Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
THE HUMPHREYS FOUNDATION
 
% KAMI POMERANTZ/HOLLAND & HAR
Number and street (or P.O. box number if mail is not delivered to street address)555 17TH STREETSuite 3200Room/suite
City or town, state or province, country, and ZIP or foreign postal code
DENVER, CO80202
A Employer identification number

84-6021274
B Telephone number (see instructions)

(303) 295-8095
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,739,892J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 43,611 43,611  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 152,359
b Gross sales price for all assets on line 6a 1,283,385
7 Capital gain net income (from Part IV, line 2)... 152,359
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 81 81  
12 Total. Add lines 1 through 11........ 196,051 196,051  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0      
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 1,625 1,381 0 244
c Other professional fees (attach schedule).... Click to see attachment 17,621 14,978   2,643
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 1,867 646    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 3,413 3,413    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 24,526 20,418 0 2,887
25 Contributions, gifts, grants paid........ 74,500 74,500
26 Total expenses and disbursements. Add lines 24 and 25 99,026 20,418 0 77,387
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 97,025
b Net investment income (if negative, enter -0-) 175,633
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 49,643 39,072 39,072
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 841,193 Click to see attachment1,464,757 1,599,719
c Investments—corporate bonds (attach schedule)........ 616,376 Click to see attachment100,409 101,101
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet   1    
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,507,213 1,604,238 1,739,892
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 1,507,213 1,604,238
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 1,507,213 1,604,238
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 1,507,213 1,604,238
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,507,213
2 Enter amount from Part I, line 27a..................... 2 97,025
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 1,604,238
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,604,238
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 205.259 AMERICAN CENTURY REAL P 2012-09-26 2013-04-10
b 18 ANHEUSER BUSCH INBEV P 2012-09-26 2013-06-25
c 14 BAIDU P   2013-04-15
d 8 BORG WARNER P 2012-07-06 2013-04-15
e 1 COGNIZANT TECH SOLUTIONS P 2012-07-10 2013-04-15
20 DOLLAR GENERAL P 2012-09-26 2013-04-15
45 EMERSON ELECTRIC P 2013-04-15 2013-05-14
10 EMERSON ELECTRIC P 2013-04-15 2013-06-25
452.898 FIDELITY ADV DIVERS P 2012-07-10 2013-04-15
11 FLUOR P 2012-07-06 2013-04-15
108.63 FORWARD INTL REAL ESTAT P 2012-07-06 2013-04-15
49 THE GAP P 2012-07-06 2013-04-15
417.425 HIGHLAND LONG SHORT P 2012-09-26 2013-05-14
123.601 HIGHLAND LONG SHORT P 2012-09-26 2013-06-25
10 LULULEMON ATHLETICA P 2012-07-06 2013-04-15
50 MICROCHIP TECHNOLOGY P 2013-04-15 2013-05-14
6 MONSANTO P 2012-09-26 2013-04-15
95.553 LOOMIS SAYLES STRATEGIC P 2013-05-14 2013-06-25
707.658 NUVEEN HIGH INCOME BD P 2012-09-26 2013-04-15
74.205 NUVEEN HIGH INCOME BD P 2012-09-26 2013-06-25
56.015 NUVEEN HIGH INCOME BD P 2013-05-14 2013-06-25
81.244 NUVEEN REAL ESTATE P 2013-04-09 2013-05-14
600.261 NUVEEN INFLATION PRO P 2012-07-06 2013-04-15
172.877 NUVEEN INFLATION PRO P 2012-07-06 2013-06-25
6 PIONEER NAT RES P 2012-07-06 2013-04-15
1 PRICELINE P 2012-07-06 2013-04-15
82.974 PRINCIPAL PREFERRED P 2012-09-26 2013-04-15
62.264 PRINCIPAL PREFERRED P 2013-05-14 2013-06-25
8 ROCKWELL AUTOMATION P 2012-07-06 2013-04-15
25 ROYAL DUTCH SHELL P 2013-04-15 2013-06-25
262.135 TFS MARKET NEUTRAL FD P 2012-09-26 2013-04-15
42.509 TFS MARKET NEUTRAL FD P 2012-09-26 2013-06-25
1362.246 TURNER SPECTRUM FD P   2013-04-10
14 UNITED TECHNOLOGIES P   2013-04-15
25 VALE SA P 2012-07-06 2013-04-15
11 VMWARE P 2012-07-06 2013-04-15
10 WAL MART STORES P 2013-04-15 2013-06-25
29 WALGREEN P 2012-09-26 2013-04-15
10 WESTERN DIGITAL P 2013-04-15 2013-06-25
55 EATON P   2013-06-25
.875 MALLINCKRODT P 2013-04-15 2013-07-18
7 ALEXION PHARMACEUTICALS P 2011-11-23 2013-04-15
18 ALLERGAN P 2011-11-14 2013-04-15
6 AMAZON P 2010-09-24 2013-04-15
1228.153 AMERICAN CENTURY P 2012-01-23 2013-04-10
398.901 AMERICAN CENTURY VISTA P 2010-08-05 2013-04-15
1044.368 AMERICAN CENTURY VIST P   2013-04-15
479.143 AMERICAN CENTURY VISTA P   2013-04-15
24.049 AMERICAN CENTURY VISTA P 2010-08-05 2013-05-14
146.454 AMERICAN CENTURY VISTA P 2010-08-05 2013-06-25
53 AMERISOURCEBERGEN P   2013-04-15
24 ANADARKO P 2011-03-04 2013-04-15
25000 BERKSHIRE HATHAWAY 5% P 2009-03-25 2013-08-15
