Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
A For the 2013 calendar year, or tax year beginning 01-01-2013 , 2013, and ending 12-31-2013
BCheck if applicable:
CName of organization
NONPROFIT FINANCE FUND
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
70 WEST 36TH STREET
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10018
D Employer identification number

13-3238657
E Telephone number

G Gross receipts $ 35,130,846
F Name and address of principal officer:
ANTONY BUGG-LEVINE
70 WEST 36TH STREET
NEW YORK,NY10018
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.NONPROFITFINANCEFUND.ORG
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1984
M State of legal domicile: NY
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: SUPPORTS MISSION-DRIVEN ORGANIZATIONS WITH FINANCING, ADVICE AND KNOWLEDGE.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 15
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 14
5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) ...... 5 80
6 Total number of volunteers (estimate if necessary) ............. 6 14
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 0
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 26,711,927 26,565,452
9 Program service revenue (Part VIII, line 2g) ......... 8,190,658 8,557,751
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 11,084 6,166
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 2,196 1,477
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 34,915,865 35,130,846
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 17,095,271 19,983,383
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 7,811,424 7,702,688
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet0    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 6,887,320 6,559,230
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 31,794,015 34,245,301
19 Revenue less expenses. Subtract line 18 from line 12....... 3,121,850 885,545
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 99,338,153 100,357,372
21 Total liabilities (Part X, line 26)............. 43,906,639 44,040,313
22 Net assets or fund balances. Subtract line 21 from line 20..... 55,431,514 56,317,059
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2013)
Form 990 (2013)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: NONPROFIT FINANCE FUND ("NFF") WORKS TO CREATE A MORE JUST AND VIBRANT SOCIETY BY SUPPORTING MISSION-DRIVEN ORGANIZATIONS (PRIMARILY NOT-FOR-PROFIT ORGANIZATIONS) WITH THE FINANCING, ADVICE AND KNOWLEDGE THAT HELPS THEM ACHIEVE THEIR (CONTINUED ON SCHEDULE O) OBJECTIVES. THESE ORGANIZATIONS PROVIDE CRITICAL SERVICES TO COMMUNITIES AND THEIR RESIDENTS THUS CONTRIBUTING TO HEALTHY COMMUNITIES AND IMPROVED LIVES.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 32,531,061 including grants of $ 19,983,383 ) (Revenue $ 8,557,751 )
NFF IS HEADQUARTERED IN NEW YORK CITY AND SERVES CLIENTS NATIONALLY FROM FIVE OFFICES ACROSS THE COUNTRY. NFF PROVIDES FINANCING AND OTHER CAPITAL, ADVISORY SERVICES KNOWLEDGE AND FIELD BUILDING WORK. IN 2013, NFF PROVIDED $36 MILLION IN LOANS AND $46 MILLION OF TAX CREDIT SUPPORTED FINANCING IN ADDITION TO OVER $20 MILLION OF GRANT FUNDS.IN ADDITION,WE PROVIDED INDIVIDUALIZED ADVISORY SERVICES AND WORKSHOPS AND OTHER GROUP TRAININGS TO HUNDREDS OF NONPROFITS IN ALL SECTORS THROUGHOUT THE COUNTRY. WE ALSO PROVIDED SERVICES TO FOUNDATIONS AND GOVERNMENT AGENCIES TO HELP THEM STRUCTURE AND PROVIDE GRANT AND PROGRAM RELATED INVESTMENTS TO THEIR CONSTITUENTS. (CONTINUED ON SCHEDULE O). LASTLY, WE PERFORMED RESEARCH AND ISSUED PUBLICATIONS AND ARTICLES THAT GATHERED AND DISSEMINATED INFORMATION AND DATA ABOUT THE NONPROFIT SECTOR, BEST PRACTICES AND NEW AND CREATIVE APPROACHES TO FINANCING AND IMPROVING THE FINANCIAL HEALTH OF THESE KEY ORGANIZATIONS. IN 2013, WE CONDUCTED AN ANNUAL SURVEY ABOUT THE STATE OF THE NONPROFIT SECTOR WITH MORE THAN 5,900 RESPONDENTS. WE ADVISED NONPROFITS, GOVERNMENTS AND OTHERS EXPLORING PAY FOR SUCCESS MODELS AND MAINTAINED A PAY FOR SUCCESS WEB SITE TO EDUCATE AND SHARE INFORMATION ABOUT THIS EVOLVING FINANCING TOOL. WE ARE FREQUENTLY SOUGHT OUT FOR OUR PERSPECTIVE ON THE STATE AND FINANCIAL HEALTH OF THE NONPROFIT SECTOR AND THE BEST ROLE OF GRANTS AND FINANCING TO SUPPORT THE PROVISION OF CRITICAL SERVICES TO COMMUNITIES.
4b (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
4c (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet32,531,061
Form 990 (2013)
Form 990 (2013)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment........
4
 
No
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part IIIClick to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
 
No
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
 
No
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
Yes
 
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........
14b
 
No
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions)....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2013)
Form 990 (2013)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
 
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I...................
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II....................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ..........................
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV.....................
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV...
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..
29
 
No
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M.............
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........ Click to see attachment
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2... Click to see attachment
35b
 
No
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
50
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
 
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
80
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
 
