| Person Name | Explanation |
|---|---|
| PHILLIP R MEIER | |
| JEROME PODGERS | |
| PATRICK M SCHLIFKA | |
| SIDNEY SCHIFFMAN |
| Name | Date Acquired | How Acquired | Date Sold | Purchaser Name | Gross Sales Price | Basis | Basis Method | Sales Expenses | Total (net) | Accumulated Depreciation |
|---|---|---|---|---|---|---|---|---|---|---|
| GENERAL MTRS ACCEP C ORP SMARTNOTES | 2011-09 | PURCHASE | 2013-08 | 25,000 | 25,000 | |||||
| GENERAL MTRS CO COM | 2003-07 | PURCHASE | 2013-06 | 3,526 | 12,825 | -9,299 | ||||
| GENERAL MTS CO WT EXP | 2011-12 | PURCHASE | 2013-07 | 2,406 | 8,642 | -6,236 | ||||
| GENERAL MTRS | 2011-12 | PURCHASE | 2013-06 | 1,650 | 6,477 | -4,827 | ||||
| CLEVELAND ELECTRIC | 2011-12 | PURCHASE | 2013-08 | 27,119 | 25,000 | 2,119 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| UNION PAC CORP 5.7% | ||
| BANK OF AMERICA CORP 5.27% | ||
| BANK OF AMERICA CORP 5.4% | ||
| BANK OF AMERICA CORP 5.25% | ||
| BAC CAPITAL TRUST III 7.0% | ||
| DOW CHEMICAL CO 6.0% | ||
| GENERAL ELEC CAP CORP 5.1% | ||
| GENERAL ELEC CAP CORP 5.3% | ||
| GENERAL MOTORS CORP 8.375% | ||
| GENERAL ELECTRIC CPITAL CORP 5.5% | ||
| NEWELL FINANCIAL TRUST I 5.25% | ||
| PROTECTIVE LIFE SECD TRUST 5.03% | ||
| PRUDENTIAL FINANCIAL INC 5.35% | ||
| WELLS FARGO BK 7.25% | ||
| ALBERTSONS INC 7.25% | ||
| AEGON N V 4.75% | ||
| CAPITAL ONE CAPITAL II 7.5% | ||
| GENERAL ELEC CAP CORP 5.6% | ||
| NM GENERAL MTRS ACCPT BE 6.35% | ||
| GENERAL ELEC CAP CORP 5.0% | ||
| GENL MOTORS ACCEPT CORP 6.4% | ||
| GENERAL MOTORS ACCEPTANCE CORP 7.0% | ||
| GENERAL MOTORS ACCEPTANCE CORP 6.2% | ||
| GENERAL MTRS ACCEP CORP 6.75% | ||
| GENERAL MOTORS ACCEPTANCE CORP 6.75% | ||
| GENERAL MOTORS ACCEPTANCE CORP 7.35% | ||
| GENL MOTORS ACCEPT 7.35% | ||
| GOLDMAN SACHS GROUP INC 4.75% - B | ||
| GOLDMAN SACHS GROUP INC 4.75% - A | ||
| INGERSOLL RAND GLOBAL HLDG 6.0% | ||
| STRATS TRUST SPRINT SECURITIES 6.5% | ||
| VERIZON NEW ENGLAND INC 4.75% - B | ||
| VERIZON NEW ENGLAND INC 4.75% - A | ||
| GOLDMAN SACHS GROUP INC - 5.95% | ||
| AES TRUST III 6.75% | 50,180 | |
| CLEVELAND ELEC ILLUM CO 5.7% | 14,083 | |
| CROWN CORK & SEAL INCP DEB 7.375% | 19,890 | |
| DELUXE CORP 5.125% - A | 30,713 | |
| DELUXE CORP 5.125% - B | 30,713 | |
| ENTERPRISE PRODUCTS 7.034% | 27,500 | |
| EXELON GENERATION CO LLC 5.35% | 50,079 | |
| EXELON CORP 4.9% | 26,358 | |
| GENL MOTORS ACCEPT CORP 7.375% | 25,390 | |
| GTE FLORIDA INC 6.86% | 105,115 | |
| JOHN HANCOCK LIFE INS CO 5.15% | 26,291 | |
| MERRILL LYNCH & CO 5.25% | 24,027 | |
| OWENS CORNING INC 9.0% | 30,865 | |
| SLM CORP 5.6% | 48,593 | |
| SLM CORP 5.05% | 28,910 | |
| WRIGLEY WM JR CO 4.65% | 26,317 | |
| ZIONS BANCORPORATION 7.75% | 26,113 | |
| ICAHN ENTERPRISES L P /ICAHN | 26,000 | |
