Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
THE ROBERT & MARY STOTT FOUNDATION INC
C/O DONALD B STOTT

Number and street (or P.O. box number if mail is not delivered to street address)111 BELLEVUE AVENUE   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
SUMMIT, NJ079012000
A Employer identification number

20-2807705
B Telephone number (see instructions)

(908) 273-3470
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,159,135
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 10,718 10,718  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 51,344
b Gross sales price for all assets on line 6a 5,423,996
7 Capital gain net income (from Part IV, line 2)... 51,344
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 62,062 62,062  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... 4,400 2,200   2,200
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) 4,435 53   4,382
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... 1,619 1,424   195
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 10,454 3,677   6,777
25 Contributions, gifts, grants paid........ 17,500 17,500
26 Total expenses and disbursements. Add lines 24 and 25 27,954 3,677   24,277
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 34,108
b Net investment income (if negative, enter -0-) 58,385
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 1,042,712 513,821 513,821
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 0 Click to see attachment562,999 645,314
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,042,712 1,076,820 1,159,135
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 1,042,712 1,076,820
30 Total net assets or fund balances (see page 17 of the
instructions).................... 1,042,712 1,076,820
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 1,042,712 1,076,820
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,042,712
2 Enter amount from Part I, line 27a..................... 2 34,108
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 1,076,820
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,076,820
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b) How acquired
P—Purchase
D—Donation
(c) Date acquired
(mo., day, yr.)
(d) Date sold
(mo., day, yr.)
1 a 518 SHARES AMERICAN AIRLINES GROUP INC   2013-12-12 2013-12-26
b 982 SHARES AMERICAN AIRLINES GROUP INC   2013-12-12 2013-12-26
c 100 SHARES APPLE INC   2013-10-22 2013-12-31
d 1 SHARES APPLE INC   2013-10-22 2013-12-31
e 9 SHARES APPLE INC   2013-10-22 2013-12-31
90 SHARES APPLE INC   2013-10-22 2013-12-31
100 SHARES APPLE INC   2013-10-29 2013-12-31
1500 SHARES ASSURED GUARANTY LTD   2013-06-22 2013-08-21
200 SHARES ASSURED GUARANTY LTD   2013-05-24 2013-06-24
200 SHARES ASSURED GUARANTY LTD (WASH SALE)      
300 SHARES ASSURED GUARANTY LTD   2013-05-24 2013-06-24
300 SHARES ASSURED GUARANTY LTD (WASH SALE)      
500 SHARES ASSURED GUARANTY LTD   2013-05-24 2013-06-24
500 SHARES ASSURED GUARANTY LTD (WASH SALE)      
100 SHARES ASSURED GUARANTY LTD   2013-05-24 2013-06-24
100 SHARES ASSURED GUARANTY LTD (WASH SALE)      
500 SHARES ASSURED GUARANTY LTD   2013-05-30 2013-06-24
500 SHARES ASSURED GUARANTY LTD   2013-05-24 2013-06-24
400 SHARES ASSURED GUARANTY LTD   2013-05-24 2013-06-24
400 SHARES ASSURED GUARANTY LTD (WASH SALE)      
1000 SHARES AMERICAN INTL GROUP INC   2013-05-24 2013-06-07
75 SHARES AMAZON.COM INC   2013-11-15 2013-12-31
125 SHARES AMAZON.COM INC   2013-11-15 2013-12-31
100 SHARES AMAZON.COM INC   2013-07-23 2013-11-07
100 SHARES AMAZON.COM INC   2013-10-09 2013-11-07
100 SHARES AMAZON.COM INC   2013-07-23 2013-08-27
100 SHARES AMAZON.COM INC (WASH SALE)      
100 SHARES AMAZON.COM INC   2013-07-23 2013-08-27
4 SHARES AMAZON.COM INC   2013-08-22 2013-08-27
4 SHARES AMAZON.COM INC (WASH SALE)      
46 SHARES AMAZON.COM INC   2013-08-22 2013-08-27
100 SHARES AMAZON.COM INC   2013-07-12 2013-08-08
100 SHARES AMAZON.COM INC (WASH SALE)      
100 SHARES AMAZON.COM INC   2013-07-12 2013-07-24
100 SHARES AMAZON.COM INC (WASH SALE)      
100 SHARES AMERICAN EXPRESS CO   2013-10-18 2013-12-03
100 SHARES AMERICAN EXPRESS CO   2013-10-18 2013-12-03
300 SHARES AMERICAN EXPRESS CO   2013-10-18 2013-12-03
500 SHARES AMERICAN EXPRESS CO   2013-08-08 2013-08-12
100 SHARES AMERICAN EXPRESS CO   2013-04-25 2013-06-24
400 SHARES AMERICAN EXPRESS CO   2013-04-25 2013-06-24
1000 SHARES BANK OF AMERICA CORP   2013-03-19 2013-07-11
500 SHARES BANK OF AMERICA CORP   2013-03-19 2013-04-24
500 SHARES BANK OF AMERICA CORP (WASH SALE)      
200 SHARES BANK OF AMERICA CORP   2013-03-19 2013-04-10
200 SHARES BANK OF AMERICA CORP (WASH SALE)      
300 SHARES BANK OF AMERICA CORP   2013-03-19 2013-04-10
300 SHARES BANK OF AMERICA CORP (WASH SALE)      
500 SHARES FRANKLIN RES INC   2013-11-20 2013-12-03
500 SHARES FRANKLIN RES INC   2013-11-20 2013-12-03
100 SHARES CHICAGO BRIDGE & IRON   2013-11-04 2013-12-09
101 SHARES CHICAGO BRIDGE & IRON   2013-11-04 2013-12-09
102 SHARES CHICAGO BRIDGE & IRON   2013-11-04 2013-12-09
103 SHARES CHICAGO BRIDGE & IRON   2013-11-04 2013-12-09
104 SHARES CHICAGO BRIDGE & IRON   2013-11-04 2013-11-27
105 SHARES CHICAGO BRIDGE & IRON   2013-06-11 2013-07-29
106 SHARES CHICAGO BRIDGE & IRON   2013-04-22 2013-06-24
107 SHARES CHICAGO BRIDGE & IRON   2013-04-22 2013-06-24
108 SHARES CHICAGO BRIDGE & IRON   2013-06-11 2013-06-24
100 SHARES CHICAGO BRIDGE & IRON (WASH SALE)      
108 SHARES CHICAGO BRIDGE & IRON   2013-06-11 2013-06-24
100 SHARES CHICAGO BRIDGE & IRON (WASH SALE)      
108 SHARES CHICAGO BRIDGE & IRON   2013-06-11 2013-06-24
100 SHARES CHICAGO BRIDGE & IRON (WASH SALE)      
108 SHARES CHICAGO BRIDGE & IRON   2013-06-11 2013-06-24
