Form990
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2012
Open to Public Inspection
A For the 2012 calendar year, or tax year beginning 07-01-2012 , 2012, and ending 06-30-2013
BCheck if applicable:
CName of organization
WASHINGTON UNIVERSITY
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
700 ROSEDALE AVENUE CB 1034
 
Room/suite
City or town, state or country, and ZIP + 4
SAINT LOUIS, MO631121408
D Employer identification number

43-0653611
E Telephone number

G Gross receipts $ 6,993,023,851
F Name and address of principal officer:
MARK S WRIGHTON
ONE BROOKINGS DR
ST LOUIS,MO63130
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.wustl.edu
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation:  
M State of legal domicile: MO
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: The Washington University is a co-educational, nondenominational university with a long and distinguished history of teaching, research and community service. Its schools and colleges encompass most areas of scholarship and professional training, with interschool centers contd on Schedule O
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 59
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 45
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ...... 5 22,054
6 Total number of volunteers (estimate if necessary) ............. 6 18,500
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 3,956,069
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b -1,536,073
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 660,227,830 654,013,656
9 Program service revenue (Part VIII, line 2g) ......... 1,600,396,442 1,698,274,480
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 292,458,924 300,258,640
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 39,217,758 32,334,122
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 2,592,300,954 2,684,880,898
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 264,364,112 271,901,405
14 Benefits paid to or for members (Part IX, column (A), line 4).....   0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,305,723,260 1,361,449,590
16a Professional fundraising fees (Part IX, column (A), line 11e).....   0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet35,269,700    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 800,234,453 870,253,215
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 2,370,321,825 2,503,604,210
19 Revenue less expenses. Subtract line 18 from line 12....... 221,979,129 181,276,688
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 9,158,653,000 9,807,330,000
21 Total liabilities (Part X, line 26)............. 1,855,783,000 1,946,847,000
22 Net assets or fund balances. Subtract line 21 from line 20..... 7,302,870,000 7,860,483,000
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2012)
Form 990 (2012)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III ...............
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,497,157,640 including grants of $ 212,240,665 ) (Revenue $ 1,496,335,488 )
INSTRUCTION - THIS CATEGORY INCLUDES EXPENDITURES FOR ALL ACTIVITIES THAT ARE PART OF AN INSTITUTIONS INSTRUCTION PROGRAM, WITH THE EXCEPTION OF EXPENDITURES FOR REMEDIAL AND TUTORIAL INSTRUCTION, WHICH ARE CATEGORIZED AS STUDENT SERVICES. EXPENDITURES FOR CREDIT AND NON-CREDIT COURSES FOR ACADEMIC, OCCUPATIONAL, VOCATIONAL AND MEDICAL CARE INSTRUCTION, AND FOR REGULAR, SPECIAL AND EXTENSION SESSIONS ARE INCLUDED. ATTENDANCE FALL SEMESTER 14,117 AND SPRING SEMESTER 13,381. APPROXIMATELY 388,424 PATIENTS WERE TREATED BY MEDICAL SCHOOL FACULTY AND STUDENTS.
4b (Code:   ) (Expenses $ 494,432,360 including grants of $ 59,637,240 ) (Revenue $ 113,219,992 )
RESEARCH - THIS CATEGORY INCLUDES ALL EXPENDITURES FOR ACTIVITIES SPECIFICALLY ORGANIZED TO PRODUCE RESEARCH OUTCOMES, WHETHER COMMISSIONED BY AN AGENCY EXTERNAL TO THE INSTITUTION OR SEPARATELY BUDGETED BY AN ORGANIZATIONAL UNIT WITHIN THE INSTITUTION. SUBJECT TO THESE CONDITIONS, IT INCLUDES EXPENDITURES FOR INDIVIDUAL AND/OR PRODUCT RESEARCH AS WELL AS THOSE OF THE INSTITUTES AND RESEARCH CENTERS. REVENUES EXCLUDE GOVERNMENT GRANTS WHICH ARE REPORTED AS CONTRIBUTIONS. DURING FISCAL YEAR 2013, THE UNIVERSITY RECEIVED 2,472 DIRECT AND INDIRECT AWARDS.
4c (Code:   ) (Expenses $ 173,553,000 including grants of $ 23,500 ) (Revenue $ 88,719,000 )
AUXILIARY AND STUDENT SUPPORT SERVICES - EXPENSES INCURRED ARE PRIMARILY FOR THE SUPPORT OF STUDENTS. AUXILIARY ACTIVITIES INCLUDING STUDENT HOUSING, FOOD SERVICE, TRANSPORTATION AND CAMPUS PARKING. STUDENT SERVICES ARE THOSE ACTIVITIES THAT DIRECTLY SUPPORT THE STUDENTS BUT DO NOT QUA- LIFY AS MANAGEMENT AND GENERAL COSTS. SIGNIFICANT COMPONENTS INCLUDE CENTRAL AND SCHOOL-SPECIFIC ADMISSIONS, REGISTRARS, CAREER PLANNING AND PLACEMENT OFFICES, STUDENT FINANCIAL AID LOAN OFFICES, STUDENT HEALTH SERVICES, ATHLETICS, STUDENT ACTIVITES OFFICE, INTERNATIONAL STUDENTS OFFICE, AND THE VICE CHANCELLOR FOR STUDENTS OFFICE.
4d Other program services (Describe in Schedule O.)
(Expenses $ 162,095,373 including grants of $   ) (Revenue $ 28,488,743 )
4e Total program service expensesMediumBullet2,327,238,373
Form 990 (2012)
Form 990 (2012)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part I..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If “Yes,” complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C,
Part III............................
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part I........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
Yes
 
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,” complete Schedule D, Part IV..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If “Yes,” complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI and XII .................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment....
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the United States? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the United States? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I (see instructions)....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If “Yes,” complete Schedule H....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2012)
Form 990 (2012)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25................ Click to see attachment
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I........
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I...................
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highest compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II.......................... Click to see attachment
26
Yes
 
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III......... Click to see attachment
27
Yes
 
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV .......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV..................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If “Yes,” complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............. Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2............. Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2012)
Form 990 (2012)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V ...............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
26,362
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
22,054
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletCI , CH , FR , GM , IT , SP
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes,” to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2012)
Form 990 (2012)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI ...............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
59
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
45
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
Yes
 
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletWashington University Accounting Services700 Rosedale Avenue CB 1034Saint LouisMO631121408 (314) 935-8335
Form 990 (2012)
Form 990 (2012)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII ...............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) GEORGE P BAUER........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(2) JOHN D BEUERLEIN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(3) GREGORY H BOYCE........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(4) STEPHEN F BRAUER........................................................................
TRUSTEE - CHAIR
 1.70
.......................   		X   X       0 0 0
(5) ANDREW M BURSKY........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(6) HOWARD N CAYNE........................................................................
TRUSTEE
 1.51
.......................   		X           0 0 0
(7) MAXINE CLARK........................................................................
TRUSTEE
 1.24
.......................   		X           0 0 0
(8) DAVID P CONNOR........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(9) CORINNA COTSEN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(10) GEORGE W COUCH III........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(11) JOHN F DAINS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(12) WILLIAM H DANFORTH........................................................................
TRUSTEE
 2.04
.......................   		X           0 0 0
(13) ARNOLD W DONALD........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(14) JOHN P DUBINSKY........................................................................
TRUSTEE
 1.12
.......................   		X           0 0 0
(15) SAM FOX........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(16) ROBERT W FRICK........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(17) ANDREA J GRANT........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
Form 990 (2012)
Form 990 (2012)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) HUGH GRANT........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(19) DAVID V HABIF JR........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(20) JAMES H HANCE JR........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(21) ROBERT E HERNREICH........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(22) PRISCILLA L HILL-ARDOIN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(23) THOMAS J HILLMAN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(24) LOUIS G HUTT JR........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(25) DONALD A JUBEL........................................................................
TRUSTEE
 2.22
.......................   		X           0 0 0
(26) EUGENE S KAHN........................................................................
TRUSTEE
 1.49
.......................   		X           0 0 0
(27) DAVID W KEMPER........................................................................
TRUSTEE-VICE CHAIR
 1.38
.......................   		X   X       0 0 0
(28) MARY ANN LAZARUS........................................................................
TRUSTEE
 1.21
.......................   		X           0 0 0
(29) STEVEN F LEER........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(30) LEE M LIBERMAN DECEASED 8-31-2012........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(31) STEVEN H LIPSTEIN........................................................................
TRUSTEE
 1.11
.......................   		X           0 0 0
(32) SANFORD C LOEWENTHEIL........................................................................
TRUSTEE
 1.06
.......................   		X           0 0 0
(33) DANIEL J LUDEMAN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(34) WILLIAM J MARSHALL........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(35) JOHN F MCDONNELL........................................................................
TRUSTEE-VICE CHAIR
 2.24
.......................   		X   X       0 0 0
(36) W PATRICK MCGINNIS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(37) DENNIS A MUILENBURG........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(38) RALPH J NAGEL........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(39) ANDREW E NEWMAN........................................................................
TRUSTEE
 2.08
.......................   		X           0 0 0
(40) JAMES V O'DONNELL........................................................................
TRUSTEE
 1.60
.......................   		X           0 0 0
(41) GEORGE PAZ........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(42) STEVEN N RAPPAPORT........................................................................
TRUSTEE
 1.10
.......................   		X           0 0 0
(43) JEFF A ROSENKRANZ........................................................................
TRUSTEE
 1.85
.......................   		X           0 0 0
(44) SCOTT RUDOLPH........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(45) CRAIG D SCHNUCK........................................................................
TRUSTEE-VICE CHAIR
 1.50
.......................   		X   X       0 0 0
(46) HARRY J SEIGLE........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(47) ROBERT J SKANDALARIS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(48) GARY M SUMERS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(49) ANDREW C TAYLOR........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(50) BARBARA SCHAPS THOMAS........................................................................
TRUSTEE
 1.18
.......................   		X           0 0 0
(51) JACK E THOMAS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(52) RONALD L THOMPSON........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(53) ANN RUBENSTEIN TISCH........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(54) ERIC B UPIN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(55) MARY ANN VAN LOKEREN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(56) SHINICHIRO WATARI........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(57) JOHN D WEIL........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(58) WILLIAM P WIESMANN........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(59) JOYCE F WOOD........................................................................
TRUSTEE
 1.18
.......................   		X           0 0 0
(60) ARNOLD B ZETCHER........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(61) JOHN A BERG........................................................................
VC FOR ADMISSIONS
 40.00
.......................   		    X       283,472 0 36,244
(62) DAVID T BLASINGAME........................................................................
EXEC VC FOR ALUMNI DEVELOPMENT
 40.00
.......................   		    X       555,698 0 36,244
(63) MICHAEL R CANNON........................................................................
EXEC VC GENERAL COUNSEL
 40.00
.......................   		    X       495,499 0 36,244
(64) IDA H EARLY........................................................................
SECRETARY TO THE BD OF TRUSTEES
 40.00
.......................   		    X       117,346 0 21,141
(65) BARBARA A FEINER........................................................................
VC FOR FINANCE
 40.00
.......................   		    X       337,143 0 36,244
(66) JILL D FRIEDMAN........................................................................
VC FOR PUBLIC AFFAIRS
 40.00
.......................   		    X       264,162 0 7,494
(67) EVAN D KHARASCH........................................................................
VC FOR RESEARCH
 40.00
.......................   		    X       386,051 0 36,244
(68) AMY B KWESKIN........................................................................
ASSOC VC FOR FINANCE TREASURER
 40.00
.......................5.00 		    X       198,430 0 24,791
(69) PAMELA S LOKKEN........................................................................
VC FOR GOVT COMM RELATIONS
 40.00
.......................   		    X       250,881 0 36,244
(70) EDWARD S MACIAS........................................................................
PROVOST/EXEC VC FOR ACAD AFFAIRS
 40.00
.......................   		    X       472,479 0 116,244
(71) ANN B PRENATT........................................................................
VC FOR HUMAN RESOURSES
 40.00
.......................   		    X       225,486 0 33,829
(72) LARRY J SHAPIRO........................................................................
EXEC VC FOR MEDICAL AFFAIRS
 40.00
.......................3.00 		    X       911,941 0 36,244
(73) SHARON STAHL........................................................................
VC FOR STUDENTS
 40.00
.......................   		    X       174,802 0 27,494
(74) KIMBERLY G WALKER........................................................................
CHIEF INVESTMENT OFFICER
 40.00
.......................   		    X       899,292 0 24,994
(75) HENRY S WEBBER........................................................................
EXEC VC FOR ADMINISTRATION
 40.00
.......................6.00 		    X       412,922 0 24,994
(76) JAMES WERTSCH........................................................................
VC FOR INTERNATIONAL AFFAIRS
 40.00
.......................   		    X       275,616 0 36,244
(77) MARK S WRIGHTON........................................................................
CHANCELLOR
 40.00
.......................   		    X       920,016 0 347,337
(78) JOHN C CLOHISY........................................................................
DB VIEHMANN DIST PROF OF ORTHO SURG
 40.00
.......................   		        X   1,170,333 0 28,744
(79) RALPH G DACEY........................................................................
DEPARTMENT HEAD NEUROSURGERY
 40.00
.......................   		        X   1,085,601 0 36,244
(80) RICHARD H GELBERMAN........................................................................
CHAIRMAN-ORTHOPAEDIC SURGERY
 40.00
.......................   		        X   1,187,244 0 36,244
(81) EVA A HURST........................................................................
ASST PROFESSOR OF MED DERMATOLOGY
 40.00
.......................   		        X   1,093,254 0 24,994
(82) RICK W WRIGHT........................................................................
AD JONES DIST PROF OF ORTHO SURGERY
 40.00
.......................   		        X   1,081,821 0 28,744
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 12,799,489   1,073,240
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet2,462
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
TARLTON CORPORATION5500 WEST PARK AVEST LOUISMO63110 CONSTRUCTION SERVICES 29,946,379
BON APPETIT MANAGEMENT COMPANY3200 DARNELL STREETFORT WORTHTX76107 FOOD SERVICES 14,444,913
PARIC CORPORATION77 WESTPORT PLAZA DR STE 250ST LOUISMO63146 CONSTRUCTION SERVICES 11,704,066
INTERFACE CONSTRUCTION CORP INC8401 WABASHST LOUISMO63134 CONSTRUCTION SERVICES 8,664,660
MOORE RUBLE YUDELL ARCHITECTS933 PICO BLVDSANTA MONICACA90405 ARCHITECTS 6,231,869
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet479
Form 990 (2012)
Form 990 (2012)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response to any question in this Part VIII ..............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c 110,676
d Related organizations...1d  
e Government grants (contributions)1e 434,771,599
f All other contributions, gifts, grants, and
similar amounts not included above1f 		219,131,381
g Noncash contributions included in lines
1a-1f:$ 		46,891,697
h Total. Add lines 1a-1f.......MediumBullet 654,013,656
Program Service Revenue Business Code
2a RESEARCH - CONTRACTS OTHER 541700 113,219,992     113,219,992
b TUITION AND FEES 611600 502,113,000 502,113,000    
c PATIENT, LAB AND HOSPITAL SUPPORT 621110 915,336,000 915,336,000    
d AUXILIARY SALES AND SERVICE 611710 88,719,000   525,229 88,193,771
e EDUCATIONAL SALES AND SERVICE 611710 78,886,488 69,451,472 2,737,160 6,697,856
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 1,698,274,480
Other Revenue 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 38,765,718   -1,915,679 40,681,397
4 Income from investment of tax-exempt bond proceeds..MediumBullet 7,081 7,081    
5 Royalties...........MediumBullet 3,855,423     3,855,423
(i) Real (ii) Personal
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss)    
d Net rental income or (loss).......MediumBullet        
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 4,569,581,000  
b Less: cost or other basis and sales expenses 4,302,461,159 5,634,000
c Gain or (loss) 267,119,841 -5,634,000
d Net gain or (loss)..........MediumBullet 261,485,841     261,485,841
8a Gross income from fundraising events (not including
$ 110,676
of contributions reported on line 1c). See Part IV, line 18 ..
a 37,750
b Less: direct expenses ...b 47,794
c Net income or (loss) from fundraising events..MediumBullet -10,044   -10,044
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a OTHER EDUCATIONAL SERVICES 611710 28,488,743 17,372,813 2,609,359 8,506,571
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 28,488,743
12 Total revenue. See Instructions......MediumBullet 2,684,880,898 1,504,280,366 3,956,069 522,630,807
Form 990 (2012)
Form 990 (2012)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response to any question in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 36,816,007 36,816,007
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 229,415,237 229,415,237
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 5,670,161 5,670,161
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 7,795,430 926,550 5,802,023 1,066,857
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 25,307,630 13,462,366 10,297,241 1,548,023
7 Other salaries and wages 1,070,527,617 1,018,682,627 36,779,073 15,065,917
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 66,089,581 62,465,052 2,680,676 943,853
9 Other employee benefits ....... 127,895,019 119,215,161 6,339,613 2,340,245
10 Payroll taxes ........... 63,834,313 59,893,551 2,924,643 1,016,119
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 6,391,199 3,250,170 3,141,029  
c Accounting ........... 525,508 18,622 506,886  
d Lobbying ........... 349,693 33,628 316,065  
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ...... 34,943,441   34,943,441  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 84,434,982 75,990,526 6,664,471 1,779,985
12 Advertising and promotion .... 2,019,134 1,961,623 45,933 11,578
13 Office expenses ....... 139,664,601 128,530,576 8,667,674 2,466,351
14 Information technology ...... 37,182,926 23,230,158 11,817,257 2,135,511
15 Royalties .. 0      
16 Occupancy ........... 92,826,391 88,803,346 2,871,885 1,151,160
17 Travel ............ 28,520,065 25,958,563 1,067,710 1,493,792
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 4,154 4,154    
19 Conferences, conventions, and meetings .... 7,602,078 6,688,048 327,577 586,453
20 Interest ........... 49,450,000 46,554,874 2,891,707 3,419
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 153,757,000 146,566,337 6,798,038 392,625
23 Insurance .............. 27,247,151 26,967,068 280,083  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a MEDICAL SUPPLIES 121,605,327 121,605,327    
b CONTRACTUAL ALLOWANCE BAD DEBT EXPENSE 68,995,085 68,995,085    
c ENTERTAINMENT AND SOCIAL EXPENSES 18,153,057 13,838,725 1,517,306 2,797,026
d DUES AND MEMBERSHIPS 4,505,658 3,825,467 669,697 10,494
e All other expenses -7,924,235 -2,130,636 -6,253,891 460,292
25 Total functional expenses. Add lines 1 through 24e 2,503,604,210 2,327,238,373 141,096,137 35,269,700
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2012)
Form 990 (2012)
Page 11
Part X Balance Sheet Check if Schedule O contains a response to any question in this Part X ...............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing .............   1  
2 Savings and temporary cash investments ......... 148,316,000 2 198,977,000
3 Pledges and grants receivable, net ........... 248,106,268 3 228,523,232
4 Accounts receivable, net ............. 247,338,245 4 294,737,628
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
264,510 5 55,552
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
500,000 6 500,000
7 Notes and loans receivable, net ............. 2,523,223 7 1,999,017
8 Inventories for sale or use .............. 1,902,422 8 2,035,745
9 Prepaid expenses and deferred charges .......... 13,204,649 9 15,923,300
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 3,634,134,431
b Less: accumulated depreciation ..... 10b 1,732,348,290 1,895,389,197 10c 1,901,786,141
11 Investments—publicly traded securities .......... 3,325,770,000 11 3,543,068,000
12 Investments—other securities. See Part IV, line 11 ..... 3,009,057,000 12 3,366,341,000
13 Investments—program-related. See Part IV, line 11 ..... 126,907,852 13 120,504,914
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 139,373,634 15 132,878,471
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 9,158,653,000 16 9,807,330,000
Liabilities 17 Accounts payable and accrued expenses ......... 268,025,482 17 294,643,980
18 Grants payable .................   18  
19 Deferred revenue ................ 96,161,489 19 91,070,382
20 Tax-exempt bond liabilities ............. 1,153,532,768 20 1,055,793,280
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties .. 30,418,788 23 21,600,000
24 Unsecured notes and loans payable to unrelated third parties .... 77,495,000 24 275,145,000
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 230,149,473 25 208,594,358
26 Total liabilities. Add lines 17 through 25......... 1,855,783,000 26 1,946,847,000
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 3,542,734,000 27 3,793,089,000
28 Temporarily restricted net assets ........... 2,329,002,000 28 2,577,327,000
29 Permanently restricted net assets ........... 1,431,134,000 29 1,490,067,000
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 7,302,870,000 33 7,860,483,000
34 Total liabilities and net assets/fund balances ........ 9,158,653,000 34 9,807,330,000
Form 990 (2012)
Form 990 (2012)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI ...............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
2,684,880,898
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
2,503,604,210
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
181,276,688
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
7,302,870,000
5
Net unrealized gains (losses) on investments ...............
5
375,138,600
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
1,197,712
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
7,860,483,000
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII ..............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If “Yes,” to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits
3b
Yes
 
