Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
GEORGE AND FRANCES BALL FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 1408   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MUNCIE, IN47308
A Employer identification number

35-6033917
B Telephone number (see instructions)

C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$102,568,075J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 367 367 367
4 Dividends and interest from securities...... 2,245,665 2,245,665 2,245,665
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 3,143,275
b Gross sales price for all assets on line 6a 21,051,172
7 Capital gain net income (from Part IV, line 2)... 3,143,275
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 5,389,307 5,389,307 2,246,032
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 85,904     85,904
14 Other employee salaries and wages...... 50,000     50,000
15 Pension plans, employee benefits....... 40,703     40,703
16a Legal fees (attach schedule)......... Click to see attachment 650 650    
b Accounting fees (attach schedule)....... Click to see attachment 51,573 51,573    
c Other professional fees (attach schedule).... Click to see attachment 261,677 261,677    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 149,203 27,031    
19 Depreciation (attach schedule) and depletion... Click to see attachment 136 136  
20 Occupancy.............. 36,193     36,193
21 Travel, conferences, and meetings....... 245     245
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see list of attachments 8,945 8,945    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 685,229 350,012   213,045
25 Contributions, gifts, grants paid........ 4,136,000 4,136,000
26 Total expenses and disbursements. Add lines 24 and 25 4,821,229 350,012   4,349,045
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 568,078
b Net investment income (if negative, enter -0-) 5,039,295
c Adjusted net income (if negative, enter -0-)... 2,246,032
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 2,310,436 4,987,590 4,987,590
3 Accounts receivable bullet27,160
Less: allowance for doubtful accounts bullet   13,703 27,160 27,160
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 6,289,019 Click to see attachment6,716,274 6,984,952
b Investments—corporate stock (attach schedule)........ 52,497,095 Click to see attachment49,146,682 77,918,178
c Investments—corporate bonds (attach schedule)........ 11,926,170 Click to see attachment12,724,100 12,650,095
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet10,068
Less: accumulated depreciation (attach schedule) bullet9,956 248 Click to see attachment112 100
15 Other assets (describe bullet)   Click to see attachment1  
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 73,036,671 73,601,919 102,568,075
Liabilities 17 Accounts payable and accrued expenses.......... 3,237 407
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 3,237 407
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund 31,967,307 31,967,307
29 Retained earnings, accumulated income, endowment, or other funds 41,066,127 41,634,205
30 Total net assets or fund balances (see page 17 of the
instructions).................... 73,033,434 73,601,512
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 73,036,671 73,601,919
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 73,033,434
2 Enter amount from Part I, line 27a..................... 2 568,078
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 73,601,512
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 73,601,512
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 400 ACCENTURE PIC ADR P 2008-08-15 2013-06-03
b 17040.613 AMERICAN EUROPACIFIC GROWTH P 2012-01-09 2013-08-20
c ARTISAN MIDCAP VALUE - LTG P 2011-01-01 2013-11-25
d 1000 AUTOMATIC DATA PROCESSING COM P 1993-02-24 2013-06-19
e 2000 BANK OF NEW YORK MELLON CORP P 2008-04-18 2013-04-29
8000 BANK OF NEW YORK MELLON CORP P 2011-01-01 2013-12-09
600 BED BATH & BEYOND P 2010-09-27 2013-06-03
500000 BERKSHIRE HATHWAY 4.6% 5-15-13 P 2008-05-07 2013-05-15
BLACK ROCK SMALL CAP GROWTH - LTG P 2011-01-01 2013-12-17
1300 CHEVRON CORPORATION P 2011-01-01 2013-08-07
1000 CHUBB CORPORATION P 2010-07-27 2013-03-22
6000 CISCO SYSTEMS COMP P 1998-12-24 2013-03-12
COLUMBIA MIDCAP VALUE - LTG P 2011-01-01 2013-06-25
96520.234 COLUMBIA MIDCAP VALUE P 2011-01-01 2013-09-20
800 DANAHER CORPORATION P 2005-03-24 2013-05-14
20757.871 DODGE & COX INTERNATIONAL P 2011-01-01 2013-03-26
4347.827 DODGE & COX INTERNATIONAL P 2009-07-24 2013-08-20
