Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
LOVELL CHARITABLE FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 75000   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
DETROIT, MI482757874
A Employer identification number

04-3555494
B Telephone number (see instructions)

(313) 222-6297
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$3,088,123J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 73,143 73,143  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 171,740
b Gross sales price for all assets on line 6a 1,322,539
7 Capital gain net income (from Part IV, line 2)... 171,740
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 244,883 244,883  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 40,933 36,839   4,093
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... 1,200 600   600
c Other professional fees (attach schedule).... 45,870 45,870   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) 4,982     0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... 457 457    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 93,442 83,766 0 4,693
25 Contributions, gifts, grants paid........ 144,758 144,758
26 Total expenses and disbursements. Add lines 24 and 25 238,200 83,766 0 149,451
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 6,683
b Net investment income (if negative, enter -0-) 161,117
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 163,882 127,390 127,390
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 1,458,147 Click to see attachment1,489,858 1,819,578
c Investments—corporate bonds (attach schedule)........ 1,145,853 Click to see attachment1,157,453 1,141,155
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) 1    
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,767,883 2,774,701 3,088,123
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 2,767,883 2,774,701
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 2,767,883 2,774,701
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 2,767,883 2,774,701
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 2,767,883
2 Enter amount from Part I, line 27a..................... 2 6,683
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 135
4 Add lines 1, 2, and 3.......................... 4 2,774,701
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 2,774,701
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 42. ADT CORP   2012-09-21 2013-02-13
b 36. ADT CORP   2013-05-02 2013-06-26
c 22. ADVANCE AUTO PARTS   2013-10-08 2013-12-18
d 6. AEGON N V PFD CAP SECS 6.375%   2011-06-16 2013-10-30
e 3. AEGON N V PFD 6.5%   2012-04-09 2013-04-29
3. AEGON N V PFD 6.5%   2012-04-09 2013-05-07
3. AEGON N V PFD 6.5%   2011-02-25 2013-05-21
3. AEGON N V PFD 6.5%   2011-02-25 2013-05-22
1. AEGON N V PFD 6.5%   2011-02-25 2013-10-30
6. AEGON N V PFD SER 1   2011-02-25 2013-05-07
3. AEGON N V PFD SER 1   2011-02-25 2013-05-08
7. AEGON N V PFD SER 1   2011-02-25 2013-10-30
2. AEGON N V 8% PFD SHS   2012-04-11 2013-10-30
1. ALEXANDRIA REAL ESTATE 6.45% PFD SHS   2012-03-15 2013-10-30
425. ALLIANZ GLOBAL INVS FIXED INCOME SHS SE   2011-08-16 2013-06-13
1690. ALLIANZ GLOBAL INVS FIXED INCOME SHS CL   2011-02-18 2013-06-13
1. ALLSTATE CORP 5.10% PFD SHS   2013-01-16 2013-10-30
1. AMAZON COM INC   2012-02-01 2013-02-14
4. AMAZON COM INC   2012-02-02 2013-02-25
1. AMAZON COM INC   2013-05-13 2013-05-23
1. AMAZON COM INC   2012-02-02 2013-07-18
7. AMAZON COM INC   2012-08-31 2013-10-04
3. AMAZON COM INC   2012-08-31 2013-11-07
44. AMCOR LTD ADR   2011-02-16 2013-05-31
52. AMCOR LTD ADR   2011-02-16 2013-07-29
20. AMERICAN CAP AGY CORP   2011-06-08 2013-06-03
5. AMERICAN CAP AGY CORP   2012-07-06 2013-06-03
21. AMERICAN EXPRESS CO   2013-03-12 2013-05-08
6. AMERICAN EXPRESS CO   2013-03-11 2013-05-23
10. AMERICAN EXPRESS CO   2013-03-11 2013-05-23
23. AMERICAN EXPRESS CO   2013-02-25 2013-10-02
3. AMERICAN EXPRESS CO   2013-02-25 2013-10-16
13. AMERICAN EXPRESS CO   2013-02-28 2013-10-17
1. AMERICAN FINL GROUP INC OH 6.375% PFD   2012-06-11 2013-10-30
18. AMERICAN INTL GROUP INC   2013-05-13 2013-05-23
54. AMERICAN INTL GROUP INC   2013-05-31 2013-11-05
12. AMERICAN INTL GROUP INC   2013-04-25 2013-11-07
10. AMERICAN TOWER REIT   2013-02-08 2013-02-22
7. AMERICAN TOWER REIT   2012-12-14 2013-05-23
5. AMERICAN TOWER REIT   2012-12-14 2013-06-10
14. AMERICAN TOWER REIT   2012-10-05 2013-06-24
7. AMERICAN TOWER REIT   2012-10-05 2013-07-05
8. AMERICAN TOWER REIT   2012-07-31 2013-07-08
16. AMERICAN TOWER REIT   2012-08-24 2013-07-09
2. AMERIPRISE FINL INC PFD 7.75% 06/15/203   2011-02-25 2013-10-30
22. ANADARKO PETROLEUM CORP   2012-05-22 2013-02-13
56. ANADARKO PETROLEUM CORP   2013-08-14 2013-12-13
71. ANADARKO PETROLEUM CORP   2012-05-22 2013-12-13
15. ANALOG DEVICES INC   2011-02-17 2013-02-22
9. ANHEUSER BUSCH INBEV SA/NV ADR   2013-04-11 2013-05-23
1. ANHEUSER BUSCH INBEV SA/NV ADR   2013-04-02 2013-07-17
8. ANHEUSER BUSCH INBEV SA/NV ADR   2013-04-12 2013-07-18
5. ANHEUSER BUSCH INBEV SA/NV ADR   2013-04-12 2013-07-22
29. ANHEUSER BUSCH INBEV SA/NV ADR   2013-04-17 2013-07-31
7. ANHEUSER BUSCH INBEV SA/NV ADR   2013-04-05 2013-08-16
17. ANHEUSER BUSCH INBEV SA/NV ADR   2013-03-25 2013-08-19
65. ANNALY MTG MGMT INC (REIT)   2011-02-17 2013-10-04
140. ANNALY MTG MGMT INC (REIT)   2012-08-06 2013-12-10
19. APACHE CORP   2010-07-07 2013-12-18
2. APPLE COMPUTER INC   2012-11-16 2013-01-16
1. APPLE COMPUTER INC   2012-11-16 2013-01-23
8. APPLE COMPUTER INC   2011-12-29 2013-01-23
3. APPLE COMPUTER INC   2012-02-06 2013-09-05
27. ASTELLAS PHARMA INC ADR   2011-02-16 2013-04-22
23. ASTELLAS PHARMA INC ADR   2011-02-16 2013-05-02
123. ASTELLAS PHARMA INC ADR   2011-02-16 2013-05-17
116. ASTELLAS PHARMA INC ADR   2011-02-16 2013-12-04
105. ASTELLAS PHARMA INC ADR   2011-02-16 2013-12-20
8. AUTOZONE INC   2013-02-08 2013-02-13
1. AUTOZONE INC   2011-08-24 2013-05-13
2. AUTOZONE INC   2011-08-24 2013-05-15
1. AUTOZONE INC   2012-05-17 2013-05-21
2. AUTOZONE INC   2012-11-02 2013-05-23
2. AUTOZONE INC   2012-06-04 2013-08-01
1. AUTOZONE INC   2012-06-04 2013-08-08
1. AUTOZONE INC   2012-06-04 2013-08-09
2. AUTOZONE INC   2012-06-04 2013-08-12
1. AUTOZONE INC   2013-08-14 2013-08-26
1. AUTOZONE INC   2013-08-14 2013-09-11
2. AUTOZONE INC   2012-06-04 2013-09-12
1. AUTOZONE INC   2013-08-14 2013-09-12
1. BB&T CORP PFD SER F PERPETUAL PFD 5.2%   2013-07-15 2013-10-30
1. BB&T CORP 5.20% PFD SHS SER G   2013-05-03 2013-10-30
2. BANK OF AMERICA CORP 6.375% PFD SERIES 3   2011-02-25 2013-10-30
2. BANK OF AMERICA CORP PFD 6.625%   2011-04-26 2013-10-30
15. BANK OF AMERICA CORP PREFERRED 8.2   2012-02-14 2013-05-01
2. BANK OF AMERICA CORP PFD 6.204% SER D   2011-02-25 2013-10-30
1. BANK NEW YORK MELLON CORP 5.20% PFD SER C   2013-01-14 2013-10-30
3. BARCLAYS 6.625% ADR PFD   2011-02-25 2013-10-30
3. BARCLAYS BK PLC PFD 8.125%   2011-02-25 2013-08-06
9. BARCLAYS BK PLC PFD 8.125%   2011-02-25 2013-08-13
1. BARCLAYS BK PLC PFD 8.125%   2011-02-25 2013-10-30
6. BARCLAYS BK PLC PFD 8.125%   2011-02-25 2013-11-04
3. BARCLAYS BK PLC PFD 8.125%   2011-02-25 2013-11-18
6. BARCLAYS BK PLC PFD 8.125%   2011-02-25 2013-11-19
3. BARCLAYS BK PLC PFD 8.125%   2011-02-25 2013-12-09
3. BARCLAYS BK PLC PFD 8.125%   2011-02-25 2013-12-10
1. BARCLAYS BK PLC PFD 8.125%   2011-02-25 2013-12-13
1. BARCLAYS BK PLC PFD 8.125%   2011-02-25 2013-12-17
2. BARCLAYS BK PLC PFD 7.75%   2011-02-25 2013-10-30
4. BARCLAYS BK PLC PFD 7.1%   2011-02-25 2013-10-30
30. BAXTER INTERNATIONAL INC   2013-11-13 2013-12-18
45. BECTON DICKINSON & CO   2012-03-07 2013-04-12
7. BECTON DICKINSON & CO   2011-12-21 2013-05-24
40. BECTON DICKINSON & CO   2011-12-21 2013-10-22
98. BECTON DICKINSON & CO   2011-12-21 2013-11-13
2. W.R. BERKLEY 5.625% NOTES DUE 4/30/2053   2013-05-02 2013-10-30
6. BERKLEY W R CAP TR II 6.750% PFD   2011-02-25 2013-04-19
6. BERKLEY W R CAP TR II 6.750% PFD   2011-02-25 2013-04-24
49. BERKLEY W R CAP TR II 6.750% PFD   2011-02-25 2013-05-26
9. BERKSHIRE HATHAWAY CL B   2011-05-17 2013-05-24
30. BERKSHIRE HATHAWAY CL B   2012-11-05 2013-12-18
3. BIOGEN IDEC INC   2011-11-23 2013-03-14
2. BIOGEN IDEC INC   2011-11-23 2013-03-15
8. BIOGEN IDEC INC   2011-11-23 2013-05-23
7. BIOGEN IDEC INC   2011-06-28 2013-08-05
3. BIOGEN IDEC INC   2011-06-28 2013-09-04
3. BIOGEN IDEC INC   2011-06-27 2013-12-06
39. BLACKROCK BD ALLOCATION TARGET S   2012-06-28 2013-06-28
15. BRISTOL MYERS SQUIBB CO   2011-11-29 2013-04-10
15. BRISTOL MYERS SQUIBB CO   2011-11-29 2013-04-15
2. BRISTOL MYERS SQUIBB CO   2011-11-29 2013-04-17
14. BRISTOL MYERS SQUIBB CO   2013-02-08 2013-04-17
17. BRISTOL MYERS SQUIBB CO   2013-02-08 2013-04-22
19. BRISTOL MYERS SQUIBB CO   2013-01-28 2013-04-22
15. BRISTOL MYERS SQUIBB CO   2013-01-28 2013-05-08
17. BRISTOL MYERS SQUIBB CO   2013-01-24 2013-05-13
18. BRISTOL MYERS SQUIBB CO   2013-01-24 2013-05-13
20. BRISTOL MYERS SQUIBB CO   2013-01-23 2013-05-14
13. BRISTOL MYERS SQUIBB CO   2013-01-22 2013-05-23
12. BRISTOL MYERS SQUIBB CO   2013-08-01 2013-09-04
27. BRISTOL MYERS SQUIBB CO   2013-08-13 2013-09-05
16. BRISTOL MYERS SQUIBB CO   2013-08-13 2013-09-09
12. BRISTOL MYERS SQUIBB CO   2012-08-02 2013-09-09
28. BRISTOL MYERS SQUIBB CO   2012-08-02 2013-09-09
55. BRISTOL MYERS SQUIBB CO   2013-01-22 2013-09-09
60. BROOKFIELD ASSET MGMT INC CL A   2011-06-10 2013-12-18
16. CBS CORP NEW CL B   2012-09-21 2013-01-28
20. CBS CORP NEW CL B   2012-10-05 2013-04-02
11. CBS CORP NEW CL B   2012-10-05 2013-05-23
15. CBS CORP NEW CL B   2012-10-05 2013-05-23
17. CBS CORP NEW CL B   2013-11-05 2013-11-20
10. C H ROBINSON WORLDWIDE INC   2012-04-25 2013-05-24
50. C H ROBINSON WORLDWIDE INC   2013-05-16 2013-10-03
15. C H ROBINSON WORLDWIDE INC   2012-04-25 2013-10-03
35. C H ROBINSON WORLDWIDE INC   2012-04-25 2013-12-18
25. CSX CORP   2013-05-09 2013-05-23
13. CSX CORP   2013-05-08 2013-06-19
4. CSX CORP   2013-05-08 2013-06-20
23. CSX CORP   2013-05-08 2013-06-21
44. CSX CORP   2013-04-29 2013-06-24
22. CSX CORP   2013-03-21 2013-06-28
23. CSX CORP   2013-03-26 2013-07-05
24. CSX CORP   2013-03-26 2013-07-08
25. CSX CORP   2013-03-26 2013-07-09
65. CABLEVISION SYSTEMS CORP   2011-02-17 2013-07-19
50. CABLEVISION SYSTEMS CORP   2011-08-25 2013-10-01
35. CABLEVISION SYSTEMS CORP   2011-08-25 2013-10-02
13. CAMERON INTL CORP   2013-10-15 2013-10-24
9. CAMERON INTL CORP   2013-10-11 2013-10-25
19. CAMERON INTL CORP   2013-10-02 2013-11-05
16. CAMERON INTL CORP   2013-10-02 2013-11-06
7. CP RAILWAY LIMITED   2013-05-17 2013-11-01
107. CAPITAL ONE FINANCIAL CORP   2013-02-13 2013-02-21
85. CARMAX INC   2012-02-02 2013-03-20
50. CARMAX INC   2012-05-17 2013-04-12
25. CARMAX INC   2012-02-02 2013-04-12
25. CARMAX INC   2012-05-17 2013-12-18
290. CARREFOUR SA SPONSORED ADR   2011-02-16 2013-02-21
222. CARREFOUR SA SPONSORED ADR   2011-02-16 2013-10-11
211. CARREFOUR SA SPONSORED ADR   2012-01-27 2013-12-19
10. CELGENE CORP   2013-03-11 2013-04-25
23. CELGENE CORP   2013-03-11 2013-04-30
1. CHIPOTLE MEXICAN GRILL INC CL A   2012-07-20 2013-05-23
2. CHIPOTLE MEXICAN GRILL INC CL A   2012-08-02 2013-06-24
2. CHIPOTLE MEXICAN GRILL INC CL A   2012-10-19 2013-07-17
1. CHIPOTLE MEXICAN GRILL INC CL A   2012-10-19 2013-12-12
2. CHIPOTLE MEXICAN GRILL INC CL A   2012-10-19 2013-12-13
19. CISCO SYS INC   2013-08-13 2013-09-27
76. CISCO SYS INC   2013-08-15 2013-09-27
1. CITIGROUP INC 7.125% PFD   2013-10-24 2013-10-30
2. CITIGROUP INC 5.8 % PFD SHS SER C NONCUMULATIVE   2013-05-10 2013-10-30
