Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
ANNA M HEILMAIER CHARITABLE FDN 25370370
 

Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 64713 TRUST TAX SERVICES   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
ST PAUL, MN551640713
A Employer identification number

41-1761632
B Telephone number (see instructions)

(651) 466-8710
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$7,069,675J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 9 9  
4 Dividends and interest from securities...... 183,059 183,059  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 471,381
b Gross sales price for all assets on line 6a 1,593,070
7 Capital gain net income (from Part IV, line 2)... 471,381
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 5,577    
12 Total. Add lines 1 through 11........ 660,026 654,449  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 83,251 66,151   17,100
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) Click to see attachment 5,349 5,349   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 18,826 590   18,236
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 107,426 72,090 0 35,336
25 Contributions, gifts, grants paid........ 229,000 229,000
26 Total expenses and disbursements. Add lines 24 and 25 336,426 72,090 0 264,336
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 323,600
b Net investment income (if negative, enter -0-) 582,359
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... -1,969 2,702 2,702
2 Savings and temporary cash investments.......... 135,086 245,982 245,982
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 4,010,329 Click to see attachment4,348,484 6,039,444
c Investments—corporate bonds (attach schedule)........ 848,129 Click to see attachment733,197 758,755
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 20,862 Click to see attachment10,809 14,459
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment13,840 Click to see attachment8,333 Click to see attachment8,333
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 5,026,277 5,349,507 7,069,675
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue.................. 67 172
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment2,208 Click to see attachment1,748
23 Total liabilities (add lines 17 through 22).......... 2,275 1,920
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 5,060,119 5,060,119
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds -36,117 287,468
30 Total net assets or fund balances (see page 17 of the
instructions).................... 5,024,002 5,347,587
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 5,026,277 5,349,507
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 5,024,002
2 Enter amount from Part I, line 27a..................... 2 323,600
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 5,347,602
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 15
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 5,347,587
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 279. QIAGEN NV   2011-06-02 2013-01-10
b 303. ABBOTT LABORATORIES   2012-05-22 2013-01-15
c 40. BRITISH AMERN TOB PLC ADR   2008-01-03 2013-01-15
d . NET SETTLEMENT FROM CLASS ACTION SUIT     2013-01-16
e 322. EQUITABLE CORP   2012-05-22 2013-01-23
19. SCHLUMBERGER LTD   2011-06-02 2013-02-05
135. LI FUNG LTD A D R   2011-06-02 2013-02-11
328. LI FUNG LTD A D R   2011-06-02 2013-02-12
263. LI FUNG LTD A D R   2011-06-02 2013-02-13
.5 REXAM PLC SPONSORED A D R   2012-11-19 2013-02-13
2496. LI FUNG LTD A D R   2012-02-09 2013-02-14
65. CHINA MOBILE LIMITED A D R   2011-09-20 2013-02-15
28. SCHLUMBERGER LTD   2011-06-02 2013-02-15