No
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
Form 990 (2013)
Form 990 (2013)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
15
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
14
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
CA , IL , MI , NJ , NY , PA , MA
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletCRAIG REIGEL CFO70 WEST 36TH STREETNEW YORKNY10018 (212) 457-4743
Form 990 (2013)
Form 990 (2013)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) ELISABETH C SULLIVAN........................................................................
BOARD CHAIR
 5.00
.......................   		X   X       0 0 0
(2) DAVID VOLLMAYER........................................................................
TREASURER
 2.00
.......................   		X   X       0 0 0
(3) JAMES BILDNER........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(4) MARIA BLAIR........................................................................
VICE-CHAIR
 2.00
.......................   		X   X       0 0 0
(5) ANDREW B COHN........................................................................
SECRETARY
 2.00
.......................2.00 		X   X       0 0 0
(6) AUDREY CHOI........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(7) TESSIE GUILLERMO........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(8) LISA HALL........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(9) KIMBERLY JOHNSON........................................................................
DIRECTOR
 2.00
.......................2.00 		X           0 0 0
(10) ROBERT S ROBBIN ESQ........................................................................
DIRECTOR
 2.00
.......................2.50 		X           0 0 0
(11) RUTH SALZMAN........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(12) JANET THOMPSON........................................................................
DIRECTOR
 2.00
.......................2.50 		X           0 0 0
(13) ANTONY BUGG-LEVINE........................................................................
PRESIDENT/CEO
 50.00
.......................2.00 		X   X       323,760 0 26,662
(14) STEPHEN DEBERRY........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(15) HENRY RAMOS........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(16) ELIZABETH ORTIZ........................................................................
ASST TREASURER/COO UNTIL 5/15/13
 50.00
.......................2.00 		    X       103,604 0 6,247
(17) CRAIG REIGEL........................................................................
MANAGING DTR, THEN CFO AS OF OCTOBER 2013
 50.00
.......................2.00 		    X       187,861 0 23,959
Form 990 (2013)
Form 990 (2013)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) NORAH MCVEIGH........................................................................
MANAGING DTR. FINANCIAL SVCS.
 50.00
.......................2.50 		      X     216,550 0 36,153
(19) LEON WILSON........................................................................
EXECUTIVE VICE-PRESIDENT
 50.00
.......................   		      X     153,927 0 5,148
(20) KRISTIN GIANTRIS........................................................................
MANAGING DIRECTOR
 50.00
.......................   		      X     216,179 0 18,274
(21) STEVEN HOLLINGSWORTH........................................................................
VP FINANCE/ADMINISTRATION
 50.00
.......................   		        X   161,341 0 27,129
(22) DAVID GRECO........................................................................
VP WESTERN REGION
 50.00
.......................   		        X   166,699 0 3,739
(23) ANNE DYJAK........................................................................
VP & CHIEF INVESTMENT OFFI
 50.00
.......................   		        X   159,825 0 27,090
(24) REBECCA THOMAS........................................................................
VP STRATEGY & INNOVATION
 50.00
.......................   		        X   133,709 0 22,380
(25) JENNIFER TALANSKY........................................................................
VICE PRESIDENT
 50.00
.......................   		        X   152,460 0 31,460










1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 1,975,915 0 228,241
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet11
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
COLETTA & COMPANY INC41 UNION AVENUEMEMPHISTN38103 ARTS SECTOR CONSULTANT 1,379,769
COHN REZNICK LLP100 CONGRESS AVENUE STE 480AUSTINTX78701 ACCOUNTING & TAX SVC 191,400
KROSSNET CONSULTING INC40 DUCHESS CTFREEHOLDNJ07728 COMPUTER CONSULTANT 153,321
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet3
Form 990 (2013)
Form 990 (2013)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c  
d Related organizations...1d  
e Government grants (contributions)1e 1,527,622
f All other contributions, gifts, grants, and
similar amounts not included above1f 		25,037,830
g Noncash contributions included in lines
1a-1f:$ 		 
h Total. Add lines 1a-1f.......MediumBullet 26,565,452
Program Service RevenueAmt Business Code
2a INTEREST ON LOANS 900099 3,287,628 3,287,628    
b LOAN AND FINAN. FEES 900099 3,193,825 3,193,825    
c PRGM & CONTRACT FEES 900099 2,076,298 2,076,298    
d
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 8,557,751
OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 6,166     6,166
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties...........MediumBullet        
(i) Real (ii) Personal
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss)    
d Net rental income or (loss).......MediumBullet        
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory    
b Less: cost or other basis and sales expenses    
c Gain or (loss)    
d Net gain or (loss)..........MediumBullet        
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ..
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a            
b            
c            
d All other revenue .... 1,477     1,477
e Total. Add lines 11a–11d ...... MediumBullet 1,477
12 Total revenue. See Instructions......MediumBullet 35,130,846 8,557,751 0 7,643
Form 990 (2013)
Form 990 (2013)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 19,983,383 19,983,383
2 Grants and other assistance to individuals in the United States. See Part IV, line 22    
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16    
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 1,318,324 1,140,877 177,447  
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages 5,047,105 4,367,765 679,340  
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 259,017 224,153 34,864  
9 Other employee benefits ....... 636,574 550,892 85,682  
10 Payroll taxes ........... 441,668 382,219 59,449  
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 182,276 157,742 24,534  
c Accounting ........... 74,000 64,040 9,960  
d Lobbying ...........        
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ......        
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 2,558,472 2,214,102 344,370  
12 Advertising and promotion .... 2,280 1,973 307  
13 Office expenses ....... 321,123 277,898 43,225  
14 Information technology ...... 253,262 219,173 34,089  
15 Royalties ..        
16 Occupancy ........... 852,962 738,153 114,809  
17 Travel ............ 498,561 431,455 67,106  
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings .... 58,160 50,332 7,828  
20 Interest ........... 910,624 910,624    
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 33,547 29,032 4,515  
23 Insurance ..............        
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a PROVISION FOR LOAN LOSS 615,477 615,477    
b BAD DEBT EXPENSE 122,214 105,764 16,450  
c MAINTENANCE & REPAIRS 39,535 34,214 5,321  
d DUES & MEMBERSHIPS 17,862 15,458 2,404  
e All other expenses 18,875 16,335 2,540  
25 Total functional expenses. Add lines 1 through 24e 34,245,301 32,531,061 1,714,240 0
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2013)
Form 990 (2013)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ............. 7,557 1 13,528,240
2 Savings and temporary cash investments ......... 29,337,818 2 5,708,673
3 Pledges and grants receivable, net ........... 13,981,430 3 16,839,557
4 Accounts receivable, net ............. 2,287,931 4 4,339,034
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
  6  
7 Notes and loans receivable, net .............   7  
8 Inventories for sale or use ..............   8  
9 Prepaid expenses and deferred charges .......... 142,083 9 144,545
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 1,618,077
b Less: accumulated depreciation ..... 10b 1,572,828 63,790 10c 45,249
11 Investments—publicly traded securities ..........   11  
12 Investments—other securities. See Part IV, line 11 ..... 257,357 12 261,357
13 Investments—program-related. See Part IV, line 11 ..... 52,131,842 13 59,347,848
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 1,128,345 15 142,869
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 99,338,153 16 100,357,372
Liabilities 17 Accounts payable and accrued expenses ......... 1,053,937 17 737,412
18 Grants payable ................. 53,568 18 53,568
19 Deferred revenue ................ 417,578 19 53,969
20 Tax-exempt bond liabilities .............   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 60,169 21 66,246
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties .. 42,321,387 23 42,639,245
24 Unsecured notes and loans payable to unrelated third parties ....   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 0 25 489,873
26 Total liabilities. Add lines 17 through 25......... 43,906,639 26 44,040,313
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 5,848,846 27 7,779,580
28 Temporarily restricted net assets ........... 49,582,668 28 48,537,479
29 Permanently restricted net assets ...........   29  
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 55,431,514 33 56,317,059
34 Total liabilities and net assets/fund balances ........ 99,338,153 34 100,357,372
Form 990 (2013)
Form 990 (2013)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
35,130,846
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
34,245,301
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
885,545
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
55,431,514
5
Net unrealized gains (losses) on investments ...............
5
 