23 BORG WARNER P 2012-03-26 2013-04-15
57 BRISTOL-MEYERS SQUIBB P 2010-09-24 2013-04-15
42 BROADCOM P 2008-06-04 2013-04-15
42 CAMERON INTERNATIONAL P   2013-04-15
26 CARNIVAL P 2012-03-26 2013-04-15
20 CELGENE P   2013-04-15
25 CITIGROUP P 2011-03-04 2013-06-25
15 COGNIZANT TECH SOLUTIONS P 2012-03-26 2013-04-15
12 DEERE & CO P 2012-03-26 2013-04-15
17 DIRECTV P 2012-03-26 2013-04-15
4745.575 DRIEHAUS SELECT CREDI P   2013-04-10
53 EMC CORP P 2012-03-26 2013-04-15
53 EQUITABLE P   2013-04-15
10 E BAY P 2012-03-07 2013-04-15
68 EBAY P   2013-05-14
13 EQUINIX P   2013-04-15
23 EXPRESS SCRIPTS P   2013-04-15
3205.324 FIDELITY ADV DIVERS P   2013-04-15
103.461 FIDELITY ADV DIVERS P 2011-10-11 2013-05-14
51.389 FIDELITY ADV DIVERS P 2011-10-11 2013-06-25
19 FLUOR CORP P 2012-03-26 2013-04-15
13 FLOWSERVE P 2012-03-26 2013-04-15
93 HEWLETT PACKARD P   2013-04-15
50000 HONEYWELL 4.25% P 2008-05-01 2013-03-01
40 LAUDER ESTEE P   2013-04-15
60 LILLY ELI P 2010-09-24 2013-04-15
70 MERCK P 2009-03-20 2013-04-15
58 MICROCHIP TECHNOLOGY P 2011-10-11 2013-05-14
156 MORGAN STANLEY P   2013-04-15
1094.219 LOOMIS SAYLES STRAT P 2011-05-03 2013-04-15
97.753 LOOMIS SAYLES STRAT P 2011-05-03 2013-06-25
15 NETEASE P   2013-04-15
43.631 NEUBERGER BERMAN GENESI P   2013-04-15
112.98 NEUBERGER BERMAN GENESI P 2010-09-28 2013-06-25
35 NEW YORK CMNTY BANCORP P 2012-01-23 2013-04-15
151 NEW YORK CMNTY BANCORP P   2013-05-14
3544.576 NUVEEN HIGH INCOME BD P   2013-04-09
2074.689 NUVEEN INFLATION PRO P   2013-04-09
6 PIONEER NAT RES P 2012-03-26 2013-04-15
1 PRICELINE P 2012-03-26 2013-04-15
7 RALPH LAUREN P   2013-04-15
10 ROCKWELL AUTOMATION P 2012-03-26 2013-04-15
379.541 T ROWE PRICE SM CAP P   2013-04-15
30.931 T ROWE PRICE MID CAP P 2012-01-23 2013-06-25
44.989 T ROWE PRICE MID CAP P   2013-06-25
24 ROYAL DUTCH SHELL P   2013-06-25
7 ROYAL DUTCH SHELL P 2011-11-23 2013-06-25
16 ST JUDE MED P 2012-03-05 2013-04-15
25 SCHEIN HENRY P 2012-03-26 2013-04-15
25 SCHLUMBERGER P 2011-11-23 2013-04-15
386.102 LAUDUS INTL MARKETMAST P 2007-08-21 2013-05-14
25 STARBUCKS P 2011-11-23 2013-04-15
15 TJX P 2009-03-20 2013-04-15
75 TEVA PHARMACEUTICALS P   2013-04-15
27 TEXAS INSTRUMENTS P 2012-03-05 2013-04-15
25 THERMO FISCHER SCIENTIFIC P   2013-04-15
2273.506 TURNER SPECTRUM FUND P   2013-04-10
5 UNION PACIFIC P 2010-09-24 2013-04-15
15 UNITED TECHNOLOGIES P 2012-03-26 2013-04-15
62 VALE SA P 2011-10-11 2013-04-15
13 VARIAN MED SYS P   2013-04-15
15 WASTE MGMT P 2008-12-24 2013-04-15
10 WHOLE FOODS P 2010-09-24 2013-04-15
16 WILLIAMS SONOMA P 2012-03-26 2013-04-15
80 ABBVIE P 2013-04-15 2013-10-29
4 APPLE P 2013-04-15 2013-09-26
40 BED BATH AND BEYOND P 2013-05-14 2013-09-26
10 BED BATH AND BEYOND P 2013-06-25 2013-09-26
10 CATERPILLAR P 2013-04-15 2013-10-29
105 CITIGROUP P 2013-04-15 2013-09-26
30 COCA COLA P 2013-04-15 2013-09-26
15 COCA COLA P 2013-05-14 2013-09-26
55 COVIDIEN P 2013-04-15 2013-10-29
15 CULLEN FROST BANKERS P 2013-04-15 2013-09-26
15 CUMMINS P 2013-04-15 2013-10-29
15CUMMINS P 2013-05-14 2013-10-29
55 CVS/CAREMARK P 2013-04-15 2013-10-29
74 EATON P 2012-11-30 2013-10-29
35.428 EII INTERNATIONAL P 2013-06-25 2013-10-29
35 FIDELITY NATIONAL INFORMATI P 2013-04-15 2013-10-29
79.845 FORWARD INTL REAL ESTAT P 2013-06-25 2013-09-26
15 GENERAL DYNAMICS P 2013-04-15 2013-10-29
25000 GENERAL ELEC 5.4% P 2012-09-26 2013-09-20
75 HASBRO P 2013-04-15 2013-09-26
30 HESS P 2013-04-15 2013-10-29
120 INTEL P 2013-04-15 2013-10-29
5 IBM P 2013-04-15 2013-09-13
20 ITC HOLDINGS P   2013-09-26
30 KINDER MORGAN P 2013-04-15 2013-10-29
1154.415 LAUDUS MARKET MASTERS P 2013-04-15 2013-09-26
1858.191 LAUDUS MARKET MASTERS P 2013-04-15 2013-10-29
79.458 LAUDUS MARKET MASTERS P 2013-06-25 2013-10-29
50 LORILLARD P 2013-04-15 2013-10-29
6 MALLINCKRODT P 2013-04-15 2013-09-26
10 MCCORMICK P 2013-04-15 2013-10-29
20 MOTOROLA SOLUTIONS P 2013-04-15 2013-10-29
20 NEXTERA ENERGY P   2013-09-26
35 NORFOLK SOUTHERN P 2013-06-25 2013-09-26
601.646 NUVEEN INFLATION PRO P 2013-05-14 2013-09-26
25 ONEOK P 2013-04-15 2013-09-26
35 PACKAGING CORP AMER P 2013-06-25 2013-09-26
15 PARKER HANNIFIN P 2013-04-15 2013-10-29
100 PERRIGO P   2013-12-19
10 PHILLIP MORRIS P 2013-04-15 2013-09-26
55 PHILLIPS 66 P 2013-04-15 2013-10-29
45 ROYAL DUTCH SHELL P 2013-04-15 2013-10-29
60 SOUTHERN COPPER P 2013-04-15 2013-10-29
89 STAPLES P 2012-09-26 2013-09-26
60 STATE STREET P 2013-04-15 2013-09-26
88 STRYKER P   2013-09-26
3562.945 TCW EMERGING MKTS P 2013-04-10 2013-09-26
1787.843 TCW EMERGING MKTS P 2013-04-10 2013-10-04
2103.951 TCW EMERGING MKTS P 2013-04-10 2013-10-29
15 TIME WARNER CABLE P 2013-04-15 2013-10-29
25 TUPPERWARE P 2013-06-25 2013-09-26
145 UNUM GROUP P 2013-04-15 2013-10-29
43 US BANCORP P 2012-09-26 2013-09-26
45 WAL MART P   2013-09-26
30 WHIRLPOOL P   2013-09-26
10 YUM BRANDS P 2013-04-15 2013-10-29
43 ABBVIE P 2008-07-16 2013-10-29