100 SHARES CHICAGO BRIDGE & IRON (WASH SALE)      
100 SHARES CHESAPEAKE ENERGY CORPORATION   2013-03-14 2013-04-08
100 SHARES CHESAPEAKE ENERGY CORPORATION   2013-03-14 2013-04-08
300 SHARES CHESAPEAKE ENERGY CORPORATION   2013-03-14 2013-04-08
500 SHARES CHESAPEAKE ENERGY CORPORATION   2013-03-14 2013-04-08
500 SHARES CRANE COMPANY   2013-10-21 2013-10-31
500 SHARES CRANE COMPANY   2013-07-05 2013-08-05
300 SHARES CONCHO RES INC   2013-10-09 2013-11-07
500 SHARES CONCHO RES INC   2013-08-01 2013-08-12
200 SHARES DOMINION RESOURCES INC   2013-07-03 2013-07-24
100 SHARES DOMINION RESOURCES INC   2013-07-03 2013-07-24
700 SHARES DOMINION RESOURCES INC   2013-07-11 2013-07-24
300 SHARES DOMINION RESOURCES INC   2013-06-04 2013-06-12
300 SHARES DOMINION RESOURCES INC (WASH SALE)      
500 SHARES DOMINION RESOURCES INC   2013-03-26 2013-05-22
1000 SHARES DELTA AIR LINES INC   2013-07-02 2013-07-15
500 SHARES DELTA AIR LINES INC   2013-07-05 2013-07-15
500 SHARES DELTA AIR LINES INC   2013-07-05 2013-07-15
100 SHARES DELTA AIR LINES INC   2013-07-02 2013-07-08
900 SHARES DELTA AIR LINES INC   2013-07-02 2013-07-08
400 SHARES DELTA AIR LINES INC   2013-05-29 2013-06-21
400 SHARES DELTA AIR LINES INC   2013-05-29 2013-06-21
400 SHARES DELTA AIR LINES INC   2013-05-29 2013-06-21
800 SHARES DELTA AIR LINES INC   2013-05-29 2013-06-21
100 SHARES DELTA AIR LINES INC   2013-05-29 2013-06-18
100 SHARES DELTA AIR LINES INC   2013-05-29 2013-06-18
400 SHARES DELTA AIR LINES INC   2013-05-29 2013-06-18
400 SHARES DELTA AIR LINES INC   2013-05-29 2013-06-18
100 SHARES DU PONT E I DE NEMOURS & CO   2013-11-04 2013-12-26
300 SHARES DU PONT E I DE NEMOURS & CO   2013-11-04 2013-12-26
100 SHARES DU PONT E I DE NEMOURS & CO   2013-10-25 2013-12-26
100 SHARES DU PONT E I DE NEMOURS & CO   2013-10-25 2013-12-11
100 SHARES DU PONT E I DE NEMOURS & CO (WASH SALE)      
400 SHARES DU PONT E I DE NEMOURS & CO   2013-10-25 2013-12-11
200 SHARES DU PONT E I DE NEMOURS & CO   2013-10-25 2013-12-06
200 SHARES DU PONT E I DE NEMOURS & CO (WASH SALE)      
300 SHARES DU PONT E I DE NEMOURS & CO   2013-10-25 2013-12-06
300 SHARES DU PONT E I DE NEMOURS & CO (WASH SALE)      
250 SHARES DU PONT E I DE NEMOURS & CO   2013-07-18 2013-12-02
250 SHARES DU PONT E I DE NEMOURS & CO   2013-07-24 2013-12-02
100 SHARES DISNEY WALT CO   2013-11-11 2013-12-26
200 SHARES DISNEY WALT CO   2013-11-11 2013-12-26
100 SHARES DISNEY WALT CO   2013-11-11 2013-12-26
100 SHARES DISNEY WALT CO   2013-11-11 2013-12-26
400 SHARES DISNEY WALT CO   2013-10-22 2013-11-07
400 SHARES DISNEY WALT CO (WASH SALE)      
600 SHARES DISNEY WALT CO   2013-10-22 2013-11-07
600 SHARES DISNEY WALT CO (WASH SALE)      
500 SHARES DUKE ENERGY CORP   2013-10-10 2013-11-20
64 SHARES DUKE ENERGY CORP   2013-07-11 2013-07-24
936 SHARES DUKE ENERGY CORP   2013-07-11 2013-07-24
200 SHARES DUKE ENERGY CORP   2013-03-26 2013-05-22
200 SHARES DUKE ENERGY CORP (WASH SALE)      
124 SHARES DUKE ENERGY CORP   2013-03-26 2013-05-22
124 SHARES DUKE ENERGY CORP (WASH SALE)      
176 SHARES DUKE ENERGY CORP   2013-03-26 2013-05-22
324 SHARES DUKE ENERGY CORP   2013-03-26 2013-05-22
176 SHARES DUKE ENERGY CORP   2013-05-16 2013-05-22
500 SHARES WISDOMTREE TRUST   2013-10-29 2013-11-15
500 SHARES WISDOMTREE TRUST   2013-10-29 2013-11-14
1000 SHARES NEW ORIENTAL ED & TECHNOLOGY GP INC   2013-12-06 2013-12-11
500 SHARES ISHARES MSCI INDONESIA ETF   2013-04-25 2013-06-10
500 SHARES ISHARES MSCI INDONESIA ETF   2013-05-07 2013-06-10
500 SHARES ISHARES MSCI INDONESIA ETF   2013-04-25 2013-05-31
500 SHARES ISHARES MSCI INDONESIA ETF (WASH SALE)      
15 SHARES EATON CORP PLC COM   2013-10-10 2013-11-05
235 SHARES EATON CORP PLC COM   2013-10-10 2013-11-05
300 SHARES EATON CORP PLC COM   2013-07-05 2013-07-12
100 SHARES EATON CORP PLC COM   2013-07-05 2013-07-11
100 SHARES EATON CORP PLC COM   2013-07-05 2013-07-11
500 SHARES ISHARES MSCI MEXICO   2013-04-05 2013-05-15
250 SHARES ISHARES MSCI MEXICO   2013-04-25 2013-05-15
100 SHARES ISHARES MSCI MEXICO   2013-04-05 2013-05-15
400 SHARES ISHARES MSCI MEXICO   2013-04-05 2013-05-15
1000 SHARES FORD MTR CO DEL COM   2013-05-23 2013-06-19
1500 SHARES FORD MTR CO DEL COM   2013-05-24 2013-06-19
1000 SHARES FIRST HORIZON NATL CORP   2013-07-05 2013-08-27
100 SHARES FIRST HORIZON NATL CORP   2013-07-05 2013-08-22
100 SHARES FIRST HORIZON NATL CORP   2013-07-05 2013-08-22
500 SHARES FIRST HORIZON NATL CORP   2013-07-05 2013-08-22
200 SHARES FIRST HORIZON NATL CORP   2013-07-05 2013-08-22
100 SHARES FIRST HORIZON NATL CORP   2013-07-05 2013-08-22
300 SHARES FIRST HORIZON NATL CORP   2013-06-26 2013-07-30
700 SHARES FIRST HORIZON NATL CORP   2013-06-26 2013-07-30
1000 SHARES FIRST HORIZON NATL CORP   2013-06-26 2013-07-30
100 SHARES FLUOR CORP NEW   2013-10-10 2013-11-07
150 SHARES FLUOR CORP NEW   2013-10-10 2013-11-07
500 SHARES FLUOR CORP NEW   2013-06-20 2013-06-24
500 SHARES FLUOR CORP NEW   2013-06-20 2013-06-24
100 SHARES FMC TECHNOLOGIES INC   2013-05-20 2013-05-22
100 SHARES FMC TECHNOLOGIES INC (WASH SALE)      
100 SHARES FMC TECHNOLOGIES INC   2013-05-20 2013-05-22
100 SHARES FMC TECHNOLOGIES INC (WASH SALE)      
100 SHARES FMC TECHNOLOGIES INC   2013-05-20 2013-05-22
100 SHARES FMC TECHNOLOGIES INC   2013-05-20 2013-05-22
100 SHARES FMC TECHNOLOGIES INC   2013-05-20 2013-05-22
100 SHARES CORNING INC   2013-05-20 2013-05-22
600 SHARES CORNING INC   2013-05-20 2013-05-22
800 SHARES CORNING INC   2013-05-20 2013-05-22
75 SHARES GOOGLE INC CL A   2013-08-01 2013-08-27
75 SHARES GOOGLE INC CL A (WASH SALE)      
25 SHARES GOOGLE INC CL A   2013-08-07 2013-08-27
25 SHARES GOOGLE INC CL A (WASH SALE)      
50 SHARES GOOGLE INC CL A   2013-08-01 2013-08-27