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
0
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
56,317,059
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
NONPROFIT FINANCE FUND
 
Employer identification number

13-3238657
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 14,566,774 18,135,734 32,207,197 26,711,927 26,565,452 118,187,084
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 14,566,774 18,135,734 32,207,197 26,711,927 26,565,452 118,187,084
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 51,365,097
6 Public support. Subtract line 5 from line 4. 66,821,987
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
7 Amounts from line 4.. 14,566,774 18,135,734 32,207,197 26,711,927 26,565,452 118,187,084
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 32,298 21,190 14,232 9,584 6,166 83,470
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..   709 13,942 2,196 1,477 18,324
11 Total support (Add lines 7 through 10). 118,288,878
12
12
37,868,252
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here.................................................right arrow
Section C. Computation of Public Support Percentage
14
14
56.490 %
15
15
58.360 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Name of the organization
NONPROFIT FINANCE FUND
 
Employer identification number

13-3238657
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 2
Name of organization
NONPROFIT FINANCE FUND
  		Employer identification number

13-3238657
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

   
RESTRICTED
RESTRICTED
RESTRICTED, RESTRICTEDRESTRICTED

$RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 3
Name of organization
NONPROFIT FINANCE FUND
  		Employer identification number

13-3238657
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 4
Name of organization
NONPROFIT FINANCE FUND
  		Employer identification number

13-3238657
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.SchCMd Bullet Information about Schedule C (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
If the organization answered "Yes" to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
NONPROFIT FINANCE FUND
 
Employer identification number

13-3238657
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2013

Schedule C (Form 990 or 990-EZ) 2013
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) Total
2a Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000   3,000,000
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		4,500,000
c Total lobbying expenditures 9,591 14,309 23,771   47,671
d Grassroots nontaxable amount 250,000 250,000 250,000   750,000
e Grassroots ceiling amount
(150% of line 2d, column (e))		 1,125,000
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2013


Schedule C (Form 990 or 990-EZ) 2013
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
 
 
c
Media advertisements? ....................................
 
 
 
d
Mailings to members, legislators, or the public? .........................
 
 
 
e
Publications, or published or broadcast statements? .......................
 
 
 
f
Grants to other organizations for lobbying purposes? .......................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
 
 
i
Other activities? ..........................
 
 
 
j
Total. Add lines 1c through 1i ...............................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2013

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions. SchDMd Bullet Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
NONPROFIT FINANCE FUND
 
Employer identification number

13-3238657
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance ....          
b Contributions ........          
c Net investment earnings, gains, and losses          
d Grants or scholarships .....          
e Other expenditures for facilities
and programs ........ 		         
f Administrative expenses ....          
g End of year balance ......          
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet  
c
Temporarily restricted endowment SchDMd Bullet  
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
 
(ii) related organizations ........................
3a(ii)
 
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................      
b Buildings ................        
c Leasehold improvements ............   373,735 370,576 3,159
d Equipment ................   822,284 782,350 39,934
e Other .................   422,058 419,902 2,156
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 45,249
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet  
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) LOANS RECEIVABLE 59,347,848 C








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet 59,347,848
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
DUE TO AFFILIATES 489,873








Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 489,873
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 34,222,692
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d 2,470
e Add lines 2a through 2d ..................... 2e 2,470
3 Subtract line 2e from line 1..................... 3 34,220,222
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b 910,624
c Add lines 4a and 4b....................... 4c 910,624
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 35,130,846
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 33,750,221
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 415,544
e Add lines 2a through 2d...................... 2e 415,544
3 Subtract line 2e from line 1..................... 3 33,334,677
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b 910,624
c Add lines 4a and 4b....................... 4c 910,624
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 34,245,301
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART IV, LINE 2B: NONPROFIT FINANCE FUND HELD A CUSTODIAL BANK ACCOUNT FOR A NEW MARKET TAX CREDIT OF WHICH NONPROFIT FINANCE FUND IS A MINIMAL PARTNER OF .01% AND THE FUNDS ARE USED AS OBLIGATION PAYMENTS AS AUTHORIZED BY THE PARTNERSHIP.
PART X, LINE 2: THE FUND'S ACCOUNTING POLICY IS TO DISCLOSE LIABILITIES FOR UNCERTAIN TAX POSITIONS WHEN A LIABILITY IS PROBABLE AND ESTIMABLE. MANAGEMENT IS NOT AWARE OF ANY VIOLATION OF ITS TAX STATUS AS AN ORGANIZATION EXEMPT FROM INCOME TAXES, NOR OF ANY EXPOSURE TO UNRELATED BUSINESS INCOME TAX. THE FUND IS NO LONGER SUBJECT TO AUDITS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO 2010.
PART XI, LINE 2D - OTHER ADJUSTMENTS: RELATED PARTY REVENUE: 2,470.
PART XI, LINE 4B - OTHER ADJUSTMENTS: INTEREST EXPENSE NETTED AGAINST INTEREST INCOME 910,624.
PART XII, LINE 2D - OTHER ADJUSTMENTS: RELATED PARTY EXPENSES: 415,544.
PART XII, LINE 4B - OTHER ADJUSTMENTS: INTEREST EXPENSE NETTED AGAINST INTEREST INCOME 910,624.
Schedule D (Form 990) 2013

Additional Data


Software ID:  
Software Version:  




Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
NONPROFIT FINANCE FUND
 
Employer identification number
13-3238657
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) AMERICAN INSTITUTE OF GRAPHIC ARTS
164 5TH AVENUE
NEW YORK,NY10010 		13-3394302 501 (C) (3) 200,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(2) AMERICAN SIGN MUSEUM
1330 MONMOUTH STREET
CINCINNATI,OH45225 		31-1642445 501 (C) (3) 200,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(3) ANCHORAGE PARK FOUNDATION
3201 C ST SUITE 110
ANCHORAGE,AK99503 		41-2205907 501 (C) (3) 200,635       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(4) BALTIMORE OFFICE OF PROMOTION & THE ARTS (BOPA)
10 E BALTIMORE STREET 10TH FLOOR
BALTIMORE,MD21202 		90-0091850 501 (C) (3) 200,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(5) BEDLAM THEATRE
2637 27TH AVENUE
MINNEAPOLIS,MN55406 		41-1781486 501 (C) (3) 350,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(6) BEMIS CENTER FOR CONTEMPORARY ARTS
724 SOUTH 12TH STREET
OMAHA,NE68102 		47-0653927 501 (C) (3) 175,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(7) BINGHAMPTON DEVELOPMENT CORP
PO BOX 111447
MEMPHIS,TN38111 		20-0062075 501 (C) (3) 350,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(8) BOSTON CHILDREN'S MUSEUM
308 CONGRESS STREET
BOSTON,MA01223 		04-2103993 501 (C) (3) 75,000       BUILDING RESERVES INITIATIVE
(9) BREADBOARDUNIVERSITY CITY SCIENCE CENTER
3711 MARKET STREET SUITE 800
PHILADELPHIA,PA19104 		23-1645908 501 (C) (3) 150,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(10) BROOKLYN ARTS COUNCIL
55 WASHINGTON ST SUITE 218
BROOKLYN,NY11201 		23-7072915 501 (C) (3) 33,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(11) BUNNELL STREET ARTS CENTER
106 W BUNNELL AVENUE
HOMER,AK99603 		94-3220880 501 (C) (3) 150,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(12) CAMBODIAN ASSOCIATION OF GREATER PHILADELPHIA
5412 N 5TH ST
PHILADELPHIA,PA19120 		23-2169935 501 (C) (3) 30,000       CAPITAL IMPROVEMENTS AT CHILD CARE CENTERS
(13) CAPITOL HILL HOUSING FOUNDATION
1402 THIRD AVE SUITE 200
SEATTLE,WA98101 		27-1682190 501 (C) (3) 150,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(14) CHATHAM COUNTY ECONOMIC DEVELOPMENT CORPORATION
PO BOX 1627 964 EAST STREET
PITTSBORO,NC27312 		56-2048401 501 (C) (3) 242,500       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(15) CHILD GUIDANCE RESOURCE CENTER
2000 OLD WEST CHESTER PIKE
HAVERTOWN,PA19083 		23-1490061 501 (C) (3) 24,400       CAPITAL IMPROVEMENTS AT CHILD CARE CENTERS
(16) CHILDREN MUSEUM OF HOUSTON
1500 BINZ
HOUSTON,TX77004 		74-2178563 501 (C) (3) 53,600       BUILDING RESERVES INITIATIVE
(17) CHILDREN'S VILLAGE CHILD CARE CENTER INC
125 NORTH 8TH STREET
PHILADELPHIA,PA19106 		23-2223552 501 (C) (3) 75,000       CAPITAL IMPROVEMENTS AT CHILD CARE CENTERS
(18) CHILDSPACE TOO DAYCARE CENTER
5517 GREEN STREET
PHILADELPHIA,PA19144 		23-2529443 N/A 66,000       CAPITAL IMPROVEMENTS AT CHILD CARE CENTERS
(19) CITI PERFORMING ARTS CENTER
270 TREMONT STREET
BOSTON,MA01223 		51-0197209 501 (C) (3) 151,368       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(20) CITY OF ASYLUM PITTSBURGH
330 SAMPSONIA WAY
PITTSBURGH,PA15212 		20-2810099 501 (C) (3) 300,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(21) CITY OF LOS ANGELES DEPARTMENT OF CULTURAL AFFAIRS
201 NORTH FIGUEROA STREET - SUITE
1400
LOS ANGELES,CA90021 		95-6000735 501 (C) (3) 235,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(22) CITY OF SPRINGFIELD MISSOURI
1010 W CHESTNUT STREET
SPRINGFIELD,MO65802 		44-6000268 CITY OF SPRINGFIELD 200,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(23) COMMUNITY CONCERN 13
2721 CECIL B MOORE AVE
PHILADELPHIA,PA19121 		23-1867692 501 (C) (3) 75,000       CAPITAL IMPROVEMENTS AT CHILD CARE CENTERS
(24) COMMUNITY FOUNDATION OF GREATER CHATTANOOGA
1270 MARKET STREET
CHATTANOOGA,TN37402 		62-6045999 501 (C) (3) 150,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(25) COMMUNITY FOUNDATION OF NORTHERN COLORADO
4745 WHEATON DRIVE SUITE 100
FORT COLLINS,CO80525 		84-0699243 501 (C) (3) 200,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(26) COMMUNITY LIFT-JAN 2013 TOTAL
301 WASHINGTON AVE SUITE 301
MEMPHIS,TN38103 		27-3941355 501 (C) (3) 339,098       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(27) COMMUNITY YMCA OF EASTERN DELWARE COUNTY
2110 GARRETT ROAD
LANSDOWNE,PA19050 		23-1614045 501 (C) (3) 60,200       CAPITAL IMPROVEMENTS AT CHILD CARE CENTERS
(28) CREATIVE TIME
59 E 4TH STREET 6TH FLOOR
NEW YORK,NY10003 		13-2835847 501 (C) (3) 275,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(29) DELAWARE RIVER WATERFRONT CORPORATION (DRWC)
121 N COLUMBUS BLVD
PHILADELPHIA,PA19106 		23-1734559 501 (C) (3) 310,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(30) DELL'ARTE
PO BOX 816
BLUE LAKE,CA95525 		94-2207895 501 (C) (3) 350,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(31) DENVER THEATRE DISTRICT
511 16TH STREET SUITE 200
DENVER,CO80218 		30-0441952 501 (C) (3) 200,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(32) DETROIT ECONOMIC GROWTH ASSOCIATION(DEGA)
500 GRISWOLD SUITE 2200