56. ARM HLDGS PLC A D R   2011-06-02 2013-02-22
134. NIPPON TELEGRAPH TELE A D R   2011-10-14 2013-02-22
1295. NEW YORK COMMUNITY BANCORP INC   2012-05-22 2013-03-06
101. B T GROUP P L C A D R   2011-04-15 2013-03-11
573. POSTNL NV ADR   2012-06-25 2013-03-11
104. SWATCH GROUP AG A D R   2011-06-02 2013-03-11
311. POSTNL NV ADR   2012-06-25 2013-03-12
304. AMERICA MOVIL A D R   2011-06-02 2013-03-18
76. ABBVIE INC   2013-01-15 2013-04-04
13. BLACKROCK INC   2012-05-22 2013-04-04
318. PACCAR INC   2012-10-25 2013-04-04
53. B H P BILLITON PLC SPSD A D R   2011-06-17 2013-04-19
7. BROOKFIELD PROPERTY PARTNERS L P   2013-04-15 2013-04-19
275. EMERSON ELEC CO   2012-05-24 2013-04-22
496. GENERAL MILLS INC   2000-09-29 2013-04-23
295. JOHNSON & JOHNSON   1995-02-13 2013-04-23
313. NEXTERA ENERGY INC   1994-10-05 2013-04-23
307. PROCTER & GAMBLE CO   1995-02-13 2013-04-23
362. TARGET CORP   1994-10-05 2013-04-23
236. 3M CO   1993-06-27 2013-04-23
296. TRAVELERS COS INC   2003-01-31 2013-04-23
479. VERIZON COMMUNICATIONS   2003-10-06 2013-04-23
.1176 BROOKFIELD PROPERTY PARTNERS L P   2013-04-15 2013-04-23
244. ASSA ABLOY AB A D R   2012-07-10 2013-04-26
494. MICROCHIP TECHNOLOGY INC   2012-05-22 2013-05-06
38. FOMENTO ECONOMICO MEX SP A D R   2008-01-03 2013-05-10
114. SONOVA HOLDING UNSPON ADR   2011-06-02 2013-05-13
94. CARNIVAL PLC A D R   2011-05-12 2013-05-15
55. SYNGENTA A G A D R   2012-07-23 2013-05-15
148. VALE SA SP A D R   2010-09-28 2013-05-16
56. NESTLE SA SPONSORED A D R   2008-01-03 2013-06-05
92. HSBC HOLDINGS PLC SPONS A D R   2011-06-02 2013-06-06
.4 ITAU UNIBANCO HOLDINGS SA A D R   2011-06-02 2013-06-12
109. ABBVIE INC   2012-05-22 2013-06-17
56. FIDELITY NATL INFORMATION SVCS INC   2012-05-22 2013-06-17
267. ROYAL DUTCH SHELL PLC A D R   2012-05-22 2013-06-17
162. ARM HLDGS PLC A D R   2011-06-02 2013-06-19
214. VOLVO AB SPONSORED A D R   2010-04-27 2013-06-24
58. VOLVO AB SPONSORED A D R   2010-04-27 2013-06-25
29. MALLINCKRODT PLC   2013-03-06 2013-07-08
303. NINTENDO CO LTD UNSPONS A D R   2013-05-16 2013-07-16
.5 MALLINCKRODT PLC   2013-03-06 2013-07-18
94. REXAM PLC SPONSORED A D R   2012-11-19 2013-07-22
102. AIR LIQUIDE S A A D R   2011-06-02 2013-07-25
32. SIEMENS AG A D R   2010-07-28 2013-07-25
11. INTERNATIONAL BUSINESS MACHINES CORP   2012-05-22 2013-08-08
71. LOWE'S COS INC   2012-10-05 2013-08-08
21. V F CORP   2012-05-22 2013-08-08
272. AMERICAN CAMPUS CMNTYS INC   2012-05-01 2013-08-09
100. AMERICAN TOWER CORP   2012-07-30 2013-08-09
51. AMERICAN TOWER CORP   2012-10-25 2013-08-09
151. CBL ASSOCIATES PROPERTIES   2012-05-01 2013-08-09
138. KAO CORP A D R   2012-10-23 2013-08-09
31. MCCORMICK CO NON VTG SHRS   2012-05-22 2013-08-23
98. SANDS CHINA LTD UNSPONS A D R   2012-05-17 2013-08-26
87. INTERNATIONAL BUSINESS MACHINES CORP   2012-05-22 2013-09-06
88. NEXTERA ENERGY INC   2012-05-22 2013-09-06
591. LONZA GROUP AG UNSPON A D R   2011-08-15 2013-09-17
70. LORILLARD INC   2013-03-06 2013-09-19
465. LORILLARD INC   2012-05-24 2013-09-19
138. ZURICH INSURANCE GROUP A D R   2008-12-04 2013-09-20
184. POTASH CORP OF SASKATCHEWAN   2012-12-13 2013-09-23
114. XINYI GLASS HOLDINGS LTS A D R   2012-07-09 2013-09-23
46. SANOFI A D R   2011-10-31 2013-09-27
196. LONZA GROUP AG UNSPON A D R   2013-02-12 2013-10-02
228. LONZA GROUP AG UNSPON A D R   2011-08-15 2013-10-02
. NET SETTLEMENT FROM CLASS ACTION SUIT     2013-10-07
36. FRESENIUS MED AKTIENGESELLSCHAFT ADR   2011-06-02 2013-10-09
88. FRESENIUS MED AKTIENGESELLSCHAFT ADR   2013-05-20 2013-10-09
11940.299 INV BALANCE RISK COMM STR Y   2012-05-23 2013-10-15
12040.134 AMERICAN CENTY INTL BOND FD INSTL   2009-10-26 2013-10-15