Form 990 (2012)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID: 12000057
Software Version: 12.19.1011.1
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
0 %
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
0 %
16
16
 
Section D. Computation of Investment Income Percentage
17
17
0 %
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 4
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2012

Additional Data


Software ID: 12000057
Software Version: 12.19.1011.1
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2012
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet   $    
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990; or check the box on line H of its
Form 990-EZ or on Part I, line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 2
Name of organization
WASHINGTON UNIVERSITY
  		Employer identification number

43-0653611
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
     
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 3
Name of organization
WASHINGTON UNIVERSITY
  		Employer identification number

43-0653611
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
     
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 4
Name of organization
WASHINGTON UNIVERSITY
  		Employer identification number

43-0653611
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Additional Data


Software ID: 12000057
Software Version: 12.19.1011.1
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2012

Schedule C (Form 990 or 990-EZ) 2012
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ....... 349,693  
c Total lobbying expenditures (add lines 1a and 1b) ................... 349,693  
d Other exempt purpose expenditures ........................ 2,427,549,232  
e Total exempt purpose expenditures (add lines 1c and 1d) ............... 2,427,898,925  
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		 1,000,000  
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) ................. 250,000  
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) Total
             
2a Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		        6,000,000
             
c Total lobbying expenditures 483,360 289,375 257,658 349,693 1,380,086
             
d Grassroots nontaxable amount 250,000 250,000 250,000 250,000 1,000,000
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		         1,500,000
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2012


Schedule C (Form 990 or 990-EZ) 2012
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
 
 
c
Media advertisements? ....................................
 
 
 
d
Mailings to members, legislators, or the public? .........................
 
 
 
e
Publications, or published or broadcast statements? .......................
 
 
 
f
Grants to other organizations for lobbying purposes? .......................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
 
 
i
Other activities? ..........................
 
 
 
j
Total. Add lines 1c through 1i ...............................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered “No” OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Identifier Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2012

Additional Data


Software ID: 12000057
Software Version: 12.19.1011.1

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a 1
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c 1
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet1
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
EDUCATION
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 5,303,196,330 5,348,871,370 4,560,044,358 4,147,461,611 5,428,641,394
b Contributions ........ 145,054,752 142,884,159 123,932,861 136,995,265 85,863,368
c Net investment earnings, gains, and losses 633,447,457 64,264,653 984,746,898 560,129,464 -1,093,096,730
d Grants or scholarships ..... 25,420,873 25,159,436 23,059,696 20,038,629 19,310,786
e Other expenditures for facilities
and programs ........ 		273,772,541 193,789,352 266,131,571 236,834,692 238,440,390
f Administrative expenses .... 33,208,220 33,875,064 30,661,480 27,668,661 16,195,245
g End of year balance ...... 5,749,296,905 5,303,196,330 5,348,871,370 4,560,044,358 4,147,461,611
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet33.000 %
b
Permanent endowment SchDMd Bullet25.000 %
c
Temporarily restricted endowment SchDMd Bullet42.000 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
Yes
 
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   103,382,598 103,382,598
b Buildings ................   3,105,877,774 1,334,946,012 1,770,931,762
c Leasehold improvements ............        
d Equipment ................   424,874,059 397,402,278 27,471,781
e Other .................        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 1,901,786,141
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) Financial derivatives and other financial products 		   

(B) Closely-held equity interests 		   

(C) Hedged strategies 		1,686,845,000 F

(D) Private equity 		984,653,000 F

(E) Split-interest agreements 		84,971,000 F

(F) Real assets and other 		526,433,000 F

(G) Investment in affiliates 		36,302,000 F

(H) Beneficial interest trusts 		27,904,000 F

(I) Other investments 		19,233,000 F
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 3,366,341,000
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
Federal income taxes  
Liability under securities lending transactions 28,331,682
Deposits and advances 11,975,046
Professional liability 78,963,304
Liabilities under split-interest agreements 43,930,893
Government supported student loans 45,393,433



Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 208,594,358
2. Fin 48 (ASC 740) Footnote. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII .....................................................
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 2,845,423,000
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 375,138,600
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d -2,282,000
e Add lines 2a through 2d ..................... 2e 372,856,600
3 Subtract line 2e from line 1..................... 3 2,472,566,400
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b 212,314,498
c Add lines 4a and 4b....................... 4c 212,314,498
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 2,684,880,898
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ........... 1 2,287,810,000
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d...................... 2e  
3 Subtract line 2e from line 1..................... 3 2,287,810,000
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b 215,794,210
c Add lines 4a and 4b....................... 4c 215,794,210
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 2,503,604,210
Part XIII
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
II 9 - The reported easement was assigned for ten dollars to the university concurrent with acquisition of the property to which it applies. As such, it is not reported separately in the universitys revenue and expense statement, balance sheet or the footnotes to the financial statements.
III 1a - Collections - In addition to the Mildred Lane Kemper Art Museum, the university archives rare book collections, works of art, literary works, historical treasures and artifacts. These collections are protected and preserved for public exhibition, education, research and the furtherance of public service. They are neither disposed of for financial gain nor encumbered in any manner. Accordingly, such collections are not recognized or capitalized for financial statement purposes.
III 4 - The Mildred Lane Kemper Art Museum dates back to 1881 with the founding of the St. Louis School and Museum of Fine Arts at Washington University. Its collection was formed in part by acquiring significant works by artists of the time, a legacy that continues today. Now one of the finest university collections in the United States, the Museum contains strong holdings of 19th, 20th and 21st century European and American paintings, sculptures, prints, installations, and photographs. The collection also includes some Egyptian and Greek antiquities and more than 100 Old Master prints.
III 4 contd - The Museum is committed to preserving and developing its art collection and continuing its legacy of collecting significant art of the time providing excellence in art historical scholarship, education and exhibition inspiring social and intellectual inquiry into the connection between art and contemporary life and engaging audiences on campus, in the local community, across the nation, and worldwide. In addition to the Museum, the Libraries Department of Special Collections archives rare book collections, works of art, literary works, archival collections, historical treasures and artifacts. These collections are protected and preserved for public exhibition, education, research and the furtherance of public service.
V 4 - Washington Universitys endowment is an important financial resource that provides a meaningful source of revenue for University programs and operations. This enduring support for purposes as designated by donors, including scholarships, professorships, research efforts, libraries and capital projects, enables the University to attract and retain outstanding faculty and students.
X 2 - The University is exempt from federal income taxes under Section 501c3 of the Internal Revenue Code except to the extent the University has unrelated business income. There was no provision for income taxes due on unrelated business income in the current year. The University has no uncertain tax positions that result in material unrecognized tax benefits.
XI 2d - Changes and reclassification of Split-interest agreements 2,282,000.
XI 4b - Scholarships netted against tuition fees 177,214,000, Donor refunds netted against contributions 157,057 and Investment manager fees netted against investment income 34,943,441.
XII 4b - Changes in uncollectable pledges reserve 3,636,769, scholarships 177,214,000 and Investment manager fees netted against investment income 34,943,441.
Schedule D (Form 990) 2012

Additional Data


Software ID: 12000057
Software Version: 12.19.1011.1




SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,or Form 990-EZ, Part VI, line 48.Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2012
Schedule E (Form 990 or 990EZ) 2012
Page 2
Part II
Supplemental Information. Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
Part I 6a Washington University received funds from the Department of Education for the administration of campus-based student financial aid programs, including Perkin Loans, Pell Grants, SEOG Grants, and federal work study funding. The State of Missouri provides similar funding.
Schedule E (Form 990 or 990-EZ) 2012
Additional Data