11 AMERIPRISE P 2012-03-26 2013-09-26
40 AMETEK P 2011-11-23 2013-09-26
20 APPLE P   2013-09-26
16 ASML HOLDING P 2010-03-10 2013-09-26
23 AVALONBAY COMMUNITIES P 2009-03-20 2013-10-29
30 BHP BILLITON P 2008-12-24 2013-09-26
23 CATERPILLAR P 2009-11-13 2013-10-29
18 CERNER P 2012-01-23 2013-09-26
24 CHUBB P 2010-09-24 2013-09-26
60 CITIGROUP P   2013-09-26
92 COCA COLA P 2011-10-11 2013-09-26
66 COMCAST P 2011-10-11 2013-10-29
3553.738 CREDIT SUISSE P   2013-10-29
39 CULLEN FROST BANKERS P   2013-09-26
9 CUMMINS P 2010-03-10 2013-10-29
39 CVS CAREMARK P   2013-10-29
33 DANAHER P   2013-09-26
25 DIAGEO P   2013-09-26
12 DOVER P 2012-03-26 2013-09-26
21 DU PONT P   2013-09-26
1358.952 EII INTERNATIONAL P   2013-10-29
14 ENBRIDGE P 2012-01-23 2013-09-26
271.347 FIDELITY ADV DIVER P 2011-10-11 2013-09-26
60 FIDELITY NATIONAL INFO SVC P 2012-03-26 2013-10-29
75 FLEXTRONICS INTERNATIONAL P 2010-09-24 2013-09-26
22 FORTINET P 2011-10-18 2013-09-26
1288.001 FORWARD INTL REAL EST P   2013-09-26
46 FREEPORT MCMORAN P 2009-05-28 2013-09-26
96 FRONTIER COMMUNICATIONS P 2006-11-02 2013-09-26
39 GENERAL DYNAMICS P 2002-12-11 2013-10-29
22 GILEAD SCIENCES P 2012-01-23 2013-09-26
28 HALLIBURTON P 2012-03-26 2013-09-26
25 HASBRO P 2012-07-06 2013-09-26
51 HESS P   2013-10-29
75 INTEL P   2013-10-29
41 IBM P   2013-09-13
138.221 INVESCO BALANCED RISK P 2011-11-23 2013-09-13
398.836 INVESCO BALANCED RISK P 2012-01-23 2013-09-13
2260.089 INVESCO BALANCED RISK P 2011-11-23 2013-10-29
16 ITC HOLDINGS P 2011-10-11 2013-09-26
38 KIMBERLY CLARK P 2010-09-24 2013-09-26
61 KINDER MORGAN P 2011-10-11 2013-10-29
1239.148 LAUDUS MARKET MASTERS P 2007-08-21 2013-09-26
851.785 LAUDUS MARKET MASTERS P 2008-06-04 2013-09-26
520.618 LAUDUS MARKET MASTERS P 2006-07-13 2013-10-29
378.58 LAUDUS MARKET MASTERS P 2011-10-11 2013-10-29
27.518 LAUDUS MARKET MASTERS P 2012-03-07 2013-10-29
403.786 LAUDUS MARKET MASTERS P 2012-03-26 2013-10-29
20 LOCKHEED MARTIN P 2011-10-14 2013-10-29
72 LORILLARD P   2013-10-29
13 MANPOWER P 2012-03-07 2013-09-26
45 MCCORMICK P 2011-10-11 2013-10-29
14 MCDONALDS P 2010-03-06 2013-09-26
42 MCGRAW HILL P 2010-09-24 2013-09-26
30 MICHAEL KORS HOLDINGS P   2013-10-29
46 MOTOROLA SOLUTIONS P 2012-01-23 2013-10-29
155.023 NEUBERGER BERMAN GENES P 2010-09-28 2013-09-26
47 NEXTERA ENERGY P   2013-09-26
2079.319 NUVEEN INFLATION PRO P   2013-09-26
25NXP SEMICONDUCTORS P 2012-01-23 2013-09-26
36 OCCIDENTAL PETROLEUM P 2008-12-24 2013-09-26
44 ONEOK P 2011-10-11 2013-09-26
29 PACCAR P 2011-10-11 2013-10-29
9 PALL P 2012-03-07 2013-09-26
27 PARKER HANNIFIN P   2013-10-29
55 PG&E P 2010-06-09 2013-09-26
39 PHILLIP MORRIS P 2011-10-11 2013-09-26
33 RAYTHEON P 2011-10-11 2013-09-26
44 ROYAL DUTCH SHELL P 2010-09-24 2013-10-29
137 SOUTHERN P 2010-03-16 2013-09-26
89 SOUTHERN COPPER P   2013-10-29
2271.056 TFS MARKET NEUTRAL FD P   2013-10-29
36 THOMPSON REUTERS P 2011-11-23 2013-09-26
29 TIME WARNER CABLE P   2013-10-29
81 TJX P 2009-03-20 2013-10-29
27 UNITED HEALTH P 2009-03-20 2013-09-26
29 V F CORP P 2010-09-24 2013-09-26
25 VERIZON COMMUNICATIONS P 2006-11-02 2013-09-26
38 WAL MART STORES P 2008-06-04 2013-09-26
72 WASTE MANAGEMENT P 2008-12-24 2013-09-26
53 YUM BRANDS P   2013-10-29
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 5,310   4,748 562
b 1,564   1,578 -14
c 1,258   1,593 -335
d 582   520 62
e 75   57 18
996   1,055 -59
2,647   2,434 213
546   541 5
7,808   6,562 1,246
611   536 75
1,917   1,714 203
1,822   1,363 459
4,930   4,846 84
1,412   1,435 -23
697   589 108
1,859   1,813 46
625   545 80
951   1,008 -57
6,602   6,326 276
663   663  
500   530 -30
1,993   1,895 98
7,227   7,143 84
1,898   2,057 -159
667   515 152
724   668 56
888   868 20
636   674 -38
671   518 153
1,577   1,614 -37
4,142   4,021 121
657   652 5
15,080   14,808 272
1,315   1,039 276
416   497 -81
845   922 -77
745   788 -43
1,417   1,056 361
598   522 76
3,453   3,016 437
37   41 -4
684   458 226
2,070   1,517 553
1,620   961 659
31,772   25,730 6,042
7,759   5,652 2,107
20,313   15,956 4,357
9,319   7,802 1,517
507   341 166
2,939   2,075 864
2,865   2,044 821
1,941   1,936 5
25,000   25,730 -730
1,672   1,951 -279
2,341   1,582 759
1,405   1,144 261
2,556   2,160 396
874   844 30
2,439   1,559 880
1,174   1,145 29
1,120   1,159 -39
1,005   993 12
940   816 124
47,361   47,131 230
1,224   1,567 -343
3,527   3,014 513
562   355 207
3,817   2,245 1,572
2,735   1,972 763
1,284   1,206 78
55,260   54,066 1,194
1,895   1,462 433
870   726 144
1,056   1,188 -132
2,035   1,498 537
1,930   2,311 -381
50,000   50,301 -301
2,699   2,437 262
3,419   2,170 1,249
3,292   1,859 1,433
2,157   1,867 290
3,368   3,685 -317
11,369   11,172 197
973   998 -25
780   892 -112
2,268   1,961 307
6,140   4,523 1,617
469   466 3
2,040   1,891 149
33,035   30,854 2,181
24,938   22,411 2,527
667   630 37
724   730 -6
1,204   1,116 88
839   812 27
15,652   12,045 3,607
