBP) P 2010-11-09 2013-08-26
55 SHS LUKOIL OIL CO SPONS ADR ISIN #US6778621044 SEDOL #2537432 P 2013-01-30 2013-09-19
36 SHS MTN GROUP LTD ADR EACH REPR 1 ORD ZAR0.0001(BNY) P 2010-12-22 2013-09-19
113 SHS MTN GROUP LTD ADR EACH REPR 1 ORD ZAR0.0001(BNY) P 2011-07-28 2013-09-19
178 SHS RECKITT BENCKISER GROUP PLC SPONSORED ADR P 2012-12-27 2013-09-19
117 SHS RIOCAN REAL ESTATE INVESTMENT TRUST TRUST UNITS NPV ISIN #CA76691010 P 2012-12-17 2013-09-19
81 SHS SINGAPORE TELECOMMUNICATIONS NEW ADR-EACH REPR 10ORD CDI NPV P 2009-08-12 2013-09-19
98 SHS UNITED OVERSEAS BANKLTD SPRD ADR-EACH CNV INTO 2 ORD NPV P 2009-08-12 2013-09-19
53 SHS VODAFONE GROUP SPON ADR REP 10 ORD USD0.11428571 6 FOR 11 R/S INTO VO P 2006-12-04 2013-09-19
99 SHS VODAFONE GROUP SPON ADR REP 10 ORD USD0.11428571 6 FOR 11 R/S INTO VO P 2008-09-24 2013-09-19
54 SHS VODAFONE GROUP SPON ADR REP 10 ORD USD0.11428571 6 FOR 11 R/S INTO VO P 2008-11-10 2013-09-19
141 SHS BAE SYSTEMS SPON ADREA REP 4 ORD GBP.0.025(MGN JP) P 2010-05-12 2013-10-02
358 SHS DEUTSCHE POST AG SPONS ADR EA REPR 1 ORD SHS P 2011-02-09 2013-10-02
693 SHS ICL-ISRAEL CHEMICALSUNSP ADR EACH REP 1ORD P 2012-10-11 2013-11-11
220 SHS ICL-ISRAEL CHEMICALSUNSP ADR EACH REP 1ORD P 2012-11-30 2013-11-11
272 SHS ICL-ISRAEL CHEMICALSUNSP ADR EACH REP 1ORD P 2013-03-12 2013-11-11
0.896 SHS STARWOOD PPTY P 2012-10-15 2013-01-02
0 SHS SPDR GOLD TR GOLD SHS P 2009-01-15 2013-01-07
83730.217 SHS LORD ABBETT INCOME CLASS I P 2011-09-22 2013-01-08
71.028 SHS LORD ABBETT INCOME CLASS I P 2011-09-30 2013-01-08
537.069 SHS LORD ABBETT INCOME CLASS I P 2011-10-31 2013-01-08
550.736 SHS LORD ABBETT INCOME CLASS I P 2011-11-30 2013-01-08
942.827 SHS LORD ABBETT INCOME CLASS I P 2011-12-16 2013-01-08
526.267 SHS LORD ABBETT INCOME CLASS I P 2011-12-30 2013-01-08
533.512 SHS LORD ABBETT INCOME CLASS I P 2012-01-31 2013-01-08
531.464 SHS LORD ABBETT INCOME CLASS I P 2012-02-29 2013-01-08
531.425 SHS LORD ABBETT INCOME CLASS I P 2012-03-30 2013-01-08
539.639 SHS LORD ABBETT INCOME CLASS I P 2012-04-30 2013-01-08
533.485 SHS LORD ABBETT INCOME CLASS I P 2012-05-31 2013-01-08
534.353 SHS LORD ABBETT INCOME CLASS I P 2012-06-29 2013-01-08
523.785 SHS LORD ABBETT INCOME CLASS I P 2012-07-31 2013-01-08
519.187 SHS LORD ABBETT INCOME CLASS I P 2012-08-31 2013-01-08
103.089 SHS LORD ABBETT INCOME CLASS I P 2012-09-28 2013-01-08
509.98 SHS LORD ABBETT INCOME CLASS I P 2012-10-31 2013-01-08
364.98 SHS LORD ABBETT INCOME CLASS I P 2012-11-30 2013-01-08
12.099 SHS LORD ABBETT INCOME CLASS I P 2012-11-30 2013-01-08
670.057 SHS LORD ABBETT INCOME CLASS I P 2012-12-18 2013-01-08
897.51 SHS LORD ABBETT INCOME CLASS I P 2012-12-18 2013-01-08
385.373 SHS LORD ABBETT INCOME CLASS I P 2012-12-31 2013-01-08
0 SHS SPDR GOLD TR GOLD SHS P 2009-01-15 2013-02-21
5702.24907 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2010-11-01 2013-03-06
7215.64414 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2010-11-15 2013-03-06
7375.04688 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2011-01-25 2013-03-06
94.39433 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2011-02-28 2013-03-06
89.02813 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2011-03-31 2013-03-06
82.17064 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2011-04-29 2013-03-06
92.08981 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2011-05-31 2013-03-06
95.67029 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2011-06-30 2013-03-06
103.49325 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2011-07-29 2013-03-06
216.65127 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2011-07-29 2013-03-06
107.98011 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2011-08-31 2013-03-06
108.00715 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2011-09-30 2013-03-06
46.45103 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2011-10-31 2013-03-06
49.22026 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2011-11-30 2013-03-06
46.69139 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2011-12-30 2013-03-06
43.165 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2012-01-31 2013-03-06
45.42446 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2012-02-29 2013-03-06
47.05996 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2012-03-30 2013-03-06
51.38056 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2012-04-30 2013-03-06
48.86071 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2012-05-31 2013-03-06
46.28477 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2012-06-29 2013-03-06
46.91574 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2012-07-31 2013-03-06
49.39353 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2012-08-31 2013-03-06
9.61771 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2012-09-28 2013-03-06
48.27381 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2012-10-31 2013-03-06
3.528 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2012-11-30 2013-03-06
