Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
A For the 2013 calendar year, or tax year beginning 01-01-2013 , 2013, and ending 12-31-2013
BCheck if applicable:
CName of organization
INDIANA ASSOCIATION OF UNITED WAYS INC
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
3901 NORTH MERIDIAN STREET NO 306
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
INDIANAPOLIS, IN46208
D Employer identification number

35-1441961
E Telephone number

G Gross receipts $ 9,176,530
F Name and address of principal officer:
ROGER L FRICK
3901 NORTH MERIDIAN STREET NO 306
INDIANAPOLIS,IN46208
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.IAUW.ORG
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1978
M State of legal domicile: IN
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: BRINGING INDIANA UNITED WAYS TOGETHER TO HELP THEM CREATE A SUCCESSFUL FUTURE.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 24
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 24
5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) ...... 5 34
6 Total number of volunteers (estimate if necessary) ............. 6 85
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 0
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 5,747,108 8,053,031
9 Program service revenue (Part VIII, line 2g) ......... 962,342 1,114,305
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 20,109 8,901
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 28,953 293
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 6,758,512 9,176,530
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 4,354,196 6,438,853
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,681,475 1,610,823
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet4,731    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 633,508 774,579
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 6,669,179 8,824,255
19 Revenue less expenses. Subtract line 18 from line 12....... 89,333 352,275
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 11,240,395 12,438,374
21 Total liabilities (Part X, line 26)............. 531,001 1,370,272
22 Net assets or fund balances. Subtract line 21 from line 20..... 10,709,394 11,068,102
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2013)
Form 990 (2013)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: BRINGING INDIANA UNITED WAYS TOGETHER TO HELP THEM CREATE A SUCCESSFUL FUTURE. INDIANA ASSOCIATION OF UNITED WAYS (IAUW) USES COMMUNITY, PERFORMANCE, AND ADVOCACY STRATEGIES TO FULFILL THIS MISSION. IAUW STRIVES TO ENABLE SUCCESSFUL LOCAL UNITED WAYS THAT MEET COMMUNITY NEEDS, HAVE COMMITTED VOLUNTEERS AND THE SUPPORT OF COMMUNITY LEADERS, DEVELOP BROAD RESOURCES, BRING PEOPLE TOGETHER, AND WORK WITH AN OUTCOME FOCUS BY BEING INNOVATIVE AND VISIONARY AND BY OPERATING WITH INTEGRITY.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 6,268,385 including grants of $ 6,164,288 ) (Revenue $ 0 )
COMMUNITY - BUILDING A NETWORK OF LOCAL UNITED WAYS/FUNDS IN INDIANA TO INCREASE THEIR LEARNING AND COLLECTIVE ACHIEVEMENT.
4b (Code:   ) (Expenses $ 1,432,841 including grants of $   ) (Revenue $ 995,140 )
PERFORMANCE - CREATING AND DELIVERING TOOLS AND RESOURCES INCREASING MEMBERS' CAPACITY TO SERVE THEIR COMMUNITY. THIS ALSO INCLUDES NONPROFIT PROCESSING AND ACCOUNTING SERVICES (NP&AS). NP&AS IS A PROGRAM OF THE ASSOCIATION THAT PROVIDES FEE-BASED BUSINESS PROCESSING SERVICES FOR UNITED WAYS. AVAILABLE SERVICES INCLUDE GENERAL LEDGER ACCOUNTING AND FINANCIAL REPORTING, CAMPAIGN SUPPORT AND PLEDGE PROCESSING, AND TECHNOLOGY HOSTING. NP&AS SERVICES ARE DESIGNED TO IMPROVE MEMBERS' ACCOUNTABILITY AND OPERATING EFFICIENCY, REDUCE MEMBERS' PROBLEMS AND COSTS ASSOCIATED WITH STAFF TURNOVER, AND REDUCE MEMBERS' BUSINESS PROCESSING COSTS SUCH THAT THEY CAN BE SUSTAINED BY THE USERS. NP&AS'S BUSINESS PROCESSING SERVICES ARE DELIVERED TO ALL CLIENTS SO THAT THEY CAN MEET CURRENT LEGAL, PROFESSIONAL, AND INDUSTRY STANDARDS OF ACCOUNTABILITY AND TRANSPARENCY.
4c (Code:   ) (Expenses $ 209,633 including grants of $ 90,632 ) (Revenue $ 0 )
ADVOCACY - REPRESENTING UNITED WAYS TO EXTERNAL AUDIENCES THAT CONTRIBUTE TO UNITED WAY EFFECTIVENESS AND PRESENTING EDUCATION, INCOME AND HEALTH LEARNING AND PRACTICE TO MEMBERS.
(Code:   ) (Expenses $ 793,909 including grants of $ 183,933 ) (Revenue $ 119,458 )
INDIANA AFTERSCHOOL NETWORK DESIRES TO BUILD A SUSTAINABLE NETWORK OF CROSS-SECTOR PARTNERSHIPS AT THE STATE, REGIONAL, AND LOCAL LEVELS TO ADVANCE PUBLIC POLICY, INCREASE FUNDING AND RESOURCES, AND PROMOTE QUALITY AFTERSCHOOL AND SUMMER LEARNING PROGRAMS THROUGHOUT INDIANA.
4d Other program services (Describe in Schedule O.)
(Expenses $ 793,909 including grants of $ 183,933 ) (Revenue $ 119,458 )
4e Total program service expensesMediumBullet8,704,768
Form 990 (2013)
Form 990 (2013)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part IIIClick to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
 
