Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 07-01-2013 , and ending 06-30-2014
Name of foundation
EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 1527   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
GREENVILLE, NC27835
A Employer identification number

56-1844198
B Telephone number (see instructions)

(252) 752-2111
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$53,738,488J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 2,031,403
2 Check bullet
3 Interest on savings and temporary cash investments 5,349 5,349  
4 Dividends and interest from securities...... 269,904 147,991  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,226,883
b Gross sales price for all assets on line 6a 21,741,511
7 Capital gain net income (from Part IV, line 2)... 2,226,883
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 693,765 24,313  
12 Total. Add lines 1 through 11........ 5,227,304 2,404,536  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages...... 50,111 0   50,111
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 3,698 3,285   0
b Accounting fees (attach schedule)....... Click to see attachment 26,700 23,723   0
c Other professional fees (attach schedule).... Click to see attachment 384,660 341,766   0
17 Interest............... 470 0   0
18 Taxes (attach schedule) (see instructions) Click to see attachment 13,874 407   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 1,178 1,046   0
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 4,429 3,935   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 485,120 374,162   50,111
25 Contributions, gifts, grants paid........ 3,403,978 3,403,978
26 Total expenses and disbursements. Add lines 24 and 25 3,889,098 374,162   3,454,089
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,338,206
b Net investment income (if negative, enter -0-) 2,030,374
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............   -1 -1
2 Savings and temporary cash investments.......... 1,295,893 3,603,627 3,603,627
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 4,642,867 Click to see attachment4,346,946 4,346,946
b Investments—corporate stock (attach schedule)........ 4,099,594 Click to see attachment7,288,164 8,658,259
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 31,570,123 Click to see attachment27,118,620 37,129,657
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 41,608,477 42,357,356 53,738,488
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 41,608,477 42,357,356
30 Total net assets or fund balances (see page 17 of the
instructions).................... 41,608,477 42,357,356
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 41,608,477 42,357,356
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 41,608,477
2 Enter amount from Part I, line 27a..................... 2 1,338,206
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 2
4 Add lines 1, 2, and 3.......................... 4 42,946,685
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 589,329
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 42,357,356
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a ASTRAZENECA PLC SPONS ADR 100713/SC_SLD#1 P 2013-10-07 2014-05-22
b BOEING CO COM 100713/SC_SLD#1 P 2013-10-07 2014-03-06
c BRISTOL-MYERS SQUIBB CM 101513/GWK_SLD#1 P 2013-10-15 2013-11-20
d BRISTOL-MYERS SQUIBB CM 101513/GWK_SLD#2 P 2013-10-15 2014-03-13
e CLECO CORP COMMON 101513/GWK_SLD#1 P 2013-10-15 2013-11-08
DAUPHIN CNTY PA 238253TH1 11-15-05/TD P 2012-03-20 2013-11-15
DOMINION RESOURCES INC COM 012214/SC P 2014-01-22 2014-06-10
DOMINION RESOURCES INC COM 100713/SC P 2013-10-07 2014-06-10
DOMINION RESOURCES INC COM 101513/GWK_SLD#1 P 2013-10-15 2014-05-01
FED FARM CR BKS 3133EDAX0/TD P 2013-12-16 2014-03-10
FED FARM CR BKS UNSEC 3133EDAY8/TD P 2013-11-21 2014-05-12
FED HOME LOAN BANK 3130A1BR8/TD P 2014-03-13 2014-06-27
FED HOME LOAN BKS 3130A0SU5/TD P 2014-01-22 2014-05-21
HCP INC COM 012714/GWK P 2014-01-27 2014-06-11
HCP INC COM 101513/GWK P 2013-10-15 2014-06-11
IOWA ST SPL OBLIG GEN FD 46257TAY5/MB P 2013-07-01 2014-06-02
ISHARES S&P 500 GROWTH IDX FD 040114 (FROM C&E) P 2014-04-01 2014-06-16
ISHARES S&P 500 GROWTH IDX FD 042314 (FROM C&E) P 2014-04-23 2014-06-16
ISHARES S&P 500 GROWTH IDX FD 011813 (FROM C&E) P 2013-01-18 2014-06-16
LORILLARD INC COM 101513/GWK_SLD#1 P 2013-10-15 2013-11-08
LORILLARD INC COM 101513/GWK_SLD#2 P 2013-10-15 2014-02-07
MERIDIAN BIOSCIENCE INC COM 101513/GWK P 2013-10-15 2013-11-25
MERIDIAN BIOSCIENCE INC COM 101513/GWK_SLD#1 P 2013-10-15 2013-11-18
MERIDIAN BIOSCIENCE INC COM 101513/GWK_SLD#2 P 2013-10-15 2013-11-19
MICROCHIP TECHNOLOGY INC COM 101513/GWK_SLD#1 P 2013-10-15 2014-05-01
MID-AMER APT CMNTYS INC COM 101513/GWK_SLD#1 P 2013-10-15 2013-11-08
MONTGOMERY CNTY MD 61336PBK6/TD P 2010-04-08 2014-05-01
NEW YORK ST DORM 649902KR3/TD P 2010-04-07 2013-12-16
NEW YORK ST ENV WATER REV 64986AJW2/MB P 2013-06-19 2014-06-16
NEXTERA ENERGY INC COM 012414/GWK P 2014-01-24 2014-06-25
NEXTERA ENERGY INC COM 101513/GWK P 2013-10-15 2014-06-25
OREGON SCH 686053CC1 06 30 13/TD P 2010-07-13 2013-07-01
PFIZER INC COM 101513/GWK_SLD#1 P 2013-10-15 2013-11-08
PHILIP MORRIS INTL COM 101513/GWK_SLD#1 P 2013-10-15 2013-11-08