DETROIT,MI48226 		38-2433720 501 (C) (3) 200,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(33) DISTRICT OF COLUMBIA OFFICE OF PLANNING
1100 4TH STREET SW SUITE E650
WASHINGTON,DC20024 		DISTRICT OF COLUMBIA 300,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(34) ESPERANZA COMMUNITY HOUSING CORPORATION
3655 SOUTH GRAND AVE - SUITE 250
LOS ANGELES,LA90007 		95-4230345 501 (C) (3) 145,450       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(35) FLINT INSTITUTE OF ART
1120 EAST KEARSLEY STREET
FLINT,MI48503 		38-1539984 501 (C) (3) 125,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(36) FRANKLINTON DEVELOPMENT ASSOCIATION
480 W TOWN STREET
COLUMBUS,OH43215 		31-1380384 501 (C) (3) 350,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(37) FRENCH INTERNATIONAL SCHOOL OF PHILADELPHIA
150 NORTH HIGHLAND AVE
BALA CYNWYD,PA19004 		23-2633105 501 (C) (3) 75,000       CAPITAL IMPROVEMENTS AT CHILD CARE CENTERS
(38) GOVERNORS ISLAND CORPORATION DBA THE TRUST FOR GOVERNORS
10 SOUTH STREET
NEW YORK,NY10004 		27-2683349 501 (C) (3) 200,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(39) GREATER MILWAUKEE COMMITTEE
301 W WISCONSIN AVE SUITE 300
MILWAUKEE,WI53203 		39-0749512 501 (C) (3) 350,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(40) HARRISON CENTER FOR THE ARTS
1505 N DELAWARE ST
INDIANAPOLIS,IN46202 		01-0798626 501 (C) (3) 100,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(41) INTERNATIONAL SONORAN DESERT ALLIANCE (ISDA)
401 W ESPERANZA AVE PO BOX 687
AJO,AZ85321 		86-0778917 501 (C) (3) 536,740       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(42) JACOB'S PILLOW DANCE FESTIVAL
358 GEORGE CARTER ROAD
BECKET,MA01223 		04-6002993 501 (C) (3) 79,500       IMPLEMENTATION GRANT
(43) JOE'S MOVEMENT EMPORIUM
3309 BUNKER HILL ROAD
MOUNT RAINIER,MD20712 		52-1804860 501 (C) (3) 240,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(44) KAUFMAN CENTER
129 WEST 67TH STREET
NEW YORK,NY10023 		13-1991118 501 (C) (3) 28,600       BUILDING RESERVES INITIATIVE
(45) KENCREST SERVICES-
3132 MIDVALE AVENUE
PHILADELPHIA,PA19129 		25-1439925 501 (C) (3) 63,079       CAPITAL IMPROVEMENTS AT CHILD CARE CENTERS
(46) KOHL CHILDREN'S MUSEUM
2100 PATRIOT BLVD
GLENVIEW,IL60026 		36-3706878 501 (C) (3) 63,048       BUILDING RESERVES INITIATIVE
(47) KOREAN COMMUNITY DEVELOPMENT SERVICES CTR
6055 NORTH 5TH STREET
PHILADELPHIA,PA19120 		23-2303766 501 (C) (3) 45,000       CAPITAL IMPROVEMENTS AT CHILD CARE CENTERS
(48) LANESBORO ARTS CENTER
PO BOX 152
LANESBORO,MN55949 		41-1731338 501 (C) (3) 313,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(49) LEXARTS-
161 N MILL STREET
LEXINGTON,KY40505 		61-1163184 501 (C) (3) 425,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(50) LINCOLN PARK COAST CULTURAL DISTRICT
450 WASHINGTON STREET
NEWARK,NJ07102 		22-3729215 501 (C) (3) 240,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(51) LIVING ARTS TRUST INC
2401 SWANSON AVENUE
MIAMI,FL33133 		44-2277899 501 (C) (3) 100,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(52) MACLAMOVIMIENTO DE ARTE Y CULTURA LATINO AMERICANA
510 SOUTH FIRST STREET
SAN JOSE,CA95113 		77-0251774 501 (C) (3) 750,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(53) MACPHAIL CENTER OF MUSIC
501 SOUTH 2ND STREET
MINNEAPOLIS,MN55401 		41-1729340 501 (C) (3) 55,250       BUILDING RESERVES INITIATIVE
(54) MADISON CHILDREN'S MUSEUM
100 N HAMILTON STREET
MADISON,WI53703 		39-1383497 501 (C) (3) 26,753       BUILDING RESERVES INITIATIVE
(55) MAKAH TRIBE
PO BOX 115
NEAH BAY,WA98357 		91-0492517 N/A 500,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(56) MCCOLL CENTER FOR VISUAL ART
721 N TRYON STREET
CHARLOTTE,NC28202 		51-0195015 501 (C) (3) 400,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(57) MERIT SCHOOL OF MUSIC
38 SOUTH PEORIA STREET
CHICAGO,IL60607 		36-3028768 501 (C) (3) 36,000       BUILDING RESERVES INITIATIVE
(58) MESA ARTS CENTER CITY OF MESA
ONE EAST MAIN STREET PO BOX 1466
MESA,AZ85201 		91-0492517 501 (C) (3) 300,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(59) METHODIST SERVICES FOR CHILDREN AND FAMILIES
4300 MONUMENT ROAD
PHILADELPHIA,PA19131 		23-2761039 501 (C) (3) 74,200       CAPITAL IMPROVEMENTS AT CHILD CARE CENTERS
(60) MIAMI LIGHT PROJECT
PO BOX 1048
MIAMI,FL33137 		65-0107810 501 (C) (3) 192,500       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(61) MODESTO ART MUSEUM
404 PATRICK LANE
MODESTO,CA95350 		20-2863840 501 (C) (3) 101,600       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(62) MUSIC CONSERVATORY OF WESTCHESTER
216 CENTRAL AVENUE
WHITE PLAINS,NY10606 		13-6007082 501 (C) (3) 12,600       BUILDING RESERVES INITIATIVE
(63) MUSIC INSTITUTE OF CHICAGO
507 GREEN BAY ROAD
WILMETTE,IL60091 		36-2374224 501 (C) (3) 19,000       BUILDING RESERVES INITIATIVE
(64) NATIVE AMERICAN COMMUNITY DEVELOPMENT INSTITUTE
1414 E FRANKLIN AVE
MINNEAPOLIS,MN55404 		41-2117257 501 (C) (3) 217,500       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(65) NEIGHBORHOOD MUSIC SCHOOL
100 AUDUBON STREET
NEW HAVEN,CT06510 		06-0662152 501 (C) (3) 19,200       BUILDING RESERVES INITIATIVE
(66) NORTH LIGHT COMMUNITY CENTER
175 GREEN LANE