50.469 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2012-12-31 2013-03-06
48.704 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2013-01-31 2013-03-06
51.067 SHS LORD ABBETT EMERGINGMARKETS CURRENCY CLI P 2013-02-28 2013-03-06
0 SHS SPDR GOLD TR GOLD SHS P 2009-01-15 2013-03-12
0 SHS SPDR GOLD TR GOLD SHS P 2009-01-15 2013-04-09
0 SHS SPDR GOLD TR GOLD SHS P 2009-01-15 2013-05-10
0 SHS SPDR GOLD TR GOLD SHS P 2009-01-15 2013-06-17
250000 SHS BARCLAYS FINL LLC BD VAR 0.00000% 03/24/2016 P 2011-12-22 2013-06-28
0 SHS SPDR GOLD TR GOLD SHS P 2009-01-15 2013-07-10
13157.895 SHS LORD ABBETT SHORT DURATION INCOME CL I P 2013-06-24 2013-08-13
0 SHS SPDR GOLD TR GOLD SHS P 2009-01-15 2013-08-15
18642.804 SHS TEMPLETON GLOBAL BOND ADVISOR CLASS P 2013-02-05 2013-09-11
59.091 SHS TEMPLETON GLOBAL BOND ADVISOR CLASS P 2013-02-20 2013-09-11
59.696 SHS TEMPLETON GLOBAL BOND ADVISOR CLASS P 2013-03-19 2013-09-11
59.35 SHS TEMPLETON GLOBAL BOND ADVISOR CLASS P 2013-04-17 2013-09-11
59.152 SHS TEMPLETON GLOBAL BOND ADVISOR CLASS P 2013-05-17 2013-09-11
61.871 SHS TEMPLETON GLOBAL BOND ADVISOR CLASS P 2013-06-19 2013-09-11
62.217 SHS TEMPLETON GLOBAL BOND ADVISOR CLASS P 2013-07-17 2013-09-11
63.446 SHS TEMPLETON GLOBAL BOND ADVISOR CLASS P 2013-08-19 2013-09-11
0 SHS SPDR GOLD TR GOLD SHS P 2009-01-15 2013-09-19
49450.549 SHS LORD ABBETT SHORT DURATION INCOME CL I P 2013-06-24 2013-10-08
14058.107 SHS BLACKROCK GLOBAL LONG/SHORT CREDIT I P 2013-05-29 2013-10-08
32000 SHS BLACKROCK GLOBAL LONG/SHORT CREDIT I P 2013-05-29 2013-10-08
540.215 SHS BLACKROCK GLOBAL LONG/SHORT CREDIT I P 2013-05-29 2013-10-10
2.026 SHS BLACKROCK GLOBAL LONG/SHORT CREDIT I P 2013-05-31 2013-10-10
39.001 SHS BLACKROCK GLOBAL LONG/SHORT CREDIT I P 2013-06-28 2013-10-10
29.439 SHS BLACKROCK GLOBAL LONG/SHORT CREDIT I P 2013-07-31 2013-10-10
41.163 SHS BLACKROCK GLOBAL LONG/SHORT CREDIT I P 2013-08-30 2013-10-10
41.909 SHS BLACKROCK GLOBAL LONG/SHORT CREDIT I P 2013-05-29 2013-10-10
0 SHS SPDR GOLD TR GOLD SHS P 2009-01-15 2013-10-14
0 SHS SPDR GOLD TR GOLD SHS P 2009-01-15 2013-11-13
0 SHS SPDR GOLD TR GOLD SHS P 2009-01-15 2013-12-17
102.510098 SHS SEER P 2010-09-01 2013-07-01
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 30,328   25,829 4,499
b 29,013   27,359 1,654
c 21,101   23,447 -2,346
d 141   156 -15
e 1,950   666 1,284
51,714   9,540 42,174
11,894   2,200 9,694
5,742   3,335 2,407
27,657   26,110 1,547
2,131   1,255 876
28   31 -3
36,057   32,238 3,819
2,120   3,285 -1,165
2,400   6,930 -4,530
    6,434 -6,434
14,832   11,637 3,195
14,832   12,127 2,705
2,464   2,836 -372
1,840   3,440 -1,600
28,696   24,943 3,753
115   105 10
76   76 0
1,860   3,540 -1,680
44   44 0
97,317   36,877 60,440
531   352 179
4,777   37,547 -32,770
3,185   8,890 -5,705
51   34 17
    6,667 -6,667
    5,455 -5,455
24,482   26,161 -1,679
1,380   405 975
3,726   23,460 -19,734
1,400   284 1,116
2,276   3,873 -1,597
2,053   3,850 -1,797
23,700   16,260 7,440
13,166   8,091 5,075
27,910   16,229 11,681
2,319   605 1,714
2,670   879 1,791
    10,014 -10,014
    3,571 -3,571
29,873   26,428 3,445
155   149 6
3,366   3,659 -293
4,010   4,346 -336
5,598   3,615 1,983
33   32 1
20,320   21,889 -1,569
7,973   3,551 4,422
2,480   9,000 -6,520
3,390   5,446 -2,056
1,922   3,360 -1,438
7,349   3,466 3,883
8,021   3,631 4,390
2,280   2,550 -270
885   1,185 -300
5,619   2,784 2,835
1,500   3,948 -2,448
27,318   28,471 -1,153
1,719   7,500 -5,781
1,503   3,168 -1,665
15,669   14,216 1,453
5,271   4,246 1,025
2,206   3,471 -1,265
29,245   25,556 3,689
238   209 29
214   211 3
179   176 3
1,500   905 595
13,390   8,435 4,955
    4,295 -4,295
37   37 0
1,170   1,520 -350
2,531   2,940 -409
14,742   8,789 5,953
3,690   4,891 -1,201
1,230   1,230 0
29,112   28,188 924
944   400 544
990   3,209 -2,219
488   1,167 -679
976   1,297 -321
2,010   3,566 -1,556
360   847 -487
488   847 -359
639   1,481 -842
25,838   22,730 3,108
202   171 31
191   187 4
124   126 -2
39,780   24,006 15,774
42   43 -1
39   48 -9
37   48 -11
14   15 -1
3,921   697 3,224
52   54 -2
62   63 -1
31   38 -7
2,296   2,828 -532
32,876   22,963 9,913
658   573 85
1,367   757 610
61   53 8
759   2,785 -2,026
8,604   8,435 169
    7,347 -7,347
2,040   4,560 -2,520
1,422   2,790 -1,368
1,440   580 860
2,250   2,970 -720
18,852   10,180 8,672
208   132 76
20,492   13,303 7,189
347   231 116
272   233 39
226   204 22
87,514   32,182 55,332
24,878   25,677 -799
324   327 -3
334   346 -12
324   316 8
8,663   7,791 872
34   30 4
2,190   9,720 -7,530
36   36 0
2,114   1,782 332
952   1,427 -475
3,250   9,425 -6,175
1,398   2,040 -642
1,108   3,037 -1,929
    7,791 -7,791
    11,059 -11,059
1,768   5,210 -3,442
1,295   2,368 -1,073
9,600   14,880 -5,280
444   648 -204
723   5,388 -4,665
1,127   3,268 -2,141
12,450   6,556 5,894
24,900   11,711 13,189
218   216 2
203   217 -14
193   218 -25
256   262 -6
250   254 -4
1,098   1,042 56
10   11 -1