6331.118 DODGE & COX INTERNATIONAL P 2009-09-28 2013-08-20
10810.55 DODGE & COX INTERNATIONAL P 2007-12-28 2013-12-27
9174.313 FEDERATED TOTAL RETURN BOND P 2010-06-23 2013-06-25
9090.909 FEDERATED TOTAL RETURN BOND P 2010-06-23 2013-07-29
FEDERATED TOTAL RETURN BOND-LTG P 2011-01-01 2013-12-31
3132.76 FHLMC FHR 3203 VA CMO - 5.0% 8-15-17 P 2007-12-06 2013-01-15
3145.81 FHLMC FHR 3203 VA CMO - 5.0% 8-15-17 P 2007-12-06 2013-02-15
3158.93 FHLMC FHR 3203 VA CMO - 5.0% 8-15-17 P 2007-12-06 2013-03-15
3172.08 FHLMC FHR 3203 VA CMO - 5.0% 8-15-17 P 2007-12-06 2013-04-15
3185.3 FHLMC FHR 3203 VA CMO - 5.0% 8-15-17 P 2007-12-06 2013-05-15
3198.57 FHLMC FHR 3203 VA CMO - 5.0% 8-15-17 P 2007-12-06 2013-06-17
3211.9 FHLMC FHR 3203 VA CMO - 5.0% 8-15-17 P 2007-12-06 2013-07-15
3225.28 FHLMC FHR 3203 VA CMO - 5.0% 8-15-17 P 2007-12-06 2013-08-15
3238.72 FHLMC FHR 3203 VA CMO - 5.0% 8-15-17 P 2007-12-06 2013-09-16
3252.22 FHLMC FHR 3203 VA CMO - 5.0% 8-15-17 P 2007-12-06 2013-10-15
3265.76 FHLMC FHR 3203 VA CMO - 5.0% 8-15-17 P 2007-12-06 2013-11-15
3279.38 FHLMC FHR 3203 VA CMO - 5.0% 8-15-17 P 2007-12-06 2013-12-16
2000 FIRST MERCHANTS CORPORATION D 1982-04-29 2013-01-15
2000 FIRST MERCHANTS CORPORATION D 1982-04-29 2013-01-30
2000 FIRST MERCHANTS CORPORATION D 1982-04-29 2013-02-14
1500 FLOWERS FOOD INC P 2012-03-07 2013-06-03
1000 FLOWERS FOOD INC P 2012-02-03 2013-06-03
1300 FLOWERS FOOD INC P 2011-01-01 2013-07-29
2507.95 FNMA PTP - 5.000% 6-1-18 P 2005-03-17 2013-01-25
2693.75 FNMA PTP - 5.000% 6-1-18 P 2005-03-17 2013-02-25
2777.82 FNMA PTP - 5.000% 6-1-18 P 2005-03-17 2013-03-25
2384.02 FNMA PTP - 5.000% 6-1-18 P 2005-03-17 2013-04-25
2294.8 FNMA PTP - 5.000% 6-1-18 P 2005-03-17 2013-05-28
2270.56 FNMA PTP - 5.000% 6-1-18 P 2005-03-17 2013-06-25
2155.55 FNMA PTP - 5.000% 6-1-18 P 2005-03-17 2013-07-25
2287.33 FNMA PTP - 5.000% 6-1-18 P 2005-03-17 2013-08-26
1935.26 FNMA PTP - 5.000% 6-1-18 P 2005-03-17 2013-09-25
1896.75 FNMA PTP - 5.000% 6-1-18 P 2005-03-17 2013-10-25
1926.45 FNMA PTP - 5.000% 6-1-18 P 2005-03-17 2013-11-25
1703.36 FNMA PTP - 5.000% 6-1-18 P 2005-03-17 2013-12-26
FRANKLIN SMALL CAP VALUE-LTG P 2011-01-01 2013-12-19
18412.44 GOLDMAN SACHS MIDCAP FUND P 2013-09-20 2013-12-30
GOLDMAN SACHS MIDCAP FUND-LTG P 2011-01-01 2013-12-09
2500 GRACO INC P 2007-12-07 2013-06-03
4500 INTEL CORPORATION P 1993-04-14 2013-03-12
3500 INTEL CORPORATION P 1993-04-14 2013-06-19
1000 INTEL CORPORATION P 1993-04-14 2013-11-22
3000 JOHNSON & JOHNSON P 1990-10-26 2013-06-19
2000 JP MORGAN CHASE & CO P 1992-02-27 2013-06-03
600000 JP MORGAN CHASE & CO-5.75% 1-2-13 P 2006-07-26 2013-01-02
400 KIMBERLY CLARK CORP P 1990-11-01 2013-06-04
1500 KOHL'S CORPORATION P 2006-09-22 2013-05-08
10000 KOHL'S CORPORATION P 2011-01-01 2013-06-04
375 MALLINCKRODT ADR P 2012-07-20 2013-07-15
375 MALLINCKRODT ADR P 2011-01-01 2013-07-15
26327.337 MFS NEW DISCOVERY INTL P 2011-06-20 2013-08-20
MICROCHIP TECHNOLOGY P 2011-01-01 2013-01-17
400 MICROSOFT CORPORATION P 2000-10-09 2013-11-22
600 MICROSOFT CORPORATION P 2001-03-12 2013-11-22
83430 MSCI ACWI EX-US ETF SPDR P 2011-01-01 2013-12-26
900 NASDAQ BIOTECH INDEX ETF SHARES P 2006-09-06 2013-06-19
NORTHERN SMALL CAP VALUE - LTG P 2011-01-01 2013-12-23
NUVEEN MIDCAP GROWTH - LTG P 2011-01-01 2013-12-17
7000 NVIDIA CORPORATION P 2011-01-01 2013-03-04
2000 OWENS & MINOR INC P 2012-12-20 2013-03-12
3600 OWENS & MINOR INC P 2011-12-23 2013-03-12
4000 PEPSICO INC P 1990-10-29 2013-06-19
PROCEEDS CLASS ACTION-DELL INC P 2011-01-01 2013-02-27
PROCEEDS CLASS ACTION-ENRON P 2011-01-01 2013-11-27
PROCEEDS CLASS ACTION-UNITED HEALTH P 2011-01-01 2013-03-29
4000 PROCTER & GAMBLE P 1992-02-27 2013-06-19
PUBLIC STORAGE PREF SER X 5.2%-LTG P 2011-01-01 2013-09-30
PUBLIC STORAGE PREF SER X 5.2%-LTG P 2011-01-01 2013-12-30
43907.04 SBA GUAR POOL 5.110% 4-25 P 2008-09-02 2013-04-01
45151.96 SBA GUAR POOL 5.110% 4-25 P 2008-09-02 2013-10-01
475000 TARGET CORPORATION P 2006-12-12 2013-06-15
2500 TRANSOCEAN LTD P 2011-01-01 2013-02-15
400 UNITED TECHNOLOGIES CORP P 1981-10-01 2013-06-19
7700 VANGUARD FTSE ALL WRLD EX-US ETF P 2008-02-12 2013-12-26
5300 VANGUARD FTSE ALL WRLD EX-US ETF P 2008-04-30 2013-12-26
4340 VANGUARD FTSE ALL WRLD EX-US ETF P 2008-05-07 2013-12-26
1210 VANGUARD FTSE ALL WRLD EX-US ETF P 2008-05-13 2013-12-26
7079.646 VANGUARD INFLATION PROTECT ADMIRAL CL P 2009-07-29 2013-05-08
10921.005 VANGUARD INFLATION PROTECT ADMIRAL CL P 2009-06-01 2013-05-29
13148.284 VANGUARD INFLATION PROTECT ADMIRAL CL P 2009-05-06 2013-06-03
36367.08 VANGUARD INFLATION PROTECT ADMIRAL CL P 2009-01-12 2013-06-13