50 SHARES GOOGLE INC CL A   2013-08-07 2013-08-27
25 SHARES GOOGLE INC CL A   2013-08-22 2013-08-27
300 SHARES GOLDMAN SACHS GROUP INC   2013-05-29 2013-06-24
250 SHARES HALLIBURTON CO HOLDING CO   2013-10-10 2013-12-11
250 SHARES HALLIBURTON CO HOLDING CO (WASH SALE)      
250 SHARES HALLIBURTON CO HOLDING CO   2013-10-18 2013-12-11
250 SHARES HALLIBURTON CO HOLDING CO (WASH SALE)      
500 SHARES HALLIBURTON CO HOLDING CO   2013-07-11 2013-07-30
500 SHARES HALLIBURTON CO HOLDING CO   2013-07-05 2013-07-26
500 SHARES HARTFORD FINL SVCS GROUP INC   2013-06-27 2013-07-09
500 SHARES HARTFORD FINL SVCS GROUP INC   2013-06-27 2013-07-08
100 SHARES HARTFORD FINL SVCS GROUP INC   2013-06-27 2013-07-03
200 SHARES HARTFORD FINL SVCS GROUP INC   2013-06-27 2013-07-03
200 SHARES HARTFORD FINL SVCS GROUP INC   2013-06-27 2013-07-03
500 SHARES HARTFORD FINL SVCS GROUP INC   2013-06-27 2013-07-02
1000 SHARES HARTFORD FINL SVCS GROUP INC   2013-06-27 2013-07-01
100 SHARES HARTFORD FINL SVCS GROUP INC   2013-06-27 2013-07-01
400 SHARES HARTFORD FINL SVCS GROUP INC   2013-06-27 2013-07-01
500 SHARES HARTFORD FINL SVCS GROUP INC   2013-06-19 2013-06-28
1000 SHARES HARTFORD FINL SVCS GROUP INC   2013-06-19 2013-06-28
200 SHARES HARTFORD FINL SVCS GROUP INC   2013-05-30 2013-06-07
200 SHARES HARTFORD FINL SVCS GROUP INC (WASH SALE)      
501 SHARES HARTFORD FINL SVCS GROUP INC   2013-05-30 2013-06-07
501 SHARES HARTFORD FINL SVCS GROUP INC (WASH SALE)      
799 SHARES HARTFORD FINL SVCS GROUP INC   2013-05-30 2013-06-07
799 SHARES HARTFORD FINL SVCS GROUP INC (WASH SALE)      
1000 SHARES HONDA MOTOR CO ADR   2013-04-25 2013-06-07
200 SHARES HARLEY DAVIDSON INC COM   2013-03-14 2013-04-08
300 SHARES HARLEY DAVIDSON INC COM   2013-03-14 2013-04-08
100 SHARES ITAU UNIBANCO HOLDINGS   2013-05-07 2013-05-22
100 SHARES ITAU UNIBANCO HOLDINGS (WASH SALE)      
200 SHARES ITAU UNIBANCO HOLDINGS   2013-05-07 2013-05-22
200 SHARES ITAU UNIBANCO HOLDINGS (WASH SALE)      
500 SHARES ITAU UNIBANCO HOLDINGS   2013-05-07 2013-05-22
100 SHARES ITAU UNIBANCO HOLDINGS   2013-05-07 2013-05-22
100 SHARES ITAU UNIBANCO HOLDINGS (WASH SALE)      
659 SHARES ITAU UNIBANCO HOLDINGS   2013-05-07 2013-05-22
441 SHARES ITAU UNIBANCO HOLDINGS   2013-05-07 2013-05-22
100 SHARES ILLINOIS TOOL WORKS   2013-07-23 2013-07-31
400 SHARES ILLINOIS TOOL WORKS   2013-07-23 2013-07-31
500 SHARES JACOBS ENGR GROUP INC   2013-10-31 2013-11-19
100 SHARES JPMORGAN CHASE & CO   2013-07-01 2013-07-11
150 SHARES JPMORGAN CHASE & CO   2013-07-01 2013-07-11
250 SHARES JPMORGAN CHASE & CO   2013-07-09 2013-07-11
100 SHARES JPMORGAN CHASE & CO   2013-06-22 2013-07-09
250 SHARES JPMORGAN CHASE & CO   2013-07-01 2013-07-09
150 SHARES JPMORGAN CHASE & CO   2013-07-05 2013-07-09
150 SHARES JPMORGAN CHASE & CO (WASH SALE)      
100 SHARES JPMORGAN CHASE & CO   2013-06-20 2013-07-03
100 SHARES JPMORGAN CHASE & CO (WASH SALE)      
400 SHARES JPMORGAN CHASE & CO   2013-06-20 2013-07-03
250 SHARES JPMORGAN CHASE & CO   2013-06-20 2013-06-24
250 SHARES JPMORGAN CHASE & CO (WASH SALE)      
100 SHARES KIMBERLY CLARK CORP   2013-10-29 2013-11-25
200 SHARES KIMBERLY CLARK CORP   2013-10-29 2013-11-25
200 SHARES KIMBERLY CLARK CORP   2013-10-29 2013-11-25
200 SHARES KIMBERLY CLARK CORP   2013-06-03 2013-07-22
300 SHARES KIMBERLY CLARK CORP   2013-06-03 2013-07-22
300 SHARES KUBOTA CORP ADR   2013-05-23 2013-06-10
200 SHARES KUBOTA CORP ADR   2013-05-23 2013-06-10
100 SHARES KUBOTA CORP ADR   2013-05-31 2013-06-10
150 SHARES KUBOTA CORP ADR   2013-05-31 2013-06-10
100 SHARES U S AWYS GROUP INC   2013-07-01 2013-07-03
300 SHARES U S AWYS GROUP INC   2013-07-01 2013-07-03
1600 SHARES U S AWYS GROUP INC   2013-07-01 2013-07-03
100 SHARES U S AWYS GROUP INC   2013-04-23 2013-06-07
500 SHARES U S AWYS GROUP INC   2013-04-23 2013-06-07
521 SHARES U S AWYS GROUP INC   2013-04-23 2013-06-07
700 SHARES U S AWYS GROUP INC   2013-04-23 2013-06-07
179 SHARES U S AWYS GROUP INC   2013-04-23 2013-06-07
600 SHARES U S AWYS GROUP INC   2013-06-06 2013-06-07
1400 SHARES U S AWYS GROUP INC   2013-06-06 2013-06-07
500 SHARES LYONDELLBASELL INDUSTRIES   2013-07-15 2013-07-17
100 SHARES MERCADOLIBRE INC   2013-07-09 2013-07-17
100 SHARES MERCADOLIBRE INC (WASH SALE)      
200 SHARES MERCADOLIBRE INC   2013-07-09 2013-07-17
100 SHARES MERCADOLIBRE INC   2013-07-09 2013-07-17
100 SHARES MERCADOLIBRE INC   2013-07-12 2013-07-17
100 SHARES 3M COMPANY   2013-12-02 2013-12-26
200 SHARES 3M COMPANY   2013-12-02 2013-12-26
200 SHARES 3M COMPANY   2013-12-02 2013-12-26
500 SHARES 3M COMPANY   2013-10-18 2013-12-03
200 SHARES MERCK & CO INC NEW COM   2013-06-23 2013-07-09
100 SHARES MERCK & CO INC NEW COM   2013-06-25 2013-07-09
150 SHARES MERCK & CO INC NEW COM   2013-06-25 2013-07-09
50 SHARES MERCK & CO INC NEW COM   2013-06-23 2013-07-09
500 SHARES MERCK & CO INC NEW COM   2013-06-21 2013-07-03
500 SHARES MERCK & CO INC NEW COM (WASH SALE)      
750 SHARES MERCK & CO INC NEW COM   2013-06-11 2013-06-21
750 SHARES MERCK & CO INC NEW COM (WASH SALE)      
1000 SHARES MORGAN STANLEY   2013-06-05 2013-06-24
50 SHARES M & T BANK CORP   2013-06-26 2013-08-12
50 SHARES M & T BANK CORP   2013-06-26 2013-08-12
200 SHARES M & T BANK CORP   2013-07-05 2013-08-12
100 SHARES M & T BANK CORP   2013-07-22 2013-08-12
150 SHARES M & T BANK CORP   2013-07-22 2013-08-12
200 SHARES M & T BANK CORP   2013-06-26 2013-07-11
100 SHARES M & T BANK CORP   2013-06-26 2013-07-08
100 SHARES M & T BANK CORP   2013-06-26 2013-07-08
100 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC   2013-05-16 2013-05-22
100 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC (WASH SALE)      
