Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
ANTHONY F AND HELEN J CASTLE
SCHOLARSHIP FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)2121 WAUKEGAN RDROOM/SUITE 130Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BANNOCKBURN, IL600151836
A Employer identification number

36-4022715
B Telephone number (see instructions)

(847) 943-3980
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$0
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 136,064 122,961  
4 Dividends and interest from securities...... 400,263 305,797  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 20,283
b Gross sales price for all assets on line 6a 98,227
7 Capital gain net income (from Part IV, line 2)... 38,526
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 556,610 467,284  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) 10,500      
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... 222,694      
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 233,194 0   0
25 Contributions, gifts, grants paid........ 297,837 50,000
26 Total expenses and disbursements. Add lines 24 and 25 531,031 0   50,000
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 25,579
b Net investment income (if negative, enter -0-) 467,284
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 1,714,994 1,651,922  
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........   12,500  
10a Investments—U.S. and state government obligations (attach schedule) 585,051 461,367  
b Investments—corporate stock (attach schedule)........ 8,878,744 Click to see attachment10,784,694  
c Investments—corporate bonds (attach schedule)........ 1,628,782 Click to see attachment1,399,534  
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 1,104,749 Click to see attachment1,182,643  
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 13,912,320 15,492,660 0
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment23,000 Click to see attachment13,225
23 Total liabilities (add lines 17 through 22).......... 23,000 13,225
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 13,889,320 15,479,435
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 13,889,320 15,479,435
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 13,912,320 15,492,660
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 13,889,320
2 Enter amount from Part I, line 27a..................... 2 25,579
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 1,564,536
4 Add lines 1, 2, and 3.......................... 4 15,479,435
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 15,479,435
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b) How acquired
P—Purchase
D—Donation
(c) Date acquired
(mo., day, yr.)
(d) Date sold
(mo., day, yr.)
1a
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable)
(g) Cost or other basis
plus expense of sale
(h) Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69
(k) Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 38,526
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . .
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2012      
2011      
2010      
2009      
2008      
2 Total of line 1, column (d) ...................... 2  
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years
. . .
3  
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4  
5 Multiply line 4 by line 3....................... 5  
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6  
7 Add lines 5 and 6......................... 7  
8 Enter qualifying distributions from Part XII, line 4.............. 8  
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter: 1995-11-13(attach copy of letter if necessary–see instructions)
b 1 9,346
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 9,346
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 9,346
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a  
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7  
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 209
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 9,555
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletSIDNEY SCHIFFMAN Telephone no.bullet (847) 943-3980
    Located atbullet2121 WAUKEGAN RD STE 1302121 WAUKEGAN RD STE 130BANNOCKBURNIL ZIP+4bullet60015
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to
    employee benefit plans
    and deferred compensation
    (e) Expense account,
    other allowances
    PHILLIP R MEIERClick to see attachment PRESIDENT
    5.00
    0 0 0
    157705 MARENGO
    HUNTLEY,IL60180
    JEROME PODGERSClick to see attachment DIRECTOR
    2.50
    0 0 0
    2130 WILLOW RD
    NORTHFIELD,IL60093
    PATRICK M SCHLIFKAClick to see attachment SECRETARY
    7.50
    0 0 0
    14050 NE 94TH STREET
    KANSAS CITY,MO64155
    SIDNEY SCHIFFMANClick to see attachment TREASURER
    20.00
    0 0 0
    1271 HILARY LN
    HIGHLAND PARK,IL60035
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    723,388
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    9,346
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    9,346
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    714,042
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    714,042
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    714,042
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2012
    (c)
    2012
    (d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 714,042
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009....... 627,313
    c From 2010....... 100,000
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e......... 727,313
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 50,000
    a Applied to 2012, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......
     
    c Treated as distributions out of corpus (Election
    required—see instructions).........
     
    d Applied to 2013 distributable amount..... 50,000
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2013. 664,042 664,042
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 63,271
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........
     