19. CITIGROUP INC   2013-02-13 2013-02-22
20. CITIGROUP INC   2012-02-21 2013-05-23
9. CITIGROUP INC   2012-02-21 2013-06-26
13. CITIGROUP INC   2013-05-31 2013-06-26
16. CITIGROUP INC   2013-07-16 2013-07-25
7. CITIGROUP INC   2012-02-21 2013-07-25
24. CITIGROUP INC   2012-02-21 2013-08-16
142. CITIGROUP INC   2012-05-03 2013-10-16
79. CITIGROUP INC   2013-09-03 2013-10-16
19. CITIGROUP INC   2013-02-13 2013-10-31
1. CITIGROUP CAP X PFD 6.10%   2011-02-25 2013-04-29
4. CITIGROUP CAP X PFD 6.10%   2011-02-25 2013-05-07
12. CITIGROUP CAP X PFD 6.10%   2011-02-25 2013-05-08
3. CITIGROUP CAPITAL IX 6.000% PFD   2011-06-10 2013-10-30
9. CITIGROUP CAP VIII 6.950% PFD   2011-02-25 2013-04-16
9. CITIGROUP CAP XI PFD 6% CAP SECS TRUPS 6   2012-04-25 2013-05-07
6. CITIGROUP CAP XI PFD 6% CAP SECS TRUPS 6   2012-04-25 2013-05-08
9. CITIGROUP CAP XIII TR PFD SECS FIXED/FLT   2012-03-14 2013-05-21
7. CITIGROUP CAP XIII TR PFD SECS FIXED/FLT   2012-07-18 2013-10-30
14. CITIGROUP CAP XVI PFD SER 6.45%   2011-02-25 2013-07-15
9. CITIGROUP CAP XVII PFD 6.35%   2011-02-25 2013-05-07
3. CITIGROUP CAP XVII PFD 6.35%   2011-02-25 2013-05-08
2. CITIGROUP CAP XVII PFD 6.35%   2011-02-25 2013-10-30
234. COCA COLA CO   2011-02-23 2013-01-04
13. COMCAST CORP CL A   2013-02-05 2013-05-23
13. COMCAST CORP CL A   2013-02-05 2013-05-23
41. COMCAST CORP CL A   2013-02-05 2013-06-14
4. COMMONWEALTH REIT PFD 7.50% 7.5% 11/15/2   2011-02-25 2013-07-02
9. COMMONWEALTH REIT PFD 7.50% 7.5% 11/15/2   2011-02-25 2013-07-11
12. COMMONWEALTH REIT5.75% SENIOR NOTES DUE 8/1/2042   2012-07-23 2013-07-02
76. COMMUNITY HEALTH SYSTEMS   2011-04-11 2013-02-13
23. COMMUNITY HEALTH SYSTEMS   2011-04-11 2013-04-04
49. COMMUNITY HEALTH SYSTEMS   2012-04-18 2013-05-20
32. COMMUNITY HEALTH SYSTEMS   2012-07-30 2013-07-19
118. COMMUNITY HEALTH SYSTEMS   2012-04-18 2013-07-19
91. CONOCOPHILLIPS   2012-08-02 2013-01-07
64. CONOCOPHILLIPS   2012-08-02 2013-01-15
120. COPART INC   2012-07-03 2013-01-31
15. COPART INC   2012-07-02 2013-05-24
90. COPART INC   2012-07-02 2013-12-18
10. COSTCO WHOLESALE CORP   2013-10-03 2013-12-18
1. COUNTRYWIDE CAP V PFD SER 7%   2012-09-19 2013-02-06
4. COUNTRYWIDE CAP V PFD SER 7%   2012-09-21 2013-02-07
3. COUNTRYWIDE CAP V PFD SER 7%   2012-09-21 2013-02-08
1. COUNTRYWIDE CAP V PFD SER 7%   2012-09-21 2013-02-19
2. COUNTRYWIDE CAP IV 6.750% PFD   2011-02-25 2013-10-30
127. COVANTA HOLDING CORP   2013-10-04 2013-10-24
70. COVANTA HOLDING CORP   2013-09-05 2013-10-25
1000. COX COMMUNICATIONS INC NEW 5.45% 12/15/2   2012-03-26 2013-01-04
3. CREDIT SUISSE GUERNSEY BRH PFD   2012-02-29 2013-01-03
3. CREDIT SUISSE GUERNSEY BRH PFD   2012-02-17 2013-01-07
18. CREDIT SUISSE GUERNSEY BRH PFD   2011-02-25 2013-02-25
93. CREDIT SUISSE GUERNSEY BRH PFD   2011-02-25 2013-03-28
7. CUMMINS ENGINE INC   2012-12-21 2013-02-22
4. CUMMINS ENGINE INC   2012-11-06 2013-04-18
5. CUMMINS ENGINE INC   2012-11-05 2013-04-22
12. CUMMINS ENGINE INC   2012-11-15 2013-04-30
12. CUMMINS ENGINE INC   2013-08-26 2013-11-04
1. DTE ENERGY CO 6.50% PFD   2011-11-29 2013-10-30
13. DANAHER CORP   2011-02-17 2013-04-02
9. DANAHER CORP   2011-08-30 2013-05-13
20. DANAHER CORP   2011-10-07 2013-05-14
1. DANAHER CORP   2013-04-15 2013-05-14
1. DANAHER CORP   2012-10-19 2013-11-18
63. DANAHER CORP   2013-08-22 2013-11-18
30. DANAHER CORP   2013-04-15 2013-12-18
3. DB CONT CAPITAL TRUST V PFD 8.05%   2011-02-25 2013-10-23
3. DB CONT CAPITAL TRUST V PFD 8.05%   2011-02-25 2013-10-24
1. DB CONT CAPITAL TRUST V PFD 8.05%   2011-02-25 2013-10-30
9. DB CONT CAPITAL TRUST V PFD 8.05%   2011-02-25 2013-12-10
9. DEUTSCHE BK CAP FDG TR VIII PFD 6.375%   2011-02-25 2013-04-26
12. DEUTSCHE BK CAP FDG TR VIII PFD 6.375%   2011-02-25 2013-10-30
8. DEUTSCHE BK CONTINGENT CAP TRUST II PFD 6.55%   2012-03-19 2013-10-30
2. DEUTSCHE BK CONT CAP TRUST III PFD 7.6%   2011-07-06 2013-10-30
3. DEUTSCHE BK CONT CAP TRUST III PFD 7.6%   2011-07-06 2013-12-27
3. DEUTSCHE BK CONT CAP TRUST III PFD 7.6%   2011-07-06 2013-12-31
2. DEUTSCHE BANK CAPITAL FUNDING X PFD 7.35%   2011-02-25 2013-03-28
1. DEUTSCHE BANK CAPITAL FUNDING X PFD 7.35%   2011-02-25 2013-04-17
2. DEUTSCHE BANK CAPITAL FUNDING X PFD 7.35%   2011-02-25 2013-04-23
5. DEUTSCHE BANK CAPITAL FUNDING X PFD 7.35%   2011-02-25 2013-04-24
2. DIGITAL REALTY TRUST INC REDEEMABLE PFD   2011-09-09 2013-10-30
1. DIGITAL REALTY TRUST INC 6.625% PFD   2012-04-12 2013-10-30
8. WALT DISNEY CO   2013-05-08 2013-05-23
65. DOLLAR GEN CORP NEW   2013-01-24 2013-02-07
2. DOMINION RESOURCES INC PFD 8.375% SER A   2011-02-25 2013-10-30
6. DUKE PFD 8.375%   2011-02-25 2013-01-18
15. DUKE ENERGY CORP NEW   2011-02-17 2013-06-18
2. DUKE ENERGY CORP 5.125% PFD 1/15/2073   2013-01-16 2013-10-30
297. E M C CORP   2012-11-16 2013-03-07
27. EBAY INC   2013-02-08 2013-04-22
25. EBAY INC   2013-02-07 2013-04-24
18. EBAY INC   2013-01-29 2013-05-23
34. EBAY INC   2013-03-08 2013-07-18
24. EBAY INC   2013-03-19 2013-07-22
24. EBAY INC   2012-09-11 2013-09-27
10. EBAY INC   2013-09-20 2013-09-27
43. EBAY INC   2013-08-07 2013-11-21
50. EBAY INC   2013-08-07 2013-12-18
2. ENTERGY ARKANSAS 4.75% FIRST MORTGAGE BONDS DUE 6/1/2063   2013-05-29 2013-10-30
2. ENTERGY ARKANSAS 4.90% PFD SHS   2013-02-27 2013-10-30
1. ENTERGY ARKANSAS 5.75% 1ST MTG BD DUE 11/1/2040   2011-02-25 2013-10-30
3. ENTERGY MISSISSIPPI INC   2011-04-13 2013-10-30
1. ENTERGY LA LLC   2013-06-19 2013-10-30
1. ENTERGY TEX INC PFD 7.875% 06/01/2039   2011-02-25 2013-10-30
3. EQUINIX INC COM NEW   2013-01-14 2013-02-22
2. EQUINIX INC COM NEW   2013-05-13 2013-05-23
1. EQUINIX INC COM NEW   2013-05-13 2013-05-24
6. EQUINIX INC COM NEW   2013-05-13 2013-05-29
3. EQUINIX INC COM NEW   2012-08-28 2013-05-30
11. EQUINIX INC COM NEW   2012-11-09 2013-06-07
9. EVEREST RE CAP TRUST II PFD   2011-02-25 2013-03-06
59. EVEREST RE CAP TRUST II PFD   2011-02-25 2013-05-24
10. EXELON CORPORATION   2013-04-29 2013-07-09
50. EXELON CORPORATION   2013-04-29 2013-08-19
68. EXELON CORPORATION   2013-04-29 2013-12-12
8. EXPRESS SCRIPTS HLDG CO   2012-04-16 2013-01-24
11. EXPRESS SCRIPTS HLDG CO   2012-04-16 2013-01-25
22. EXPRESS SCRIPTS HLDG CO   2012-04-16 2013-01-29
22. EXPRESS SCRIPTS HLDG CO   2012-04-16 2013-02-01
21. EXXON MOBIL CORP COMMON STOCK   2011-03-28 2013-02-13
24. EXXON MOBIL CORP COMMON STOCK   2011-03-28 2013-08-05
9. EXXON MOBIL CORP COMMON STOCK   2010-12-08 2013-08-15
41. EXXON MOBIL CORP COMMON STOCK   2013-02-21 2013-08-15
101. EXXON MOBIL CORP COMMON STOCK   2010-12-09 2013-08-16
26. FACEBOOK INC   2013-09-20 2013-10-04
6.86 FEDERAL HOME LN MTG GOLD POOL #G08323 5   2013-09-18 2013-10-16
8.28 FEDERAL HOME LN MTG GOLD POOL #G08323 5   2013-09-18 2013-11-18
9.5 FEDERAL HOME LN MTG GOLD POOL #G08323 5   2013-09-18 2013-12-17
4.15 FEDERAL HOME LN MTG CORP PARTN GROUP NBR Q1-7639 GOLD POOL 3% 04/   2013-09-16 2013-10-16
5.18 FEDERAL HOME LN MTG CORP PARTN GROUP NBR Q1-7639 GOLD POOL 3% 04/   2013-09-16 2013-11-18
4.14 FEDERAL HOME LN MTG CORP PARTN GROUP NBR Q1-7639 GOLD POOL 3% 04/   2013-09-16 2013-12-17
13000. FEDERAL NATL MTG ASSN 4.625% 10/15/2013   2007-01-19 2013-10-15
845.08 FEDERAL NATL MTG ASSN POOL NBR AH3645 4   2012-04-09 2013-01-28
1164.01 FEDERAL NATL MTG ASSN POOL NBR AH3645 4   2012-04-09 2013-02-26
553.55 FEDERAL NATL MTG ASSN POOL NBR AH3645 4   2012-04-09 2013-03-26
444.78 FEDERAL NATL MTG ASSN POOL NBR AH3645 4   2012-04-09 2013-04-26
433.57 FEDERAL NATL MTG ASSN POOL NBR AH3645 4   2012-04-09 2013-05-29
539.82 FEDERAL NATL MTG ASSN POOL NBR AH3645 4   2012-04-09 2013-06-26
583.64 FEDERAL NATL MTG ASSN POOL NBR AH3645 4   2012-04-09 2013-07-26
232.66 FEDERAL NATL MTG ASSN POOL NBR AH3645 4   2012-04-09 2013-08-27
191.59 FEDERAL NATL MTG ASSN POOL NBR AH3645 4   2012-04-09 2013-09-26
58.11 FEDERAL NATL MTG ASSN POOL NBR AH3645 4   2012-04-09 2013-10-28
126.62 FEDERAL NATL MTG ASSN POOL NBR AH3645 4   2012-04-09 2013-11-26
125.81 FEDERAL NATL MTG ASSN POOL NBR AH3645 4   2012-04-09 2013-12-27
26.69 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-18 2013-05-29
20.34 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-18 2013-06-26
16.69 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-18 2013-07-26
14. FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-18 2013-08-27
6.66 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-18 2013-09-26
4.63 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-18 2013-10-28
2.89 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-18 2013-11-26
5.01 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-18 2013-12-27
205.76 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-12 2013-05-29
151.09 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-12 2013-06-26
134.64 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-12 2013-07-26
2951.41 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-12 2013-08-20
171.62 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-12 2013-08-27
18.81 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-26 2013-05-29
22.82 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-26 2013-06-26
28.09 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-26 2013-07-26
13.89 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-26 2013-08-27
14.07 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-26 2013-09-26
7.69 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-26 2013-10-28
6.73 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-26 2013-11-26
4.79 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-04-26 2013-12-27
510. FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-03-18 2013-04-26
442.12 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-03-18 2013-05-29
474.97 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-03-18 2013-06-26
394.91 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-03-18 2013-07-26
2481.6 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-03-18 2013-08-23
369.53 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-03-18 2013-08-27
210.07 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-03-18 2013-09-26
126.9 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-03-18 2013-10-28
110.59 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-03-18 2013-11-26
129.85 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-03-18 2013-12-27
236.39 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-03-26 2013-05-29
231.44 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-03-26 2013-06-26
220.18 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-03-26 2013-07-26
2026.73 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-03-26 2013-08-20
2026.73 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-03-26 2013-08-23
188.46 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-03-26 2013-08-27
28.42 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-06-14 2013-07-26
789.56 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-06-14 2013-08-20
34.74 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-06-14 2013-08-27
23.18 FEDERAL NATL MTG ASSN POOL NBR AL3424 4   2013-07-10 2013-08-27
20.56 FEDERAL NATL MTG ASSN POOL NBR AL3424 4   2013-07-10 2013-09-26
15.31 FEDERAL NATL MTG ASSN POOL NBR AL3424 4   2013-07-10 2013-10-28
14.27 FEDERAL NATL MTG ASSN POOL NBR AL3424 4   2013-07-10 2013-11-26
14.45 FEDERAL NATL MTG ASSN POOL NBR AL3424 4   2013-07-10 2013-12-27
18.38 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-06-14 2013-07-26