Software ID: 12000057
Software Version: 12.19.1011.1
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I
General Information on Activities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used to award
the grants or assistance? ...................................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside
the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
East Asia and the Pacific     Alumni Events   79,115
Europe     Alumni Events   52,133
Middle East and North Africa     Alumni Events   34,767
South Asia     Alumni Events   208,388
Sub-Saharan Africa     Alumni Events   19,706
Central America and the Caribbean     Grantmaking   27,050
East Asia and the Pacific     Grantmaking   327,630
Europe     Grantmaking   1,613,342
Middle East and North Africa     Grantmaking   89,800
North America     Grantmaking   3,900
South America     Grantmaking   590,330
South Asia     Grantmaking   32,819
Sub-Saharan Africa     Grantmaking   192,740
Central America and the Caribbean     Investments   2,288,192,511
Europe     Investments   83,125,157
North America     Investments   79,960,994
Sub-Saharan Africa     Investments   23,516,110
East Asia and the Pacific     Investment Activities   54,536
Europe     Investment Activities   27,866
Russia and the Newly Independent States     Investment Activities   9,268
South America     Investment Activities   8,151
Central America and the Caribbean     Program Services Education 93,987
East Asia and the Pacific 2 45 Program Services Education 2,290,247
Europe 11 89 Program Services Education 5,080,217
Middle East and North Africa     Program Services Education 115,195
North America     Program Services Education 66,364
Russia and the Newly Independent States     Program Services Education 52,518
South America 2 20 Program Services Education 910,345
South Asia   1 Program Services Education 304,074
Sub-Saharan Africa   1 Program Services Education 460,213
Antarctica     Program Services Research 10,703
Central America and the Caribbean     Program Services Research 78,267
East Asia and the Pacific     Program Services Research 2,148,383
Europe     Program Services Research 4,076,560
Middle East and North Africa     Program Services Research 83,826
North America     Program Services Research 515,946
Russia and the Newly Independent States     Program Services Research 33,368
South America     Program Services Research 215,437
South Asia     Program Services Research 901,879
Sub-Saharan Africa     Program Services Research 1,113,658
Central America and the Caribbean     Program Services Seminars, Conferences 13,599
East Asia and the Pacific     Program Services Seminars, Conferences 381,943
Europe     Program Services Seminars, Conferences 737,980
Middle East and North Africa     Program Services Seminars, Conferences 29,665
North America     Program Services Seminars, Conferences 274,467
Russia and the Newly Independent States     Program Services Seminars, Conferences 2,534
South America     Program Services Seminars, Conferences 39,760
South Asia     Program Services Seminars, Conferences 1,147,974
Sub-Saharan Africa     Program Services Seminars, Conferences 60,654
3a Sub-total .....     2,478,066,492
b Total from continuation sheets to Part I ... 15 156 21,339,584
c Totals (add lines 3a and 3b) 15 156 2,499,406,076
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
East Asia and the Pacific Research 17,286 Wire Transfer      
East Asia and the Pacific Research 158,760 Check      
East Asia and the Pacific Research 15,894 Wire Transfer      
East Asia and the Pacific Research 190,890 Check      
East Asia and the Pacific Research 291,421 Check      
East Asia and the Pacific Research 193,596 Check      
East Asia and the Pacific Research 14,823 Check      
East Asia and the Pacific Research 32,014 Wire Transfer      
East Asia and the Pacific Research 60,318 Check      
East Asia and the Pacific Research 172,096 Check      
East Asia and the Pacific Research 80,644 Check      
Europe Research 7,768 Check      
Europe Research 65,556 Check      
Europe Research 21,119 Check      
Europe Research 13,500 Check      
Europe Research 40,300 Wire Transfer      
Europe Research 8,258 Check      
Europe Research 6,448 Check      
Europe Research 30,284 Check      
Europe Research 49,105 Check      
Europe Research 172,686 Check      
Europe Research 18,596 Wire Transfer      
Europe Research 96,282 Check      
Europe Research 46,206 Check      
Europe Research 151,128 Check      
Europe Research 64,930 Check      
Europe Research 22,117 Check      
Europe Research 230,563 Check      
Europe Research 212,048 Check      
Europe Research 8,056 Check      
North America Research 6,752 Check      
North America Research 33,206 Check      
North America Research 28,124 Check      
North America Research 81,448 Check      
South Asia Research 9,896 Check      
South Asia Research 80,946 Wire Transfer      
South Asia Research 49,486 Wire Transfer      
Sub-Saharan Africa Research 10,000 Check      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
 
3
Enter total number of other organizations or entities .......................MediumBullet
38
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
Scholarships Central America and the Caribbean 2 27,050 See Part V      
Scholarships East Asia and the Pacific 27 323,380 See Part V      
Scholarships Europe 133 1,568,562 See Part V      
Scholarships Middle East and North Africa 3 87,950 See Part V      
Scholarships South America 39 537,330 See Part V      
Scholarships South Asia 3 31,747 See Part V      
Scholarships Sub-Saharan Africa 11 192,740 See Part V      
Fellowships Europe 4 36,000 Wire Transfer      
Fellowships Europe 1 1,780 Check      
Fellowships Middle East and North Africa 1 1,850 Check      
Fellowships North America 1 3,900 Check      
Prizes and Awards East Asia and the Pacific 2 4,250 Wire Transfer      
Prizes and Awards Europe 2 7,000 Wire Transfer      
Prizes and Awards South America 2 53,000 Wire Transfer      
Prizes and Awards South Asia 1 1,071 Wire Transfer      
               
               
               
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If “Yes,”the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If “Yes,” the organizationmay be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
I 2 The University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients located outside of the United States who are performing a portion of a sponsored project externally awarded to the University. The policy provides guidance to ensure that subrecipients conduct their portions of a sponsored project in compliance with laws, regulations and terms and conditions of awards and subawards and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of the central offices and academic departments of the University and describes the monitoring procedures for each area. The full text of the Universitys Subreceipient Policy is available online at the following web address http//spa.wustl.edu/.
I 2 - The grants reported in Part III are scholarships to students. The use of scholarships is controlled by applying such amounts directly against balances owed by the student for tuition, fees, and other educational expenses.
II 2 - The University does not keep records that identify the charitable status of subgrantees. Most subgrantees are universities, hospitals and research institutes.
III   - Column e - Scholarships are awarded by crediting directly to the students account with the University.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2012
Additional Data


Software ID: 12000057
Software Version: 12.19.1011.1



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. Form 990-EZ filers are not required to complete this part. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
             
             
             
             
             
             
             
             
             
             
Total .................right arrow      
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

Golf Scramble
(event type) 		(b) Event #2

Celebrate Fitness
(event type) 		(c) Other events

 
(total number) 		(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 84,697 63,729   148,426
2 Less: Contributions . . 72,607 38,069   110,676
3 Gross income (line 1
minus line 2) . . . 		12,090 25,660   37,750
VerticalDirectExpenses 4 Cash prizes . . . 400     400
5 Noncash prizes . .   8,375   8,375
6 Rent/facility costs . . 22,334 3,765   26,099
7 Food and beverages . 385     385
8 Entertainment . . .        
9 Other direct expenses . 1,281 11,254   12,535
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 47,794
11 Net income summary. Combine line 3, column (d), and line 10. .......... right arrow -10,044
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Identifier Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2012
Additional Data