2300. BEST BUY CO INC   2000-11-29 2013-10-15
10266.797 NUVEEN FUNDS CORE BD FD I   2004-04-15 2013-10-15
2830. SPDR BARCLAYS INTRNTNL TREASURY ETF   2009-10-26 2013-10-15
2400. TARGET CORP   1995-03-10 2013-10-15
1001. 3M CO   1993-06-27 2013-10-15
89. LVMH MOET HENNESSY LOU VUITT A D R   2010-11-09 2013-10-18
107. UNILEVER PLC SPSD ADR   2011-09-14 2013-10-18
7. BLACKROCK INC   2012-05-22 2013-10-30
89. LOWE'S COS INC   2012-10-05 2013-10-30
20. WHIRLPOOL CORP   2013-04-22 2013-10-30
28. EATON CORP PLC   2012-11-30 2013-10-30
260. KEPPEL CORP LTD SPONS A D R   2008-01-03 2013-11-05
67. AGRIUM INC   2008-01-03 2013-11-18
118. REPSOL S.A.   2011-02-25 2013-11-18
2. ASSOCIATED ESTATES RLTY CORP   2012-05-01 2013-11-19
7. AVALONBAY CMNTYS INC   2012-05-01 2013-11-19
5. BOSTON PPTYS INC   2012-05-01 2013-11-19
13. DOUGLAS EMMITT INC   2012-05-01 2013-11-19
3. ESSEX PPTY TR INC   2012-05-01 2013-11-19
6. FEDERAL RLTY INVT TR SBI NEW   2012-05-01 2013-11-19
13. MONMOUTH REAL ESTATE INVT CORP   2012-05-01 2013-11-19
6. NATIONAL RETAIL PROPERTIES INC   2012-07-30 2013-11-19
4. PUBLIC STORAGE INC   2013-08-09 2013-11-19
200. RAYONIER INC   2012-07-30 2013-11-19
27. SIMON PROPERTY GROUP INC   2012-05-01 2013-11-19
29. WEINGARTEN RLTY INVTS   2012-05-01 2013-11-19
35. ONEOK INC   2012-05-22 2013-11-20
36. TIME WARNER CABLE INC   2012-05-22 2013-11-20
54. YUM BRANDS INC   2012-05-22 2013-11-20
25. MITSUI & CO LTD SPSD ADR   2009-06-30 2013-11-25
84. SANOFI A D R   2011-10-31 2013-11-25
236. YUM BRANDS INC   2012-05-22 2013-12-06
105. B H P BILLITON PLC SPSD A D R   2012-02-02 2013-12-13
44. ORIX CORP SPONS A D R   2012-10-02 2013-12-13
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 5,249   5,427 -178
b 10,009   9,059 950
c 4,070   3,137 933
d 137     137
e 19,254   14,954 4,300
1,514   1,610 -96
336   684 -348
794   1,663 -869
643   1,333 -690
18   19 -1
6,352   10,714 -4,362
3,592   3,363 229
2,236   2,373 -137
2,372   1,604 768
3,037   3,377 -340
17,299   16,394 905
4,058   3,179 879
1,277   2,092 -815
2,944   2,600 344
682   1,135 -453
5,601   7,822 -2,221
3,150   2,622 528
3,247   2,135 1,112
15,457   12,597 2,860
2,882   4,153 -1,271
151   153 -2
14,664   13,058 1,606
25,033   8,865 16,168
25,121   4,181 20,940
24,953   5,019 19,934
25,106   4,618 20,488
25,097   2,314 22,783
25,076   6,121 18,955
25,556   6,494 19,062
25,066   15,696 9,370
2   3 -1
4,731   3,518 1,213
18,631   14,866 3,765
4,332   1,439 2,893
2,487   2,503 -16
3,414   4,076 -662
4,540   3,573 967
2,183   4,057 -1,874
3,742   2,582 1,160
4,993   4,750 243
6   8 -2
4,682   3,534 1,148
2,459   1,819 640
17,577   17,016 561
6,118   4,640 1,478
2,763   2,690 73
768   729 39
1,245   1,321 -76
4,766   4,221 545
21   23 -2
3,522   3,609 -87
2,643   2,516 127
96   108 -12
2,073   2,172 -99
3,246   2,252 994
4,192   2,954 1,238
10,129   10,233 -104
7,018   7,249 -231
3,579   3,709 -130
3,278   2,902 376
4,479   3,838 641
2,173   1,768 405
5,461   3,369 2,092
15,990   17,181 -1,191
7,057   5,787 1,270
4,708   4,626 82
3,159   2,700 459
20,985   19,522 1,463
3,555   1,968 1,587
5,923   7,847 -1,924
2,053   1,300 753
2,329   1,699 630
1,579   1,214 365
1,836   1,450 386
24     24
1,141   1,290 -149
2,790   2,991 -201
108,179   120,000 -11,821
167,839   180,000 -12,161
94,529   48,015 46,514
103,900   104,740 -840
164,602   166,543 -1,941
152,230   14,498 137,732
120,934   25,962 94,972
3,423   2,910 513
4,268   3,314 954
2,160   1,149 1,011
4,472   2,823 1,649
2,955   2,332 623
2,010   1,442 568
4,475   4,096 379
6,046   4,981 1,065
2,965   3,939 -974
32   34 -2
827   1,037 -210
516   550 -34
304   299 5
466   479 -13