100 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC   2013-05-16 2013-05-22
100 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC (WASH SALE)      
300 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC   2013-05-16 2013-05-22
300 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC (WASH SALE)      
100 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC   2013-05-16 2013-05-22
100 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC (WASH SALE)      
400 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC   2013-05-16 2013-05-22
1200 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC   2013-05-16 2013-05-22
1200 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC (WASH SALE)      
100 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC   2013-05-16 2013-05-22
100 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC (WASH SALE)      
100 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC   2013-05-16 2013-05-22
100 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC   2013-05-16 2013-05-22
200 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC   2013-05-16 2013-05-22
300 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC   2013-05-16 2013-05-22
300 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC   2013-05-16 2013-05-22
100 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC   2013-05-16 2013-05-22
100 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC   2013-05-16 2013-05-22
100 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC   2013-05-16 2013-05-22
1400 SHARES MITSUBISHI UFJ FINANCIAL GROUP INC   2013-05-16 2013-05-22
900 SHARES NEXTERA ENERGY INC COM   2013-11-21 2013-12-03
100 SHARES NEXTERA ENERGY INC COM   2013-11-21 2013-12-03
900 SHARES NEXTERA ENERGY INC COM   2013-11-21 2013-12-02
900 SHARES NEXTERA ENERGY INC COM (WASH SALE)      
100 SHARES NEXTERA ENERGY INC COM   2013-11-21 2013-12-02
500 SHARES NEXTERA ENERGY INC COM   2013-08-16 2013-11-26
500 SHARES NEXTERA ENERGY INC COM   2013-07-11 2013-10-18
100 SHARES NEXTERA ENERGY INC COM   2013-03-14 2013-06-20
200 SHARES NEXTERA ENERGY INC COM   2013-03-14 2013-06-20
10 SHARES NOAH HOLDINGS LIMITED   2013-11-18 2013-12-11
34 SHARES NOAH HOLDINGS LIMITED   2013-11-18 2013-12-11
600 SHARES NOAH HOLDINGS LIMITED   2013-11-18 2013-12-11
356 SHARES NOAH HOLDINGS LIMITED   2013-11-18 2013-12-11
64 SHARES NOAH HOLDINGS LIMITED   2013-11-18 2013-11-26
64 SHARES NOAH HOLDINGS LIMITED (WASH SALE)      
100 SHARES NOAH HOLDINGS LIMITED   2013-11-18 2013-11-26
100 SHARES NOAH HOLDINGS LIMITED (WASH SALE)      
236 SHARES NOAH HOLDINGS LIMITED   2013-11-18 2013-11-26
236 SHARES NOAH HOLDINGS LIMITED (WASH SALE)      
100 SHARES NOAH HOLDINGS LIMITED   2013-11-18 2013-11-26
300 SHARES NORTHROP GRUMMAN CORP HOLDING CO   2013-05-30 2013-06-12
200 SHARES NORTHROP GRUMMAN CORP HOLDING CO   2013-05-30 2013-06-12
500 SHARES OWENS CORNING NEW COM   2013-07-09 2013-07-11
200 SHARES OCWEN FINL CORP COM NEW   2013-05-23 2013-11-18
300 SHARES OCWEN FINL CORP COM NEW   2013-05-23 2013-11-18
100 SHARES ONYX PHARMACEUTICALSINC   2013-04-25 2013-05-22
100 SHARES ONYX PHARMACEUTICALSINC (WASH SALE)      
100 SHARES ONYX PHARMACEUTICALSINC   2013-05-07 2013-05-22
21 SHARES ONYX PHARMACEUTICALSINC   2013-04-25 2013-05-22
79 SHARES ONYX PHARMACEUTICALSINC   2013-04-25 2013-05-22
100 SHARES ONYX PHARMACEUTICALSINC   2013-05-07 2013-05-22
200 SHARES ONYX PHARMACEUTICALSINC   2013-04-25 2013-05-20
3 SHARES PRICELINE COM INC COM NEW   2013-04-18 2013-12-26
22 SHARES PRICELINE COM INC COM NEW   2013-04-18 2013-12-26
100 SHARES PFIZER INC   2013-05-06 2013-06-04
100 SHARES PFIZER INC   2013-05-06 2013-06-04
300 SHARES PFIZER INC   2013-05-06 2013-06-04
1000 SHARES PFIZER INC   2013-05-06 2013-06-04
500 SHARES PFIZER INC   2013-04-02 2013-05-22
200 SHARES PRINCIPAL FINANCIAL GROUP   2013-04-10 2013-07-11
300 SHARES PRINCIPAL FINANCIAL GROUP   2013-04-10 2013-07-11
100 SHARES PRINCIPAL FINANCIAL GROUP   2013-04-10 2013-07-08
100 SHARES PRINCIPAL FINANCIAL GROUP   2013-04-10 2013-07-08
300 SHARES PRINCIPAL FINANCIAL GROUP   2013-04-10 2013-07-08
500 SHARES PRINCIPAL FINANCIAL GROUP   2013-04-05 2013-06-20
148 SHARES PRINCIPAL FINANCIAL GROUP   2013-04-05 2013-04-25
352 SHARES PRINCIPAL FINANCIAL GROUP   2013-04-05 2013-04-25
500 SHARES PROCTER & GAMBLE CO   2013-10-29 2013-12-04
300 SHARES PROCTER & GAMBLE CO   2013-04-25 2013-05-16
1000 SHARES PNM RESOURCES INC   2013-04-02 2013-05-22
100 SHARES PNM RESOURCES INC   2013-04-23 2013-05-22
100 SHARES PNM RESOURCES INC   2013-04-23 2013-05-22
100 SHARES PNM RESOURCES INC   2013-04-23 2013-05-22
200 SHARES PNM RESOURCES INC   2013-04-23 2013-05-22
200 SHARES PNM RESOURCES INC   2013-04-23 2013-05-22
300 SHARES PNM RESOURCES INC   2013-04-23 2013-05-22
200 SHARES QUINTILES TRANSNATIONAL HOLDINGS   2013-05-14 2013-06-20
300 SHARES QUINTILES TRANSNATIONAL HOLDINGS   2013-05-14 2013-06-20
200 SHARES QUALCOMM INC   2013-03-13 2013-06-24
200 SHARES QUALCOMM INC   2013-03-13 2013-06-24
150 SHARES QUALCOMM INC   2013-04-25 2013-06-24
200 SHARES QUALCOMM INC   2013-04-25 2013-06-24
200 SHARES QUALCOMM INC   2013-03-13 2013-04-24
200 SHARES QUALCOMM INC (WASH SALE)      
2500 SHARES RADIAN GROUP INC   2013-08-01 2013-08-27
500 SHARES RADIAN GROUP INC   2013-08-19 2013-08-27
700 SHARES REGIONS FINL CORP   2013-07-05 2013-07-19
1300 SHARES REGIONS FINL CORP   2013-07-05 2013-07-19
100 SHARES REGIONS FINL CORP   2013-07-01 2013-07-03
100 SHARES REGIONS FINL CORP   2013-07-01 2013-07-03
100 SHARES REGIONS FINL CORP (WASH SALE)      
100 SHARES REGIONS FINL CORP   2013-07-01 2013-07-03
100 SHARES REGIONS FINL CORP   2013-07-01 2013-07-03
200 SHARES REGIONS FINL CORP   2013-07-01 2013-07-03
