Form990
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2012
Open to Public Inspection
A For the 2012 calendar year, or tax year beginning 07-01-2012 , 2012, and ending 06-30-2013
BCheck if applicable:
CName of organization
TRUSTEES OF TUFTS COLLEGE
 
Doing Business As
TUFTS UNIVERSITY
 
Number and street (or P.O. box if mail is not delivered to street address)
169 Holland Street
Attn Tax Dept
Room/suite
City or town, state or country, and ZIP + 4
Somerville, MA02144
D Employer identification number

04-2103634
E Telephone number

G Gross receipts $ 1,880,302,730
F Name and address of principal officer:
ANTHONY P MONACO
169 Holland Street
Somerville,MA02144
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.TUFTS.EDU
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1852
M State of legal domicile: MA
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: EDUCATION AND RESEARCH
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 41
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 40
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ...... 5 11,617
6 Total number of volunteers (estimate if necessary) ............. 6 0
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 107,655
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b  
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 205,879,619 209,152,025
9 Program service revenue (Part VIII, line 2g) ......... 559,144,472 580,552,383
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 37,260,018 105,499,303
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 3,579,690 3,263,051
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 805,863,799 898,466,762
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 125,208,139 131,739,951
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 436,242,443 455,200,351
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 1,341,302 1,184,109
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet18,622,698    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 261,492,262 279,824,276
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 824,284,146 867,948,687
19 Revenue less expenses. Subtract line 18 from line 12....... -18,420,347 30,518,075
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 2,873,083,496 2,981,550,363
21 Total liabilities (Part X, line 26)............. 924,254,950 904,899,345
22 Net assets or fund balances. Subtract line 21 from line 20..... 1,948,828,546 2,076,651,018
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2012)
Form 990 (2012)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III ...............
1
Briefly describe the organization’s mission: TUFTS UNIVERSITY'S FOCUS ON INNOVATION AND PROGRESSIVE THINKING TOOK ROOT AT ITS FOUNDING AS A LIBERAL ARTS COLLEGE IN 1852. TODAY, TUFTS UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS ARE RECOGNIZED FOR THEIR DEDICATION TO EDUCATING NEW LEADERS FOR OUR CHANGING WORLD, AND TUFTS IS RECOGNIZED AMONG THE MOST SELECTIVE ACADEMIC AND RESEARCH UNIVERSITIES IN THE UNITED STATES. SUPERB TEACHING AND WORLD-CLASS RESEARCH EQUIP TUFTS GRADUATES TO ADDRESS MULTI-FACETED CHALLENGES AROUND THE GLOBE. CREATIVE CROSS-SCHOOL COLLABORATIONS AND MULTIDISCIPLINARY CENTERS ENGAGE STUDENTS IN SEEKING SOLUTIONS TO COMPLEX ECONOMIC, HEALTH, POLITICAL AND ENVIRONMENTAL ISSUES EVEN BEFORE THEY GRADUATE. A GROWING NUMBER OF INNOVATIVE RESEARCH INITIATIVES AND JOINT DEGREE PROGRAMS ARE AVAILABLE FOR BOTH UNDERGRADUATE AND GRADUATE STUDENTS IN LIBERAL ARTS, SCIENCES AND ENGINEERING AND THE UNIVERSITY'S GRADUATE AND PROFESSIONAL SCHOOLS.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 447,811,525 including grants of $ 114,311,707 ) (Revenue $ 431,043,661 )
INSTRUCTION - DURING THE 2012-2013 ACADEMIC YEAR, THE FOLLOWING DEGREES WERE CONFERRED: 1,396 UNDERGRADUATE, 1,331 GRADUATE AND 482 PROFESSIONAL.
4b (Code:   ) (Expenses $ 268,733,709 including grants of $ 17,428,244 ) (Revenue $ 94,524,786 )
RESEARCH -THERE WERE 1,414 GOVERNMENT AND 638 NON-GOVERNMENT GRANTS ACTIVE IN FISCAL YEAR 2013. SPONSORED RESEARCH AT TUFTS WAS PERFORMED IN THE MEDICAL, DENTAL, AND VETERINARY SCHOOLS AS WELL AS IN THE BASIC SCIENCE DEPARTMENTS OF ARTS & SCIENCE & ENGINEERING. RESEARCH IS ALSO BEING PERFORMED AT THE USDA HUMAN NUTRITION RESEARCH CENTER ON AGING. ALSO, CLINICAL AND OTHER RESEARCH ACTIVITIES INCLUDE 30 CLINICS THAT ARE OPERATED BY THE DENTAL AND VETERINARY SCHOOLS TO TRAIN STUDENTS AND SUPPORT THEIR RESEARCH. OTHER EDUCATIONAL ACTIVITIES INCLUDE, AMONG OTHERS, VETERINARY SCHOOL NEWSLETTERS AND CONTINUING EDUCATION PROGRAMS FOR HEALTH SCHOOL PROFESSIONALS.
4c (Code:   ) (Expenses $ 54,182,120 including grants of $ 0 ) (Revenue $ 52,915,325 )
AUXILLIARY ENTERPRISES - ACTIVITIES PRIMARILY CONSIST OF SERVICES FOR STUDENTS, INCLUDING STUDENT HOUSING, DINING SERVICES AND HEALTH SERVICES. DURING THE 2013 FISCAL YEAR THERE WERE 42 RESIDENCE HALLS HOUSING 3,511 STUDENTS. APPROXIMATELY 4,268 MEAL PLANS WERE SOLD TO STUDENTS EACH SEMESTER.
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet770,727,354
Form 990 (2012)
Form 990 (2012)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? ...
2
 
No
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part I..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If “Yes,” complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C,
Part III............................
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part I........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If “Yes,” complete Schedule D, Part II...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,” complete Schedule D, Part IVClick to see attachment..............
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If “Yes,” complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.........................
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI and XII .................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment....
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the United States? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the United States? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I (see instructions).... Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If “Yes,” complete Schedule H....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2012)
Form 990 (2012)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25................ Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I........
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I...................
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highest compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II..........................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV .......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV..................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If “Yes,” complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............. Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2............. Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2012)
Form 990 (2012)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V ...............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
2,070
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
11,617
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletCI , FR , GM , GH , HK , SP , UK
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes,” to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
Yes
 
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
1
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
Yes
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2012)
Form 990 (2012)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI ...............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
41
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
40
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
Yes
 