637   613 24
117   125 -8
201   174 27
631   654 -23
8,782   8,534 248
4,111   4,266 -155
856   785 71
2,004   1,474 530
4,360   2,761 1,599
3,915   3,836 79
6,887   5,636 1,251
4,435   3,083 1,352
17,499   16,765 734
5,995   7,468 -1,473
3,746   2,185 1,561
      35,251
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -178
b       950
c       933
d       137
e       4,300
      -96
      -348
      -869
      -690
      -1
      -4,362
      229
      -137
      768
      -340
      905
      879
      -815
      344
      -453
      -2,221
      528
      1,112
      2,860
      -1,271
      -2
      1,606
      16,168
      20,940
      19,934
      20,488
      22,783
      18,955
      19,062
      9,370
      -1
      1,213
      3,765
      2,893
      -16
      -662
      967
      -1,874
      1,160
      243
      -2
      1,148
      640
      561
      1,478
      73
      39
      -76
      545
      -2
      -87
      127
      -12
      -99
      994
      1,238
      -104
      -231
      -130
      376
      641
      405
      2,092
      -1,191
      1,270
      82
      459
      1,463
      1,587
      -1,924
      753
      630
      365
      386
      24
      -149
      -201
      -11,821
      -12,161
      46,514
      -840
      -1,941
      137,732
      94,972
      513
      954
      1,011
      1,649
      623
      568
      379
      1,065
      -974
      -2
      -210
      -34
      5
      -13
      24
      -8
      27
      -23
      248
      -155
      71
      530
      1,599
      79
      1,251
      1,352
      734
      -1,473
      1,561
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 471,381
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 306,001 6,078,525 0.050341
2011 347,614 6,082,055 0.057154
2010 315,681 5,849,398 0.053968
2009 178,071 5,382,483 0.033083
2008 396,461 6,766,196 0.058594
2 Total of line 1, column (d) ...................... 2 0.25314
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.050628
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 6,578,276
5 Multiply line 4 by line 3....................... 5 333,045
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 5,824
7 Add lines 5 and 6......................... 7 338,869
8 Enter qualifying distributions from Part XII, line 4.............. 8 264,336
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 11,647
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 11,647
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 11,647
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 3,380
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 11,800
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 15,180
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 3,533
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet3,533 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMN
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletUS BANK NATIONAL ASSOCIATION Telephone no.bullet (651) 466-8710
    Located atbullet101 E FIFTH STREETST PAULMN ZIP+4bullet55101
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    U S BANK NA CORPORATE TRUSTEE
    8     		83,251    
    101 EAST 5TH STREET
    ST PAUL,MN55101
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    328,914
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    11,647
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    11,647
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    317,267
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    317,267
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    317,267
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 317,267