VANGUARD INFLATION PROTECT ADMIRAL CL P 2011-01-01 2013-03-29
8380.473 VANGUARD INTL GROWTH ADMIRAL P 2009-07-24 2013-07-31
9505.7 VANGUARD INTL GROWTH ADMIRAL P 2007-12-21 2013-12-27
4687.792 VANGUARD INTL GROWTH ADMIRAL P 2009-09-18 2013-08-20
4664.179 VANGUARD INTL GROWTH ADMIRAL P 2009-12-15 2013-08-20
VANGUARD ST INVEST ADM CL-LTG P 2011-01-01 2013-04-03
VANGUARD ST INVEST ADM CL-LTG P 2011-01-01 2013-12-19
18885.741 VANGUARD TOTAL BOND MKT SIG CL P 2010-09-28 2013-06-25
18744.142 VANGUARD TOTAL BOND MKT SIG CL P 2012-07-10 2013-07-29
1800 VANGUARD TOTAL BOND MKT INDX ETF P 2012-07-20 2013-11-04
VANGUARD TOTAL BOND MKT INDX ETF-LTG P 2011-01-01 2013-04-05
VANGUARD TOTAL BOND MKT INDX ETF-LTG P 2011-01-01 2013-12-31
VANGUARD TOTAL BOND MKT SIG CL-LTG P 2011-01-01 2013-04-03
VANGUARD TOTAL BOND MKT SIG CL-LTG P 2011-01-01 2013-12-26
1000 VECTRON CORPORATION P 2011-01-01 2013-08-07
800 VF CORPORATION P 2010-09-03 2013-06-04
10000 XYLEM INC P 2011-01-01 2013-10-29
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 32,699   16,371 16,328
b 750,980   600,000 150,980
c 113,399     113,399
d 69,503   15,398 54,105
e 55,779   84,648 -28,869
268,911   242,584 26,327
40,691   26,098 14,593
500,000   503,550 -3,550
274,827     274,827
160,458   43,958 116,500
85,958   53,160 32,798
129,298   154,103 -24,805
5,880     5,880
1,754,738   1,200,000 554,738
49,456   21,715 27,741
745,000   1,000,985 -255,985
169,000   120,000 49,000
246,091   200,000 46,091
463,124   499,015 -35,891
100,000   102,110 -2,110
100,000   101,182 -1,182
4,579     4,579
3,133   3,137 -4
3,146   3,150 -4
3,159   3,163 -4
3,172   3,176 -4
3,185   3,189 -4
3,199   3,203 -4
3,212   3,216 -4
3,225   3,229 -4
3,239   3,243 -4
3,252   3,256 -4
3,266   3,270 -4
3,279   3,283 -4
29,522   2,671 26,851
29,879   2,671 27,208
30,047   2,671 27,376
48,662   29,216 19,446
32,442   19,457 12,985
29,924   16,486 13,438
2,508   2,524 -16
2,694   2,711 -17
2,778   2,795 -17
2,384   2,399 -15
2,295   2,309 -14
2,271   2,285 -14
2,156   2,169 -13
2,287   2,302 -15
1,935   1,947 -12
1,897   1,909 -12
1,926   1,938 -12
1,703   1,714 -11
58,168     58,168
813,830   900,000 -86,170
105,328     105,328
160,196   99,950 60,246
96,570   22,009 74,561
88,825   17,118 71,707
23,860   4,891 18,969
258,248   42,901 215,347
107,118   57,398 49,720
600,000   600,156 -156
38,757   9,984 28,773
70,454   99,162 -28,708
518,575   512,908 5,667
15,626   14,540 1,086
15,626   14,786 840
712,681   600,000 112,681
    18,506 -18,506
15,008   10,855 4,153
22,512   16,238 6,274
2,924,179   3,285,285 -361,106
158,226   65,270 92,956
72,894     72,894
412,393     412,393
88,829   131,391 -42,562
63,052   57,403 5,649
113,494   101,706 11,788
329,595   94,735 234,860
362     362
1,459     1,459
163     163
316,939   60,767 256,172
3     3
1     1
43,907   43,358 549
45,152   44,588 564
475,000   475,000  
140,072   195,812 -55,740
38,255   4,522 33,733
384,760   406,637 -21,877
264,835   301,570 -36,735
216,865   250,328 -33,463
60,462   69,829 -9,367
200,000   168,265 31,735
300,000   258,405 41,595
360,000   307,304 52,696
979,729   826,026 153,703
5,604     5,604
554,703   400,000 154,703
700,000   742,300 -42,300
313,098   250,000 63,098
311,521   250,000 61,521
1,553     1,553
1,914     1,914
200,000   205,666 -5,666
200,000   209,372 -9,372
145,803   153,185 -7,382
1,845     1,845
762     762
3,354     3,354
1,277     1,277
36,236   25,041 11,195
148,938   60,359 88,579
326,408   298,805 27,603
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       16,328
b       150,980
c       113,399
d       54,105
e       -28,869
      26,327
      14,593
      -3,550
      274,827
      116,500
      32,798
      -24,805
      5,880
      554,738
      27,741
      -255,985
      49,000
      46,091
      -35,891
      -2,110
      -1,182
      4,579
      -4
      -4
      -4
      -4
      -4
      -4
      -4
      -4
      -4
      -4
      -4
      -4
      26,851
      27,208
      27,376
      19,446
      12,985
      13,438
      -16
      -17
      -17
      -15
      -14
      -14
      -13
      -15
      -12
      -12
      -12
      -11
      58,168
      -86,170
      105,328
      60,246
      74,561
      71,707
      18,969
      215,347
      49,720
      -156
      28,773
      -28,708
      5,667
      1,086
      840
      112,681
      -18,506
      4,153
      6,274
      -361,106
      92,956
      72,894
      412,393
      -42,562
      5,649
      11,788
      234,860
      362
      1,459
      163
      256,172
      3
      1
      549
      564
       