No
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........
14b
 
No
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions)....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2013)
Form 990 (2013)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
 
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I...................
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II....................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ..........................
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV.....................
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV...
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..
29
 
No
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M.............
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................
34
 
No
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
 
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2...
35b
 
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2.............
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
12
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
34
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
 
No
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
Form 990 (2013)
Form 990 (2013)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
24
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
24
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
Yes
 
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
 
No
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
IN
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletMICHAEL CABAT3901 N MERIDIAN ST 306INDIANAPOLISIN46208 (317) 923-2377
Form 990 (2013)
Form 990 (2013)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) STEVE SELBY........................................................................
BOARD MEMBER
 .80
.......................   		X           0 0 0
(2) RONALD A SILVERMAN........................................................................
BOARD MEMBER
 .80
.......................   		X           0 0 0
(3) LARRY WELKER........................................................................
CHAIR
 1.30
.......................   		X   X       0 0 0
(4) SUE BACK........................................................................
TREASURER
 .80
.......................   		X   X       0 0 0
(5) CLARE BAUMGARDT........................................................................
BOARD MEMBER
 1.00
.......................   		X           0 0 0
(6) RICHARD BURGER........................................................................
BOARD MEMBER
 .40
.......................   		X           0 0 0
(7) ALAN BURNS........................................................................
BOARD MEMBER
 .80
.......................   		X           0 0 0
(8) DUANE CHATTIN........................................................................
BOARD MEMBER
 .50
.......................   		X           0 0 0
(9) RICK DAVIS........................................................................
SECRETARY
 .50
.......................   		X   X       0 0 0
(10) KATHY ERTEL........................................................................
VICE CHAIR
 1.00
.......................   		X   X       0 0 0
(11) JOYCE MAYHILL........................................................................
BOARD MEMBER
 .50
.......................   		X           0 0 0
(12) SHARON KISH........................................................................
BOARD MEMBER
 .50
.......................   		X           0 0 0
(13) RICH LANGLEY........................................................................
BOARD MEMBER
 0.00
.......................   		X           0 0 0
(14) SARAH NAHMIAS........................................................................
BOARD MEMBER
 .80
.......................   		X           0 0 0
(15) RICHARD O'BRYAN........................................................................
BOARD MEMBER
 .50
.......................   		X           0 0 0
(16) LUCY DOWNTON........................................................................
BOARD MEMBER
 .30
.......................   		X           0 0 0
(17) JIM DWORKIN........................................................................
BOARD MEMBER
 .50
.......................   		X           0 0 0
Form 990 (2013)
Form 990 (2013)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) LOU MARTINEZ........................................................................
BOARD MEMBER
 .50
.......................   		X           0 0 0
(19) MARC ROTHBART........................................................................
BOARD MEMBER
 .50
.......................   		X           0 0 0
(20) JIM STAFFORD........................................................................
BOARD MEMBER
 .50
.......................   		X           0 0 0
(21) KEITH TRENT........................................................................
BOARD MEMBER
 .10
.......................   		X           0 0 0
(22) STEPHANIE WITHERED........................................................................
BOARD MEMBER
 .50
.......................   		X           0 0 0
(23) CAROL BRADEN-CLARKE........................................................................
BOARD MEMBER
 .50
.......................   		X           0 0 0
(24) RONALD TURPIN........................................................................
BOARD MEMBER
 .50
.......................   		X           0 0 0
(25) ROGER L FRICK........................................................................
PRESIDENT
 50.00
.......................   		    X       140,999 0 28,726
(26) MIKE CABAT........................................................................
EXECUTIVE VICE PRESIDENT
 50.00
.......................   		    X       114,830 0 16,828