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
     
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
     
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
     
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........
    0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............
     
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...
     
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......
    63,271
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010.... 63,271
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    SIDNEY SCHIFFMAN
    2101 WAUKEGAN RD
    BANNOCKBURN,IL60015
    (847) 444-0603
    bThe form in which applications should be submitted and information and materials they should include:
    APPLIATION MUST BE REQUESTED ANC COMPLETED ON OUR FORM ALONG WITHT HE REQUIRED SUBMISSIONS
    cAny submission deadlines:
    ALL APPLICATIONS MUST BE SUBMITTED BY DECEMBER 31 OF THE YEAR PRIOR TO BEING AWARDED A SCHOLARSHIP O
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    AWARDS ARE NOT TO EXCEED 25,000,00 PER ANNUM
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    RUSH UNIVERSITY MEDICAL CENTER
    RUSH UNIVERSITY MEDICAL CENTER
    1700 WEST VAN BUREN
    1700 WEST VAN BUREN
    CHICAGO,IL60612
    NONE RECEIVED MEDICAL RESEARCH 25,000
    NORTHWESTERN UNIVERSITY FEINBERG SC
    NORTHWESTERN UNIVERISTY FEINBERG SC
    750 N LAKE SHORE DRIVE
    CHICAGO,IL60611
      RECEIVED MEDICAL RESEARCH 25,000
    Total .................................bullet 3a 50,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............
        14   136,064
    4 Dividends and interest from securities....         400,263
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............
             
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............
            20,283
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aENDRIDGE          
    bENTERPRISE PRODUCTS          
    cLINN ENRGY          
    dTEPPCO          
    eKINDER MORGAN ENERGY PARTNE          
    12 Subtotal. Add columns (b), (d), and (e)..     556,610
    13Total. Add line 12, columns (b), (d), and (e)..................
    13556,610
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







    Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 CompensationExplanation
    Name:
    ANTHONY F AND HELEN J CASTLE
    SCHOLARSHIP FOUNDATION
    EIN: 36-4022715
    Person Name Explanation
    PHILLIP R MEIER  
    JEROME PODGERS  
    PATRICK M SCHLIFKA  
    SIDNEY SCHIFFMAN  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 GainLossSaleOtherAssetsSch
    Name:
    ANTHONY F AND HELEN J CASTLE
    SCHOLARSHIP FOUNDATION
    EIN: 36-4022715
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    GENERAL MTRS ACCEP C ORP SMARTNOTES 2011-09 PURCHASE 2013-08   25,000 25,000        
    GENERAL MTRS CO COM 2003-07 PURCHASE 2013-06   3,526 12,825     -9,299  
    GENERAL MTS CO WT EXP 2011-12 PURCHASE 2013-07   2,406 8,642     -6,236  
    GENERAL MTRS 2011-12 PURCHASE 2013-06   1,650 6,477     -4,827  
    CLEVELAND ELECTRIC 2011-12 PURCHASE 2013-08   27,119 25,000     2,119  