      -55,740
      33,733
      -21,877
      -36,735
      -33,463
      -9,367
      31,735
      41,595
      52,696
      153,703
      5,604
      154,703
      -42,300
      63,098
      61,521
      1,553
      1,914
      -5,666
      -9,372
      -7,382
      1,845
      762
      3,354
      1,277
      11,195
      88,579
      27,603
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 3,143,275
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 -79,435
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 4,197,313 86,687,864 0.04842
2011 3,982,535 86,638,217 0.04597
2010 3,825,874 81,276,742 0.04707
2009 4,425,642 75,039,084 0.05898
2008 4,983,695 90,306,961 0.05519
2 Total of line 1, column (d) ...................... 2 0.25562
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.05112
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 95,724,928
5 Multiply line 4 by line 3....................... 5 4,893,841
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 50,393
7 Add lines 5 and 6......................... 7 4,944,234
8 Enter qualifying distributions from Part XII, line 4.............. 8 4,349,045
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 100,786
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 100,786
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 100,786
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 93,250
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 93,250
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 7,536
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
No
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIN
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletBALL ASSOCIATES Telephone no.bullet (765) 741-5500
    Located atbulletP O BOX 1408MUNCIEIN ZIP+4bullet47308
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
    No
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    FRANK A BRACKEN Pres. Emeritus
    1.00     		0    
    5150 PLANTATION DRIVE
    INDIANAPOLIS,IN46250
    JOSEPH F WIESE Director
    1.00     		0    
    5915 FIFE TRAIL
    CARMEL,IN46033
    DOUGLAS J FOY Asst Secretary
    1.00     		0    
    PO BOX 1515
    MUNCIE,IN47308
    JOAN H McKEE Secretary & Dir
    1.00     		0    
    1012 N BRIAR ROAD
    MUNCIE,IN47304
    STEFAN S ANDERSON Chair, VP, Dir
    1.00     		0    
    2705 W TWICKINGHAM DRIVE
    MUNCIE,IN47304
    ROBERT M SMITSON Director
    1.00     		0    
    5200 W PINERIDGE RD
    MUNCIE,IN47304
    JON H MOLL Vice Chair &Dir
    1.00     		0    
    2308 W WILSHIRE ROAD
    MUNCIE,IN47304
    RONALD K FAUQUHER Director
    1.00     		0    
    9001 W LONEBEECH DRIVE
    MUNCIE,IN47304
    THOMAS C BRACKEN President & Dir
    40.00     		62,019 6,202  
    1246 W WARWICK RD
    MUNCIE,IN47304
    NORMAN E BECK Director
    1.00     		23,885 2,388  
    3708 ALLEN COURT
    MUNCIE,IN47304
    TAMARA S PHILLIPS Treasurer
    4.00     		0    
    7290 W CR 200 S
    YORKTOWN,IN47396
    MICHAEL B GALLIHER Director
    1.00     		0    
    191 N TIMBER RIDGE CT
    MUNCIE,IN47304
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    4,786,246
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    100,786
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    100,786
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    4,685,460
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    4,685,460
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    4,685,460
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 4,685,460
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 4,010,973
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 4,349,045
    a Applied to 2012, but not more than line 2a 4,010,973
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 338,072
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		4,347,388
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    KRIS GROSS
    PO BOX 1408
    MUNCIE,IN47308
    (765) 741-5500
    bThe form in which applications should be submitted and information and materials they should include:
    DESCRIPTION OF PROJECT, BUDGET, COPY OF IRS EXEMPTION LETTER
    cAny submission deadlines:
    APPLICATIONS ACCEPTED ANYTIME
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    MIDWEST & EDUCATIONAL MAJOR AREAS OF SUPPORT
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    BALL STATE UNIVERSITY FOUNDATION
    PO BOX 672
    MUNCIE,IN47308     		N/A PC IMMERSIVE LEARNING/HONOR COLLEGE 1,671,040
    BALL STATE UNIVERSITY FOUNDATION
    PO BOX 672
    MUNCIE,IN47306     		N/A PC High Pressure Fog System 40,000
    BALL STATE UNIVERSITY FOUNDATION
    DEPARTMENT OF JOURNALISM