855   4,181 -3,326
2,444   3,723 -1,279
2,444   3,861 -1,417
2,668   6,687 -4,019
1,851   6,025 -4,174
1,470   3,924 -2,454
1,905   3,226 -1,321
1,812   1,475 337
6,150   5,960 190
2,413   1,342 1,071
3,798   3,345 453
4,675   4,136 539
7,596   6,842 754
3,071   2,489 582
3,003   1,840 1,163
972   590 382
1,527   812 715
4,143   3,466 677
2,647   1,940 707
1,980   1,521 459
1,548   1,044 504
4,211   2,921 1,290
5,041   3,739 1,302
1,407   1,408 -1
1,340   1,836 -496
1,559   1,386 173
5,310   7,880 -2,570
6,023   5,248 775
3,862   3,862 0
2,186   1,459 727
1,215   581 634
4,590   3,318 1,272
5,657   3,085 2,572
2,617   2,561 56
6     6
5,307   3,111 2,196
7,430   5,502 1,928
2,556   2,797 -241
1,970   2,136 -166
153   153 0
92   92 0
92   92 0
92   92 0
2,025   1,903 122
1,660   1,237 423
3,995   3,063 932
275   208 67
578   965 -387
2,216   2,436 -220
3,342   2,852 490
3,416   2,540 876
335   347 -12
3,911   4,528 -617
2,794   3,286 -492
1,965   1,065 900
2,358   1,328 1,030
3,568   4,328 -760
1,478   1,042 436
1,874   2,213 -339
3,490   4,002 -512
3,515   3,515 0
728   711 17
2,286   2,341 -55
2,612   2,246 366
2,848   3,246 -398
2,481   1,790 691
3,328   2,239 1,089
1,782   1,420 362
3,329   2,214 1,115
1,816   903 913
4,110   2,975 1,135
11,853   6,798 5,055
5,953   8,564 -2,611
1,890   2,772 -882
2,336   3,552 -1,216
20   19 1
32   16 16
252,028   241,980 10,048
214   202 12
1,617   1,552 65
1,658   1,564 94
2,838   2,678 160
1,584   1,500 84
1,606   1,553 53
1,600   1,557 43
1,600   1,552 48
1,624   1,587 37
1,606   1,552 54
1,608   1,560 48
1,577   1,561 16
1,563   1,552 11
310   311 -1
1,535   1,555 -20
1,099   1,110 -11
36   37 -1
2,017   1,997 20
2,702   2,675 27
1,160   1,156 4
33   17 16
37,635   39,794 -2,159
47,623   49,853 -2,230
48,675   49,850 -1,175
623   640 -17
588   614 -26
542   587 -45
608   644 -36
631   669 -38
683   717 -34
1,430   1,501 -71
713   733 -20
713   673 40
307   298 9
325   307 18
308   286 22
285   277 8
300   298 2
311   306 5
339   334 5
322   297 25
305   293 12
310   299 11
326   317 9
63   63 0
319   315 4
23   23 0
333   314 19
321   185 136
337   192 145
32   16 16
32   17 15
33   19 14
29   18 11
272,250   250,000 22,250
29   19 10
60,000   60,000 0
27   17 10
241,424   250,000 -8,576
765   794 -29
773   802 -29
769   803 -34
766   807 -41
801   806 -5
806   809 -3
822   813 9
28   17 11
225,000   225,489 -489
150,000   150,808 -808
341,440   343,285 -1,845
5,769   5,795 -26
22   22 0
417   413 4
314   313 1
440   438 2
448   449 -1
29   19 10
26   17 9
25   17 8
150,000   117,369 32,631
62,134     62,134
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       4,499
b       1,654
c       -2,346
d       -15
e       1,284
      42,174
      9,694
      2,407
      1,547
      876
      -3
      3,819
      -1,165
      -4,530
      -6,434
      3,195
      2,705
      -372
      -1,600
      3,753
      10
      0
      -1,680
      0
      60,440
      179
      -32,770
      -5,705
      17
      -6,667
      -5,455
      -1,679
      975
      -19,734
      1,116
      -1,597
      -1,797
      7,440
      5,075
      11,681
      1,714
      1,791
      -10,014
      -3,571
      3,445
      6
      -293
      -336
      1,983
      1
      -1,569
      4,422
      -6,520
      -2,056
      -1,438
      3,883
      4,390
      -270
      -300
      2,835
      -2,448
      -1,153
      -5,781
      -1,665
      1,453
      1,025
      -1,265
      3,689
      29
      3
      3
      595
      4,955
      -4,295
      0
      -350
      -409
      5,953
      -1,201
      0
      924
      544
      -2,219
      -679
      -321
      -1,556
      -487
      -359
      -842
      3,108
      31
      4
      -2
      15,774
      -1
      -9
      -11
      -1
      3,224
      -2
      -1
      -7
      -532
      9,913
      85
      610
      8
      -2,026
      169
      -7,347
      -2,520
      -1,368
      860
      -720
      8,672
      76
      7,189
      116
      39
      22
      55,332
      -799
      -3
      -12
      8
      872
      4
      -7,530
      0
      332
      -475
      -6,175
      -642
      -1,929
      -7,791
      -11,059
      -3,442
      -1,073
      -5,280
      -204
      -4,665
      -2,141
      5,894
      13,189
      2
      -14
      -25
      -6
      -4
      56
      -1
      -3,326
      -1,279
      -1,417
      -4,019
      -4,174
      -2,454
      -1,321
      337
      190
      1,071
      453
      539
      754
      582
      1,163
      382
      715
      677
      707
      459
      504
      1,290
      1,302
      -1
      -496
      173
      -2,570
      775
      0
      727
      634
      1,272
      2,572
      56
      6
      2,196
      1,928
      -241
      -166
      0
      0
      0
      0
      122
      423
      932
      67
      -387
      -220
      490
      876
      -12
      -617
      -492
      900
      1,030
      -760
      436