400 SHARES REGIONS FINL CORP   2013-07-01 2013-07-03
1000 SHARES REGIONS FINL CORP   2013-07-01 2013-07-03
100 SHARES SANDISK CORP   2013-10-29 2013-10-30
400 SHARES SANDISK CORP   2013-10-29 2013-10-30
250 SHARES SANDISK CORP   2013-06-11 2013-07-19
250 SHARES SANDISK CORP   2013-04-11 2013-07-18
200 SHARES SANDISK CORP   2013-04-11 2013-07-18
50 SHARES SANDISK CORP   2013-06-11 2013-07-18
100 SHARES SANDISK CORP   2013-03-14 2013-07-11
100 SHARES SANDISK CORP   2013-03-14 2013-07-11
50 SHARES SANDISK CORP   2013-04-11 2013-07-11
300 SHARES SANDISK CORP   2013-03-14 2013-05-10
500 SHARES SONY CORP ADR   2013-08-07 2013-11-04
57 SHARES SONY CORP ADR   2013-05-10 2013-10-31
443 SHARES SONY CORP ADR   2013-05-10 2013-10-31
500 SHARES SONY CORP ADR   2013-05-10 2013-10-31
500 SHARES SONY CORP ADR   2013-04-10 2013-06-18
100 SHARES SONY CORP ADR   2013-04-10 2013-06-11
900 SHARES SONY CORP ADR   2013-04-10 2013-06-11
500 SHARES SEMPRA ENERGY   2013-10-10 2013-11-25
154 SHARES SEMPRA ENERGY   2013-07-11 2013-08-01
346 SHARES SEMPRA ENERGY   2013-07-11 2013-08-01
52 SHARES SUNTRUST BANKS INC   2013-06-20 2013-07-19
48 SHARES SUNTRUST BANKS INC   2013-06-20 2013-07-19
400 SHARES SUNTRUST BANKS INC   2013-06-20 2013-07-19
100 SHARES SUNTRUST BANKS INC   2013-05-23 2013-06-20
100 SHARES SUNTRUST BANKS INC (WASH SALE)      
200 SHARES SUNTRUST BANKS INC   2013-05-23 2013-06-20
200 SHARES SUNTRUST BANKS INC (WASH SALE)      
200 SHARES SUNTRUST BANKS INC   2013-05-23 2013-06-20
200 SHARES SUNTRUST BANKS INC (WASH SALE)      
100 SHARES SUNTRUST BANKS INC   2013-05-23 2013-06-20
200 SHARES SUNTRUST BANKS INC   2013-05-23 2013-06-20
200 SHARES SUNTRUST BANKS INC (WASH SALE)      
700 SHARES SUNTRUST BANKS INC   2013-05-29 2013-06-20
300 SHARES SUNTRUST BANKS INC   2013-05-23 2013-06-18
200 SHARES SUNTRUST BANKS INC   2013-05-23 2013-06-18
100 SHARES SUNTRUST BANKS INC   2013-05-07 2013-05-22
200 SHARES SUNTRUST BANKS INC   2013-05-07 2013-05-22
700 SHARES SUNTRUST BANKS INC   2013-05-07 2013-05-22
100 SHARES SUNTRUST BANKS INC   2013-05-10 2013-05-22
100 SHARES SUNTRUST BANKS INC   2013-05-10 2013-05-22
300 SHARES SUNTRUST BANKS INC   2013-05-10 2013-05-22
500 SHARES ST JUDE MEDICAL INC   2013-07-05 2013-08-12
200 SHARES ST JUDE MEDICAL INC   2013-07-11 2013-08-12
300 SHARES ST JUDE MEDICAL INC   2013-07-11 2013-08-12
150 SHARES ST JUDE MEDICAL INC   2013-05-13 2013-07-03
350 SHARES ST JUDE MEDICAL INC   2013-05-13 2013-07-03
250 SHARES ST JUDE MEDICAL INC   2013-05-30 2013-07-03
500 SHARES ST JUDE MEDICAL INC   2013-05-13 2013-06-21
500 SHARES ST JUDE MEDICAL INC (WASH SALE)      
100 SHARES TWITTER INC COM   2013-12-12 2013-12-13
400 SHARES TWITTER INC COM   2013-12-12 2013-12-13
750 SHARES UNITED CONTINENTAL HOLDINGS INC   2013-07-05 2013-07-09
500 SHARES UNITEDHEALTH GROUP   2013-06-10 2013-06-24
500 SHARES UNITED TECHNOLOGIES CORP   2013-05-30 2013-06-12
200 SHARES VISA INC COM CL A   2013-10-31 2013-12-26
200 SHARES WELLS FARGO & CO NEW   2013-07-05 2013-08-12
250 SHARES WELLS FARGO & CO NEW   2013-07-09 2013-08-12
50 SHARES WELLS FARGO & CO NEW   2013-07-05 2013-08-12
250 SHARES WELLS FARGO & CO NEW   2013-07-05 2013-07-12
200 SHARES WELLS FARGO & CO NEW   2013-07-05 2013-07-11
50 SHARES WELLS FARGO & CO NEW   2013-07-05 2013-07-11
250 SHARES WELLS FARGO & CO NEW   2013-07-05 2013-07-11
250 SHARES WELLS FARGO & CO NEW (WASH SALE)      
400 SHARES WELLS FARGO & CO NEW   2013-05-07 2013-05-22
100 SHARES WELLS FARGO & CO NEW   2013-05-07 2013-05-22
500 SHARES WELLS FARGO & CO NEW   2013-05-10 2013-05-22
200 SHARES WELLS FARGO & CO NEW   2013-04-05 2013-05-20
300 SHARES WELLS FARGO & CO NEW   2013-04-05 2013-05-20
500 SHARES YAHOO INC   2013-03-26 2013-07-11
100 SHARES ZIONS BANCORP   2013-07-25 2013-07-30
400 SHARES ZIONS BANCORP   2013-07-25 2013-07-30
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable)
(g) Cost or other basis
plus expense of sale
(h) Gain or (loss)
(e) plus (f) minus (g)
a 13,599   13,264 335
b 25,786   25,144 642
c 55,790   52,413 3,377
d 558   524 34
e 5,034   4,717 317
50,348   47,165 3,183
55,946   52,280 3,666
30,531   38,708 -8,177
4,234   4,533 -299
      298
6,351   6,789 -438
      437
10,596   11,315 -719
      718
2,093   2,442 -349
      347
10,472   11,463 -991
10,472   12,181 -1,709
8,377   9,756 -1,379
      4,078
44,980   44,497 483
29,705   27,751 1,954
49,508   46,260 3,248
34,517   32,144 2,373
34,521   29,908 4,613
28,072   30,394 -2,322
      2,322
28,100   31,281 -3,181
1,124   1,158 -34
      3,181
12,926   13,323 -397
29,352   31,261 -1,909
      1,910
29,890   30,555 -665
      665
8,437   8,031 406
8,437   8,024 413
25,312   24,069 1,243
37,761   38,070 -309
7,202   6,850 352
28,803   27,401 1,402
13,462   12,663 799
6,132   6,354 -222
      221
2,473   2,549 -76
      76
3,710   3,812 -102
      102
27,352   27,054 298
27,360   27,054 306
7,869   7,647 222
7,866   7,639 227
7,866   7,639 227
15,732   15,278 454
38,491   38,208 283
29,992   31,041 -1,049
11,458   10,344 1,114
17,187   15,502 1,685
5,674   5,936 -262
      262
5,674   5,944 -270
      270
5,674   5,940 -266
      266
11,349   11,880 -531
      531
1,953   2,252 -299
1,953   2,260 -307
5,860   6,755 -895
9,767   11,260 -1,493
31,492   30,583 909
30,974   30,958 16
31,012   32,186 -1,174
48,741   47,918 823
11,745   11,697 48
5,872   5,850 22
41,126   40,845 281
16,584   16,631 -47
      46
29,559   28,756 803
19,456   19,060 396
9,728   9,468 260
9,728   9,473 255
1,914   1,914 0
17,228   17,154 74
7,318   7,236 82
7,325   7,236 89
7,328   7,236 92
14,648   14,472 176
1,894   1,810 84
1,894   1,818 76
7,577   7,239 338
7,577   7,236 341
6,389   6,022 367
19,166   18,042 1,124