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
Yes
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
CA , LA , MA , ND , OK
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletThomas S McGurty VP FinTreasurer169 Holland StreetSomervilleMA02144 (617) 627-3264
Form 990 (2012)
Form 990 (2012)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII ...............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) ANTHONY P MONACO........................................................................
PRESIDENT & TRUSTEE
 50.00
.......................1.00 		X   X       705,728 0 110,481
(2) JAMES A STERN........................................................................
CHAIRMAN - BOARD OF TRUSTEES
 3.00
.......................   		X   X       0 0 0
(3) JONATHAN M TISCH........................................................................
TRUSTEE - VICE CHAIR
 3.00
.......................   		X   X       0 0 0
(4) PETER R DOLAN........................................................................
TRUSTEE - VICE CHAIR & CHAIR DESIGNATE
 3.00
.......................   		X   X       0 0 0
(5) WILLIAM R O'REILLY JR........................................................................
TRUSTEE - VICE CHAIR
 3.00
.......................   		X   X       0 0 0
(6) A DANA CALLOW JR........................................................................
TRUSTEE - END DATE 11/03/12
 3.00
.......................   		X           0 0 0
(7) ALFRED I TAUBER........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(8) ALISON M BREED........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(9) ANDREW LIVERIS........................................................................
TRUSTEE - END DATE 06/30/13
 3.00
.......................   		X           0 0 0
(10) ANDREW SAFRAN........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(11) ANTHONY D CORTESE........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(12) BETSY BUSCH........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(13) BRIAN H KAVOOGIAN........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(14) DANIEL A KRAFT........................................................................
TRUSTEE - END DATE 11/03/12
 3.00
.......................   		X           0 0 0
(15) DANIEL J DOHERTY III........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(16) DAVID B RONE........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(17) DEBORAH R JOSPIN........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
Form 990 (2012)
Form 990 (2012)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) DEBRA S KNEZ........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(19) DIANE HESSAN........................................................................
TRUSTEE - START DATE 11/03/12
 3.00
.......................   		X           0 0 0
(20) EDWARD M SWAN JR........................................................................
TRUSTEE - END DATE 11/03/12
 3.00
.......................   		X           0 0 0
(21) ELLEN J KULLMAN........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(22) FARES I FARES........................................................................
TRUSTEE - END DATE 11/03/12
 3.00
.......................   		X           0 0 0
(23) GLORIA WHITE-HAMMOND........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(24) HUGH R ROOME III........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(25) IOANNIS MIAOULIS........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(26) JAMES J WONG........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(27) JANIS SAVIN-WILLIAMS........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(28) JEANNIE H DIEFENDERFER........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(29) JEFFREY B KINDLER........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(30) JEFFREY M MOSLOW........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(31) JOHN H DEJONG........................................................................
TRUSTEE - START DATE 11/03/12
 3.00
.......................   		X           0 0 0
(32) KAREN M PRITZKER........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(33) KATHLEEN A MCCARTNEY........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(34) KATHLEEN O'LOUGHLIN........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(35) LAURIE A GABRIEL........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(36) MICHAEL S GORDAN........................................................................
TRUSTEE - START DATE 11/03/12
 3.00
.......................   		X           0 0 0
(37) NEAL B SHAPIRO........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(38) ROBERT R BENDETSON........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(39) SETH I MERRIN........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(40) STEVEN A GOLDSTEIN........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(41) STEVEN M GALBRAITH........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(42) TERI COLEMAN VOLPERT........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(43) THOMAS M ALPERIN........................................................................
CHARTER TRUSTEE
 3.00
.......................   		X           0 0 0
(44) TINA SURH........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(45) VARNEY J HINTLIAN........................................................................
TRUSTEE
 3.00
.......................   		X           0 0 0
(46) DARLEEN PATRICIA KARP........................................................................
ASSOCIATE TREASURER - END DATE 01/18/13
 40.00
.......................   		    X       166,666 0 29,036
(47) DAVID J KAHLE........................................................................
VP & CHIEF INFORMATION OFFICER
 40.00
.......................   		    X       282,292 0 62,796
(48) DAVID R HARRIS........................................................................
PROVOST & SR VP - START DATE 07/01/12
 40.00
.......................   		    X       426,097 0 45,454
(49) ERIC C JOHNSON........................................................................
VP UNIVERSITY ADVANCEMENT
 40.00
.......................   		    X       311,694 0 53,929
(50) GEORGE A HIBBARD........................................................................
ASSISTANT TREASURER - START DATE 02/09/13
 40.00
.......................   		    X       127,054 0 13,693
(51) KATHLEEN CRONIN........................................................................
VP HUMAN RESOURCES - END DATE 06/30/13
 40.00
.......................   		    X       213,413 0 51,954
(52) LINDA L SNYDER........................................................................
VP FOR OPERATIONS - START DATE 10/09/12
 40.00
.......................2.00 		    X       58,880 0 7,901
(53) MARGARET E NEWELL........................................................................
PROVOST & SR VP AD INTERIM - END DATE 11/01/12
 40.00
........................50 		    X       394,031 0 41,218
(54) MARY R JEKA........................................................................
SR VP, UNIVERSITY RELATIONS
 40.00
.......................   		    X       334,239 0 52,537
(55) MICHAEL A BAENEN........................................................................
CHIEF OF STAFF
 40.00
.......................   		    X       153,065 0 28,770
(56) PATRICIA L CAMPBELL........................................................................
EXECUTIVE VP
 40.00
.......................   		    X       460,631 0 57,997
(57) PAUL J TRINGALE........................................................................
SECRETARY OF THE CORPORATION
 40.00
.......................   		    X       120,579 0 19,893
(58) RICHARD REYNOLDS........................................................................
VP FOR OPERATIONS - END DATE 10/09/12
 40.00
........................50 		    X       218,368 0 23,871
(59) THOMAS S MCGURTY........................................................................
VP FINANCE & TREASURER
 40.00
.......................2.00 		    X       323,768 0 62,369
(60) DEBORAH T KOCHEVAR........................................................................
DEAN CUMMINGS SCHOOL
 40.00
.......................1.00 		      X     239,853 0 54,916
(61) HARRIS A BERMAN........................................................................
DEAN MEDICAL SCHOOL
 40.00
.......................1.00 		      X     432,378 0 50,726
(62) HUW THOMAS........................................................................
DEAN DENTAL SCHOOL
 40.00
.......................   		      X     379,400 0 42,486
(63) JOANNE E BERGER-SWEENEY........................................................................
DEAN ARTS & SCIENCES
 40.00
.......................   		      X     296,569 0 63,189
(64) LINDA M ABRIOLA........................................................................
DEAN ENGINEERING
 40.00
.......................   		      X     284,681 0 55,911
(65) NAOMI ROSENBERG........................................................................
DEAN SACKLER SCHOOL
 40.00
.......................   		      X     245,689 0 48,914
(66) CATHERINE HAYES........................................................................
PROFESSOR & CHAIR
 40.00
.......................   		        X   557,203 0 0
(67) MARIA PAPAGEORGE........................................................................
PROFESSOR & CHAIR
 40.00
.......................   		        X   572,664 0 71,223
(68) PAMELA CROTTY YELICK........................................................................
PROFESSOR
 40.00
.......................   		        X   479,157 0 29,000
(69) RENEE R NADLER........................................................................
DIRECTOR OF INVESTMENTS
 40.00
.......................1.00 		        X   392,289 0 133,915
(70) SALLY DUNGAN........................................................................
CHIEF INVESTMENT OFFICER
 40.00
.......................1.00 		        X   587,435 0 200,426
(71) BRIAN K LEE........................................................................
SR VP, UNIVERSITY ADVANCEMENT - END DATE 02/29/12
 40.00
.......................   		          X 126,290 0 23,068
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 8,890,113 0 1,435,673
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet916
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
COLUMBIA CONSTRUCTION CO100 RIVERPARK DRIVENORTH READINGMA01864 CONSTRUCTION 18,413,390
UGL SERVICES UNICCO OPERATIONS CO4002 SOLUTIONS CENTERCHICAGOIL60677 CLEANING 10,910,817
BARR & BARR INC260 COCHITUATE ROAD 2ND FLOORFRAMINGHAMMA01701 CONSTRUCTION 7,083,871
STANMAR INC321 COMMONWEALTH ROAD SUITE 201WAYLANDMA01778 CONSTRUCTION 6,715,496
STRUCTURE TONE INC711 ATLANTIC AVENUEBOSTONMA02111 CONSTRUCTION 5,700,303
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet162
Form 990 (2012)
Form 990 (2012)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response to any question in this Part VIII ..............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c  
d Related organizations...1d  
e Government grants (contributions)1e 136,250,715
f All other contributions, gifts, grants, and
similar amounts not included above1f 		72,901,310
g Noncash contributions included in lines
1a-1f:$ 		3,157,283
h Total. Add lines 1a-1f.......MediumBullet 209,152,025
Program Service Revenue Business Code
2a INSTRUCTION 900099 431,043,661 431,043,661    
b CLINICAL AND OTHER EDUCATION 541900 96,427,332 94,524,786 1,902,546  
c AUXILLIARY ENTERPRISES 900099 53,081,390 52,915,325 166,065  
d     0      
e     0      
f All other program service revenue . 0 0 0 0
g Total. Add lines 2a–2f........MediumBullet 580,552,383
Other Revenue 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 16,182,295     16,182,295
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties...........MediumBullet 2,955,115     2,955,115
(i) Real (ii) Personal
6a Gross rents 2,503,491  
b Less: rental expenses 2,195,555  
c Rental income or (loss) 307,936 0
d Net rental income or (loss).......MediumBullet 307,936     307,936
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 1,068,957,421  
b Less: cost or other basis and sales expenses 979,640,413  
c Gain or (loss) 89,317,008 0
d Net gain or (loss)..........MediumBullet 89,317,008   -1,960,956 91,277,964
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ..
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet 0    
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet 0      
Miscellaneous Revenue Business Code
11a     0      
b     0      
c     0      
d All other revenue .... 0 0 0 0
e Total. Add lines 11a–11d ...... MediumBullet 0
12 Total revenue. See Instructions......MediumBullet 898,466,762 578,483,772 107,655 110,723,310
Form 990 (2012)
Form 990 (2012)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response to any question in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 15,032,685 15,032,685
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 112,738,217 112,738,217
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 3,969,049 3,969,049
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 7,249,253 2,340,976 4,027,502 880,775
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 290,420 98,373   192,047
7 Other salaries and wages 357,264,915 309,682,677 37,391,783 10,190,455
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 25,797,367 21,815,380 3,192,294 789,693
9 Other employee benefits ....... 43,027,295 36,058,662 5,600,775 1,367,858
10 Payroll taxes ........... 21,571,101 17,996,127 2,869,096 705,878
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 5,628,731 4,822,967 801,166 4,598
c Accounting ........... 441,811 9,950 431,861  
d Lobbying ........... 450,418   450,418  
e Professional fundraising services. See Part IV, line 17 1,184,109 1,184,109
f Investment management fees ...... 1,718,056 36,879 1,681,177  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 45,450,303 36,383,200 8,960,621 106,482
12 Advertising and promotion .... 3,633     3,633
13 Office expenses ....... 61,816,377 53,728,411 6,122,084 1,965,882
14 Information technology ...... 6,052,899 3,211,875 2,703,864 137,160
15 Royalties .. 2,028,702 2,028,702    
16 Occupancy ........... 34,487,697 33,531,344 956,353  
17 Travel ............ 12,376,154 11,461,683 534,991 379,480
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 4,864,853 3,511,932 860,231 492,690
20 Interest ........... 28,951,240 28,148,415 802,825  
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 41,713,488 40,556,762 1,156,726  
23 Insurance .............. 0      
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a BOOKS 9,553,552 9,298,994 35,353 219,205
b SUBSIDIARY EXPENSE-TVET 7,452,369 7,452,369    
c EQUIPMENT PURCHASES 9,005,274 8,992,173 13,101  
d GOODS AND SERVICES 6,171,951 6,170,434 914 603
e All other expenses 1,656,768 1,649,118 5,500 2,150
25 Total functional expenses. Add lines 1 through 24e 867,948,687 770,727,354 78,598,635 18,622,698
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720). 0      
Form 990 (2012)
Form 990 (2012)
Page 11
Part X Balance Sheet Check if Schedule O contains a response to any question in this Part X ...............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing .............   1  
2 Savings and temporary cash investments ......... 47,103,042 2 37,552,250
3 Pledges and grants receivable, net ........... 64,208,791 3 51,855,321
4 Accounts receivable, net ............. 9,996,686 4 11,780,260
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
  5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
  6 0
7 Notes and loans receivable, net ............. 59,809,271 7 58,674,167
8 Inventories for sale or use .............. 413,855 8 446,838
9 Prepaid expenses and deferred charges .......... 7,063,984 9 7,625,053
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 1,349,285,198
b Less: accumulated depreciation ..... 10b 569,063,808 752,178,968 10c 780,221,390
11 Investments—publicly traded securities .......... 371,829,668 11 371,695,412
12 Investments—other securities. See Part IV, line 11 ..... 1,421,170,510 12 1,519,903,522
13 Investments—program-related. See Part IV, line 11 ..... 24,566,685 13 25,505,338
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 114,742,036 15 116,290,812
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 2,873,083,496 16 2,981,550,363
Liabilities 17 Accounts payable and accrued expenses ......... 119,918,438 17 133,521,988
18 Grants payable .................   18  
19 Deferred revenue ................ 57,623,315 19 57,160,202
20 Tax-exempt bond liabilities ............. 637,599,568 20 630,794,290
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 1,917,357 21 2,495,552
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22 0
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ....   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 107,196,272 25 80,927,313
26 Total liabilities. Add lines 17 through 25......... 924,254,950 26 904,899,345
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 1,019,939,798 27 1,112,194,260
28 Temporarily restricted net assets ........... 404,006,824 28 426,846,458
29 Permanently restricted net assets ........... 524,881,924 29 537,610,300
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 1,948,828,546 33 2,076,651,018
34 Total liabilities and net assets/fund balances ........ 2,873,083,496 34 2,981,550,363
Form 990 (2012)
Form 990 (2012)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI ...............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
898,466,762
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
867,948,687
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
30,518,075
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
1,948,828,546
5
Net unrealized gains (losses) on investments ...............
5
68,185,531
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
29,118,866
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
2,076,651,018
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII ..............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If “Yes,” to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits
3b
Yes
 
Form 990 (2012)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID: 12000266
Software Version: v2012.1.0
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
TRUSTEES OF TUFTS COLLEGE
 
Employer identification number

04-2103634
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 4
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2012

Additional Data


Software ID: 12000266
Software Version: v2012.1.0
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
TRUSTEES OF TUFTS COLLEGE
 
Employer identification number

04-2103634
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2012

Schedule C (Form 990 or 990-EZ) 2012
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).Click to see attachment
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ...... 0 0
b Total lobbying expenditures to influence a legislative body (direct lobbying) ....... 450,418 450,418
c Total lobbying expenditures (add lines 1a and 1b) ................... 450,418 450,418
d Other exempt purpose expenditures ........................ 848,875,571 887,280,864
e Total exempt purpose expenditures (add lines 1c and 1d) ............... 849,325,989 887,731,282
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		 1,000,000 1,000,000
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) ................. 250,000 250,000
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................ 0 0
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................ 0 0
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) Total
             
2a Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		        6,000,000
             
c Total lobbying expenditures 345,173 328,735 402,965 450,418 1,527,291
             
d Grassroots nontaxable amount 250,000 250,000 250,000 250,000 1,000,000
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		         1,500,000
             
f Grassroots lobbying expenditures       0 0
Schedule C (Form 990 or 990-EZ) 2012


Schedule C (Form 990 or 990-EZ) 2012
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
 
 
c
Media advertisements? ....................................
 
 
 
d
Mailings to members, legislators, or the public? .........................
 
 
 
e
Publications, or published or broadcast statements? .......................
 
 
 
f
Grants to other organizations for lobbying purposes? .......................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
 
 
i
Other activities? ..........................
 
 
 
j
Total. Add lines 1c through 1i ...............................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered “No” OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Identifier Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2012

Additional Data


Software ID: 12000266
Software Version: v2012.1.0

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
TRUSTEES OF TUFTS COLLEGE
 
Employer identification number

04-2103634
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $ 81,200
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $ 5,471,336
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 1,386,696,958 1,445,680,252 1,252,970,860 1,142,107,003 1,492,298,121
b Contributions ........ 11,124,069 8,004,599 24,333,842 18,523,742 15,551,217
c Net investment earnings, gains, and losses 159,776,163 8,206,782 227,385,906 134,334,800 -326,872,018
d Grants or scholarships ..... 16,256,087 14,978,246 15,794,246 7,965,044 9,676,147
e Other expenditures for facilities
and programs ........ 		63,959,588 56,013,800 39,266,184 31,027,541 26,139,694
f Administrative expenses .... 5,026,265 4,202,629 3,949,926 3,002,100 3,054,476
g End of year balance ...... 1,472,355,250 1,386,696,958 1,445,680,252 1,252,970,860 1,142,107,003
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet39.800 %
b
Permanent endowment SchDMd Bullet35.100 %
c
Temporarily restricted endowment SchDMd Bullet25.100 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   42,211,716 42,211,716
b Buildings ................   1,136,263,722 470,326,837 665,936,885
c Leasehold improvements ............       0
d Equipment ................   170,809,760 98,736,971 72,072,789
e Other .................       0
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 780,221,390
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives 591,827,444 F
(2)Closely-held equity interests 0  
(3)Other
(A) PRIVATE EQUITIES 		283,077,964 F

(B) REAL ESTATE 		175,878,433 F

(C) COMMON TRUST EQUITY INDEX FUNDS 		371,975,364 F

(D) FUNDS HELD UNDER BOND AGREEMENTS 		4,884 F

(E) NATURAL RESOURCES 		80,793,103 F

(F) OTHER INVESTMENTS 		13,877,509 F

(G) UNSETTLED INVESTMENTS 		2,468,821 F


Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 1,519,903,522
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes 0
GOVERNMENT ADVANCES 27,418,874
INTEREST RATE AGREEMENTS 51,509,439
UNFUNDED STATUS OF POST RETIREMENT PLAN 1,999,000






Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 80,927,313
2. Fin 48 (ASC 740) Footnote. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII .....................................................
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 894,955,693
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 68,185,531
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d -73,057,926
e Add lines 2a through 2d ..................... 2e -4,872,395
3 Subtract line 2e from line 1..................... 3 899,828,088
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b -1,361,326
c Add lines 4a and 4b....................... 4c -1,361,326
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 898,466,762
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ........... 1 767,133,222
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 11,958,815
e Add lines 2a through 2d...................... 2e 11,958,815
3 Subtract line 2e from line 1..................... 3 755,174,407
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b 112,774,280
c Add lines 4a and 4b....................... 4c 112,774,280
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 867,948,687
Part XIII
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
Collections of art - description of collections Schedule D, Part III, Line 4 THE TRUSTEES OF TUFTS COLLEGE'S COLLECTIONS INCLUDE PRIMARILY ART, BOOKS AND ARTIFACTS WHICH ARE PUT TO USE IN THE ORGANIZATION'S INSTRUCTION AND ACADEMIC RESEARCH.
Explanation of escrow agreement Schedule D, Part IV, Line 2b TUFTS UNIVERSITY IS THE FISCAL AGENT FOR NUMEROUS UNIVERSITY SPONSORED ACTIVITIES. THE UNIVERSITY HOLDS THESE FUNDS, BUT DOES NOT OWN THEM. AS A RESULT OF THIS ARRANGEMENT THE UNIVERSITY RECORDS A LIABILITY EQUAL TO THE FUNDS BEING HELD IN ESCROW.
Intended uses of endowment funds Schedule D, Part V, Line 4 THE TRUSTEES OF TUFTS COLLEGE INTEND TO USE THE ORGANIZATION'S ENDOWMENT FUNDS TO PROVIDE FUTURE RESOURCES TO SUPPORT THE UNIVERSITY'S ACTIVITIES.
Other revenues in audited financial statements not in form 990 Schedule D, Part XI, Line 2d CONSOLIDATED ENTITIES REVENUE - 10856269; CUMULATIVE EFFECT OF ACCOUNTING CHANGE - 1181000; CHANGE IN SPLIT INTEREST AGREEMENT - 2312399; TUITION DISCOUNT - -XXX-XX-XXXX; CHANGE IN FAIR VALUE OF INTEREST RATE AGREEMENTS - 25461657; INVESTMENT IN TUFTS SHARED SERVICES, INC. F/K/A T-NEMC, A RELATED ORGANIZATION - 588833;
Other revenues in form 990 not in audited financial statements Schedule D, Part XI, Line 4b INTERDEPARTMENTAL REQUISITION REVENUE - 834229; RENTAL EXPENSE NETTED WITH RENTAL INCOME - -2195555;
Other expenses in audited financial statements not in form 990 Schedule D, Part XII, Line 2d INTERDEPARTMENTAL REQUISITION REVENUE - 677523; CONSOLIDATED ENTITIES EXPENSES - 11281292;
Other expenses in form 990 not in audited financial statements Schedule D, Part XII, Line 4b CONSOLIDATED ENTITIES EXPENSES - 1511751; TUITION DISCOUNT - XXX-XX-XXXX; RENTAL EXPENSE NETTED WITH RENTAL INCOME - -2195555;
FINANCIAL STATEMENTS SCHEDULE D, PART XI THE TRUSTEES OF TUFTS COLLEGE FINANCIAL STATEMENTS WERE AUDITED ON A CONSOLIDATED BASIS.
Schedule D (Form 990) 2012

Additional Data


Software ID: 12000266
Software Version: v2012.1.0




SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,or Form 990-EZ, Part VI, line 48.Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
TRUSTEES OF TUFTS COLLEGE
 
Employer identification number

04-2103634
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2012
Schedule E (Form 990 or 990EZ) 2012
Page 2
Part II
Supplemental Information. Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
Racially nondiscriminatory policy Schedule E, Part I, Line 3 AS PERMITTED UNDER SEC. 4.03 OF REV. PROC. 75-50, TRUSTEES OF TUFTS COLLEGE SATISFIES THE PUBLICITY REQUIREMENT BY COMPLYING WITH SECTION 4.02 BECAUSE THE TRUSTEES OF TUFTS COLLEGE "CUSTOMARILY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS NATIONWIDE OR WORLDWIDE...AND FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AS TO THE STUDENTS."
Financial aid or assistance from a governmental agency Schedule E, Part I, Line 6a THE TRUSTEES OF TUFTS COLLEGE RECEIVES ASSISTANCE IN THE FORM OF FEDERAL PERKINS LOANS, HEALTH PROFESSIONS LOAN AND SCHOLARSHIP FUNDS, PELL GRANTS, ACG GRANTS, SMART GRANTS, SUPPLEMENTAL EDUCATION OPPORTUNITY GRANTS, AND FEDERAL WORK STUDY FUNDS. STUDENTS ENROLLED AT THE TRUSTEES OF TUFTS COLLEGE ALSO RECEIVE LOAN FUNDS THROUGH THE FFEL LOAN PROGRAM AND RECEIVE GRANTS AND FELLOWSHIPS FROM A VARIETY OF FEDERAL AGENCIES SUCH AS THE NSF, THE NIH AND NASA.
Schedule E (Form 990 or 990-EZ) 2012
Additional Data


Software ID: 12000266
Software Version: v2012.1.0
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
TRUSTEES OF TUFTS COLLEGE
 
Employer identification number

04-2103634
Part I
General Information on Activities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used to award
the grants or assistance? ...................................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside
the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
EUROPE (INCLUDING ICELAND AND GREENLAND) 5 6 PROGRAM SERVICES STUDY-ABROAD EDUCATION PROGRAM 3,921,256
EAST ASIA AND THE PACIFIC 3 2 PROGRAM SERVICES STUDY-ABROAD EDUCATION PROGRAM 650,054
SOUTH AMERICA 1 1 PROGRAM SERVICES STUDY-ABROAD EDUCATION PROGRAM 411,806
SUB-SAHARAN AFRICA 1 2 PROGRAM SERVICES STUDY-ABROAD EDUCATION PROGRAM 228,104
CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTMAKING   9,273
EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING   356,760
EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 GRANTMAKING   693,026
MIDDLE EAST AND NORTH AFRICA 0 0 GRANTMAKING   69,171
NORTH AMERICA (CANADA & MEXICO ONLY) 0 0 GRANTMAKING   17,412
RUSSIA AND THE NEWLY INDEPENDENT STATES 0 0 GRANTMAKING   78,244
SOUTH AMERICA 0 0 GRANTMAKING   16,646
SOUTH ASIA 0 0 GRANTMAKING   611,532
SUB-SAHARAN AFRICA 0 0 GRANTMAKING   2,116,984
CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS   423,215,000
EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 INVESTMENTS   27,477,000
NORTH AMERICA (CANADA & MEXICO ONLY) 0 0 INVESTMENTS   11,992,000
SUB-SAHARAN AFRICA 0 0 INVESTMENTS   4,073,000
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES TRAVEL FOR MISSION RELATED ACTIVITIES 60,269
EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES TRAVEL FOR MISSION RELATED ACTIVITIES 688,169
EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES TRAVEL FOR MISSION RELATED ACTIVITIES 1,072,054
MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES TRAVEL FOR MISSION RELATED ACTIVITIES 158,252
NORTH AMERICA (CANADA & MEXICO ONLY) 0 0 PROGRAM SERVICES TRAVEL FOR MISSION RELATED ACTIVITIES 111,775
RUSSIA AND THE NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES TRAVEL FOR MISSION RELATED ACTIVITIES 24,497
SOUTH AMERICA 0 0 PROGRAM SERVICES TRAVEL FOR MISSION RELATED ACTIVITIES 103,426
SOUTH ASIA 0 0 PROGRAM SERVICES TRAVEL FOR MISSION RELATED ACTIVITIES 164,900
SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES TRAVEL FOR MISSION RELATED ACTIVITIES 522,791
CENTRAL AMERICA AND THE CARIBBEAN 0 0 FUNDRAISING   1,016
EAST ASIA AND THE PACIFIC 0 0 FUNDRAISING   53,597
EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 FUNDRAISING   31,208
NORTH AMERICA (CANADA & MEXICO ONLY) 0 0 FUNDRAISING   71
RUSSIA AND THE NEWLY INDEPENDENT STATES 0 0 FUNDRAISING   1,045
SUB-SAHARAN AFRICA 0 0 FUNDRAISING   104
3a Sub-total .....      
b Total from continuation sheets to Part I ...      
c Totals (add lines 3a and 3b) 10 11 478,930,442
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 445,650 WIRE      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBCONTRACT RESEARCH GRANT 239,654 WIRE      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBCONTRACT RESEARCH GRANT 65,008 WIRE      
SOUTH ASIA SUBCONTRACT RESEARCH GRANT 11,134 WIRE      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBCONTRACT RESEARCH GRANT 33,580 WIRE      
MIDDLE EAST AND NORTH AFRICA SUBCONTRACT RESEARCH GRANT 16,789 WIRE      
EAST ASIA AND THE PACIFIC SUBCONTRACT RESEARCH GRANT 18,360 CHECK      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBCONTRACT RESEARCH GRANT 42,724 CHECK      
SOUTH AMERICA SUBCONTRACT RESEARCH GRANT 16,646 CHECK      
SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 114,382 WIRE      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBCONTRACT RESEARCH GRANT 145,752 WIRE      
CENTRAL AMERICA AND THE CARIBBEAN SUBCONTRACT RESEARCH GRANT 9,273 WIRE      
SOUTH ASIA SUBCONTRACT RESEARCH GRANT 21,034 WIRE      
SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 14,000 WIRE      
SOUTH ASIA STUDENT STIPENDS 12,000 WIRE      
SOUTH ASIA SCHOLARSHIPS 24,000 WIRE      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBCONTRACT RESEARCH GRANT 25,849 WIRE      
EAST ASIA AND THE PACIFIC SUBCONTRACT RESEARCH GRANT 20,069 CHECK      
EAST ASIA AND THE PACIFIC SUBCONTRACT RESEARCH GRANT 151,618 CHECK      
SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 29,968 WIRE      
SOUTH ASIA SUBCONTRACT RESEARCH GRANT 295,469 WIRE      
EAST ASIA AND THE PACIFIC SUBCONTRACT RESEARCH GRANT 93,740 WIRE      
MIDDLE EAST AND NORTH AFRICA SUBCONTRACT RESEARCH GRANT 15,485 WIRE      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBCONTRACT RESEARCH GRANT 11,320 CHECK      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBCONTRACT RESEARCH GRANT 27,429 WIRE      
SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 23,534 WIRE      
SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 53,960 WIRE      
SOUTH ASIA SUBCONTRACT RESEARCH GRANT 24,183 WIRE      
NORTH AMERICA (CANADA & MEXICO ONLY) STUDENT PRIZES 7,500 WIRE      
EAST ASIA AND THE PACIFIC SUBCONTRACT RESEARCH GRANT 19,711 WIRE      
SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 90,697 WIRE      
SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 134,456 WIRE      
SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 28,054 WIRE      
SOUTH ASIA SUBCONTRACT RESEARCH GRANT 15,000 WIRE      
SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 9,694 WIRE      
SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 24,233 WIRE      
SUB-SAHARAN AFRICA SUBCONTRACT RESEARCH GRANT 63,605 WIRE      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
37
3
Enter total number of other organizations or entities .......................MediumBullet
0
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
FELLOWSHIPS EAST ASIA AND THE PACIFIC 1 1,000 CHECK      
FELLOWSHIPS EUROPE (INCLUDING ICELAND AND GREENLAND) 1 669 WIRE      
FELLOWSHIPS NORTH AMERICA (CANADA & MEXICO ONLY) 2 2,500 CHECK      
INTERNATIONAL PROGRAM ADVANCES SUB-SAHARAN AFRICA 6 843,087 WIRE      
SCHOLARSHIPS EAST ASIA AND THE PACIFIC 6 41,332 CHECK      
SCHOLARSHIPS EUROPE (INCLUDING ICELAND AND GREENLAND) 8 72,019 CHECK      
SCHOLARSHIPS EUROPE (INCLUDING ICELAND AND GREENLAND) 1 1,100 WIRE      
SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 4 36,575 CHECK      
SCHOLARSHIPS NORTH AMERICA (CANADA & MEXICO ONLY) 3 6,150 CHECK      
SCHOLARSHIPS RUSSIA AND THE NEWLY INDEPENDENT STATES 16 78,244 CHECK      
SCHOLARSHIPS SOUTH ASIA 19 184,139 CHECK      
SCHOLARSHIPS SUB-SAHARAN AFRICA 20 228,328 CHECK      
STUDENT PRIZES EAST ASIA AND THE PACIFIC 5 8,430 CHECK      
STUDENT PRIZES EUROPE (INCLUDING ICELAND AND GREENLAND) 3 575 CHECK      
STUDENT PRIZES EUROPE (INCLUDING ICELAND AND GREENLAND) 1 150 WIRE      
STUDENT PRIZES MIDDLE EAST AND NORTH AFRICA 2 322 CHECK      
STUDENT PRIZES NORTH AMERICA (CANADA & MEXICO ONLY) 1 1,262 CHECK      
STUDENT PRIZES SOUTH ASIA 1 1,500 CHECK      
STUDENT STIPENDS SUB-SAHARAN AFRICA 2 1,600 WIRE      
SUBCONTRACT RESEARCH GRANT EUROPE (INCLUDING ICELAND AND GREENLAND) 1 25,000 WIRE      
SUBCONTRACT RESEARCH GRANT SOUTH ASIA 2 20,073 WIRE      
SUBCONTRACT RESEARCH GRANT SUB-SAHARAN AFRICA 2 3,764 WIRE      
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If “Yes,”the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If “Yes,” the organizationmay be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
Procedures for monitoring use of grant funds Schedule F, Part I, Line 2 DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS AND ASSISTANCE OUTSIDE THE UNITED STATES. FOR FELLOWSHIPS, PRIZES AND STIPENDS, PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES-ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. FOR INTERNATIONAL PROJECT ADVANCES, A MAJORITY OF THE PAYMENTS ARE WIRED DIRECTLY TO A DESIGNATED FOREIGN BANK ACCOUNT. THE UNIVERSITY HAS REPRESENTATIVES IN THE SPECIFIC REGION WHO MAINTAIN THE CASH FOR EXPENDITURES AND THEIR INTENDED PURPOSES. FOR SCHOLARSHIPS, ALL FOREIGN ADDRESS STUDENTS ARE PROVIDED WITH A CHECK PAYMENT THAT IS PROCESSED FROM THE ACCOUNTS PAYABLE DEPARTMENT. THE FINANCIAL AID OFFICE ADMINISTERS THE LISTING OF PAYEES AND THE FINANCIAL SERVICES OFFICE RECORDS THE TRANSACTIONS AFTER ALL REQUIRED DOCUMENTATION HAS BEEN RECEIVED. FOR SUBCONTRACT RESEARCH GRANTS, A PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. ALL OF THESE PROCEDURES ENSURE THAT GRANT FUNDS USED OUTSIDE THE UNITED STATES ARE BEING PROPERLY MONITORED.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2012
Additional Data