      -339
      -512
      0
      17
      -55
      366
      -398
      691
      1,089
      362
      1,115
      913
      1,135
      5,055
      -2,611
      -882
      -1,216
      1
      16
      10,048
      12
      65
      94
      160
      84
      53
      43
      48
      37
      54
      48
      16
      11
      -1
      -20
      -11
      -1
      20
      27
      4
      16
      -2,159
      -2,230
      -1,175
      -17
      -26
      -45
      -36
      -38
      -34
      -71
      -20
      40
      9
      18
      22
      8
      2
      5
      5
      25
      12
      11
      9
      0
      4
      0
      19
      136
      145
      16
      15
      14
      11
      22,250
      10
      0
      10
      -8,576
      -29
      -29
      -34
      -41
      -5
      -3
      9
      11
      -489
      -808
      -1,845
      -26
      0
      4
      1
      2
      -1
      10
      9
      8
      32,631
      62,134
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 239,229
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 460,689 6,565,699 0.070166
2011 425,503 7,072,338 0.060164
2010 431,119 6,961,349 0.061930
2009 388,829 6,381,388 0.060932
2008 333,429 6,296,169 0.052957
2 Total of line 1, column (d) ...................... 2 0.306149
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.061230
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 6,717,788
5 Multiply line 4 by line 3....................... 5 411,330
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 2,675
7 Add lines 5 and 6......................... 7 414,005
8 Enter qualifying distributions from Part XII, line 4.............. 8 532,415
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 2,675
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 2,675
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,675
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 4,500
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 4,500
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,825
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet0 RefundedBullet 11 1,825
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletFL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletJOHN W SULLIVAN Telephone no.bullet (772) 283-3838
    Located atbullet851 SE MONTEREY COMMONS BLVDSTUARTFL ZIP+4bullet349963337
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    JOHN W SULLIVAN PRESIDENT/DIRECTOR
    2.00     		3,000 0 0
    851 SE MONTEREY COMMONS BLVD
    STUART,FL349963337
    SUSAN R SULLIVAN SEC./TREAS./DIRECTOR
    2.00     		3,000 0 0
    851 SE MONTEREY COMMONS BLVD
    STUART,FL349963337
    J BOLTON SULLIVAN II DIRECTOR
    1.00     		3,000 0 0
    851 SE MONTEREY COMMONS BLVD
    STUART,FL349963337
    JENNIFER S SANFORD DIRECTOR
    1.00     		3,000 0 0
    851 SE MONTEREY COMMONS BLVD
    STUART,FL349963337
    GIERIET S BOWEN DIRECTOR
    1.00     		3,000 0 0
    851 SE MONTEREY COMMONS BLVD
    STUART,FL349963337
    JOHN W SULLIVAN JR DIRECTOR
    1.00     		3,000 0 0
    851 SE MONTEREY COMMONS BLVD
    STUART,FL349963337
    JS CAPITAL MANAGEMENT INC ADMINISTRATIVE SERVICES
    10.00     		0 0 0
    851 SE MONTEREY COMMONS BLVD
    STUART,FL349963337
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    335,889
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    2,675
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,675
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    333,214
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    333,214
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    333,214
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 333,214
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 26,909
    b From 2009....... 72,952
    c From 2010....... 96,986
    d From 2011....... 77,752
    e From 2012....... 134,667
    fTotal of lines 3a through e......... 409,266
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 532,415
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 333,214
    e Remaining amount distributed out of corpus 199,201
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 608,467
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		26,909
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		581,558
    10 Analysis of line 9:
    a Excess from 2009.... 72,952
    b Excess from 2010.... 96,986
    c Excess from 2011.... 77,752
    d Excess from 2012.... 134,667
    e Excess from 2013.... 199,201
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    JOHN W SULLIVAN
    SUSAN R SULLIVAN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    JOHN W SULLIVAN PRESIDENT
    851 SE MONTEREY COMMONS BLVD
    STUART,FL349963337
    (772) 283-3838
    bThe form in which applications should be submitted and information and materials they should include:
    SEND PRINTED MATERIALS REGARDING CHARITABLE ORGANIZATION ALONG WITH CURRENT FINANCIAL STATEMENTS.
