Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
THE KL FELICITAS FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)C/O FEBERT ASSOCIATES LLC 707 GRANTSTREET NO 1140Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH, PA15219
A Employer identification number

77-0539366
B Telephone number (see instructions)

(408) 316-1922
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$10,410,296J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 12,173
2 Check bullet
3 Interest on savings and temporary cash investments 16,407 16,407  
4 Dividends and interest from securities...... 125,777 125,777  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 264,579
b Gross sales price for all assets on line 6a 1,439,671
7 Capital gain net income (from Part IV, line 2)... 265,029
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 42,781 40,285  
12 Total. Add lines 1 through 11........ 461,717 447,498  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 8,631 4,315   4,316
c Other professional fees (attach schedule).... Click to see attachment 133,943 93,743   40,200
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 17,163 5,163   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 88,930 0   88,930
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 148,728 96,061   26,051
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 397,395 199,282   159,497
25 Contributions, gifts, grants paid........ 221,162 221,162
26 Total expenses and disbursements. Add lines 24 and 25 618,557 199,282   380,659
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -156,840
b Net investment income (if negative, enter -0-) 248,216
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 139,213 46,233 46,233
2 Savings and temporary cash investments..........   245,910 245,910
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet   20,078    
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet319,651
Less: allowance for doubtful accounts bullet0 507,579 319,651 274,000
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........      
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 8,888,971 Click to see attachment8,888,910 9,844,153
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 9,555,841 9,500,704 10,410,296
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment12,031 Click to see attachment21,988
23 Total liabilities (add lines 17 through 22).......... 12,031 21,988
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 9,543,810 9,478,716
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 9,543,810 9,478,716
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 9,555,841 9,500,704
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 9,543,810
2 Enter amount from Part I, line 27a..................... 2 -156,840
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 91,746
4 Add lines 1, 2, and 3.......................... 4 9,478,716
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 9,478,716
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a ISHARES BARCLAY TREAS INFLATION PROTECT TIP P   2013-03-25
b ISHARES BARCLAY TREAS INFLATION PROTECT TIP P   2013-04-15
c PIMCO ALL ASSET ALL AUTHORITY-INSTIT CL P   2013-03-25
d PIMCO LOW DURATION III INSTL P 2013-06-17 2013-08-26
e PIMCO LOW DURATION III INSTL P   2013-11-05
WALDEN SMID CAP INNOVATIONS FUND P   2013-06-21
ISHARES BARCLAY TREAS INFLATION PROTECT TIP P   2013-04-15
ISHARES BARCLAY TREAS INFLATION PROTECT TIP - CASH IN LIEU P 2011-10-28 2013-04-18
PIMCO ALL ASSET ALL AUTHORITY-INSTIT CL P   2013-03-25
FCO II HOLDINGS SERIES AE P 2008-01-01 2013-04-30
FCO II HOLDINGS SERIES AE P 2008-01-01 2013-06-01
FCO II HOLDINGS SERIES AE P 2008-01-01 2013-09-01
ALTIMA GLOBAL SPECIAL SITUATION SERIES F P 2006-01-01 2013-08-01
ALTIMA GLOBAL SPECIAL SITUATION SERIES F P 2006-01-01 2013-12-31
DE SHAW SERIES M P 2008-01-01 2013-04-30
DE SHAW SERIES M P 2008-01-01 2013-10-01
LEAF LTD SERIES X P 2007-10-01 2013-06-30
MICROVEST I LP P    
SONEN GLOBAL PUBLIC EQUITY FUND A P    
SONEN GLOBAL PUBLIC EQUITY FUND A P    
SONEN GLOBAL FIXED INCOME FUND A P    
SONEN US PUBLIC EQUITY FUND A P    
SONEN US PUBLIC EQUITY FUND A P    
SONEN US CORE FIXED INCOME FUND A P    
SONEN US CORE FIXED INCOME FUND A P    
LEGACY VENTURE III LLC P    
LEGACY VENTURE III LLC P    