6,389   6,154 235
6,037   6,141 -104
      104
24,147   24,550 -403
12,187   12,368 -181
      181
18,280   18,540 -260
      260
15,511   14,410 1,101
15,511   14,194 1,317
7,408   7,211 197
14,808   14,423 385
7,408   7,210 198
7,408   7,211 197
26,952   27,531 -579
      580
40,433   41,297 -864
      144
35,491   34,128 1,363
4,491   4,463 28
65,790   65,265 525
14,022   14,200 -178
      178
8,693   8,798 -105
      104
12,339   12,487 -148
22,715   23,447 -732
12,339   12,583 -244
24,812   23,808 1,004
24,542   23,808 734
28,992   29,948 -956
15,531   18,203 -2,672
15,531   17,709 -2,178
17,087   17,581 -494
      495
1,049   1,013 36
16,418   15,875 543
20,425   20,070 355
6,795   6,687 108
6,795   6,690 105
35,832   36,973 -1,141
17,916   18,269 -353
5,431   5,428 3
21,722   21,724 -2
15,590   14,804 786
23,384   22,188 1,196
11,335   12,290 -955
1,191   1,237 -46
1,191   1,229 -38
5,975   6,144 -169
2,390   2,457 -67
1,195   1,229 -34
3,750   3,364 386
8,742   7,850 892
12,490   11,214 1,276
7,630   7,148 482
11,445   10,731 714
28,938   30,111 -1,173
29,352   30,111 -759
5,741   5,880 -139
      139
5,749   5,880 -131
      131
5,749   6,014 -265
5,750   6,006 -256
5,749   5,876 -127
1,579   1,633 -54
9,474   9,795 -321
12,628   13,060 -432
63,764   67,810 -4,046
      4,046
21,255   22,304 -1,049
      1,049
42,612   47,306 -4,694
42,612   46,077 -3,465
21,306   21,839 -533
44,975   48,704 -3,729
12,246   12,477 -231
      231
12,246   13,073 -827
      827
22,593   22,037 556
22,997   21,788 1,209
15,790   15,619 171
15,742   15,619 123
3,022   3,124 -102
6,036   6,248 -212
6,045   6,248 -203
15,692   15,619 73
31,222   31,239 -17
3,147   3,124 23
12,580   12,496 84
15,513   16,427 -914
30,812   32,848 -2,036
5,924   6,245 -321
      321
14,840   15,649 -809
      809
23,667   24,953 -1,286
      1,286
36,252   40,811 -4,559
10,191   10,986 -795
15,286   16,466 -1,180
1,611   1,712 -101
      100
3,221   3,423 -202
      202
8,053   8,549 -496
1,611   1,810 -199
      339
10,614   11,269 -655
7,105   8,082 -977
7,225   7,082 143
28,937   28,300 637
30,017   30,558 -541
5,568   5,502 66
8,374   8,253 121
13,957   13,601 356
5,443   5,338 105
13,607   13,761 -154
8,164   8,000 164
      154
5,241   5,246 -5
      5
20,999   20,984 15
12,688   13,115 -427
      427
10,904   10,808 96
21,808   21,600 208
21,808   21,600 208
19,557   19,392 165
29,335   29,084 251
23,701   23,658 43
15,806   15,772 34
7,903   7,515 388
11,854   11,255 599
1,647   1,695 -48
4,936   5,085 -149
26,356   27,122 -766
1,672   1,634 38
8,357   8,128 229
8,711   8,470 241
11,703   11,380 323
2,991   2,910 81
10,026   9,973 53
23,394   23,269 125
34,366   35,355 -989
10,657   10,783 -126
      126
21,326   21,565 -239
10,663   11,470 -807
10,663   11,339 -676
13,750   12,963 787
27,512   25,935 1,577
27,512   25,928 1,584
63,106   61,508 1,598
9,596   9,712 -116
4,795   4,811 -16
7,193   7,220 -27
2,398   2,428 -30
23,103   23,955 -852
      426
35,161   36,118 -957
      957
24,152   25,178 -1,026
5,883   5,499 384
5,883   5,499 384
23,531   22,896 635
11,766   11,944 -178
17,649   17,904 -255
23,312   21,996 1,316
11,635   11,006 629
11,642   10,998 644
672   684 -12
      12
672   684 -12
      12
2,015   2,052 -37
      37
673   696 -23
      23
2,693   2,786 -93
8,078   8,209 -131
      224
673   707 -34
      34
673   684 -11
673   684 -11
1,346   1,368 -22
2,020   2,052 -32
2,019   2,052 -33
673   707 -34
673   718 -45
673   707 -34
9,422   9,753 -331
75,659   80,059 -4,400
8,407   8,668 -261
75,970   78,020 -2,050
      2,050
8,441   8,668 -227
42,701   40,958 1,743
41,716   41,370 346
7,720   7,405 315
15,440   14,793 647
185   292 -107
648   993 -345
11,419   14,782 -3,363
6,775   10,384 -3,609
1,292   1,572 -280
      281
2,018   2,475 -457
      456
4,763   5,841 -1,078
      1,078
2,018   2,464 -446
24,898   25,019 -121
16,604   16,679 -75
20,192   19,727 465
10,477   8,174 2,303
15,715   12,247 3,468
9,280   9,463 -183
      183
9,280   9,021 259
1,992   1,933 59
7,495   7,261 234
9,487   9,009 478
19,198   18,925 273
3,546   2,063 1,483
26,008   15,080 10,928
2,774   2,889 -115
2,774   2,881 -107
8,334   8,642 -308
27,780   28,768 -988
14,887   14,587 300
7,706   6,975 731
11,568   10,463 1,105
3,838   3,488 350
3,838   3,488 350
11,506   10,463 1,043
18,537   16,395 2,142
5,348   4,861 487
12,721   11,542 1,179
41,491   41,238 253
24,052   23,223 829
23,412   23,078 334
2,311   2,372 -61
2,311   2,372 -61
2,311   2,374 -63
4,621   4,745 -124
4,621   4,754 -133
6,932   7,125 -193
8,631   8,854 -223
12,947   13,275 -328
11,923   13,392 -1,469
11,923   13,135 -1,212
8,943   9,297 -354
11,923   12,403 -480
13,252   13,392 -140
      140
31,697   36,179 -4,482
6,339   6,428 -89
7,135   7,094 41
13,239   13,174 65
976   975 1
976   979 -3
      3
979   979 0
979   978 1
1,958   1,950 8
3,917   3,900 17
9,795   9,750 45
6,953   7,075 -122
27,813   28,276 -463
15,567   14,874 693
15,087   14,400 687
12,358   11,520 838
3,090   2,975 115
6,076   5,524 552
6,076   5,522 554
3,038   2,880 158
17,188   16,572 616
8,547   10,106 -1,559
967   1,026 -59
7,575   7,977 -402
8,552   9,004 -452
10,654   8,476 2,178
2,044   1,695 349
18,379   15,257 3,122
45,031   43,700 1,331
13,583   12,767 816
30,517   28,664 1,853
1,800   1,813 -13
1,662   1,715 -53
13,876   14,140 -264
3,108   3,177 -69
      69
6,208   6,355 -147
      147
6,214   6,355 -141
      141
3,107   3,274 -167
6,214   6,557 -343
      510
21,751   22,419 -668
9,535   9,532 3
6,363   6,355 8
3,174   3,025 149
6,349   6,051 298
22,239   21,179 1,060
3,177   3,043 134
3,177   3,035 142
9,531   9,104 427
26,721   23,055 3,666