    cAny submission deadlines:
    NOVEMBER 15TH OF EACH YEAR.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NONE.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ACADEMY FOR URBAN SCHOOL LEADERSHIP
    3400 N AUSTIN AVE
    CHICAGO,IL60634     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 3,000
    AIM AT MELANOMA FOUNDATION
    3040 CUTTING BLVD
    RICHMOND,CA94804     		NONE. PUBLIC CHARITY MEDICAL SUPPORT 2,000
    ALZHEIMERS ASSOCIATION
    11711 SE US HIGHWAY ONE
    HOBE SOUND,FL33455     		NONE. PUBLIC CHARITY MEDICAL SUPPORT 1,000
    AMERICAN RED CROSS MARTIN COUNTY
    2750 S KANNER HWY
    STUART,FL34994     		NONE. PUBLIC CHARITY FINANCIAL SUPPORT 23,000
    APOSTLESHIP OF THE SEA
    1500 JEFFERSON DRIVE
    PORT ARTHUR,TX776420646     		NONE. PUBLIC CHARITY RELIGIOUS SUPPORT 500
    ART INSTITUTE OF CHICAGO THE
    111 S MICHIGAN AVE
    CHICAGO,IL60603     		NONE. PUBLIC CHARITY SUPPORT FOR THE ARTS 1,000
    ARTS COUNCIL THE
    80 E OCEAN BLVD
    STUART,FL349942234     		NONE. PUBLIC CHARITY SUPPORT FOR THE ARTS 250
    ARZU
    875 N MICHIGAN AVENUE
    CHICAGO,IL60611     		NONE. PUBLIC CHARITY INTERNATIONAL RELIEF SUPPORT 1,000
    BEIJING CENTER AT LOYOLA UNIVERSITY
    1032 W SHERIDAN ROAD
    CHICAGO,IL60660     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 2,500
    BOSTON COLLEGE
    140 COMMONWEALTH AVENUE
    CHESTNUT HILL,MA02467     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 1,000
    BOYS & GIRLS CLUB OF MARTIN COUNTY
    11500 SE LARES AVE
    HOBE SOUND,FL33475     		NONE. PUBLIC CHARITY COMMUNITY ENHANCEMENT 11,000
    BRAIN RESEARCH FOUNDATION
    111 W WASHINGTON ST SUITE 1710
    CHICAGO,IL60602     		NONE. PUBLIC CHARITY SUPPORT FOR BRAIN DISORDER RESEARCH 1,000
    CATHOLIC CHARITIES
    9995 N MILITARY TRAIL
    PALM BCH GARDENS,FL334109650     		NONE. PUBLIC CHARITY RELIGIOUS SUPPORT 2,500
    CATHOLIC CHURCH EXTENSION SOCIETY
    150 S WACKER DR SUITE 2000
    CHICAGO,IL60606     		NONE. PUBLIC CHARITY SPIRITUAL SUPPORT 1,000
    CHICAGO BOTANIC GARDEN
    1000 LAKE COOK RD
    GLENCOE,IL60022     		NONE. PUBLIC CHARITY ENVIRONMENTAL SUPPORT 2,000
    CHICAGO SHAKESPEARE THEATER
    800 E GRAND AVENUE
    CHICAGO,IL60611     		NONE. PUBLIC CHARITY ARTS SUPPORT 1,000
    COLLEGE OF THE HOLY CROSS
    ONE COLLEGE ST
    WORCESTER,MA016102395     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 10,000
    CORPUS CHRISTI SCHOOL
    535 W 121ST ST
    NEW YORK,NY10027     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 2,000
    COUNCIL ON AGING OF MARTIN COUNTY INC
    900 SE SALERNO RD
    STUART,FL34997     		NONE. PUBLIC CHARITY FINANCIAL SUPPORT 2,500
    COVENANT HOUSE FLORIDA
    733 BREAKERS AVE
    FORT LAUDERDALE,FL333044100     		NONE. PUBLIC CHARITY HOMELESS SUPPORT 1,000
    CRISIS MINISTRIES
    PO BOX 20038
    CHARLESTON,SC294130038     		NONE. PUBLIC CHARITY FOOD AND SHELTER FOR THE NEEDY 5,000
    CRISTO REY JESUIT HIGH SCHOOL
    1852 W 22ND PLACE
    CHICAGO,IL60608     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 10,000
    CRISTO REY NETWORK
    14 E JACKSON BLVD SUITE 1200
    CHICAGO,IL60604     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 5,000
    CYSTIC FIBROSIS FOUNDATION
    6931 ARLINGTON ROAD
    BETHESDA,MD20814     		NONE. PUBLIC CHARITY MEDICAL SUPPORT 600
    DESERT VOICES ORAL LEARNING CENTER
    3426 E SHEA BLVD
    PHOENIX,AZ850283327     		NONE. PUBLIC CHARITY EDUCATION SUPPORT FOR THE HEARING IMPAIRED 1,000
    DIOCESE OF PALM BEACH
    9995 N MILITARY TRAIL
    PALM BEACH GARDENS,FL334109650     		NONE. PUBLIC CHARITY SPIRITUAL/FINANCIAL SUPPORT 2,000
    EVANS SCHOLARS FOUNDATION
    1 BRIAR ROAD
    GOLF,IL600290301     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 4,000
    EVERGLADES FOUNDATION
    18001 OLD CUTLER ROAD
    PALMETTO BAY,FL33157     		NONE. PUBLIC CHARITY ENVIRONMENTAL SUPPORT 10,000
    FENIX FAMILY HEALTH CENTER