| AMERENENERGY GENERATING CO SR NT 7.0 | 42,750 | |
| GENERAL ELEC CAP CORP 7.125% | 111,950 | |
| ARCELORMITTAL SA LUXEMBOURG NT | 27,438 | |
| SAFEWAY INC FIXED RT NT | 24,991 | |
| CHESAPEAKE ENERGY CORP GRD SR FIXED | 53,625 | |
| GOLDMAN SACHS GROUP INC CALLABLE STE | 23,820 | |
| DELL INC INT 6.5% | 20,063 | |
| AAPL STEPS ISSUER RBC 8.50% | 53,500 | |
| MRO STEPS ISSUER BARC | 52,600 | |
| F STEPS ISSUER BARC 8.00% | 52,450 | |
| GLW STEPS ISSUER RBC 7.50% | 30,330 | |
| IP STEPS ISSUER BARC 6.5% | 49,600 | |
| MRO STEPS ISSUER BARC | 49,600 | |
| UA STEPS ISSUER RBC | 31,830 | |
| AMZN STEPS ISSUER RBC | 53,350 | |
| TOL STEPS ISSUER BAC 8.0% | 31,440 | |
| HIG STEPS ISSUER BARC 9.0% | 25,075 | |
| SPRINT CAPITAL CORP NOTE - 6.875% | 22,560 | |
| MAS STEPS ISSUER CS | 25,425 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| AMBAC FINANCIAL GROUP INC | ||
| BLACKROCK ENH CAP & FD INC | ||
| DYNEGY INC | ||
| ENERPLUS RES FD TR UT NEW | ||
| NYSE EURONEXT | ||
| AMERICAN INTERNATIONAL GROUP | ||
| PS BUSINESS PARK 7.2% | ||
| SATURNS GOLDMAN SACHS GROUP 6.6% | ||
| SATURNS GOLDMAN SACHS GROUP 5.75% | ||
| EDISON INTERNATIONAL | ||
| MET CBN ISSUER BAC | ||
| NV ENERGY INC | ||
| HJ HEINZ | ||
| WINDSTREAM CORP | ||
| MRO NOTE ISSUER BAC 11.0% | ||
| GENERAL ELECTRIC CAPITAL 6.625% | ||
| HARRIS PREFERRED CAP COR 7.375% | ||
| JP MORGAN CHASE CAP X 7.0% | ||
| PECO ENERGY CO-4.68 PFD | ||
| PREFERREDPLUS TR CERTS 6.0% | ||
| PPLUS TR CTF CL A 6.0% | ||
| RENAISSANCERE HLDGS LTD 6.6% | ||
| VORNADO REALTY TRUST 6.75% | ||
| 3M CO COM | 336,600 | |
| ABBOTT LABORATORIES | 180,151 | |
| AFLAC INC | 33,400 | |
| ALLETE INC NEW | 119,712 | |
| AMERICAN EXPRESS CO | 27,219 | |
| AMGEN INC | 34,224 | |
| AMERICAN ELECTRIC POWER CO INC | 210,330 | |
| APACHE CORP | 94,534 | |
| APPLIED MATERIALS INC | 7,072 | |
| AQUA AMERICA INC | 35,385 | |
| AUTOMATIC DATA PROCESSING INC | 60,599 | |
| BANK OF AMERICA CORP | 38,925 | |
| GENESIS ENERGY LP | 39,428 | |
| BRISTOL MYERS SQUIBB CO | 122,245 | |
| CAPITAL ONE FINANCIAL CORP | 15,322 | |
| CARDINAL HEALTH INC | 66,811 | |
| CAREFUSION CORP | 13,937 | |
| CENTERPOINT ENERGY INC | 46,360 | |
| CHENIERE ENERGY INC | 12,936 | |
| CISCO SYSTEMS INC | 44,860 | |
| CITIGROUP INC | 8,337 | |
| CLOROX CO | 227,262 | |
| COLGATE PALMOLIVE CO | 52,168 | |
| CONOCOPHILLIPS | 70,650 | |
| COVIDIEN PLC | 68,100 | |
| DELTA AIRLINES INC | 3,351 | |
| DOMINION RES INC NEW VA | 485,175 | |
| DUKE ENERGY CORP NEW | 64,386 | |
| EMC CORP-MASS | 20,120 | |
| ENTERGY CORP NEW | 180,320 | |
| ENTERPRISE PRODS PARTNERS L P COM | 692,172 | |
| EXELON CORP | 106,821 | |
| EXXON MOBIL CORP | 151,800 | |
| FIRSTENERGY CORP COM | 309,517 | |
| GENERAL ELECTRIC CO | 168,180 | |