PHILIP MORRIS INTL COM 101513/GWK_SLD#2 P 2013-10-15 2014-02-03
PLOVER WIS 729182LE3/TD P 2010-04-09 2013-12-10
PLUM CREEK TIMBER CO INC COM 012414/GWK P 2014-01-24 2014-03-14
PLUM CREEK TIMBER CO INC COM 101513/GWK P 2013-10-15 2014-03-14
ROYSE CITY TX INDPT SCH 780869PJ6/MB P 2012-11-16 2013-08-15
SCHWAB MID CO IDX FD INST 021712 (L/T) P 2012-02-17 2013-10-02
TENNESSEE HSG DEV AGY 880459Q54 07-01-13/TD P 2011-02-11 2013-07-01
TORTOISE ENERGY CAP CORP COM 101513/GWK_SLD#1 P 2013-10-15 2014-05-02
UNION CO PA COLL & UNIV REV 906459EG3/TD P 2013-04-08 2014-04-01
UNIV KY COLLEGE & UNIV REV 914378DM3/TD P 2013-04-08 2014-05-01
VERIZON COMMUNICATIONS COM 012214/SC P 2014-02-24 2014-02-26
VERIZON COMMUNICATIONS COM 100713/SC P 2014-02-24 2014-02-26
VIRGINIA ST HSG 92812QWC7/TD_SLD#1 P 2010-05-14 2014-05-01
WISDOMTREE EQ INC FUND 021712_SLD#1 P 2012-02-17 2013-09-27
WISDOMTREE EQ INC FUND 021712_SLD#2 P 2012-02-17 2013-09-27
WISDOMTREE LG CAP DIV 011813 (FROM C&E) P 2013-01-18 2014-06-16
WISDOMTREE LG CAP DIV 011813 (FROM C&E)_SLD#1 P 2013-01-18 2014-06-16
WISDOMTREE LG CAP DIV 011813 (FROM C&E)_SLD#2 P 2013-01-18 2014-06-16
WISDOMTREE LG CAP DIV 021712 L/T_SLD#2 P 2012-02-17 2014-06-16
WISDOMTREE LG CAP DIV 021712_SLD#1 P 2012-02-17 2013-09-27
WYOMING CMNTY DEV HSG 98322QDX2/MB P 2013-03-26 2013-12-02
SALE OF INTEREST IN AXA SECONDARY FUND III P 2013-05-30 2014-06-30
SALE OF INTEREST IN SAMLYN OFFSHORE P 2013-05-30 2014-06-30
SALE OF INTEREST IN FRONTPOINT ENERGY HORIZONS P 2013-05-30 2014-06-30
SALE OF INTEREST IN ALLBLUE LTD P 2013-05-30 2014-06-30
SALE OF INTEREST IN ETON PARK OVERSEAS P 2013-05-30 2014-06-30
SALE OF INTEREST IN CHATHAM INVESTMENTS P 2013-05-30 2014-06-30
FROM PRIVATE ADIVSORS PRIVATE EQUITY K1 P   2013-12-31
FROM CHATHAM INVESTMENTS K1 P   2013-12-31
FROM GREENSPRING GLOBAL K1 P   2013-12-31
ROUNDING P   2013-12-31
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 9,393   6,668 2,725
b 5,801   5,272 529
c 4,374   3,955 419
d 8,620   7,213 1,407
e 202   222 -20
50,000   50,000 0
4,115   4,032 83
10,972   9,936 1,036
8,324   7,121 1,203
125,000   125,000 0
100,000   100,000 0
100,000   100,000 0
100,000   100,000 0
4,336   4,063 273
10,943   10,726 217
50,000   50,000 0
927   898 29
129,038   124,298 4,740
286,890   219,014 67,876
230   222 8
10,586   9,551 1,035
2,285   2,187 98
3,677   3,453 224
3,649   3,453 196
3,053   2,525 528
288   309 -21
200,000   200,000 0
125,000   125,000 0
50,000   50,000 0
5,060   4,469 591
11,637   9,241 2,396
115,000   115,000 0
750   709 41
424   423 1
4,705   5,074 -369
100,000   100,000 0
4,041   4,213 -172
10,633   11,478 -845
100,000   100,000 0
51,563   42,463 9,100
75,000   75,000 0
3,378   3,133 245
50,000   50,000 0
75,000   75,000 0
1,666   1,752 -86
5,184   5,318 -134
110,000   110,790 -790
820,400   787,961 32,439
70,182   67,453 2,729
750,959   505,052 245,907
28,044   18,863 9,181
787,809   529,904 257,905
6,311   5,041 1,270
110,050   100,087 9,963
100,000   100,000 0
4,345,389   4,117,943 227,446
29,483     29,483
192     192
6,950,000   6,000,000 950,000
3,913,896   3,349,667 564,229
1,656,075   1,656,074 1
    2,834 -2,834
    234,562 -234,562
40,942     40,942
    6 -6
35     35
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       2,725
b       529
c       419
d       1,407
e       -20
      0
      83
      1,036
      1,203
      0
      0
      0
      0
      273
      217
      0
      29
      4,740
      67,876
      8
      1,035
      98
      224
      196
      528
      -21
      0
      0
      0
      591
      2,396
      0
      41
      1
      -369
      0
      -172
      -845
      0
      9,100
      0
      245
      0
      0
      -86
      -134
      -790
      32,439
      2,729
      245,907
      9,181
      257,905
      1,270
      9,963
      0
      227,446
      29,483
      192
      950,000
      564,229
      1
      -2,834
      -234,562
      40,942
      -6
      35
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,226,883
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 2,617,936 47,609,479 0.054988
2011 2,348,152 48,250,799 0.048666
2010 2,408,633 46,798,571 0.051468
2009 2,446,912 49,881,327 0.049055
2008 3,105,254 49,672,208 0.062515
2 Total of line 1, column (d) ...................... 2 0.266692
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.053338
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 51,084,134
5 Multiply line 4 by line 3....................... 5 2,724,726
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 20,304
7 Add lines 5 and 6......................... 7 2,745,030
8 Enter qualifying distributions from Part XII, line 4.............. 8 3,454,089
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 20,304
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 20,304
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 20,304
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 6,328
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 9,488
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 15,816
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 4,488
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNC
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.Click to see attachment
    10
    Yes
     