Software ID: 12000057
Software Version: 12.19.1011.1
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number
43-0653611
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) ADVANCED MRI TECHNOLOGIES
652 PENTALUMA AVE SUITE J
SEBASTOPOL,CA95472 		94-3365404   143,632       RESEARCH
(2) ADVENTIST HEALTH SYSTEM SUNBELT INC
601 E ROLLINS ST
ORLANDA,FL32803 		59-0724459 501C3 8,500       RESEARCH
(3) ADVENTIST HINSDALE HOSPITAL
PO BOX 7000
BOLINGBROOK,IL60440 		36-2276984 501C3 17,050       RESEARCH
(4) ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVE VE 6B27
BRONX,NY10461 		54-2127061   34,960       RESEARCH
(5) ALBERT EINSTEIN HEALTHCARE NETWORK
KORMAN 100
PHILADELPHIA,PA19141 		23-2664784 501C3 24,500       RESEARCH
(6) ALLEGHENY-SINGER RESEARCH INSTITUTE
320 EAST NORTH AVENUE
PITTSBURG,PA15212 		25-1320493 501C3 5,250       RESEARCH
(7) ALPHA OMEGA ALPHA HONOR MEDICAL SOCIETY
PO BOX 7322
SAN FRANCISCO,CA941209847 		36-6082049 501C3 5,100       SPONSORSHIP
(8) AMERICAN CANCER SOCIETY
4207 LINDELL BLVD
ST LOUIS,MO63108 		71-4485665 501C3 8,900       SPONSORSHIP
(9) AMERICAN CANCER SOCIETY
250 WILLIAMS STREET
ATLANTA,GA30303 		13-1788491 501C3 7,917       RESEARCH
(10) AMERICAN COLLEGE OF RADIOLOGY
1891 PRESTON WHITE DRIVE
RESTON,VA201914397 		36-2261602 501C3 426,204       RESEARCH
(11) AMERICAN HEART ASSOCIATION INC
4643 LINDELL BLVD
ST LOUIS,MO63108 		13-5613797 501C3 8,000       SPONSORSHIP
(12) AMERICAN ORTHOPAEDIC SOCIETY FOR SPORT
6300 NORTH RIVER RD STE 500
ROSEMONT,IL60018 		23-7182780 501C3 7,200       RESEARCH
(13) ARIZONA STATE UNIVERSITY
1001 S MCALLISTER AVE
TEMPE,AZ852876401 		86-0196696 GOVERNMENT 8,296       RESEARCH
(14) ARIZONA STATE UNIVERSITY
900 SOUTH CADY MALL
TEMPE,AZ852872402 		86-0196697 GOVERNMENT 14,277       RESEARCH
(15) ASSOCIATE FOR CORPORATE GROWTH
7745 CARONDELET AVE STE 308
ST LOUIS,MO63105 		43-6163137   5,000       SPONSORSHIP
(16) ASSOCIATION OF AMERICAN MEDICAL COLLEGES
2450 NORTH STREET NW
WASHINGTON,DC200371126 		36-2169124 501C3 5,000       SPONSORSHIP
(17) ASSOCIATION RESEARCH LIBRARIES
21 DUPONT CIRCLE NW STE 800
WASHINGTON,DC200361118 		52-0784198 501C3 13,600       SPONSORSHIP
(18) ASTHMA & ALLERGY FOUNDATION OF AMERICA
1500 S BIG BEND STE 1S
ST LOUIS,MO63117 		43-1484316 501C3 5,850       SPONSORSHIP
(19) AUTISM SPEAKS INC
5455 WILSHIRE BLVD SUITE 2250
LOS ANGELES,CA90036 		20-2329938 501C3 14,500       RESEARCH
(20) BARNES JEWISH HOSPITAL
TAYLOR AVENUE BLDG ROOM 222
ST LOUIS,MO63110 		43-0653255 501C3 38,082       RESEARCH
(21) BARNES JEWISH HOSPITAL FOUNDATION
1001 HIGHLANDS PLAZA DR N STE 140
ST LOUIS,MO63110 		43-1648435 501C3 10,000       SPONSORSHIP
(22) BATTELLE MEMORIAL INSTITUTE
DEPARTMENT 998
COLUMBUS,OH43260 		31-4379427 501C3 393,193       RESEARCH
(23) BAYLOR COLLEGE OF MEDICINE
ONE BAYLOR PLAZA BCM505
HOUSTON,TX77030 		74-1613878 501C3 106,103       RESEARCH
(24) BETH ISRAEL DEACONESS MEDICAL CENTER
330 BROOKLINE AVE BR0224
BOSTON,MA02215 		04-2103881 501C3 104,844       RESEARCH
(25) BETH ISRAEL MEDICAL CENTER
330 BROOKLINE AVE BR264
BOSTON,MA02215 		13-5564934 501C3 268,754       RESEARCH
(26) BIOSTL
7515 FORSYTH
ST LOUIS,MO63105 		45-2137574 501C3 2,000,000       SPONSORSHIP
(27) BJC HEALTHCARE
4444 FOREST PARK BLVD
ST LOUIS,MO63108 		43-0654870 501C3 6,204       RESEARCH
(28) BOISE STATE UNIVERSITY
1910 UNIVERSITY DRIVE
BOISE,ID837251135 		82-0290701 GOVERNMENT 293,168       RESEARCH
(29) BOSTON UNIVERSITY
715 ALBANY STREET 560
BOSTON,MA021182393 		04-2103547 501C3 289,062       RESEARCH
(30) BRIGHAM AND WOMENS HOSPITAL
101 HUNTINGTON STE 300 CORE FAC
BOSTON,MA02199 		04-2312909 501C3 83,759       RESEARCH
(31) BRIGHAM YOUNG UNIVERSITY
BRIGHAM YOUNG UNIVERSITY
PROVO,UT84602 		87-0217280 501C3 65,320       RESEARCH
(32) BROOKINGS INSTITUTION
1775 MASSACHUSETTS AVE
WASHINGTON,DC20036 		53-0196577 501C3 53,573       RESEARCH
(33) BROWN UNIVERSITY OF PROVIDENCE
PO BOX 1911
PROVIDENCE,RI02912 		05-0258809 501C3 21,839       RESEARCH
(34) BUTLER HOSPITAL
345 BLACKSTONE BLVD
PROVIDENCE,RI02906 		05-0258812 501C3 53,878       RESEARCH
(35) CALIFORNIA INSTITUTE OF TECHNOLOGY
1200 E CALIFORNIA BLVD
PASADENA,CA91125 		95-1643307 501C3 55,864       RESEARCH
(36) CASA DE LA SALUD
3200 CHOUTEAU AVE
ST LOUIS,MO63103 		27-0732049 501C3 30,000       SPONSORSHIP
(37) CASE WESTERN RESERVE UNIVERSITY
9500 EUCLID AVE JJN5 01
CLEVELAND,OH44195 		34-1018992 501C3 499,489       RESEARCH
(38) CATERING ST LOUIS INC
2141 59TH STREET
ST LOUIS,MO63110 		43-1373471   53,600       SPONSORSHIP
(39) CEDARS-SINAI MEDICAL CENTER
8700 BEVERLY BLVD
LOS ANGELES,CA90048 		95-1644600 501C3 53,216       RESEARCH
(40) CENTER OF CONTEMPORARY ARTS INC
524 TRINITY AVE
ST LOUIS,MO63110 		43-1395056 501C3 5,000       SPONSORSHIP
(41) CENTRAL DUPAGE HOSPITAL
25 NORTH WINFIELD ROAD
WINFIELD,IL60190 		36-2513909 501C3 29,000       RESEARCH
(42) CHILD HEALTH CORPORATION OF AMERICA
6803 W 64TH STREET
SHAWNEE MISSION,KS66202 		52-1421302   14,700       RESEARCH
(43) CHILDRENS HOSPITAL BOSTON
333 LONGWOOD AVENUE
BOSTON,MA021155711 		04-2774441 501C3 166,390       RESEARCH
(44) CHILDRENS HOSPITAL LOS ANGELES
4650 SUNSET BLVD MS 97
LOS ANGELES,CA90027 		95-1690977 501C3 158,820       RESEARCH
(45) CHILDRENS HOSPITAL MEDICAL CTR
3333 BURNET AVENUE
CINCINNATI,OH45229 		31-0833936 501C3 127,565       RESEARCH
(46) CHILDRENS HOSPITAL OF PHILADELPHIA
3615 CIVIC CENTER BLVD
PHILADELPHIA,PA191044318 		23-1352166 501C3 197,447       RESEARCH
(47) CHILDRENS MERCY HOSPITAL & CLINIC
2401 GILLHAM ROAD
KANSAS CITY,MO64108 		44-0605373 501C3 12,849       RESEARCH
(48) CHRISTIANA CARE HEALTH SYSTEMS
4755 OGLETOWN STANTON ROAD
NEWARK,DE19713 		52-1479538 501C3 15,750       RESEARCH
(49) CITY OF ST LOUIS
1520 MARKET STREET
ST LOUIS,MO63103 		43-6003231 GOVERNMENT 65,246       RESEARCH
(50) CITIZENS FOR MODERN TRANSIT
911 WASHINGTON STE 200
ST LOUIS,MO63101 		43-1412738 501C3 26,000       SPONSORSHIP
(51) CIVIC PROGRESS ACTION COMMITTEE
800 MARKET STREET STE 1900
ST LOUIS,MO63101 		43-1368074 501C4 20,000       SPONSORSHIP
(52) CLAYTON CHAMBER OF COMMERCE
7730 BONHOMME STE 100
CLAYTON,MO63105 		43-0701392 501C6 7,500       SPONSORSHIP
(53) CLEVELAND CLINIC FOUNDATION
PO BOX 931720
CLEVELAND,OH441931828 		34-0714585 501C3 215,313       RESEARCH
(54) CLINTON GLOBAL INITIATIVE
610 PRESIDENT CLINTON DRIVE
LITTLE ROCK,AR72201 		27-1551550 501C3 175,000       SPONSORSHIP
(55) COLBY COLLEGE
4770 MAYFLOWER HILL
WATERVILLE,ME04901 		01-0211497 501C3 10,491       RESEARCH
(56) COLD SPRING HARBOR LABORATORY
1 BUNGTOWN ROAD
COLD SPRING HARBOR,NY11724 		11-2013303 501C3 89,604       RESEARCH
(57) COLUMBIA UNIVERSITY
722 W 168TH ST 4TH FLOOR
NEW YORK,NY10032 		13-5598093 501C3 31,882       RESEARCH
(58) DANA FARBER CANCER INSTITUTE
44 BINNEY STREET LW 703
BOSTON,MA02115 		04-2263040 501C3 21,072       RESEARCH
(59) DANBURY HOSPITAL
24 HOSPITAL AVENUE
DANBURY,CT06810 		06-0646597 501C3 5,000       RESEARCH
(60) DARTMOUTH COLLEGE
610 W BORWELL DHMC
LEBANON,NH03756 		02-0222111 501C3 119,112       RESEARCH
(61) DEPARTMENT OF VETERANS AFFAIRS
1660 S COLUMBIA WAY
SEATTLE,WA98108 		74-1612229 GOVERNMENT 30,025       RESEARCH
(62) DUKE UNIVERSITY
2424 ERWIN ROAD
DURHAM,NC27705 		56-0532129 501C3 81,356       RESEARCH
(63) EASTERN CONNECTICUT HEMATOLOGY
330 WASHINGTON STREET
NORWICH,CT06360 		06-1313038   10,250       RESEARCH
(64) ELECTRIC POWER RESEARCH INSTITUTE INC
3420 HILLVIEW AVENUE
PALO ALTO,CA94304 		23-7175375 501C3 21,083       RESEARCH
(65) EMORY UNIVERSITY
36 EAGLE ROW
ATLANTA,GA30322 		58-0566256 501C3 545,642       RESEARCH
(66) FASHION FOOTWEAR CHARITABLE FOUNDATION
232 MADISON AVE STE 1107
NEW YORK,NY10016 		13-4112482 501C3 25,000       SPONSORSHIP
(67) FATHERS SUPPORT CENTERS ST LOUIS
4411 NEWSTEAD
ST LOUIS,MO63115 		43-1804267 501C3 36,782       RESEARCH
(68) FEDERAL RESERVE BANK
1421 MARTIN LUTHER KING DR
ST LOUIS,MO63106 		43-0658373   10,000       SPONSORSHIP
(69) FLORIDA ATLANTIC UNIVERSITY
777 GLADES ROAD
BOCA RATON,FL334316424 		65-0385507 GOVERNMENT 18,093       RESESARCH
(70) FOREST PARK FOREVER
5595 GRAND DRIVE IN FOREST PART
ST LOUIS,MO63112 		43-1427062 501C3 7,500       SPONSORSHIP
(71) GENERAL HOSPITAL CORPORATION
38 SIDNEY STREET STE 100
CAMBRIDGE,MA02139 		04-2697983 501C3 204,687       RESEARCH
(72) GENOMA LLC
15334 HILLSBORO ROAD
PURCELLVILLE,VA201322968 		47-0873279   50,102       RESEARCH
(73) GEORGIA INSTITUTE OF TECHNOLOGY
505 10TH STREET NW
ATLANTA,GA30332 		58-0603146 501C3 14,520       RESEARCH
(74) GLOBAL ENERGY PARTNERS LLC
500 YGNACIO VALLEY ROAD
WALNUT CREEK,CA94596 		95-4717583   49,745       RESEARCH
(75) HARVARD UNIVERSITY
PO BOX 4999
BOSTON,MA022124999 		04-2103580 501C3 88,192       RESEARCH
(76) HEALTHCARE EDUCATION AND TRAINING INC
9640 COMMERCE DRIVE
CARMEL,IN46032 		35-1910772 501C3 19,995       RESEARCH
(77) HEALTH RESEARCH INC
ELM CARLTON STREETS
BUFFALO,NY14263 		14-1402155 501C3 250,442       RESEARCH
(78) HEALTHCORE INC
800 DELAWARE AVENUE
WILMINGTON,DE19801 		51-0365660   307,545       RESEARCH
(79) HENRY FORD HEALTH SYSTEM
2799 WEST GRAND BLVD 542
DETROIT,MI48202 		38-1357020 501C3 22,650       RESEARCH
(80) HISPANIC CHAMBER OF COMMERCE METRO STL
3611 S GRAND BLVD STE 105
ST LOUIS,MO63118 		43-1323271 501C6 5,500       SPONSORSHIP
(81) HOLY NAME HOSPITAL
718 TEANECK ROAD
TEANECK,NJ076664281 		22-1487322 501C3 28,250       RESEARCH
(82) HOSPITAL FOR SPECIAL SURGERY
535 EAST 70TH STREET
NEW YORK,NY10021 		13-6714749 501C3 197,818       RESEARCH
(83) IHC HEALTH SERVICES INC
PO BOX 577000
MURRAY,UT841577000 		94-2854057 501C3 59,461       RESEARCH
(84) ILLINOIS INSTITUTE OF TECHNOLOGY
MB301
CHICAGO,IL60616 		36-2170136 501C3 114,296       RESEARCH
(85) INDIANA UNIVERSITY
1001 E 3RD STREET JORDAN HALL
BLOOMINGTON,IN47405 		35-6001673 501C3 96,619       RESEARCH
(86) INTEGRITY CORPORATION
6358 DELMAR SUITE 444
ST LOUIS,MO63130 		74-3031150   60,307       RESEARCH
(87) INTERNATIONAL MEDICAL CORPS
1919 SANTA MONICA BLVD
SANTA MONICA,CA90404 		95-3949646 501C3 5,759       RESEARCH
(88) INVIVOSCIENCES
SUITE 265
MADISON,WI537191235 		86-1051370   138,727       RESEARCH
(89) IOWA STATE UNIVERSITY
121 METALS DEVELOPMENT
AMES,IA500113020 		42-6004224 501C3 129,623       RESEARCH
(90) JOHNS HOPKINS UNIVERSITY
2760 LIGHTHOUSE POINT EAST
BALTIMORE,MD21224 		52-0595110 501C3 941,488       RESEARCH
(91) KAISER FOUINDATION HOSPITALS INC
16TH FLOOR
OAKLAND,CA94612 		94-1105626 501C3 21,110       RESEARCH
(92) KANSAS STATE UNIVERSITY
2 FAIRCHILD HALL
MANHATTAN,KS665064901 		48-0771751 501C3 8,769       RESEARCH
(93) KOMEN ST LOUIS RACE FOR THE CURE
PO BOX 790129
ST LOUIS,MO631790129 		75-1835298 501C3 50,000       SPONSORSHIP
(94) LEARNING GAMES NETWORK INC
222 THIRD STREET
CAMBRIDGE,MA02142 		26-2901936 501C3 5,815       RESEARCH
(95) LEUKEMIA AND LYMPHOMA SOCIETY
77 WEST PORT PLAZA STE 480
ST LOUIS,MO63146 		13-5644916 501C3 8,500       SPONSORSHIP
(96) LSU HEALTH SCIENCES CENTER
PO BOX 33932
SHREVEPORT,LA711303932 		72-1418937 501C3 398,609       RESEARCH
(97) MACROGENICS INC
1500 EAST GUDE DRIVE
ROCKVILLE,MD20850 		06-1591613   295,269       RESEARCH
(98) MAINE MEDICAL CENTER RESEARCH INSTITUTE
81 RESEARCH DRIVE
SCARBOROUGH,ME04074 		01-0211494 501C3 12,950       RESEARCH
(99) MARCH OF DIMES FOUNDATION
PO BOX 932852
ATLANTA,GA31193 		13-1846366 501C3 9,000       SPONSORSHIP
(100) MAYO FOUNDATION
200 FIRST STREET SW
ROCHESTER,MN55905 		41-6011702 501C3 647,468       RESEARCH
(101) MEDICAL COLLEGE OF WISCONSIN
PO BOX 1997
MILWAUKEE,WI532011997 		39-0806261 501C3 278,977       RESEARCH
(102) MERCY HOSPITAL SPRINGFIELD
1235 CHEROKEE STREET
SPRINGFIELD,MO65804 		44-0552485 501C3 7,947       RESEARCH
(103) MICHIGAN STATE UNIVERSITY
301 ADMINISTRATION BUILDING
EAST LANSING,MI48824 		38-6005984 501C3 56,361       RESEARCH
(104) NATIONAL BLACK AMERICAN LAW STUDENTS ASSOC
PO BOX 16753
CHICAGO,IL60616 		23-7627201 501C3 5,000       SPONSORSHIP
(105) MISSOURI BOTANICAL GARDEN
4651 SHAW BLVD
ST LOUIS,MO63110 		43-0666759 501C3 5,200       SPONSORSHIP
(106) MISSOURI BOTA NICAL GARDEN
PO BOX 299
ST LOUIS,MO631660299 		43-1666759 501C3 66,691       RESEARCH
(107) MISSOURI ENERGY INITIATIVE
238 EAST HIGH STREET
JEFFERSON CITY,MO65101 		26-4827677 501C3 20,000       SPONSORSHIP
(108) MISSOURI PHYSICIANS HEALTH PROGRAM
680 CRAIG ROAD STE 308
ST LOUIS,MO63141 		43-1572458 501C3 10,000       SPONSORSHIP
(109) MONELL CHEMICAL SENSES CENTER
3500 MARKET STREET
PHILADELPHIA,PA19104 		23-2020897 501C3 5,000       RESEARCH
(110) MOREHOUSE SCHOOL OF MEDICINE
720 WESTVIEW DRIVE SW
ATLANTA,GA30310 		58-0566205 501C3 140,241       RESEARCH
(111) MOUNT SINAI SCHOOL OF MEDICINE
ONE GUSTAVE LEVY PLACE
NEW YORK,NY100296574 		13-6171197 501C3 126,793       RESEARCH
(112) MUNICIPAL THEATRE ASSOC OF ST LOUIS
FOREST PARK
ST LOUIS,MO63112 		43-0662485 501C3 8,000       SPONSORSHIP
(113) ASSOC OF STATE AND TERRITORIAL CHRONIC DISEASES
2872 WOODCOCK BLVD
ATLANTA,GA30341 		73-1328414 501C3 35,000       RESEARCH
(114) NATIONAL COALITION FOR CANCER SURVIVORSHIP
1010 WAYNE AVE STE 770
SILVER SPRING,MD20910 		85-0357897 501C3 5,000       SPONSORSHIP
(115) NATIONAL COLLEGIATE INVENTORS AND INNOVATORS ALLIANCE
100 VENTURE WAY
HADLEY,MA01035 		42-1727335 501C3 5,000       SPONSORSHIP
(116) NATIONAL CONGRESS OF AMERICAN INDIANS
1516 P STREET NW
WASHINGTON,DC20005 		53-6017907 501C3 147,160       RESEARCH
(117) NATIONAL COUNCIL ON ALCOHOLISM
8700 MANCHESTER ROAD
ST LOUIS,MO63144 		43-0827852 501C3 80,492       RESEARCH
(118) NATIONAL MARFAN FOUNDATION
22 MANHASSET AVE
PORT WASHINGTON,NY11050 		52-1265361 501C3 5,000       SPONSORSHIP
(119) NATIONAL REHABILITATION HOSPITAL
102 IRVING STREET NW
WASHINGTON,DC200102949 		52-1369749 501C3 15,231       RESEARCH
(120) NCSL FOUNDATION FOR STATE LEGISLATURES
7700 EAST FIRST PLACE
DENVER,CO80230 		74-2232576 501C3 10,000       RESEARCH
(121) NEW YORK UNIVERSITY MEDICAL CENTER
550 FIRST AVENUE
NEW YORK,NY10016 		13-5562309 GOVERNMENT 312,622       RESEARCH
(122) NMC INC
4200 WEST JEMEZ ROAD
LOS ALMOS,NM87544 		26-0370262 501C3 143,769       RESEARCH
(123) NORTH CAROLINA STATE UNIVERSITY
1060 WILLIAM MOORE DRIVE
RALEIGH,NC27607 		56-6000756 GOVERNMENT 433,411       RESEARCH
(124) NORTHWESTERN UNIVERSITY
2040 SHERIDAN ROAD
EVANSTON,IL60208 		36-2167817 501C3 140,805       RESEARCH
(125) NURSES FOR NEWBORNS FOUNDATION
7259 LANSDOWNE
ST LOUIS,MO63119 		43-1601329 501C3 40,425       RESEARCH
(126) OHIOHEALTH CORPORATION
3545 OLENTANGY RIVER ROAD
COLUMBUS,OH43214 		31-4394942 501C3 8,750       RESEARCH
(127) OHIO STATE UNIVERSITY RESEARCH FOUNDATION
222 WEST TENTH AVE
COLUMBUS,OH432101239 		31-6401599 501C3 28,189       RESEARCH
(128) ONE LEGACY
221 SOUTH FIGUEROA STREET