    130 WASHINGTON AVE
    HIGHWOOD,IL60040     		NONE. PUBLIC CHARITY MEDICAL SUPPORT 50,000
    FIRST UNITED METHODIST CHURCH OF STUART
    1500 S KANNER HWY
    STUART,FL34994     		NONE. PUBLIC CHARITY FOOD FOR THE NEEDY & COMMUNITY ENHANCEMENT 2,000
    FOUNDATION FOR HOMAN SQUARE
    3517 W ARTHINGTON
    CHICAGO,IL60624     		NONE. PUBLIC CHARITY COMMUNITY ENHANCEMENT 1,000
    FRIENDS AT LOBLOLLY - THE DUNBAR CENTER
    7407 SE HILL TERR
    HOBE SOUND,FL33455     		NONE. PUBLIC CHARITY SUPPORT FOR THE NEEDY 500
    GEORGETOWN UNIVERSITY - MAIN CAMPUS GEORGETOWN FUND
    BOX 0734
    WASHINGTON,DC200730734     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 4,500
    GREATER CHICAGO FOOD DEPOSITORY
    4100 W ANN LURIE PLACE
    CHICAGO,IL60632     		NONE. PUBLIC CHARITY FOOD FOR THE NEEDY 5,000
    HABITAT FOR HUMANITY OF MARTIN COUNTY INC
    2555 SE BONITA ST
    STUART,FL34997     		NONE. PUBLIC CHARITY HOUSING ASSISTANCE 3,000
    HOBE SOUND COMMUNITY CHEST INC
    PO BOX 511
    HOBE SOUND,FL334750511     		NONE. PUBLIC CHARITY COMMUNITY ENHANCEMENT 20,000
    HOBE SOUND NATURE CENTER
    PO BOX 214
    HOBE SOUND,FL33475     		NONE. PUBLIC CHARITY EDUCATIONAL & ENVIRONMENTAL SUPPORT 1,000
    HOPE RURAL SCHOOL
    15929 SW 150TH ST
    INDIANTOWN,FL34956     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 2,000
    HORIZON HOSPICE & PALLIATIVE CARE
    833 W CHICAGO AVE
    CHICAGO,IL60642     		NONE. PUBLIC CHARITY MEDICAL SUPPORT 1,000
    HOUSE OF HOPE
    2484 SE BONITA ST
    STUART,FL34997     		NONE. PUBLIC CHARITY FOOD FOR THE NEEDY 15,000
    INDIAN HILL CLUB SCHOLARSHIP FOUNDATION
    1 INDIAN HILL RD
    WINNETKA,IL60093     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 2,500
    INSTITUTE FOR ETHNOMEDICINE THE
    240 E DELONEY AVE BOX 3464
    JACKSON HOLE,WY830013464     		NONE. PUBLIC CHARITY MEDICAL SUPPORT 3,000
    JOHN G SHEDD AQUARIUM - THE AQUARIUM COUNCIL
    1200 S LAKE SHORE DR
    CHICAGO,IL60605     		NONE. PUBLIC CHARITY AQUATIC CONSERVATION 1,000
    JOSEPH SEARS SCHOOL BOOSTER CLUB
    542 ABBOTSFORD RD
    KENILWORTH,IL60043     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 1,000
    JOSEPH SEARS SCHOOL PARENT VOLUNTEER ASSOCIATION
    542 ABBOTSFORD RD
    KENILWORTH,IL60043     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 4,000
    JUPITER MEDICAL CENTER FOUNDATION
    1210 S OLD DIXIE HWY
    JUPITER,FL33458     		NONE. PUBLIC CHARITY MEDICAL SUPPORT 5,000
    KELLOGG SCHOOL ALUMNI FUND-NORTHWESTERN UNIVERSITY
    1201 DAVIS ST
    EVANSTON,IL602084410     		NONE. PUBLIC CHARITY EDUCATIONAL ASSISTANCE 2,500
    KENTUCKY SCHOOL OF ART
    845 S THIRD AVENUE
    LOUISVILLE,KY40203     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 1,200
    LAWRENCEVILLE SCHOOL
    PO BOX 6125
    LAWRENCEVILLE,NJ086489987     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 2,500
    LINCOLN PARK ZOO
    2001 N CLARK ST
    CHICAGO,IL60614     		NONE. PUBLIC CHARITY ANIMAL SUPPORT 1,000
    LOBLOLLY COMMUNITY FOUNDATION INC
    7407 SE HILL TERR
    HOBE SOUND,FL33455     		NONE. PUBLIC CHARITY COMMUNITY ENHANCEMENT 10,000
    LOYOLA ACADEMY
    1100 LARAMIE AVE
    WILMETTE,IL600911089     		NONE. PUBLIC CHARITY EDUCATIONAL ASSISTANCE 1,500
    LUMEN CHRISTI
    9995 N MILITARY TRAIL
    PALM BCH GARDENS,FL334109650     		NONE. PUBLIC CHARITY RELIGIOUS EDUCATIONAL SUPPORT 5,000
    LUMEN CORDIUM SOCIETY
    835 N RUSH ST
    CHICAGO,IL60611     		NONE. PUBLIC CHARITY SPIRITUAL SUPPORT 1,000
    MALTZ JUPITER THEATRE FOUNDATION
    1001 E INDIANTOWN RD
    JUPITER,FL33477     		NONE. PUBLIC CHARITY SUPPORT FOR THE ARTS 5,000
    MANHATTANVILLE COLLEGE
    2900 PURCHASE ST
    PURCHASE,NY10577     		NONE. PUBLIC CHARITY EDUCATIONAL ASSISTANCE 2,000
    MARTIN COUNTY COMMUNITY FOUNDATION
    33 FLAGLER AVENUE
    STUART,FL34994     		NONE. PUBLIC CHARITY PUBLIC EDUCATIONAL SUPPORT 10,000
    MARTIN HEALTH FOUNDATION
    PO BOX 9010