830   693 137
1,207   1,045 162
1,514   1,586 -72
442   459 -17
668   657 11
2,264   1,915 349
1,805   1,670 135
8,529   8,415 114
1,457   1,044 413
720   184 536
2,915   3,618 -703
957   870 87
2,005   1,437 568
25,168   26,232 -1,064
684   410 274
1,409   1,253 156
1,031   1,517 -486
900   896 4
579   466 113
869   371 498
821   623 198
4,009   3,384 625
1,938   1,692 246
3,106   2,756 350
777   689 88
833   828 5
5,140   4,783 357
1,155   1,215 -60
577   639 -62
3,549   3,368 181
1,042   923 119
1,871   1,661 210
1,871   1,728 143
3,425   3,137 288
5,254   3,844 1,410
737   636 101
1,726   1,421 305
1,289   1,250 39
1,310   1,028 282
25,000   25,000  
3,560   3,319 241
2,492   2,070 422
2,939   2,590 349
962   1,053 -91
1,859   1,798 61
1,066   1,147 -81
26,668   23,908 2,760
44,208   38,483 5,725
1,890   1,615 275
2,551   2,061 490
257   282 -25
696   711 -15
1,250   1,255 -5
1,616   1,602 14
2,723   2,524 199
6,726   7,123 -397
1,334   1,234 100
2,066   1,685 381
1,743   1,297 446
15,535   12,690 2,845
873   951 -78
3,492   3,172 320
3,121   2,904 217
1,721   1,948 -227
1,305   1,035 270
4,019   3,518 501
5,991   5,621 370
29,970   33,456 -3,486
14,970   16,777 -1,807
18,022   19,743 -1,721
1,773   1,395 378
2,181   1,877 304
4,605   3,906 699
1,562   1,463 99
3,349   3,546 -197
4,424   3,811 613
669   662 7
2,155   1,283 872
999   637 362
1,838   1,027 811
9,691   4,129 5,562
1,548   474 1,074
2,907   1,047 1,860
2,029   1,188 841
1,916   1,357 559
874   546 328
2,150   1,372 778
2,937   2,482 455
3,541   3,077 464
3,146   1,515 1,631
25,841   30,260 -4,419
2,709   1,929 780
1,122   542 580
2,429   1,375 1,054
2,286   1,778 508
3,183   2,448 735
1,074   760 314
1,243   1,112 131
28,264   22,036 6,228
574   513 61
5,207   3,834 1,373
2,958   2,001 957
681   444 237
446   428 18
20,799   20,321 478
1,549   1,210 339
406   757 -351
3,407   1,577 1,830
1,380   520 860
1,356   943 413
1,187   849 338
4,237   2,915 1,322
1,837   1,731 106
7,886   1,662 6,224
1,287   1,404 -117
3,713   4,260 -547
20,838   22,963 -2,125
1,487   1,174 313
3,615   2,519 1,096
2,168   1,657 511
28,625   27,005 1,620
19,677   17,804 1,873
12,386   9,751 2,635
9,007   6,334 2,673
655   500 155
9,606   7,619 1,987
2,658   1,522 1,136
3,673   2,917 756
939   553 386
3,133   2,133 1,000
1,366   926 440
2,763   1,386 1,377
2,313   1,444 869
2,876   2,204 672
9,471   6,206 3,265
3,798   2,586 1,212
23,244   22,495 749
930   514 416
3,376   1,926 1,450
2,348   1,551 797
1,616   1,099 517
687   549 138
3,137   2,041 1,096
2,251   2,214 37
3,406   2,572 834
2,612   1,385 1,227
3,052   2,658 394
5,682   4,545 1,137
2,553   2,391 162
36,738   34,528 2,210
1,269   937 332
3,427   2,277 1,150
4,841   995 3,846
1,942   552 1,390
5,784   2,283 3,501
1,184   829 355
2,828   2,185 643
2,992   2,237 755
3,545   2,856 689
      14,259
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       562
b       -14
c       -335
d       62
e       18
      -59
      213
      5
      1,246
      75
      203
      459
      84
      -23
      108
      46
      80
      -57
      276
       
      -30
      98
      84
      -159
      152
      56
      20
      -38
      153
      -37
      121
      5
      272
      276
      -81
      -77
      -43
      361
      76
      437
      -4
      226
      553
      659
      6,042
      2,107
      4,357
      1,517
      166
      864
      821
      5
      -730
      -279
      759
      261
      396
      30
      880
      29
      -39
      12
      124
      230
      -343
      513
      207
      1,572
      763
      78
      1,194
      433
      144
      -132
      537
      -381
      -301
      262
      1,249
      1,433
      290
      -317
      197
      -25
      -112
      307
      1,617
      3
      149
      2,181
      2,527
      37
      -6
      88
      27
      3,607
      137
      162
      -72
      -17
      11
      349
      135
      114
      413
      536
      -703
      87
      568
      -1,064
      274
      156
      -486
      4
      113
      498
      198
      625
      246
      350
      88
      5
      357
      -60
      -62
      181
      119
      210
      143
      288
      1,410
      101
      305
      39
      282
       
      241
      422
      349
      -91
      61
      -81
      2,760
      5,725
      275
      490
      -25
      -15
      -5
      14
      199
      -397
      100
      381
      446
      2,845
      -78
      320
      217
      -227
      270
      501
      370
      -3,486
      -1,807
      -1,721
      378
      304
      699
      99
      -197
      613
      7
      872
      362
      811
      5,562
      1,074
      1,860
      841
      559
      328
      778
      455
      464
      1,631
      -4,419
      780
      580
      1,054
      508
      735
      314
      131
      6,228