OUTSOURCED ASSETS LLC P    
PERSISTENT ENERGY PARTNERS FUND I LLC P    
NON-CORE LIQUIDATION LLC P    
BEARTOOTH CAPITAL II LP P    
MICROVEST SHORT DURATION FUND LP P    
MICROVEST SHORT DURATION FUND LP P    
MICROVEST I SELF LIQUIDATING TRUST P    
MICROVEST+PLUS LP P    
MICROVEST+PLUS LP P    
MICROVEST+PLUS LP P    
MICROVEST+PLUS LP P    
BEARTOOTH CAPITAL I LP P    
LEGACY VENTURE IV LLC P    
LEGACY VENTURE IV LLC P    
LEGACY VENTURE IV LLC P    
CLEANTECH EUROPE I (B) LP P    
DWM INCOME FUNDS SA SICV SIF P    
DWM INCOME FUNDS SA SICV SIF P    
SOCIAL ALPHA INVESTMENT FUND P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 40,006   40,441 -435
b 36,599   36,619 -20
c 26,377   26,323 54
d 99,965   101,361 -1,396
e 49,124   49,221 -97
279,709   250,430 29,279
106,520   100,779 5,741
106   100 6
412,314   411,461 853
413   462 -49
383   427 -44
287   305 -18
5,120   5,010 110
7,765   14,113 -6,348
1,087   869 218
1,079   880 199
830   4,853 -4,023
311     311
20,756     20,756
76,452     76,452
    43,454 -43,454
46,760     46,760
27,820     27,820
    6 -6
1,327     1,327
775     775
38,898     38,898
    256 -256
    170 -170
    330 -330
148     148
    295 -295
47     47
4,635     4,635
    69 -69
      0
    63 -63
      0
1,253     1,253
3,749     3,749
91,913     91,913
      0
    5,421 -5,421
    258 -258
    2,054 -2,054
57,143   78,612 -21,469
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -435
b       -20
c       54
d       -1,396
e       -97
      29,279
      5,741
      6
      853
      -49
      -44
      -18
      110
      -6,348
      218
      199
      -4,023
      311
      20,756
      76,452
      -43,454
      46,760
      27,820
      -6
      1,327
      775
      38,898
      -256
      -170
      -330
      148
      -295
      47
      4,635
      -69
      0
      -63
      0
      1,253
      3,749
      91,913
      0
      -5,421
      -258
      -2,054
      -21,469
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 265,029
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 463,034 9,826,657 0.047120
2011 513,608 10,263,453 0.050042
2010 515,747 9,886,104 0.052169
2009 556,426 9,361,156 0.059440
2008 484,187 10,589,488 0.045723
2 Total of line 1, column (d) ...................... 2 0.254494
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.050899
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 10,107,760
5 Multiply line 4 by line 3....................... 5 514,475
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 2,482
7 Add lines 5 and 6......................... 7 516,957
8 Enter qualifying distributions from Part XII, line 4.............. 8 542,420
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 2,482
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 2,482
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,482
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 11,334
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 11,334
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 8,852
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet8,852 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletKLFELICITASFOUNDATION.ORG
    14
    The books are in care ofbulletFEBERT ASSOCIATES LLC Telephone no.bullet (412) 258-2258
    Located atbullet707 GRANT STREET SUITE 1140PITTSBURGHPA ZIP+4bullet15219
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16Yes  
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bulletNL
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    LISA KLEISSNER PRESIDENT
    30.00     		0 0 0
    707 GRANT STREET SUITE 1140
    PITTSBURGH,PA15219
    ALEX KLEISSNER VICE PRESIDENT
    5.00     		0 0 0
    707 GRANT STREET SUITE 1140
    PITTSBURGH,PA15219
    ANDREA KLEISSNER TREASURER
    5.00     		0 0 0
    707 GRANT STREET SUITE 1140
    PITTSBURGH,PA15219
    KARL KLEISSNER SECRETARY
    30.00     		0 0 0
    707 GRANT STREET SUITE 1140
    PITTSBURGH,PA15219
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    SONEN CAPITAL INVESTMENT ADVISORY 112,705
    50 OSGOOD PLACE
    SAN FRANCISCO,CA94133
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 TONIIC LLC PROMISSORY NOTE 70,000
    2 PBK WASTE SOLUTIONS 33,605
    All other program-related investments. See page 24 of the instructions.