PHILADELPHIA,PA19127 		23-1365378 501 (C) (3) 75,000       CAPITAL IMPROVEMENTS AT CHILD CARE CENTERS
(67) NORTHEAST SHORES DEVELOPMENT CORPORATION
317 EAST 156TH STREET
CLEVELAND,OH44110 		34-1361219 501 (C) (3) 250,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(68) PERFORMING ARTS CENTER TRUST INC
1300 BISCAYNE BULEVARD
MIAMI,FL33132 		65-0353695 501 (C) (3) 250,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(69) PERSEVERANCE THEATRE INC
914 THIRD STREET
DOUGLAS,AK99824 		92-0071124 501 (C) (3) 250,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(70) PHILADELPHIA LIVE ARTS FESTIVAL & PHILLY FRINGE
PO BOX 30393
PHILADELPHIA,PA19103 		23-2936188 501 (C) (3) 400,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(71) PLAINS ART MUSEUM-
704 FIRST AVE N
FARGO,ND58102 		41-1260780 501 (C) (3) 260,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(72) PROVIDENCE CHILDREN'S MUSEUM
100 SOUTH STREET
PROVIDENCE,RI02903 		05-0370944 501 (C) (3) 19,820       BUILDING RESERVES INITIATIVE
(73) QUODDY TIDES FOUNDATION DBA TIDES INSTITUTE & MUSEUM OF AR
43 WATER STREET
EASTPORT,ME04631 		01-6046843 501 (C) (3) 125,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(74) RAINEY
1705 EAST 55TH
CLEVELAND,OH44103 		34-6555952 501 (C) (3) 23,575       BUILDING RESERVES INITIATIVE
(75) REBUILD FOUNDATION
6918 SOUTH DORCHESTER AVENUE
CHICAGO,IL60637 		27-1308845 501 (C) (3) 250,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(76) REDCAT CALARTS
631 W 2ND STREET
LOS ANGELES,CA90012 		95-6102146 N/A 244,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(77) REDMOON THEATER-
2120 S JEFFERSON STREET
CHICAGO,IL60616 		36-3728150 501 (C) (3) 250,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(78) SEALASKA HERITAGE INSTITUTE
ONE SEALASKA PLAZA SUITE 301
JUNEAU,AK99801 		92-0081844 501 (C) (3) 475,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(79) SHREVEPORT REGIONAL ARTS COUNCIL
400 CLYDE FANT PARKWAY
SHREVEPORT,LA71101 		72-0805661 501 (C) (3) 240,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(80) SITI COMPANY
520 8TH AVENUE SUITE 310
NEW YORK,NY10018 		13-3730731 501 (C) (3) 600,000       IMPLEMENTATION GRANT
(81) SOUTHERN CALIFORNIA INSTITUTE OF ARCHITECTURE
960 E 3RD STREET
LOS ANGELES,CA90013 		95-2789388 501 (C) (3) 200,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(82) SPRINGBOARD FOR THE ARTS
308 PRINCE STREET SUITE 270
ST PAUL,MN55101 		41-1690483 501 (C) (3) 350,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(83) ST CLAIR SUPERIOR DEVELOPMENT CORPORATION
4205 ST CLAIR AVENUE
CLEVELAND,OH44103 		34-1238020 501 (C) (3) 375,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(84) STATE OF CONNECTICUT DEPARTMENT OF ECONOMIC AND COMMUNITY
1 CONSTITUTION PLAZA
HARTFORD,CT06103 		30-0566789 STATE OF CONNECTICUT 500,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(85) STREB INC
51 NORTH 1ST STREET
BROOKLYN,NY11211 		13-3268549 501 (C) (3) 200,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(86) THE CARE CENTER FOUNDATION
127-129 MATLOCK STREET
WEST CHESTER,PA19382 		23-2198117 501 (C) (3) 75,000       CAPITAL IMPROVEMENTS AT CHILD CARE CENTERS
(87) THE CHILDREN'S MUSEUM OF NEW HAMPSHIRE
6 WASHINGTON STREET
DOVER,NH03820 		02-0363746 501 (C) (3) 9,940       BUILDING RESERVES INITIATIVE
(88) THE CORPORATION OF MERCER UNIVERSITY
1400 COLEMAN AVENUE
MACON,GA31207 		58-0566167 501 (C) (3) 425,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(89) THE GOOD WORK NETWOR-
2028 OC HALEY BLVD
NEW ORLEANS,LA70113 		72-1499442 501 (C) (3) 137,500       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(90) THE MAGIC HOUSE
516 S KIRKWOOD ROAD
SAINT LOUIS,MO63122 		51-0138441 501 (C) (3) 32,000       BUILDING RESERVES INITIATIVE
(91) THE MAYOR'S FUND FOR PHILADELPHIA
ROOM 708 CITY HALL
PHILADELPHIA,PA19102 		23-2174863 501 (C) (3) 159,927       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(92) TIMES SQUARE ALLIANCE
1506 BROADWAY SUITE 805
NEW YORK,NY10036 		13-3627527 501 (C) (3) 250,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(93) TOWN OF PRATTSVILLE ART CENTER AND RESIDENCY
114 MATTICE ROAD
PRATTSVILLE,NY10012 		14-6002784 TOWN OF PRATTSVILLE 200,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(94) TRAVELERS AID SOCIETY OF PHILADELPHIA
111 N 49TH STREET
PHILADELPHIA,PA19139 		23-1161210 501 (C) (3) 75,000       CAPITAL IMPROVEMENTS AT CHILD CARE CENTERS
(95) UNIONTOWN COMMUNITY DEVELOPMENT ASSOCIATION
PO BOX 122
UNIONTOWN,WA99179 		36-4453016 501 (C) (3) 362,300       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(96) UNIVERSITY CITY DISTRICT
3940 CHESTNUT STREET
PHILADELPHIA,PA19104 		23-2913784 501 (C) (3) 187,500       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(97) WATERFIRE PROVIDENCE-
101 REGENT AVE 12
PROVIDENCE,RI02908 		22-2951612 501 (C) (3) 227,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
(98) WONDERBOUND - BALLET NOUVEAU COLORADO
3001 INDUSTRIAL LANE 12
BROOMFIELD,CO80020 		84-1223229 501 (C) (3) 250,000       BUILDING SUSTAINABLE COMMUNITY ART ORGANIZATIONS
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
95
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
3
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2013