Software ID: 12000266
Software Version: v2012.1.0



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. Form 990-EZ filers are not required to complete this part. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
TRUSTEES OF TUFTS COLLEGE
 
Employer identification number

04-2103634
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
 
RUFFALO CODY
65 KIRKWOOD NORTH ROAD SW
 
CEDAR RAPIDS, IA52404 		TELEFUND VENDOR   No 1,802,223 447,487 1,354,736
 
MARTS & LUNDY INC
1200 WALL STREET WEST
 
LYNDHURST, NJ07071 		STRATEGY CONSULTING   No   71,859 -71,859
 
HARRIS CONNECT INC
1511 ROUTE 22
 
BREWSTER, NY10509 		ONLINE WEB SUPPORT   No   38,000 -38,000
 
BENTZ WHALEY FLESSNER
2461 SOUTH CLARK STREET SUITE 910
 
ARLINGTON, VA22202 		STRATEGY CONSULTING   No   35,321 -35,321
 
NEPTUNE WEB
48 GROVE STREET
 
SOMERVILLE, MA02144 		ONLINE WEBSITE DEVELOPER   No   28,300 -28,300
 
KASPICK & COMPANY LLC
ONE BEACON STREET 8TH FLOOR
 
BOSTON, MA02108 		PLANNED GIVING MANAGEMENT   No   26,201 -26,201
             
             
             
             
Total .................right arrow 1,802,223 647,168 1,155,055
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

 
(event type) 		(b) Event #2

 
(event type) 		(c) Other events

 
(total number) 		(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . .        
2 Less: Contributions . .        
3 Gross income (line 1
minus line 2) . . . 		       
VerticalDirectExpenses 4 Cash prizes . . .        
5 Noncash prizes . .        
6 Rent/facility costs . .        
7 Food and beverages .        
8 Entertainment . . .        
9 Other direct expenses .        
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow  
11 Net income summary. Combine line 3, column (d), and line 10. .......... right arrow  
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Identifier Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2012
Additional Data


Software ID: 12000266
Software Version: v2012.1.0
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
TRUSTEES OF TUFTS COLLEGE
 