9.14 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-06-14 2013-08-27
8.73 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-06-14 2013-09-26
7.16 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-06-14 2013-10-28
4.65 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-06-14 2013-11-26
4.09 FEDERAL NATL MTG ASSN GTD MTG POOL NBR A   2013-06-14 2013-12-27
144.26 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AP7488 3.5% 09/01/2042   2012-10-05 2013-01-28
128.44 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AP7488 3.5% 09/01/2042   2012-10-05 2013-02-26
276.27 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AP7488 3.5% 09/01/2042   2012-10-05 2013-03-26
278.62 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AP7488 3.5% 09/01/2042   2012-10-05 2013-04-26
408.79 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AP7488 3.5% 09/01/2042   2012-10-05 2013-05-29
496.04 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AP7488 3.5% 09/01/2042   2012-10-05 2013-06-26
244.94 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AP7488 3.5% 09/01/2042   2012-10-05 2013-07-26
260.13 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AP7488 3.5% 09/01/2042   2012-10-05 2013-08-27
66.28 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AP7488 3.5% 09/01/2042   2012-10-05 2013-09-26
191.58 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AP7488 3.5% 09/01/2042   2012-10-05 2013-10-28
141.08 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AP7488 3.5% 09/01/2042   2012-10-05 2013-11-26
40.58 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AP7488 3.5% 09/01/2042   2012-10-05 2013-12-27
1.82 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AQ7081 3.5% 12/01/2042   2013-07-10 2013-08-27
25.65 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AQ7081 3.5% 12/01/2042   2013-07-10 2013-09-26
1.78 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AQ7081 3.5% 12/01/2042   2013-07-10 2013-10-28
1.79 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AQ7081 3.5% 12/01/2042   2013-07-10 2013-11-26
13.96 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AQ7081 3.5% 12/01/2042   2013-07-10 2013-12-27
1.7 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AR2583 3.5% 02/01/2043   2013-02-13 2013-03-26
5.03 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AR2583 3.5% 02/01/2043   2013-02-13 2013-04-26
3.66 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AR2583 3.5% 02/01/2043   2013-02-13 2013-05-29
2.84 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AR2583 3.5% 02/01/2043   2013-02-13 2013-06-26
10.63 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AR2583 3.5% 02/01/2043   2013-02-13 2013-07-26
10.11 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AR2583 3.5% 02/01/2043   2013-02-13 2013-08-27
6.74 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AR2583 3.5% 02/01/2043   2013-02-13 2013-09-26
6.78 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AR2583 3.5% 02/01/2043   2013-02-13 2013-10-28
6.3 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AR2583 3.5% 02/01/2043   2013-02-13 2013-11-26
1.67 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AR2583 3.5% 02/01/2043   2013-02-13 2013-12-27
4.03 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AR3315 3.5% 02/01/2043   2013-11-08 2013-12-27
1.66 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AR9902 3.5% 04/01/2043   2013-08-12 2013-09-26
1.84 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AR9902 3.5% 04/01/2043   2013-08-12 2013-10-28
1.76 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AR9902 3.5% 04/01/2043   2013-08-12 2013-11-26
10.36 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AR9902 3.5% 04/01/2043   2013-08-12 2013-12-27
31.14 FEDERAL NATL MTG ASSN POOL NBR AS0415 4   2013-09-18 2013-10-28
22.21 FEDERAL NATL MTG ASSN POOL NBR AS0415 4   2013-09-18 2013-11-26
4.44 FEDERAL NATL MTG ASSN POOL NBR AS0415 4   2013-09-18 2013-12-27
1.26 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AU6902 4.5% 09/01/2043   2013-09-18 2013-10-28
1.23 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AU6902 4.5% 09/01/2043   2013-09-18 2013-11-26
62.33 FEDERAL NATL MTG ASSN GTD MTG POOL NBR AU6902 4.5% 09/01/2043   2013-09-18 2013-12-27
2.99 FEDERAL NATL MTG ASSN POOL NBR AU7303 4   2013-11-08 2013-12-27
1654.75 FEDERAL NATL MTG ASSN POOL NBR 735402 5   2013-07-17 2013-08-20
76.98 FEDERAL NATL MTG ASSN POOL NBR 735402 5   2013-07-17 2013-08-27
263.89 FEDERAL NATL MTG ASSN POOL #735676 5% 0   2012-07-10 2013-01-28
251.37 FEDERAL NATL MTG ASSN POOL #735676 5% 0   2012-07-10 2013-02-26
228.5 FEDERAL NATL MTG ASSN POOL #735676 5% 0   2012-07-10 2013-03-26
239.16 FEDERAL NATL MTG ASSN POOL #735676 5% 0   2012-07-10 2013-04-26
240.21 FEDERAL NATL MTG ASSN POOL #735676 5% 0   2012-07-10 2013-05-29
233.2 FEDERAL NATL MTG ASSN POOL #735676 5% 0   2012-07-10 2013-06-26
220.68 FEDERAL NATL MTG ASSN POOL #735676 5% 0   2012-07-10 2013-07-26
4271.98 FEDERAL NATL MTG ASSN POOL #735676 5% 0   2012-07-10 2013-08-23
196.56 FEDERAL NATL MTG ASSN POOL #735676 5% 0   2012-07-10 2013-08-27
27.4 FEDERAL NATL MTG ASSN POOL #745275 5% 0   2013-02-20 2013-03-26
29.3 FEDERAL NATL MTG ASSN POOL #745275 5% 0   2013-02-20 2013-04-26
28.18 FEDERAL NATL MTG ASSN POOL #745275 5% 0   2013-02-20 2013-05-29
27.61 FEDERAL NATL MTG ASSN POOL #745275 5% 0   2013-02-20 2013-06-26
24.86 FEDERAL NATL MTG ASSN POOL #745275 5% 0   2013-02-20 2013-07-26
457.81 FEDERAL NATL MTG ASSN POOL #745275 5% 0   2013-02-20 2013-08-20
22.89 FEDERAL NATL MTG ASSN POOL #745275 5% 0   2013-02-20 2013-08-27
19.36 FEDERAL NATL MTG ASSN POOL NBR 745580 5   2013-09-27 2013-10-28
15.09 FEDERAL NATL MTG ASSN POOL NBR 745580 5   2013-09-27 2013-11-26
13.15 FEDERAL NATL MTG ASSN POOL NBR 745580 5   2013-09-27 2013-12-27
12958.64 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AB4297 3.5% 01/01/2   2012-01-10 2013-01-09
399.38 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AB4297 3.5% 01/01/204   2012-01-10 2013-01-28
14058.59 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AB5468 3.5% 06/01/2   2012-06-07 2013-01-09
414.65 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AB5468 3.5% 06/01/204   2012-06-07 2013-01-28
31.31 FEDERAL NATL MTG ASSN POOL NBR AB7079 3   2012-11-07 2013-01-28
30.12 FEDERAL NATL MTG ASSN POOL NBR AB7079 3   2012-11-07 2013-02-26
45.05 FEDERAL NATL MTG ASSN POOL NBR AB7079 3   2012-11-07 2013-03-26
39.36 FEDERAL NATL MTG ASSN POOL NBR AB7079 3   2012-11-07 2013-04-26
29.25 FEDERAL NATL MTG ASSN POOL NBR AB7079 3   2012-11-07 2013-05-29
112.2 FEDERAL NATL MTG ASSN POOL NBR AB7079 3   2012-11-07 2013-06-26
97.18 FEDERAL NATL MTG ASSN POOL NBR AB7079 3   2012-11-07 2013-07-26
135.12 FEDERAL NATL MTG ASSN POOL NBR AB7079 3   2012-11-07 2013-08-27
79.93 FEDERAL NATL MTG ASSN POOL NBR AB7079 3   2012-11-07 2013-09-26
42.3 FEDERAL NATL MTG ASSN POOL NBR AB7079 3   2012-11-07 2013-10-28
106.09 FEDERAL NATL MTG ASSN POOL NBR AB7079 3   2012-11-07 2013-11-26
82.13 FEDERAL NATL MTG ASSN POOL NBR AB7079 3   2012-11-07 2013-12-27
450.04 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AD8033 4% 08/01/2040   2012-08-07 2013-01-28
455.25 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AD8033 4% 08/01/2040   2012-08-07 2013-02-26
722.14 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AD8033 4% 08/01/2040   2012-08-07 2013-03-26
566.55 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AD8033 4% 08/01/2040   2012-08-07 2013-04-26
479.72 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AD8033 4% 08/01/2040   2012-08-07 2013-05-29
619.99 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AD8033 4% 08/01/2040   2012-08-07 2013-06-26
488.71 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AD8033 4% 08/01/2040   2012-08-07 2013-07-26
327.77 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AD8033 4% 08/01/2040   2012-08-07 2013-08-27
272.54 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AD8033 4% 08/01/2040   2012-08-07 2013-09-26
172.87 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AD8033 4% 08/01/2040   2012-08-07 2013-10-28
228.11 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AD8033 4% 08/01/2040   2012-08-07 2013-11-26
158.72 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AD8033 4% 08/01/2040   2012-08-07 2013-12-27
20.97 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0949 4% 02/01/2041   2013-02-13 2013-03-26
19.89 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0949 4% 02/01/2041   2013-02-13 2013-04-26
16.2 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0949 4% 02/01/2041   2013-02-13 2013-05-29
17.37 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0949 4% 02/01/2041   2013-02-13 2013-06-26
16.71 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0949 4% 02/01/2041   2013-02-13 2013-07-26
12.98 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0949 4% 02/01/2041   2013-02-13 2013-08-27
9.88 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0949 4% 02/01/2041   2013-02-13 2013-09-26
6.17 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0949 4% 02/01/2041   2013-02-13 2013-10-28
5.6 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0949 4% 02/01/2041   2013-02-13 2013-11-26
5.31 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0949 4% 02/01/2041   2013-02-13 2013-12-27
975.66 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0984 4.5% 02/01/204   2011-03-02 2013-01-28
822.28 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0984 4.5% 02/01/204   2011-03-02 2013-02-26
691.31 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0984 4.5% 02/01/204   2011-03-02 2013-03-26
675.27 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0984 4.5% 02/01/204   2011-03-02 2013-04-26
5427.29 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0984 4.5% 02/01/20   2011-03-02 2013-05-07
690.76 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0984 4.5% 02/01/204   2011-03-02 2013-05-29
332.23 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0984 4.5% 02/01/204   2011-03-02 2013-06-26
437.09 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0984 4.5% 02/01/204   2011-03-02 2013-07-26
378.5 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0984 4.5% 02/01/2041   2011-03-02 2013-08-27
254.97 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0984 4.5% 02/01/204   2011-03-02 2013-09-26
208.65 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0984 4.5% 02/01/204   2011-03-02 2013-10-28
181.21 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0984 4.5% 02/01/204   2011-03-02 2013-11-26
114.92 FEDERAL NATL MTG ASSN GTD MTG PA POOL NBR AE0984 4.5% 02/01/204   2011-03-02 2013-12-27
2. FIRST NIAGARA FINANCIAL GROUP INC 8.625% PFD   2011-12-13 2013-10-30
2. FLEETCOR TECHNOLOGIES INC   2013-05-08 2013-05-23
3. FLEETCOR TECHNOLOGIES INC   2013-05-08 2013-09-11
35. FOOT LOCKER INC   2013-01-25 2013-03-20
68. FRANKLIN RES INC   2010-07-07 2013-04-04
40. GNC HLDGS INC   2012-11-02 2013-03-13
5. GNC HLDGS INC   2012-11-02 2013-03-20
9. GNC HLDGS INC   2013-02-01 2013-03-21
17. GNC HLDGS INC   2013-02-01 2013-03-22
437. GENERAL ELECTRIC CO   2011-08-23 2013-05-17
71. GENERAL ELECTRIC CO   2012-09-10 2013-05-17
2. GENERAL ELEC CAP CORP 4.70% NOTES DUE 5/16/2053   2013-05-10 2013-10-30
3. GENERAL ELEC CAP CORP 4.875% NOTES DUE 1/29/2053   2013-01-28 2013-10-30
3. GENERAL ELEC CAP CORP 4.875% NOTES DUE 10/15/2052   2012-11-12 2013-10-30
14. GILEAD SCIENCES INC   2011-02-18 2013-01-22