Schedule I (Form 990) 2013
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance












Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
PART I, LINE 2: NONPROFIT FINANCE FUND (NFF) MAKES GRANTS TO OTHER NONPROFIT ORGANIZATIONS AS PART OF A VARIETY OF FUNDER-SPECIFIC INITIATIVES AND IN A MANNER THAT ALIGNS WITH NFF'S MISSION. GRANTS ARE REVIEWED AND APPROVED BASED UPON THE CRITERIA ESTABLISHED BY THE FUNDER AND THE GRANTEES' CAPACITY TO SERVE THEIR COMMUNITIES AND TO FURTHER THEIR CHARITABLE MISSION. GRANTS ARE ONLY DISBURSED AFTER RECEIVING WRITTEN AND SIGNED ACKNOWLEDGEMENT BY THE GRANTEE OF THE RESTRICTIONS ON THE GRANT.
Schedule I (Form 990) 2013


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
NONPROFIT FINANCE FUND
 
Employer identification number

13-3238657
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
 
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)ANTONY BUGG-LEVINEPRESIDENT/CEO (i)
(ii)		 293,760
0 		30,000
0 		0
0 		14,946
0 		11,716
0 		350,422
0 		0
0
(2)CRAIG REIGELMANAGING DTR, THEN CFO AS OF OCTOBER (i)
(ii)		 187,861
0 		0
0 		0
0 		17,070
0 		6,889
0 		211,820
0 		0
0
(3)NORAH MCVEIGHMANAGING DTR. FINANCIAL SVCS. (i)
(ii)		 196,550
0 		20,000
0 		0
0 		17,939
0 		18,214
0 		252,703
0 		0
0
(4)LEON WILSONEXECUTIVE VICE-PRESIDENT (i)
(ii)		 153,927
0 		0
0 		0
0 		3,555
0 		1,593
0 		159,075
0 		0
0
(5)KRISTIN GIANTRISMANAGING DIRECTOR (i)
(ii)		 189,179
0 		27,000
0 		0
0 		12,239
0 		6,035
0 		234,453
0 		0
0
(6)STEVEN HOLLINGSWORTHVP FINANCE/ADMINISTRATION (i)
(ii)		 159,841
0 		1,500
0 		0
0 		22,999
0 		4,130
0 		188,470
0 		0
0
(7)DAVID GRECOVP WESTERN REGION (i)
(ii)		 166,699
0 		0
0 		0
0 		3,037
0 		702
0 		170,438
0 		0
0
(8)ANNE DYJAKVP & CHIEF INVESTMENT OFFI (i)
(ii)		 149,825
0 		10,000
0 		0
0 		19,277
0 		7,813
0 		186,915
0 		0
0
(9)REBECCA THOMASVP STRATEGY & INNOVATION (i)
(ii)		 132,209
0 		1,500
0 		0
0 		16,143
0 		6,237
0 		156,089
0 		0
0
(10)JENNIFER TALANSKYVICE PRESIDENT (i)
(ii)		 152,460
0 		0
0 		0
0 		17,761
0 		13,699
0 		183,920
0 		0
0
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 4A MR. LEON WILSON, EXECUTIVE VICE-PRESIDENT, RECEIVED SEVERANCE PAYMENTS IN 2013 TOTALLING $66,192.
PART I, LINE 7 BONUS COMPENSATION IS DETERMINED THROUGH DIFFERENT PROCESSES BASED UPON THE INDIVIDUAL'S POSITION WITHIN THE ORGANIZATION. CEO BONUS DECISIONS WERE MADE BY THE COMPENSATION COMMITTEE OF THE BOARD AND BASED UPON AN EVALUATION OF CEO AND NFF PERFORMANCE, INFORMATION ABOUT COMPENSATION FOR COMPARABLE ROLES, AND THE HISTORY OF CEO COMPENSATION AT NFF. ALL CASH COMPENSATION INCLUDING BONUSES FOR THOSE REPORTING DIRECTLY TO THE CEO IS BASED UPON A PLAN RECOMMENDED BY THE CEO AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD. INFORMATION INCLUDING PEER COMPARISON DATA, WRITTEN OFFERS FROM OTHER ORGANIZATIONS, AND A SUBJECTIVE EVALUATION OF THE REQUIREMENTS OF THE ROLE INFLUENCE THESE DECISIONS. FOR ALL OTHER STAFF, BONUS RECOMMENDATIONS ARE MADE BY INDIVIDUALS' BUSINESS UNIT LEADERS IN CONSULTATION WITH THE HUMAN CAPITAL DEPARTMENT AND THE CFO, AND APPROVED BY THE CEO. THIRD PARTY COMPENSATION SURVEY DATA IS COMMISSIONED PERIODICALLY AND USED FOR ALL POSITIONS. BOARD AND COMMITTEE DECISIONS ARE DOCUMENTED IN THE MINUTES OF THE BOARD AND COMMITTEE REPORTS. DECISIONS MADE BY NFF STAFF ARE DOCUMENTED AT A SUMMARY LEVEL AND RETAINED WITHIN THE HUMAN CAPITAL DEPARTMENT.
Schedule J (Form 990) 2013

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
NONPROFIT FINANCE FUND
 
Employer identification number

13-3238657
Return Reference Explanation
FORM 990, PART VI, SECTION B, LINE 11 UPON COMPLETION OF A DRAFT VERSION OF THE FORM 990, THE DRAFT IS SENT VIA ELECTRONIC MAIL TO THE FULL BOARD OF DIRECTORS, PRIOR TO FILING.
FORM 990, PART VI, SECTION B, LINE 12C NONPROFIT FINANCE FUND'S CONFLICT OF INTEREST AND DISCLOSURE POLICY WAS REVISED IN 2012. THE POLICY IS APPLICABLE TO ALL DIRECTORS, OFFICERS, COMMITTEE MEMBERS AND KEY EMPLOYEES. AT THE BEGINNING OF EACH YEAR, ALL SUCH PERSONS ARE ASKED TO SIGN A STATEMENT AFFIRMING THAT THE INDIVIDUAL HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST AND DISCLOSURE POLICY, HAS READ AND UNDERSTANDS THE POLICY AND AGREES TO COMPLY WITH THE POLICY. THE POLICY REQUIRES THAT ALL POTENTIAL CONFLICTS BE REPORTED TO THE BOARD OF DIRECTORS OR RELEVANT COMMITTEE TO DETERMINE IF A CONFLICT EXISTS AND IF SO, THAT IT BE ADDRESSED IN AN APPROPRIATE MANNER CONSISTENT WITH THE POLICY.THE POLICIES ALSO PROVIDE THAT INTERESTED PERSONS MAY NOT PARTICIPATE WHEN A POTENTIAL CONFLICT IS DETERMINED NOR BE PRESENT FOR THE APPROVAL OF ANY TRANSACTION OR BUSINESS INVOLVING THE INTERESTED PARTY.
FORM 990, PART VI, SECTION B, LINE 15 NONPROFIT FINANCE FUND FORMALIZED A STANDING BOARD LEVEL COMPENSATION COMMITTEE IN 2012. THE COMMITTEE IS COMPRISED SOLELY OF INDEPENDENT VOTING MEMBERS OF THE BOARD OF DIRECTORS. THIS COMMITTEE IS RESPONSIBLE FOR DETERMINING THE SALARY OF NONPROFIT FINANCE FUND'S CEO, AND REVIEWING THE SALARIES OF DISQUALIFIED STAFF MEMBERS. THE CHAIR OF THE COMPENSATION COMMITTEE PROVIDED REPORTS OF THESE MEETINGS TO THE BOARD OF DIRECTORS. IN ORDER TO ASSIST THIS COMMITTEE TO FULFILL ITS RESPONSIBLITY, THE NONPROFIT FINANCE FUND PERIODICALLY CONTRACTS WITH AN INDEPENDENT CONSULTING FIRM TO PERFORM SALARY BENCHMARKING STUDIES FOR FOR KEY POSITIONS WITHIN THE ORGANIZATION. IN 2012 NFF USED AN EXTERNAL FIRM WHICH USED PUBLICLY AVAILABLE DATA AND INFORMATION FROM OTHER SIMILAR ORGANIZATIONS FOR THIS PURPOSE. THIS INFORMATION IS ANALYZED AND DISCUSSED DURING AN ANNUAL MEETING OF THE COMPENSATION COMMITTEE. THE LAST TIME THIS PROCESS WAS IMPLEMENTED WAS IN 2012 TO ESTABLISH COMPENSATION FOR THE NEW CEO.
FORM 990, PART VI, SECTION C, LINE 19 FORM 990 IS AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE SERVICE CODE. IN ADDITION, FORMS 990 AND 1023, AS WELL AS THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, ARTICLES OF INCORPORATION AND BY-LAWS ARE AVAILABLE UPON WRITTEN REQUEST DIRECTED TO THE NONPROFIT FINANCE FUND, 70 WEST 36TH STREET, NEW YORK, NY 10018, OR BY CALLING THE ORGANIZATION AT 212-868-6710.
FORM 990, PART XII, LINE 2C: NONPROFIT FINANCE FUND HAS AN AUDIT COMMITTEE, COMPOSED OF INDEPENDENT BOARD MEMBERS, THAT IS RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND THE SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED FROM THE PREVIOUS YEAR.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.
MediumBullet Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
NONPROFIT FINANCE FUND
 