1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 255,829 0 45,554
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet2
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet0
Form 990 (2013)
Form 990 (2013)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b 160,730
c Fundraising events....1c  
d Related organizations...1d  
e Government grants (contributions)1e 301,415
f All other contributions, gifts, grants, and
similar amounts not included above1f 		7,590,886
g Noncash contributions included in lines
1a-1f:$ 		 
h Total. Add lines 1a-1f.......MediumBullet 8,053,031
Program Service RevenueAmt Business Code
2a CUSTOMER MEMBER SERV 900099 895,025 895,025    
b REGISTRATION FEES 900099 119,458 119,458    
c MANAGEMENT FEES 561000 99,822 99,822    
d
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 1,114,305
OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 8,901     8,901
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties...........MediumBullet        
(i) Real (ii) Personal
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss)    
d Net rental income or (loss).......MediumBullet        
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory    
b Less: cost or other basis and sales expenses    
c Gain or (loss)    
d Net gain or (loss)..........MediumBullet        
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ..
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a MISCELLANEOUS INCOME 900099 293 293    
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 293
12 Total revenue. See Instructions......MediumBullet 9,176,530 1,114,598 0 8,901
Form 990 (2013)
Form 990 (2013)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 6,438,853 6,438,853
2 Grants and other assistance to individuals in the United States. See Part IV, line 22    
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16    
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 301,382 283,686 16,673 1,023
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages 1,001,529 950,051 48,554 2,924
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 97,254 86,450 10,244 560
9 Other employee benefits ....... 117,536 116,131 1,462 -57
10 Payroll taxes ........... 93,122 88,337 4,504 281
11 Fees for services (non-employees):        
a Management ......        
b Legal .........        
c Accounting ........... 22,075   22,075  
d Lobbying ........... 26,241 26,241    
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ......        
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 316,182 313,025 3,157  
12 Advertising and promotion .... 10,350 10,350    
13 Office expenses ....... 85,052 80,630 4,422  
14 Information technology ...... 19,104 18,995 109  
15 Royalties ..        
16 Occupancy ........... 83,136 81,176 1,960  
17 Travel ............ 23,434 22,927 507  
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings .... 167,427 167,023 404  
20 Interest ...........        
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 5,249 5,180 69  
23 Insurance .............. 7,433 7,297 136  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a DUES & REGISTRATION FEE 4,995 4,515 480  
b MISCELLANEOUS 3,901 3,901 0  
c
d
e All other expenses        
25 Total functional expenses. Add lines 1 through 24e 8,824,255 8,704,768 114,756 4,731
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2013)
Form 990 (2013)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ............. 639,666 1 512,276
2 Savings and temporary cash investments ......... 611,689 2 314,027
3 Pledges and grants receivable, net ........... 60,000 3 159,276
4 Accounts receivable, net ............. 114,875 4 118,739
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
  6  
7 Notes and loans receivable, net .............   7  
8 Inventories for sale or use ..............   8  
9 Prepaid expenses and deferred charges .......... 19,113 9 41,328
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 204,568
b Less: accumulated depreciation ..... 10b 194,742 8,715 10c 9,826
11 Investments—publicly traded securities ..........   11  
12 Investments—other securities. See Part IV, line 11 ..... 9,783,508 12 11,281,589
13 Investments—program-related. See Part IV, line 11 .....   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 2,829 15 1,313
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 11,240,395 16 12,438,374
Liabilities 17 Accounts payable and accrued expenses ......... 159,881 17 74,382
18 Grants payable .................   18 899,107
19 Deferred revenue ................   19  
20 Tax-exempt bond liabilities .............   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ....   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 371,120 25 396,783
26 Total liabilities. Add lines 17 through 25......... 531,001 26 1,370,272
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 2,786,220 27 2,762,439
28 Temporarily restricted net assets ........... 7,923,174 28 8,305,663
29 Permanently restricted net assets ...........   29  
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 10,709,394 33 11,068,102
34 Total liabilities and net assets/fund balances ........ 11,240,395 34 12,438,374
Form 990 (2013)
Form 990 (2013)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
9,176,530
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
8,824,255
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
352,275
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
10,709,394
5
Net unrealized gains (losses) on investments ...............
5
6,433
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
0
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
11,068,102
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
 
No
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
 
 
Form 990 (2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
INDIANA ASSOCIATION OF UNITED WAYS INC
 