      61
      1,373
      957
      237
      18
      478
      339
      -351
      1,830
      860
      413
      338
      1,322
      106
      6,224
      -117
      -547
      -2,125
      313
      1,096
      511
      1,620
      1,873
      2,635
      2,673
      155
      1,987
      1,136
      756
      386
      1,000
      440
      1,377
      869
      672
      3,265
      1,212
      749
      416
      1,450
      797
      517
      138
      1,096
      37
      834
      1,227
      394
      1,137
      162
      2,210
      332
      1,150
      3,846
      1,390
      3,501
      355
      643
      755
      689
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 152,359
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 76,390 1,566,311 0.048771
2011 79,882 1,614,212 0.049487
2010 77,498 1,601,484 0.048391
2009 78,598 1,498,967 0.052435
2008 84,992 1,760,564 0.048275
2 Total of line 1, column (d) ...................... 2 0.247359
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.049472
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 1,707,147
5 Multiply line 4 by line 3....................... 5 84,456
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,756
7 Add lines 5 and 6......................... 7 86,212
8 Enter qualifying distributions from Part XII, line 4.............. 8 77,387
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 3,513
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 3,513
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 3,513
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 1,221
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,221
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 2,292
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCO
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletKAMI POMERANTZHOLLAND & HART Telephone no.bullet (303) 295-8095
    Located atbullet555 17TH ST 3200DENVERCO ZIP+4bullet80202
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    SAMUEL GUYTON PRESIDENT, DIRECTOR
    0     		0 0 0
    555 17TH STREET
    DENVER,CO80202
    CLAUDE M MAER JR DIRECTOR
    0     		0 0 0
    555 17TH STREET
    DENVER,CO80202
    KAMI POMERANTZ VP, TREASURER, DIRECTOR
    0     		0 0 0
    555 17TH STREET
    DENVER,CO80202
    JEAN GUYTON SECRETARY
    0     		0 0 0
    555 17TH STREET
    DENVER,CO80202
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NOT APPLICABLE  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    85,357
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    3,513
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    3,513
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    81,844
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    81,844
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    81,844
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 81,844
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:2011, 2010, 2009 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009....... 3,257
    c From 2010.......  
    d From 2011....... 207
    e From 2012.......  
    fTotal of lines 3a through e......... 3,464
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 77,387
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 77,387
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 3,464 3,464
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		993
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    LEGAL AID FOUNDATION OF COLORADO
    1900 GRANT STREET
    DENVER,CO80203     		NONE 501(C)(3) MISCELLANEOUS EXPENSE ASSIST INDIGENT 1,000
    MI CASA RESOURCE CENTER FOR WOMEN
    571 GALAPAGO STREET
    DENVER,CO802025032     		NONE 501(C)(3) EMPLOYMENT TRAINING FOR HISPANIC WOMEN 3,000
    REBUILDING TOGETHER
    1899 L STREET SUITE 1000
    WASHINGTON DC,DC20036     		NONE 501(C)(3) PROVIDE AFFORDABLE HOUSING 1,000
    SAFEHOUSE DENVER INC
    1649 DOWNING STREET
    DENVER,CO80218     		NONE 501(C)(3) SHELTER AND SUPPORT FOR THE NEEDY 3,000
    SALVATION ARMY
    1370 PENNLYLVANIA STREET
    DENVER,CO80201     		NONE 501(C)(3) PROVIDE HUMAN NEED SERVICES 3,000
    SAVE OUR YOUTH
    3443 WEST 23RD AVENUE
    DENVER,CO80211     		NONE 501(C)(3) OUTREACH TO CHILDREN IN THE COMMUNITY 1,000
    UNIVERSITY OF COLORADO FOUNDATION
    4740 WALNUT ST
    BOULDER,CO803090471     		NONE 501(C)(3) EDUCATION 3,000
    VOLUNTEERS FOR OUTDOOR COLORADO
    600 S MARION PARKWAY
    DENVER,CO80209     		NONE 501(C)(3) OUTDOOR EDUCATION AND CONSERVATION 500
    WESTERN MUSEUM OF MINING & INDUSTRY
    1025 NORTH GATE ROAD
    COLORADO SPRINGS,CO80921     		NONE 501(C)(3) EXHIBITION OF CULTURAL MINING HISTORY 2,000
    ALZHEIMER'S ASSOCIATION - ROCKY MOUNTAIN CHAPTER
    789 SHERMAN STREET SUITE 500
    DENVER,CO802033532     		NONE 501(C)(3) MEDICAL CARE 1,000
    ARCHDIOCESE OF DENVER SAMARITAN SHELTER
    PO BOX 19020