LOS ANGELES,CA90012 		95-3138799 501C3 87,873       RESEARCH
(129) OREGON HEALTH AND SCIENCE UNIVERSITY
20000 NW WALKER AVENUE
BEAVERTON,OR97006 		04-5408239 GOVERNMENT 143,930       RESEARCH
(130) PALO ALTO INSTITUTE FOR RES AND EDUCATION
3801 MIRANDA AVENUE
PALO ALTO,CA94304 		77-0207331 501C3 73,951       RESEARCH
(131) PARTICLE THERAPY COOPERATIVE GROUP-NOR
1209 ORANGE STREET
WILMINGTON,DE19801 		46-1871214   5,000       SPONSORSHIP
(132) PENNSYLVANIA STATE UNIVERSITY
104 WILE LAB WILEY LANE
UNIVERSITY PARK,PA16802 		24-6000376 501C3 131,398       RESEARCH
(133) PHELPS REGIONAL HEALTHCARE FOUNDATION
1000 W 10TH STREET
ROLLA,MO65401 		43-1696258 501C3 5,000       SPONSORSHIP
(134) PHILIPS MEDICAL SYSTEMS INC
345 SCARBOROUGH ROAD
BRIARCLIFF MANOR,NY10510 		13-1725183   162,316       RESEARCH
(135) PIPELINE INC
PO BOX 30096
KANSAS CITY,MO64112 		26-4399870 501C3 26,750       SPONSORSHIP
(136) PLACES FOR PEOPLE INC
4130 LINDELL BLVD
ST LOUIS,MO63108 		23-7433924 501C3 19,085       RESEARCH
(137) PROJECT MANAGEMENT INSTITUTE
PO BOX 6016
CHESTERFIELD,MO63006 		43-1896612 501C6 6,400       SPONSORSHIP
(138) PROJECT PEANUT BUTTER
7435 FLORA AVE
ST LOUIS,MO63143 		59-3785405 501C3 38,888       RESEARCH
(139) PUBLIC HEALTH FOUNDATION
13200 CROSSROADS PARKWAY N
CITY OF INDUSTRY,CA91746 		52-1237297 501C3 13,796       RESEARCH
(140) RADIATION RESEARCH SOCIETY
810 EAST 10TH STREET
LAWRENCE,KS66044 		94-6080676 501C3 5,000       SPONSORSHIP
(141) READING HOSPITAL AND MEDICAL CENTER
SIXTH AVE AND SPRUCE STREET
WEST READING,PA19611 		23-1352204 501C3 20,000       RESEARCH
(142) REGENTS OF UNIVERSITY OF CALIFORNIA
UNIVERSITY OF CALIFORNIA
SANTA BARBARA,CA931069560 		95-6006145 501C3 371,452       RESEARCH
(143) REGENTS OF UNIVERSITY OF CALIFORNIA
MS 90R1070
BERKELEY,CA947208125 		94-2951741 GOVERNMENT 140,949       RESEARCH
(144) REGENTS OF UNIVERSITY OF CALIFORNIA
11000 KINROSS AVENUE
LOS ANGELES,CA900951406 		95-6006143 501C3 159,417       RESEARCH
(145) REGENTS OF UNIVERSITY OF MICHIGAN
3003 SOUTH STATE STREET
ANN ARBOR,MI481090340 		38-6066309 GOVERNMENT 261,322       RESEARCH
(146) REGIONAL UNION CONSTRUCTION CENTER
6439 PLYMOUTH AVENUE
ST LOUIS,MO63133 		20-5160448 501C3 20,000       SPONSORSHIP
(147) RESEARCH FOUNDATION OF STATE UNIVERSITY
1400 WASHINGTON AVENUE
ALBANY,NY12222 		14-1368361 501C3 168,467       RESEARCH
(148) RESEARCH INSTITUTE AT NATIONWIDE CHILD
700 CHILDRENS DRIVE RM WA1300
COLUMBUS,OH43205 		31-6056230 501C3 24,596       RESEARCH
(149) RESEARCH TRIANGLE INSTITUTE
3040 CORNWALLIS ROAD
RESEARCH TR PARK,NC277092194 		56-0686338 501C3 732,932       RESEARCH
(150) RHODE ISLAND HOSPITAL
593 EDDY STREET
PROVIDENCE,RI02903 		05-0258954 501C3 64,271       RESEARCH
(151) RUSH UNIVERSITY
0 ANNEX
CHICAGO,IL60612 		36-2174823 501C3 94,454       RESEARCH
(152) RUTGERS STATE UNIVERSITY OF NEW JERSEY
3 RUTGERS PLAZA ASB III
NEW BRUNSWICK,NJ08901 		22-6001086 501C3 46,171       RESEARCH
(153) SAINT ELIZABETH REGIONAL MEDICAL CENTER
555 SOUTH 70TH STREET
LINCOLN,NE68510 		47-0379836 501C3 26,750       RESEARCH
(154) SANFORD-BURNHAM MEDICAL RESEARCH INSTITUTE
6400 SANGER ROAD
ORLANDO,FL328277400 		51-0197108 501C3 61,785       RESEARCH
(155) SCRIPPS RESEARCH INSTITUTE
10550 NORTH TOREY PINES ROAD
LA JOLLA,CA92037 		33-0435954 501C3 316,299       RESEARCH
(156) SEATTLE CHILDRENS HOSPITAL
1100 OLIVE WAY SUITE 500
SEATTLE,WA981011835 		91-1156519 501C3 37,927       RESEARCH
(157) SIEMENS MEDICAL SYSTEMS INC
810 INNOVATION DRIVE
KNOXVILL,TN379322571 		22-2417778   45,763       RESEARCH
(158) SIMMONS COLLEGE
300 THE FENWAY
BOSTON,MA02115 		04-2103629 501C3 56,755       RESEARCH
(159) SOCIETY FOR HISTORIANS OF THE EARLY AMERICAN REPUBLIC
3255 WOODLAND WALK
PHILADELPHIA,PA191044531 		35-1990924 501C3 5,000       SPONSORSHIP
(160) SOCIETY OF INTERVENTIONAL RADIOLOGY
SUITE 400
FAIRFAX,VA22033 		39-1345331 501C6 8,985       RESEARCH
(161) SOUTHERN ILLINOIS UNIVERSITY AT EDW
CAMPUS BOX 1620
EDWARDSVILE,IL620261620 		37-0986220 GOVERNMENT 29,023       RESEARCH
(162) SOUTHERN ILLINOIS UNIVERSITY CARBONDALE
MAILCODE 4709
CARBONDALE,IL629014709 		37-6005961 501C3 39,316       RESEARCH
(163) ST JOSEPH HOSPITAL
1100 WEST STEWARD DRIVE
ORANGE,CA92868 		95-1643359 501C3 30,850       RESEARCH
(164) ST JUDE CHILDENS RESEARCH HOSPITAL IN
262 DANNY THOMAS PLACE MS 742
MENPHIS,TN38105 		62-0646012 501C3 26,250       RESEARCH
(165) ST LOUIS BLACK REPERTORY COMPANY
1717 OLIVE STREET 4TH FLOOR
ST LOUIS,MO631031724 		43-1220180 501C3 17,565       SPONSORSHIP
(166) ST LOUIS COUNTY
7900 FORSYTH BLVD
CLAYTON,MO63105 		43-6003242 GOVERNMENT 7,062       RESEARCH
(167) ST LOUIS LANGUAGE IMMERSION SCHOOLS
4011 PAPIN STREET
ST LOUIS,MO63110 		33-1183274 501C3 5,000       SPONSORSHIP
(168) ST LOUIS SCIENCE CENTER FOUNDATION
5050 OAKLAND AVENUE
ST LOUIS,MO63110 		43-1496632 501C3 10,000       SPONSORSHIP
(169) ST LOUIS SCIENCE CENTER FOUNDATION
5050 OAKLAND AVENUE
ST LOUIS,MO63110 		43-0984610 501C3 28,301       RESEARCH
(170) ST LOUIS SCOTT GALLAGHER LLC
ONE SOCCER PARK ROAD
FENTON,MO63026 		26-2698116   10,000       SPONSORSHIP
(171) ST LOUIS SYMPHONY
718 N GRAND BLVD
ST LOUIS,MO63103 		43-0666769 501C3 14,000       SPONSORSHIP
(172) ST LOUIS UNIVERSITY
3545 LINDELL
ST LOUIS,MO63103 		43-0654872 501C3 1,602,936       RESEARCH
(173) ST VINCENT MEDICAL GROUP INC
8333 NAAB ROAD SUITE 400
INDIANAPOLIS,IN46260 		27-2039417   13,750       RESEARCH
(174) STANFORD UNIVERSITY
STANFORD MAIL CODE 6203
STANFORD,CA943056203 		94-1156365 501C3 358,813       RESEARCH
(175) SUBURBAN LUNG ASSOCIATES
800 BIESTERFIELD ROAD SUITE 510
ELK GROVE VILLAGE,IL60007 		36-3378337   7,946       RESEARCH
(176) SWEDISH HEALTH SERVICES SRC
747 BROADWAY
SEATTLE,WA98122 		91-0433740 501C3 65,505       RESEARCH
(177) TEMPLE UNIVERSITY
3400 NORTH BROAD STREET
PHILADELPHIA,PA19140 		23-1365971 501C3 50,004       RESEARCH
(178) TEXAS A&M UNIVERSITY SYSTEM
COLLEGE STATION
COLLEGE STATION,TX778433124 		74-1974733 GOVERNMENT 23,776       RESEARCH
(179) TEXAS A&M UNIVERSITY STSTEM HEALTH SCI
300 OLSEN BLVD TAMU 2128
COLLEGE STATION,TX778432128 		74-6000531 GOVERNMENT 725,502       RESEARCH
(180) TOLEDO HOSPITAL JOBST VASCULAR CENTER
2142 N COVE
TOLEDO,OH43606 		34-4428256 501C3 28,250       RESEARCH
(181) TRUSTEES OF PURDUE UNIVERSITY
525 NORTHWESTERN AVE
WEST LAFAYETTE,IN479072036 		35-6002041 501C3 307,758       RESEARCH
(182) TRUSTEES UNIVERSITY OF PENNSYLVANIA
102 VANCE HALL 3733 SPRUCE STREET
PHILADELPHIA,PA191046301 		23-1352685 501C3 10,400       RESEARCH
(183) UNITED WAY OF GREATER ST LOUIS
BOX 14507
ST LOUIS,MO63178 		43-0714167 501C3 46,457       RESEARCH
(184) UNIVERSITIES SPACE RESEARCH ASSOCIATION
10211 WINCOPIN CIRCLE
COLUMBIA,MD21044 		52-0892064 501C3 18,249       RESEARCH
(185) UNIVERSITY COMMUNITY HOSPITAL
3100 E FLETCHER AVENUE
TAMPA,FL33613 		59-1113901 501C3 18,300       RESEARCH
(186) UNIVERSITY OF AKRON
RESEARCH SERVICES
AKRON,OH443252102 		01-0725371 GOVERNMENT 37,703       RESEARCH
(187) UNIVERSITY OF ALABAMA BIRMINGHAM
1919 7TH AVENUE SOUTH
BIRMINGHAM,AL352940007 		63-6005396 501C3 192,258       RESEARCH
(188) UNIVERSITY OF ARIZONA
4717 EAST FORT LOWELL RD
TUSCON,AZ857121201 		74-2652689 GOVERNMENT 49,580       RESEARCH
(189) UNIVERSITY OF CALIFORNIA BERKLEY
B202 STANLEY HALL
BERKLEY,CA947203220 		94-6002123 501C3 195,296       RESEARCH
(190) UNIVERSITY OF CALIFORNIA DAVIS
1850 RESEARCH PARK DR STE 300
DAVIS,CA95618 		65-4684995 501C3 186,067       RESEARCH
(191) UNIVERSITY OF CALIFORNIA RIVERSIDE
UNIVERSITY OFFICE BLDG 200
RIVERSIDE,CA92521 		94-6602123 501C3 211,491       RESEARCH
(192) UNIVERSITY OF CALIFORNIA SAN DIEGO
9500 GILMAN DR 0116
LA JOLLA,CA920930910 		95-6006144 501C3 750,266       RESEARCH
(193) UNIVERSITY OF CALIFORNIA SAN FRANCISCO
1301 SOUTH 46TH ST BLDG 163
RICHMOND,CA94804 		94-6036493 501C3 168,423       RESEARCH
(194) UNIVERSITY OF CHICAGO
105 WEST ADAMS ST
CHICAGO,IL60603 		36-2177139 501C3 66,171       RESEARCH
(195) UNIVERSITY OF CINCINNATI
PO BOX 670553
CINCINNATI,OH452670553 		31-6000989 501C3 59,451       RESEARCH
(196) UNIVERSITY OF DELAWARE
210 HULLIHEN HALL
NEWARK,DE19716 		51-6000297 501C3 374,109       RESEARCH
(197) UNIVERSITY OF FLORIDA
PO BOX 100231 DIS / SAM ORDERS
GAINSVILLE,FL32605 		59-6002052 GOVERNMENT 97,363       RESEARCH
(198) UNIVERSITY OF ILLINOIS CHAMPAIGN URBAN
208 NORTH WRIGHT STREET
URBANA,IL61801 		37-6000511 501C3 514,542       RESEARCH
(199) UNIVERSITY OF IOWA
B5 JESSUP HALL
IOWA CITY,IA52242 		42-6004813 GOVERNMENT 962,731       RESEARCH
(200) UNIVERSITY OF KANSAS CENTER FOR RESEARCH INC
2385 IRVING HILL ROAD
LAWRENCE,KS660457568 		48-0680117 501C3 15,098       RESEARCH
(201) UNIVERSITY OF KENTUCKY
201 KINKEAD HALL
LEXINGTON,KY405060057 		61-6001218 501C3 264,867       RESEARCH
(202) UNIVERSITY OF LOUISVILLE
501 EAST BROADWAY MEDCENTER 1
LOUISVILLE,KY40202 		61-1014882 GOVERNMENT 99,441       RESEARCH
(203) UNIVERSITY OF MARYLAND
10 S PINE ST MSTF ROM 864A
BALTIMORE,MD21201 		52-6002033 GOVERNMENT 326,164       RESEARCH
(204) UNIVERSITY OF MASSACHUSETTS
55 LAKE AVE NORTH
WORCESTER,MA016550002 		04-2052723 501C3 136,638       RESEARCH
(205) UNIVERSITY OF MASSACHUSETTS
102 ARNOLD HOUSE UMASS
AMHERST,MA010039304 		04-3167352 GOVERNMENT 131,380       RESEARCH
(206) UNIVERSITY OF MIAMI
ROUTE 64
MIAMI,FL331241422 		59-0624458 501C3 11,081       RESEARCH
(207) UNIVERSITY OF MICHIGAN
3089 WOLVERINE TOWER
ANN ARBOR,MI481091287 		38-6006309 501C3 79,264       RESEARCH
(208) UNIVERSITY OF MINNESOTA
200 OAK ST SE SUITE 450
MINNEAPOLIS,MN554552070 		41-6007516 501C3 2,286,984       RESEARCH
(209) UNIVERSITY OF MISSISSIPPI MEDICAL CENT
2500 NORTH STATE STREET
JACKSON,MS392164505 		64-6008520 501C3 8,858       RESEARCH
(210) UNIVERSITY OF MISSOURI
15 JESSE HALL
COLUMBIA,MO65211 		43-6003859 501C3 15,000       SPONSORSHIP
(211) UNIVERSITY OF MISSOURI
400 WEST 11TH STREET
ROLLA,MO65049 		43-6003859 501C3 1,484,673       RESEARCH
(212) UNIVERSITY OF NEVADA LAS VEGAS
BOX 451055
LAS VEGAS,NV891541055 		94-2790134 501C3 51,750       RESEARCH
(213) UNIVERSITY OF NEW MEXICO
1 UNIVERSITY OF NEW MEXICO
ALBUQUERQUE,NM871310001 		85-6000642 501C3 28,251       RESEARCH
(214) UNIVERSITY OF NCAROLINA CHAPEL HILL
LOCK BOX SER PO BOX 402420
ATLANTA,GA303842420 		56-6001393 501C3 1,196,269       RESEARCH
(215) UNIVERSITY OF N TEXAS HEALTH SCI
3500 CAMP BOWIE BLVD
FORT WORTH,TX76107 		75-6064033 501C3 75,263       RESEARCH
(216) UNIVERSITY OF OKLAHOMA RESEARCH CORP
1000 STANTON L YOUNG
OKLAHOMA CITY,OK73190 		73-1489051 501C3 329,885       RESEARCH
(217) UNIVERSITY OF PENNSYLVANIA
3451 WALNUT STREET
PHILADELPHIA,PA191046205 		23-2743077   450,745       RESEARCH
(218) UNIVERSITY OF PITTSBURGH
200 LOTHROP ST
PITTSBURGH,PA15261 		25-0965591 501C3 485,331       RESEARCH
(219) UNIVERSITY OF RHODE ISLAND
70 LOWER COLLEGE ROAD
KINGSTON,RI02881 		05-6000522 GOVERNMENT 188,478       RESEARCH
(220) UNIVERSITY OF ROCHESTER
252 ELMWOOD AVENUE
ROCHESTER,NY14642 		16-0743209 501C3 35,192       RESEARCH
(221) UNIVERSITY OF SOUTH CAROLINA
901 SUMTER ST 5TH FLOOR
COLUMBIA,SC29208 		57-6001153 GOVERNMENT 15,000       RESEARCH
(222) UNIVERSITY OF SOUTHERN CALIFORNIA
837 DOWNEY WAY ROOM 330
LOS ANGELES,CA900891147 		95-1642394 501C3 92,869       RESEARCH
(223) UNIVERSITY OF TENNESSEE
BLOUNT HALL
KNOXVILLE,TN379961529 		62-6001636 501C3 31,924       RESEARCH
(224) UNIVERSITY OF TEXAS
PO BOX 20036
HOUSTON,TX77225 		74-1761309 501C3 365,680       RESEARCH
(225) UNIVERSITY OF TEXAS AT AUSTIN
1 UNIVERSITY STA A6700 FRANCISC
AUSTIN,TX787120183 		74-6000203 501C3 5,513       RESEARCH
(226) UNIVERSITY OF TEXAS AT AUSTIN
7777 KNIGHT ROAD SRB1 440
HOUSTON,TX77054 		74-6001118 GOVERNMENT 152,607       RESEARCH
(227) UNIVERSITY OF TEXAS DALLAS
PO 830688
RICHARDSON,TX750830688 		05-0559514 501C3 86,955       RESEARCH
(228) UNIVERSITY OF TEXAS HEALTH SCIENCE CTR
7703 FLOYD CURL DR
SAN ANTONIO,TX78284 		74-1586031 GOVERNMENT 156,699       RESEARCH
(229) UNIVERSITY OF TEXAS MEDICAL BRANCH
301 UNIVERSITY BLVD
GALVESTON,TX77555 		74-6000949 GOVERNMENT 95,352       RESEARCH
(230) UNIVERSITY OF TEXAS SOUTHWESTERN
6000 HARRY HINES BLVD NA8 514
DALLAS,TX753909148 		75-6002868 GOVERNMENT 36,312       RESEARCH
(231) UNIVERSITY OF TEXAS SOUTHWESTERN
5323 HARRY HINES BLVD
DALLAS,TX753909141 		75-6042147 501C3 226,315       RESEARCH
(232) UNIVERSITY OF UTAH
2000 CIRCLE OF HOPE ROOM 3341
SALT LAKE CITY,UT841125550 		87-6000525 501C3 410,123       RESEARCH
(233) UNIVERSITY OF VIRGINIA
PO BOX 800168
CHARLOTTESVILLE,VA229080168 		54-6001796 501C3 28,188       RESEARCH
(234) UNIVERSITY OF WASHINGTON
3720 15TH NE FOEGE BLDG 355065
SEATTLE,WA98195 		91-6001537 501C3 741,297       RESEARCH
(235) UNIVERSITY OF WISCONSIN
433 BABCOCK DRIVE
MADISON,WI53706 		39-1805963 GOVERNMENT 21,052       RESEARCH
(236) UNIVERSITY OF WISCONSIN
445 HENRY MALL 307
MADISON,WI53706 		39-6006492 GOVERNMENT 91,578       RESEARCH
(237) US DEPARTMENT OF AGRICULTURE
10300 BALTIMORE AVENUE
BELTSVILLE,MD20705 		41-0696271 GOVERNMENT 47,407       RESEARCH
(238) VANDERBILT UNIVERSITY
2301 VANDERBILT PLACE
NASHVILLE,TN37235 		62-0476822 501C3 499,101       RESEARCH
(239) WAKE FOREST UNIVERSITY HEALTH SCIENCES
HT RESEARCH CTR MEDICAL CTR BLV
WINSTON SALEM,NC27157 		22-3849199 501C3 14,516       RESEARCH
(240) WAKE FOREST UNIVERSITY HEALTH SCIENCES
PO BOX 7486
WINSTON SALEN,NC27109 		56-0532138 501C3 92,113       RESEARCH
(241) WASHINGTON STATE UNIVERSITY
1715 NE SOUTH FAIRWAY RD
PULLMAN,WA991647520 		91-6001108 GOVERNMENT 171,516       RESEARCH
(242) WEILL CORNEL MEDICAL COLLEGE
1300 YORK AVE
NEW YORK,NY10065 		13-1623978   8,950       RESEARCH
(243) WEST PUBLISHING CORPORATION INC
6111 OAK TREE BLVD
CLEVELAND,OH44131 		41-1426973   12,578       RESEARCH
(244) WESTERN PENNSYLVANIA HOSPITAL FOUNDATION
4818 FRIENDSHIP AVENUE
PITTSBURGH,PA15224 		25-1470766 501C3 6,750       RESEARCH
(245) WHITEHEAD INSTITUTE FOR BIOMEDICAL RESEARCH
9 CAMBRIDGE CENTER
CAMBRIDGE,MA02142 		06-1043412 501C3 199,792       RESEARCH
(246) WU STUDENT MEDIA INC
ONE BROOKINGS DRIVE CB1039
ST LOUIS,MO63130 		43-1869208 501C3 80,149       SPONSORSHIP
(247) YALE UNIVERSITY
PO BOX 208103
NEW HAVEN,CT065208103 		06-0646973 501C3 312,414       RESEARCH
(248) YOUNG MENS CHRISTIAN ASSOC OF ST LOUIS
1528 LOCUST STREET
ST LOUIS,MO63103 		43-0653616 501C3 12,563       SPONSORSHIP
(249) YOUTH IN NEED
1818 BOONESLICK
ST CHARLES,MO63301 		43-1033862 501C3 30,242       RESEARCH
(250) UNIVERSITY OF COLORADO
12477 E 19TH AVE
AURORA,CO800457196 		84-6000555 501C3 399,301       RESEARCH
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
223
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
27
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2012