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 0
    b From 2009....... 0
    c From 2010....... 0
    d From 2011....... 14,622
    e From 2012....... 8,833
    fTotal of lines 3a through e......... 23,455
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 264,336
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 264,336
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 23,455 23,455
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		29,476
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009.... 0
    b Excess from 2010.... 0
    c Excess from 2011.... 0
    d Excess from 2012.... 0
    e Excess from 2013.... 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    MINNESOTA OPERA COMPANY
    620 NORTH FIRST STREET
    MINNEAPOLIS,MN55401     		NONE N/A EDUCATION & OUTREACH 8,000
    THE MINNESOTA ORCHESTRAL
    ASSOCIATION
    1111 NICOLLET MALL
    MINNEAPOLIS,MN55403     		NONE N/A 3RD YEARLY INSTALLMENT 25,000
    THE ROSE ENSEMBLE
    75 WEST 5TH STREET SUITE 314
    ST PAUL,MN55102     		NONE N/A GENERAL OPERATIONS 10,000
    SAINT PAUL CHAMBER
    ORCHESTRA
    408 ST PETER STREET THIRD FLOOR
    ST PAUL,MN551021497     		NONE N/A FUND FOR ARTISTIC 10,000
    THE SCHUBERT CLUB
    75 W FIFTH ST 302 LANDMARK CENTER
    ST PAUL,MN55102     		NONE N/A GENERAL OPERATIONS 15,000
    SIGHT & HEARING ASSOCIATION
    1246 UNIVERSITY AVE WEST SUITE 226
    ST PAUL,MN55104     		NONE N/A VISION SCREENINGS & GLASSES 15,000
    GILLETTE CHILDRENS HOSPITAL FDN
    200 EAST UNIVERSITY AVE
    ST PAUL,MN55101     		NONE N/A 3RD YEARLY INSTALLMENT 25,000
    ORDWAY CENTER FOR THE
    PERFORMING ARTS
    345 WASHINGTON STREET
    ST PAUL,MN551021495     		NONE N/A GENERAL 10,000
    REGIONS HOSPITAL FOUNDATION
    640 JACKSON STREET
    ST PAUL,MN551012595     		NONE N/A CANCER CARE CENTER PROGRAMS 12,000
    SAINT PAUL CONSERVATORY OF
    MUSIC
    26 EAST EXCHANGE ST SUITE 500
    ST PAUL,MN55101     		NONE N/A CHAMBER MUSIC PROGRAMS 5,000
    MCPHAIL CENTER FOR MUSIC
    501 SOUTH SECOND STREET
    MINNEAPOLIS,MN55401     		NONE N/A CHAMBER MUSIC PROGRAM 10,000
    GREATER TWIN CITIES YOUTH
    SYMPHONIES
    400 ST PETER STREET SUITE 300
    ST PAUL,MN55102     		NONE N/A GENERAL OPERATIONS 5,000
    FRIENDS OF ARTARIA STRING QUARTET
    1693 PORTLAND AVE
    ST PAUL,MN55104     		NONE N/A CHAMBER MUSIC PROGRAMS 5,000
    MINNESOTA YOUTH SYMPHONIES
    790 CLEVELAND AVE S SUITE 203
    ST PAUL,MN55116     		NONE N/A GENERAL OPERATIONS 5,000
    GILDA'S CLUB TWIN CITIES
    5115 EXCELSIOR BLVD 448
    MINNEAPOLIS,MN55416     		NONE N/A GENERAL OPERATIONS 10,000
    UNIVERSITY OF MINNESOTA
    FOUNDATION
    200 OAK ST SE SUITE 500
    MINNEAPOLIS,MN55116     		NONE N/A ALBINISM CLINICAL TRIAL 20,000
    MINNESOTA BOYS CHOIR
    75 WEST 5TH STREET SUITE 411
    ST PAUL,MN55102     		NONE N/A GENERAL OPERATIONS 6,000
    CANTUS
    1221 NICOLLET AVE SUITE231
    MINNEAPOLIS,MN55403     		NONE N/A GENERAL OPERATIONS 3,000
    CHILDRENS CANCER RESEARCH
    FUND
    7301 OHMS LANE SUITE 460
    MINNEAPOLIS,MN55439     		NONE N/A FUND SEED GRANTS 5,000
    HEALTHEAST FOUNDATION
    1690 UNIVERSITY AVE W SUITE 250
    ST PAUL,MN55104     		NONE N/A 3RD YEARLY INSTALLMENT 25,000
    Total .................................bullet 3a 229,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 9  
    4 Dividends and interest from securities....     14 183,059  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 471,381  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aFEDERAL TAX REFUND     01 5,577  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   660,026  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13660,026