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    ANTHONY F AND HELEN J CASTLE
    SCHOLARSHIP FOUNDATION
    EIN: 36-4022715
    Name of Bond End of Year Book Value End of Year Fair Market Value
    UNION PAC CORP 5.7%    
    BANK OF AMERICA CORP 5.27%    
    BANK OF AMERICA CORP 5.4%    
    BANK OF AMERICA CORP 5.25%    
    BAC CAPITAL TRUST III 7.0%    
    DOW CHEMICAL CO 6.0%    
    GENERAL ELEC CAP CORP 5.1%    
    GENERAL ELEC CAP CORP 5.3%    
    GENERAL MOTORS CORP 8.375%    
    GENERAL ELECTRIC CPITAL CORP 5.5%    
    NEWELL FINANCIAL TRUST I 5.25%    
    PROTECTIVE LIFE SECD TRUST 5.03%    
    PRUDENTIAL FINANCIAL INC 5.35%    
    WELLS FARGO BK 7.25%    
    ALBERTSONS INC 7.25%    
    AEGON N V 4.75%    
    CAPITAL ONE CAPITAL II 7.5%    
    GENERAL ELEC CAP CORP 5.6%    
    NM GENERAL MTRS ACCPT BE 6.35%    
    GENERAL ELEC CAP CORP 5.0%    
    GENL MOTORS ACCEPT CORP 6.4%    
    GENERAL MOTORS ACCEPTANCE CORP 7.0%    
    GENERAL MOTORS ACCEPTANCE CORP 6.2%    
    GENERAL MTRS ACCEP CORP 6.75%    
    GENERAL MOTORS ACCEPTANCE CORP 6.75%    
    GENERAL MOTORS ACCEPTANCE CORP 7.35%    
    GENL MOTORS ACCEPT 7.35%    
    GOLDMAN SACHS GROUP INC 4.75% - B    
    GOLDMAN SACHS GROUP INC 4.75% - A    
    INGERSOLL RAND GLOBAL HLDG 6.0%    
    STRATS TRUST SPRINT SECURITIES 6.5%    
    VERIZON NEW ENGLAND INC 4.75% - B    
    VERIZON NEW ENGLAND INC 4.75% - A    
    GOLDMAN SACHS GROUP INC - 5.95%    
    AES TRUST III 6.75% 50,180  
    CLEVELAND ELEC ILLUM CO 5.7% 14,083  
    CROWN CORK & SEAL INCP DEB 7.375% 19,890  
    DELUXE CORP 5.125% - A 30,713  
    DELUXE CORP 5.125% - B 30,713  
    ENTERPRISE PRODUCTS 7.034% 27,500  
    EXELON GENERATION CO LLC 5.35% 50,079  
    EXELON CORP 4.9% 26,358  
    GENL MOTORS ACCEPT CORP 7.375% 25,390  
    GTE FLORIDA INC 6.86% 105,115  
    JOHN HANCOCK LIFE INS CO 5.15% 26,291  
    MERRILL LYNCH & CO 5.25% 24,027  
    OWENS CORNING INC 9.0% 30,865  
    SLM CORP 5.6% 48,593  
    SLM CORP 5.05% 28,910  
    WRIGLEY WM JR CO 4.65% 26,317  
    ZIONS BANCORPORATION 7.75% 26,113  
    ICAHN ENTERPRISES L P /ICAHN 26,000  
    AMERENENERGY GENERATING CO SR NT 7.0 42,750  
    GENERAL ELEC CAP CORP 7.125% 111,950  
    ARCELORMITTAL SA LUXEMBOURG NT 27,438  
    SAFEWAY INC FIXED RT NT 24,991  
    CHESAPEAKE ENERGY CORP GRD SR FIXED 53,625  
    GOLDMAN SACHS GROUP INC CALLABLE STE 23,820  
    DELL INC INT 6.5% 20,063  
    AAPL STEPS ISSUER RBC 8.50% 53,500  
    MRO STEPS ISSUER BARC 52,600  
    F STEPS ISSUER BARC 8.00% 52,450  
    GLW STEPS ISSUER RBC 7.50% 30,330  
    IP STEPS ISSUER BARC 6.5% 49,600  
    MRO STEPS ISSUER BARC 49,600  
    UA STEPS ISSUER RBC 31,830  
    AMZN STEPS ISSUER RBC 53,350  
    TOL STEPS ISSUER BAC 8.0% 31,440  
    HIG STEPS ISSUER BARC 9.0% 25,075  
    SPRINT CAPITAL CORP NOTE - 6.875% 22,560  
    MAS STEPS ISSUER CS 25,425  