    MUNCIE,IN47306     		N/A PC FRANK & JUDY BRACKEN SCHOLARSHIP 20,000
    CHRISTIAN MINISTRIES OF DELAWARE COUNTY
    PO BOX 1088
    MUNCIE,IN47308     		N/A PC REPURPOSE HOPE HOUSE 25,000
    COLLEGE MENTORS FOR KIDS
    212 W 10TH STREET
    INDIANAPOLIS,IN46202     		N/A PC BSU CHAPTER PROGRAM EXPENSES 5,000
    DELAWARE ADVANCEMENT CORPORATION
    PO BOX 842
    MUNCIE,IN47308     		N/A PC VISION 2016 60,000
    ENERGIZE - ECI
    PO BOX 1912
    MUNCIE,IN47308     		N/A PC OPERATIONAL SUPPORT 75,000
    GREATER MUNCIE IN HABITAT FOR HUMANITY
    PO BOX 1119
    MUNCIE,IN47308     		N/A PC ACQUISITION OF PROPERTY 40,000
    MINNETRISTA CULTURAL FOUNDATION INC
    1200 N MINNETRISTA PARKWAY
    MUNCIE,IN47303     		N/A SO I OPERATIONS/ENDOWMENT 1,260,000
    MUNCIE SYMPHONY ORCHESTRA
    1419 WEST MARSH STREET
    MUNCIE,IN47306     		N/A PC OPERATIONS & PICNIC & POPS EVENT 50,000
    RED-TAIL CONSERVANCY INC
    PO BOX 8
    MUNCIE,IN47308     		N/A PC OPERATIONS/LIVING LIGHTLY 20,000
    UNITED WAY OF DELAWARE COUNTY INC
    PO BOX 968
    MUNCIE,IN47308     		N/A PC ANNUAL CAMPAIGN 200,000
    BOY SCOUTS OF AMERICA-CROSSROADS COUNCIL
    7125 FALL CREEK RD N
    INDIANAPOLIS,IN46256     		N/A PC CAMP RED WING IMPROVEMENTS/STEM PROGRAMMING 25,000
    ARTS PLACE INC
    PO BOX 804
    PORTLAND,IN47371     		N/A PC MUSICWORKS PROGRAM 10,000
    MUNCIE CIVIC THEATER
    216 E MAIN STREET
    MUNCIE,IN47305     		N/A PC UNDERWRITE SCRIPTS/ROYALTIES/MUSIC 25,000
    CORNERSTONE CENTER FOR THE ARTS
    520 E MAIN ST
    MUNCIE,IN47305     		N/A PC GENERAL OPERATIONS 75,000
    MASTERWORKS CHORALE
    520 EAST MAIN ST
    MUNCIE,IN47305     		N/A PC FALL 2013 CONCERT 2,500
    MUNCIE PUBLIC LIBRARY
    2005 S HIGH STREET
    MUNCIE,IN47303     		N/A PC GREAT ACHIEVERS AFTER SCHOOL TUTORING 15,000
    UNITED NEGRO COLLEGE FUND
    3737 N MERIDIAN ST STE 203
    INDIANAPOLIS,IN46208     		N/A PC INDIANA ANNUAL CAMPAIGN 5,000
    YWCA OF MUNCIE
    310 EAST CHARLES ST
    MUNCIE,IN47305     		N/A PC EMERGENCY SHELTER FOR WOMEN 5,000
    IVY TECH FOUNDATION
    4301 S COWAN ROAD
    MUNCIE,IN47302     		N/A PC ACADEMIC SUCCESS CENTER 200,000
    BALL STATE UNIVERISTY FOUNDATION
    PO BOX 672
    MUNCIE,IN47308     		N/A PC DECORATIVE ARTS/DESIGN - DAVID OWSLEY MUSEUM OF ART 20,000
    BALL STATE UNIVERSITY FOUNDATION
    PO BOX 672
    MUNCIE,IN47308     		N/A PC CENTER FOR ECONOMIC EDUCATION 22,960
    FELLOWSHIP OF CHRISTIAN ATHLETES
    3201 N 600 W
    MUNCIE,IN47304     		N/A PC FULL-TIME STAFF PERSON 10,000
    FISHTOWN PRESERVATION
    203 E CEDAR ST
    LELAND,MI49654     		N/A PC PRESERVATION WORK SHANTIES/ SMOKEHOUSE 50,000
    HISTORIC FARMLAND USA
    PO BOX 251
    FARMLAND,IN47340     		N/A PC BUILDING PURCHASE FARMLAND CENTER 45,000
    INDIANA COUNCIL FOR ECONOMIC EDUCATION
    128 MEMORIAL MALL STEWART CTR RM 66
    WEST LAFAYETTE,IN47907     		N/A PC ECON CAMP - HIGH SCHOOL TEACHERS 2,500
    JUNIOR ACHIEVEMENT OF CENTRAL INDIANA
    7435 N KEYSTONE AVE
    INDIANAPOLIS,IN46240     		N/A PC IN SCHOOL PROGRAMS - GRISSOM ELEMENTARY 7,500
    LEELANAU CONSERVANCY
    105 N FIRST ST
    LELAND,MI49654     		N/A PC LEELANAU FOREVER CAPITAL CAMPAIGN 50,000
    MUNCIE DEPT OF PARKS AND RECREATION
    300 N HIGH ST
    MUNCIE,IN47305     		N/A NC PRAIRIE CREEK RESERVOIR BEACH AREA 50,000
    MUSIC FOR ALL
    39 W JACKSON PL SUITE 150
    INDIANAPOLIS,IN46225     		N/A PC SUMMER SYMPOSIUM 20,000
    TEAMWORK FOR QUALITY LIVING
    PO BOX 468
    MUNCIE,IN47308     		N/A PC ARTS/ACTIVITIES FOR CHILDREN IN POVERTY 29,500
    Total .................................bullet 3a 4,136,000
    bApproved for future payment
    BALL STATE UNIVERSITY FOUNDATION
    PO BOX 672
    MUNCIE,IN47308     		N/A PC IMMERSIVE LEARNING/HONORS COLLEGE/BRACKEN SCHOLARSHIP 1,046,960
    DELAWARE ADVANCEMENT CORP
    PO BOX 842
    MUNCIE,IN47308     		N/A PC VISION 2016 180,000
    IVY TECH FOUNDATION
    4301 S COWAN ROAD
    MUNCIE,IN47302     		N/A PC ACADEMIC SUCCESS CENTER 400,000
    BOY SCOUTS OF AMERICA-CROSSROADS CO
    7125 FALL CREEK RD N
    INDIANAPOLIS,IN46256     		N/A PC CAMP RED WING IMPROVEMENTS/ STEM PROGRAMMING 25,000
    Total .................................bullet 3b 1,651,960
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 367  
    4 Dividends and interest from securities....     14 2,245,665  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 3,143,275  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   5,389,307  
    13Total. Add line 12, columns (b), (d), and (e)..................
    135,389,307
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID: 13000170
    Software Version: 2013v3.1