    STUART,FL349959010     		NONE. PUBLIC CHARITY MEDICAL SUPPORT 5,000
    MEPKIN ABBEY
    1098 MEPKIN ABBEY ROAD
    MONCKS CORNER,SC29461     		NONE. PUBLIC CHARITY RELIGIOUS SUPPORT 2,000
    MERCER ISLAND SCHOOLS FOUNDATION
    PO BOX 1243
    MERCER ISLAND,WA98040     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 15,000
    MIDDLEBURY COLLEGE
    5 COURT STREET
    MIDDLEBURY,VT05753     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 1,000
    MISS INC
    4434 SE CLECKLEY WAY
    STUART,FL34997     		NONE. PUBLIC CHARITY FINANCIAL SUPPORT 15,500
    MUSC HOLLINGS CANCER CENTER
    18 BEE ST MSC 450
    CHARLESTON,SC294254500     		NONE. PUBLIC CHARITY MEDICAL SUPPORT AND ASSISTANCE 20,000
    MUSEUM OF SCIENCE & INDUSTRY
    57TH ST LAKE SHORE DR
    CHICAGO,IL606372093     		NONE. PUBLIC CHARITY MUSEUM SUPPORT 1,000
    MY CHOSEN VESSELS
    2189 N IL RTE 83
    ROUND LAKE BCH,IL60073     		NONE. PUBLIC CHARITY INTERNATIONAL MEDICAL SUPPORT 500
    NEW TRIER BOOSTER CLUB
    385 WINNETKA AVENUE
    WINNETKA,IL60093     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 1,000
    NORTH SHORE ART LEAGUE
    620 LINCOLN AVENUE
    WINNETKA,IL60093     		NONE. PUBLIC CHARITY ARTS SUPPORT 200
    NURTURE
    PO BOX 612
    HIGHLAND PARK,IL60035     		NONE. PUBLIC CHARITY COMMUNITY ENHANCEMENT 1,000
    PORTER GAUD SCHOOL
    300 ALBEMARLE RD
    CHARLESTON,SC29407     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 4,000
    PRINCETON UNIVERSITY - FRIENDS OF WOMEN'S LACROSSE
    PO BOX 5357
    PRINCETON,NJ085435357     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 1,000
    PROVIDENCE ENGLEWOOD CHARTER SCHOOL FOUNDATION
    6515 S ASHLAND AVE
    CHICAGO,IL60636     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 750
    REDEEMER LUTHERAN CHURCH AND SCHOOL
    2450 SE OCEAN BLVD
    STUART,FL34996     		NONE. PUBLIC CHARITY FOOD FOR THE NEEDY 5,000
    ROONEY'S GOLF FOUNDATION INC
    1111 N CONGRESS AVE
    WEST PALM BEACH,FL33409     		NONE. PUBLIC CHARITY COMMUNITY ENHANCEMENT 267
    SALVATION ARMY OF MARTIN COUNTY THE
    PO BOX 270848
    TAMPA,FL33618     		NONE. PUBLIC CHARITY SUPPORT FOR HOMELESS AND HUNGRY 17,000
    SAVE THE CHILDREN
    52 WILTON RD
    WESTPORT,CT06880     		NONE. PUBLIC CHARITY EDUCATION AND MEDICAL SUPPORT 750
    SINSINAWA DOMINICANS
    585 COUNTY RD Z
    SINSINAWA,WI538249701     		NONE. PUBLIC CHARITY SPIRITUAL SUPPORT 1,000
    SISTERS OF THE HOLY NAMES OF JESUS AND MARY
    PO BOX 248
    JONESTOWN,MS38639     		NONE. PUBLIC CHARITY SPIRITUAL & EDUCATIONAL SUPPORT 5,000
    SKIN OF STEEL
    PO BOX 162
    GLENVIEW,IL60026     		NONE. PUBLIC CHARITY SKIN CANCER AWARENESS SUPPORT 1,000
    SPRINGBOARD FOUNDATION - THE CHICAGO COMMUNITY TRUST
    333 N MICHIGAN AVE SUITE 510
    CHICAGO,IL60601     		NONE. PUBLIC CHARITY COMMUNITY ENHANCEMENT 500
    SS FAITH HOPE & CHARITY CHURCH
    191 LINDEN ST
    WINNETKA,IL60093     		NONE. PUBLIC CHARITY SPIRITUAL & EDUCATIONAL SUPPORT 2,500
    ST CHRISTOPHER'S CHURCH
    12001 SE FEDERAL HWY
    HOBE SOUND,FL33455     		NONE. PUBLIC CHARITY SPIRITUAL SUPPORT 15,000
    ST VINCENT DEPAUL SOCIETY
    12001 SE FEDERAL HWY SUITE D
    HOBE SOUND,FL33455     		NONE. PUBLIC CHARITY SPIRITUAL SUPPORT 10,000
    TREASURE COAST FOOD BANK
    401 ANGLE ROAD
    FORT PIERCE,FL34947     		NONE. PUBLIC CHARITY FOOD FOR THE NEEDY 10,000
    TREASURE COAST HOSPICE
    1201 SE INDIAN ST
    STUART,FL349975688     		NONE. PUBLIC CHARITY MEDICAL AND FINANCIAL SUPPORT 1,000
    UNITED WAY OF MARTIN COUNTY
    10 SE CENTRAL PARKWAY 101
    STUART,FL34994     		NONE. PUBLIC CHARITY ASSISTANCE TO AREA HUMAN CARE AGENCIES 51,000
    UNIVERSITY OF CHICAGO MEDICAL CENTER
    130 E RANDOLPH STREET
    CHICAGO,IL60601     		NONE. PUBLIC CHARITY MEDICAL SUPPORT 2,000
    VISITING NURSE FOUNDATION
    2400 SE MONTEREY RD SUITE 300
    STUART,FL34996     		NONE. PUBLIC CHARITY MEDICAL SUPPORT 2,500