    3 Click to see attachment 58,156
    Total. Add lines 1 through 3.........................bullet161,761
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    505,388
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    2,482
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,482
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    502,906
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    124,110
    5
    Add lines 3 and 4............................
    5
    627,016
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    627,016
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 627,016
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 414,619
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 542,420
    a Applied to 2012, but not more than line 2a 414,619
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 127,801
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		499,215
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    LISA KLEISSNER
    KARL KLEISSNER
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    SOCIAL IMPACT INTERNATIONAL
    PO BOX 218
    BIG SUR,CA93920     		NONE PUBLIC CHARITY GENERAL SUPPORT 60,000
    MICRO CREDIT ENTERPRISES
    5758 GEARY BLVD 261
    SAN FRANCISCO,CA94121     		NONE PUBLIC CHARITY GENERAL SUPPORT 4,540
    HUMANITIES & SCIENCE DEVELOPMENT SERVICES
    PO BOX 20466
    STANFORD,CA94309     		NONE PUBLIC CHARITY GENERAL SUPPORT 1,000
    NA LEI HULU KA WEKIU
    1527 20TH STREET
    SAN FRANCISCO,CA941072808     		NONE PUBLIC CHARITY GENERAL SUPPORT 5,000
    GRASS ROOTS BUSINESS FUND
    1710 RHODE ISLAND NW 100
    WASHINGTON,DC20036     		NONE PUBLIC CHARITY GENERAL SUPPORT 10,000
    ELECTRONIC FRONTIER FOUNDATION
    815 EDDY STREET
    SAN FRANCISCO,CA94109     		NONE PUBLIC CHARITY GENERAL SUPPORT 2,500
    PEOPLE'S GROCERY
    909 SEVENTH STREET
    OAKLAND,CA94607     		NONE PUBLIC CHARITY GENERAL SUPPORT 2,500
    THE PHILANTHROPY WORKSHOP WEST
    ONE LETTERMAN DRIVE D3100
    SAN FRANCISCO,CA94129     		NONE PUBLIC CHARITY GENERAL SUPPORT 21,500
    SANTA CLARA UNIVERSITY
    500 EL CAMINO REAL
    SANTA CLARA,CA950531400     		NONE PUBLIC CHARITY CENTER FOR SCIENCE TECHNOLOGY AND SOCIETY 25,000
    IMPACT ASSETS INC
    7315 WISCONSIN AVENUE
    BETHESDA,MD20814     		NONE PUBLIC CHARITY GENERAL SUPPORT 35,000
    TONIIC INSTITUTE
    901 MISSION STREET SUITE 205
    SAN FRANCISCO,CA94103     		NONE PUBLIC CHARITY GENERAL SUPPORT 25,000
    EMERSENSE
    BARAWITZKAGASSE 13/23
    VIENNA    
    AU     		NONE PUBLIC CHARITY GENERAL SUPPORT 20,000
    CPOA
    BO BOX 59
    BIG SUR,CA93920     		NONE PUBLIC CHARITY GENERAL SUPPORT 5,000
    KUUMBWA JAZZ
    320 CEDAR STREET
    SANTA CRUZ,CA95060     		NONE PUBLIC CHARITY GENERAL SUPPORT 1,000
    EQUAL ACCESS
    1212 MARKET STREET SUITE 200
    SAN FRANCISCO,CA94102     		NONE PUBLIC CHARITY GENERAL SUPPORT 1,000
    SEABURY HALL HIGH SCHOOL
    480 OLINDA ROAD
    MAKAWAO,HI96768     		NONE PUBLIC CHARITY GENERAL SUPPORT 500
    RAINFOREST ACTION NETWORK
    425 BUSH STREET SUITE 300
    SAN FRANCISCO,CA94108     		NONE PUBLIC CHARITY GENERAL SUPPORT 500
    FROM PASSTHROUGH ENTITY - LEGACY VENTURE III LLC
    180 LYTTON AVE
    PALO ALTO,CA94301     		NONE PUBLIC CHARITY GENERAL SUPPORT 323
    FROM PASSTHROUGH ENTITY - LEGACY VENTURE IV LLC
    180 LYTTON AVE
    PALO ALTO,CA94301     		NONE PUBLIC CHARITY GENERAL SUPPORT 699
    NATIONAL BRAIN TUMOR SOCIETY
    55 CAPEL STREET SUITE 200
    NEWTON,MA02458     		NONE PUBLIC CHARITY GENERAL SUPPORT 100
    Total .................................bullet 3a 221,162
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 16,407  
    4 Dividends and interest from securities....     14 125,777  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     14 40,285  
    8
    Gain or (loss) from sales of assets other than inventory .............     		523000 -450 18 265,029  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aSTATE TAX REFUND     01 2,496  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. -450 449,994 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13449,544
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    THE KL FELICITAS FOUNDATION
     