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    GEORGE AND FRANCES BALL FOUNDATION
    EIN: 35-6033917
    Software ID:13000170
    Software Version:2013v3.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BALL ASSOCIATES 51,573 51,573 0 0

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    GEORGE AND FRANCES BALL FOUNDATION
    EIN: 35-6033917
    Software ID:13000170
    Software Version:2013v3.1
    Name of Bond End of Year Book Value End of Year Fair Market Value
    157,819 PAR FEDERAL HOME LOAN MTG 8-17 158,016 164,740
    47,303 PAR FED NATL MTG ASN PTP 6-18 47,598 50,391
    600000 PAR JP MORGAN CHASE & CO    
    600000 PAR PROCTER & GAMBLE 8-14 598,818 617,046
    750000 PAR TARGET CORP NOTES 6-13    
    500000 BERKSHIRE HATHAWAY 5-13    
    500000 LOWES COMPANIES 10-15 491,859 538,460
    VANGUARD INFLATION PROTECTED    
    250,000 PRAXAIR 9-15 250,937 261,170
    FEDERATED TOTAL RETURN BOND 1,096,708 1,063,632
    WAL-MART STORES 2-19 256,473 271,168
    BECTON DICKINSON 3.25% 11-20 238,456 249,600
    ROYAL BANK OF CANADA 1-22 200,000 204,142
    COLUMBIA HIGH YIELD BOND 1,640,000 1,654,941
    VANGUARD TOTAL BOND MKT INDEX ETF 1,556,852 1,500,617
    VANGUARD TOTAL BOND MKT SIGNAL CLS 2,149,962 2,085,841
    VANGUARD SHORT TERM INVEST ADMIRAL 1,576,683 1,577,945
    TOYOTA MOTOR CREDIT MTN 1-16 260,454 261,252
    MEDTRONIC SR NOTES 4-18 247,500 245,413
    ORACLE CORP NOTES 1-19 249,055 252,237
    EMC 2.65% 6-20 296,550 293,814
    TEXAS INSTRUMENTS 8-19 242,137 240,813
    CHEVRON CORP 6-20 251,200 243,265
    ALLERGEN INC 9-20 262,152 255,710
    WAL-MART STORES 10-20 252,690 255,278
    DISCOVER BANK CD 9-18 250,000 249,400
    PUBLIC STORAGE PREF SER X 5.2% 150,000 113,220