    WATER MISSIONS INTERNATIONAL
    PO BOX 31258
    CHARLESTON,SC29417     		NONE. PUBLIC CHARITY INTERNATIONAL HEALTH SUPPORT 4,000
    WETLANDS INITIATIVE
    53 W JACKSON BLVD
    CHICAGO,IL60604     		NONE. PUBLIC CHARITY ENVIRONMENTAL SUPPORT 1,000
    WINGS FOR KIDS INC
    476 MEETING ST SUITE E
    CHARLESTON,SC29403     		NONE. PUBLIC CHARITY DEVELOPS EMOTIONAL COMPETENCY IN CHILDREN 10,000
    WISTAR INSTITUTE THE
    3601 SPRUCE ST
    PHILADELPHIA,PA191044265     		NONE. PUBLIC CHARITY MELANOMA RESEARCH 5,000
    WOMAN'S BOARD OF NORTHWESTERN MEMORIAL HOSPITAL
    541 N FAIRBANKS COURT
    CHICAGO,IL60611     		NONE. PUBLIC CHARITY MEDICAL SUPPORT 1,000
    WOODLANDS ACADEMY OF THE SACRED HEART
    760 E WESTLEIGH RD
    LAKE FOREST,IL60045     		NONE. PUBLIC CHARITY EDUCATIONAL SUPPORT 500
    YOUTH CHORAL THEATER OF CHICAGO
    708 CHURCH ST SUITE 203
    EVANSTON,IL60201     		NONE. PUBLIC CHARITY MUSICAL SUPPORT 2,000
    Total .................................bullet 3a 486,017
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 150,233  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     14 2,589  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 239,229  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 392,051 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13392,051
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    SUSAN R AND JOHN W SULLIVAN FOUNDATION
    EIN: 22-2612047
    Name of Stock End of Year Book Value End of Year Fair Market Value
    EQUITY SECURITIES 2,027,846 2,755,635

    TY 2013 InvestmentsOtherSchedule2
    Name:
    SUSAN R AND JOHN W SULLIVAN FOUNDATION
    EIN: 22-2612047
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    APACHE PARTNERS, LLC FMV 201,973 150,000
    CELLME, LLC AT COST 313,219 313,219
    CONVERTIBLE NOTE FMV 31,859 31,859
    GOLD FMV 48,071 69,672
    HEDGE FUNDS FMV 529,743 610,926
    JAX-ISQ, LLC AT COST 100,614 100,614
    MUTUAL FUNDS FMV 1,728,481 1,834,827
    REAL ESTATE INVESTMENT TRUSTS FMV 6,302 5,385
    SAGIL LATIN AMERICAN OPPORTUNITY FUND FMV 200,000 215,968
    WH ASIA INVESTORS, LLC FMV 257,355 296,535
    ARBORETUM PARTNERS, LLC AT COST 100,480 100,480
    SEC NOTE RECEIVABLE FMV 104,044 104,044

    TY 2013 OtherExpensesSchedule
    Name:
    SUSAN R AND JOHN W SULLIVAN FOUNDATION
    EIN: 22-2612047
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DUES AND SUBSCRIPTIONS 725 363   362
    INVESTMENT MANAGEMENT FEES 52,556 52,556   0
    CERTIFICATION & TRANSFER FEES 476 476   0
    ANNUAL REPORT FEE 61 30   31
    BANK CHARGES 118 59   59
    INVESTMENT EXPENSE - SPDR GOLD 354 354   0
    OFFICE EXPENSE 300 0   300
    POSTAGE AND DELIVERY 25 12   13
    OTHER PORTFOLIO EXPENSES PASS THROUGH ENTITIES 15,975 15,975   0
    INVESTMENT INTEREST EXPENSE PASS THROUGH ENTITIES 1,127 1,127   0
    NON DEDUCTIBLE EXPENSES PASS THRU ENTITIES 2 0   0
    OTHER EXPENSES PASS THROUGH ENTITIES 3,050 3,050   0


    TY 2013 OtherIncomeSchedule2
    Name:
    SUSAN R AND JOHN W SULLIVAN FOUNDATION
    EIN: 22-2612047
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    CANDLEWOOD SPECIAL SITUATIONS FUND, L.P. -1,566 46 -1,566
    WH ASIA INVESTORS, LLC 5,625 5,625 5,625
    CANDLEWOOD SPECIAL SITUATIONS FUND, L.P. -1,728 -1,728 -1,728
    ARBORETUM PARTNERS LLC 258 258 258


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    SUSAN R AND JOHN W SULLIVAN FOUNDATION
    EIN: 22-2612047
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADMINISTRATIVE/MANAGEMENT FEES 72,000 36,000   36,000
    PROFESSIONAL FEES/MANAGEMENT FEES - PASS THUR ENTITIES 3,367 3,367   0


    TY 2013 TaxesSchedule
    Name:
    SUSAN R AND JOHN W SULLIVAN FOUNDATION
    EIN: 22-2612047
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAXES ON INVESTMENT INCOME 2,360 0   0
    FOREIGN TAX PAID ON DIVIDENDS 3,769 3,769   0
    STATE TAXES ON UBTI 900 0   0
    FOREIGN TAX PAID PASS THUR ENTITY 16 16   0