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    ANTHONY F AND HELEN J CASTLE
    SCHOLARSHIP FOUNDATION
    EIN: 36-4022715
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AMBAC FINANCIAL GROUP INC    
    BLACKROCK ENH CAP & FD INC    
    DYNEGY INC    
    ENERPLUS RES FD TR UT NEW    
    NYSE EURONEXT    
    AMERICAN INTERNATIONAL GROUP    
    PS BUSINESS PARK 7.2%    
    SATURNS GOLDMAN SACHS GROUP 6.6%    
    SATURNS GOLDMAN SACHS GROUP 5.75%    
    EDISON INTERNATIONAL    
    MET CBN ISSUER BAC    
    NV ENERGY INC    
    HJ HEINZ    
    WINDSTREAM CORP    
    MRO NOTE ISSUER BAC 11.0%    
    GENERAL ELECTRIC CAPITAL 6.625%    
    HARRIS PREFERRED CAP COR 7.375%    
    JP MORGAN CHASE CAP X 7.0%    
    PECO ENERGY CO-4.68 PFD    
    PREFERREDPLUS TR CERTS 6.0%    
    PPLUS TR CTF CL A 6.0%    
    RENAISSANCERE HLDGS LTD 6.6%    
    VORNADO REALTY TRUST 6.75%    
    3M CO COM 336,600  
    ABBOTT LABORATORIES 180,151  
    AFLAC INC 33,400  
    ALLETE INC NEW 119,712  
    AMERICAN EXPRESS CO 27,219  
    AMGEN INC 34,224  
    AMERICAN ELECTRIC POWER CO INC 210,330  
    APACHE CORP 94,534  
    APPLIED MATERIALS INC 7,072  
    AQUA AMERICA INC 35,385  
    AUTOMATIC DATA PROCESSING INC 60,599  
    BANK OF AMERICA CORP 38,925  
    GENESIS ENERGY LP 39,428  
    BRISTOL MYERS SQUIBB CO 122,245  
    CAPITAL ONE FINANCIAL CORP 15,322  
    CARDINAL HEALTH INC 66,811  
    CAREFUSION CORP 13,937  
    CENTERPOINT ENERGY INC 46,360  
    CHENIERE ENERGY INC 12,936  
    CISCO SYSTEMS INC 44,860  
    CITIGROUP INC 8,337  
    CLOROX CO 227,262  
    COLGATE PALMOLIVE CO 52,168  
    CONOCOPHILLIPS 70,650  
    COVIDIEN PLC 68,100  
    DELTA AIRLINES INC 3,351  
    DOMINION RES INC NEW VA 485,175  
    DUKE ENERGY CORP NEW 64,386  
    EMC CORP-MASS 20,120  
    ENTERGY CORP NEW 180,320  
    ENTERPRISE PRODS PARTNERS L P COM 692,172  
    EXELON CORP 106,821  
    EXXON MOBIL CORP 151,800  
    FIRSTENERGY CORP COM 309,517  
    GENERAL ELECTRIC CO 168,180  
    HARLEY DAVIDSON INC 48,468  
    HARTFORD FINANCIAL SERVICES 28,984  
    THE MOSAIC COMPANY 47,270  
    INTEL CORP 38,933  
    INTERNATIONAL BUSINESS MACHINES 140,678  
    ITT CORP 26,052  
    JPMORGAN CHASE & CO 105,264  
    JOHNSON & JOHNSON 91,590  
    KEYCORP NEW 16,775  
    CENTURYLINK INC SHS 6,370  
    L 3 COMMUNICATIONS HLDGS INC COM 58,773  
    ONEOK INC 124,360  
    LOWES COMPANIES INC 24,775  
    METLIFE INC COM 26,960  
    MICROSOFT CORP 112,230  
    MORGAN STANLEY 15,680  
    MOTOROLA INC 9,585  
    NEW YORK COMMUNITY BANCORP 53,920  
    NORTHROP GRUMMAN CORP 22,922  
    FREEPRT-MCMRAN CPR & GLD 60,384  
    OGE ENERGY CORP 135,600  
    ORACLE CORP COM 76,520  
    PEPCO HOLDINGS 47,825  
    PEPSICO INC 124,410  
    PFIZER INC 24,351  
    PLUM CREEK TIMBER CO INC COM 46,510  
    POWER SHARES GGG TRST 87,960  
    PROCTER & GAMBLE CO 219,807  
    PUB SVC ENTERPRISE GRP 128,160  
    RAYONIER INC 28,418  
    REGIONS FINANCIAL CORP 14,835  
    SOUTHERN CO COM 267,215  
    SPECTRA ENERGY CORP 178,100  
    STANDARD & POORS MIDCAP 146,520  
    STARWOOD HOTELS 15,890  
    TARGET CORP 31,635  
    TEXAS INSTRUMENTS INC 8,782  
    TIME WARNER CABLE INC 27,101  
    TIME WARNER INC 9,273  
    THE TRAVELERS COMPANIES INC 253,512  
    UNITED TECHNOLOGIES CORP 56,900  
    VECTREN CORP INDIANA COM 31,950  
    WALGREEN CO 57,440  
    WAL-MART STORES INC 31,476  
    WELL POINT INC 23,098  
    WELLS FARGO & CO 149,820  
    WESTERN ASSET MKTS FD II INC 35,520  
    XCEL ENERGY INC 55,880  
    AGL RESOURCES INC 47,230  
    TECO ENERGY INC 34,480  
    GENERAL MILLS 74,865  
    KRAFT FOODS 35,904  
    LEGGETT & PLATT INC 15,470  
    MERCK & CO 72,573  
    NEXTERA ENERGY INC 211,560  
    OCCIDENTAL PETROLEUM 300,896  
    SYSCO 18,050  
    VERMILION ENERGY 58,620  
    WESTAR ENERGY 96,510  
    AOL INC 559  
    AVISTA CORP 59,199  
    CBRE CLARION GL REAL ESTATE (IGR) 3,960  
    COCA COLA COM 82,620  
    CMS ENERGY CORP 26,770  
    EXELIS INC 22,872  
    GENERAL MOTORS COMPANY 18,959  
    GENERAL MTRS CO WT EXP 271  
    HUNTINGTON INGALLS INDUSTRIES 2,970  
    LACLEDE GROUP 13,662  
    MOTORS LIQ CO GUS TR UNIT BEN INT 2,508  
    MARKWEST ENERGY PARTNERS LP 132,260  
    PPL CORPORATION 183,549  
    UNISOURCE ENERGY CP 29,925  
    XYLEM INC SHS 41,520  
    DEERE CO 109,596  
    WTS AMERICAN INTERNATIONAL GROUP INC 527  
    EATON CORP 76,120  
    EMERSON ELEC CO 105,270  
    HONEYWELL INTL INC 109,644  
    ENGILITY HOLDINGS INC 3,039  
    PHILLIPS 66 38,565  
    UIL HOLDINGS CORP 19,375  
    ATMOS ENERGY CORP 45,420  
    HALCON RESOURCES CORPORATION 3,860  
    MONDELEZ INTERNATIONAL 28,240  
    CHUBB CORP 48,315  
    ABBVIE INC 269,331  
    MET CBN ISS RBC 100,400  
    ROYAL DUTCH SHELL PLC 35,635  
    MALLINCKRODT PLC 6,533  
    AT&T INC 70,320  
    VODAFONE GROUP PLC 78,620  
    KROGER COMPANY COM 47,436  
    ALABAMA POWER COMPANY 5.2% 24,875  
    CORTS TR II PROVIDENT FING TR 8.2% 9,141  
    CORPORATE BACKED TRUST CERT 7.0% 58,294  
    COUNTRYWIDE CAPITAL IV 6.75% 94,582  
    DUKE REALTY CORP 6.6% 22,650  
    FEDERAL NATL MTG ASSN 7,100  
    HSBC HLDGS PLC 19,661  
    ING GROEP NV 7.05% 23,700  
    ING GROEP NV 6.375% 25,190  
    ING GROEP NV 6.2% 37,520  
    MORGAN STANLEY CAP TRUST VII 6.6% 60,750  
    PHOENIX COS INC NEW 7.45% 22,220  
    RENAISSANCERE HLDGS LTD 6.08% 17,368  
    RBS CAPITAL FUNDING TRUST V 5.9% 20,440  
    TELEPHONE & DATA SYSTEMS INC 34,305  