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletTHE ORGANIZATION Telephone no.bullet (252) 752-2111
    Located atbullet5121 MARTIN LUTHER KING JR BLVDGREENVILLENC ZIP+4bullet27834
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    EDWARD C SMITH JR PRESIDENT/DIRECTOR
    3.00     		0 0 0
    2961 LANDING CIRCLE
    GRIMESLAND,NC27837
    CHRISTOPHER B SMITH VICE PRES./DIRECTOR
    8.00     		355,123 0 0
    1152 PINEHURST DRIVE
    CHAPEL HILL,NC27517
    KRISTIN CARROLL DIRECTOR
    1.00     		0 0 0
    605 CARNOUSTIE DRIVE
    GREENVILLE,NC27858
    HERMAN SIMON DIRECTOR
    1.00     		24,000 0 0
    3720 SOUTH OCEAN BOULEVARD 602
    HIGHLAND BEACH,FL33487
    JILL A CARRAWAY DIRECTOR
    1.00     		0 0 0
    2848 MADISON GROVE
    GREENVILLE,NC27858
    SAMUEL E SOLIMAN DIRECTOR
    1.00     		0 0 0
    301 MORNING SIDE DRIVE
    CARRBORO,NC27510
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    GERI LASSITER CONTRIBUTIONS COORDI
    40.00     		50,111 0 0
    6412 WW GASKINS ROAD
    GRIFTON,NC28530
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,554,207
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    20,304
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
    13,154
    c
    Add lines 2a and 2b............................
    2c
    33,458
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,520,749
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    2,520,749
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    2,520,749
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 2,520,749
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 2,097,457
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 3,454,089
    a Applied to 2012, but not more than line 2a 2,097,457
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 1,356,632
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		1,164,117
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    EDWARD C SMITH JR
    CHRISTOPHER B SMITH
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A TIME FOR SCIENCE
    PO BOX 245
    AYDEN,NC28513     		NONE PUBLIC CHARITY EDUCATIONAL 20,000
    ABUNDANT LIFE MINISTRIES
    PO BOX 134
    RED OAK,NC27868     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    ALZHEIMER'S NORTH CAROLINA INC
    1305 NAVAHO DRIVE SUITE 101
    RALEIGH,NC27609     		NONE PUBLIC CHARITY DISEASE PREVENTION PROGRAM 6,000
    AMERICAN CHILDREN'S HOME
    PO BOX 1288
    LEXINGTON,NC272931288     		NONE PUBLIC CHARITY CHILDREN'S SERVICES 1,000
    AMERICAN RED CROSS - PITT COUNTY CHAPTER
    312 E 10TH STREET
    GREENVILLE,NC27858     		NONE PUBLIC CHARITY FUND DRIVE 30,000
    ANGELS N CAMO
    532 WARD ROAD
    WASHINGTON,NC27889     		NONE PUBLIC CHARITY FUND DRIVE 7,000
    ARMY CADET ASSOCIATIONECU ROTC
    204 CHRISTENBURY
    GREENVILLE,NC27858     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    ARTHRITIS PATIENT SERVICES
    500 EAST MOREHEAD STREET SUITE 320
    CHARLOTTE,NC28202     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    ASSOCIATION OF COMMUNITY EMPLOYMENT - PROGRAMS FOR THE HOMELESS
    598 BROADWAY 7TH FLOOR
    NEW YORK,NY10012     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    AUTISM SOCIETY OF NORTH CAROLINA
    505 OBERLIN ROAD SUITE 230
    RALEIGH,NC276051345     		NONE PUBLIC CHARITY FUND DRIVE 2,500
    AYDEN-GRIFTON WILDLIFE TEAM
    6000 BOURBON STREET
    GRIFTON,NC28530     		NONE PUBLIC CHARITY ENVIRONMENTAL PRESERVATION 1,000
    BETA CHAPTER OF PHI DELTA THETA FRATERNITY (PDT) INC
    210 NORTH COLUMBIA STREET
    CHAPEL HILL,NC27514     		NONE PUBLIC CHARITY FUND DRIVE 5,500
    BOYS AND GIRLS CLUBS OF PITT COUNTY
    621 W FIRETOWER ROAD
    WINTERVILLE,NC28590     		NONE PUBLIC CHARITY CHILDREN'S SERVICES 13,720
    BUILDING HOPE
    PO BOX 4237
    GREENVILLE,NC27836     		NONE PUBLIC CHARITY FUND DRIVE 1,170
    CAMP CORRAL
    PO BOX 29502
    RALEIGH,NC27626     		NONE PUBLIC CHARITY FUND DRIVE 1,500
    CAMPUS CRUSADE FOR CHRIST
    4202 RICELAND DRIVE
    DURHAM,NC27705     		NONE PUBLIC CHARITY FUND DRIVE 5,000
    CAMPUS CRUSADE FOR CHRIST - MARK PALMER
    PO BOX 628222
    ORLANDO,FL328328222     		NONE PUBLIC CHARITY FUND DRVIE 1,000
    CATAWBA RIVERKEEPER
    421 MINUET LANE SUITE 205
    CHARLOTTE,NC282172784     		NONE PUBLIC CHARITY ENVIRONMENTAL PRESERVATION 2,000
    CENTER FOR FAMILY VIOLENCE PREVENTION
    PO BOX 8429
    GREENVILLE,NC27835     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    CHAPEL HILL DUCKS UNLIMITED
    6310 ACORN RIDGE TRAIL
    HILLSBOROUGH,NC27278     		NONE PUBLIC CHARITY ENVIRONMENTAL PRESERVATION 500
    CHARLOTTE COUNTRY DAY SCHOOL
    1440 CARMEL ROAD
    CHARLOTTE,NC282265096     		NONE PUBLIC CHARITY EDUCATIONAL 2,500
    CHESAPEAKE BAY FOUNDATION
    6 HERNDON AVENUE
    ANNAPOLIS,MD21403     		NONE PUBLIC CHARITY ENVIRONMENTAL PRESERVATION 1,000
    CHURCH OF THE GOOD SHEPARD
    2425 N MARKET STREET
    WASHINGTON,NC278899045     		NONE PUBLIC CHARITY FUND DRIVE 3,000
    CLEAN AIR CAROLINA
    PO BOX 5311
    CHARLOTTE,NC28299     		NONE PUBLIC CHARITY ENVIRONMENTAL PRESERVATION 2,500
    COMMUNITIES IN SCHOOLS - CHARLOTTE-MECKLENBERG
    601 EAST 5TH ST 301
    CHARLOTTE,NC28202     		NONE PUBLIC CHARITY EDUCATIONAL 2,500