61. GILEAD SCIENCES INC   2011-02-18 2013-04-24
23. GILEAD SCIENCES INC   2011-02-18 2013-05-07
30. GILEAD SCIENCES INC   2011-02-18 2013-05-23
30. GILEAD SCIENCES INC   2011-02-18 2013-07-31
19. GILEAD SCIENCES INC   2012-08-21 2013-08-30
28. GILEAD SCIENCES INC   2012-08-21 2013-09-05
10. GILEAD SCIENCES INC   2012-09-19 2013-10-31
28. GLAXO WELLCOME PLC ADR   2011-02-16 2013-04-24
83. GOGO INC   2013-06-21 2013-11-12
27. GOGO INC   2013-06-21 2013-11-13
46. GOGO INC   2013-06-21 2013-11-27
63. GOGO INC   2013-06-21 2013-12-03
48. GOGO INC   2013-07-02 2013-12-04
57. GOGO INC   2013-07-02 2013-12-12
3. GOLDMAN SACHS GROUP INC FLOATING RATE PFD SER A   2011-02-25 2013-06-17
3. GOLDMAN SACHS GROUP INC FLOATING RATE PFD SER A   2011-02-25 2013-06-18
6. GOLDMAN SACHS GROUP INC FLOATING RATE PFD SER A   2011-02-25 2013-06-28
6. GOLDMAN SACHS GROUP INC   2012-01-18 2013-10-30
1. GOLDMAN SACHS GROUP INC PFD FLOATING RATE SER D   2011-02-25 2013-10-30
1. GOLDMAN SACHS GROUP INC 5.95% PFD SERIES I   2012-11-07 2013-10-30
1. GOLDMAN SACHS GROUP INC PREFERRED STOCK   2013-06-17 2013-10-30
5. GOLDMAN SACHS GROUP INC 6.125% NOTES DUE 11/1/2060   2012-03-01 2013-10-30
2. GOOGLE INC CL A   2011-02-23 2013-05-23
3. GOOGLE INC CL A   2011-04-01 2013-08-07
2. GOOGLE INC CL A   2013-08-13 2013-08-16
1. GOOGLE INC CL A   2011-03-28 2013-09-05
2. GOOGLE INC CL A   2012-11-29 2013-12-12
2. GOOGLE INC CL A   2010-04-23 2013-12-18
5. GRACE WR & CO   2012-04-19 2013-12-16
2. GRAINGER W W INC   2013-02-07 2013-03-11
2. GRAINGER W W INC   2012-04-27 2013-03-14
5. GRAINGER W W INC   2012-04-27 2013-04-02
3. GRAINGER W W INC   2012-07-27 2013-04-08
3. GRAINGER W W INC   2012-11-05 2013-04-12
1. GRAINGER W W INC   2012-04-24 2013-05-23
4. GRAINGER W W INC   2012-07-12 2013-07-18
2. GRAINGER W W INC   2012-06-06 2013-07-19
2. GRAINGER W W INC   2012-07-11 2013-07-22
1. GRAINGER W W INC   2012-11-05 2013-07-23
1. GRAINGER W W INC   2012-07-11 2013-07-23
3. HSBC HOLDNGS PLC HLDGS PLC 6.200% SER A   2011-02-25 2013-02-27
3. HSBC HOLDNGS PLC HLDGS PLC 6.200% SER A   2011-02-25 2013-02-28
6. HSBC HOLDNGS PLC HLDGS PLC 6.200% SER A   2011-02-25 2013-03-04
3. HSBC HOLDNGS PLC HLDGS PLC 6.200% SER A   2011-02-25 2013-10-30
4. HSBC PFD 8.125%   2011-02-25 2013-01-11
2. HSBC PFD 8.125%   2011-02-25 2013-01-28
1. HSBC PFD 8.125%   2011-02-25 2013-01-30
3. HSBC PFD 8.125%   2011-02-25 2013-01-31
3. HSBC HOLDNGS PLC PERP SUB CAP SECS EXCH   2013-06-14 2013-10-30
139. HALLIBURTON CO HLDG   2012-09-07 2013-02-21
102. HALLIBURTON CO HLDG   2011-12-28 2013-02-21
77. HARMAN INTL INDS INC NEW   2012-09-04 2013-01-31
45. HARTFORD FINL SERVICES GROUP INC   2011-02-18 2013-04-03
38. HARTFORD FINL SERVICES GROUP INC   2011-02-18 2013-06-03
34. HARTFORD FINL SERVICES GROUP INC   2011-02-18 2013-07-25
28. HARTFORD FINL SERVICES GROUP INC   2011-02-18 2013-09-25
71. HARTFORD FINL SERVICES GROUP INC   2011-02-18 2013-11-08
3. HARTFORD FINL SVCS GROUP INC 7.875% PFD 4/15/42   2012-04-24 2013-10-30
1. HEALTH CARE REIT PFD SHS   2012-04-25 2013-10-30
65. HEINZ H J CO   2012-04-16 2013-06-10
9. HOME DEPOT INC   2011-12-20 2013-05-23
8. HOME DEPOT INC   2013-07-02 2013-08-15
6. HOME DEPOT INC   2013-07-02 2013-08-16
1. HOME DEPOT INC   2012-06-25 2013-08-16
5. HOME DEPOT INC   2011-12-20 2013-10-02
8. HOME DEPOT INC   2011-12-20 2013-10-31
2. HOME DEPOT INC   2013-01-24 2013-11-07
14. HOME DEPOT INC   2011-12-06 2013-11-07
32. HOME DEPOT INC   2013-01-24 2013-11-22
1. HOSPITALITY PROPERTIES REDEEMABLE CUM 7.125% PFD   2012-02-16 2013-10-30
235. HUDSON CITY BANCORP INC   2011-02-17 2013-06-14
17. ILLUMINA INC   2012-12-12 2013-01-07
30. ILLUMINA INC   2012-12-12 2013-01-15
46. ILLUMINA INC   2012-07-30 2013-02-11
47. ILLUMINA INC   2012-07-30 2013-02-12
9. ING GROEP NV 7.050% PFD PERPETUAL DEBT SECURITIES   2011-04-18 2013-05-07
2. ING GROEP NV 7.050% PFD PERPETUAL DEBT SECURITIES   2011-03-23 2013-10-30
9. ING GROUP NV 7.200% PFD   2011-05-06 2013-05-07
6. ING GROUP NV 7.200% PFD   2011-02-25 2013-05-28
3. ING GROUP NV 7.200% PFD   2011-02-25 2013-10-30
1. ING GROEP N V 6.125% PFD SERIES   2011-02-25 2013-10-30
2. ING GROEP N.V. PFD 6.375%   2011-05-17 2013-10-30
3. ING PFD 7.375%   2011-02-25 2013-04-25
6. ING PFD 7.375%   2011-02-25 2013-05-02
17. ING PFD 7.375%   2011-02-25 2013-05-07
121. INPEX HLDGS INC ADR   2011-02-18 2013-06-05
12. INTUIT INC   2013-02-28 2013-05-22
4. INTUIT INC   2013-02-28 2013-05-23
22. INTUIT INC   2013-02-27 2013-05-24
7. INTUIT INC   2013-04-25 2013-05-24
1. INTUITIVE SURGICAL INC   2012-12-20 2013-03-04
2. INTUITIVE SURGICAL INC   2012-12-20 2013-03-06
1. INTUITIVE SURGICAL INC   2013-01-15 2013-04-08
2. INTUITIVE SURGICAL INC   2012-10-03 2013-04-10
2. INTUITIVE SURGICAL INC   2012-10-03 2013-04-19
13. INTUITIVE SURGICAL INC   2013-10-04 2013-10-18
20. ISHARES S & P GSCI COMMODITY-INDEXED TRUST   2008-04-28 2013-04-24
23. ISHARES S & P GSCI COMMODITY-INDEXED TRUST   2008-04-28 2013-10-28
23. J P MORGAN CHASE & CO   2008-12-03 2013-06-03
18. J P MORGAN CHASE & CO   2009-02-11 2013-07-25
1. JP MORGAN CHASE CAP XI 5.875% PFD   2011-02-25 2013-03-13
3. JP MORGAN CHASE CAP XI 5.875% PFD   2011-02-25 2013-03-14
5. JP MORGAN CHASE CAP XI 5.875% PFD   2011-02-25 2013-03-15
1. JP MORGAN CHASE CAP XI 5.875% PFD   2011-02-25 2013-03-18
1. JP MORGAN CHASE CAP XI 5.875% PFD   2011-02-25 2013-03-20
4. JP MORGAN CHASE CAP XI 5.875% PFD   2011-02-25 2013-03-22
2. JPMORGAN CHASE & CO 5.45% PFD SERIES P   2013-04-08 2013-10-30
60. JACOBS ENGR GROUP INC   2011-03-10 2013-03-20
15. JOHNSON & JOHNSON   2011-06-23 2013-05-24
109. JOHNSON & JOHNSON   2012-05-23 2013-07-22
20. JOHNSON & JOHNSON   2010-06-11 2013-08-07
24. JOHNSON & JOHNSON   2009-02-10 2013-12-18
3. JPMORGAN CHASE CAP XXIX PFD 6.7%   2011-02-25 2013-04-22
3. JPMORGAN CHASE CAP XXIX PFD 6.7%   2011-02-25 2013-04-23
3. JPMORGAN CHASE CAP XXIX PFD 6.7%   2011-02-25 2013-04-24
2. JPMORGAN CHASE CAP XXIX PFD 6.7%   2011-02-25 2013-10-30
5. JPMORGAN CHASE CAP XXIX PFD 6.7%   2011-02-25 2013-12-09
12. JPMORGAN CHASE CAP XXIX PFD 6.7%   2011-02-25 2013-12-10
22. KDDI CORP ADR   2012-10-29 2013-02-13
156. KDDI CORP ADR   2011-03-15 2013-02-13
474. KDDI CORP ADR   2011-04-08 2013-05-23
2. KIMCO REALTY CORP 6.00% PFD   2012-03-15 2013-10-30
1. KIMCO PFD 6.90% CUMULATIVE REDEEM PFD CLASS H   2011-02-25 2013-10-30
12. KINDER MORGAN INC DEL COM   2012-03-21 2013-05-23
23. KINDER MORGAN INC DEL COM   2012-03-21 2013-07-25
14. KINDER MORGAN INC DEL COM   2012-03-21 2013-07-30
15. KINDER MORGAN INC DEL COM   2012-03-20 2013-08-01
28. KINDER MORGAN INC DEL COM   2013-02-08 2013-08-02
3. KINDER MORGAN INC DEL COM   2012-03-20 2013-08-02
180. KONINKLIJKE AHOLD NV SPON ADR   2011-02-16 2013-08-22
90. LABORATORY CORP OF AMER HLDGS   2010-10-28 2013-01-31
11. LAUDER ESTEE COS INC   2011-10-07 2013-01-17
3. LAUDER ESTEE COS INC   2011-08-24 2013-01-31
15. LAUDER ESTEE COS INC   2011-08-24 2013-02-01
2. LAUDER ESTEE COS INC   2013-04-23 2013-07-17
5. LAUDER ESTEE COS INC   2013-04-23 2013-07-18
.5 LEIDOS HLDGS INC   2013-01-29 2013-10-03
39. LEVEL 3 COMMUNICATIONS INC   2011-05-26 2013-11-19
6. LIBERTY GLOBAL INC   2012-10-19 2013-05-23
21. LIFE TIME FITNESS INC   2011-10-27 2013-06-26
27. LIFE TIME FITNESS INC   2011-02-18 2013-10-23
20. LIMITED BRANDS   2012-04-16 2013-01-11
26. LIMITED BRANDS   2012-06-25 2013-02-01
10. LINKEDIN CORP - A   2012-03-14 2013-01-11
173. LIQUIDITY SVCS INC COM   2013-02-13 2013-07-16
8. LLOYDS TSB GROUP PLC SPON ADR PFD PUBLIC   2012-03-27 2013-10-30
4. LOCKHEED MARTIN CORP   2013-07-22 2013-09-19
9. LOCKHEED MARTIN CORP   2013-07-22 2013-10-02
9. LOCKHEED MARTIN CORP   2013-07-19 2013-10-09
5. LOCKHEED MARTIN CORP   2013-06-28 2013-10-11
4. LOCKHEED MARTIN CORP   2013-07-05 2013-10-16
3. LOCKHEED MARTIN CORP   2013-07-05 2013-10-18
2. LOCKHEED MARTIN CORP   2013-07-05 2013-10-21
5. LOCKHEED MARTIN CORP   2013-07-02 2013-10-22
29. LOWES COS INC   2013-01-24 2013-04-09
11. LOWES COS INC   2013-01-24 2013-04-11
17. LOWES COS INC   2013-01-24 2013-04-12
32. LOWES COS INC   2013-01-24 2013-04-17
16. LOWES COS INC   2012-12-03 2013-04-22
17. LOWES COS INC   2012-11-29 2013-04-24
16. LOWES COS INC   2012-11-29 2013-04-29
17. LOWES COS INC   2012-11-28 2013-05-01
17. LOWES COS INC   2012-11-28 2013-05-06
16. LOWES COS INC   2012-11-26 2013-05-07
3. LULULEMON ATHLETICA INC   2011-10-05 2013-01-03
5. LULULEMON ATHLETICA INC   2012-09-27 2013-01-03
14. LULULEMON ATHLETICA INC   2012-10-19 2013-02-01
9. LULULEMON ATHLETICA INC   2012-11-12 2013-02-22
1. LULULEMON ATHLETICA INC   2012-11-12 2013-04-23
3. LULULEMON ATHLETICA INC   2012-11-12 2013-04-24
4. LULULEMON ATHLETICA INC   2013-01-15 2013-05-23
6. M & T BANK CORP   2012-01-06 2013-05-24
17. M & T BANK CORP   2012-01-06 2013-12-18
160. MGM MIRAGE   2013-07-25 2013-10-04
1. MARKEL CORP (HOLDING CO)   2011-02-23 2013-05-24
6. MARKEL CORP (HOLDING CO)   2012-09-21 2013-12-18
5. MCDONALDS CORP   2011-03-10 2013-04-24
8. MCDONALDS CORP   2011-02-17 2013-05-06
12. MCDONALDS CORP   2011-02-23 2013-05-08
1. MCDONALDS CORP   2011-02-23 2013-05-09
10. MCDONALDS CORP   2013-03-11 2013-05-09
27. MCDONALDS CORP   2013-03-11 2013-05-10
25. MCDONALDS CORP   2013-07-23 2013-12-18
3. MERRILL LYNCH CAP TR I PFD 6.45%   2011-02-25 2013-10-30
2. MERRILL LYNCH CAP TR II PFD 6.45%   2011-02-25 2013-10-30
53. METLIFE INC   2011-10-13 2013-02-14
71. METLIFE INC   2013-02-13 2013-02-14
18. METLIFE INC   2011-10-06 2013-07-25
15. MICROS SYS INC   2013-01-31 2013-05-24
40. MICROS SYS INC   2012-12-04 2013-12-18
30. MICROSOFT CORP   2011-04-01 2013-05-24
60. MICROSOFT CORP   2011-04-01 2013-06-21
135. MICROSOFT CORP   2004-04-19 2013-08-23
65. MICROSOFT CORP   2005-06-23 2013-12-18
165. MONDELEZ INTL INC   2011-03-10 2013-03-25
125. MONDELEZ INTL INC   2010-10-04 2013-05-08
200. MONDELEZ INTL INC   2013-04-25 2013-05-08
13. MONDELEZ INTL INC   2013-05-13 2013-05-23
17. MONDELEZ INTL INC   2013-05-13 2013-06-21
18. MONDELEZ INTL INC   2013-03-01 2013-07-05
20. MONDELEZ INTL INC   2013-03-01 2013-07-08
39. MONDELEZ INTL INC   2013-03-01 2013-07-09
11. MONSANTO CO   2013-04-04 2013-05-23
18. MONSANTO CO   2011-02-17 2013-12-18
7. MOODY'S CORPORATION   2013-05-15 2013-05-23
11. MOODY'S CORPORATION   2013-05-15 2013-06-28
14. MOODY'S CORPORATION   2013-05-15 2013-07-08
28. MOODY'S CORPORATION   2013-05-06 2013-07-10
3. MORGAN STANLEY CAP TR III 6.25% PFD   2011-02-25 2013-02-08
6. MORGAN STANLEY CAP TR III 6.25% PFD   2011-02-25 2013-03-26
3. MORGAN STANLEY CAP TR III 6.25% PFD   2011-02-25 2013-04-02
3. MORGAN STANLEY CAP TR III 6.25% PFD   2011-02-25 2013-04-03
6. MORGAN STANLEY CAP TR III 6.25% PFD   2011-02-25 2013-04-17
3. MORGAN STANLEY CAP TR III 6.25% PFD   2011-02-25 2013-10-30
1. MORGAN STANLEY CAPITAL TRUST VI, 6.60% CAPITAL SECURITIES   2011-02-25 2013-10-30
1. MORGAN STAN CORP TR IV 6.25% PFD   2011-02-25 2013-10-30
1. MORGAN STANLEY CAP TR V 5.750% PFD   2011-02-25 2013-10-30
2. MORGAN STANLEY PFD 6.06% SER A   2011-02-25 2013-10-30
3. MORGAN STANLEY CAP TR VII PFD 6.6%   2011-02-25 2013-01-18
3. MORGAN STANLEY CAP TR VII PFD 6.6%   2011-02-25 2013-01-23
6. MORGAN STANLEY CAP TR VII PFD 6.6%   2011-02-25 2013-01-24
12. MORGAN STANLEY CAP TR VII PFD 6.6%   2011-02-25 2013-05-08
1. MORGAN STANLEY CAP TR VII PFD 6.6%   2011-02-25 2013-10-30
3. MORGAN STANLEY CAP TR VIII 6.45% CAPITAL SECURITIES   2011-06-16 2013-10-30
10. MOSAIC CO NEW   2013-01-31 2013-05-24