    Employer identification number

    77-0539366
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    THE KL FELICITAS FOUNDATION
          		Employer identification number

    77-0539366
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    KD PRIMUS TRUST  
    PO BOX 218
     
    BIG SUR, CA93920

    		$12,173


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    THE KL FELICITAS FOUNDATION
          		Employer identification number

    77-0539366
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 INTEREST IN TONIIC LLC $12,173 2013-01-01
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    THE KL FELICITAS FOUNDATION
          		Employer identification number

    77-0539366
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    THE KL FELICITAS FOUNDATION
    EIN: 77-0539366
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 8,631 4,315   4,316

    TY 2013 AllOthProgRltdInvestmentsSch
    Name:
    THE KL FELICITAS FOUNDATION
    EIN: 77-0539366
    Category Amount
    GRASSROOTS BUSINESS INVESTMENT FUND 30,000
    ADOBE SOCIAL MEZZANINE FUND - $16,363 SOCIAL IMPACT PARTNERSHIP - $11,793 28,156

    TY 2013 InvestmentsOtherSchedule2
    Name:
    THE KL FELICITAS FOUNDATION
    EIN: 77-0539366
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    FIDELITY INVESTMENTS AT COST 608,395 729,516
    SONEN GLOBAL FIXED INCOME FUND AT COST 1,224,377 1,202,372
    SONEN GLOBAL PUBLIC EQUITY FUND AT COST 1,797,572 2,056,673
    SONEN US CORE FIXED INC FUND AT COST 650,848 631,289
    SONEN US PUBLIC EQUITY FUND AT COST 879,491 1,059,240
    SERIES M DE SHAW COMPOSITE INT'L AT COST 4,756 5,643
    SERIES AE FCOI II HOLDINGS LP AT COST 9,073 8,821
    SERIES X LEAF LIMITED AT COST 25,344 4,541
    SERIES AF SANSAR CAPITAL LTD AT COST 1,574 242
    GRASS ROOTS BUSINESS INVESTMENT FUND AT COST 87,501 80,774
    IMPACT ASSETS AT COST 50,000 50,000
    SMV WHEELS PRIVATE LTD AT COST 57,500 57,500
    SOCIAL IMPACT PARTNERSHIP AT COST 34,910 42,293
    SOCIAL ALPHA INVESTMENT FUND AT COST 22,102 31,796
    TRIODOS BANK AT COST 156,864 154,326
    MICROVEST I SELF LIQUIDATING AT COST 15,169 10,534
    OUTSOURCED ASSETS LLC AT COST 15,327 14,120
    PERSISTENT ENERGY PARTNERS AT COST 5,534 5,033
    NON-CORE LIQUIDATING AT COST 6,396 6,326
    BEARTOOTH CAPITAL I LP AT COST 65,513 64,413
    BEARTOOTH CAPITAL II AT COST 55,138 54,930
    CORE INNOVATION CAP FUND AT COST 47,925 52,987
    DWM MICROFINANCE FUND AT COST 73,387 69,892
    FORESTRY & AGRICULTURAL INV FUND AT COST 94,557 100,000
    MICROVEST II LP AT COST 33,068 47,927
    MICROVEST SHORT DURATION AT COST 106,192 107,991
    MICROVEST+PLUS LP AT COST 126,375 147,014
    MINLAM MICROFINANCE OFFSHORE FUND AT COST 100,000 111,369
    PURPOSE GLOBAL AT COST 90,331 100,000
    SAIL SAFE WATER PARTNERS LP AT COST 67,133 67,651
    SOUTHERN BANKCORP AT COST 25,025 25,031
    SHOREBANK/URBAN PARTNERSHIP BANK AT COST 3,299 3,299
    LEGACY VENTURE III LLC AT COST 269,768 371,484
    LEGACY VENTURE IV LLC AT COST 679,929 955,345
    ASIA ENVIRONMENTAL PARTNERS AT COST 81,706 81,351
    AWJ GLOB SUS OFFSHORE FUND AT COST 500,000 570,436
    CLEANTECH EUROPE I (B) AT COST 78,537 29,853
    CLEANTECH EUROPE II (A) AT COST 62,629 35,635
    ECOSYSTEM INVESTMENT PARTNERS AT COST 34,094 41,462
    EKO GREEN CARBON FUND AT COST 9,696 9,737
    LYNME FOREST FUND III LP AT COST 32,166 39,724
    SUMMIT OFFSHORE WATER EQUITY FUND AT COST 144,856 124,148
    BIOLITE LLC AT COST 56,719 51,000
    LIVING FOREST ONE LP AT COST 47,172 49,632
    RSF SOCIAL INVESTMENT FUND AT COST 101,854 102,744
    ADOBE CAPITAL AT COST 15,503 0
    ACUMEN CAPITAL MARKETS I LP AT COST 100,000 111,317
    HEALTHPOINT SERVICES INVESTMENT AT COST 50,000 51,000
    MEDIA LOAN DEVELOPMENT FUND AT COST 50,000 50,750
    PBK WASTE SOLUTIONS PVT LTD AT COST 33,605 33,605
    PICO BONITO LLC AT COST 0 10,193
    ADOBE SOCIAL MEZZANINE FUND I LP AT COST 0 9,021
    TONIIC LLC AT COST 0 12,173