Employer identification number
04-2103634
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) AMERICAS PROMISE THE ALLIANCE FOR YOUTH
1110 VERMONT AVE NW STE 900
WASHINGTON,DC20005 		54-1848713 501 (C)(3) 51,903       SUBCONTRACT GRANT AWARD
(2) ANIMAL SHELTER INC
17 LAURELWOOD RD
STERLING,MA01564 		04-3236868 501 (C)(3) 6,750       SUBCONTRACT GRANT AWARD
(3) BAYLOR COLLEGE OF MEDICINE
PO BOX 201361
HOUSTON,TX77216 		74-1613878 501 (C)(3) 49,193       SUBCONTRACT GRANT AWARD
(4) BAYSTATE MEDICAL CENTER
280 CHESTNUT ST
SPRINGFIELD,MA01199 		04-2790311 501 (C)(3) 325,594       SUBCONTRACT GRANT AWARD
(5) BETH ISRAEL DEACONESS MEDICAL CENTER
330 BROOKLINE AVE
BOSTON,MA02215 		04-2103881 501 (C)(3) 30,245       SUBCONTRACT GRANT AWARD
(6) TRUSTEES OF BOSTON COLLEGE
140 COMMONWEALTH AVE
CHESTNUT HILL,MA02467 		04-2103545 501 (C)(3) 17,645       SUBCONTRACT GRANT AWARD
(7) BOSTON MEDICAL CENTER
660 HARRISON AVE
BOSTON,MA02118 		04-3314093 501 (C)(3) 387,274       SUBCONTRACT GRANT AWARD
(8) BOSTON UNIVERSITY
PO BOX 55058
BOSTON,MA02205 		04-2103547 501 (C)(3) 1,301,975       SUBCONTRACT GRANT AWARD
(9) BRIGHAM & WOMEN'S HOSPITAL
PO BOX 3887
BOSTON,MA02241 		04-2312909 501 (C)(3) 158,753       SUBCONTRACT GRANT AWARD
(10) BROWN UNIVERSITY
BOX 1911
PROVIDENCE,RI02912 		05-0258809 501 (C)(3) 8,205       SUBCONTRACT GRANT AWARD
(11) BUNKER HILL COMMUNITY COLLEGE
250 NEW RUTHERFORD AVE
BOSTON,MA02129 		04-6002284 501 (C)(3) 10,830       SUBCONTRACT GRANT AWARD
(12) CAST INC
40 HARVARD MILLS SQUARE STE 3
WAKEFIELD,MA01880 		22-2746879 501 (C)(3) 5,360       SUBCONTRACT GRANT AWARD
(13) THE CHILDREN'S AID SOCIETY
1522B SOUTHERN BLVD
BRONX,NY10460 		13-5562191 501 (C)(3) 71,000       SUBCONTRACT GRANT AWARD
(14) CHILDREN'S HOSPITAL BOSTON
PO BOX 414413
BOSTON,MA02241 		43-1987409 501 (C)(3) 39,664       SUBCONTRACT GRANT AWARD
(15) CLORDISYS SOLUTIONS INC
P O BOX 549
LEBANON,NJ08833 		04-3591892 FOR PROFIT 22,137       SUBCONTRACT GRANT AWARD
(16) TRUSTEES OF COLUMBIA UNIVERSITY
PO BOX 29789
NEW YORK,NY10087 		13-5598093 501 (C)(3) 1,502,332       SUBCONTRACT GRANT AWARD
(17) COMMUNITY ACTION AGENCY OF SOMERVILLE
66-70 UNION SQ 104
SOMERVILLE,MA02143 		04-2740838 501 (C)(3) 8,338       SUBCONTRACT GRANT AWARD
(18) COMMUNITY TEAMWORK INC
155 MERRIMACK ST
LOWELL,MA01852 		04-2382027 501 (C)(3) 221,420       SUBCONTRACT GRANT AWARD
(19) CTR FOR COMM HEALTH EDUC RES AND SERVICE
716 COLUMBUS AVE STE 398
BOSTON,MA02120 		04-3286409 501 (C)(3) 7,851       SUBCONTRACT GRANT AWARD
(20) DARTMOUTH COLLEGE
11 ROPE FERRY RD 6210
HANOVER,NH03755 		02-0222111 501 (C)(3) 160,274       SUBCONTRACT GRANT AWARD
(21) DEVELOPMENT ALTERNATIVES INC
7600 WISCONSIN AVE STE 200
BETHESDA,MD20814 		52-0904808 FOR PROFIT 63,295       SUBCONTRACT GRANT AWARD
(22) DUKE UNIVERSITY
PO BOX 602651
CHARLOTTE,NC28260 		56-0532129 501 (C)(3) 111,870       SUBCONTRACT GRANT AWARD
(23) FLORIDA HOSPITAL
301 E PRINCETON ST
ORLANDO,FL32804 		59-3069793 501 (C)(3) 15,066       SUBCONTRACT GRANT AWARD
(24) FOX CHASE CANCER CENTER
604 COTTMAN AVE
CHELTENHAM,PA19012 		23-2003072 501 (C)(3) 148,213       SUBCONTRACT GRANT AWARD
(25) GFK CUSTOM RESEARCH LLC
PO BOX 347353
PITTSBURGH,PA15251 		36-2948619 FOR PROFIT 82,889       SUBCONTRACT GRANT AWARD
(26) GLOBAL FOOD & NUTRITION INC
1300 L ST NW 920
WASHINGTON,DC20005 		52-1931539 FOR PROFIT 315,685       SUBCONTRACT GRANT AWARD
(27) HAITIAN COALITION
268 R POWDERHOUSE BLVD APT 17C
SOMERVILLE,MA02145 		04-3324363 501 (C)(3) 6,795       SUBCONTRACT GRANT AWARD
(28) HARVARD UNIVERSITY
PO BOX 415649
BOSTON,MA02241 		04-2103580 501 (C)(3) 326,133       SUBCONTRACT GRANT AWARD
(29) INCRE
366 MASSACHUSETTS AVE
ARLINGTON,MA02474 		04-3108268 501 (C)(3) 146,970       SUBCONTRACT GRANT AWARD
(30) INDIANA UNIVERSITY
PO BOX 66057
INDIANAPOLIS,IN46266 		35-6001673 501 (C)(3) 5,205       SUBCONTRACT GRANT AWARD
(31) INTERNATIONAL NUTRITION FOUNDATION
150 HARRISON AVE RM 232
BOSTON,MA02111 		04-2761215 501 (C)(3) 32,446       SUBCONTRACT GRANT AWARD
(32) INTL CTR INNOVATIONS CIVIC PARTICIPATION
1776 MASSACHUSETTS AVE NW STE 201
WASHINGTON,DC20036 		52-2316790 501 (C)(3) 80,000       SUBCONTRACT GRANT AWARD
(33) JOHNS HOPKINS UNIVERSITY
12529 COLLECTIONS CENTER DR
CHICAGO,IL60693 		52-0595110 501 (C)(3) 247,812       SUBCONTRACT GRANT AWARD
(34) LEHIGH UNIVERSITY
526 BROADHEAD AVE
BETHLEHEM,PA18015 		24-0795445 501 (C)(3) 44,077       SUBCONTRACT GRANT AWARD
(35) MARINE BIOLOGICAL LABORATORY
PO BOX 3218
BOSTON,MA02241 		04-2104690 501 (C)(3) 31,606       SUBCONTRACT GRANT AWARD
(36) MASS EYE AND EAR INFIRMARY
243 CHARLES ST
BOSTON,MA02114 		04-2103591 501 (C)(3) 124,170       SUBCONTRACT GRANT AWARD
(37) MASS GENERAL HOSPITAL
PO BOX 3829
BOSTON,MA02241 		04-2697983 501 (C)(3) 487,634       SUBCONTRACT GRANT AWARD
(38) MASS INSTITUTE OF TECHNOLOGY
77 MASSACHUSETTS AVE
CAMBRIDGE,MA02139 		04-2103594 501 (C)(3) 16,052       SUBCONTRACT GRANT AWARD
(39) MICHIGAN STATE UNIVERSITY
426 AUDITORIUM RD RM 301
EAST LANSING,MI48824 		38-6005984 501 (C)(3) 24,934       SUBCONTRACT GRANT AWARD
(40) MICROBIOTIX INC
ONE INNOVATION DRIVE
WORCESTER,MA01605 		06-1538344 FOR PROFIT 188,604       SUBCONTRACT GRANT AWARD
(41) THE MIRIAM HOSPITAL
593 EDDY ST
PROVIDENCE,RI02903 		05-0258905 501 (C)(3) 87,737       SUBCONTRACT GRANT AWARD
(42) NEW YORK UNIVERSITY
PO BOX 415026
BOSTON,MA02241 		13-5562308 501 (C)(3) 34,467       SUBCONTRACT GRANT AWARD
(43) NORTHEASTERN UNIVERSITY
360 HUNTINGTON AVE
BOSTON,MA02115 		04-1679980 501 (C)(3) 101,421       SUBCONTRACT GRANT AWARD
(44) PARLANCE CORP
400 W CUMMINGS PK STE 200
WOBURN,MA01801 		04-3334185 FOR PROFIT 61,300       SUBCONTRACT GRANT AWARD
(45) PENNSYLVANIA STATE UNIVERSITY
227 W BEAVER AVE SUITE 401
STATE COLLEGE,PA16801 		24-6000376 501 (C)(3) 66,992       SUBCONTRACT GRANT AWARD
(46) PINE MANOR COLLEGE
400 HEATH ST
CHESTNUT HILL,MA02467 		04-2321292 501 (C)(3) 6,952       SUBCONTRACT GRANT AWARD
(47) PURDUE UNIVERSITY
23510 NETWORK PL
CHICAGO,IL60673 		35-6002041 501 (C)(3) 188,093       SUBCONTRACT GRANT AWARD
(48) RESEARCH FOUNDATION OF CITY OF NEW YORK
695 PARK AVE
NEW YORK,NY10065 		13-1988190 501 (C)(3) 47,798       SUBCONTRACT GRANT AWARD
(49) RHODE ISLAND HOSPITAL
593 EDDY ST
PROVIDENCE,RI02903 		05-0258954 501 (C)(3) 14,090       SUBCONTRACT GRANT AWARD
(50) ROCKWELL COLLINS INC & SUBSIDIARIES
BOX 360772
PITTSBURGH,PA15251 		52-2314475 FOR PROFIT 33,511       SUBCONTRACT GRANT AWARD
(51) RUTGERS THE STATE UNIVERSITY OF NJ
3 RUTGERS PLAZA
NEW BRUNSWICK,NJ08901 		22-6001086 501 (C)(3) 28,163       SUBCONTRACT GRANT AWARD
(52) SAN JOSE STATE UNIVERSITY
210 N FOURTH ST
SAN JOSE,CA95112 		94-6017638 501 (C)(3) 18,701       SUBCONTRACT GRANT AWARD
(53) SHARED TECHNOLOGIES FAIRCHILD
PO BOX 4869
HOUSTON,TX77210 		52-1192851 FOR PROFIT 350,942       SUBCONTRACT GRANT AWARD
(54) SOMERVILLE COMMUNITY CORP
337 SOMERVILLE AVE2ND FL
SOMERVILLE,MA02143 		23-7293380 501 (C)(3) 13,123       SUBCONTRACT GRANT AWARD
(55) SPAULDING REHABILITATION HOSPITAL
PO BOX 3903
BOSTON,MA02241 		04-2551124 501 (C)(3) 113,788       SUBCONTRACT GRANT AWARD
(56) STANFORD UNIVERSITY
PO BOX 44253
SAN FRANCISCO,CA94144 		94-1156365 501 (C)(3) 299,338       SUBCONTRACT GRANT AWARD
(57) THE CHARLES STARK DRAPER LAB INC
PO BOX 3484
BOSTON,MA02241 		04-2505372 501 (C)(3) 245,533       SUBCONTRACT GRANT AWARD
(58) SYNAPTIC RESEARCH LLC
1448 SOUTH ROLLING ROAD
BALTIMORE,MD21227 		20-5487221 FOR PROFIT 271,832       SUBCONTRACT GRANT AWARD
(59) TBMS
1600 BOSTON-PROVIDENCE HWY
WALPOLE,MA02081 		59-3828470 FOR PROFIT 31,350       SUBCONTRACT GRANT AWARD
(60) TECHNICAL EDUCATION RESEARCH CENTER INC
2067 MASSACHUSETTS AVE
CAMBRIDGE,MA02140 		04-6134355 501 (C)(3) 162,825       SUBCONTRACT GRANT AWARD
(61) TEXAS A&M UNIVERSITY
400 HARVEY MITCHELL PKWY S STE 300
COLLEGE STATION,TX77845 		74-6000531 501 (C)(3) 115,723       SUBCONTRACT GRANT AWARD
(62) TUFTS MEDICAL CENTER
750 WASHINGTON ST
BOSTON,MA02111 		04-3400617 501 (C)(3) 3,705,252       SUBCONTRACT GRANT AWARD
(63) TUSKEGEE UNIVERSITY
1200 W MONTGOMERY RD
TUSKEGEE INST,AL36088 		63-0288878 501 (C)(3) 132,052       SUBCONTRACT GRANT AWARD
(64) UNIV OF MEDICINE&DENTISTRY OF NEW JERSEY
335 GEORGE ST
NEW BRUNSWICK,NJ08903 		22-1980408 501 (C)(3) 32,550       SUBCONTRACT GRANT AWARD
(65) UNIV OF NORTH CAROLINA AT CHAPEL HILL
PO BOX 402420
ATLANTA,GA30384 		56-6001393 501 (C)(3) 88,830       SUBCONTRACT GRANT AWARD
(66) UNIV OF TEXAS HSC AT SAN ANTONIO
PO BOX 1898
SAN ANTONIO,TX78297 		74-1586031 501 (C)(3) 13,765       SUBCONTRACT GRANT AWARD
(67) UNIVERSAL SURVEY CENTER INC
218 WEST 40TH ST
NEW YORK,NY10018 		11-3351441 501 (C)(3) 184,233       SUBCONTRACT GRANT AWARD
(68) UNIVERSITY OF ILLINOIS
PO BOX 20787
SPRINGFIELD,IL62708 		37-6000511 501 (C)(3) 162,398       SUBCONTRACT GRANT AWARD
(69) UNIVERSITY OF MARYLAND
PO BOX 41428
BALTIMORE,MD21203 		52-6002033 501 (C)(3) 9,743       SUBCONTRACT GRANT AWARD
(70) UNIVERSITY OF MASSACHUSETTS
100 MORRISSEY BLVD
BOSTON,MA02125 		04-3167352 501 (C)(3) 481,078       SUBCONTRACT GRANT AWARD
(71) UNIVERSITY OF MIAMI
PO BOX 405803
ATLANTA,GA30384 		59-2695890 501 (C)(3) 107,167       SUBCONTRACT GRANT AWARD
(72) THE REGENTS OF THE UNIVERSITY OF MICHIGAN
BOX 223131
PITTSBURGH,PA15251 		38-6006309 501 (C)(3) 41,854       SUBCONTRACT GRANT AWARD
(73) UNIVERSITY OF NEBRASKA
312 N 14TH ST ALEXANDER WEST BLDG
LINCOLN,NE68588 		47-0049123 501 (C)(3) 64,059       SUBCONTRACT GRANT AWARD
(74) UNIVERSITY OF NEW HAMPSHIRE
51 COLLEGE RD
DURHAM,NH03824 		02-6000937 501 (C)(3) 11,052       SUBCONTRACT GRANT AWARD
(75) UNIVERSITY OF NORTHERN IOWA
1227 WEST 27TH STREET
CEDAR FALLS,IA50614 		42-6004333 501 (C)(3) 37,044       SUBCONTRACT GRANT AWARD
(76) TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA
PO BOX 785541
PHILADELPHIA,PA19178 		23-1352685 501 (C)(3) 97,196       SUBCONTRACT GRANT AWARD
(77) UNIVERSITY OF TENNESSEE
210 STUDENT SERVICES BUILDING
KNOXVILLE,TN37996 		62-6001636 501 (C)(3) 50,886       SUBCONTRACT GRANT AWARD
(78) UNIVERSITY OF VERMONT
85 S PROSPECT ST
BURLINGTON,VT05405 		03-0179440 501 (C)(3) 12,663       SUBCONTRACT GRANT AWARD
(79) UNIVERSITY OF WASHINGTON
12455 COLLECTIONS DR
CHICAGO,IL60693 		91-6001537 501 (C)(3) 309,972       SUBCONTRACT GRANT AWARD
(80) WASHINGTON UNIVERSITY
700 ROSEDALE AVE
ST LOUIS,MO63112 		43-0653611 501 (C)(3) 105,041       SUBCONTRACT GRANT AWARD
(81) WEILL CORNELL MEDICAL COLLEGE
575 LEXINGTON AVE 9TH FL
NEW YORK,NY10022 		13-1623978 501 (C)(3) 123,149       SUBCONTRACT GRANT AWARD
(82) THE WELCOME PROJECT
530 MYSTIC AVE 111
SOMERVILLE,MA02145 		04-3088140 501 (C)(3) 8,750       SUBCONTRACT GRANT AWARD
(83) YOUGOV POLIMETRIX INC
285 HAMILTON AVE SUITE 200
PALO ALTO,CA94301 		98-0547173 FOR PROFIT 52,000       SUBCONTRACT GRANT AWARD
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
72
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
11
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2012

Schedule I (Form 990) 2012
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) SCHOLARSHIPS 6303 107,209,307      
(2) FELLOWSHIPS 422 4,180,721      
(3) STUDENT PRIZES 558 1,151,325      
(4) STUDENT STIPENDS 287 196,864      






Part IV
Supplemental Information.
Complete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Identifier Return Reference Explanation
Procedures for monitoring use of grant funds Schedule I, Part I, Line 2 DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF U.S. GRANT FUNDS AND ASSISTANCE. FELLOWSHIPS, PRIZES AND STIPEND PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES AND ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. A MAJORITY OF PAYMENTS ARE MADE VIA CHECK. FOR DOMESTIC SCHOLARSHIPS, THE FINANCIAL AID OFFICE (FAO) MAINTAINS AN INDEPENDENT FINANCIAL AID ACCOUNTING SYSTEM. THE FAO ADMINISTERS THE LISTING OF AWARD RECIPIENTS AND RECONCILES, ON A MONTHLY BASIS, THE CORRESPONDING EXPENSES WITH THE UNIVERSITY GENERAL LEDGER SYSTEM. THE CASH GRANTS ARE ALSO REFLECTED ON EACH INDIVIDUAL STUDENT ACCOUNT. THE FINANCIAL SERVICES OFFICE INDEPENDENTLY RECORDS THE TRANSACTIONS AFTER ALL REQUIRED SYSTEM-FEED DOCUMENTATION HAS BEEN RECEIVED. ADDITIONALLY, ALL FEDERAL SCHOLARSHIP ACTIVITIES ARE MONITORED SEPARATELY BY THE SPONSORED ACCOUNTING DEPARTMENT (SPA). FOR SUBCONTRACT RESEARCH GRANTS, THE UNIVERSITY MAINTAINS A SPONSORED RESEARCH ACCOUNTING (SPA) DEPARTMENT WHICH HAS FINANCIAL OVERSIGHT FOR ALL GRANT AND CONTRACT ACTIVITY. THE PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. SPECIFIC GRANT-RELATED EXPENDITURE ACTIVITIES ARE PROCESSED BY THE UNIVERSITY ACCOUNTS PAYABLE DEPARTMENT. SUB-RECIPIENT MONITORING: A PRINCIPAL INVESTIGATOR (PI) NEGOTIATES SUBCONTRACTS WITH SUB-RECIPIENTS THROUGH THE OFFICE OF THE VICE PROVOST. WHEN AN AGREEMENT IS FULLY EXECUTED, IT MUST BE SUBMITTED TO THE OFFICE OF SPONSORED PROGRAMS ACCOUNTING (SPA) ALONG WITH A COMPLETED CONSULTANT PAYMENT FORM. ANY ISSUES REGARDING SUB-RECIPIENT PERFORMANCE ARE REPORTED TO THE OFFICE OF THE VICE PROVOST AND SPA. ALSO, SPA IS RESPONSIBLE FOR ENSURING THAT ALL SUB-RECIPIENTS ARE IN COMPLIANCE WITH OMB CIRCULAR A-133 REQUIREMENTS.
Schedule I (Form 990) 2012