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    GEORGE AND FRANCES BALL FOUNDATION
    EIN: 35-6033917
    Software ID:13000170
    Software Version:2013v3.1
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ACCENTURE PLC ADR 364,743 715,314
    AT&T INC 118,164 492,240
    ABBOTT LABS 170,558 344,970
    AUTOMATIC DATA PROCESSING 135,499 711,031
    BALL CORP 68,936 3,461,220
    CHEVRON CORP 172,017 662,023
    CISCO SYSTEMS 602,922 648,227
    COLGATE PALMOLIVE CO 267,917 521,680
    CONOCOPHILLIPS 132,663 494,550
    DANAHER CORP 188,278 555,840
    DU PONT EL DE NEMOURS 213,552 389,820
    EXXON MOBIL 130,213 961,400
    FIRST MERCHANTS CORP 33,384 568,050
    GRACO INC 231,864 585,900
    HARRIS CORP DEL 602,154 907,530
    INTEL CORP 24,455 129,775
    IBM CORP 160,226 375,140
    JP MORGAN CHASE & CO 160,903 350,880
    JOHNSON & JOHNSON 42,901 274,770
    KIMBERLY CLARK 119,811 501,408
    KOHL'S CORP    
    MEDTRONIC INCORPORATED 523,221 573,900
    MICROSOFT CORPORATION 382,900 617,265
    MICROCHIP TECHNOLOGY 398,580 590,700
    NVIDIA CORP 135,037 176,220
    ORACLE CORP 263,720 497,380
    PEPSICO INC 94,735 331,760
    T ROWE PRICE GROUP INC 272,355 728,799
    PROCTOR & GAMBLE 60,767 325,640
    MSCI ACWI SPDR    
    SCHLUMBERGER LTD 210,401 702,858
    STRYKER CORP 432,180 683,774
    SYSCO CORP 118,121 469,300
    US BANCORP DEL 243,518 363,600
    UNITED TECHNOLOGIES 92,699 933,160
    VECTREN CORP 310,908 461,500
    VERIZON COMMUNICATIONS 225,311 491,400
    WAL-MART STORES 47,508 354,105
    ARTISAN MID CAP VALUE FUND 2,220,000 3,138,684
    NUVEEN MIDCAP GROWTH 1,900,000 2,462,252
    S&P 400 MIDCAP SPDR 848,147 1,251,525
    ISHARES RUSSELL 2000 600,084 898,078
    DODGE & COX INTERNATIONAL STOCK 1,325,000 1,367,845
    VANGUARD INTL GROWTH 1,907,700 2,117,354
    NORTHERN TR CORP 379,046 371,340
    COLUMBIA MIDCAP VALUE    
    S&P 400 MIDCAP GROWTH ISHARES 2,584,201 4,121,214
    S&P 400 MIDCAP VALUE ISHARES 2,774,075 4,148,249
    BLACK ROCK SMALL CAP GROWTH 900,000 893,271
    VANGUARD FTSE ALL WORLD EXUS ETF 3,458,592 3,767,463
    ALLIANT CORP 266,954 479,880
    APACHE CORP 504,539 472,670
    BAKER HUGHES INC 377,269 530,496
    BAXTER INTERNATIONAL INC 296,686 417,300
    BECTON DICKINSON & CO 380,327 552,450
    CHUBB CORP 327,687 724,725
    DONALDSON INC 162,289 478,060
    ECOLAB INC 203,658 615,193
    MDU RES GROUP INC 373,669 595,725
    JM SMUCKER COMPANY 328,604 621,720
    3M COMPANY 243,346 420,750
    VF CORP 149,697 623,400
    ISHARES S&P SMALL CAP 600 CORE 523,613 853,396
    S&P 600 SMALL CAP VALUE ISHARES 1,033,936 1,742,331
    S&P 600 SMALL CAP GROWTH ISHARES 908,044 1,656,389
    NORTHERN SMALL CAP VALUE 550,000 1,180,461
    TRANSOCEAN LTD    
    ADOBE SYSTEMS INC 267,380 556,875
    BED BATH & BEYOND 280,142 554,070
    HCC INSURANCE HLDGS 311,166 507,540
    NOBLE CORPORATION 336,172 318,495
    BUCKLE INC 312,491 404,712
    CULLEN FROST BANKERS 175,092 223,290
    FLOWERS FOOD INC 163,951 294,139
    HENRY JACK & ASSOCIATES 397,569 716,441
    OMNICOM GROUP 359,006 520,590
    OWENS & MINOR INC    
    TARGET CORP 355,040 411,255
    XYLEM INC    
    MATERIALS SECTOR SPDR 152,560 184,880
    COVIDIEN ADR 295,404 408,600
    FRANKLIN SMALL CAP VALUE 1,030,000 1,341,277
    AMERICAN EROPACIFIC GROWTH 1,100,000 1,343,989
    MFS NEW DISCOVERY iNTL 875,000 1,097,097
    APPLE COMPUTER INC 187,749 168,306
    BANK OF NEW YORK MELLON CORP    
    EMC CORPORATION 350,039 352,100
    HONEYWELL INTL INC 357,362 456,850
    NUCOR CORP 119,897 160,140
    QUALCOMM INCORPORATED 423,917 497,475
    NASDAQ BIOTECH INDEX ETF ISHARES 188,557 590,356
    VANGUARD REIT INDEX ETF 1,529,126 1,468,740
    ABBVIE INC 184,956 475,290
    AMERISOURCE-BERGEN CORP 238,630 330,457
    AMERIPRISE FINANCIAL 164,390 230,100
    DISNEY WALT COMPANY 255,238 305,600
    OCCIDENTAL PETE 235,950 237,750
    PETSMART COM 145,777 145,500
    CONSUMER STAPLES SECTOR ETF SPDR 412,734 429,800
    GUGGENHEI EQ WGHT S&P 500 1,245,821 1,321,830
    VANGUARD MIDCAP INDX SIG CLASS 850,000 855,373
    VANGUARD SM CAP INDX SIG CLASS 820,000 822,946
    ALERIAN MLP ETF 500,282 515,910
    OPPEN STEEL PATH MLP SEL 40 CL Y 500,000 529,756
    VANGUARD REIT INDX SIG CL 745,000 685,299