| HARLEY DAVIDSON INC | 48,468 | |
| HARTFORD FINANCIAL SERVICES | 28,984 | |
| THE MOSAIC COMPANY | 47,270 | |
| INTEL CORP | 38,933 | |
| INTERNATIONAL BUSINESS MACHINES | 140,678 | |
| ITT CORP | 26,052 | |
| JPMORGAN CHASE & CO | 105,264 | |
| JOHNSON & JOHNSON | 91,590 | |
| KEYCORP NEW | 16,775 | |
| CENTURYLINK INC SHS | 6,370 | |
| L 3 COMMUNICATIONS HLDGS INC COM | 58,773 | |
| ONEOK INC | 124,360 | |
| LOWES COMPANIES INC | 24,775 | |
| METLIFE INC COM | 26,960 | |
| MICROSOFT CORP | 112,230 | |
| MORGAN STANLEY | 15,680 | |
| MOTOROLA INC | 9,585 | |
| NEW YORK COMMUNITY BANCORP | 53,920 | |
| NORTHROP GRUMMAN CORP | 22,922 | |
| FREEPRT-MCMRAN CPR & GLD | 60,384 | |
| OGE ENERGY CORP | 135,600 | |
| ORACLE CORP COM | 76,520 | |
| PEPCO HOLDINGS | 47,825 | |
| PEPSICO INC | 124,410 | |
| PFIZER INC | 24,351 | |
| PLUM CREEK TIMBER CO INC COM | 46,510 | |
| POWER SHARES GGG TRST | 87,960 | |
| PROCTER & GAMBLE CO | 219,807 | |
| PUB SVC ENTERPRISE GRP | 128,160 | |
| RAYONIER INC | 28,418 | |
| REGIONS FINANCIAL CORP | 14,835 | |
| SOUTHERN CO COM | 267,215 | |
| SPECTRA ENERGY CORP | 178,100 | |
| STANDARD & POORS MIDCAP | 146,520 | |
| STARWOOD HOTELS | 15,890 | |
| TARGET CORP | 31,635 | |
| TEXAS INSTRUMENTS INC | 8,782 | |
| TIME WARNER CABLE INC | 27,101 | |
| TIME WARNER INC | 9,273 | |
| THE TRAVELERS COMPANIES INC | 253,512 | |
| UNITED TECHNOLOGIES CORP | 56,900 | |
| VECTREN CORP INDIANA COM | 31,950 | |
| WALGREEN CO | 57,440 | |
| WAL-MART STORES INC | 31,476 | |
| WELL POINT INC | 23,098 | |
| WELLS FARGO & CO | 149,820 | |
| WESTERN ASSET MKTS FD II INC | 35,520 | |
| XCEL ENERGY INC | 55,880 | |
| AGL RESOURCES INC | 47,230 | |
| TECO ENERGY INC | 34,480 | |
| GENERAL MILLS | 74,865 | |
| KRAFT FOODS | 35,904 | |
| LEGGETT & PLATT INC | 15,470 | |
| MERCK & CO | 72,573 | |
| NEXTERA ENERGY INC | 211,560 | |
| OCCIDENTAL PETROLEUM | 300,896 | |
| SYSCO | 18,050 | |
| VERMILION ENERGY | 58,620 | |
| WESTAR ENERGY | 96,510 | |
| AOL INC | 559 | |
| AVISTA CORP | 59,199 | |
| CBRE CLARION GL REAL ESTATE (IGR) | 3,960 | |
| COCA COLA COM | 82,620 | |
| CMS ENERGY CORP | 26,770 | |
| EXELIS INC | 22,872 | |
| GENERAL MOTORS COMPANY | 18,959 | |
| GENERAL MTRS CO WT EXP | 271 | |
| HUNTINGTON INGALLS INDUSTRIES | 2,970 | |
| LACLEDE GROUP | 13,662 | |
| MOTORS LIQ CO GUS TR UNIT BEN INT | 2,508 | |
| MARKWEST ENERGY PARTNERS LP | 132,260 | |
| PPL CORPORATION | 183,549 | |
| UNISOURCE ENERGY CP | 29,925 | |
| XYLEM INC SHS | 41,520 | |
| DEERE CO | 109,596 | |
| WTS AMERICAN INTERNATIONAL GROUP INC | 527 | |
| EATON CORP | 76,120 | |
| EMERSON ELEC CO | 105,270 | |
| HONEYWELL INTL INC | 109,644 | |
| ENGILITY HOLDINGS INC | 3,039 | |
| PHILLIPS 66 | 38,565 | |
| UIL HOLDINGS CORP | 19,375 | |