Employer identification number

35-1441961
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
No
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
No
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
No
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
(A) IN-211 PARTNERSHIP INC
  		352141347 7   No Yes   Yes   135,000
(B) INDIANA UNIVERSITY
  		356018940 7   No Yes   Yes   914
(C) METRO UNITED WAY
  		610444680 7   No Yes   Yes   1,362,700
(D) METRO UNITED WAY OF SOUTHERN INDIANA
  		351441961 7   No Yes   Yes   186,854
(E) MONTGOMERY UNITED FUND
  		351173225 7   No Yes   Yes   35,168
(F) IND NONPROFIT RESOUCE NETWORK UWCI
  		351441961 7   No Yes   Yes   4,100
(G) INDNONPROFIT RESOURCE NETWORK UW DELAWARE COUNTY
  		350996148 7   No Yes   Yes   81,451
(H) IND NONPROFIT RESOURCE NETWORK UW ELKHART
  		350953433 7   No Yes   Yes   98,976
(I) IND NONPROFIT RESOURCE NETWORK UW SOUTHWESTERN IN
  		350868069 7   No Yes   Yes   94,270
(J) INDNONPROFIT RESOURCE NETWORK UW LAFAYETTE & TIPPECANOE COUNTY
  		350891621 7   No Yes   Yes   92,600
(K) RIPLEY COUNTY COMMUNITY FOUNDATION INC
  		352048001 7   No Yes   Yes   185,000
(L) TIPTON COUNTY FOUNDATION INC
  		311175045 7   No Yes   Yes   5,300
(M) UNITED WAY OF ALLEN CO
  		350867932 7   No Yes   Yes   421,504
(N) UNITED WAY OF BARTHOLOMEW CO
  		351132860 7   No Yes   Yes   331,972
(O) UNITED WAY OF CASS CO
  		350868950 7   No Yes   Yes   116,100
(P) UNITED WAY OF THE DANVILLE AREA
  		370673481 7   No Yes   Yes   8,507
(Q) UNITED WAY OF DAVIESS CO
  		351404567 7   No Yes   Yes   22,000
(R) DEARBORN & OHIO CO UNITED FUND
  		351441961 7   No Yes   Yes   14,350
(S) UNITED WAY OF DEKALB COUNTY
  		351065714 7   No Yes   Yes   53,766
(T) UNITED WAY OF DELAWARE CO
  		350996148 7   No Yes   Yes   207,979
(U) UNITED WAY OF ELKHART CO
  		350953433 7   No Yes   Yes   37,500
(V) UNITED WAY OF GRANT CO
  		350995975 7   No Yes   Yes   65,905
(W) UNITED WAY OF HOWARD CO
  		350877579 7   No Yes   Yes   118,014
(X) UNITED WAY OF HUNTINGTON CO
  		351134872 7   No Yes   Yes   78,000
(Y) JACKSON CO UNITED WAY
  		351068832 7   No Yes   Yes   91,060
(Z) UNITED WAY OF JAY CO
  		351020932 7   No Yes   Yes   15,949
(AA) JENNINGS CO UNITED WAY
  		237215407 7   No Yes   Yes   50,850
(AB) UNITED WAY OF JOHNSON CO
  		351082600 7   No Yes   Yes   56,723
(AC) UNITED WAY OF KNOX CO
  		351158520 7   No Yes   Yes   28,150
(AD) UNITED WAY OF KOSCIUSKO CO
  		351044331 7   No Yes   Yes   69,593
(AE) LAKE AREA UNITED WAY
  		237170019 7   No Yes   Yes   54,230
(AF) UNITED WAY OF LAPORT CO
  		350782893 7   No Yes   Yes   124,273
(AG) UNITED WAY OF MADISON CO
  		351052350 7   No Yes   Yes   82,500
(AH) UNITED WAY OF MARSHALL CO
  		237220922 7   No Yes   Yes   42,073
(AI) UNITED WAY OF MIAMI CO
  		356006704 7   No Yes   Yes   30,610
(AJ) UNITED WAY OF MONROE COUNTY
  		350985959 7   No Yes   Yes   144,632
(AK) UNITED WAY OF NOBLE COUNTY
  		351179046 7   No Yes   Yes   18,821
(AL) UNITED WAY OF PORTER COUNTY
  		356006484 7   No Yes   Yes   204,322
(AM) UNITED WAY OF POSEY COUNTY
  		356030053 7   No Yes   Yes   63,927
(AN) UNITED WAY OF SCOTT CO
  		351867167 7   No Yes   Yes   22,985
(AO) UNITED WAY OF SOUTH CENTRAL INDIANA
  		351047413 7   No Yes   Yes   18,000
(AP) UNITED WAY OF SOUTHWESTERN INDIANA
  		350868069 7   No Yes   Yes   420,150
(AQ) STARKE UNITED
  		351989797 7   No Yes   Yes   2,000
(AR) STEUBEN CO UNITED WAY INC
  		237168857 7   No Yes   Yes   13,166
(AS) UNITED WAY OF ST JOSEPH CO
  		351063368 7   No Yes   Yes   203,803
(AT) U W OF LAFAYETTE & TIPP CO
  		350891621 7   No Yes   Yes   532,700
(AU) UNITED WAY OF THE WABASH VALLEY
  		351008531 7   No Yes   Yes   15,780
(AV) UNITED WAY OF WELLS COUNTY
  		310969009 7   No Yes   Yes   31,100
(AW) WHITE CO UNITED WAY
  		351137113 7   No Yes   Yes   4,500
(AX) UNITED WAY OF WHITEWATER VALLEY
  		351020935 7   No Yes   Yes   77,985
(AY) UNITED WAY OF WHITLEY COUNTY
  		237300114 7   No Yes   Yes   20,000
Total 6,197,812

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..  
6 Public support. Subtract line 5 from line 4.  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..            
11 Total support (Add lines 7 through 10).  
12
12
 
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here.................................................right arrow
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Name of the organization
INDIANA ASSOCIATION OF UNITED WAYS INC
 
Employer identification number

35-1441961
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 2
Name of organization
INDIANA ASSOCIATION OF UNITED WAYS INC
  		Employer identification number