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    ANNA M HEILMAIER CHARITABLE FDN 25370370
    EIN: 41-1761632
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ISHARES TR IBOXX H Y CORP BD 86,846 92,880
    SPDR BARCLAYS INTL TREASURY    
    AMERICAN CENTURY INTL BD FD    
    NUVEEN HIGH INCOME BD FD 145,000 153,273
    NUVEEN INTERMEDIATE TERM    
    NUVEEN STRATEGIC INCOME 100,000 112,048
    INV BALANCE RISK COMM STR Y    
    ISHARES JPMORGAN EMERG MKTS 201,351 197,933
    LOOMIS SAYLES STRATEGIC ALPHA 200,000 202,621

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    ANNA M HEILMAIER CHARITABLE FDN 25370370
    EIN: 41-1761632
    Name of Stock End of Year Book Value End of Year Fair Market Value
    GENERAL ELEC CO 12,245 43,867
    BEST BUY INC COM 32,839 99,700
    GENERAL MILLS INC 34,175 95,428
    JOHNSON & JOHNSON COM 14,101 92,048
    PFIZER INC COM 22,470 36,848
    PROCTER & GAMBLE CO COM 5,474 30,529
    MEDTRONIC INC 61,234 78,337
    EXXON MOBIL CORP COM 16,039 109,600
    INTERNATIONAL BUSINESS MACHS 7,275 75,216
    3M CO COM 21,138 114,304
    WELLS FARGO CO 32,359 118,993
    CONOCOPHILLIPS 23,615 76,514
    VERIZON COMMUNICATIONS INC 8,568 13,907
    AT & T INC 61,710 81,677
    ILLINOIS TOOL WKS INC 35,454 68,105
    UNITED HEALTH GROUP INC 73,217 109,411
    BANK OF AMERICA CORP 72,966 13,375
    QUALCOMM INC 50,433 85,759
    T ROWE PRICE INTL GR&INC FD 200,000 208,579
    ABBOTT LABORATORIES    
    APPLE INC 23,196 24,685
    BOSTON PPTYS INC 8,393 7,929
    CVS/CAREMARK CORP 20,954 30,632
    CATERPILLAR INC 13,094 13,077
    CHEVRON CORPORATION 18,887 23,608
    J P MORGAN CHASE CO 16,406 28,012
    MCCORMICK CO INC 13,171 15,921
    MICROSOFT CORP 18,878 23,643
    TARGET CORPORATION 13,384 147,925
    TRAVELERS COS INC 10,998 49,435
    UNION PACIFIC CORP 20,399 28,392
    V F CORP 14,489 25,684
    AGRIUM INC    
    ATLAS COPCO AB ADR CL B 3,793 7,183
    BOC HONG KONG HLDGS ADR 3,648 5,355
    BRITISH AMERN TOB PIC 7,984 13,320
    DBS GROUP HLDGS LTD 15,637 17,909
    FOMENTO ECONOMICO MEX SP ADR 1,401 3,621
    HONDA MTR LTD ADR 5,591 6,823
    KEPPEL CORP LTD SPONS ADR 6,231 7,041
    NATIONAL GRID PLC SP ADR 3,311 4,376
    NESTLE S A SPONSORED ADR 26,516 35,323
    NOVARTIS A G ADR 4,585 7,234
    ROCHE HLDG LTD SPONSORED ADR 16,591 26,746
    SANOFI AVENTIS ADR REPSTG 5 6,268 9,600
    SCHLUMBERGER LTD 8,770 9,822
    SIEMENS A G ADR 3,073 4,432
    TOTAL S A ADR 15,869 12,377
    UNILEVER PLC SPSD ADR 3,983 5,068
    ZURICH FINANCIAL SERVICES ADR    
    TECHNOLOGY SELECT SECTOR SPDR 63,510 107,220
    AVALONBAY CMNTYS INC 8,469 7,567
    PACCAR INC    
    BARCLAYS PLC ADR 5,453 5,348
    COVIDIEN PLC 15,308 17,570
    LUKOIL SPON ADR 7,601 8,711
    MITSUI & CO LTD SPSD ADR    
    MTN GROUP LTD ADR 4,590 4,452
    NISSAN MTR LTD SPONS ADR 6,983 6,653
    ORIX CORP SPONS ADR 6,694 13,365
    TAIWAN SEMICONDUCTOR ADR 10,664 12,400
    VALE SA SP ADR 8,777 8,686
    ISHARES MSCI EMERGING MKTS ETF 152,545 161,329
    NEUBERGER BERMAN GENESIS FD 100,000 172,664
    NEXTERA ENERGY INC 18,493 45,379
    ONEOK INC 12,846 18,965
    ACCENTURE PLC CL A 13,734 19,075
    ANHEUSER BUSCH INBEV NV ADR 10,783 16,608
    B A S F AG ADR 11,221 16,815
    B H P BILLITON PLC SPSD ADR    
    B T GROUP PLC ADR 7,741 17,866
    BAYERISCHE MOTOREN WERKE ADR 15,881 23,106
    HSBC HOLDINGS PLC SPONS ADR 6,750 7,277
    ITAU UNIBANCO HOLDINGS SA ADR 13,643 11,209
    LVMH MOET HENNESSY ADR 5,302 5,636
    ROYAL DUTCH SHELL PLC ADR 7,387 7,768
    VODAFONE GROUP PLC ADR 8,718 12,972
    VOLVO AB SPONSORED ADR    