Schedule I (Form 990) 2012
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) SCHOLARSHIPS 7709 174,460,682      
(2) FELLOWSHIPS 3016 53,823,335      
(3) PRIZES AND AWARDS 806 1,131,220      








Part IV
Supplemental Information.
Complete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Identifier Return Reference Explanation
I 2 The University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients who are performing a portion of a sponsored project externally awarded to the University. The policy provides guidance to ensure that subrecipients conduct their portions of a sponsored project in compliance with laws, regulations and terms and conditions of awards and subawards and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of the central offices and academic departments of the University and describes the monitoring procedures for each area. The full text of the Universitys Subrecipient Policy is available online at the following web address http//spa.wustl.edu.
III 1 The grants reported in Part III line 1 are scholarships to students. The use of scholarships is controlled by applying such amounts directly against balances owed by the student for tuition, fees and other educational expenses.
III 2 The grants reported in Part III line 2 are fellowships awarded to students who may use them to pay qualified educational expenses or to support their living expenses while completing the course of study. The use of fellowship awards is not monitored by the University however an award is discontinued if the recipient student discontinues his/her course of study.
III 3 Prizes and awards reported in Part III are awarded to students for, among other reasons, academic excellence, writing competitions, design competitions, research and service to the local community and other students.
Schedule I (Form 990) 2012


Additional Data


Software ID: 12000057
Software Version: 12.19.1011.1


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
 
No
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all officers,
directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? .......
2
 
No
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
Yes
 
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
Yes
 
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
No
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)JOHN A BERGVC FOR ADMISSIONS (i)
(ii)		 265,283
  		 
  		18,190
  		28,750
  		11,278
  		323,501
  		 
 
(2)DAVID T BLASINGAMEEXEC VC FOR ALUMNI DEVELOPMENT (i)
(ii)		 455,390
  		 
  		100,308
  		28,750
  		11,278
  		595,726
  		 
 
(3)MICHAEL R CANNONEXEC VC GENERAL COUNSEL (i)
(ii)		 425,509
  		 
  		69,990
  		28,750
  		11,278
  		535,527
  		 
 
(4)BARBARA A FEINERVC FOR FINANCE (i)
(ii)		 317,933
  		 
  		19,210
  		28,750
  		11,278
  		377,171
  		 
 
(5)JILL D FRIEDMANVC FOR PUBLIC AFFAIRS (i)
(ii)		 263,978
  		 
  		184
  		 
  		11,278
  		275,440
  		 
 
(6)EVAN D KHARASCHVC FOR RESEARCH (i)
(ii)		 344,476
  		23,023
  		18,552
  		28,750
  		11,278
  		426,079
  		 
 
(7)AMY B KWESKINASSOC VC FOR FINANCE TREASURER (i)
(ii)		 198,154
  		 
  		276
  		17,297
  		11,278
  		227,005
  		 
 
(8)PAMELA S LOKKENVC FOR GOVT COMM RELATIONS (i)
(ii)		 232,828
  		 
  		18,053
  		28,750
  		11,278
  		290,909
  		 
 
(9)EDWARD S MACIASPROVOST/EXEC VC FOR ACAD AFFAIRS (i)
(ii)		 425,725
  		 
  		46,754
  		108,750
  		11,278
  		592,507
  		22,934
 
(10)ANN B PRENATTVC FOR HUMAN RESOURSES (i)
(ii)		 207,068
  		 
  		18,418
  		26,335
  		11,278
  		263,099
  		 
 
(11)LARRY J SHAPIROEXEC VC FOR MEDICAL AFFAIRS (i)
(ii)		 847,924
  		 
  		64,017
  		28,750
  		11,278
  		951,969
  		 
 
(12)SHARON STAHLVC FOR STUDENTS (i)
(ii)		 156,141
  		 
  		18,661
  		20,000
  		10,878
  		205,680
  		 
 
(13)KIMBERLY G WALKERCHIEF INVESTMENT OFFICER (i)
(ii)		 537,237
  		343,654
  		18,401
  		17,500
  		11,278
  		928,070
  		 
 
(14)HENRY S WEBBEREXEC VC FOR ADMINISTRATION (i)
(ii)		 394,167
  		 
  		18,755
  		17,500
  		11,278
  		441,700
  		 
 
(15)JAMES WERTSCHVC FOR INTERNATIONAL AFFAIRS (i)
(ii)		 255,179
  		 
  		20,438
  		28,750
  		11,278
  		315,645
  		 
 
(16)MARK S WRIGHTONCHANCELLOR (i)
(ii)		 892,319
  		 
  		27,697
  		300,250
  		50,871
  		1,271,137
  		 
 
(17)JOHN C CLOHISYDB VIEHMANN DIST PROF OF ORTHO SURG (i)
(ii)		 654,296
  		514,450
  		1,587
  		21,250
  		10,878
  		1,202,461
  		 
 
(18)RALPH G DACEYDEPARTMENT HEAD NEUROSURGERY (i)
(ii)		 1,078,093
  		 
  		7,508
  		28,750
  		10,878
  		1,125,229
  		 
 
(19)RICHARD H GELBERMANCHAIRMAN-ORTHOPAEDIC SURGERY (i)
(ii)		 1,154,531
  		 
  		32,713
  		28,750
  		11,278
  		1,227,272
  		 
 
(20)EVA A HURSTASST PROFESSOR OF MED DERMATOLOGY (i)
(ii)		 269,793
  		823,222
  		239
  		17,500
  		10,878
  		1,121,632
  		 
 
(21)RICK W WRIGHTAD JONES DIST PROF OF ORTHO SURGERY (i)
(ii)		 453,180
  		610,509
  		18,132
  		21,250
  		10,878
  		1,113,949
  		 
 
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Identifier Return Reference Explanation
I 1a - A First class or charter travel For all employees, the universitys travel policy provides reimbursement of standard commercial coach or equivalent airfare but does allow upgrade on flights in excess of five hours or for medical reasons. B Health or Social club dues or initation fees Four members of executive management listed persons are reimbursed for the dues of a single social club. The membership is provided to be used primarily for business purposes including fundraising. This benefit was not treated as taxable income.
I 1a -C Benefits to officer Mark Wrighton 1 Residence for personal use - not treated as taxable income 2 Automobile for business and personal use - value of personal use of auto treated as taxable compensation 3 Personal house-keeping services - not treated as taxable income 4 First class travel - not treated as taxable income 5 Travel for companions - spousal travel to co-attend University business-related events - not treated as taxable income. D Benefits to officer David Blasingame Housing allowance benefit treated as taxable income E Benefits to officer Larry Shapiro 1Housing allowance - benefit treated as taxable income 2 First class travel - not treated as taxable income 3 Travel for companions - spousal travel to co-attend University business-related events - not treated as taxable income. F Benefit to officer Edward Macias Travel for companions - spousal travel to co-attend University business-related events - not treated as taxable income. G Benefit to officer James Wertsch 1 First class travel - not treated as taxable income 2 Travel for companions - spousal travel to co-attend University business-related events - not treated as taxable income.
I 1b - A First class or charter travel is made available to all employees when in accordance with the universitys travel policy. B Travel for companions is made available when in accordance with the universitys travel policy. C Housing allowance or residence for personal use is subject to review and approval of the Board of Trustees or applicable committee thereof. D Social club dues are paid for a limited number of members of executive management for the purpose of providing a venue conducive to the success of alumni and university business-related activities. The decision to make these payments was approved by the Chancellor for senior executives and by the Chairman of the Board of Trustees for the Chancellor. E Personal services were made available in the form of housekeeping for the Chancellors residence, a university owned property, concurrent with employment. As a condition of his employment and as necessary for performance of his duties and the convenience of the university as his employer, the Chancellor is required to reside on campus and housekeeping was included as part of the agreement.
I 4b - A David T. Blasingame - university contribution to 457f plan of 50,000. B Michael R. Cannon - university contribution to 457f plan of 50,000. C Mark S. Wrighton - accrued employer contribution of 271,500 under a defined benefit plan.
I 6 7 - The universitys School of Medicine is organized into major Departments. Each department has a faculty compensation plan that provides guidelines to the Chair of the Department for setting annual compensation of the individual faculty members. Three of the five highest compensated employees listed in Part VII, Section A of the Form 990 are faculty in two departments that had salaries determined under departmental guidelines that provide for base salaries that are fixed payments. In these two departments however, there is an element of compensation under the guidelines that is not a fixed payment or determined by fixed formula. The Chair of the Department determines, in full or in part, the amount of this element based on the employees performance. Further, there is an element expressed as a percent of net surplus generated by the efforts of the employee.
I 7 - An incentive arrangement between the university and its Chief Investment Officer became effective during fiscal year 2009. The agreement provides for three components of compensation two of which are based upon a fixed formula, and one of which is based on qualitative factors. The level of the latter component is determined at the discretion of a governing board under authority assigned by the university Board of Trustees to oversee management of the universitys endowment.
I 8 - The Executive Vice Chancellor for Administration, Chief Investment Officer CIO, the Vice Chancellor for Admissions, the Vice Chancellor for Public Affairs, the Vice Chancellor for Students and the Vice Chancellor for International Affairs received payments under initial employment agreements during fiscal year 2013. None were a disqualified person with respect to the university prior to entering into their employment agreements. The employment agreements with these individuals provided for a substantial portion or all of the compensation reported in Form 990, Part VII. All amounts, except for an amount paid under the incentive agreement with the CIO discussed above, are fixed payments and subject to the initial contract exception described in Regulation 53.4958-7a3.
I 9 - The 2012 compensation payments referred to in line 8 above were subject to rebuttable presumption procedures described in Regulation section 53.4958-6c but the initial contracts under which they were paid were not.
II   Column C - The retirement compensation reported for officer Wrighton includes, among other amounts, the annual increase in value of a defined benefit plan. The university has agreed to supplement officer Wrightons retirement income contingent on continuing service as Chancellor, based on an annual accrual of 3 of average earnings.
Schedule J (Form 990) 2012