35-1441961
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

   
RESTRICTED
RESTRICTED
RESTRICTED, RESTRICTEDRESTRICTED

$RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 3
Name of organization
INDIANA ASSOCIATION OF UNITED WAYS INC
  		Employer identification number

35-1441961
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 4
Name of organization
INDIANA ASSOCIATION OF UNITED WAYS INC
  		Employer identification number

35-1441961
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.SchCMd Bullet Information about Schedule C (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
If the organization answered "Yes" to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
INDIANA ASSOCIATION OF UNITED WAYS INC
 
Employer identification number

35-1441961
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2013

Schedule C (Form 990 or 990-EZ) 2013
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ...... 2,730  
b Total lobbying expenditures to influence a legislative body (direct lobbying) ....... 23,511  
c Total lobbying expenditures (add lines 1a and 1b) ................... 26,241  
d Other exempt purpose expenditures ........................ 6,380,946  
e Total exempt purpose expenditures (add lines 1c and 1d) ............... 6,407,187  
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		 470,359  
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) ................. 117,590  
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................ 0  
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................ 0  
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) Total
2a Lobbying nontaxable amount 435,697 430,698 368,921 470,359 1,705,675
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		2,558,513
c Total lobbying expenditures 18,150 29,579 24,230 26,241 98,200
d Grassroots nontaxable amount 108,924 107,675 92,230 117,590 426,419
e Grassroots ceiling amount
(150% of line 2d, column (e))		 639,629
f Grassroots lobbying expenditures 2,944 2,690 2,659 2,730 11,023
Schedule C (Form 990 or 990-EZ) 2013


Schedule C (Form 990 or 990-EZ) 2013
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
 
 
c
Media advertisements? ....................................
 
 
 
d
Mailings to members, legislators, or the public? .........................
 
 
 
e
Publications, or published or broadcast statements? .......................
 
 
 
f
Grants to other organizations for lobbying purposes? .......................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
 
 
i
Other activities? ..........................
 
 
 
j
Total. Add lines 1c through 1i ...............................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2013

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions. SchDMd Bullet Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
INDIANA ASSOCIATION OF UNITED WAYS INC
 
Employer identification number

35-1441961
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance ....          
b Contributions ........          
c Net investment earnings, gains, and losses          
d Grants or scholarships .....          
e Other expenditures for facilities
and programs ........ 		         
f Administrative expenses ....          
g End of year balance ......          
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet  
c
Temporarily restricted endowment SchDMd Bullet  
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
 
(ii) related organizations ........................
3a(ii)
 
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................      
b Buildings ................        
c Leasehold improvements ............        
d Equipment ................   204,568 194,742 9,826
e Other .................        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 9,826
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) SHORT-TERM INVESTMENTS (CDS) 		1,501,920 F

(B) MONEY MARKET FUNDS 		9,280,844 F

(C) LONG TERM INVESTMENTS (CDS) 		498,825 F






Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 11,281,589
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
SECC FUNDS TO BE DISTRIBUTED 396,783








Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 396,783
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 9,182,963
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 6,433
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e 6,433
3 Subtract line 2e from line 1..................... 3 9,176,530
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b....................... 4c 0
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 9,176,530
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 8,824,255
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d...................... 2e 0
3 Subtract line 2e from line 1..................... 3 8,824,255
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b....................... 4c 0
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 8,824,255
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART X, LINE 2: THE ASSOCIATION IS A NON-PROFIT CORPORATION, EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE AND HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE INTERNAL REVENUE CODE. ACCOUNTING STANDARDS FOR INCOME TAXES PROVIDE DETAILED GUIDANCE FOR FINANCIAL STATEMENT RECOGNITION, MEASUREMENT, AND DISCLOSURE OF UNCERTAIN TAX POSITIONS RECOGNIZED IN AN ENTERPRISE'S FINANCIAL STATEMENTS. THE ASSOCIATION REGULARLY EVALUATES ITS ACTIVITIES TO DETERMINE THAT THEY ARE IN COMPLIANCE WITH ITS TAX-EXEMPT PURPOSES. THE ASSOCIATION'S MANAGEMENT DOES NOT BELIEVE IT IS ENGAGED IN ANY ACTIVITIES THAT WOULD CREATE UNCERTAIN TAX POSITIONS. ALL TAX PERIODS PRIOR TO 2010 ARE NO LONGER SUBJECT TO EXAMINATION.
Schedule D (Form 990) 2013

Additional Data


Software ID:  
Software Version:  




Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
INDIANA ASSOCIATION OF UNITED WAYS INC
 