35. MOSAIC CO NEW   2013-01-31 2013-12-18
6. MOTOROLA SOLUTIONS INC.   2013-03-11 2013-05-22
3. MOTOROLA SOLUTIONS INC.   2013-03-11 2013-05-23
9. MOTOROLA SOLUTIONS INC.   2013-01-23 2013-05-24
11. MOTOROLA SOLUTIONS INC.   2013-01-23 2013-05-24
6. NATIONAL-OILWELL INC   2011-12-28 2013-02-05
29. NATIONAL-OILWELL INC   2012-10-25 2013-02-05
16. NATIONAL-OILWELL INC   2011-12-28 2013-02-07
18. NATIONAL-OILWELL INC   2011-10-06 2013-02-07
2. NATIONAL RETAIL PPTYS INC 6.625% PFD   2012-02-29 2013-10-30
40. NESTLE SA SPONSORED ADR   2013-12-17 2013-12-18
45. NEWCREST MNG LTD-SPON ADR   2012-11-26 2013-04-16
292. NEWCREST MNG LTD-SPON ADR   2013-02-13 2013-06-12
100. NEXEN INC   2012-02-17 2013-03-01
1. NEXTERA ENERGY CAP HLDGS INC PFD SHS   2012-03-21 2013-10-30
1. NEXTERA ENERGY CAP HLDGS 5.625% SERIES H DUE 6/15/2072   2012-06-13 2013-10-30
60. NIKE INC CL B   2011-02-17 2013-05-01
11. NIKE INC CL B   2011-02-17 2013-05-23
10. NIKE INC CL B   2011-02-17 2013-05-24
20. NIKE INC CL B   2011-02-17 2013-07-19
18. NIKE INC CL B   2013-02-08 2013-07-25
1. NIKE INC CL B   2011-02-17 2013-07-25
9. NIKE INC CL B   2012-08-29 2013-07-30
10. NIKE INC CL B   2012-08-29 2013-08-01
18. NIKE INC CL B   2012-08-29 2013-08-01
65. NIKE INC CL B   2012-08-29 2013-10-22
151. NIKE INC CL B   2012-10-26 2013-12-02
15. NORTHERN TRUST CORP   2011-06-01 2013-05-24
35. NORTHERN TRUST CORP   2011-06-01 2013-12-18
14. NOVARTIS A G ADR   2011-03-10 2013-02-20
61. OCCIDENTAL PETROLEUM CORP   2011-09-27 2013-05-07
45. OCCIDENTAL PETROLEUM CORP   2012-10-31 2013-05-07
60. OMNICOM GROUP INC   2011-08-25 2013-03-20
5. OMNICOM GROUP INC   2012-11-26 2013-05-24
5. OMNICOM GROUP INC   2011-08-25 2013-05-24
30. OMNICOM GROUP INC   2012-11-26 2013-07-29
40. OMNICOM GROUP INC   2012-11-26 2013-12-18
94. OPENTABLE INC   2013-02-13 2013-04-10
13. OPENTABLE INC   2012-11-15 2013-04-29
37. OPENTABLE INC   2012-11-15 2013-05-06
20. ORACLE CORPORATION   2012-09-28 2013-05-24
35. ORACLE CORPORATION   2012-09-28 2013-12-18
60. ORACLE CORPORATION   2013-11-26 2013-12-18
2. PPL CAPITAL FUNDING INC 5.90% SUBORDINATED NOTES DUE 4/30/2073   2013-03-15 2013-10-30
3. PS BUSINESS PARKS INC 6.00% PFD SERIES T   2012-05-04 2013-10-30
10. PACCAR INC   2013-05-08 2013-05-24
25. PACCAR INC   2013-05-08 2013-12-18
55. PEPSICO INC   2009-12-11 2013-02-20
55. PEPSICO INC   2009-06-04 2013-03-25
6. PEPSICO INC   2009-06-04 2013-05-24
120. PEPSICO INC   2009-06-04 2013-06-05
11. PERNOD RICARD S A ADR   2013-10-21 2013-12-30
5. PERNOD RICARD S A ADR   2013-10-21 2013-12-31
11. PERRIGO CO   2012-08-23 2013-01-24
5. PRECISION CASTPARTS   2011-06-28 2013-05-23
4. PRECISION CASTPARTS   2011-02-17 2013-07-26
5. PRECISION CASTPARTS   2011-02-17 2013-07-31
1. PRECISION CASTPARTS   2011-02-17 2013-08-08
4. PRECISION CASTPARTS   2011-02-17 2013-08-09
3. PRECISION CASTPARTS   2011-02-17 2013-08-23
2. PRECISION CASTPARTS   2011-03-02 2013-08-26
6. PRECISION CASTPARTS   2013-02-08 2013-08-28
5. PRECISION CASTPARTS   2012-11-07 2013-09-03
2. PRICELINE.COM   2011-02-17 2013-03-19
1. PRICELINE.COM   2011-02-17 2013-03-21
1. PRICELINE.COM   2013-05-22 2013-05-23
1. PRICELINE.COM   2012-08-20 2013-09-13
1. PROTECTIVE LIFE CORP 6.25% DEBENTURES 5/15/2042   2012-05-17 2013-10-30
39. PRUDENTIAL FINANCIAL INC PFD 9%   2011-02-25 2013-06-15
2. PRUDENTIAL FINANCIAL INC 5.70% NOTES 3/15/2053   2013-03-08 2013-10-30
2. PUBLIC STORAGE PFD SER R   2011-07-20 2013-10-30
2. PUBLIC STORAGE DEPOSITARY SHS REPSTG 1/1000TH PFD SHS BEN INT SER Q   2011-04-06 2013-10-30
1. PUBLIC STORAGE PFD 6.875%   2011-02-25 2013-10-30
5. PUBLIC STORAGE PFD 6.875%   2011-02-25 2013-11-27
2. PUBLIC STORAGE PFD SHS 5.20% SERIES X   2013-03-06 2013-10-30
2. PUBLIC STORAGE PFD SHS   2012-01-05 2013-10-30
3. PUBLIC STORAGE PFD SH BEN INT SER T   2012-04-25 2013-10-30
1. PUBLIC STORAGE DEP SHS 5.625% PFD SERIES U   2012-06-11 2013-10-30
5. QUALCOMM INC   2012-09-20 2013-01-29
12. QUALCOMM INC   2011-11-11 2013-01-29
28. QUALCOMM INC   2011-11-11 2013-01-30
13. QUALCOMM INC   2011-11-04 2013-02-13
7. QUALCOMM INC   2011-12-28 2013-02-15
16. QUALCOMM INC   2012-10-05 2013-04-25
21. QUALCOMM INC   2011-12-28 2013-04-25
5. QUALCOMM INC   2013-05-09 2013-05-24
65. QUALCOMM INC   2010-04-26 2013-10-03
30. QUALCOMM INC   2012-11-05 2013-12-18
2. QWEST CORP 7.375% NOTES DUE 6/1/2051   2012-05-24 2013-10-30
3. QWEST CORP PFD SER A 7.50% DUE 9/15/2051   2011-12-20 2013-10-30
1. QWEST CORP 7.00% NOTES DUE 4/1/2052   2012-04-25 2013-10-30
1. QWEST CORP 7.00% NOTES 7/1/2052   2012-06-15 2013-10-30
43. RWE AKTIENGESELLSCHAF-SP ADR   2011-02-16 2013-03-20
1. REALTY INCOME CORP PFD SHS   2012-03-14 2013-10-30
2. REGENCY PFD   2012-02-08 2013-10-30
126. REPUBLIC SVCS INC   2012-12-14 2013-12-18
122. REPUBLIC SVCS INC   2013-04-15 2013-12-18
10. ROCHE HLDG LTD SPON ADR   2013-04-24 2013-05-23
29. ROCHE HLDG LTD SPON ADR   2013-07-02 2013-08-02
20. ROCHE HLDG LTD SPON ADR   2013-04-24 2013-08-02
12. ROCHE HLDG LTD SPON ADR   2013-04-04 2013-08-19
26. ROCHE HLDG LTD SPON ADR   2013-04-04 2013-08-21
20. ROCKWELL COLLINS   2013-12-03 2013-12-18
1. ROYAL BK SCOTLAND GROUP PLC SPONSORED AD   2013-01-28 2013-10-30
3. ROYAL BK SCOTLAND GROUP PLC 5.75% PFD   2012-03-02 2013-03-21
3. ROYAL BK SCOTLAND GROUP PLC 5.75% PFD   2012-03-05 2013-03-26
6. ROYAL BK SCOTLAND GROUP PLC 5.75% PFD   2012-03-09 2013-03-27
9. ROYAL BK SCOTLAND GROUP PLC 5.75% PFD   2012-03-09 2013-03-28
4. ROYAL BK SCOTLAND GROUP PLC 5.75% PFD   2011-06-15 2013-10-30
2. ROYAL BK SCOTLAND GROUP PLC PFD 6.400% S   2012-07-18 2013-10-30
115. RYMAN HOSPITALITY PPTYS INC   2013-06-19 2013-08-15
20. SPDR GOLD TRUST   2011-02-17 2013-01-04
20. SPDR GOLD TRUST   2011-02-17 2013-06-20
18. SANOFI-SYNTHELABO ADR   2011-03-09 2013-01-16
35. SCANA CORP   2011-02-17 2013-05-20
30. SCANA CORP   2011-02-17 2013-10-17
10. SCHLUMBERGER LTD   2011-02-23 2013-04-02
11. SCHLUMBERGER LTD   2008-10-01 2013-05-23
8. SCHLUMBERGER LTD   2008-10-01 2013-05-24
3. SCHLUMBERGER LTD   2008-10-01 2013-06-24
13. SCHLUMBERGER LTD   2012-12-12 2013-06-24
57. SCHLUMBERGER LTD   2012-03-30 2013-10-11
6. SCHLUMBERGER LTD   2012-11-13 2013-12-18
9. SCHLUMBERGER LTD   2013-11-05 2013-12-18
70. SCHWAB CHARLES CORP NEW   2013-02-07 2013-02-08
646. SCHWAB CHARLES CORP NEW   2011-12-13 2013-02-08
70. SCHWAB CHARLES CORP NEW   2011-08-23 2013-02-27
1. SCHWAB CHARLES CORP 6.00% PFD SERIES B   2013-07-11 2013-10-30
142. SCHWEITZER-MAUDUIT INTL INC   2013-05-22 2013-11-07
.143 SCIENCE APPLICATIONS INTL CORP N   2013-01-29 2013-09-30
22. SEATTLE GENETICS INC/WA   2013-04-15 2013-09-03
46. SEATTLE GENETICS INC/WA   2013-01-15 2013-10-08
46. SEATTLE GENETICS INC/WA   2013-01-15 2013-10-09
53. SEATTLE GENETICS INC/WA   2013-02-13 2013-12-09
8. SEATTLE GENETICS INC/WA   2013-02-13 2013-12-17
51. SEATTLE GENETICS INC/WA   2013-02-13 2013-12-20
10. SEMPRA ENERGY   2011-02-17 2013-07-10
10. SEMPRA ENERGY   2011-02-17 2013-11-21
3. SENIOR HOUSING 5.625% SENIOR NOTES 8/1/2042   2012-07-18 2013-10-30
20. SEVEN & I HLDGS CO LTD ADR   2011-02-16 2013-06-20
2. SHERWIN WILLIAMS CO   2013-05-14 2013-05-23
188. SOCIETE GENERALE FRANCE ADR   2011-02-16 2013-01-09
165. SOCIETE GENERALE FRANCE ADR   2011-07-08 2013-02-25
93. SOFTBANK CORP ADR   2012-03-23 2013-08-22
30. SOFTBANK CORP ADR   2012-03-23 2013-12-12
1003. SPRINT NEXTEL CORP   2013-03-28 2013-07-12
.529 SPRINT CORP   2013-07-12 2013-07-15
11. STARBUCKS CORP   2011-02-17 2013-05-23
13. STARBUCKS CORP   2011-02-17 2013-07-25
16. STARBUCKS CORP   2012-10-03 2013-11-26
5. STARBUCKS CORP   2012-10-03 2013-12-06
24. STARBUCKS CORP   2012-11-16 2013-12-10
16. STARBUCKS CORP   2012-11-16 2013-12-12
2. STARWOOD HOTELS & RESORTS   2011-02-17 2013-03-21
24. STARWOOD HOTELS & RESORTS   2011-02-17 2013-03-22
11. STARWOOD HOTELS & RESORTS   2011-02-23 2013-03-27
10. STARWOOD HOTELS & RESORTS   2012-03-20 2013-04-02
8. STARWOOD HOTELS & RESORTS   2012-03-20 2013-04-04
9. STARWOOD HOTELS & RESORTS   2012-03-20 2013-05-23
5. STARWOOD HOTELS & RESORTS   2012-03-20 2013-10-15
3. STARWOOD HOTELS & RESORTS   2012-03-20 2013-10-17
1. SUNTRUST BANKS 5.875% PFD SERIES E   2013-07-19 2013-10-30
1. TCF FINANCIAL CORP 7.50% PFD   2012-07-10 2013-10-30
3. TJX COMPANIES INC NEW   2011-02-17 2013-01-03
11. TJX COMPANIES INC NEW   2011-02-17 2013-01-04
14. TJX COMPANIES INC NEW   2011-02-17 2013-05-23
12. TJX COMPANIES INC NEW   2011-02-17 2013-10-15
6. TJX COMPANIES INC NEW   2013-11-11 2013-12-12
11. TJX COMPANIES INC NEW   2011-02-17 2013-12-12
83. TAKEDA PHARMACEUTICAL CO ADR   2011-03-09 2013-10-11
10. TARGET CORP   2012-01-19 2013-05-24
40. TARGET CORP   2012-01-19 2013-08-07
38. TARGET CORP   2011-05-03 2013-08-14
128. TARGET CORP   2011-05-03 2013-08-22
1. TELEPHONE & DATA PFD   2011-03-23 2013-10-30
1. TELEPHONE & DATA SR NT   2011-02-25 2013-10-30
34. TESLA MTRS INC   2013-02-13 2013-04-12
94. TESLA MTRS INC   2012-12-12 2013-04-29
17. THERMO ELECTRON CORP   2011-02-18 2013-02-13
24. THERMO ELECTRON CORP   2011-02-18 2013-04-15
38. THERMO ELECTRON CORP   2011-02-18 2013-06-26
10. 3M CO   2011-02-23 2013-05-24
21. 3M CO   2010-04-15 2013-08-07
42. 3M CO   2010-06-09 2013-10-03
21. 3M CO   2012-11-26 2013-12-18
56. 3M CO   2012-11-26 2013-12-23
49. TOTAL S A SPONSORED ADR   2011-02-23 2013-08-22
10. TOYOTA MTR CORP ADR   2011-02-16 2013-05-31
12. TOYOTA MTR CORP ADR   2011-02-16 2013-07-05
11. TOYOTA MTR CORP ADR   2011-02-16 2013-09-05
11. TOYOTA MTR CORP ADR   2011-02-16 2013-11-26
3. UBS PREFERRED FUNDING TRUST IV, FLOATING RATE PFD   2012-03-29 2013-10-30
35. US BANCORP   2012-01-13 2013-01-18
18. US BANCORP   2011-12-21 2013-01-25
18. US BANCORP   2010-09-24 2013-01-28
15. US BANCORP   2010-09-24 2013-05-24
70. US BANCORP   2010-09-24 2013-12-18
2. US BANCORP PREFERRED STOCK 5.15% SER H   2013-05-10 2013-10-30
1. US BANCORP 6.00% FIXED/FLOAT DEP SHARES NON-CUMUL PERP PFD SER G   2012-04-18 2013-10-30
4. UNION PACIFIC CORP   2011-12-23 2013-05-23
9. UNION PACIFIC CORP   2013-10-01 2013-10-22
9. UNION PACIFIC CORP   2013-06-19 2013-11-07
7. UNITED PARCEL SERVICE CL B   2011-10-04 2013-05-24
16. UNITED PARCEL SERVICE CL B   2011-10-04 2013-12-18
6. UNITED RENTALS INC   2013-04-30 2013-05-23
12. UNITED RENTALS INC   2013-05-01 2013-10-07
10. UNITED RENTALS INC   2013-05-01 2013-10-10
20. UNITED RENTALS INC   2013-01-03 2013-10-16
1. UNITED STATES CELLULAR CORP 6.95% SENIOR NOTES 5/15/2060   2011-05-18 2013-10-30
7000. TREASURY INFLATION INDEX 3.875% 4/15/2029   2013-01-22 2013-05-02
1000. UNITED STATES TREASURY 1.125% 06/15/201   2011-03-10 2013-06-06
26000. UNITED STATES TREASURY 1.125% 06/15/201   2011-02-18 2013-06-15
1000. UNITED STATES TREASURY 1% 07/15/2013   2011-02-18 2013-06-06
10000. UNITED STATES TREASURY 1% 07/15/2013   2011-02-18 2013-07-15
1000. UNITED STATES TREASURY DTD 05/16/2011 1   2012-09-06 2013-06-06
1000. UNITED STATES TREASURY .25% 10/31/2013   2011-11-14 2013-06-06
64000. UNITED STATES TREASURY .25% 10/31/2013   2011-11-14 2013-10-31
1000. UNITED STATES TREASURY .375% 11/15/2014   2011-11-14 2013-06-06
1000. UNITED STATES TREASURY .375% 11/15/2014   2011-11-14 2013-06-28
1000. UNITED STATES TREASURY .25% 01/15/2015   2012-01-24 2013-06-06
17000. UNITED STATES TREASURY 1.375% 02/28/201   2012-03-01 2013-08-09
16000. UNITED STATES TREASURY .75% 10/31/2017   2012-12-13 2013-03-01
16000. UNITED STATES TREASURY .75% 10/31/2017   2012-12-13 2013-03-05
13000. UNITED STATES TREASURY 2% 02/15/2023   2013-04-02 2013-08-27
15. UNITEDHEALTH GROUP INC   2013-07-29 2013-10-23