    TY 2013 InvestmentsOtherSchedule2
    Name:
    ANTHONY F AND HELEN J CASTLE
    SCHOLARSHIP FOUNDATION
    EIN: 36-4022715
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    AMERICAN MUTUAL FUND-A FMV    
    LINN ENERGY LLC FMV    
    NUSTAR ENERGY L.P. FMV    
    MOTORS LIQ CO GUS TR UNIT BENE FMV    
    ENBRIDGE ENERGY PARTNERS L.P. FMV 209,090  
    KKR FINANCIAL HOLDINGS LLC FMV 21,832  
    KINDER MORGAN INC FMV 147,990  
    PVR PARTNERS LP   2,683  
    BLACKROCK MUNIHLDGS FUND   54,926  
    ISHARES TRUST S&P SMALLCAP 600 FMV 98,217  
    CLEARBRIDGE ENERGY MLP FMV 54,440  
    NUVEEN MUNI VALUE FUND   218,632  
    EUROPACIFIC GROWTH FUND-A FMV 23,587  
    THE GROWTH FUND OF AMERICA-A FMV 36,133  
    SMALLCAP WORLD FUND-A FMV 32,336  
    FUNDAMENTAL INVESTORS-A FMV 17,284  
    THE INVESTMENT COMPANY OF AMERICA-A FMV 40,372  
    CAPITAL WORLD GROWTH AND INCOME FUND FMV 22,065  
    WASHINGTON MUTUAL INVESTORS FUND-A FMV 23,619  
    THE INCOME FUND OF AMERICA-A FMV 53,128  
    INTERMEDIATE BOND FUND OF AMERICA-A FMV 2,984  
    GABELLI UTILITIES C FMV 23,803  
    CAPITAL INCOME BUILDER - CLASS A   20,577  
    CLEARBRIDGE ENERGY MLP   57,950  
    DREYFUS STRATEGIC MUNICIPALS INC FMV 7,600  
    ALLIANZ AGIC INCOME & GROWTH FUND   13,395  