Employer identification number
35-1441961
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) IN-211 PARTNERSHIP INC
3901 N MERIDIAN STE 300
INDIANAPOLIS,IN46208 		35-2141347 501(C)(3) 135,000       211 GRANT
(2) INDIANA UNIVERSITY
PO BOX 500
BLOOMINGTON,IN47402 		35-6018940 501(C)(3) 914       NRN
(3) METRO UNITED WAY
PO BOX 4488
LOUISVILLE,KY40204 		61-0444680 501(C)(3) 1,362,700       INDFUND
(4) METRO UNITED WAY OF SOUTHERN INDIANA
405 E COURT AVE 3
JEFFERSONVILLE,IN47130 		35-1441961 501(C)(3) 186,854       INVEST1213
(5) MONTGOMERY UNITED FUND
PO BOX 247
CRAWFORDSVILLE,IN47933 		35-1173225 501(C)(3) 35,168       INVEST1213
(6) IND NONPROFIT RESOUCE NETWORK UWCI
3901 NORTH MERIDIAN ST
INDIANAPOLIS,IN46208 		35-1441961 501(C)(3) 4,100       NRN
(7) IND NONPROFIT RESOURCE NETWORK UW DELAWARE COUNTY
PO BOX 968
MUNCIE,IN47308 		35-0996148 501(C)(3) 81,451       NRN
(8) IND NONPROFIT RESOURCE NETWORK UW ELKHART
601 COUNTY RD 7
ELKHART,IN46516 		35-0953433 501(C)(3) 98,976       NRN
(9) IND NONPROFIT RESOURCE NETWORK UW SOUTHWESTERN IN
PO BOX 18
EVANSVILLE,IN47701 		35-0868069 501(C)(3) 94,270       NRN
(10) IND NONPROFIT RESOURCE NETWORK UW LAFAYETTE & TIPPECANOE COUNTY
1114 E STATE STREET STE 200
LAFAYETTE,IN47905 		35-0891621 501(C)(3) 92,600       NRN
(11) RIPLEY COUNTY COMMUNITY FOUNDATION INC
4 SOUTH PARK AVE
BATESVILLE,IN47006 		35-2048001 501(C)(3) 185,000       INDFUND
(12) TIPTON COUNTY FOUNDATION INC
PO BOX 412 1020 W JEFFERSON ST
TIPTON,IN46072 		31-1175045 501(C)(3) 5,300       KINDERGARDEN COUNTDOWN
(13) UNITED WAY OF ALLEN CO
334 E BERRY STREET
FORT WAYNE,IN46802 		35-0867932 501(C)(3) 421,504       INVEST1213
(14) UNITED WAY OF BARTHOLOMEW CO
1531 13TH STREET
COLUMBUS,IN47201 		35-1132860 501(C)(3) 331,972       INVEST1213
(15) UNITED WAY OF CASS CO
401 E BROADWAY
LOGANSPORT,IN46947 		35-0868950 501(C)(3) 116,100       INVEST1213
(16) UNITED WAY OF THE DANVILLE AREA
28 W NORTH ST STE 102
DANVILLE,IL61832 		37-0673481 501(C)(3) 8,507       INVEST1213
(17) UNITED WAY OF DAVIESS CO
PO BOX 224
WASHINGTON,IN47501 		35-1404567 501(C)(3) 22,000       INVEST1213
(18) DEARBORN & OHIO CO UNITED FUND
PO BOX 3465
LAWRENCEBURG,IN47025 		35-1441961 501(C)(3) 14,350       INVEST1213
(19) UNITED WAY OF DEKALB COUNTY
PO BOX 307
AUBURN,IN46706 		35-1065714 501(C)(3) 53,766       INVEST1213
(20) UNITED WAY OF DELAWARE CO
PO BOX 968
MUNCIE,IN47308 		35-0996148 501(C)(3) 207,979       KINDERGARTEN COUNTDOWN/INVEST1213
(21) UNITED WAY OF ELKHART CO
601 COUNTY RD 7
ELKHART,IN46516 		35-0953433 501(C)(3) 37,500       INVEST1213 COLLABORATIVE
(22) UNITED WAY OF GRANT CO
PO BOX 61
MARION,IN46952 		35-0995975 501(C)(3) 65,905       NRN/INVEST1213
(23) UNITED WAY OF HOWARD CO
210 W WALNUT STREET
KOKOMO,IN46901 		35-0877579 501(C)(3) 118,014       INVEST1213
(24) UNITED WAY OF HUNTINGTON CO
PO BOX 347
HUNTINGTON,IN46750 		35-1134872 501(C)(3) 78,000       INVEST1213
(25) JACKSON CO UNITED WAY
PO BOX 94
SEYMOUR,IN47274 		35-1068832 501(C)(3) 91,060       INVEST1213
(26) UNITED WAY OF JAY CO
101 S MERIDIAN ST
PORTLAND,IN47371 		35-1020932 501(C)(3) 15,949       INVEST1213