36. UNITEDHEALTH GROUP INC   2013-10-18 2013-10-23
12. VALEANT PHARMACEUTICALS INTL INC   2012-08-20 2013-08-30
19. VALEANT PHARMACEUTICALS INTL INC   2012-08-20 2013-10-04
30. VARIAN MEDICAL SYSTEMS INC   2013-11-26 2013-12-18
1. VENTAS REALTY LP 5.45% SENIOR NOTES 3/15/2043   2013-04-10 2013-10-30
55. VERIFONE HLDGS INC   2013-01-29 2013-02-21
10. VERIFONE HLDGS INC   2013-01-29 2013-02-22
38. VERISIGN INC   2013-02-13 2013-05-02
25. VERISIGN INC   2012-12-06 2013-12-12
1000. VERIZON COMMUNICATIONS 1.25% 11/03/2014   2012-03-26 2013-06-28
11. VISA INC CL A   2011-07-01 2013-04-02
5. VISA INC CL A   2013-05-14 2013-05-23
19. VISA INC CL A   2011-08-24 2013-10-22
4. VISA INC CL A   2011-06-30 2013-12-18
8. VMWARE INC CL A   2012-04-11 2013-01-29
16. VMWARE INC CL A   2012-10-04 2013-01-29
15. VMWARE INC CL A   2012-10-25 2013-01-30
2. VORNADO REALTY TRUST 5.70% PFD SERIES K   2012-07-13 2013-10-30
1. VORNADO 6.875% PFD CUMULATIVE RED SER J   2011-08-15 2013-10-30
12. VORNADO RLTY L P PUBLIC INCOME NT 10/01/   2011-02-25 2013-07-10
6. VORNADO RLTY L P PUBLIC INCOME NT 10/01/   2011-02-25 2013-12-30
6. WACHOVIA BANK 7.250% PFD   2011-02-25 2013-01-08
3. WACHOVIA BANK 7.250% PFD   2011-02-25 2013-01-14
9. WACHOVIA BANK 7.250% PFD   2011-02-25 2013-02-07
9. WACHOVIA BANK 7.250% PFD   2011-02-25 2013-03-01
3. WACHOVIA BANK 7.250% PFD   2011-02-25 2013-03-04
3. WACHOVIA BANK 7.250% PFD   2012-03-19 2013-03-04
3. WACHOVIA BANK 7.250% PFD   2012-03-19 2013-03-25
3. WACHOVIA BANK 7.250% PFD   2012-03-19 2013-03-26
3. WACHOVIA BANK 7.250% PFD   2012-03-19 2013-03-28
6. WACHOVIA BANK 7.250% PFD   2012-03-15 2013-04-03
6. WACHOVIA BANK 7.250% PFD   2012-03-15 2013-04-29
9. WAL-MART STORES INC   2013-02-06 2013-05-13
25. WAL-MART STORES INC   2013-02-06 2013-05-13
7. WAL-MART STORES INC   2013-02-06 2013-05-22
26. WAL-MART STORES INC   2013-02-07 2013-05-23
7. WEINGARTEN REALTY INVST 6.875% PFD   2012-04-25 2013-03-18
16. WEINGARTEN PFD 6.50% SER F   2011-02-25 2013-06-05
7. WELLS FARGO & CO NEW   2012-01-11 2013-01-18
10. WELLS FARGO & CO NEW   2012-10-04 2013-01-18
17. WELLS FARGO & CO NEW   2012-01-13 2013-01-22
36. WELLS FARGO & CO NEW   2012-03-15 2013-05-02
15. WELLS FARGO & CO NEW   2012-01-06 2013-05-06
18. WELLS FARGO & CO NEW   2011-12-09 2013-05-09
16. WELLS FARGO & CO NEW   2011-12-09 2013-05-23
17. WELLS FARGO & CO NEW   2013-07-16 2013-10-22
3. WELLS FARGO & CO NEW   2012-10-12 2013-10-22
15. WELLS FARGO & CO NEW   2012-10-12 2013-10-29
43. WELLS FARGO & CO NEW   2012-10-12 2013-11-05
29. WELLS FARGO & CO NEW   2011-12-21 2013-11-07
29. WELLS FARGO & CO NEW   2011-12-21 2013-11-08
1. WELLS FARGO 5.25% CL A PFD SERIES P   2013-06-17 2013-10-30
1. WELLS FARGO DEP SHS REPSTG 1/1000TH PERP   2013-07-09 2013-10-30
12. WELLS FARGO PFD 8%   2011-02-23 2013-03-01
40. WELLS FARGO PFD 8%   2011-03-10 2013-03-04
1. WELLS FARGO PFD 8%   2011-02-25 2013-10-30
6. WYNN RESORTS LTD   2011-08-30 2013-05-13
5. WYNN RESORTS LTD   2011-02-17 2013-05-23
3. WYNN RESORTS LTD   2011-02-17 2013-10-10
1. WYNN RESORTS LTD   2011-02-17 2013-10-16
30. XCEL ENERGY INC   2011-02-17 2013-01-23
30. XCEL ENERGY INC PFD 7.6%   2011-02-25 2013-05-31
9. YAHOO INC   2013-05-13 2013-05-23
29. YAHOO INC   2013-05-13 2013-10-16
36. YAHOO INC   2013-04-19 2013-10-25
11. YUM! BRANDS INC   2012-10-26 2013-01-30
12. YUM! BRANDS INC   2012-10-26 2013-02-25
73. YUM! BRANDS INC   2012-07-20 2013-03-01
55. YUM! BRANDS INC   2011-03-02 2013-03-01
18. YUM! BRANDS INC   2013-02-05 2013-03-11
6. SANTANDER FINANCE PFD 10.5% SER 10   2011-02-25 2013-02-05
1. SANTANDER FINANCE PFD 10.5% SER 10   2011-02-25 2013-03-06
1. SANTANDER FINANCE PFD 10.5% SER 10   2011-02-25 2013-03-14
5. SANTANDER FINANCE PFD 10.5% SER 10   2011-02-25 2013-03-15
3. SANTANDER FINANCE PFD 10.5% SER 10   2011-02-25 2013-03-22
4. ARCH CAPITAL GROUP LTD PFD 6.75%   2012-04-24 2013-10-30
1. ASPEN INSURANCE HOLDINGS LTD PFD   2012-05-17 2013-10-30
2. AXIS CAPITAL HOLDINGS LTD PFD   2012-11-27 2013-10-30
21. ACCENTURE PLC CL A   2013-02-07 2013-02-13
25. ACCENTURE PLC CL A   2011-12-28 2013-02-13
8. ACCENTURE PLC CL A   2013-05-08 2013-05-23
12. ACCENTURE PLC CL A   2013-05-06 2013-05-24
7. ACCENTURE PLC CL A   2013-04-19 2013-08-14
8. ACCENTURE PLC CL A   2013-06-28 2013-08-15
10. ACCENTURE PLC CL A   2012-07-31 2013-08-20
16. ACCENTURE PLC CL A   2012-07-31 2013-09-23
8. ACCENTURE PLC CL A   2012-07-31 2013-09-26
31. ACCENTURE PLC CL A   2012-07-31 2013-09-27
62. ACCENTURE PLC CL A   2012-08-02 2013-10-04
37. ACCENTURE PLC CL A   2012-08-02 2013-12-18
.785 BROOKFIELD PROPERTY PARTNERS   2013-04-17 2013-04-15
15. BROOKFIELD PROPERTY PARTNERS   2013-04-17 2013-04-17
44. DELPHI AUTOMOTIVE PLC   2012-05-03 2013-06-26
40. DELPHI AUTOMOTIVE PLC   2012-11-16 2013-12-05
23. PARTNERRE LTD 6.750% PFD SER C   2011-11-07 2013-03-18
1. PARTNERRE LTD 5.875% PFD   2013-02-12 2013-10-30
2. PARTNERRE LTD PFD 6.500% SER D   2011-02-25 2013-10-30
1. PARTNERRE LTD PFD 7.25%   2011-12-13 2013-10-30
2. PRUDENTIAL PLC 6.750% PFD   2012-03-14 2013-01-07
5. PRUDENTIAL PLC 6.750% PFD   2012-03-22 2013-01-08
6. PRUDENTIAL PLC 6.750% PFD   2011-02-25 2013-01-08
5. RENAISSANCERE HOLDINGS LTD 6.08% SERIES C   2011-02-25 2013-06-28
27. RENAISSANCERE HOLDINGS L PFD 6.6% SER D   2011-02-25 2013-06-27
17. ACE LIMITED   2012-10-02 2013-02-13
68. ACE LIMITED   2012-10-02 2013-04-16
15. PENTAIR LTD-REGISTERED   2013-02-19 2013-05-23
13. PENTAIR LTD-REGISTERED   2013-02-20 2013-06-19
9. PENTAIR LTD-REGISTERED   2013-01-29 2013-06-25
10. PENTAIR LTD-REGISTERED   2013-01-29 2013-06-28
13. PENTAIR LTD-REGISTERED   2012-11-26 2013-08-15
18. PENTAIR LTD-REGISTERED   2012-11-21 2013-08-16
9. PENTAIR LTD-REGISTERED   2012-11-02 2013-08-23
11. PENTAIR LTD-REGISTERED   2012-11-07 2013-08-28
2. PENTAIR LTD-REGISTERED   2012-11-07 2013-08-29
7. PENTAIR LTD-REGISTERED   2012-11-15 2013-09-03
8. PENTAIR LTD-REGISTERED   2012-11-15 2013-09-04
1. AEGON NV 6.875% PFD   2011-02-25 2013-01-23
9. AEGON NV 6.875% PFD   2011-02-25 2013-02-01
6. AEGON NV PFD 7.25%   2011-06-29 2013-03-21
3. AEGON NV PFD 7.25%   2011-02-25 2013-03-22
1. AEGON NV PFD 7.25%   2011-02-25 2013-04-25
6. AEGON NV PFD 7.25%   2011-02-25 2013-04-29
8. AEGON NV PFD 7.25%   2011-02-25 2013-05-21
1. AEGON NV PFD 7.25%   2011-02-25 2013-05-22
3. LYONDELLBASELL INDUSTRIES NV   2012-10-18 2013-02-05
17. LYONDELLBASELL INDUSTRIES NV   2012-11-02 2013-02-06
10. LYONDELLBASELL INDUSTRIES NV   2012-11-02 2013-02-22
21. LYONDELLBASELL INDUSTRIES NV   2013-03-11 2013-03-18
20. LYONDELLBASELL INDUSTRIES NV   2012-11-02 2013-03-19
10. LYONDELLBASELL INDUSTRIES NV   2012-10-02 2013-03-21
9. LYONDELLBASELL INDUSTRIES NV   2012-11-13 2013-03-22
9. LYONDELLBASELL INDUSTRIES NV   2012-11-13 2013-03-26
9. LYONDELLBASELL INDUSTRIES NV   2012-08-28 2013-04-02
20. LYONDELLBASELL INDUSTRIES NV   2012-08-28 2013-04-03
43. LYONDELLBASELL INDUSTRIES NV   2012-11-16 2013-07-02
33. NIELSEN HOLDINGS N V   2012-06-14 2013-06-26
153. NIELSEN HOLDINGS N V   2012-08-01 2013-09-23
63. NIELSEN HOLDINGS N V   2012-06-14 2013-10-04
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 1,988   1,590 398
b 1,462   1,528 -66
c 2,358   1,792 566
d 146   144 2
e 76   71 5
76   71 5
76   67 9
76   67 9
24   22 2
149   133 16
75   67 8
147   155 -8
54   52 2
23   25 -2
5,589   5,506 83
18,556   17,335 1,221
24   25 -1
268   179 89
1,041   714 327
262   265 -3
305   178 127
2,209   1,735 474
1,039   744 295
1,698   1,184 514
2,008   1,399 609
510   613 -103
127   171 -44
1,474   1,370 104
449   391 58
746   652 94
1,716   1,444 272
228   188 40
1,032   809 223
25   25  
802   802  
2,614   2,367 247
566   500 66
745   768 -23
571   536 35
385   369 16
979   1,023 -44
497   510 -13
579   577 2
1,158   1,132 26
52   54 -2
1,843   1,415 428
4,193   4,985 -792
5,316   4,568 748
683   619 64
860   907 -47
91   100 -9
716   800 -84
448   499 -51
2,771   2,859 -88
686   684 2
1,654   1,636 18
748   1,141 -393
1,423   2,446 -1,023
1,617   1,645 -28
1,013   1,050 -37
511   525 -14
4,085   3,212 873
1,484   1,384 100
1,520   1,052 468
1,318   896 422
1,744   1,198 546
1,711   1,130 581
1,509   1,022 487
3,053   3,074 -21
412   301 111
838   601 237
431   369 62
839   767 72
895   744 151
426   372 54
429   372 57
856   744 112
422   430 -8
421   430 -9
835   744 91
418   430 -12
20   23 -3
20   25 -5
48   44 4
50   48 2
375   368 7
48   45 3
21   25 -4
74   71 3
76   77 -1
229   232 -3
26   26  
153   155 -2
77   77  
154   155 -1
76   77 -1
76   77 -1
25   26 -1
25   26 -1
51   51  
100   99 1
1,999   1,987 12
4,335   3,368 967
705   515 190
4,227   2,941 1,286
10,575   7,205 3,370
42   50 -8
154   149 5
154   149 5
1,225   1,216 9
996   712 284
3,426   2,592 834
532   332 200
354   222 132
1,863   856 1,007
1,590   745 845
686   318 368
873   314 559
384   391 -7
612   473 139
621   473 148
82   63 19
573   515 58
705   625 80
797   693 104
594   540 54
693   608 85
732   634 98
840   694 146
612   449 163
501   528 -27
1,122   1,186 -64
673   692 -19
505   393 112
1,183   917 266
2,324   1,862 462
2,247   1,875 372
679   608 71
914   753 161
560   400 160
767   546 221
987   1,017 -30
586   609 -23
2,885   2,899 -14
865   913 -48
1,971   2,130 -159
634   641 -7
324   330 -6
96   102 -6
541   569 -28
1,000   1,065 -65
516   531 -15
531   555 -24
557   579 -22
594   603 -9
1,240   1,735 -495
848   899 -51
594   595 -1
716   827 -111
479   556 -77
1,026   1,151 -125
869   945 -76
1,012   966 46
5,573   6,603 -1,030
3,492   2,595 897
2,200   1,418 782
1,100   763 337
1,292   709 583
1,562   2,801 -1,239
1,582   2,145 -563
1,589   1,564 25
1,182   1,118 64
2,702   2,295 407
368   312 56
707   587 120
748   531 217
516   247 269
1,034   494 540
441   501 -60
1,771   1,911 -140
26   26  
42   51 -9
811   833 -22
1,012   667 345
425   300 125
615   688 -73
832   836 -4
364   233 131
1,223   800 423
7,185   4,708 2,477
3,997   3,580 417
934   830 104
25   23 2
101   90 11
304   270 34
75   70 5
225   221 4
229   215 14
152   142 10
253   249 4
191   196 -5
350   325 25
229   207 22
77   69 8
50   46 4
8,815   5,044 3,771
541   510 31
544   510 34
1,622   1,610 12
84   85 -1
189   192 -3
266   290 -24
3,145   2,148 997
1,037   614 423
2,202   1,214 988
1,376   793 583
5,074   2,265 2,809
5,381   5,002 379
3,767   3,518 249
4,280   2,910 1,370
554   361 193
3,193   2,167 1,026
1,163   1,145 18
25   25  
100   100  
75   75  
25   25  
50   49 1
2,253   2,734 -481
1,212   1,488 -276
1,091   1,112 -21
76   80 -4
76   79 -3
460   483 -23
2,325   2,493 -168
790   738 52
429   406 23
539   503 36
1,285   1,171 114
1,563   1,514 49
24   25 -1
804   664 140
556   438 118
1,238   870 368
62   61 1
75   54 21
4,708   4,013 695
2,255   1,822 433
81   79 2
81   79 2
27   26 1
246   238 8
226   209 17
288   279 9
201   197 4
53   52 1
78   78  
78   77 1
51   51  
26   25 1
51   51  
128   127 1
47   50 -3
22   25 -3
522   519 3
2,954   3,238 -284
52   57 -5
152   159 -7
1,022   791 231
42   50 -8
7,106   7,208 -102
1,394   1,525 -131
1,325   1,390 -65
979   999 -20
1,821   1,826 -5
1,249   1,251 -2
1,339   1,156 183
558   549 9
2,162   2,287 -125
2,602   2,660 -58
39   49 -10
40   50 -10
24   25 -1
72   74 -2
24   25 -1
26   28 -2
636   647 -11
430   451 -21
213   225 -12
1,224   1,233 -9
616   587 29
2,097   2,040 57
229   215 14
1,475   1,407 68
306   376 -70
1,491   1,880 -389
1,899   2,557 -658
429   455 -26
593   625 -32
1,188   1,249 -61
1,174   1,233 -59