    CONGRESSIONAL SPORTSMEN'S FOUNDATION
    110 NORTH CAROLINA AVENUE SE
    WASHINGTON,DC20003     		NONE PUBLIC CHARITY FUND DRIVE 46,000
    CONSERVATION TRUST FOR NC
    1028 WASHINGTON STREET
    RALEIGH,NC27605     		NONE PUBLIC CHARITY ENVIRONMENTAL PRESERVATION 10,500
    CORNUCOPIA CANCER SUPPORT CENTER
    5517 DURHAM CHAPEL HILL BLVD SUITE
    1000
    DURHAM,NC27707     		NONE PUBLIC CHARITY FUND DRIVE 19,200
    COUNCIL FOR CHILDREN'S RIGHTS
    601 EAST 5TH AVE SUITE 510
    CHARLOTTE,NC28202     		NONE PUBLIC CHARITY CHILDREN'S SERVICES 1,000
    CPRPFS (CORPORATION FOR THE PROMOTION OF RIFLE PRACTICE & FIREARMS SAFETY)
    1470 SENTINEL DRIVE
    ANNISTON,AL362071037     		NONE PUBLIC CHARITY FUND DRIVE 500
    CRISIS ASSISTANCE MINISTRY
    500-A SPRATT STREET
    CHARLOTTE,NC28206     		NONE PUBLIC CHARITY FUND DRIVE 2,500
    CROSS TRAIL OUTFITTERS
    PO BOX 706
    PLYMOUTH,NC27962     		NONE PUBLIC CHARITY FUND DRIVE 1,760
    CYPRESS GLENN
    100 HICKORY STREET
    GREENVILLE,NC27858     		NONE PUBLIC CHARITY FUND DRIVE 500
    DELTA KAPPA GAMMA - DELTA CHAPTER
    2255 COTTONDALE ROAD
    GREENVILLE,NC27834     		NONE PUBLIC CHARITY FUND DRIVE 500
    NC UNITED METHODIST CAMP & RETREAT MINSITRIES - DON LEE CAMP & RETREAT CENT
    315 CAMP DON LEE ROAD
    ARAPAHOE,NC28510     		NONE PUBLIC CHARITY FUND DRIVE 50,000
    DOWN EAST WILDLIFE REHAB CENTER
    PO BOX 1264
    GRIFTON,NC28530     		NONE PUBLIC CHARITY ENVIRONMENTAL PRESERVATION 1,000
    DUKE UNIVERSITY-DUKE CANCER INSTITUTE
    DUMC 3228
    DURHAM,NC27710     		NONE PUBLIC CHARITY EDUCATIONAL 500
    DURHAM ACADEMY DEVELOPMENT OFFICE
    3601 RIDGE ROAD
    DURHAM,NC27705     		NONE PUBLIC CHARITY FUND DRIVE 8,500
    EDWARD C SMITH SR CIVIC CENTER
    217 SOUTH MAIN STREET
    LEXINGTON,NC27292     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    EAST CAROLINA COUNCIL BSA
    PO BOX 1698
    KINSTON,NC285031698     		NONE PUBLIC CHARITY FUND DRIVE 27,500
    EAST CAROLINA MUSICAL ARTS EDUCATION FOUNDATION
    PO BOX 1924
    GREENVILLE,NC27858     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    ECU EDUCATIONAL FOUNDATION
    77 MINGES COLISEUM
    GREENVILLE,NC27858     		NONE PUBLIC CHARITY EDUCATIONAL 40,000
    ECU FOUNDATION INC
    2200 SOUTH CHARLES BLVD MAIL STOP
    301
    GREENVILLE,NC278584353     		NONE PUBLIC CHARITY EDUCATIONAL 40,000
    ECU MEDICAL AND HEALTH SCIENCES FOUNDATION INC - LEO JENKINS FAMILY ASSIST
    525 MOYE BLVD
    GREENVILLE,NC27834     		NONE PUBLIC CHARITY EDUCATIONAL 20,000
    EMORY ALZHEIMER'S DISEASE RESEARCH CENTER
    1762 CLIFTON ROAD SUITE 1400MS
    ATLANTA,GA30322     		NONE PUBLIC CHARITY DISEASE PREVENTION PROGRAM 1,000
    FAIRFIELD CHRISTIAN CHURCH
    PO BOX 7
    FAIRFIELD,NC27826     		NONE PUBLIC CHARITY FUND DRIVE 500
    FAMILY SERVICES OF DAVIDSON COUNTY
    PO BOX 607
    LEXINGTON,NC27293     		NONE PUBLIC CHARITY FUND DRIVE 1,365,239
    FCA LACROSSE
    913 RIDGEBROOK ROAD SUITE 300
    SPARKS,MD21152     		NONE PUBLIC CHARITY FUND DRIVE 5,000
    FELLOWSHIP OF CHRISTIAN ATHLETES - EASTERN NC
    740 GREENVILLE BLVD SUITE 400
    GREENVILLE,NC27858     		NONE PUBLIC CHARITY FUND DRIVE 3,500
    FELLOWSHIP OF CHRISTIAN ATHLETES
    6511 CREEDMORE ROAD SUITE 206
    RALEIGH,NC27613     		NONE PUBLIC CHARITY FUND DRIVE 5,000
    FISCHER CENTER FOR ALZHEIMER'S - RESEARCH FOUNDATION
    199 WATER STREET 23RD FLOOR
    NEW YORK,NY10038     		NONE PUBLIC CHARITY FUND DRIVE 5,000
    FOOD BANK OF CENTRAL & EASTERN NC
    3808 TARHEEL DRIVE
    RALEIGH,NC27609     		NONE PUBLIC CHARITY FUND DRIVE 30,000
    FOUNDATION OF HOPE
    9401 GLENWOOD AVENUE
    RALEIGH,NC27616     		NONE PUBLIC CHARITY FUND DRIVE 2,500
    FRIENDS OF BATH COMMUNITY LIBRARY INC
    PO BOX 160
    BATH,NC27808     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    FRIENDS OF GREENVILLE GREENWAYS
    PO BOX 2544
    GREENVILLE,NC27836     		NONE PUBLIC CHARITY FUND DRIVE 6,000
    FRIENDS OF SPOONERS CREEK ASSOCIATION
    3427 LAKEVIEW TRAIL
    KINSTON,NC28504     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    FRIENDS OF THE BATTLESHIP NORTH CAROLINA
    PO BOX 480
    WILMINGTON,NC28402     		NONE PUBLIC CHARITY FUND DRIVE 12,500
    FRIENDS OF THE NC MARITIME MUSEUM
    315 FRONT STREET
    BEAUFORT,NC28516     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    FRIENDS OF THE PUBLIC LIBRARY OF CHARLOTTE & MECKLENBURG COUNTY INC
    310 NORTH TRYON STREET
    CHARLOTTE,NC28202     		NONE PUBLIC CHARITY FUND DRIVE 2,500
    FRIENDS OF THE QUEEN ANNE'S REVENGE
    PO BOX 2249
    BEAUFORT,NC28516     		NONE PUBLIC CHARITY EDUCATIONAL 75,000
    GOOD SHEPHERD HOSPICE
    105 ARNESON AVENUE
    AUBURNDALE,FL33823     		NONE PUBLIC CHARITY FUND DRIVE 500
    GREATER GREENVILLE FOUNDATION
    PO BOX 20154
    GREENVILLE,NC27858     		NONE PUBLIC CHARITY FUND DRIVE 206,000
    GREENVILLE COMMUNITY SHELTER
    PO BOX 687
    GREENVILLE,NC27835     		NONE PUBLIC CHARITY FUND DRIVE 100,000
    GRIFTON MISSION MINISTRIES
    6499 HIGHLAND BLVD
    GRIFTON,NC28530     		NONE PUBLIC CHARITY FUND DRIVE 5,000
    GRIMESLAND VOLUNTEER FIRE DEPARTMENT
    PO BOX 687
    GRIMESLAND,NC27837     		NONE PUBLIC CHARITY FUND DRIVE 79,000