Employer identification number

13-3238657
Part I
Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity










Part II
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) NEW ENGLAND CULTURAL FACILITIES FUND

70 WEST 36TH STREET 11TH FL

NEW YORK,NY100188007
04-3278959 		PROVIDE TECHNICAL ASSISTANCE & LOANS TO NONPROFIT CULTURAL ORGANIZATIONS MA 501(C)(3) 11(A) NONPROFIT FINANCE FUND
 
Yes
 
(2) BUILDING FOR THE FUTURE INC

70 WEST 36TH STREET 11TH FL

NEW YORK,NY100188007
13-4078657 		ASSIST OTHER NONPROFITS MANAGE LONG TERM ASSETS DE 501(C)(3) 11(A) NONPROFIT FINANCE FUND
 
Yes
 










For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) NFF NEW MARKETS FUND I LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
20-5899397 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 28 11   No   Yes   1.000 %
(2) NFF NEW MARKETS FUND II LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
20-5899444 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED       No   Yes   1.000 %
(3) NFF NEW MARKETS FUND III LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
26-1409447 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 2 1,153   No   Yes   1.000 %
(4) NFF NEW MARKETS FUND IV LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
26-3757583 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 4 746   No   Yes   1.000 %
(5) NFF NEW MARKETS FUND V LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
26-3757655 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 1 988   No   Yes   1.000 %
(6) NFF NEW MARKETS FUND VI LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
26-3757776 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 1 989   No   Yes   1.000 %
(7) NFF NEW MARKETS FUND VII LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
26-3757955 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 54 1,387   No   Yes   1.000 %
(8) NFF NEW MARKETS FUND VIII LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
26-3758074 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 5 1,092   No   Yes   1.000 %
(9) NFF NEW MARKETS FUND IX LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
26-3758286 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 34 1,193   No   Yes   1.000 %
(10) NFF NEW MARKETS FUND X LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
26-3758444 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 12 993   No   Yes   1.000 %
(11) NFF NEW MARKETS FUND XI LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
26-3758447 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 47 1,567   No   Yes   0.010 %
(12) NFF NEW MARKETS FUND XII LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
27-3226575 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 6 832   No   Yes   1.000 %
(13) NFF NEW MARKETS FUND XIII LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
27-3226658 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 5 798   No   Yes   1.000 %
(14) NFF NEW MARKETS FUND XIV LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
27-3226785 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 2 497   No   Yes   1.000 %
(15) NFF NEW MARKETS FUND XV LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
27-3227041 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 4 798   No   Yes   1.000 %
(16) NFF NEW MARKETS FUND XVI LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
27-3227226 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED   993   No   Yes   1.000 %
(17) NFF NEW MARKETS FUND XVII LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
27-3227327 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 41 1,098   No   Yes   1.000 %
(18) NFF NEW MARKETS FUND XVIII LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
27-3227397 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 1 400   No   Yes   1.000 %
(19) NFF NEW MARKETS FUND XIX LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
27-3227511 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 4 898   No   Yes   1.000 %
(20) NFF NEW MARKETS FUND XX LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
27-3227559 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED   600   No   Yes   1.000 %
(21) NFF NEW MARKETS FUND XXI LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
27-3227607 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 1 1,002   No   Yes   1.000 %
(22) NFF NEW MARKETS FUND XXII LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
27-3227792 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED   800   No   Yes   1.000 %
(23) NFF NEW MARKETS FUND XXIII LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
27-3227871 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED   701   No   Yes   1.000 %
(24) NFF NEW MARKETS FUND XXIV LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
27-3227950 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED   501   No   Yes   1.000 %
(25) NFF NEW MARKETS FUND XXV LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
27-3228011 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 1 1,001   No   Yes   1.000 %
(26) NFF NEW MARKETS WAREHOUSE LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
20-5899492 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED 21 537   No   Yes   1.000 %
(27) CHASE NMTC AMISTAD INVESTMENT FUND LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
27-4862478 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED -3 706   No   Yes   1.000 %
(28) CHASE NMTC BREXTON INVESTMENT FUND LLC

70 WEST 36TH STREET 11TH FL
NEW YORK,NY10018
90-0906987 		FINANCE PROJECTS THAT BENEFIT SMALL AND MIDDLE-SIZED NONPROFITS NY NONPROFIT FINANCE FUND
  		RELATED -5 808   No   Yes   1.000 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No












Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 3
Part V
Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
 
No
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
 
No
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
 
No
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved





Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V?UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference Explanation
Schedule R (Form 990) 2013
Additional Data


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