(27) JENNINGS CO UNITED WAY
PO BOX 446
NORTH VERNON,IN47265 		23-7215407 501(C)(3) 50,850       INVEST1213
(28) UNITED WAY OF JOHNSON CO
2525 N MORTON ST
FRANKLIN,IN46131 		35-1082600 501(C)(3) 56,723       INVEST1213
(29) UNITED WAY OF KNOX CO
PO BOX 198
VINCENNES,IN47591 		35-1158520 501(C)(3) 28,150       INVEST1213
(30) UNITED WAY OF KOSCIUSKO CO
PO BOX 923
WARSAW,IN46581 		35-1044331 501(C)(3) 69,593       INVEST1213
(31) LAKE AREA UNITED WAY
221 WEST RIDGE RD
GRIFFITH,IN46319 		23-7170019 501(C)(3) 54,230       INVEST1213 COLLABORATIVE
(32) UNITED WAY OF LAPORT CO
800 LINCOLNWAY STE200
LAPORTE,IN46350 		35-0782893 501(C)(3) 124,273       NRN/INVEST1213/KINDERGARDEN COUNTDOWN
(33) UNITED WAY OF MADISON CO
PO BOX 1200
ANDERSON,IN46015 		35-1052350 501(C)(3) 82,500       INVEST1213
(34) UNITED WAY OF MARSHALL CO
PO BOX 392
PLYMOUTH,IN46563 		23-7220922 501(C)(3) 42,073       NRN
(35) UNITED WAY OF MIAMI CO
13 E MAIN ST
PERU,IN46970 		35-6006704 501(C)(3) 30,610       INVEST1213
(36) UNITED WAY OF MONROE COUNTY
441 S COLLEGE AVE
BLOOMINGTON,IN47403 		35-0985959 501(C)(3) 144,632       KINDERGARTEN COUNTDOWN/INVEST1213
(37) UNITED WAY OF NOBLE COUNTY
2094 N STATE ROAD 9
ALBION,IN46701 		35-1179046 501(C)(3) 18,821       INVEST1213
(38) UNITED WAY OF PORTER COUNTY
PO BOX 2028
VALPARAISO,IN46384 		35-6006484 501(C)(3) 204,322       INVEST1213
(39) UNITED WAY OF POSEY COUNTY
PO BOX 562
MOUNT VERNON,IN47620 		35-6030053 501(C)(3) 63,927       INVEST1213
(40) UNITED WAY OF SCOTT CO
PO BOX 227
SCOTTSBURG,IN47170 		35-1867167 501(C)(3) 22,985       INVEST1213
(41) UNITED WAY OF SOUTH CENTRAL INDIANA
PO BOX 671
BEDFORD,IN47421 		35-1047413 501(C)(3) 18,000       KINDERGARTEN COUNTDOWN/INVEST1213
(42) UNITED WAY OF SOUTHWESTERN INDIANA
PO BOX 18
EVANSVILLE,IN47701 		35-0868069 501(C)(3) 420,150       KINDERGARTEN COUNTDOWN/INVEST1213
(43) STARKE UNITED
51 W LAKE ST
KNOX,IN46534 		35-1989797 501(C)(3) 2,000       KINDERGARTEN COUNTDOWN
(44) STEUBEN CO UNITED WAY INC
317 S WAYNE ST STE 3-D
ANGOLA,IN46703 		23-7168857 501(C)(3) 13,166       INVEST1213
(45) UNITED WAY OF ST JOSEPH CO
3517 E JEFFERSON BLVD
SOUTH BEND,IN46615 		35-1063368 501(C)(3) 203,803       INVEST1213
(46) U W OF LAFAYETTE & TIPP CO
1114 E STATE STREET STE 200
LAFAYETTE,IN47905 		35-0891621 501(C)(3) 532,700       KINDERGARTEN COUNTDOWN/INVEST1213
(47) UNITED WAY OF THE WABASH VALLEY
2901 OHIO BLVD STE 215
TERRE HAUTE,IN47803 		35-1008531 501(C)(3) 15,780       INVEST1213
(48) UNITED WAY OF WELLS COUNTY
122 LA MAR ST STE118
BLUFFTON,IN46714 		31-0969009 501(C)(3) 31,100       INVEST1213
(49) WHITE CO UNITED WAY
PO BOX 580
MONTICELLO,IN47960 		35-1137113 501(C)(3) 4,500       KINDERGARTEN COUNTDOWN
(50) UNITED WAY OF WHITEWATER VALLEY
129 S 9TH ST
RICHMOND,IN37374 		35-1020935 501(C)(3) 77,985       INVEST1213
(51) UNITED WAY OF WHITLEY COUNTY
PO BOX 464
COLUMBIA CITY,IN46725 		23-7300114 501(C)(3) 20,000       INVEST1213
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
51
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
0
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2013