Additional Data


Software ID: 12000266
Software Version: v2012.1.0


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
TRUSTEES OF TUFTS COLLEGE
 
Employer identification number

04-2103634
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all officers,
directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? .......
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
Yes
 
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
Yes
 
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
Yes
 
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)ANTHONY P MONACOPRESIDENT & TRUSTEE (i)
(ii)		 641,818
0 		0
0 		63,910
0 		48,995
0 		61,486
0 		816,209
0 		0
0
(2)PATRICIA L CAMPBELLEXECUTIVE VP (i)
(ii)		 457,384
0 		0
0 		3,247
0 		48,995
0 		9,002
0 		518,628
0 		0
0
(3)MARY R JEKASR VP, UNIVERSITY RELATIONS (i)
(ii)		 323,016
0 		0
0 		11,223
0 		43,995
0 		8,542
0 		386,776
0 		0
0
(4)DAVID R HARRISPROVOST & SR VP - START DATE 07/01/12 (i)
(ii)		 245,825
0 		180,000
0 		272
0 		33,045
0 		12,409
0 		471,551
0 		0
0
(5)THOMAS S MCGURTYVP FINANCE & TREASURER (i)
(ii)		 322,310
0 		0
0 		1,458
0 		42,858
0 		19,511
0 		386,137
0 		0
0
(6)DAVID J KAHLEVP & CHIEF INFORMATION OFFICER (i)
(ii)		 281,706
0 		0
0 		586
0 		37,770
0 		25,026
0 		345,088
0 		0
0
(7)RICHARD REYNOLDSVP FOR OPERATIONS - END DATE 10/09/12 (i)
(ii)		 186,513
0 		0
0 		31,855
0 		23,634
0 		237
0 		242,239
0 		0
0
(8)KATHLEEN CRONINVP HUMAN RESOURCES - END DATE 06/30/13 (i)
(ii)		 196,018
0 		0
0 		17,395
0 		27,990
0 		23,964
0 		265,367
0 		0
0
(9)DARLEEN PATRICIA KARPASSOCIATE TREASURER - END DATE 01/18/13 (i)
(ii)		 162,646
0 		0
0 		4,020
0 		19,412
0 		9,624
0 		195,702
0 		0
0
(10)MICHAEL A BAENENCHIEF OF STAFF (i)
(ii)		 152,767
0 		0
0 		298
0 		17,400
0 		11,370
0 		181,835
0 		0
0
(11)ERIC C JOHNSONVP UNIVERSITY ADVANCEMENT (i)
(ii)		 310,950
0 		0
0 		744
0 		31,995
0 		21,934
0 		365,623
0 		0
0
(12)MARGARET E NEWELLPROVOST & SR VP AD INTERIM - END DATE 11/01/12 (i)
(ii)		 321,058
0 		0
0 		72,973
0 		31,995
0 		9,223
0 		435,249
0 		0
0
(13)BRIAN K LEESR VP, UNIVERSITY ADVANCEMENT - END DATE 02/29/12 (i)
(ii)		 92,592
0 		0
0 		33,698
0 		17,124
0 		5,944
0 		149,358
0 		0
0
(14)HARRIS A BERMANDEAN MEDICAL SCHOOL (i)
(ii)		 426,593
0 		0
0 		5,785
0 		31,995
0 		18,731
0 		483,104
0 		0
0
(15)JOANNE E BERGER-SWEENEYDEAN ARTS & SCIENCES (i)
(ii)		 295,860
0 		0
0 		709
0 		31,995
0 		31,194
0 		359,758
0 		0
0
(16)LINDA M ABRIOLADEAN ENGINEERING (i)
(ii)		 283,417
0 		0
0 		1,264
0 		31,995
0 		23,916
0 		340,592
0 		0
0
(17)NAOMI ROSENBERGDEAN SACKLER SCHOOL (i)
(ii)		 244,093
0 		0
0 		1,596
0 		31,995
0 		16,919
0 		294,603
0 		0
0
(18)DEBORAH T KOCHEVARDEAN CUMMINGS SCHOOL (i)
(ii)		 238,829
0 		0
0 		1,024
0 		31,695
0 		23,221
0 		294,769
0 		0
0
(19)HUW THOMASDEAN DENTAL SCHOOL (i)
(ii)		 376,774
0 		0
0 		2,626
0 		31,995
0 		10,491
0 		421,886
0 		0
0
(20)SALLY DUNGANCHIEF INVESTMENT OFFICER (i)
(ii)		 345,347
0 		240,491
0 		1,597
0 		172,319
0 		28,107
0 		787,861
0 		69,382
0
(21)CATHERINE HAYESPROFESSOR & CHAIR (i)
(ii)		 0
0 		0
0 		557,203
0 		0
0 		0
0 		557,203
0 		0
0
(22)PAMELA CROTTY YELICKPROFESSOR (i)
(ii)		 151,348
0 		0
0 		327,809
0 		18,631
0 		10,369
0 		508,157
0 		0
0
(23)MARIA PAPAGEORGEPROFESSOR & CHAIR (i)
(ii)		 188,108
0 		383,778
0 		778
0 		24,472
0 		46,751
0 		643,887
0 		0
0
(24)RENEE R NADLERDIRECTOR OF INVESTMENTS (i)
(ii)		 256,163
0 		135,532
0 		594
0 		114,520
0 		19,395
0 		526,204
0 		40,803
0
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Identifier Return Reference Explanation
First-class or charter travel Schedule J, Part I, Line 1a VARIOUS OFFICERS AND SENIOR STAFF TRAVEL ABROAD PERIODICALLY ON SCHOOL BUSINESS. THE AIRLINE ACCOMMODATIONS MAY INCLUDE FIRST-CLASS SEATING WHEN THE TRAVEL IS FOR A PERIOD OF SIX HOURS OR MORE. DURING THE CURRENT FISCAL YEAR, ONE KEY EMPLOYEE AND ONE HIGHLY-COMPENSATED EMPLOYEE TRAVELLED USING SUCH AIRLINE ACCOMODATIONS. NO EMPLOYEES WERE TAXED AS THIS TRAVEL BENEFIT IS A BUSINESS EXPENSE.
Travel for companions Schedule J, Part I, Line 1a THE PRESIDENT TRAVELS FOR UNIVERSITY BUSINESS WITH HIS SPOUSE ON A LIMITED BASIS. SPOUSAL TRAVEL EXPENSES ARE FOR A BONA FIDE BUSINESS PURPOSE AND ARE NOT INCLUDED IN TAXABLE COMPENSATION.
Tax indemnification and gross-up payments Schedule J, Part I, Line 1a THE UNIVERSITY MAY INDEMNIFY AND PROVIDE TAX GROSS- UP AMOUNTS TO REIMBURSE OFFICERS AND SENIOR MANAGEMENT EMPLOYEES WHERE ADDITONAL PERSONAL INCOME TAXES ARE INCURRED FROM AN INCLUSION OF A TAXABLE FRINGE BENEFIT. DURING THE CURRENT YEAR, FOUR OFFICERS RECEIVED TAX INDEMNIFICATION AND GROSS-UP PAYMENTS. ALL PAYMENTS WERE TAXABLE TO THE EMPLOYEE.
Housing allowance or residence for personal use Schedule J, Part I, Line 1a AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF TUFTS UNIVERSITY, THE UNIVERSITY PRESIDENT IS REQUIRED TO RESIDE ON CAMPUS. THE VALUE OF HOUSING IS NOT INCLUDED IN TAXABLE COMPENSATION BUT IS REFLECTED IN SCHEDULE J, PART II, COLUMN (D).
Personal services Schedule J, Part I, Line 1a THE UNIVERSITY PROVIDED HOUSECLEANING SERVICES TO THE PRESIDENT OF WHICH THE PRESIDENT REIMBURSES THE UNIVERSITY FOR THE MARKET VALUE OF PERSONAL HOUSECLEANING SERVICES. AS A RESULT, NO AMOUNT OF THIS BENEFIT WAS TREATED AS TAXABLE COMPENSATION.
Severance or change-of-control payment Schedule J, Part I, Line 4a CATHERINE HAYES, PROFESSOR AND CHAIR AND PAMELA CROTTY YELICK, PROFESSOR WERE BOTH AWARDED SEVERANCE PAYMENTS AS PART OF A BACK PAY AND LEGAL EMPLOYMENT SETTLEMENT TOTALLING $557,203 AND $320,376, RESPECTIVELY.
Supplemental nonqualified retirement plan Schedule J, Part I, Line 4b SALLY DUNGAN,CHIEF INVESTMENT OFFICER AND RENEE NADLER, DIRECTOR OF INVESTMENTS FOR THE UNIVERSITY BOTH PARTICIPATE IN AN INCENTIVE COMPENSATION PLAN THAT IS BASED OFF OF JOB AND PORTFOLIO PERFORMANCE AND ALLOWS FOR UP TO 100% AND 80%, RESPECTIVELY, OF THEIR BASE SALARY EARNINGS. THE INCENTIVE PAYOUT VESTING SCHEDULE IS OVER THREE YEARS AND ALLOWS FOR 50% IN YEAR ONE AND 25% FOR THE REMAINING TWO YEARS. PAYMENTS ARE MADE IN THE QUARTER FOLLOWING THE CLOSE OF THE FISCAL YEAR TO WHICH THE INCENTIVE PAYMENT APPLIES. TOTAL CURRENT-YEAR EARNED INCOME DEFERRAL AMOUNTS ARE INCLUDED ON SCHEDULE J, PART II, COLUMN C.
Compensation contingent on revenues of the organization Schedule J, Part I, Line 5a DR. MARIA PAPAGEORGE IS A FULL-TIME FACULTY MEMBER OF TUFTS UNIVERSITY SCHOOL OF DENTAL MEDICINE AND PARTICIPATES IN THE GROUP DENTAL PRACTICE CALLED TUFTS DENTAL ASSOCIATES (TDA) WHERE SHE PRACTICES DENTISTRY. AS A MEMBER OF TDA, SHE HAS A NON-FIXED PAYMENT INCENTIVE CONTRACT THAT IS PAID ANNUALLY OVER 24 PAY PERIODS. DURING 2012, INCENTIVE PAYMENTS TOTALED $383,778 AND WERE BASED ON NET COLLECTIONS FOR HER PRACTICE.
Compensation contingent on net earnings of the organization Schedule J, Part I, Line 6a SALLY DUNGAN, CHIEF INVESTMENT OFFICER, PARTICIPATES IN AN ANNUAL INCENTIVE PROGRAM FOR MANAGING THE UNIVERSITY ENDOWMENT FUND ASSETS. A BONUS ACCRUAL AMOUNT OF $240,491 WAS MADE IN FYE 06/30/12 AND LATER PAID IN AUGUST, 2012. THE INCENTIVE PROGRAM IS BASED ON THE PORTFOLIO RETURNS, MINIMIZING INVESTMENT EXPENSES, AS WELL AS MANAGING INVESTMENT AND OPERATIONAL RISK. THIS AMOUNT IS A COMPONENT OF THE TOTAL REPORTABLE AMOUNT AS EXPLAINED ON SCHEDULE J, LINE 4(B). RENEE NADLER, DIRECTOR OF INVESTMENTS, PARTICIPATES IN AN ANNUAL INCENTIVE PROGRAM FOR MANAGING THE UNIVERSITY ENDOWMENT FUND ASSETS. AN INCENTIVE PAYOUT OF $135,532 WAS MADE IN 2012. THE INCENTIVE PROGRAM IS BASED ON THE PORTFOLIO RETURNS, MINIMIZING INVESTMENT EXPENSES, AS WELL AS MANAGING INVESTMENT AND OPERATIONAL RISK. THIS AMOUNT IS A COMPONENT OF THE TOTAL REPORTABLE AMOUNT AS EXPLAINED ON SCHEDULE J, LINE 4(B).
Non-fixed payments Schedule J, Part I, Line 7 SALLY DUNGAN, CHIEF INVESTMENT OFFICER, PARTICIPATES IN A DISCRETIONARY INCENTIVE PLAN AND RECEIVED A NON-FIXED PAYMENT OF $35,471 FOR HER INDIVIDUAL JOB PERFORMANCE AND ACHIEVING CERTAIN GOALS AND OBJECTIVES. THIS AMOUNT IS PART OF THE SAME PLAN AS DESCRIBED ON LINE 4(B). RENEE NADLER, DIRECTOR OF INVESTMENTS, PARTICIPATES IN A DISCRETIONARY INCENTIVE PLAN AND RECEIVED A NON-FIXED PAYMENT OF $20,861 FOR HER INDIVIDUAL JOB PERFORMANCE AND ACHIEVING CERTAIN GOALS AND OBJECTIVES. THIS AMOUNT IS PART OF THE SAME PLAN AS DESCRIBED ON LINE 4(B).
Schedule J (Form 990) 2012