    DENVER,CO80219     		NONE 501(C)(3) INDIGENT CARE 3,000
    SAME CAFE
    2023 E COLFAX AVE
    DENVER,CO80206     		NONE 501(C)(3) PROVIDE HEALTHY FOOD FOR EVERYONE 2,500
    COLORADO CENTER ON LAW AND POLICY
    623 FOX SUITE 300
    DENVER,CO80204     		NONE 501(C)(3) EDUCATION AND INDIGENT SUPPORT 1,000
    COLORADO HISTORICAL SOCIETY
    1300 BROADWAY
    DENVER,CO80203     		NONE 501(C)(3) HISTORIC PRESERVATION 2,000
    COLORADO SYMPHONY ASSOCIATION
    1036 14TH STREET
    DENVER,CO80202     		NONE 501(C)(3) CULTURAL EDUCATION 4,000
    COLORADO UPLIFT
    1888 SHERMAN STREET SUITE 570
    DENVER,CO80203     		NONE 501(C)(3) EDUCATION/CHARITY 4,000
    THE DENVER ART MUSEUM
    100 WEST 14TH AVENUE PARKWAY
    DENVER,CO80204     		NONE 501(C)(3) CULTURAL EDUCATION 2,500
    DENVER MUSUEM OF NATURE AND SCIENCE
    2001 COLORADO BLVD
    DENVER,CO802055798     		NONE 501(C)(3) EXHIBITIONS-WILDLIFE, HISTORIC CIVILIZATIONS 2,000
    KARIS COMMUNITY HOME
    1361 DETROIT
    DENVER,CO80206     		NONE 501(C)(3) PROVIDE HOUSING FOR THE MENTALLY DISTURBED 2,500
    ENERGY OUTREACH COLORADO
    225 E 16TH AVE 200
    DENVER,CO802031612     		NONE 501(C)(3) ENERGY ASSISTANCE 3,000
    SUMMER SCHOLARS
    3401 QUEBEC ST 5010
    DENVER,CO80207     		NONE 501(C)(3) PROMOTE ACADEMIC SUCCESS FOR STRUGGLING ELEMENTARY STUDENTS 2,000
    HABITAT FOR HUMANITY FOR COLORADO
    PO BOX 40636
    DENVER,CO80204     		NONE 501(C)(3) BUILD AFFORDABLE HOMES FOR PEOPLE IN NEED 2,000
    JEWISH FAMILY SERVICES OF DENVER
    3201 S TAMARAC DR
    DENVER,CO80231     		NONE 501(C)(3) RESTORE WELL-BEING TO THE VULNERABLE 4,000
    CONFLICT CENTER
    4140 TEJON ST
    DENVER,CO80203     		NONE 501(C)(3) VIOLENCE PREVENTION 2,500
    VOLUNTEERS OF AMERICA
    2660 LARIMER STREET
    DENVER,CO80205     		NONE 501(C)(3) WORK WITH INDIGENT AND HOMELESS 2,000
    HORIZONS
    COLORADO ACADEMY
    3800 SOUTH PIERCH ST
    DENVER,CO80235     		NONE 501(C)(3) EDUCATION AND RECREATIONAL SUMMER PROGRAMS FOR INNER CITY ELEMENTARY AGE STUDENTS. 2,000
    THE DENVER HOSPICE
    401 SOUTH CHERRY STREET 700
    DENVER,CO80246     		NONE 501(C)(3) MEDICAL CARE FOR THE TERMINALLY ILL 1,500
    JEFFCO ACTION CENTER
    8755 WEST 14TH AVE
    LAKEWOOD,CO80215     		NONE 501(C)(3) IMMEDIATE RESPONSE TO BASIC HUMAN NEEDS AND PROVOTES PATHWAYS TO SELF-SUFFICIENCY 3,500
    BOYS AND GIRLS CLUBS OF METRO DENVER
    2017 WEST 9TH AVENUE
    DENVER,CO80204     		NONE 501(C)(3) EDUCATIONAL AND RECREATIONAL PROGRAMS FOR CHILDREN IN THE COMMUNITY 1,000
    INVEST IN KIDS
    1775 SHERMAN STREET 2705
    DENVER,CO80203     		NONE 501(C)(3) PROGRAMS TO IMPROVE THE HEALTH AND WELL BEING OF CHILDREN AND FAMILIES 1,000
    SPECIAL OLYMPICS OF COLORADO
    384 INVERNESS PARKWAY SUITE 100
    ENGLEWOOD,CO80112     		NONE 501(C)(3) TO PROVIDE SPORTS TRAINING AND COMPETITION FOR PEOPLE WITH DISABILITITES 1,000
    DEER HILL FOUNDATION
    PO BOX 180
    MANCOS,CO81328     		NONE 501(C)(3) PROVIDE SCHOLARSHIP GRANTS FOR PARTICIPATION IN SUMMER CAMPS 1,000
    WILDERNESS WORKSHOP
    PO BOX 1442
    CARBONDALE,CO81623     		NONE 501(C)(3) TO PROTECT ECOLOGICAL HEALTH OF PUBLIC LANDS 1,000
    EKAR FARMS
    181 S ONEIDA ST
    DENVER,CO80230     		NONE PC COMMUNAL URBAN FARMING 2,000
    BROTHERS REDEVELOPMENT
    2250 EATON ST
    GARDEN LEVEL SUITE B
    DENVER,CO80214     		NONE PC HOME MAINTENANCE FOR SENIORS 1,500
    DENVER INNER CITY PARISH
    1212 MARIPOSA ST
    DENVER,CO80204     		NONE PC TO EMPOWER PEOPLE IN NEED 1,500
    Total .................................bullet 3a 74,500
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 43,611  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 152,359  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aLITIGATION SETTLEMENT     01 81  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   196,051  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13196,051
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE 1,625 1,381   244

    TY 2013 AllOthProgRltdInvestmentsSch
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Category Amount
    NONE  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Name of Bond End of Year Book Value End of Year Fair Market Value
    25,000 CISCO SYSTEMS 25,031 25,064
    25,000 GENERAL ELEC. CAP CORP 0 0
    50,000 HONEYWELL INTL 0 0
    25,000 BERKSHIRE HATHAWAY FIN 0 0
    3553.738 CREDIT SUISSE COMMD 0 0
    4745.575 DRIEHAUS SELECT CREDI 0 0
    2797.146 INV BALANCE RISK 0 0
    9947.369 LOOMIS SAYLES ABS 0 0
    10842.387 NUVEEN HIGH INCOME 0 0
    7546.743 NUVEEN INFLATION PRO 0 0
    25000 MORGAN STANLEY 25,003 25,857
    25000 BHP BILLITON 25,356 25,180
    3320.239 PRINCIPAL PREFERRED 0 0
    25,000 JP MORGAN CHASE 25,019 25,000
    BONDS    

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Name of Stock End of Year Book Value End of Year Fair Market Value