    HABITAT FOR HUMANITY
    210 E 14TH STREET
    GREENVILLE,NC27858     		NONE PUBLIC CHARITY FUND DRIVE 56,686
    HAPPENINGS INC
    ONE MARIGOLD PLACE
    DURHAM,NC27705     		NONE PUBLIC CHARITY FUND DRIVE 5,000
    HEALTHNETWORK FOUNDATION
    33 RIVER STREET
    CHAGRIN FALLS,OH44022     		NONE PUBLIC CHARITY FUND DRIVE 500
    HICKORY GROVE FREE WILL BAPTIST CHURCH
    5547 NC HIGHWAY 30
    ROBERSONVILLE,NC27871     		NONE PUBLIC CHARITY FUND DRIVE 5,500
    HINKLE HOSPICE HOUSE
    200 HOSPICE WAY
    LEXINGTON,NC27292     		NONE PUBLIC CHARITY FUND DRIVE 500
    HISTORIC BATH FOUNDATION
    PO BOX 238
    BATH,NC27808     		NONE PUBLIC CHARITY FUND DRIVE 250
    HOSPICE OF DAVIDSON COUNTY INC
    PO BOX 1941
    LEXINGTON,NC272931941     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    HUMANE SOCIETY OF EASTERN CAROLINA
    3520 TUPPER DRIVE
    GREENVILLE,NC27834     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    HUNTERS HELPING KIDS
    223 HOLLY DRIVE
    WASHINGTON,NC27889     		NONE PUBLIC CHARITY FUND DRIVE 500
    INDEPENDENT COLLEGE FUND OF NC
    863 WASHINGTON STREET
    RALEIGH,NC27605     		NONE PUBLIC CHARITY EDUCATIONAL 1,000
    JUVENILE DIABETES RESEARCH FOUNDATION (JDRF) - PIEDMONT TRIAD CHAPTER
    312 N EUGENE STREET SUITE D
    GREENSBORO,NC27401     		NONE PUBLIC CHARITY CHILDREN'S SERVICES 1,000
    JUVENILE DIABETES RESEARCH FOUNDATION (JDRF) - TRIANGLEEASTERN NC CHAPTER
    5510 SIX FORKS ROAD SUITE 107
    RALEIGH,NC27609     		NONE PUBLIC CHARITY CHILDREN'S SERVICES 2,000
    JEWISH FAMILY & CHILDREN'S SERVICES
    13100 WAYZATA BLVD SUITE 400
    MINNETONKA,MN553051802     		NONE PUBLIC CHARITY CHILDREN'S SERVICES 1,000
    JOHN LOCKE FOUNDATION
    200 W MORGAN ST 200
    RALEIGH,NC27601     		NONE PUBLIC CHARITY FUND DRIVE 2,500
    JUDI MARVEL CHARITIESINC
    555 DEER POINTE ROAD
    WEST CHESTER,PA19382     		NONE PUBLIC CHARITY FUND DRIVE 500
    KAPADIA EDUCATION FOUNDATION
    3000 EAST OJAI AVENUE
    OJAI,CA93023     		NONE PUBLIC CHARITY SCHOLARSHIP 600
    KENAN-FLAGLER BUSINESS SCHOOL FOUNDATION
    CAMPUS BOX 3440 KENAN CENTER 408A
    CHAPEL HILL,NC275993440     		NONE PUBLIC CHARITY EDUCATIONAL 10,000
    LIFE OF NC INCNC STRIVE
    PO BOX 30733
    GREENVILLE,NC27833     		NONE PUBLIC CHARITY FUND DRIVE 10,000
    LINDY'S PLACE
    2407 BARONNE STREET
    NEW ORLEANS,LA70113     		NONE PUBLIC CHARITY FUND DRIVE 5,000
    LITTLE WASHINGTON SAILING SCHOOL
    PO BOX 1865
    WASHINGTON,NC278891865     		NONE PUBLIC CHARITY EDUCATIONAL 1,000
    LOAVES AND FISHES
    PO BOX 11234
    CHARLOTTE,NC282201234     		NONE PUBLIC CHARITY FUND DRIVE 2,500
    MAINE ADAPTIVE SPORTS & RECREATION - SUNDAY RIVER SKI RESORT
    8 SUNDANCE LANE
    NEWRY,ME042613228     		NONE PUBLIC CHARITY FUND DRIVE 5,000
    MARBLES KIDS MUSEUM
    201 E HARGETT STREET
    RALEIGH,NC27601     		NONE PUBLIC CHARITY FUND DRIVE 2,500
    MARINE TOYS FOR TOTS FOUNDATION
    18251 QUANTICO GATEWAY DRIVE
    TRIANGLE,VA22172     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    MARTIN COUNTY ARTS COUNCIL
    PO BOX 1134
    WILLIAMSTON,NC27892     		NONE PUBLIC CHARITY FUND DRIVE 3,000
    UNC SCHOOL OF MEDICINEMEDICAL FOUNDATION OF NC
    880 MARTIN LUTHER KING JR BLVD
    CAMPUS BOX
    CHAPEL HILL,NC27599     		NONE PUBLIC CHARITY DISEASE PREVENTION PROGRAM 10,000
    METHODIST HOME FOR CHILDREN FOUNDATION
    1041 WASHINGTON STREET
    RALEIGH,NC276051259     		NONE PUBLIC CHARITY CHILDREN'S SERVICES 1,500
    MILE OF HOPE FOUNDATION INC
    PO BOX 19873
    RALEIGH,NC27619     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    MISTY MEADOWS MITEY RIVERS
    455 PROVIDENCE ROAD SOUTH
    WAXHAW,NC28173     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    MUSIC ACADEMY OF EASTERN NORTH CAROLINA
    1400 RED BANKS ROAD
    GREENVILLE,NC27858     		NONE PUBLIC CHARITY FUND DRIVE 1,500
    MYERS PARK BAPTIST CHURCH
    1900 QUEENS ROAD
    CHARLOTTE,NC28207     		NONE PUBLIC CHARITY FUND DRIVE 500
    NAMI (NATIONAL ALLIANCE OF MENTAL ILLNESS) OF COLLIER COUNTY
    6216 TRAIL BLVD
    NAPLES,FL34108     		NONE PUBLIC CHARITY FUND DRIVE 15,000
    NATHANIEL'S HOPE
    2300 JETPORT DRIVE
    ORLANDO,FL32809     		NONE PUBLIC CHARITY FUND DRIVE 2,500
    NATIONAL FOOTBALL FOUNDATION & COLLEGE HALL OF FAME - BILL DOOLEYTRAIANGLE
    835 SOUTH LUMINA AVENUE
    WRIGHTSVILLE BEACH,NC28480     		NONE PUBLIC CHARITY FUND DRIVE 4,000
    NATIONAL WILD TURKEY FEDERATION
    PO BOX 530
    EDGEFIELD,SC298240530     		NONE PUBLIC CHARITY ENVIRONMENTAL PRESERVATION 500
    NC CHILDREN'S PROMISE - THE MEDICAL FOUNDATION OF NC INC
    88 VILCOM CIRCLE CAMPUS BOX 7237
    CHAPEL HILL,NC275997237     		NONE PUBLIC CHARITY CHILDREN'S SERVICES 10,850
    NC COASTAL FEDERATION
    3609 HIGHWAY 24
    NEWPORT,NC28570     		NONE PUBLIC CHARITY ENVIRONMENTAL PRESERVATION 31,000
    NC COASTAL LAND TRUST
    131 RACINE DRIVE
    WILMINGTON,NC28403     		NONE PUBLIC CHARITY ENVIRONMENTAL PRESERVATION 11,500
    NC HIGH SCHOOL ATHLETIC ASSOCIATION
    PO BOX 3216
    CHAPEL HILL,NC27515     		NONE PUBLIC CHARITY FUND DRIVE 5,000
    NC MUSEUM OF HISTORY
    5 EAST EDENTON ST 4650 MAIL SERVICE
    CENTER