Additional Data


Software ID: 12000057
Software Version: 12.19.1011.1
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number
43-0653611
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A Health & Educational Facilities Authority
  		43-1178966 606901N93 02-05-2003 25,135,000 See Part VI - Bond A   X   X   X
B Health & Educational Facilities Authority
  		43-1178966 60635HXV6 11-23-2004 100,000,000 See Part VI - Bond B   X   X   X
C Health & Educational Facilities Authority
  		43-1178966 606901P91 04-05-2005 21,386,605 See Part VI - Bond C   X   X   X
D Health & Educational Facilities Authority
  		43-1178966 6069012U9 01-04-2007 239,525,742 See Part VI - Bond D   X   X   X
Health & Educational Facilities Authority
  		43-1178966 6069015E2 11-05-2008 191,448,400 See Part VI Bond A   X   X   X
Health & Educational Facilities Authority
  		43-1178966 6069016J0 11-10-2009 98,872,250 See Part VI Bond B   X   X   X
Health & Educational Facilities Authority
  		43-1178966 60636AAS2 06-29-2011 127,122,717 See Part VI Bond C   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 16,400,000 16,400,000 8,060,000  
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 25,142,853 107,714,606 21,387,961 242,292,018
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . . 726,988 10,098,198 402,784 4,510,607
6 Proceeds in refunding escrows . . . . . . . . . . . . 21,180,448   21,180,448 126,522,833
7 Issuance costs from proceeds . . . . . . . . . . . . 108,340 416,493 207,512 1,446,281
8 Credit enhancement from proceeds . . . . . . . . . . . 23,500      
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 24,281,880 97,199,915 23,601,836 109,781,234
11 Other spent proceeds . . . . . . . . . . . . . . 2,135 86 5 31,063
12 Other unspent proceeds . . . . . . . . . . . . . .        
13 Year of substantial completion . . . . . . . . . . . . 2003 2007 2005 2008
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X   X   X    
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X X   X  
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X     X   X X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X     X X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . .   X   X       X
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .   X X     X X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .   X   X       X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0% 0% 0% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0% 0% 0% 0%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0% 0% 0% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of.   %   %   %   %
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X     X   X
c No rebate due? . . . . . . . . . .
  X   X X   X  
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X   X     X   X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X X     X   X
b Name of provider . . . . . . . . . Not Applicable
  		JPMorgan Chase Bank
  		Not Applicable
  		 
 
c Term of hedge . . . . . . . . . . 0000000030.000000000000 0000000030.000000000000    
d Was the hedge superintegrated? . . . . . . X   X          
e Was a hedge terminated? . . . . . . .   X   X        
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . . Not Applicable
  		Not Applicable
  		Not Applicable
  		Not Applicable
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
I   Bond A - Provide funds for new construction, expansion and renovations of garages and buildings including fixed equipment.
I   Bond B - Provide funds for new construction and renovations of buildings including fixed equipment and upgrades to utility systems.
I   Bond C - Provide funds to defease bonds Series 1999, issued 9/14/1999 assumed with the acquisition of facilities owned by Central Institute of the Deaf.
I   Bond D - Series 2007A - provide funds for the new construction, expansion and renovation of garages and buildings including fixed equipment and upgrades to utility systems. Series 2007B - Provide funds to defease a portion of Series 2001A issued July 10, 2001.
II 3 - Total proceeds of issue includes investment earnings - Bond A -7,853, Bond B - 7,714,606, Bond C - 1,355 and Bond D - 2,766,276.
IV 2c - Date rebate calculation was performed - Bond C - 4/1/2010 and Bond D - 6/15/2011.
I   Bond A - Provide funds for the new construction and renovations of buildings including fixed equipment, upgrades to utility systems and the purchase of a building.
I   Bond B - Provide funds for the new construction of buildings including fixed equipment and upgrades to utility systems.
I   Bond C - Series 2011A - Provide funds for the new construction of buildings including fixed equipment. Series 2011B - Provide funds to defease a portion of Series 1998A issued February 15, 1998 and a portion of Series 2001B issued August 15, 2001.
II 3 - Total proceeds of issue includes investment earnings - Bond A - 109,866, Bond B - 3,408 and Bond C - 468.
IV 2c - Date rebate calculation was performed - Bond B - 11/1/2012 and Bond C - 11/15/2012.
Schedule K (Form 990) 2012

Additional Data


Software ID: 12000057
Software Version: 12.19.1011.1

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number
43-0653611
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A Health & Educational Facilities Authority
  		43-1178966 606901N93 02-05-2003 25,135,000 See Part VI - Bond A   X   X   X
B Health & Educational Facilities Authority
  		43-1178966 60635HXV6 11-23-2004 100,000,000 See Part VI - Bond B   X   X   X
C Health & Educational Facilities Authority
  		43-1178966 606901P91 04-05-2005 21,386,605 See Part VI - Bond C   X   X   X
D Health & Educational Facilities Authority
  		43-1178966 6069012U9 01-04-2007 239,525,742 See Part VI - Bond D   X   X   X
Health & Educational Facilities Authority
  		43-1178966 6069015E2 11-05-2008 191,448,400 See Part VI Bond A   X   X   X
Health & Educational Facilities Authority
  		43-1178966 6069016J0 11-10-2009 98,872,250 See Part VI Bond B   X   X   X
Health & Educational Facilities Authority
  		43-1178966 60636AAS2 06-29-2011 127,122,717 See Part VI Bond C   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 16,400,000 16,400,000 8,060,000  
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 25,142,853 107,714,606 21,387,961 242,292,018
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . . 726,988 10,098,198 402,784 4,510,607
6 Proceeds in refunding escrows . . . . . . . . . . . . 21,180,448   21,180,448 126,522,833
7 Issuance costs from proceeds . . . . . . . . . . . . 108,340 416,493 207,512 1,446,281
8 Credit enhancement from proceeds . . . . . . . . . . . 23,500      
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 24,281,880 97,199,915 23,601,836 109,781,234
11 Other spent proceeds . . . . . . . . . . . . . . 2,135 86 5 31,063
12 Other unspent proceeds . . . . . . . . . . . . . .        
13 Year of substantial completion . . . . . . . . . . . . 2003 2007 2005 2008
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X   X   X    
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X X   X  
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X     X   X X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X     X X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . .   X   X       X
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .   X X     X X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .   X   X       X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0% 0% 0% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0% 0% 0% 0%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0% 0% 0% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of.   %   %   %   %
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X     X   X
c No rebate due? . . . . . . . . . .
  X   X X   X  
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X   X     X   X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X X     X   X
b Name of provider . . . . . . . . . Not Applicable
  		JPMorgan Chase Bank
  		Not Applicable
  		 
 
c Term of hedge . . . . . . . . . . 0000000030.000000000000 0000000030.000000000000    
d Was the hedge superintegrated? . . . . . . X   X          
e Was a hedge terminated? . . . . . . .   X   X        
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . . Not Applicable
  		Not Applicable
  		Not Applicable
  		Not Applicable
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
I   Bond A - Provide funds for new construction, expansion and renovations of garages and buildings including fixed equipment.
I   Bond B - Provide funds for new construction and renovations of buildings including fixed equipment and upgrades to utility systems.
I   Bond C - Provide funds to defease bonds Series 1999, issued 9/14/1999 assumed with the acquisition of facilities owned by Central Institute of the Deaf.
I   Bond D - Series 2007A - provide funds for the new construction, expansion and renovation of garages and buildings including fixed equipment and upgrades to utility systems. Series 2007B - Provide funds to defease a portion of Series 2001A issued July 10, 2001.
II 3 - Total proceeds of issue includes investment earnings - Bond A -7,853, Bond B - 7,714,606, Bond C - 1,355 and Bond D - 2,766,276.
IV 2c - Date rebate calculation was performed - Bond C - 4/1/2010 and Bond D - 6/15/2011.
I   Bond A - Provide funds for the new construction and renovations of buildings including fixed equipment, upgrades to utility systems and the purchase of a building.
I   Bond B - Provide funds for the new construction of buildings including fixed equipment and upgrades to utility systems.
I   Bond C - Series 2011A - Provide funds for the new construction of buildings including fixed equipment. Series 2011B - Provide funds to defease a portion of Series 1998A issued February 15, 1998 and a portion of Series 2001B issued August 15, 2001.
II 3 - Total proceeds of issue includes investment earnings - Bond A - 109,866, Bond B - 3,408 and Bond C - 468.
IV 2c - Date rebate calculation was performed - Bond B - 11/1/2012 and Bond C - 11/15/2012.
Schedule K (Form 990) 2012

Additional Data


Software ID: 12000057
Software Version: 12.19.1011.1

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
(1) David Blasingame Officer Mortgage   X 415,000 55,552   No Yes   Yes  
(2) Dennis Hallahan Dept Head Mortgage   X 500,000 500,000   No   No Yes  
Total ......Small Bullet $ 555,552
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
(1) Student   44,486   Merit Scholarship
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2012
Schedule L (Form 990 or 990-EZ) 2012
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) Christine Berg Spouse of Officer John Berg 76,362 Employment   No
(2) Gerald Early Spouse of Officer Ida Early 253,632 Employment   No
(3) Denise Field Spouse of Officer Michael Cannon 66,569 Employment   No
(4) Julia Garcia Daughter of Officer Edward Macias 56,512 Employment   No
(5) Karen Kharasch Spouse of Officer Evan Kharasch 150,932 Employment   No
(6) Elizabeth Rosen Daughter of Trustee Howard Cayne 36,625 Employment   No
(7) Andrew Sobel Spouse of Officer Pamela Lokken 155,983 Employment   No
(8) Phillip Stahl Spouse of Officer Sharon Stahl 337,795 Employment   No
(9) Ameren Corporation
  		Trustee Stephen Lipstein is a Board Member of Ameren 19,832,626 Purchases utility services   No
(10) College & University Trust Association
  		Officer Amy Kweskin is a Director of CUTA 1,861,486 Insurance premium payments   No
(11) Enterprise Holdings Inc
  		Trustee Andrew Taylor is a Board Member of Enterprise Holdings Inc and Enterprise Fleet Management 296,933 Auto leasing, auto rentals fleet management   No
(12) Exegy Inc
  		Trustee James ODonnell owns or controls 50 of Exegy 680,070 Receipt of technology royalties by WU   No
(13) Exegy Inc
  		Trustee James ODonnell owns or controls 50 of Exegy 195,000 Receipt of support by WU under research agreement   No
(14) Express Scripts Inc
  		Trustee George Paz is an Officer of Express Scripts 23,924,347 Management of pharamacy benefits   No
(15) Monsanto Company (MC)
  		Trustee Hugh Grant is Officer and Board Member of MC 316,000 Grant to support graduate students and research at WU   No
(16) Monsanto Company (MC)
  		Trustee Hugh Grant is Officer and Board Member of MC 38,014 Receipt of technology royalties by WU   No
(17) Monsanto Company (MC)
  		Trustee Hugh Grant is Officer and Board Member of MC 197,035 Receipt of training payment for MC employees   No
(18) Monsanto Company (MC)
  		Trustee Hugh Grant is Officer and Board Member of MC 48,544 Service agreement   No
(19) Monsanto Company (MC)
  		Trustee Hugh Grant is Officer and Board Member of MC 47,764 Receipts for space rental, archives support and misc supplies and services   No
(20) NISA Investment Advisors LLC
  		Trustee William Marshall is an Officer of NISA 379,466 Investment management   No
(21) Schnucks Markets Inc
  		Trustee Craig Schnuck is Board Member of Schnucks 264,797 Purchase of foodstuff, supplies, gift cards, et al   No
(22) Sprint Nextel
  		Trustee James Hance is a Board Member of Sprint 229,053 Purchase communication services   No
(23) Sprint Nextel
  		Trustee James Hance is a Board Member of Sprint 124,980 WU leases space for cell phone towers   No
(24) The Blackstone Group LP
  		Trustee Gary Sumers is an Officer of the Blackstone Group LP 740,401 Investment management fees   No
(25) The Boeing Company
  		Trustee Dennis Muilenburg is Executive Vice President of The Boeing Company 2,216,926 Tuition payments and grants to the university   No
(26) US Bank
  		Trustee Jack Thomas is an advisory Board Member of US Bank 227,144 Bank and bond fees   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2012

Additional Data


Software ID: 12000057
Software Version: 12.19.1011.1




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 4    
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 31 Fair market value
5 Clothing and household
goods ....... 		X 9,630 Fair market value
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 702 41,891,138 Quoted mrkt price-date of gift
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		X 16 314,350 Discounted value of amt rcvd
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential . X 3 1,695,000 Opinion of expert/appraisal
16 Real estate—Commercial .. X 1 1,009,100 Opinion of expert/appraisal
17 Real estate—Other ... X 1 1,750,900 Opinion of expert/appraisal
18 Collectibles ..... X 4 33,444 Opinion of expert/appraisal
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( Airline voucher ) X 1 100 Cash value
26 Other Right pointing arrow large image ( Medical equipment ) X 1 157,450 Cost
27 Other Right pointing arrow large image ( Medications ) X 28 30,554 Retail value
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
38
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2012)
Schedule M (Form 990) (2012)
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
I ALL - Column b - Amounts reported in column b of Part I are the number of contributions received.
I 33 - Revenue was not reported on Line 1 because these items were placed in collections, which, as permitted under SFAS 116, are not capitalized nor reported as revenue when received.
Schedule M (Form 990) (2012)
Additional Data