| ATMOS ENERGY CORP | 45,420 | |
| HALCON RESOURCES CORPORATION | 3,860 | |
| MONDELEZ INTERNATIONAL | 28,240 | |
| CHUBB CORP | 48,315 | |
| ABBVIE INC | 269,331 | |
| MET CBN ISS RBC | 100,400 | |
| ROYAL DUTCH SHELL PLC | 35,635 | |
| MALLINCKRODT PLC | 6,533 | |
| AT&T INC | 70,320 | |
| VODAFONE GROUP PLC | 78,620 | |
| KROGER COMPANY COM | 47,436 | |
| ALABAMA POWER COMPANY 5.2% | 24,875 | |
| CORTS TR II PROVIDENT FING TR 8.2% | 9,141 | |
| CORPORATE BACKED TRUST CERT 7.0% | 58,294 | |
| COUNTRYWIDE CAPITAL IV 6.75% | 94,582 | |
| DUKE REALTY CORP 6.6% | 22,650 | |
| FEDERAL NATL MTG ASSN | 7,100 | |
| HSBC HLDGS PLC | 19,661 | |
| ING GROEP NV 7.05% | 23,700 | |
| ING GROEP NV 6.375% | 25,190 | |
| ING GROEP NV 6.2% | 37,520 | |
| MORGAN STANLEY CAP TRUST VII 6.6% | 60,750 | |
| PHOENIX COS INC NEW 7.45% | 22,220 | |
| RENAISSANCERE HLDGS LTD 6.08% | 17,368 | |
| RBS CAPITAL FUNDING TRUST V 5.9% | 20,440 | |
| TELEPHONE & DATA SYSTEMS INC | 34,305 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| AMERICAN MUTUAL FUND-A | FMV | ||
| LINN ENERGY LLC | FMV | ||
| NUSTAR ENERGY L.P. | FMV | ||
| MOTORS LIQ CO GUS TR UNIT BENE | FMV | ||
| ENBRIDGE ENERGY PARTNERS L.P. | FMV | 209,090 | |
| KKR FINANCIAL HOLDINGS LLC | FMV | 21,832 | |
| KINDER MORGAN INC | FMV | 147,990 | |
| PVR PARTNERS LP | 2,683 | ||
| BLACKROCK MUNIHLDGS FUND | 54,926 | ||
| ISHARES TRUST S&P SMALLCAP 600 | FMV | 98,217 | |
| CLEARBRIDGE ENERGY MLP | FMV | 54,440 | |
| NUVEEN MUNI VALUE FUND | 218,632 | ||
| EUROPACIFIC GROWTH FUND-A | FMV | 23,587 | |
| THE GROWTH FUND OF AMERICA-A | FMV | 36,133 | |
| SMALLCAP WORLD FUND-A | FMV | 32,336 | |
| FUNDAMENTAL INVESTORS-A | FMV | 17,284 | |
| THE INVESTMENT COMPANY OF AMERICA-A | FMV | 40,372 | |
| CAPITAL WORLD GROWTH AND INCOME FUND | FMV | 22,065 | |
| WASHINGTON MUTUAL INVESTORS FUND-A | FMV | 23,619 | |
| THE INCOME FUND OF AMERICA-A | FMV | 53,128 | |
| INTERMEDIATE BOND FUND OF AMERICA-A | FMV | 2,984 | |
| GABELLI UTILITIES C | FMV | 23,803 | |
| CAPITAL INCOME BUILDER - CLASS A | 20,577 | ||
| CLEARBRIDGE ENERGY MLP | 57,950 | ||
| DREYFUS STRATEGIC MUNICIPALS INC | FMV | 7,600 | |
| ALLIANZ AGIC INCOME & GROWTH FUND | 13,395 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EXPENSES | ||||
| ADMINISTRATIVE FEES | 162,500 | |||
| DIRECTORS FEES | 44,000 | |||
| INVESTMENT EXPENSE | 13,968 | |||
| INSURANCE & LEGAL | 2,226 |
| Description | Amount |
|---|---|
| UNREALIZED GAIN (LOSS) | 1,600,398 |
| PRIOR PERIOD ADJ | -35,862 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| ACCRUED EXPENSES | 23,000 | 13,225 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FRANCHISE FEE-ILLINOIS | ||||
| FEDERAL INCOME TAX | ||||
| PROVISION FOR INCOME TAX | 10,500 |