    RALEIGH,NC276994650     		NONE PUBLIC CHARITY FUND DRVIE 2,000
    NC MUSEUM OF NATURAL SCIENCE
    11 WEST JONES STREET
    RALEIGH,NC276011029     		NONE PUBLIC CHARITY EDUCATIONAL 2,000
    NC SPORTS HALL OF FAME
    PO BOX 31524
    RALEIGH,NC27622     		NONE PUBLIC CHARITY FUND DRIVE 5,000
    NC WILDLIFE RESOURCES COMMISSION
    1702 MAIL SERVICES CENTER
    RALEIGH,NC276991702     		NONE PUBLIC CHARITY ENVIRONMENTAL PRESERVATION 10,500
    NEBRASKA COMMUNITY FOUNDATION - DAVENPORT AREA COMMUNITY FUND
    PO BOX 83107
    LINCOLN,NE68501     		NONE PUBLIC CHARITY FUND DRIVE 500
    NEW LIFE MINISTRIES INC
    1028 WASHINGTON STREET
    RALEIGH,NC276906599     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    NORTH CAROLINA OPERA
    612 WADE AVENUE SUITE 100
    RALEIGH,NC27605     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    NORTH CAROLINA SYMPHONY
    3700 GLENWOOD AVENUE SUITE 130
    RALEIGH,NC27612     		NONE PUBLIC CHARITY FUND DRIVE 12,500
    NRA CIVIL RIGHTS DEFENSE FUND
    11250 WAPLES MILL ROAD
    FAIRFAX,VA22030     		NONE PUBLIC CHARITY FUND DRIVE 10,000
    OAK RIDGE MILITARY ACADEMY
    PO BOX 498
    OAK RIDGE,NC273100498     		NONE PUBLIC CHARITY EDUCATIONAL 1,000
    PAMLICO TAR RIVER FOUNDATION
    PO BOX 1854
    WASHINGTON,NC27889     		NONE PUBLIC CHARITY ENVIRONMENTAL PRESERVATION 45,000
    PARENTS FOR PUBLIC SCHOOLS
    PO BOX 2873
    GREENVILLE,NC27836     		NONE PUBLIC CHARITY FUND DRIVE 10,000
    PIEDMONT DANCE THEATER
    21226 BLAKELY SHORES DRIVE
    CORNELIUS,NC280316608     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    PITT COMMUNITY COLLEGE FOUNDATION
    PO DRAWER 7007
    GREENVILLE,NC278357007     		NONE PUBLIC CHARITY EDUCATIONAL 51,739
    PITT COUNTY COUNCIL ON AGING INC
    4551 COUNTY HOME ROAD
    GREENVILLE,NC27858     		NONE PUBLIC CHARITY FUND DRIVE 5,000
    PITT-GREENVILLE CRIMESTOPPERS
    PO BOX 528
    GREENVILLE,NC27835     		NONE PUBLIC CHARITY FUND DRIVE 2,000
    PLANNED PARENTHOOD
    100 S BOYLAN AVE
    RALEIGH,NC27603     		NONE PUBLIC CHARITY FUND DRIVE 2,500
    PRESERVATION NORTH CAROLINA
    PO BOX 27644
    RALEIGH,NC276117644     		NONE PUBLIC CHARITY ENVIRONMENTAL PRESERVATION 2,500
    PROJECT POTENTIALLEXINGTON EDUC ASSOC
    PO BOX 1823
    LEXINGTON,NC27293     		NONE PUBLIC CHARITY EDUCATIONAL 3,500
    PROVIDENCE DAY SCHOOL - DEVELOPMENT OFFICE
    5800 SARDIS ROAD
    CHARLOTTE,NC28270     		NONE PUBLIC CHARITY EDUCATIONAL 1,000
    PUBLIC RADIO EAST
    800 COLLEGE COURT
    NEW BERN,NC28562     		NONE PUBLIC CHARITY FUND DRIVE 5,100
    ROBERT BRUTON MEMORIAL SCHOLARSHIP FUND - AMERICAN CHILDREN'S HOME
    PO BOX 1288
    LEXINGTON,NC272931288     		NONE PUBLIC CHARITY CHILDREN'S SERVICES 500
    RONALD MCDONALD HOUSE OF CHAPEL HILL
    101 OLD MASON FARM ROAD
    CHAPEL HILL,NC27157     		NONE PUBLIC CHARITY CHILDREN'S SERVICES 25,000
    SEA GULL AND SEAFARER FUND
    218 SEA GULL LANDING
    ARAPAHOE,NC28510     		NONE PUBLIC CHARITY FUND DRIVE 5,020
    SERVICE LEAGUE OF GREENVILLE
    921 CHESAPEAKE PLACE
    GREENVILLE,NC27858     		NONE PUBLIC CHARITY FUND DRIVE 3,500
    SOUTHERN PITT DUCKS UNLIMITED
    6191 BLOUNT HALL RD
    GRIFTON,NC28530     		NONE PUBLIC CHARITY FUND DRIVE 840
    SPECIAL OPERATIONS WARRIOR
    PO BOX 13483
    TAMPA,FL33681     		NONE PUBLIC CHARITY FUND DRIVE 5,000
    SPORTSWORKS MINISTRY INC
    PO BOX 8031
    GREENVILLE,NC278358031     		NONE PUBLIC CHARITY FUND DRIVE 3,000
    ST JAMES UNITED METHODIST CHURCH
    2000 EAST SIXTH STREET
    GREENVILLE,NC278582915     		NONE PUBLIC CHARITY FUND DRIVE 95,000
    ST AGNES RC CHURCH
    523 FRONT STREET
    GREENPORT,NY11944     		NONE PUBLIC CHARITY FUND DRIVE 2,500
    ST JUDE CHILDREN'S RESEARCH HOSPITAL
    501 ST JUDE PLACE
    MEMPHIS,TN38105     		NONE PUBLIC CHARITY DISEASE PREVENTION PROGRAM 3,000
    ST THOMAS EPSICOPAL CHURCH
    101 CRAVEN STREET
    BATH,NC27808     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    TAR RIVER LAND CONVSERVANCY
    PO BOX 1161
    LOUISBURG,NC27549     		NONE PUBLIC CHARITY ENVIRONMENTAL PRESERVATION 55,000
    TEEN HEALTH CONNECTION
    251 EASTWAY DRIVE
    CHARLOTTE,NC28213     		NONE PUBLIC CHARITY FUND DRIVE 2,500
    THE EDUCATIONAL CENTER
    6357 CLAY ROAD
    ST LOUIS,MO63117     		NONE PUBLIC CHARITY EDUCATIONAL 500
    THE JESSE HELMS CENTER FOUNDATION
    PO BOX 188
    WINGATE,NC28714     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    THE JOHN W POPE CENTER
    333 E SIX FORKS ROAD SUITE 150
    RALEIGH,NC27609     		NONE PUBLIC CHARITY EDUCATIONAL 1,000
    THE NATURE CONSERVANCY
    4705 UNIVERSITY DRIVE SUITE 290
    DURHAM,NC27707     		NONE PUBLIC CHARITY ENVIRONMENTAL PRESERVATION 55,000
    THE ROTARY FOUNDATION
    1560 SHERMAN AVENUE
    EVANSTON,IL60201     		NONE PUBLIC CHARITY FUND DRIVE 10,250
    THE SALVATION ARMY
    PO BOX 30280
    GREENVILLE,NC27833     		NONE PUBLIC CHARITY FUND DRIVE 105,000
    THIRD STREET COMMUNITY CENTER
    600 W THIRD STREET
    GREENVILLE,NC27834     		NONE PUBLIC CHARITY FUND DRIVE 19,280
    TRICKLE UP PROGRAM
    104 WEST 27TH STREET 12TH FLOOR
    NEW YORK,NY100016210     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    TUFTS UNIVERSITYUNIVERSITY ADVANCEMENT - TUFTS TELEFUND