1,855   1,771 84
2,189   1,973 216
795   647 148
3,620   3,632 -12
8,868   5,322 3,546
1,306   1,182 124
7   7  
8   9 -1
10   10  
4   4  
5   5  
4   4  
13,000   12,825 175
845   893 -48
1,164   1,230 -66
554   585 -31
445   470 -25
434   458 -24
540   571 -31
584   617 -33
233   246 -13
192   202 -10
58   61 -3
127   134 -7
126   133 -7
27   29 -2
20   22 -2
17   18 -1
14   15 -1
7   7  
5   5  
3   3  
5   5  
206   223 -17
151   164 -13
135   146 -11
3,164   3,199 -35
172   186 -14
19   20 -1
23   24 -1
28   30 -2
14   15 -1
14   15 -1
8   8  
7   7  
5   5  
510   553 -43
442   479 -37
475   515 -40
395   428 -33
2,662   2,688 -26
370   400 -30
210   228 -18
127   137 -10
111   120 -9
130   141 -11
236   256 -20
231   251 -20
220   239 -19
2,173   2,198 -25
2,174   2,198 -24
188   204 -16
28   31 -3
846   853 -7
35   38 -3
23   24 -1
21   21  
15   16 -1
14   15 -1
14   15 -1
18   20 -2
9   10 -1
9   9  
7   8 -1
5   5  
4   4  
144   155 -11
128   138 -10
276   296 -20
279   299 -20
409   438 -29
496   532 -36
245   263 -18
260   279 -19
66   71 -5
192   205 -13
141   151 -10
41   44 -3
2   2  
26   26  
2   2  
2   2  
14   14  
2   2  
5   5  
4   4  
3   3  
11   11  
10   11 -1
7   7  
7   7  
6   7 -1
2   2  
4   4  
2   2  
2   2  
2   2  
10   10  
31   32 -1
22   23 -1
4   5 -1
1   1  
1   1  
62   66 -4
3   3  
1,774   1,782 -8
77   83 -6
264   288 -24
251   275 -24
229   250 -21
239   261 -22
240   262 -22
233   255 -22
221   241 -20
4,582   4,666 -84
197   215 -18
27   30 -3
29   32 -3
28   30 -2
28   30 -2
25   27 -2
491   492 -1
23   25 -2
19   21 -2
15   16 -1
13   14 -1
13,765   13,356 409
399   412 -13
14,933   14,755 178
415   435 -20
31   33 -2
30   32 -2
45   47 -2
39   41 -2
29   31 -2
112   118 -6
97   102 -5
135   142 -7
80   84 -4
42   45 -3
106   112 -6
82   87 -5
450   482 -32
455   487 -32
722   773 -51
567   606 -39
480   513 -33
620   663 -43
489   523 -34
328   351 -23
273   292 -19
173   185 -12
228   244 -16
159   170 -11
21   22 -1
20   21 -1
16   17 -1
17   18 -1
17   18 -1
13   14 -1
10   11 -1
6   7 -1
6   6  
5   6 -1
976   994 -18
822   838 -16
691   704 -13
675   688 -13
5,828   5,528 300
691   704 -13
332   338 -6
437   445 -8
379   385 -6
255   260 -5
209   212 -3
181   185 -4
115   117 -2
57   50 7
164   164  
328   247 81
1,128   1,181 -53
10,105   6,445 3,660
1,617   1,537 80
192   182 10
345   316 29
650   572 78
10,181   7,403 2,778
1,654   1,534 120
40   50 -10
63   75 -12
63   75 -12
1,090   551 539
3,139   1,200 1,939
1,233   453 780
1,664   590 1,074
1,846   590 1,256
1,145   539 606
1,709   731 978
715   334 381
1,435   1,076 359
2,093   1,314 779
733   428 305
1,242   728 514
2,085   998 1,087
1,664   736 928
1,690   749 941
67   66 1
67   66 1
131   132 -1
152   153 -1
20   22 -2
22   25 -3
23   25 -2
122   127 -5
1,772   1,217 555
2,672   1,797 875
1,719   1,769 -50
878   581 297
2,140   1,270 870
2,125   1,090 1,035
462   280 182
463   428 35
449   424 25
1,098   1,048 50
671   623 48
683   618 65
259   202 57
1,051   772 279
525   365 160
523   362 161
260   202 58
260   179 81
75   72 3
76   72 4
151   143 8
74   72 2
102   106 -4
51   53 -2
26   27 -1
77   80 -3
82   82  
5,616   4,720 896
4,121   4,656 -535
3,264   3,471 -207
1,115   1,394 -279
1,117   1,177 -60
1,059   1,053 6
889   867 22
2,391   2,200 191
87   78 9
23   26 -3
4,713   3,187 1,526
711   373 338
603   621 -18
452   466 -14
75   52 23
379   207 172
626   330 296
152   134 18
1,061   562 499
2,534   2,150 384
25   25  
1,952   2,684 -732
853   902 -49
1,549   1,294 255
2,319   1,961 358
2,358   1,990 368
230   209 21
50   46 4
230   219 11
154   142 12
75   71 4
23   21 2
47   45 2
76   72 4
154   144 10
436   407 29
1,303   2,130 -827
706   771 -65
235   256 -21
1,269   1,356 -87
404   392 12
542   507 35
1,064   1,011 53
496   504 -8
1,000   1,008 -8
949   999 -50
4,880   4,953 -73
614   1,298 -684
735   1,493 -758
1,228   639 589
1,011   468 543
25   25  
75   74 1
126   124 2
25   25  
25   25  
101   99 2
43   50 -7
3,251   2,310 941
1,302   975 327
10,067   6,876 3,191
1,877   1,148 729
2,178   1,369 809
79   77 2
79   77 2
79   77 2
52   51 1
129   128 1
310   306 4
403   428 -25
2,857   2,387 470
5,773   3,578 2,195
44   49 -5
25   25  
486   446 40
890   855 35
530   519 11
569   552 17
1,051   1,056 -5
113   110 3
3,026   2,383 643
8,059   7,200 859
709   514 195
183   139 44
926   693 233
133   141 -8
334   352 -18
23   18 5
1,143   1,212 -69
449   372 77
1,023   920 103
1,309   1,173 136
883   957 -74
1,241   1,110 131
1,192   919 273
5,141   6,454 -1,313
215   211 4
524   462 62
1,121   1,039 82
1,101   1,023 78
632   540 92
508   432 76
387   324 63
255   215 40
646   536 110
1,133   1,112 21
427   422 5
666   652 14
1,210   1,169 41
603   579 24
646   615 31
611   564 47
648   597 51
674   595 79
646   560 86
227   149 78
378   371 7
948   994 -46
599   628 -29
76   68 8
228   205 23
316   272 44
628   476 152
1,897   1,348 549
3,318   2,527 791
534   412 122
3,375   2,625 750
503   381 122
817   608 209
1,216   909 307
100   75 25
999   987 12
2,695   2,577 118
2,377   2,430 -53
75   69 6
50   46 4
1,928   1,605 323
2,582   2,663 -81
877   544 333
642   690 -48
2,198   1,686 512
1,025   767 258
1,999   1,526 473
4,653   3,429 1,224
2,329   1,651 678
4,922   3,323 1,599
3,853   2,516 1,337
6,165   5,847 318
407   401 6
489   515 -26
516   499 17
577   554 23
1,126   1,080 46
1,156   1,165 -9
2,024   1,325 699
466   473 -7
671   744 -73
866   896 -30
1,699   1,716 -17
76   68 8
151   137 14
76   68 8
76   68 8
152   137 15
73   68 5
25   24 1
24   23 1
24   23 1
39   41 -2
75   72 3
76   72 4
152   143 9
305   286 19
25   24 1
74   74  
597   615 -18
1,554   2,142 -588
344   377 -33
173   183 -10
513   519 -6
636   626 10
412   403 9
1,990   2,152 -162
1,074   1,005 69
1,229   1,029 200
46   50 -4
2,858   2,905 -47
780   1,212 -432
3,273   7,697 -4,424
2,750   1,961 789
22   25 -3
21   25 -4
3,825   2,559 1,266
697   469 228
626   426 200
1,268   853 415
1,125   915 210
63   43 20
567   444 123
641   493 148
1,167   887 280
4,934   3,149 1,785
11,957   7,006 4,951
859   715 144
2,017   1,669 348
979   723 256
5,453   5,273 180
4,023   3,562 461
3,518   2,795 723
317   236 81
317   194 123
1,964   1,418 546
2,790   1,856 934
5,704   4,723 981
731   557 174
2,190   1,584 606
680   629 51
1,185   1,100 85
2,031   2,094 -63
43   50 -7
64   75 -11
533   531 2
1,406   1,327 79
4,148   3,062 1,086
4,281   3,000 1,281
496   327 169
9,733   6,528 3,205
252   268 -16
114   122 -8
1,114   1,187 -73
1,050   769 281
900   600 300
1,106   750 356
222   150 72
878   600 278
654   450 204
435   279 156
1,274   1,115 159
1,072   878 194
1,361   922 439
693   461 232
804   817 -13
965   585 380
23   25 -2
975   1,082 -107
44   50 -6
49   50 -1
50   50  
26   26  
128   129 -1
41   50 -9
45   50 -5
66   76 -10
22   25 -3
317   322 -5
760   682 78
1,783   1,581 202
850   729 121
457   385 72
1,000   1,007 -7
1,313   963 350
321   321  
4,349   2,474 1,875
2,164   1,378 786
50   52 -2
76   78 -2
25   25  
24   25 -1
1,607   3,033 -1,426
24   25 -1
45   50 -5
4,136   3,678 458
4,005   3,943 62
655   610 45
1,781   1,786 -5
1,231   1,212 19
774   706 68
1,680   1,531 149
1,423   1,451 -28
22   23 -1
71   57 14
71   57 14
140   115 25
211   171 40
79   74 5
42   39 3
3,958   4,269 -311
3,192   2,702 490
2,502   2,702 -200
868   629 239
1,872   1,418 454
1,378   1,216 162
751   884 -133
829   846 -17
597   615 -18
212   231 -19
918   949 -31
5,115   3,934 1,181
515   419 96
773   836 -63
1,179   1,195 -16
10,882   7,833 3,049
1,142   822 320
24   25 -1
7,171   6,542 629
5   3 2
932   752 180
1,897   1,360 537
1,782   1,360 422
2,240   1,522 718
322   222 100
2,036   1,413 623
816   533 283
901   533 368
60   74 -14
1,400   1,094 306
373   386 -13
1,564   2,613 -1,049
1,323   2,256 -933
2,923   1,386 1,537
1,313   447 866
7,153   6,184 969
4   3 1
699   369 330
878   437 441
1,303   793 510
401   248 153
1,864   1,184 680
1,224   780 444
123   130 -7
1,466   1,555 -89
688   703 -15
625   570 55
487   453 34
616   510 106
336   283 53
206   170 36
22   24 -2
25   26 -1
134   74 60
490   272 218
705   346 359
668   297 371
369   371 -2
676   272 404
1,983   2,017 -34
696   506 190
2,872   2,005 867
2,668   1,878 790
8,252   6,081 2,171
25   25  
24   25 -1
1,490   1,273 217
4,893   2,941 1,952
1,274   983 291
1,975   1,387 588
3,168   2,196 972
1,103   856 247
2,474   1,772 702
4,967   3,262 1,705
2,782   1,890 892
7,655   4,055 3,600
2,693   2,901 -208
1,201   937 264
1,501   1,124 377
1,378   1,030 348
1,378   1,030 348
44   47 -3
1,145   997 148
597   471 126
598   401 197
531   334 197
2,761   1,560 1,201
43   51 -8
27   25 2
624   420 204
1,393   1,411 -18
1,387   1,407 -20
607   440 167
1,630   1,005 625
336   314 22
708   625 83
579   503 76
1,158   918 240
25   25  
16,324   16,237 87
1,000   1,007 -7
26,000   26,084 -84
1,001   1,000 1
10,000   9,997 3
1,008   1,013 -5
1,001   1,000 1
64,000   64,025 -25
1,002   1,000 2
1,002   1,000 2
1,000   996 4
16,834   16,920 -86
16,050   16,065 -15
16,030   16,065 -35
12,240   13,165 -925
1,025   1,086 -61
2,455   2,554 -99
1,187   626 561
2,132   991 1,141
2,306   2,280 26
23   25 -2
1,001   1,919 -918
187   347 -160
1,779   1,734 45
1,412   915 497
1,006   1,011 -5
1,849   958 891
891   898 -7
3,816   1,629 2,187
848   339 509
627   859 -232
1,246   1,587 -341
1,169   1,342 -173
42   50 -8
25   25  
316   328 -12
155   164 -9
160   152 8
80   76 4
244   228 16
248   228 20
83   76 7
83   77 6
82   77 5
82   77 5
82   77 5
165   154 11
167   154 13
705   640 65
1,961   1,777 184
539   498 41
1,989   1,847 142
175   177 -2
400   388 12
243   207 36
347   355 -8
593   502 91
1,349   1,071 278
569   429 140
691   485 206
641   431 210
729   737 -8
129   103 26
641   513 128
1,839   1,295 544
1,216   768 448
1,233   768 465
22   24 -2
21   23 -2
346   337 9
1,154   1,122 32
28   28  
835   919 -84
692   643 49
487   386 101
168   129 39
816   712 104
750   815 -65
234   238 -4
964   765 199
1,167   843 324
697   770 -73
780   820 -40
4,753   4,788 -35
3,581   2,795 786
1,219   1,117 102
167   170 -3
28   28  
28   28  
138   141 -3
82   85 -3
97   102 -5
25   25  
49   54 -5
1,541   1,436 105
1,834   1,326 508
660   635 25
988   937 51
505   530 -25
567   586 -19
723   604 119
1,224   967 257
609   484 125
2,259   1,874 385
4,562   3,717 845
2,786   2,099 687
17   17  
333   328 5
2,186   1,347 839
2,317   1,285 1,032
575   565 10
22   25 -3
48   49 -1
26   26  
51   52 -1
126   129 -3
151   149 2
125   118 7
675   668 7
1,468   1,310 158
6,090   5,241 849
847   792 55
765   675 90
510   463 47
581   484 97
813   617 196
1,120   829 291
556   413 143
666   503 163
122   90 32
426   313 113
491   349 142
25   23 2
228   211 17
153   148 5
77   73 4
26   24 2
154   146 8
205   195 10
26   24 2
184   166 18
1,038   927 111
589   534 55
1,341   1,304 37
1,270   1,068 202
652   530 122
582   467 115
573   443 130
554   435 119
1,165   944 221
2,835   2,016 819
1,105   905 200
5,554   4,365 1,189
2,281   1,727 554
      7,446
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       398
b       -66
c       566
d       2
e       5
      5
      9
      9
      2
      16
      8
      -8
      2
      -2
      83
      1,221
      -1
      89
      327
      -3
      127
      474
      295
      514
      609
      -103
      -44
      104
      58
      94
      272
      40
      223
       