10,688   9,599 1,089
16,032   14,387 1,645
6,866   6,738 128
16,018   15,723 295
11,441   11,149 292
22,424   22,587 -163
      163
5,909   5,481 428
23,637   21,936 1,701
23,782   23,570 212
32,231   31,848 383
46,553   47,972 -1,419
43,901   39,368 4,533
8,587   8,517 70
10,733   10,612 121
2,147   2,127 20
10,629   10,464 165
8,379   8,371 8
2,096   2,093 3
10,441   10,464 -23
      23
16,332   15,273 1,059
4,082   3,818 264
20,411   19,003 1,408
8,027   7,371 656
12,032   11,057 975
13,502   11,733 1,769
2,933   2,972 -39
11,724   11,886 -162
219     219
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69
(k) Excess of col. (i)
over col. (j), if any
a       335
b       642
c       3,377
d       34
e       317
      3,183
      3,666
      -8,177
      -299
      298
      -438
      437
      -719
      718
      -349
      347
      -991
      -1,709
      -1,379
      4,078
      483
      1,954
      3,248
      2,373
      4,613
      -2,322
      2,322
      -3,181
      -34
      3,181
      -397
      -1,909
      1,910
      -665
      665
      406
      413
      1,243
      -309
      352
      1,402
      799
      -222
      221
      -76
      76
      -102
      102
      298
      306
      222
      227
      227
      454
      283
      -1,049
      1,114
      1,685
      -262
      262
      -270
      270
      -266
      266
      -531
      531
      -299
      -307
      -895
      -1,493
      909
      16
      -1,174
      823
      48
      22
      281
      -47
      46
      803
      396
      260
      255
      0
      74
      82
      89
      92
      176
      84
      76
      338
      341
      367
      1,124
      235
      -104
      104
      -403
      -181
      181
      -260
      260
      1,101
      1,317
      197
      385
      198
      197
      -579
      580
      -864
      144
      1,363
      28
      525
      -178
      178
      -105
      104
      -148
      -732
      -244
      1,004
      734
      -956
      -2,672
      -2,178
      -494
      495
      36
      543
      355
      108
      105
      -1,141
      -353
      3
      -2
      786
      1,196
      -955
      -46
      -38
      -169
      -67
      -34
      386
      892
      1,276
      482
      714
      -1,173
      -759
      -139
      139
      -131
      131
      -265
      -256
      -127
      -54
      -321
      -432
      -4,046
      4,046
      -1,049
      1,049
      -4,694
      -3,465
      -533
      -3,729
      -231
      231
      -827
      827
      556
      1,209
      171
      123
      -102
      -212
      -203
      73
      -17
      23
      84
      -914
      -2,036
      -321
      321
      -809
      809
      -1,286
      1,286
      -4,559
      -795
      -1,180
      -101
      100
      -202
      202
      -496
      -199
      339
      -655
      -977
      143
      637
      -541
      66
      121
      356
      105
      -154
      164
      154
      -5
      5
      15
      -427
      427
      96
      208
      208
      165
      251
      43
      34
      388
      599
      -48
      -149
      -766
      38
      229
      241
      323
      81
      53
      125
      -989
      -126
      126
      -239
      -807
      -676
      787
      1,577
      1,584
      1,598
      -116
      -16
      -27
      -30
      -852
      426
      -957
      957
      -1,026
      384
      384
      635
      -178
      -255
      1,316
      629
      644
      -12
      12
      -12
      12
      -37
      37
      -23
      23
      -93
      -131
      224
      -34
      34
      -11
      -11
      -22
      -32
      -33
      -34
      -45
      -34
      -331
      -4,400
      -261
      -2,050
      2,050
      -227
      1,743
      346
      315
      647
      -107
      -345
      -3,363
      -3,609
      -280
      281
      -457
      456
      -1,078
      1,078
      -446
      -121
      -75
      465
      2,303
      3,468
      -183
      183
      259
      59
      234
      478
      273
      1,483
      10,928
      -115
      -107
      -308
      -988
      300
      731
      1,105
      350
      350
      1,043
      2,142
      487
      1,179
      253
      829
      334
      -61
      -61
      -63
      -124
      -133
      -193
      -223
      -328
      -1,469
      -1,212
      -354
      -480
      -140
      140
      -4,482
      -89
      41
      65
      1
      -3
      3
      0
      1
      8
      17
      45
      -122
      -463
      693
      687
      838
      115
      552
      554
      158
      616
      -1,559
      -59
      -402
      -452
      2,178
      349
      3,122
      1,331
      816
      1,853
      -13
      -53
      -264
      -69
      69
      -147
      147
      -141
      141
      -167
      -343
      510
      -668
      3
      8
      149
      298
      1,060
      134
      142
      427
      3,666
      1,089
      1,645
      128
      295
      292
      -163
      163
      428
      1,701
      212
      383
      -1,419
      4,533
      70
      121
      20
      165
      8
      3
      -23
      23
      1,059
      264
      1,408
      656
      975
      1,769
      -39
      -162
      219
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 51,344
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . .
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 72,820 1,041,666 .069907
2011 7,650 1,108,523 .006901
2010 306,480 1,256,289 .243957
2009 156,039 1,597,827 .097657
2008 29,610 1,610,543 .018385
2 Total of line 1, column (d) ...................... 2 .436807