    80 GEORGE STREET SUITE 300-7
    MEDFORD,MA02155     		NONE PUBLIC CHARITY EDUCATIONAL 1,400
    UNC - TV
    PO BOX 14900
    RESEARCH TRIANGLE PARK,NC277099751     		NONE PUBLIC CHARITY EDUCATIONAL 10,000
    UNC EDUCATIONAL FOUNDATION
    PO BOX 2446
    CHAPEL HILL,NC27515     		NONE PUBLIC CHARITY EDUCATIONAL 149,974
    UNC FRIENDS OF THE LIBRARY
    CAMPUS BOX 3900 DAVIS LIBRARY
    CHAPEL HILL,NC275148890     		NONE PUBLIC CHARITY CHILDREN'S SERVICES 5,000
    UNC INSTITUTE FOR THE ENVIRONMENT
    CAMPUS BOX 1105
    CHAPEL HILL,NC257991105     		NONE PUBLIC CHARITY EDUCATIONAL 5,000
    UNC LINEBERGER CANCER CENTER
    CAMPUS BOX 7295
    CHAPEL HILL,NC275997295     		NONE PUBLIC CHARITY CHILDREN'S SERVICES 10,060
    UNC SCHOOL OF MEDICINE
    CAMPUS BOX 7120 SLEEP TECHNOLOGY BS
    PROGRAM DEV FUND
    CHAPEL HILL,NC275997120     		NONE PUBLIC CHARITY EDUCATIONAL 18,000
    UNCAA-SSTC - MEN AND WOMEN'S TRACK
    PO BOX 309
    CHAPEL HILL,NC275140309     		NONE PUBLIC CHARITY EDUCATIONAL 500
    UNC-CHAPEL HILL OFFICE OF UNIVERSITY DEVELOPMENT
    PO BOX 309
    CHAPEL HILL,NC27514     		NONE PUBLIC CHARITY EDUCATIONAL 80,000
    UNITED SPECIAL SPORTSMAN ALLIANCE
    N7864 SHOTWELL LANE
    PITTSVILLE,WI544669123     		NONE PUBLIC CHARITY FUND DRIVE 500
    UNITED STATES EQUINE RESCUE LEAGUE
    9660 FALLS OF THE NEUSE ROAD SUITE
    138 BOX 300
    RALEIGH,NC27615     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    UPTOWN LEXINGTON INC
    4 EAST FIRST AVENUE
    LEXINGTON,NC27292     		NONE PUBLIC CHARITY FUND DRIVE 4,962
    UNITED SERVICE ORGANIZATIONS INC (USO)
    PO BOX 96860
    WASHINGTON,DC200906860     		NONE PUBLIC CHARITY FUND DRIVE 2,000
    VIDANT MEDICAL CENTER FOUNDATION
    PO BOX 8489
    GREENVILLE,NC27835     		NONE PUBLIC CHARITY FUND DRIVE 10,000
    VIRGINIA EPISCOPAL SCHOOL
    PO BOX 408
    LYNCHBURG,VA24505     		NONE PUBLIC CHARITY FUND DRIVE 7,378
    WOMEN FOR WOMEN FUND
    PO BOX 20459
    GREENVILLE,NC27858     		NONE PUBLIC CHARITY FUND DRIVE 6,000
    YMCA OF THE TRIANGLE AREA
    1603 HILLSBOROUGH STREET
    RALEIGH,NC27605     		NONE PUBLIC CHARITY FUND DRIVE 1,000
    YOUNG LIFE - PAMLICO CHAPTER
    PO BOX 1682
    WASHINGTON,NC27889     		NONE PUBLIC CHARITY FUND DRIVE 5,000
    YOUNG LIFE OF PITT COUNTY
    PO BOX 3738
    GREENVILLE,NC27836     		NONE PUBLIC CHARITY CHILDREN'S SERVICES 5,000
    YWCA CENTRAL CAROLINAS - FAMILIES TOGETHER PROGRAM
    3420 PARK RD
    CHARLOTTE,NC28209     		NONE PUBLIC CHARITY CHILDREN'S SERVICES 2,500
    Total .................................bullet 3a 3,403,978
    bApproved for future payment
    UNC PROFESSORSHIP - ANESTHESIOLOGY
    CAMPUS BOX 7295 DAVIS LIBRARY
    CHAPEL HILL,NC275148890     		NONE PUBLIC CHARITY CHILDREN'S SERVICES 10,000
    ECU EDUCATIONAL FOUNDATION - STEP UP TO THE HIGHEST LEVEL CAPITAL
    WARD SPORTS MEDICINE BUILDING
    GREENVILLE,NC278584353     		NONE PUBLIC CHARITY FUND DRIVE 100,000
    NC CHILDRENS SOCIETY
    CAMPUS BOX 7237
    CHAPEL HILL,NC27514     		NONE PUBLIC CHARITY CHILDREN'S SERVICES 1,000
    CAROLINA BASKETBALL FAMILY FUND
    PO BOX 2446
    CHAPEL HILL,NC27515     		NONE PUBLIC CHARITY EDUCATIONAL 160,000
    FCA - UNC CHAPLAIN
    6511 CREEDMORE ROAD SUITE 206
    RALEIGH,NC27613     		NONE PUBLIC CHARITY FUND DRIVE 5,000
    VIDANT MEDICAL FOUNDATION - CANCER CENTER
    PO BOX 8489
    GREENVILLE,NC27835     		NONE PUBLIC CHARITY DISEASE PREVENTION PROGRAM 20,000
    FRIENDS OF THE BATTLESHIP NORTH CAROLINA
    PO BOX 480
    WILMINGTON,NC28402     		NONE PUBLIC CHARITY FUND DRIVE 37,500
    MARBLES KIDS MUSEUM
    201 E HARGETT STREET
    RALEIGH,NC27601     		NONE PUBLIC CHARITY FUND DRIVE 2,500
    A TIME FOR SCIENCE
    PO BOX 245
    AYDEN,NC28513     		NONE PUBLIC CHARITY EDUCATIONAL 40,000
    SALVATION ARMY BUILDING FUND
    PO BOX 30280
    GREENVILLE,NC27833     		NONE PUBLIC CHARITY FUND DRIVE 200,000
    GREENVILLE COMMUNITY SHELTERS
    PO BOX 687
    GREENVILLE,NC27835     		NONE PUBLIC CHARITY FUND DRIVE 200,000
    Total .................................bullet 3b 776,000
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 5,349  
    4 Dividends and interest from securities....     14 147,991 121,913
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 2,226,883  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aPRIVATE ADVISOR PRIVATE EQUITY OTHER INCOME     14 9,882  
    bPRIVATE ADVISOR PRIVATE EQUITY OTHER INCOME-UBTI 525990 38      
    cTHE CEDARS OTHER INCOME     14 20,148  
    dCHATHAM OTHER INCOME     14 66,503  
    eCHATHAM OTHER INCOME - UBTI 525990 -2,442      
    fBELL WRANGLER OTHER INCOME     14 -519,179  
    gBELL WRANGLER OTHER INCOME - UBTI 525990 671,795      
    hGREENSPRING GLOBAL OTHER INCOME     14 446,959  
    iGREENSPRING GLOBAL OTHER INCOME - UBTI 525990 41      
    jCLASS ACTION SETTLEMENT     14 20  
    12 Subtotal. Add columns (b), (d), and (e).. 669,432 2,404,556 121,913
    13Total. Add line 12, columns (b), (d), and (e)..................
    133,195,901
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    4 INCLUDES INTEREST FROM STATE MUNICIPAL BONDS WHICH IS EXCLUDED FROM TAX BY SECTION 103.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC
     