Additional Data


Software ID: 12000266
Software Version: v2012.1.0
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
TRUSTEES OF TUFTS COLLEGE
 
Employer identification number
04-2103634
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A MHEFA SERIES N
  		04-2456011 57586CV36 03-27-2008 140,600,000 REFUNDED AUG-04, JAN-06   X   X   X
B MHEFA SERIES O
  		04-2456011 57586EBG5 11-13-2008 83,752,144 CONST & EQUIP FACILITY   X   X   X
C MHEFA SERIES M
  		04-2456011 57586EJT9 06-11-2009 66,548,467 REFUNDED MAY-1998   X   X   X
D MDFA SERIES P
  		04-3431814 57583R7L3 02-08-2011 50,532,192 REFUNDED APR-2001   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 1,134,020 1,200,000 6,072,849 10,458
2 Amount of bonds legally defeased . . . . . . . . . . . 0 0 0 0
3 Total proceeds of issue . . . . . . . . . . . . . . 140,600,000 83,830,604 66,548,467 50,532,192
4 Gross proceeds in reserve funds . . . . . . . . . . . . 0 0 0 0
5 Capitalized interest from proceeds . . . . . . . . . . . 0 0 0 0
6 Proceeds in refunding escrows . . . . . . . . . . . . 0 0 0 0
7 Issuance costs from proceeds . . . . . . . . . . . . 600,000 731,604 538,881 532,192
8 Credit enhancement from proceeds . . . . . . . . . . . 0 0 0 0
9 Working capital expenditures from proceeds . . . . . . . . . 0 0 0 0
10 Capital expenditures from proceeds . . . . . . . . . . . 0 83,099,000 0 0
11 Other spent proceeds . . . . . . . . . . . . . . 140,000,000 0 66,009,586 50,000,000
12 Other unspent proceeds . . . . . . . . . . . . . . 0 0 0 0
13 Year of substantial completion . . . . . . . . . . . . 2010 2010
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . . X     X X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X     X   X
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X     X   X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X     X   X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0% 0% 0.00000% 0.00000%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0% 0% 0.00000% 0.00000%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0% 0% 0.00000% 0.00000%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of. 0% 0% 0% 0%
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X     X   X
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X   X   X  
c No rebate due? . . . . . . . . . .
  X   X   X   X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X     X   X X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue? X     X   X X  
b Name of provider . . . . . . . . . DEUTSCHE BANK AND B
  		 
  		 
  		 
 
c Term of hedge . . . . . . . . . . 30.0 0 0.0 25.0
d Was the hedge superintegrated? . . . . . . X     X   X   X
e Was a hedge terminated? . . . . . . .   X   X   X   X
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . . DEUTSCHE BANK AND BANK OF AMERICA
  		 
  		 
  		 
 
c Term of GIC . . . . . . . . . . 30.0 0 0.0 0
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .   X   X   X   X
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
ISSUER NAME: MHEFA Series O Schedule K, Part V ANY DIFFERENCES BETWEEN THE ORIGINAL ISSUE PRICE AND THE GROSS PROCEEDS ARE A RESULT OF INVESTMENT EARNINGS.
Schedule K (Form 990) 2012

Additional Data


Software ID: 12000266
Software Version: v2012.1.0

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
TRUSTEES OF TUFTS COLLEGE
 
Employer identification number
04-2103634
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A MHEFA SERIES N
  		04-2456011 57586CV36 03-27-2008 140,600,000 REFUNDED AUG-04, JAN-06   X   X   X
B MHEFA SERIES O
  		04-2456011 57586EBG5 11-13-2008 83,752,144 CONST & EQUIP FACILITY   X   X   X
C MHEFA SERIES M
  		04-2456011 57586EJT9 06-11-2009 66,548,467 REFUNDED MAY-1998   X   X   X
D MDFA SERIES P
  		04-3431814 57583R7L3 02-08-2011 50,532,192 REFUNDED APR-2001   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 1,134,020 1,200,000 6,072,849 10,458
2 Amount of bonds legally defeased . . . . . . . . . . . 0 0 0 0
3 Total proceeds of issue . . . . . . . . . . . . . . 140,600,000 83,830,604 66,548,467 50,532,192
4 Gross proceeds in reserve funds . . . . . . . . . . . . 0 0 0 0
5 Capitalized interest from proceeds . . . . . . . . . . . 0 0 0 0
6 Proceeds in refunding escrows . . . . . . . . . . . . 0 0 0 0
7 Issuance costs from proceeds . . . . . . . . . . . . 600,000 731,604 538,881 532,192
8 Credit enhancement from proceeds . . . . . . . . . . . 0 0 0 0
9 Working capital expenditures from proceeds . . . . . . . . . 0 0 0 0
10 Capital expenditures from proceeds . . . . . . . . . . . 0 83,099,000 0 0
11 Other spent proceeds . . . . . . . . . . . . . . 140,000,000 0 66,009,586 50,000,000
12 Other unspent proceeds . . . . . . . . . . . . . . 0 0 0 0
13 Year of substantial completion . . . . . . . . . . . . 2010 2010
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . . X     X X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X     X   X
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X     X   X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X     X   X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0% 0% 0.00000% 0.00000%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0% 0% 0.00000% 0.00000%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0% 0% 0.00000% 0.00000%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of. 0% 0% 0% 0%
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X     X   X
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X   X   X  
c No rebate due? . . . . . . . . . .
  X   X   X   X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X     X   X X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue? X     X   X X  
b Name of provider . . . . . . . . . DEUTSCHE BANK AND B
  		 
  		 
  		 
 
c Term of hedge . . . . . . . . . . 30.0 0 0.0 25.0
d Was the hedge superintegrated? . . . . . . X     X   X   X
e Was a hedge terminated? . . . . . . .   X   X   X   X
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . . DEUTSCHE BANK AND BANK OF AMERICA
  		 
  		 
  		 
 
c Term of GIC . . . . . . . . . . 30.0 0 0.0 0
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .   X   X   X   X
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
ISSUER NAME: MHEFA Series O Schedule K, Part V ANY DIFFERENCES BETWEEN THE ORIGINAL ISSUE PRICE AND THE GROSS PROCEEDS ARE A RESULT OF INVESTMENT EARNINGS.
Schedule K (Form 990) 2012

Additional Data


Software ID: 12000266
Software Version: v2012.1.0

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
TRUSTEES OF TUFTS COLLEGE
 
Employer identification number

04-2103634
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
Total ......Small Bullet $  
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2012
Schedule L (Form 990 or 990-EZ) 2012
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) CHARLES RIVER LABORATORIES
  		KEY EMPLOYEE IS A BOARD MEMBER 437,735 LAB SERVICES   No
(2) MARIA GOVE TRINGALE
  		CURRENT OFFICER SPOUSE 189,432 EMPLOYMENT   No
(3) JAMES NEWELL
  		CURRENT OFFICER BROTHER 95,392 EMPLOYMENT   No
(4) MORTON B ROSENBERG
  		CURRENT KEY EMPLOYEE SPOUSE 195,717 EMPLOYMENT   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2012

Additional Data


Software ID: 12000266
Software Version: v2012.1.0




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
TRUSTEES OF TUFTS COLLEGE
 
Employer identification number

04-2103634
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 3 81,200 MARKET VALUE
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 2,453 MARKET VALUE
5 Clothing and household
goods ....... 		X 4,596 MARKET VALUE
6 Cars and other vehicles ..        
7 Boats and planes .... X 1 29,000 MARKET VALUE
8 Intellectual property ...        
9 Securities—Publicly traded . X 162 2,724,552 MARKET VALUE
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ... X 9 86,899 MARKET VALUE
20 Drugs and medical supplies . X 2 26,134 MARKET VALUE
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( MEDICAL EQUIPMENT ) X 13 131,413 MARKET VALUE
26 Other Right pointing arrow large image ( DINNER EVENTS ) X 2 4,212 MARKET VALUE
27 Other Right pointing arrow large image ( COMPUTER EQUIPMENT ) X 2 52,736 MARKET VALUE
28 Other Right pointing arrow large image ( LANDSCAPING EQUIPMENT ) X 1 14,088 MARKET VALUE
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
0
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2012)
Schedule M (Form 990) (2012)
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
NON-CASH CONTRIBUTIONS SCHEDULE M, PART I THE UNIVERSITY IS REPORTING THE NUMBER OF NON-CASH FISCAL YEAR CONTRIBUTIONS BASED ON EACH GIFT RECEIVED.
Number of contributions or items contributed. Schedule M, part I, column (b), Line 1  
Number of contributions or items contributed. Schedule M, part I, column (b), Line 4  
Number of contributions or items contributed. Schedule M, part I, column (b), Line 9  
Number of contributions or items contributed. Schedule M, part I, column (b), Line 19  
Schedule M (Form 990) (2012)
Additional Data


Software ID: 12000266
Software Version: v2012.1.0
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
TRUSTEES OF TUFTS COLLEGE
 