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    GEORGE AND FRANCES BALL FOUNDATION
    EIN: 35-6033917
    Software ID:13000170
    Software Version:2013v3.1
    US Government Securities - End of Year Book Value:

    236,510
    US Government Securities - End of Year Fair Market Value:

    256,507
    State & Local Government Securities - End of Year Book Value:


    6,479,764
    State & Local Government Securities - End of Year Fair Market Value:


    6,728,445


    TY 2013 LandEtcSchedule2
    Name:
    GEORGE AND FRANCES BALL FOUNDATION
    EIN: 35-6033917
    Software ID:13000170
    Software Version:2013v3.1
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    Furniture and Fixtures 10,068 9,956 112 100


    TY 2013 LegalFeesSchedule
    Name:
    GEORGE AND FRANCES BALL FOUNDATION
    EIN: 35-6033917
    Software ID:13000170
    Software Version:2013v3.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 650 650 0 0


    TY 2013 OtherAssetsSchedule
    Name:
    GEORGE AND FRANCES BALL FOUNDATION
    EIN: 35-6033917
    Software ID:13000170
    Software Version:2013v3.1
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    Rounding   1  


    TY 2013 OtherExpensesSchedule
    Name:
    GEORGE AND FRANCES BALL FOUNDATION
    EIN: 35-6033917
    Software ID:13000170
    Software Version:2013v3.1
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DUES/FEES 6,335 6,335    
    INSURANCE 704 704    
    SUPPLIES & SUNDRY 1,906 1,906    


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    GEORGE AND FRANCES BALL FOUNDATION
    EIN: 35-6033917
    Software ID:13000170
    Software Version:2013v3.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 261,677 261,677 0 0


    TY 2013 TaxesSchedule
    Name:
    GEORGE AND FRANCES BALL FOUNDATION
    EIN: 35-6033917
    Software ID:13000170
    Software Version:2013v3.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAXES 122,172      
    FOREIGN TAXES ON DIVIDENDS 27,031 27,031