    Employer identification number

    56-1844198
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC
          		Employer identification number

    56-1844198
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    C&E ENTERPRISES LLC
     

       
    PO BOX 1527
     
    GREENVILLE, NC27835

    		$1,989,985


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    EDWARD C SMITH JR  
    PO BOX 1527
     
    GREENVILLE, NC27835

    		$38,919


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC
          		Employer identification number

    56-1844198
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 MUTUAL FUNDS $1,989,985 2014-06-16
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC
          		Employer identification number

    56-1844198
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC
    EIN: 56-1844198
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 26,700 23,723   0

    TY 2013 GeneralExplanationAttachment
    Name:
    EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC
    EIN: 56-1844198
    Identifier Return Reference Explanation
    COMPENSATION OF OFFICERS AND DIRECTORS 990-PF, PART I, LINE 13 SEE 990-PF, PART VIII, LINE 1 AND STATEMENT 18 FOR ADDITIONAL DETAIL.
    INFORMATION ABOUT OFFICERS AND DIRECTORS 990-PF, PART VIII, LINE I THE DIRECTORS RECEIVE NO COMPENSATION FOR THEIR SERVICES TO THE FOUNDATION AS AN OFFICER AND DIRECTOR, BUT RATHER THE AMOUNTS LISTED ARE PROVIDED FOR SPECIFIC LEGAL, CONSULTING, AND INVESTMENT ADVISORY SERVICES TO THE FOUNDATION PROVIDED BY COMPANIES OWNED (IN PART IF APPLICABLE) BY THE DIRECTOR.AMOUNTS PAID TO ENTITIES THAT HAVE A PRINCIPAL WHO IS ALSO A DIRECTOR OF THE FOUNDATION:CONSULTING FEES PAID TO SIMON INVESTMENT ADVISORY SERVICES (HERMAN SIMON, PRINCIPAL): $24,000INVESTMENT ADVISORY FEES PAID TO SAFE HARBOR FAMILY CAPITAL, LLC (CHRISTOPHER B. SMITH, PRINCIPAL): $355,123
    LEGAL, ACCOUNTING, OTHER PROFESSIONAL FEES 990-PF, PART I, LINES 16 A, B, C AMOUNTS PAID TO ENTITIES THAT HAVE A PRINCIPAL WHO IS ALSO A DIRECTOR. THESE PAYMENTS FIT WITHIN THE PERSONAL SERVICES EXCEPTION TO THE SELF-DEALING RULES. SEE STATEMENT 17 FOR FURTHER DETAIL.

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC
    EIN: 56-1844198
    Name of Stock End of Year Book Value End of Year Fair Market Value
    INVESTMENTS-MUTUAL FUNDS 5,920,146 7,166,562
    INVESTMENTS-STOCK 1,368,018 1,491,697

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC
    EIN: 56-1844198
    US Government Securities - End of Year Book Value:

    0
    US Government Securities - End of Year Fair Market Value:

    0
    State & Local Government Securities - End of Year Book Value:


    4,346,946
    State & Local Government Securities - End of Year Fair Market Value:


    4,346,946


    TY 2013 InvestmentsOtherSchedule2
    Name:
    EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC
    EIN: 56-1844198
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    400 CAPITAL CREDIT OPP FUND AT COST 850,000 1,283,189
    ALLBLUE LTD AT COST 0 1,574,972
    ARMAJARO COMMODITIES FUND AT COST 1,250,000 1,248,971
    AVENUE EUROPE INTL AT COST 428,645 28,654
    AXA SECONDARY FUND III AT COST 0 542,756
    AXA SECONDARY FUND V AT COST 1,150,441 1,768,508
    BELL WRANGLER AT COST 1,592,559 4,317,127
    CEDARS AT COST 136,221 400,000
    CEVIAN CAPTIAL II AT COST 2,353,386 3,146,661
    CHATHAM AT COST 0 0
    CORRIENTE CHINA OPP OFFSHORE II AT COST 1,000,000 324,331
    ESG DOMESTIC OPP OS FUND AT COST 1,000,000 1,153,957
    ETON PARK OVERSEAS FUND AT COST 0 147,855
    FORESTER OFFSHORE AT COST 2,742,787 3,657,592
    FORESTER OPPORTUNITIES LTD AT COST 3,500,000 3,760,591
    GREENSPRING GLOBAL V-B AT COST 652,973 871,318
    LEGG MASON REAL ESTATE CAPITAL II AT COST 1,617,135 2,374,738
    LUXOR CAPITAL PARTNERS AT COST 1,093,933 1,549,576
    METCAPITAL AT COST 575,000 1,172,800
    MOON CAPITAL GLOBAL AT COST 147,486 837,313
    MORROCROFT SPECIAL OPP FUND II AT COST 1,500,000 2,176,486
    NEON LIBERTY EMERGING MKTS FUND AT COST 1,000,000 1,136,560
    OSPARAIE AT COST 874,636 11,753
    OZ ASIA AT COST 544,959 60,293
    OZ EUROPE AT COST 407,771 9,932
    OZ OVERSEAS FUND II AT COST 77,486 1,755,072
    PIPE EQUITY AT COST 354,075 318,825
    PORTFOLIO ADVISORS SEC FUND II AT COST 599,423 787,765
    PRIVATE ADVISORS-PRIV EQUITY FUND AT COST 104,725 297,720
    ROUNDTABLE GLOBAL FUND AT COST 1,208,436 14,331
    SAMLYN OFFSHORE AT COST 0 18,315
    SJC ONSHORE DIRECT LENDING FUND II AT COST 356,543 381,696

    TY 2013 LegalFeesSchedule
    Name:
    EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC
    EIN: 56-1844198
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL 3,698 3,285   0


    TY 2013 OtherDecreasesSchedule
    Name:
    EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC
    EIN: 56-1844198
    Description Amount
    FAIR MARKET VALUE ADJUSTMENTS ON DONATED SECURITIES 589,138
    OTHER DECREASES NOT INCLUDED 191


    TY 2013 OtherExpensesSchedule
    Name:
    EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC
    EIN: 56-1844198
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER EXPENSES 4,429 3,935   0


    TY 2013 OtherIncomeSchedule2
    Name:
    EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC
    EIN: 56-1844198
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    PRIVATE ADVISOR PRIVATE EQUITY OTHER INCOME 9,882 9,882 9,882
    PRIVATE ADVISOR PRIVATE EQUITY OTHER INCOME-UBTI 38   38
    THE CEDARS OTHER INCOME 20,148 20,148 20,148
    CHATHAM OTHER INCOME 66,503 66,503 66,503
    CHATHAM OTHER INCOME - UBTI -2,442   -2,442
    BELL WRANGLER OTHER INCOME -519,179 -519,179 -519,179
    BELL WRANGLER OTHER INCOME - UBTI 671,795   671,795
    GREENSPRING GLOBAL OTHER INCOME 446,959 446,959 446,959
    GREENSPRING GLOBAL OTHER INCOME - UBTI 41   41
    CLASS ACTION SETTLEMENT 20   20


    TY 2013 OtherIncreasesSchedule
    Name:
    EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC
    EIN: 56-1844198
    Description Amount
    ROUNDING ADJUSTMENT 2


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC
    EIN: 56-1844198
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MONEY MANAGER FEES 384,660 341,766   0


    TY 2013 SubstantialContributorsSch
    Name:
    EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC
    EIN: 56-1844198
    Name Address
    C&E ENTERPRISES LLC
          		PO BOX 1527
    GREENVILLE,NC27835
    EDWARD C SMITH JR 2961 LANDING CIRCLE
    GRIMESLAND,NC27837


    TY 2013 TaxesSchedule
    Name:
    EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC
    EIN: 56-1844198
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES WITHHELD ON INVESTMENTS 407 407   0
    STATE TAXES PAID BY PARTNERSHIPS 669 0   0
    FEDERAL INCOME TAXES 12,798 0   0