Software ID: 12000057
Software Version: 12.19.1011.1
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Identifier Return Reference Explanation
    Form 990 Part I Line 1 - contd and institutes, libraries, computing facilities, athletic programs and undergraduate and graduate housing. The University offers undergraduate and graduate degrees and sponsors interdisciplinary institutes and centers engaged principally in research and advanced training. Many educational programs include one or more practicum or experiential learning components. The School of Medicine WUSM is among the leading medical research institutions in the nation. WUSM carries out its educational, research, and clinical programs through 20 departments, 60 divisions, and 4 programs in allied health professions, and provides patient care as part of its educational and research programs. WUSM provides emergency and non-emergency medical care to all patients in its community, including those who are underinsured and non-insured as well as those who have adequate insurance coverage or the ability to pay for such care.
    Form 990 Part I Line 6 - Volunteers support and benefit the organization in a wide variety of activities, programs, and services, including service as Trustees or advisors who receive no compensation for their service on various University Councils. The total count provided is an estimate based on surveying departmental administrators.
    Form 990 Part III Line 1 - Washington Universitys mission is to discover and disseminate knowledge, and protect the freedom of inquiry through research, teaching and learning. Washington University creates an environment to encourage and support an ethos of wide-ranging exploration. Washington Universitys faculty and staff strive to enhance the lives and livelihoods of students, the people of the greater St. Louis community, the country, and the world. Our goals are to welcome students, faculty, and staff from all backgrounds to create an inclusive community that is welcoming, nurturing, and intellectually rigorous to foster excellence in our teaching, research, scholarship, and service to prepare students with attitudes, skills, and habits of lifelong learning and leadership thereby enabling them to be productive members of a global society and to be an institution that excels by its accomplishments in our home community, St. Louis, as well as in the nation and the world. To this end we intend to judge ourselves by the most exacting standards to attract people of great ability from diverse backgrounds to encourage faculty and students to be bold, independent, and creative thinkers to provide an exemplary, respectful, and responsive environment for living, teaching, learning and working for present and future generations and to focus on meaningful measurable results for all of our endeavors.
    Form 990 Part III Line 4d - ACADEMIC SUPPORT Represents primarily administrative activities that directly support program services but do not qualify as management and general costs. Significant components include the central and school libraries, animal care, environmental compliance, the Deans offices, school information systems, school-specific human resource activities, and human research participant protection.
    Form 990 Part V Line 4b - Chile, China, France, Germany Italy and Spain.
    Form 990 Part VI Section A Line 1a - The Executive Committee is composed of the Chair, Vice Chairs, Chancellor and not less than six voting members of the Board of Trustees appointed by the Board at its annual meeting. The Executive Committee is subordinate and responsible to the Board of Trustees. In the interval between meetings of the Board of Trustees, the Executive Committee has and may exercise all powers of the Board of Trustees except i to approve or authorize amendments to the Charter or Bylaws or other major changes in the organization of the University or, except as authorized or delegated by resolution of the Board of Trustees, the creation of any debt encumbering any property of the University, ii to select recipients of Honorary Degrees, iii to grant diplomas, iv to approve budgets, v to grant tenure, and vi to act on matters as regards which other specific directions have been given by the Board of Trustees.
    Form 990 Part VI Section A Line 2 - Officer Kim Walker and trustee David Kemper have a business relationship. Officer Larry Shapiro and Trustee William Wiesmann have a business relationship. Trustees Andrew Bursky and Steven Rappaport have a business relationship. Trustees Andrew Bursky and Arnold Donald have a business relationship. Trustees Andrew Taylor and David Kemper have a business relationship. Trustees Andrew Taylor and Priscilla Hill-Ardoin have a business relationship. Trustees Eric Upin and David Kemper have a business relationship. Trustees Gregory Boyce and Hugh Grant have a business relationship.
    Form 990 Part VI Section A Line 4 - The bylaws were amended to allow a Vice Chair, in addition to those serving, to be elected at any regular or special meeting. Previously a Vice Chair could only be elected at the annual meeting or upon a vacancy in office.
    Form 990 Part VI Section B Line 11b - The Form 990 is initially prepared by the Universitys Tax Department and then reviewed by the Universitys auditor. The auditors review is thorough and provides sufficient assurance for them to sign as paid preparers. The return is then reviewed by the Universitys Controller who signs the return and its CFO. It is then reviewed with the Universitys Board of Trustees Audit Committee. Following their review, the final return is made available to the full Board. All reviews take place prior to filing the return.
    Form 990 Part VI Section B Line 12c - The University regularly monitors and enforces compliance with its conflict of interest policy COI Policy. Faculty members may be required to submit disclosures of potential conflicts for resolution annually to the appropriate standing Disclosure Review Committee DRC which includes faculty, or through the department head for referral to the DRC. Faculty disclosures are also required at the time of proposal of company-funded research or clinical trials. The DRC is to promptly review the potential conflict and provide written recommendations. A University Conflict of Interest Review Committee established by the Provost reviews and manages unresolved conflicts that cross school boundaries and that are referred to it by the DRC and the schools. Implementation of recommendations is by the relevant Dean. Disclosures by staff employees are made to their immediate supervisors.
    Form 990 Part VI Section B Line 12c - contd Disclosures by officers and Deans are made to the Chancellor for resolution, and the Chancellor reports on those and his own disclosures to the Chair of the Board. The Board of Trustees has approved a separate conflict of interest policy applicable to its members. Under that policy, members of the Board are required to make annual disclosure of existing or prospective matters that reasonably create an actual or potential conflict of interest involving the University including 50 or more affiliated entities and the member including certain affiliated business entities and family members. With certain limited exceptions, that policy further requires a member to be excused from participation in or vote on a matter with respect to which she/he has a conflict of interest.
    Form 990 Part VI Section B Line 15 - The recommended compensation of the Chancellor and all officers and key employees collectively, the executive group is reviewed and approved annually by the Compensation Committee, a committee of independent voting members of the Board of Trustees. The Committees discussion and review includes examination of multiple third-party sources of comparator market data specific to those institutions with which the University compares itself. Additionally, the Committee has available market data provided by industry specific professional organizations and the Executive Compensation Report published annually by The Chronicle of Higher Education. The Chairman of the Board of Trustees makes a recommendation to the Committee for the Chancellors compensation. The Chancellor recommends to the Committee the compensation of all officers. The Committees deliberations and decisions are contemporaneously substantiated in its minutes.
    Form 990 Part VI Section C Line 19 - The University makes its charter, conflict of interest policy, and annual reports available to the public through the University website see 990 Page 1 Box J.
    Form 990 Part VII Section A Line 1a - Column D - Reportable compensation for officers Blasingame and Cannon include a distribution or vesting of amounts under nonqualified deferred compensation plans reviewed and approved by the Compensation Committee of the Board of Trustees, individually or as part of their overall compensation. The amounts distributed or vested, among other amounts, are reported on Schedule J, Part II, column Biii.
    Part VII Section A Line 1a - Column F - The other compensation reported for officer Wrighton includes, among other amounts, the annual increase in value of a defined benefit plan. The university has agreed to supplement officer Wrightons retirement income contingent on continuing service as Chancellor, based on an annual accrual of 3 of final average earnings.
    Form 990 Part XI Line 9 - 2,282,000 of changes, reclassifications in split-interest agreements, 3,636,769 change in uncollectible pledges reserve and 157,057 of donor refunds are included in the amount entered on line 9.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2012

Additional Data


Software ID: 12000057
Software Version: 12.19.1011.1
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
WASHINGTON UNIVERSITY
 
Employer identification number

43-0653611
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" to Form 990, Part IV, line 33.)
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) Cardiothoracic Surgery North LLC
11155 Dunn Rd Suite 209E
St Louis,MO63136
36-4301434 		Patient Care MO 1,539,998 642,972 Washington University
 
(2) Quadrangle Pharmacy LLC
One Brookings Dr CB 1058
St Louis,MO63130
43-0653611 		Student pharmacy services MO 930,598 170,559 Washington University
 
(3) SCHF I-3 Investor WU GP LLC
700 Rosedale Ave CB 1034
St Louis,MO63112
43-0653611 		Financial investment manager DE     Washington University
 
(4) Washington University Clinical Associates LLC
660 South Euclid
St Louis,MO63108
20-0708217 		Patient Care MO 6,731,194 6,152,579 Washington University
 
(5) Washington University Clinical Assoc - Child Neurology LLC
660 South Euclid
St Louis,MO63108
36-4730841 		Patient Care MO 1,014,392 92,800 WUCA LLC
 
(6) Washington University Clinical Assoc - MMG LLC
660 South Euclid
St Louis,MO63108
27-2046978 		Patient Care MO 2,065,976 103,856 WUCA LLC
 
(7) Washington University Clinical Assoc - Univ Pers Phys
660 South Euclid
St Louis,MO63108
26-3917142 		Patient Care MO 1,230,193 651,147 WUCA LLC
 
(8) Washington University Pain Control LLC
969 Mason Rd
St Louis,MO63141
43-1852291 		Patient Care MO 1,992,596 187,525 Washington University
 
(9) Washington University Clinical Associates - Forest Park Pediatrics LLC
660 South Euclid
St Louis,MO63108
61-1696383 		Patient Care MO 1,694,178 246,195 WUCA LLC
 
(10) Washington University Clinical Associates - Northwest Pediatrics LLC
660 South Euclid
St Louis,MO63108
35-2458831 		Patient Care MO 1,498,589 469,202 WUCA LLC
 
(11) WUSTL International LLC
One Brookings Dr CB 1058
St Louis,MO63130
61-1711507 		Manage international activity MO     Washington University
 
(12) 6188 McPherson LLC
One Brookings Dr CB 1058
St Louis,MO63130
46-0641754 		Real Estate MO   1,117,640 Washington University
 
Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) Barnard Free Skin & Cancer Hospital (Barnard Cancer Institute)

660 South Euclid CB 8092

St Louis,MO63110
43-6033760 		Cancer patient care MO 501c3 11a Washington University
 
Yes
 
(2) Quadrangle Housing Company

700 Rosedale Ave CB 1016

St Louis,MO63112
43-1767210 		Member support services MO 501c3 11a Washington University
 
Yes
 
(3) Quadrangle Management Company

700 Rosedale Ave CB 1034

St Louis,MO63112
43-1558136 		Property title holding company MO 501c25   Washington University
 
Yes
 
(4) Washington University Medical Center

4400 Chouteau Ave

St Louis,MO631101661
23-7060605 		Member support services MO 501c3 11a NA
 
 
No






For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) Foundation Energy Fund IV-B LP

16000 Dallas Parkway Ste 875
Dallas,TX75248
45-2937152 		Oil Gas asset management DE Washington University
  		Excluded 154,905 20,914,063   No     No 49.960 %
(2) St Louis Internet2 Access Consortium LLC

700 Rosedale Ave CB 1034
St Louis,MO63112
47-0849522 		Internet Access MO Washington University
  		Unrelated -33,891 63,439   No   Yes   34.740 %
(3) St Louis Land Company LLC

4320 Forest Park Ave
St Louis,MO63108
13-4229138 		Real Estate MO Washington University
  		Excluded -3,059,485 11,816,616   No     No 59.340 %
(4) UV Partners IV-A LP

2755 E Cottonwood Parkway Ste 520
Salt Lake City,UT84121
26-3732855 		Investment DE Washington University
  		Excluded 1,655,949 25,920,075   No     No 94.890 %
(5) Elm Park Credit Opportunities Fund LP

2101 Cedar Springs Rd Suite 700
Dallas,TX75201
45-2685002 		Investment DE Washington University
  		Excluded 717,933 12,195,971   No     No 70.360 %
(6) Kimmeridge Energy Net Profits Interest Fund LP

40 Worth St 10th Floor
New York,NY10013
35-2441391 		Investment DE Washington University
  		Excluded   19,143,511   No     No 97.790 %
(7) LSLO Partners Fund LP

380 Lafayette St 6th Floor
New York,NY10003
80-0787226 		Investment DE Washington University
  		Excluded 6,697,329 102,842,502   No     No 100.000 %
(8) Pelion Ventures V-A LP

2755 E Cottonwood Pkwy
Salt Lake City,UT84121
45-3150283 		Investment DE Washington University
  		Excluded 2,464 3,455,820   No     No 95.250 %
(9) The Retina Institute LLC

1600 Brentwood Blvd Suite 800
St Louis,MO63144
43-1712437 		Medical practive MO Washington University
  		Unrelated 66,123 5,369   No   Yes   50.000 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) Parallel Properties LLC

One Brookings Drive CB 1058
St Louis,MO63130
45-3714626 		Real Estate MO Washington University
  		C Corp 242,757 4,093,251 100.000 % Yes  
(2) SCHF I-3 WU LP

700 Rosedale Ave CB 1034
St Louis,MO631121408
98-0464397 		Investments UK Washington University
  		C Corp -562,215 11,516,425 100.000 % Yes  
(3) Washington University Physicians Network

7425 Forsyth Blvd CB 8221
St Louis,MO63105
43-1660462 		Service fee negotiation MO Washington University
  		C Corp 928,201 18,000 100.000 % Yes  








Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34, 35b, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
Yes
 
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
Yes
 
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
Yes
 
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
Yes
 
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
Yes
 
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
Yes
 
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
 
No
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) Parallel Properties LLC

 a 11,081 Arms length transaction
(2) Quadrangle Housing Company

 a 148,727 Arms length transaction
(3) Quadrangle Management Company

 a 20,894 Arms length transaction
(4) Washington University Physician Network

 a 31,334 Arms length transaction
(5) Elm Park Credit Opportunities Fund

 b 11,742,012 Cash contribution
(6) Foundation Energy Fund IV-B LP

 b 8,785,446 Cash contribution
(7) Kimmeridge Energy Net Profits

 b 19,495,267 Cash contribution
(8) UV Partners IV-A LP

 b 1,700,000 Cash contribution
(9) LSLO Partners Fund

 b 101,188,425 Cash contribution
(10) Pelion Ventures V-A

 b 3,500,000 Cash contribution
(11) Barnard Free Skin & Cancer Hospital

 c 500,000 Cash value
(12) Parallel Properties LLC

 d 1,501,426 Arms length transaction
(13) Quadrangle Management Company

 d 303,316 Arms length transaction
(14) Parallel Properties LLC

 g 1,500,000 Arms length transaction
(15) Quadrangle Management Company

 i 2,756,000 Transfer at book value
(16) Quadrangle Management Company

 j -664,567 Arms length transaction
(17) Barnard Free Skin & Cancer Hospital

 k 482,689 Arms length transaction
(18) Barnard Free Skin & Cancer Hospital

 l 203,835 Actual cost
(19) Quadrangle Management Company

 l 64,766 Arms length transaction
(20) Washington University Physicians Network

 m 565,737 Actual cost
(21) Washington University Physicians Network

 r -103,411 Contractual agreement
(22) Charitable Remainder Trusts (7)

 s 1,280,054 Cash distribution
(23) Elm Park Credit Opportunities Fund

 s 381,727 Cash distribution
(24) Quadrangle Management Company

 s 2,626,428 Cash value
(25) The Retina Institute LLC

 s 896,419 Cash distribution
(26) UV Partners IV-A LP

 s 445,414 Cash distribution
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under section 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V—UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation

Additional Data


Software ID: 12000057
Software Version: 12.19.1011.1