    ALEXANDRIA REAL ESTATE EQUIT 12,168 10,116
    AMERICAN CAMPUS CMNTYS INC    
    ASSOCIATED ESTATES RLTY CORP 6,100 6,147
    BLACKROCK INC 9,031 17,406
    BRANDYWINE REALTY TRUST 5,165 7,862
    CAMDEN PPTY TR 8,109 7,224
    CBL ASSOCIATES PROPERTIES 4,829 5,711
    COCA COLA COMPANY 21,662 24,042
    DIGITAL REALTY TRUST 9,305 7,024
    DOUGLAS EMMITT INC 6,943 7,779
    EASTGROUP PPTYS INC 6,340 8,052
    EQUITABLE CORP    
    ESSEX PPTY TR 7,389 7,750
    FEDERAL RLTY INVT TR 7,036 8,011
    HCP INC 5,902 5,775
    HEALTH CARE REIT 8,145 8,518
    HOSPITALITY PPTYS TR 11,617 12,488
    HOST HOTELS RESORTS INC 11,925 13,316
    LTC PPTYS INC 4,814 5,627
    LEXINGTON REALTY TRUST 5,857 7,464
    MONMOUTH REAL ESTATE INV CORP 2,399 2,600
    NATIONAL RETAIL PROPERTIES 5,699 6,733
    PUBLIC STORAGE INC 16,239 19,116
    RAYONIER INC    
    REALTY INCOME CORP 7,360 7,727
    SENIOR HOUSING PROP TR 5,750 6,024
    SIMON PROPERTY GROUP 18,993 24,193
    TANGER FACTORY OUTLET CTRS 7,723 8,645
    TIME WARNER CABLE 13,652 24,119
    VENTAS INC 7,124 7,275
    WEINGARTEN RLTY INVTS 6,122 6,553
    ACE LTD 19,583 22,570
    AIR LIQUIDE SA ADR 12,282 14,128
    ALLIANZ SE ADR 19,341 25,056
    AMERICA MOVIL ADR    
    ARM HLDGS PLC ADR 5,823 11,329
    ATLAS COPCO AB SPONS ADR 6,940 7,378
    B A E SYSTEMS PLC ADR 3,381 5,712
    B G GROUP PLC ADR 8,624 8,459
    BROOKFIELD ASSET MANAGE CL A 4,071 4,815
    BUNGE LIMITED 8,638 9,525
    CANADIAN NATL RY CO 6,178 9,237
    CARNIVAL PLC ADR    
    CHINA MOBILE LIMITED ADR    
    COCHLEAR LTD UNSPON ADR 6,390 4,139
    CSL LIMITED ADR 4,755 8,093
    DASSAULT SYSTEMES SA ADR 10,641 15,662
    FANUC CORPORATION ADR 12,665 14,956
    FRESENIUS MED CARE SPONS ADR 9,104 9,037
    HITACHI LTD ADR 10 COM 8,363 10,163
    ICICI BANK LIMITED ADR 10,096 7,992
    IMPERIAL OIL LTD 6,740 6,325
    JGC CORP UNSPONS ADR 9,692 12,574
    LI FUNG LTD ADR    
    LONZA GROUP AG UNSPONS ADR 4,430 5,226
    LOREAL CO UNSPONS ADR 8,397 11,810
    NIPPON TELEGRAPH TELE ADR    
    OAO GAZPROM SPON ADR 5,997 4,152
    QIAGEN NV    
    REPSOL S A SPONS ADR    
    SAP AG ADR 16,705 23,789
    SASOL LTD SPONS ADR 4,122 3,857
    SBERBANK SPONS ADR 8,034 7,265
    SCHNEIDER ELECT SA UNSP ADR 10,641 11,443
    SHIRE PLC ADR 7,520 11,162
    SONOVA HOLDING UNSPON ADR 3,607 5,407
    SWATCH GROUP AG ADR 5,100 6,773
    TESCO PLC ADR 6,148 5,103
    TURKIYE GARANTI BANKASI AS ADR 8,274 5,749
    UNICHARM CORPORATION ADR 7,143 9,735
    WPP PLC SPONSORED ADR 8,413 16,080
    ABERDEEN FDS EMRGN MKT 250,000 247,352
    HIGHLAND LONG SHORT EQUITY Z 300,000 333,546
    NUVEEN MID CAP INDEX FD 180,000 313,612
    SPDR DJ WILSHIRE INTERNATIONAL 230,782 241,226
    TFS MARKET NEUTRAL FD 300,000 295,563
    AMERICAN TOWER CORP    
    AMERIT INC 6,320 6,401
    APARTMENT INVT MGMT CO CL A 6,756 6,607
    CULLEN FROST BANKERS INC 15,016 19,650
    EMERSON ELEC CO    
    EPR PROPERTIES 9,488 10,176
    FIDELITY NATL INFORMATION SVCS 11,855 19,593
    FRACT CUSIP KINDER MORGAN MGMT 6 10
    ITC HLDGS CORP 11,139 15,044
    KINDER MORGAN INC 19,677 20,664
    LORILLARD INC    
    LOWES CO INC 11,830 18,482
    MICROCHIP TECHNOLOGY INC    
    MOTOROLA SOLUTIONS INC 14,033 19,710
    NEW YORK COMMUNITY BANCORP    
    PHILIP MORRIS INTL 24,314 24,658
    PHILLIPS 66 21,868 60,856
    SOUTHERN COPPER CORP 16,626 16,939
    YUM BRANDS INC    
    AIA GROUP LTD ADR 8,913 12,674
    ASSA ABLOY AB ADR    
    CANADIAN PACIFIC RAILWAY LTD 3,531 7,263
    DEUTSCHE BANK AG 7,718 9,455
    EATON CORP PLC 12,519 18,345
    COPA HOLDINGS SA CL A 3,825 7,845
    KAO CORP ADR REPSTG 10 SHS COM    