    100 SH PERRIGO COMPANY LTD 15,534 15,346
    100 SH ACE LIMITED 7,822 10,353
    43 SH ABBOTT LABS 1,183 1,648
    7 SH ALEXION PHARMACEUTICALS 0 0
    18 SH ALLERGAN INC 0 0
    6 SH AMAZON COM INC. 0 0
    11 SH AMERIPRISE FINL INC 0 0
    53 SH AMERISOURCEBERGEN CORP 0 0
    40 SH AMETEK INC 0 0
    75 SH AMPHENOL CORP 5,865 6,689
    150 SH ANADARKO PETROLEUM CORP 14,170 11,898
    21 SH APACHE CORP 1,151 1,805
    20 SH APPLE INC 0 0
    405 SH AT&T 14,290 14,240
    23 SH AVALOBAY CMNTS INC 0 0
    150 SH BEAM INC 9,667 10,209
    10 SH BLACKROCK INC 9,627 12,659
    31 SH BORG WARNER INC 0 0
    57 SH BRISTOL MYERS SQUIBB 0 0
    42 SH BROADCOM CORP CL A 0 0
    150 SH CIGNA CORP 11,506 13,122
    43 SH CAMERON INTL CORP 0 0
    30 SH CAPITAL ONE FINANCIAL 10,420 13,790
    23 SH CATERPILLAR INC 0 0
    20 SH CELGENE CORP 0 0
    9 SH CERNER CORPORATION 0 0
    89 SH CHEVRON CORPORATION 6,918 11,117
    24 SH CHUBB CORP 0 0
    100 SH CHURCH & DWIGHT INC 6,099 6,628
    254 SH CISCO SYS INC. 5,485 5,697
    85 SH CITIGROUP INC 0 0
    92 SH COCA COLA COMPANY 0 0
    16 SH COGNIZANT TECH SOLUTIONS 0 0
    66 SH COMCAST CORP 0 0
    39 SH CULLEN FROST BANKERS INC 0 0
    9 SH CUMMINS INC. 0 0
    39 SH CVS/CAREMARK CORP 0 0
    100 SH COSTCO WHOLESALE CORP 11,617 11,902
    100 SH DICKS SPORTINIG GOODS 5,267 5,810
    33 SH DANAHER CORP 0 0
    12 SH DEERE & CO 0 0
    17 SH DIRECTV 0 0
    137 SH DISNEY WALT CO 8,674 10,467
    200 SH DISCOVER FINL SEVCS 10,343 11,190
    20 SH DOLLAR GENERAL CORP 0 0
    12 SH DOVER CORP 0 0
    21 SH DU PONT E I DE NEMOURS 0 0
    78 SH E BAY INC 0 0
    53 SH EMC CORPORATION 0 0
    125 SH ECOLAB INC 12,348 13,034
    60 SH ELI LILLY CO 0 0
    75 SH EMERSON ELEC CO 3,765 5,264
    13 SH EQUINIX INC 0 0
    53 SH EQUITABLE CORP 0 0
    23 SH EXPRESS SCRIPTS INC 0 0
    150 SH FMC CORP 10,754 11,319
    125 SH F5 NETWORKING INC 11,104 11,358
    60 SH FIDELITY NATL INFO SVCS 0 0
    150 SH FLOWSERVE CORP 9,367 11,825
    30 SH FLUOR CORP 0 0
    22 SH FORTINET INC 0 0
    46 SH FREEPORT MCMORAN COPPER 0 0
    96 SH FRONTIER COMMUNICATIONS 0 0
    39 SH GENERAL DYNAMICS CORP 0 0
    100 SH GILEAD SCIENCES INC. 6,708 7,510
    8 SH GOOGLE INC 3,778 8,966
    50 SH GRAINGER WW INC 13,462 12,770
    85 SH HONEYWELL INTL INC 6,922 7,766
    150 SH HORMEL FOODS CORP 6,617 6,776
    28 SH HALLIBURTON CO 0 0
    25 SH HASBRO INC 0 0
    51 SH HESS CORP 0 0
    93 SH HEWLETT PACKARD CO 0 0
    41 SH IBM 0 0
    75 SH INTEL CORP 0 0
    16 SH ITC HOLDINGS CORP 0 0
    600 SH ISHARE CORE S&P SM CAP 61,367 65,477
    336 SH JP MORGAN CHASE & CO 15,237 19,648
    155 SH JOHNSON JOHNSON 13,871 14,196
    38 SH KIMBERLY CLARK CORP 0 0
    61 SH KINDER MORGAN INC 0 0
    125 SH LAUDER ESTEE COS INC 8,868 9,415
    20 SH LOCKHEED MARTIN CORP 0 0
    24 SH LORILLARD INC 0 0
    10 SH LULULEMON ATHLETICA INC 0 0
    115 SH LOWES 4,407 5,698
    400 SH MARATHON OIL CORP 14,063 14,120
    20 SH MASTERCARD INC. 13,566 16,709
    13 SH MANPOWER INC. 0 0
    170 SH MATTEL INC 6,503 8,373
    45 SH MCCORMICK CO INC 0 0
    14 SH SH MCDONALDS CORP. 0 0
    42 SH MCGRAW HILL COMPANIES    
    70 SH MERCK AND CO INC.    
    58 SH MICROCHIP TECHNOLOGY INC    
    343 SH SH MICROSOFT CORP 9,900 12,831
    6 SH MONSANTO CO    
    156 SH SH MORGAN STANLEY    
    46 SH MOTOROLA INC    
    186 NEW YORK COMMUNITY BANCORP    
    47 SH NEXTERA ENERGY INC    
    114 SH NIKE INC 7,747 8,965
    50 SH NOVO-NORDISK 7,665 9,238
    75 SH O REILLY AUTOMOTIVE INC 9,442 9,653
    100 SH OCENANEERING INTL 8,099 7,888
    36 SH OCCIDENTAL PETE CORP    
    36 SH ONEOK INC    
    183 SH ORACLE CORPORATION 5,392 7,002
    55 SH PGE CORP    
    29 SH PACCAR INC    
    9 SH PALL CORP    
    27 SH PARKER HANNIFIN CORP    
    47 SH PEPSICO INC. 2,364 3,898
    197 SH PFIZER INC. 4,230 6,034
    39 SH PHILLIP MORRIS INTL    