Employer identification number

04-2103634
Identifier Return Reference Explanation
NUMBER OF VOLUNTEERS FORM 990, PART I, LINE 6 TUFTS UNIVERSITY HAS NUMEROUS VOLUNTEERS INCLUDING ITS TRUSTEES AND ALUMNI WHO DEDICATE THEIR TIME, EXPERIENCE, AND EFFORTS TO THE UNIVERSITY. DUE TO THE LARGE VOLUME OF VOLUNTEERS IT IS NOT FEASIBLE TO FORMALLY TRACK THE ACTUAL NUMBER AND ACCURATELY ESTIMATE THE NUMBER OF VOLUNTEERS.
NUMBER OF EMPLOYEES PER W-3 FORM 990, PART V, LINE 2A THE UNIVERSITY PAYROLL DEPARTMENT HAS REPORTED 11,617 EMPLOYEES ON FORM W-3 FOR THE CALENDAR-YEAR 2012. THIS AMOUNT INCLUDES FULL-TIME STAFF, FACULTY, AS WELL AS STUDENTS WHO MAY WORK PART-TIME AND/OR ON A SHORT-TERM BASIS.
Family/business relationships amongst interested persons Form 990, Part VI, Section A, Line 2 THOMAS M. ALPERIN AND BRIAN KAVOOGIAN - BUSINESS RELATIONSHIP, DANIEL J. DOHERTY III, THOMAS M. ALPERIN AND BRIAN KAVOOGIAN - BUSINESS RELATIONSHIP
Review of form 990 by governing body Form 990, Part VI, Section B, Line 11b THE UNIVERSITY'S IN-HOUSE TAX DEPARTMENT PREPARED THE TAX RETURN. THE UNIVERSITY ALSO ENGAGED PRICEWATERHOUSECOOPERS LLP AS A CONSULTANT TO REVIEW SPECIFIC AREAS OF THE TAX RETURN. A COMPREHENSIVE DRAFT FORM 990 WAS REVIEWED BY MANAGEMENT AND THE AUDIT COMMITTEE BEFORE THE RETURN WAS FINALIZED. A FINAL COPY OF THE FORM 990, AS FILED, WAS PROVIDED TO THE FULL GOVERNING BODY PRIOR TO IT BEING FILED.
Conflict of interest policy Form 990, Part VI, Section B, Line 12c THE TRUSTEES OFFICE AT TUFTS UNIVERSITY MAINTAINS A STATEMENT OF COMPLIANCE AND DISCLOSURE FORM WHICH IS USED TO DISCLOSE ANY CONFLICTS OF INTEREST FOR OFFICERS, KEY EMPLOYEES, AND GOVERNING BOARD MEMBERS. THIS DOCUMENT IS SENT ANNUALLY AFTER FISCAL YEAR END. AFTER READING THE CONFLICT OF INTEREST POLICY, WHILE USING AN INTERNET-BASED QUESTIONNAIRE SYSTEM, EACH MEMBER IS REQUIRED TO ELECTRONICALLY DISCLOSE ANY POTENTIAL OR REAL CONFLICTS IN A STATEMENT THAT IS SIGNED, DATED, AND RETURNED ELECTRONICALLY TO THE TRUSTEES OFFICE. FURTHER, AS PART OF THE ANNUAL MONITORING PROCESS, CONFLICTS OF INTEREST DISCLOSURES ARE REPORTED TO THE AUDIT COMMITTEE, THROUGH THE SECRETARY OF THE CORPORATION. THE AUDIT COMMITTEE IS NOTIFIED AND REVIEWS SUCH DISCLOSURES AND ADVISES ANY ACTIONS. THEREAFTER, THE INDIVIDUAL BOARD MEMBER THEN CONFIRMS THAT THEY WILL NOT PARTICIPATE IN ANY DECISIONS RELATING TO THE SPECIFIC DISCLOSED CONFLICT.
Process used to establish compensation of top management official Form 990, Part VI, Section B, Line 15a EXECUTIVE COMPENSATION IS DETERMINED BY THE TRUSTEE COMPENSATION COMMITTEE WHICH USES A MULTITUDE OF RESOURCES AND INFORMATION. THE COMPENSATION COMMITTEE CONSISTS OF THE CHAIRMAN OF THE BOARD OF TRUSTEES WHO MAY SERVE AS THE CHAIR, ALONG WITH ADDITIONAL MEMBERS, EACH SERVING WITH NO TERM LIMITS. THESE INDIVIDUALS ARE CHOSEN FOR THEIR PARTICULAR EXPERTISE WITH COMPENSATION ISSUES. THE COMMITTEE MEETS AT LEAST ANNUALLY AND USES SURVEY DATA FROM HUMAN RESOURCES WHICH WAS GATHERED FROM AN EXTERNAL GLOBAL PROFESSIONAL SERVICES COMPANY, CALLED TOWERS WATSON. THE EXECUTIVE COMPENSATION SURVEY INCLUDES PEER INSTITUTIONS DATA IN THE LARGER COMPETITIVE MARKETPLACE. ALSO, WHEN CERTAIN DATA IS UNAVAILABLE, HUMAN RESOURCES GATHERS INFORMATION FROM THE CUPA ADMINISTRATIVE COMPENSATION ANNUAL SURVEY. ADDITIONALLY, SALARY RECOMMENDATIONS AND PERFORMANCE REVIEWS ARE PROVIDED TO THE COMPENSATION COMMITTEE TO ASSIST THEM IN THE DECISION MAKING PROCESS. THE COMPENSATION COMMITTEE DELIBERATES AND VOTES WHILE CONTEMPORANEOUSLY DOCUMENTING ITS DECISIONS RELATING TO COMPENSATION. REGARDING THE COLLEGE PRESIDENT, AFTER HAVING COLLECTED FEEDBACK FROM TRUSTEES IN THE APRIL-MAY, 2013 TIMEFRAME, THE CHAIRMAN OF THE COMPENSATION COMMITTEE CONDUCTED AN ANNUAL PERFORMANCE REVIEW IN JUNE, 2013.
Process used to establish compensation of other officers/key employees Form 990, Part VI, Section B, Line 15b FOR OTHER EXECUTIVES, INCLUDING SENIOR OFFICERS AND KEY EMPLOYEES, THE COMPENSATION COMMITTEE ALSO RECEIVED WRITTEN PERFORMANCE EVALUATIONS DURING THE SAME TIME PERIOD ALONG WITH RECOMMENDATIONS FROM THE PRESIDENT AND PROVOST.
Governing documents, conflict of interest policy and financial statements available to the public Form 990, Part VI, Section C, Line 19 TRUSTEES OF TUFTS COLLEGE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. ALL ARE AVAILABLE UPON REQUEST. IN ADDITION, AUDITED FINANCIAL STATEMENTS AND THE CONFLICT OF INTEREST/BUSINESS CONDUCT POLICIES ARE AVAILABLE ON THE TUFTS UNIVERSITY WEBSITE AT WWW.TUFTS.EDU.
Other changes in net assets or fund balances Form 990 , Part XI, Line 9 NET LOSS FROM CONSOLIDATED ENTITIES - -425023; CUMULATIVE EFFECT OF ACCOUNTING CHANGE - 1181000; CHANGE IN SPLIT INTEREST AGREEMENTS - 2312399; CHANGE IN FAIR VALUE OF INTEREST RATE AGREEMENTS - 25461657; INVESTMENT IN TUFTS SHARED SERVICES, INC. F/K/A T-NEMC, A RELATED ORGANIZATION - 588833;
Payments on contract that is subject to the initial contract exception Schedule J, Part I, Line 8 THE PRESIDENT AND PROVOST ARE SERVING UNDER THEIR INITIAL CONTRACTS
NONTAXABLE BENEFITS SCHEDULE J, PART II, COLUMN (D) NONTAXABLE BENEFIT AMOUNTS INCLUDE THE VALUE OF HOUSING FOR PERSONAL USE FOR PRESIDENT ANTHONY P. MONACO. TUITION REMISSION BENEFITS WERE INCLUDED FOR JOANNE BERGER-SWEENEY, AND DR. MARIA PAPAGEORGE.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2012

Additional Data


Software ID: 12000266
Software Version: v2012.1.0
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
TRUSTEES OF TUFTS COLLEGE
 
Employer identification number

04-2103634
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" to Form 990, Part IV, line 33.)
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) TUDC LLC
169 HOLLAND STREET
SOMERVILLE,MA02144
04-3056113 		REAL ESTATE DEVELOPMENT MA 0 0 TRUSTEES OF TUFTS COLLEGE
 
(2) TUFTS MEDIA LLC
169 HOLLAND STREET
SOMERVILLE,MA02144
04-2103634 		CONSUMER PUBLISHING & MEDIA DE 4,290,200 3,657,825 TRUSTEES OF TUFTS COLLEGE
 
(3) AZULUNA BRANDS LLC
169 HOLLAND STREET
SOMERVILLE,MA02144
04-2103634 		AGRICULTURE MA -5,123 0 TRUSTEES OF TUFTS COLLEGE
 
(4) TUFTS HEALTH AND WELLNESS SERVICES LLC
169 HOLLAND STREET
SOMERVILLE,MA02144
80-0754011 		HEALTH AND WELLNESS SERVICES MA 0 0 TRUSTEES OF TUFTS COLLEGE
 




Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) THE OMIDYAR-TUFTS MICROFINANCE FUND

169 HOLLAND STREET

SOMERVILLE,MA02144
 RELIEF OF POOR & EDUCATION GRANTS MA 501(C)(3) 11 - Type I TRUSTEES OF TUFTS COLLEGE
 
Yes
 
(2) WALNUT HILL PROPERTIES CORP

PO BOX 53 TRUSTEES OF TUFTS COLLEGE

MEDFORD,MA02153
 REAL ESTATE MANAGEMENT MA 501(C)(3) 11 - Type I TRUSTEES OF TUFTS COLLEGE
 
Yes
 
(3) TUFTS SHARED SERVICES INC

171 HARRISON AVE PO BOX 634

BOSTON,MA02111
 COORDINATE HEALTH & EDUCATIONAL SERVICES MA 501(C)(3) 11 - Type III - FI TRUSTEES OF TUFTS COLLEGE
 
Yes
 
(4) TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES INC

200 WESTBOROUGH ROAD

NORTH GRAFTON,MA02158
 VETERINARY EMERGENCY TREATMENT & CARE MA 501(C)(3) 9 TRUSTEES OF TUFTS COLLEGE
 
Yes
 
(5) TUFTS HEALTH CARE INSTITUTE

136 HARRISON AVENUE

BOSTON,MA02111
 DEVELOPS ACCREDITED EDUCATIONAL ACTIVITIES & WORKSHOPS FOR HEALTH CARE PROFESSIONALS MA 501(C)(3) 11 - Type I TRUSTEES OF TUFTS COLLEGE
 
Yes
 
(6) TUFTS UNIVERSITY POST-RETIREMENT PLAN

169 HOLLAND STREET

SOMERVILLE,MA02144
 VEBA MA 501(C)(9) N/A TRUSTEES OF TUFTS COLLEGE
 
Yes
 


For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) JM HOLDINGS INC

169 HOLLAND STREET
SOMERVILLE,MA02144
04-3184043 		REAL ESTATE DEVELOPMENT MA TRUSTEES OF TUFTS COLLEGE
  		C CORPORATION 0 16,673 100 % Yes  
(2) PERPETUAL TRUSTS - 6

 
 
SUPPORT MA TRUSTEES OF TUFTS COLLEGE
  		TRUST          
(3) CHARITABLE REMAINDER UNITRUSTS - 32

 
 
SUPPORT MA TRUSTEES OF TUFTS COLLEGE
  		TRUST          








Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34, 35b, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
Yes
 
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
Yes
 
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
Yes
 
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) WALNUT HILL PROPERTIES CORP

 A 216,317 FAIR MARKET VALUE
(2) WALNUT HILL PROPERTIES CORP

 D 14,206,950 FAIR MARKET VALUE
(3) WALNUT HILL PROPERTIES CORP

 K 926,746 FAIR MARKET VALUE
(4) WALNUT HILL PROPERTIES CORP

 L 169,775 FAIR MARKET VALUE
(5) TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES

 A 97,614 FAIR MARKET VALUE
(6) TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES

 D 1,499,587 FAIR MARKET VALUE
(7) TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES

 L 654,394 FAIR MARKET VALUE
(8) TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES

 S 395,406 FAIR MARKET VALUE
(9) OMIDYAR-TUFTS MICROFINANCE FUND

 C 1,522,929 FAIR MARKET VALUE
(10) OMIDYAR-TUFTS MICROFINANCE FUND

 L 119,394 FAIR MARKET VALUE
(11) OMIDYAR-TUFTS MICROFINANCE FUND

 Q 629,606 FAIR MARKET VALUE
(12) TUFTS SHARED SERVICES INC

 M 5,691,000 FAIR MARKET VALUE
(13) TUFTS UNIVERSITY POST RETIREMENT PLAN

 P 260,000 FAIR MARKET VALUE
(14) TUFTS HEALTH CARE INSTITUTE

 M 150,000 FAIR MARKET VALUE
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under section 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V—UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
TRUSTS PART IV, COLUMN (A) THE PERPETUAL AND CHARITABLE REMAINDER TRUSTS ARE DOMICILED IN CALIFORNIA, CONNECTICUT, FLORIDA, INDIANA, AND MASSACHUSETTS.

Additional Data


Software ID: 12000266
Software Version: v2012.1.0






TY 2012 AffiliatedGroupSchedule
Name:
TRUSTEES OF TUFTS COLLEGE
EIN: 04-2103634
Software ID:12000266
Software Version:v2012.1.0
Affiliated Group Business Name:
Trustees of Tufts College
 
Address. Either US or Foreign Type:
169 Holland StreetAttn Tax Dept
Somerville, MA02144    
EIN:
04-2103634
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
450,418
Total Lobbying Expenditures:
450,418
Other Exempt Purpose Expenditures:
848,875,571
Total Exempt Purpose Expenditures:
849,325,989
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
TUFTS SHARED SERVICES INC
 
Address. Either US or Foreign Type:
171 HARRISON AVENUE
BOSTON, MA02111    
EIN:
23-7000827
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
24,375,842
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE OMIDYAR-TUFTS MICROFINANCE FUND
 
Address. Either US or Foreign Type:
169 HOLLAND STREET ATTN TAX DEPT
SOMERVILLE, MA02144    
EIN:
04-3828582
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
2,356,458
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
TUFTS VETERINARY EMERGENCY TREATMENT SPECIALTIES INC
 
Address. Either US or Foreign Type:
200 WESTBORO ROAD
NORTH GRAFTON, MA01536    
EIN:
04-3430674
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
7,133,359
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
WALNUT HILL PROPERTIES CORP
 
Address. Either US or Foreign Type:
PO BOX 53 TUFTS UNIVERSITY BRANCH
MEDFORD, MA02155    
EIN:
04-3419100
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
3,313,500
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
TUFTS HEALTH CARE INSTITUTE
 
Address. Either US or Foreign Type:
136 HARRISON AVENUE
BOSTON, MA02111    
EIN:
04-3289926
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
1,226,134
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0