    NOKIAN TYRES OYJ UNSPON ADR 6,205 6,786
    NOVO NORDISK AS ADR 27,096 33,811
    PETROLEO BRASILEIRO SA ADR 4,822 2,935
    POSTNL NV ADR REPSTG 1    
    POTASH CORP OF SASKATCHEWAN    
    REXAM PLC ADR REPSTG 5    
    SANDS CHINA LTD UNSPONS ADR    
    SEADRILL LIMITED SDRL 20,116 22,799
    SEVEN & I HLDGS UNSPN ADR 8,138 9,603
    SUNCOR ENERGY INC SU 3,408 4,241
    SVENSKA HANDELSBANKEN A ADR 3,381 5,059
    SWEDBANK A B ADR 3,750 5,860
    SYNGENTA A G ADR    
    SYSMEX CORP UNSPON ADR 5,860 8,550
    TRANSOCEAN LTD 3,463 4,201
    XINYI GLASS HOLDINGS ADR 1,630 2,867
    VALEOSA SPON ADR 7,757 16,627
    SCOUT INTERNATIONAL FUND 181,000 208,184
    PYXIS LONG SHORT EQUITY Z    
    ABBVIE INC 15,466 24,293
    ALTISOURCE RESIDENTIAL CI B WI 1,607 1,807
    AMERICAN HOMES 4 RENT 1,606 1,555
    BANK OF NEW YORK MELLON CORP 20,556 23,025
    EQUITY LIFESTYLE PPTYS INC 4,598 4,601
    EQUITY ONE INC 3,326 3,209
    GEO GROUP INC 4,828 4,607
    HONEYWELL INTERNATIONAL INC 16,289 18,639
    MACYS INC 17,549 18,423
    PACKAGING CORP AMERICA 11,472 14,238
    SILVER BAY REALTY TRUST CORP 1,464 1,519
    TUPPERWARE BRANDS CORP 11,988 13,707
    VORNADO REALTY TRUST 4,850 4,795
    WEYERHAEUSER CO 8,978 9,534
    WHIRLPOOL CORP 13,407 18,039
    AXA ADR 4,370 5,215
    B N P PARIBAS SA ADR 4,114 5,410
    BAIDU COM INC ADR 6,293 11,740
    BANCO BILBAO VIZCAYA ARGEN ADR 6,741 8,487
    CHINA CONSTRUCT UNSPON ADR 4,173 3,719
    DAIWA SECURITIES GR SPON ADR 4,721 4,672
    GRAN TIERRA ENERGY INC 4,763 4,693
    HONG KONG EXCHANGES ADR 4,993 5,141
    ING GROEP NV SPONS ADR 9,465 10,171
    LAFARGE SA ADR 4,256 5,111
    MAGNA INTL INC CL A 4,065 6,401
    MITSUBISHI ESTATE LTD ADR 6,912 6,992
    MONOTARO CO LTD UNSP ADR 2,209 1,959
    RIO TINTO PLC ADR 6,004 6,546
    SEKISUI HOUSE LTD ADR 4,741 4,715
    SUMITOMO MITSUI FINL GR ADR 8,752 9,273
    TECHTRONIC INDUSTRIES SP ADR 4,205 6,341
    IPATH GSCI TOTAL RETURN 199,589 195,740
    WISDOMTREE EUR S/C DIVIDEND FD 9,452 10,299
    WISDOMTREE JAPAN HEDGED 12,699 13,625

    TY 2013 InvestmentsOtherSchedule2
    Name:
    ANNA M HEILMAIER CHARITABLE FDN 25370370
    EIN: 41-1761632
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    COAST DIVERSIFIED FUND II LTD AT COST 10,809 14,459

    TY 2013 OtherAssetsSchedule
    Name:
    ANNA M HEILMAIER CHARITABLE FDN 25370370
    EIN: 41-1761632
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ACCRUED INCOME 13,840 8,333 8,333


    TY 2013 OtherDecreasesSchedule
    Name:
    ANNA M HEILMAIER CHARITABLE FDN 25370370
    EIN: 41-1761632
    Description Amount
    ROUNDING 15


    TY 2013 OtherExpensesSchedule
    Name:
    ANNA M HEILMAIER CHARITABLE FDN 25370370
    EIN: 41-1761632
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FILING FEE 25 0   25
    ENHANCED GRANTMAKING FEE 13,740 0   13,740
    WEBSITE DESIGN & DEVELOPMENT 4,471 0   4,471
    OTHER NONALLOC EXPENSES 590 590   0


    TY 2013 OtherIncomeSchedule2
    Name:
    ANNA M HEILMAIER CHARITABLE FDN 25370370
    EIN: 41-1761632
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FEDERAL TAX REFUND 5,577 0  


    TY 2013 OtherLiabilitiesSchedule
    Name:
    ANNA M HEILMAIER CHARITABLE FDN 25370370
    EIN: 41-1761632
    Description Beginning of Year - Book Value End of Year - Book Value
    RETURN OF CAPITAL ADJUSTMENT 2,208 1,748


    TY 2013 TaxesSchedule
    Name:
    ANNA M HEILMAIER CHARITABLE FDN 25370370
    EIN: 41-1761632
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 3,212 3,212   0
    FOREIGN TAXES ON QUALIFIED FOR 1,630 1,630   0
    FOREIGN TAXES ON NONQUALIFIED 507 507   0