Schedule I (Form 990) 2013
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance












Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
PART I, LINE 2: GRANTEES MAKE PROGRAM REPORTS IN JUNE AND DECEMBER OF EACH YEAR DURING THE APPROVED GRANT WORK. A FINAL REPORT IS MADE AT THE CONCLUSION OF THE RROGRAMMATIC WORK. MATCHING RESOURCE DEVELOPMENT WORK IS REPORTED TO FILE A CLIAM FOR THE GRANT PAYMENT.
Schedule I (Form 990) 2013


Additional Data


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Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
INDIANA ASSOCIATION OF UNITED WAYS INC
 
Employer identification number

35-1441961
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
 
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)ROGER L FRICKPRESIDENT (i)
(ii)		 140,999
0 		0
0 		0
0 		21,323
0 		7,403
0 		169,725
0 		0
0
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
Schedule J (Form 990) 2013

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
INDIANA ASSOCIATION OF UNITED WAYS INC
 
Employer identification number

35-1441961
Return Reference Explanation
FORM 990, PART III, LINE 3 THE INDIANA NATURAL DISASTER FUND 12 WAS COMPLETED AND ACCOUNTS CLOSED IN 2013.
FORM 990, PART VI, SECTION A, LINE 6 UNITED WAYS, UNITED FUNDS AND SIMILAR COMMUNITY ORGANIZATIONS MAY BECOME MEMBERS BY MEETING THE MEMBERSHIP CRITERIA OF UNITED WAY WORLDWIDE AS A BONA FIDE UNITED WAY. OTHER ORGANIZATIONS MUST MEET IAUW MEMBERSHIP CRITERIA. ALL MEMBERS PAY ANNUAL DUES TO IAUW.
FORM 990, PART VI, SECTION A, LINE 7A A NOMINATING COMMITTEE ELECTED BY THE MEMBERS PRESENTS A SLATE OF INDIVIDUALS AS CANDIDATES FOR THE BOARD. A GATHERING OF MEMBERS AT THE ANNUAL STATE LEADERS CONFERENCE RECIEVES THE REPORT AND VOTES TO ELECT THE SLATE.
FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS PRESENTED TO THE BOARD FOR APPROVAL WITH THE ANNUAL AUDIT. THE FORM IS REVIEWED AND RECOMMENDED BY THE VOLUNTEER FINANCE COMMITTEE PRIOR TO BOARD APPROVAL.
FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS ABSTAIN FROM ALL VOTES THAT BENEFIT THE MEMBER THEY VOLUNTARILY REPRESENT.
FORM 990, PART VI, SECTION B, LINE 15A THE BOARD CHAIR APPOINTS A REVIEW COMMITTEE ANNUALLY. THE COMMITTEE IS COMPOSED OF THE CURRENT VICE CHAIR OF THE BOARD AS COMMITTEE CHAIR, THE CURRENT BOARD CHAIR, AND AT LEAST THREE OTHER MEMBERS OF THE BOARD REPRESENTING DIFFERENT CONSTITUENCIES OF THE MEMBERSHIP. THE PROCEDURES FOR THE REVIEW OF THE PRESIDENT'S PERFORMANCE ARE AS FOLLOWS: A. THE PRESIDENT SHALL PREPARE A REPORT OF HIS/HER PERFORMANCE FOR THE PAST YEAR NOTING PROGRESS TOWARD MISSION-BASED OBJECTIVES OF THE ASSOCIATION, B. THE PRESIDENT WILL PROVIDE COMPENSATION INFORMATION FOR COMPARABLE POSITIONS FROM UNITED WAY AND OTHER ASSOCIATION COMPENSATION STUDIES AS AVAILABLE, C. THE PRESIDENT WILL BE PREPARED TO DISCUSS THE OVERALL PERFORMANCE OF THE ORGANIZATION AND NOT ALLOW ANY CHALLENGING OR DETRIMENTAL CONDITIONS TO BE UNREPORTED, D. THE COMMITTEE WILL MEET WITH THE PRESIDENT AND REVIEW THE PRIOR DOCUMENTATION AND DISCUSS PERFORMANCE IN THE PAST YEAR AND OBJECTIVES FOR THE COMING YEAR, E. THE COMMITTEE WILL MEET IN EXECUTIVE SESSION TO PREPARE A RECOMMENDATION FOR THE BOARD OF DIRECTORS, F. THE BOARD WILL MEET IN EXECUTIVE SESSION AT ITS DECEMBER MEETING, AND OTHER MEETINGS AS DESIRED OR NEEDED, TO CONSIDER THE PERFORMANCE AND COMPENSATION OF THE PRESIDENT AND RECOMMENDATIONS OF THE REVIEW COMMITTEE AND A COPY OF THE RECOMMENDATION WILL BECOME A PART OF THE BOARD MINUTES REFLECTING THE BOARD'S ACTION, G. IN THE EVENT OF GRIEVANCES OR CHALLENGES TO THE RECOMMENDATIONS OF THE REVIEW COMMITTEE, THE PRESIDENT WILL BE INVITED TO PARTICIPATE IN THE BOARD'S DELIBERATIONS.
FORM 990, PART VI, SECTION C, LINE 19 GOVERNANCE DOCUMENTS ARE AVAILABLE BY REQUEST EITHER ELECTRONICALLY OR IN PRINTED FORM.
FORM 990, PART XII, LINE 2C: NO CHANGE FROM PROCESS IN PRIOR YEAR.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2013

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