    TY 2013 OtherExpensesSchedule
    Name:
    THE KL FELICITAS FOUNDATION
    EIN: 77-0539366
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK WIRE & FOREIGN CURRENCY FEES 361 361   0
    LICENSES FEES & PERMITS 75 0   75
    MEMBERSHIPS DUES & SUBSCRIPTIONS 13,500 0   13,500
    MARKETING 7,219 0   7,219
    PROGRAM RELATED EXPENSES 3,000 0   3,000
    TELEPHONE 2,257 0   2,257
    SAIL SAFE WATER PARTNERS LP 514 514   0
    MICROVEST I LP 99 99   0
    SONEN GLOBAL PUBLIC EQUITY FUND 15,345 15,345   0
    SONEN US PUBLIC EQUITY FUND 5,781 5,781   0
    SONEN US CORE FIXED INCOME FUND 782 782   0
    LEGACY VENTURES III LLC 9,457 10,233   0
    OUTSOURCED ASSETS LLC 265 265   0
    PERSISTENT ENERGY PARTNERS FUND I LLC 67 67   0
    EKO GREEN CARBON FUND LP 2,326 2,326   0
    MICROVEST SHORT DURATION FUND LP 3,780 3,780   0
    MICROVEST I SELF LIQUIDATING TRUST 152 152   0
    MICROVEST+PLUS LP 24,831 16,220   0
    LEGACY VENTURE IV LLC 24,479 24,369   0
    MICROVEST II LP 1,415 1,415   0
    THE LYME FOREST FUND III TE LP 1,355 1,355   0
    ADOBE SOCIAL MEZZANINE FUND LP 3,807 0   0
    CORE INNOVATION CAPITAL I LP 2,755 2,755   0
    CLEANTECH EUROPE I (B) LP 1,763 1,763   0
    ECOSYSTEM INVESTMENT PARTNERS LP 1,088 0   0
    DWM INCOME FUND SA SICV SIF 4,975 4,975   0
    PURPOSE GLOBAL LLC 1,631 1,631   0
    TONIIC LLC 13,776 0   0
    LIVING FOREST I LP 1,873 1,873   0


    TY 2013 OtherIncomeSchedule2
    Name:
    THE KL FELICITAS FOUNDATION
    EIN: 77-0539366
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    SONEN GLOBAL FIXED INCOME FUND A 1,539 1,539 1,539
    LEGACY VENTURE III LLC 5 5 5
    NON-CORE LIQUIDATION LLC 119 119 119
    BIOLITE LLC 24,509 24,509 24,509
    BEARTOOTH CAPITAL II LP 10 10 10
    ECOSYSTEM INVESTMENT PARTNERS LP 625 625 625
    TONIIC LLC 1,672 1,672 1,672
    BEARTOOTH CAPITAL I LP 11 11 11
    SOCIAL IMPACT PARTNERSHIP LP 11,795 11,795 11,795
    STATE TAX REFUND 2,496   2,496


    TY 2013 OtherIncreasesSchedule
    Name:
    THE KL FELICITAS FOUNDATION
    EIN: 77-0539366
    Description Amount
    BOOK/TAX DIFFERENCES 91,746


    TY 2013 OtherLiabilitiesSchedule
    Name:
    THE KL FELICITAS FOUNDATION
    EIN: 77-0539366
    Description Beginning of Year - Book Value End of Year - Book Value
    PICO BONITO - NEGATIVE CAPITAL 12,031 14,404
    ADOBE SOCIAL MEZZANINE FUND - NEGATIVE CAPITAL 0 3,807
    TONIIC LLC - NEGATIVE CAPITAL 0 3,777


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    THE KL FELICITAS FOUNDATION
    EIN: 77-0539366
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CONSULTING FEES 21,000 0   21,000
    INVESTMENT FEES 112,943 93,743   19,200


    TY 2013 TaxesSchedule
    Name:
    THE KL FELICITAS FOUNDATION
    EIN: 77-0539366
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 5,153 5,153   0
    FEDERAL TAXES 11,000 0   0
    STATE TAXES 1,010 10   0