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years
. . .
3 .087361
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 1,057,336
5 Multiply line 4 by line 3....................... 5 92,370
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 584
7 Add lines 5 and 6......................... 7 92,954
8 Enter qualifying distributions from Part XII, line 4.............. 8 24,277
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,168
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 1,168
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,168
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a  
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 0
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 26
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 1,194
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNJ
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .Click to see attachment
    8b
     
    No
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletDONALD B STOTT Telephone no.bullet (908) 273-3470
    Located atbullet111 BELLEVUE AVENUESUMMITNJ ZIP+4bullet079012000
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to
    employee benefit plans
    and deferred compensation
    (e) Expense account,
    other allowances
    DONALD B STOTT PRESIDENT/SECRETARY
    0.00
    0 0 0
    111 BELLEVUE AVENUE
    SUMMIT,NJ07901
    ROBERT L STOTT JR TRUSTEE
    0.00
    0 0 0
    129 ISLAND CREEK DRIVE
    VERO BEACH,FL32963
    EDWARD MURRAY TRUSTEE
    0.00
    0 0 0
    8101 NASHUA DRIVE
    PALM BEACH GARDENS,FL33418
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 NOT APPLICABLE 0
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    52,867
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    1,168
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,168
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    51,699
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    51,699
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    51,699
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2012
    (c)
    2012
    (d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 51,699
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010....... 175,333
    d From 2011.......  
    e From 2012....... 20,737
    fTotal of lines 3a through e......... 196,070
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 24,277
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......
    Click to see attachment0
    c Treated as distributions out of corpus (Election
    required—see instructions).........
    0
    d Applied to 2013 distributable amount..... 24,277
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 27,422 27,422
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 168,648
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........
    0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............
    0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...
    0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......
    168,648
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010.... 147,911
    c Excess from 2011....  
    d Excess from 2012.... 20,737
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    DONALD B STOTT
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    THE DELAWARE CENTER FOR HORTICULTURE
    1810 N DUPONT STREET
    WILMINGTON,DE19806
    UNRELATED 501(C)(3) TO PROMOTE CHARITABLE PURPOSE. 12,500
    FRIENDS OF THE HIGH LINE
    529 WEST 20TH STREET SUITE 8W
    NEW YORK,NY10011
    UNRELATED 501(C)(3) TO PROMOTE CHARITABLE PURPOSE. 5,000
    Total .................................bullet 3a 17,500
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............
             
    4 Dividends and interest from securities....     14 10,718  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............
             
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............
        18 51,344  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 62,062 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    1362,062
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







    Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    THE ROBERT & MARY STOTT FOUNDATION INC
    C/O DONALD B STOTT
    EIN: 20-2807705
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PROFESSIONAL FEES 4,400 2,200   2,200

    TY 2013 AppliedToPriorYearElection
    Name:
    THE ROBERT & MARY STOTT FOUNDATION INC
    C/O DONALD B STOTT
    EIN: 20-2807705
    Election:
    THE FOUNDATION HEREBY ELECTS TO APPLY $19,848 OF THE 2009 QUALIFYING DISTRIBUTIONS TO UNDISTRIBUTED INCOME REMAINING FROM YEARS BEFORE 2008 (2005 AND 2007) ACCORDING TO REGULATIONS SECTION 53.4942(A)-3(D)(2).

    TY 2013 ExplnOfNonFilingWithAGStmt
    Name:
    THE ROBERT & MARY STOTT FOUNDATION INC
    C/O DONALD B STOTT
    EIN: 20-2807705
    Statement:
    N/A

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE ROBERT & MARY STOTT FOUNDATION INC
    C/O DONALD B STOTT
    EIN: 20-2807705
    Name of Stock End of Year Book Value End of Year Fair Market Value
    FIDELITY SECURITIES 562,999 645,314

    TY 2013 OtherExpensesSchedule
    Name:
    THE ROBERT & MARY STOTT FOUNDATION INC
    C/O DONALD B STOTT
    EIN: 20-2807705
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    REGISTRATION FEE 195 0   195
    INVESTMENT INTEREST EXPENSE 1,410 1,410   0
    TRANSACTION COSTS 14 14   0


    TY 2013 TaxesSchedule
    Name:
    THE ROBERT & MARY STOTT FOUNDATION INC
    C/O DONALD B STOTT
    EIN: 20-2807705
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FORM 990-PF TAX 4,382 0   4,382
    FOREIGN TAX PAID 53 53   0