       
      247
      66
      -23
      35
      16
      -44
      -13
      2
      26
      -2
      428
      -792
      748
      64
      -47
      -9
      -84
      -51
      -88
      2
      18
      -393
      -1,023
      -28
      -37
      -14
      873
      100
      468
      422
      546
      581
      487
      -21
      111
      237
      62
      72
      151
      54
      57
      112
      -8
      -9
      91
      -12
      -3
      -5
      4
      2
      7
      3
      -4
      3
      -1
      -3
       
      -2
       
      -1
      -1
      -1
      -1
      -1
       
      1
      12
      967
      190
      1,286
      3,370
      -8
      5
      5
      9
      284
      834
      200
      132
      1,007
      845
      368
      559
      -7
      139
      148
      19
      58
      80
      104
      54
      85
      98
      146
      163
      -27
      -64
      -19
      112
      266
      462
      372
      71
      161
      160
      221
      -30
      -23
      -14
      -48
      -159
      -7
      -6
      -6
      -28
      -65
      -15
      -24
      -22
      -9
      -495
      -51
      -1
      -111
      -77
      -125
      -76
      46
      -1,030
      897
      782
      337
      583
      -1,239
      -563
      25
      64
      407
      56
      120
      217
      269
      540
      -60
      -140
       
      -9
      -22
      345
      125
      -73
      -4
      131
      423
      2,477
      417
      104
      2
      11
      34
      5
      4
      14
      10
      4
      -5
      25
      22
      8
      4
      3,771
      31
      34
      12
      -1
      -3
      -24
      997
      423
      988
      583
      2,809
      379
      249
      1,370
      193
      1,026
      18
       
       
       
       
      1
      -481
      -276
      -21
      -4
      -3
      -23
      -168
      52
      23
      36
      114
      49
      -1
      140
      118
      368
      1
      21
      695
      433
      2
      2
      1
      8
      17
      9
      4
      1
       
      1
       
      1
       
      1
      -3
      -3
      3
      -284
      -5
      -7
      231
      -8
      -102
      -131
      -65
      -20
      -5
      -2
      183
      9
      -125
      -58
      -10
      -10
      -1
      -2
      -1
      -2
      -11
      -21
      -12
      -9
      29
      57
      14
      68
      -70
      -389
      -658
      -26
      -32
      -61
      -59
      84
      216
      148
      -12
      3,546
      124
       
      -1
       
       
       
       
      175
      -48
      -66
      -31
      -25
      -24
      -31
      -33
      -13
      -10
      -3
      -7
      -7
      -2
      -2
      -1
      -1
       
       
       
       
      -17
      -13
      -11
      -35
      -14
      -1
      -1
      -2
      -1
      -1
       
       
       
      -43
      -37
      -40
      -33
      -26
      -30
      -18
      -10
      -9
      -11
      -20
      -20
      -19
      -25
      -24
      -16
      -3
      -7
      -3
      -1
       
      -1
      -1
      -1
      -2
      -1
       
      -1
       
       
      -11
      -10
      -20
      -20
      -29
      -36
      -18
      -19
      -5
      -13
      -10
      -3
       
       
       
       
       
       
       
       
       
       
      -1
       
       
      -1
       
       
       
       
       
       
      -1
      -1
      -1
       
       
      -4
       
      -8
      -6
      -24
      -24
      -21
      -22
      -22
      -22
      -20
      -84
      -18
      -3
      -3
      -2
      -2
      -2
      -1
      -2
      -2
      -1
      -1
      409
      -13
      178
      -20
      -2
      -2
      -2
      -2
      -2
      -6
      -5
      -7
      -4
      -3
      -6
      -5
      -32
      -32
      -51
      -39
      -33
      -43
      -34
      -23
      -19
      -12
      -16
      -11
      -1
      -1
      -1
      -1
      -1
      -1
      -1
      -1
       
      -1
      -18
      -16
      -13
      -13
      300
      -13
      -6
      -8
      -6
      -5
      -3
      -4
      -2
      7
       
      81
      -53
      3,660
      80
      10
      29
      78
      2,778
      120
      -10
      -12
      -12
      539
      1,939
      780
      1,074
      1,256
      606
      978
      381
      359
      779
      305
      514
      1,087
      928
      941
      1
      1
      -1
      -1
      -2
      -3
      -2
      -5
      555
      875
      -50
      297
      870
      1,035
      182
      35
      25
      50
      48
      65
      57
      279
      160
      161
      58
      81
      3
      4
      8
      2
      -4
      -2
      -1
      -3
       
      896
      -535
      -207
      -279
      -60
      6
      22
      191
      9
      -3
      1,526
      338
      -18
      -14
      23
      172
      296
      18
      499
      384
       
      -732
      -49
      255
      358
      368
      21
      4
      11
      12
      4
      2
      2
      4
      10
      29
      -827
      -65
      -21
      -87
      12
      35
      53
      -8
      -8
      -50
      -73
      -684
      -758
      589
      543
       
      1
      2
       
       
      2
      -7
      941
      327
      3,191
      729
      809
      2
      2
      2
      1
      1
      4
      -25
      470
      2,195
      -5
       
      40
      35
      11
      17
      -5
      3
      643
      859
      195
      44
      233
      -8
      -18
      5
      -69
      77
      103
      136
      -74
      131
      273
      -1,313
      4
      62
      82
      78
      92
      76
      63
      40
      110
      21
      5
      14
      41
      24
      31
      47
      51
      79
      86
      78
      7
      -46
      -29
      8
      23
      44
      152
      549
      791
      122
      750
      122
      209
      307
      25
      12
      118
      -53
      6
      4
      323
      -81
      333
      -48
      512
      258
      473
      1,224
      678
      1,599
      1,337
      318
      6
      -26
      17
      23
      46
      -9
      699
      -7
      -73
      -30
      -17
      8
      14
      8
      8
      15
      5
      1
      1
      1
      -2
      3
      4
      9
      19
      1
       
      -18
      -588
      -33
      -10
      -6
      10
      9
      -162
      69
      200
      -4
      -47
      -432
      -4,424
      789
      -3
      -4
      1,266
      228
      200
      415
      210
      20
      123
      148
      280
      1,785
      4,951
      144
      348
      256
      180
      461
      723
      81
      123
      546
      934
      981
      174
      606
      51
      85
      -63
      -7
      -11
      2
      79
      1,086
      1,281
      169
      3,205
      -16
      -8
      -73
      281
      300
      356
      72
      278
      204
      156
      159
      194
      439
      232
      -13
      380
      -2
      -107
      -6
      -1
       
       
      -1
      -9
      -5
      -10
      -3
      -5
      78
      202
      121
      72
      -7
      350
       
      1,875
      786
      -2
      -2
       
      -1
      -1,426
      -1
      -5
      458
      62
      45
      -5
      19
      68
      149
      -28
      -1
      14
      14
      25
      40
      5
      3
      -311
      490
      -200
      239
      454
      162
      -133
      -17
      -18
      -19
      -31
      1,181
      96
      -63
      -16
      3,049
      320
      -1
      629
      2
      180
      537
      422
      718
      100
      623
      283
      368
      -14
      306
      -13
      -1,049
      -933
      1,537
      866
      969
      1
      330
      441
      510
      153
      680
      444
      -7
      -89
      -15
      55
      34
      106
      53
      36
      -2
      -1
      60
      218
      359
      371
      -2
      404
      -34
      190
      867
      790
      2,171
       
      -1
      217
      1,952
      291
      588
      972
      247
      702
      1,705
      892
      3,600
      -208
      264
      377
      348
      348
      -3
      148
      126
      197
      197
      1,201
      -8
      2
      204
      -18
      -20
      167
      625
      22
      83
      76
      240
       
      87
      -7
      -84
      1
      3
      -5
      1
      -25
      2
      2
      4
      -86
      -15
      -35
      -925
      -61
      -99
      561
      1,141
      26
      -2
      -918
      -160
      45
      497
      -5
      891
      -7
      2,187
      509
      -232
      -341
      -173
      -8
       
      -12
      -9
      8
      4
      16
      20
      7
      6
      5
      5
      5
      11
      13
      65
      184
      41
      142
      -2
      12
      36
      -8
      91
      278
      140
      206
      210
      -8
      26
      128
      544
      448
      465
      -2
      -2
      9
      32
       
      -84
      49
      101
      39
      104
      -65
      -4
      199
      324
      -73
      -40
      -35
      786
      102
      -3
       
       
      -3
      -3
      -5
       
      -5
      105
      508
      25
      51
      -25
      -19
      119
      257
      125
      385
      845
      687
       
      5
      839
      1,032
      10
      -3
      -1
       
      -1
      -3
      2
      7
      7
      158
      849
      55
      90
      47
      97
      196
      291
      143
      163
      32
      113
      142
      2
      17
      5
      4
      2
      8
      10
      2
      18
      111
      55
      37
      202
      122
      115
      130
      119
      221
      819
      200
      1,189
      554
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 171,740
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 64,020 2,833,584 0.022593
2011 108,126 2,865,450 0.037734
2010 109,599 2,885,674 0.03798
2009 189,288 3,035,503 0.062358
2008 125,258 3,279,724 0.038192
2 Total of line 1, column (d) ...................... 2 0.198857
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.039771
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 2,981,894
5 Multiply line 4 by line 3....................... 5 118,593
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,611
7 Add lines 5 and 6......................... 7 120,204
8 Enter qualifying distributions from Part XII, line 4.............. 8 149,451
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,611
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 1,611
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,611
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 2,460
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 3,984
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 6,444
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 4,833
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet1,612 RefundedBullet 11 3,221
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bullet
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
     
    No
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletCOMERICA BANK Telephone no.bullet (877) 405-1091
    Located atbullet101 NORTH MAIN STREETANN ARBORMI ZIP+4bullet48104
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    COMERICA BANK CO TRUSTEE
    2     		17,255    
    PO BOX 75000
    DETROIT,MI48275
    BARRIE MURRAY CO TRUSTEE
    1     		23,678    
    26 OLD COLONY PLACE
    FALMOUTH,MA02540
    JAMES SUGHRUE CO TRUSTEE
    1     		0    
    10 GRASMERE
    FALMOUTH,MA02540
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    149,095
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    1,611
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,611
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    147,484
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    147,484
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    147,484
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 147,484
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 141,630
    b Total for prior years:2011, 20, 20 2,810
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 0
    b From 2009....... 0
    c From 2010....... 0
    d From 2011....... 0
    e From 2012....... 0
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 149,451
    a Applied to 2012, but not more than line 2a 141,630
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		2,810
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 5,011
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		142,473
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009.... 0
    b Excess from 2010.... 0
    c Excess from 2011.... 0
    d Excess from 2012.... 0
    e Excess from 2013.... 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    HISTORIC HIGHFIELD INC
    PO BOX 494
    FALMOUTH,MA02540     		NONE EXEMPT SUPPORT 32,000
    SALT POND AREAS BIRD SANCTUARIES
    INC
    PO BOX 535
    WEST FALMOUTH,MA02574     		NONE EXEMPT SUPPORT 106,258
    FALMOUTH YOUTH HOCKEY LEAGUE INC
    9 TECHNOLOGY PARK DRIVE
    EAST FALMOUTH,MA02536     		NONE EXEMPT SUPPORT 6,500
    Total .................................bullet 3a 144,758
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 73,143  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 171,740  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   244,883  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13244,883
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    LOVELL CHARITABLE FOUNDATION
    EIN: 04-3555494
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CORPORATE BONDS 1,157,453 1,141,155

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    LOVELL CHARITABLE FOUNDATION
    EIN: 04-3555494
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CORPORATE STOCKS 1,489,858 1,819,578

    TY 2013 OtherIncreasesSchedule
    Name:
    LOVELL CHARITABLE FOUNDATION
    EIN: 04-3555494
    Description Amount
    DIFFERENCE BETWEEN RECEIPTS AND TAXABLE INCOME 135