    TY 2013 OtherExpensesSchedule
    Name:
    ANTHONY F AND HELEN J CASTLE
    SCHOLARSHIP FOUNDATION
    EIN: 36-4022715
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    ADMINISTRATIVE FEES 162,500      
    DIRECTORS FEES 44,000      
    INVESTMENT EXPENSE 13,968      
    INSURANCE & LEGAL 2,226      


    TY 2013 OtherIncreasesSchedule
    Name:
    ANTHONY F AND HELEN J CASTLE
    SCHOLARSHIP FOUNDATION
    EIN: 36-4022715
    Description Amount
    UNREALIZED GAIN (LOSS) 1,600,398
    PRIOR PERIOD ADJ -35,862


    TY 2013 OtherLiabilitiesSchedule
    Name:
    ANTHONY F AND HELEN J CASTLE
    SCHOLARSHIP FOUNDATION
    EIN: 36-4022715
    Description Beginning of Year - Book Value End of Year - Book Value
    ACCRUED EXPENSES 23,000 13,225


    TY 2013 TaxesSchedule
    Name:
    ANTHONY F AND HELEN J CASTLE
    SCHOLARSHIP FOUNDATION
    EIN: 36-4022715
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FRANCHISE FEE-ILLINOIS        
    FEDERAL INCOME TAX        
    PROVISION FOR INCOME TAX 10,500