    12 SH PIONEER NAT RES    
    150 SH T ROWE PRICE GROUP 10,891 12,566
    2 SH PRICELINE COM INC    
    167 SH QUALCOMM INC. 10,074 12,400
    350 SH RYDEX 23,962 24,938
    7 SH RALPH LAUREN CORP    
    33 SH RAYTHEON COMPANY    
    18 SH ROCKWELL AUTOMATION INC    
    600 SH SPDR SER TR S&P DIV 42,684 43,572
    50 SH 3M COMPANY 5,341 7,013
    25 SH SCHEIN HENRY INC    
    137 SH SOUTHERN CO    
    89 SH SOUTHERN COPPER CORP    
    16 SH ST JUDE MED INC.    
    89 SH STAPLES INC    
    25 SH STARBUCKS CORP    
    18 SH STRYKER CORP    
    27 SH TEXAS INSTRUMENTS INC    
    49 SH THE GAP INC    
    96 SH TJX COS INC    
    25 THERMO FISHER SCIENTIFIC    
    29 SH TIME WARNER CABLE INC    
    48 SH TRAVELERS COS INC 2,367 4,346
    39.43 SH UBS AG JERSEY BRH 54,624 55,202
    83 SH UNION PACIFIC CORP 10,614 13,944
    27 SH UNITED HEALTH GROUP INC    
    29 SH UNITED TECHNOLOGIES CO    
    43 SH US BANCORP    
    29 SH V F CORP    
    13 SH VARIAN MED SYS INC    
    25 SH VERIZON COMMUNICATIONS    
    11 SH VMWARE INC.    
    38 SH WAL MART STORES INC.    
    29 SH WALGREEN CO    
    87 SH WASTE MGMT INC    
    122 SH WELLS FARGO & CO 4,237 5,539
    107 SH WESTERN DIGITAL CORP 3,830 8,977
    225 SH YAHOO INC 7,353 9,099
    10 SH WHOLE FOODS MKT INC.    
    16 SH WILLIAMS SONOMA INC    
    53 SH YUM BRANDS INC    
    7495.474 ABERDEEN FDS EMRGN MK 112,773 108,460
    1166.045 SH BROADVIEW OPPTY 50,000 46,560
    1196.557 SH DODGE & COX INTERN 50,060 51,500
    1433.412 AMERICAN CENTY REAL E    
    2092.915 SH AMERICAN CENTY VST    
    1358.952 E II INTL PPTY    
    4084.419 FIDELITY ADV DIVERS    
    1396.631 FORWARD INTL REAL EST    
    3095.797 HIGHLAND LONG SHORT 34,793 38,790
    8755.397 SH LOOMIS SAYLES STR 85,335 87,992
    3807.5 LAUDUS INTL MRKTMASTERS    
    311.634 SH NEUBERGER BERMAN GE    
    6515.948 SH NUVEEN HIGH INC BD 56,503 58,839
    3921.5 NUVEEN REAL ESTATE 78,390 77,254
    2619.597 SH NUVEEN INFLATION 27,227 28,239
    5980.87 SH OPPENHEIMER SR FL 50,060 50,299
    1945.11 OPPENHEIMER DEVELOPING 66,721 73,058
    3237.265 SH PRINCIPAL PREFERRE 32,680 31,790
    3636.823 PYXIS LONG SHORT EQUI    
    1644.315 ROWE T PRICE MID CAP 36,323 49,412
    2420.759 SH SCOUT INTERNTL FD    
    1462.71 SH T ROWE PRICE SM CAP 53,916 65,178
    3140.35 SH SCOUT INTERNATIONAL 97,213 117,009
    2575.7 TFS MARKET NEUTRAL FD    
    3635.752 TURNER SPECTRUM FUND    
    58 SH ACCENTURE PLC 3,304 4,769
    35 SH ACE LTD    
    18 SH ANHEUSER BUSCH INBEV    
    16 SH ASML HOLDINGS    
    30 SH BHP BILLITON LIMITED    
    14 SH BAIDU COM INC. ADR    
    26 SH CARNIVAL CORP    
    25 SH DIAGEO PLC SPONSORED    
    99 SH EATON CORP    
    14 SH ENBRIDGE INC    
    75 SH FLEXTRONICS INTERNTL    
    30 SH MICHAEL KORS HOLDINGS    
    15 SH NETEASE INC    
    15 SH NOVO NORDISK    
    25 SH NPX SEMICONDUCTORS    
    75 SH ROYAL DUTCH SHELL    
    78 SH SANOFI 2,875 4,183
    150 SH SCHLUMBERGER LTD 13,567 13,517
    121 SH SEADRILL LIMITED 3,856 4,971
    75 SH TEVA PHARMACEUTICAL IND    
    36 SH THOMPSON REUTERS CORP    
    87 SH VALE SA SP    
    STOCKS    
    MUTUAL FUNDS    

    TY 2013 InvestmentsLandSchedule2
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Category/ Item Cost/Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value

    TY 2013 LandEtcSchedule2
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2013 OtherExpensesSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OFFICE EXPENSES 113 113    
    BANK FEES 3,300 3,300    


    TY 2013 OtherIncomeSchedule2
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    LITIGATION SETTLEMENT 81 81  


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNT MANAGEMENT FEE 17,621 14,978   2,643


    TY 2013 TaxesSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES PAID 646 646    
    FEDERAL TAX PAID 1,221