Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
A For the 2013 calendar year, or tax year beginning 01-01-2013 , 2013, and ending 12-31-2013
BCheck if applicable:
CName of organization
EAST TENNESSEE FOUNDATION
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
625 MARKET STREET SUITE 1400
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
KNOXVILLE, TN37902
D Employer identification number

62-0807696
E Telephone number

G Gross receipts $ 24,274,650
F Name and address of principal officer:
MICHAEL T MCCLAMROCH
625 MARKET STREET SUITE 1400
KNOXVILLE,TN37902
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.EASTTENNESSEEFOUNDATION.ORG
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1986
M State of legal domicile: TN
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: ETF IS A COMMUNITY FOUNDATION, SERVING 25 COUNTIES, WHOSE MISSION IS TO BUILD CHARITABLE RESOURCES TO MAKE COMMUNITIES STRONGER AND LIVES BETTER. IN 2013, THE FOUNDATION HELD 386 CHARITABLE FUNDS AND GRANTED 6,478,446.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 40
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 40
5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) ...... 5 20
6 Total number of volunteers (estimate if necessary) ............. 6 315
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 67,619
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b 59,857
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 8,833,463 7,701,904
9 Program service revenue (Part VIII, line 2g) .........   0
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 3,985,587 8,097,554
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 317,194 231,716
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 13,136,244 16,031,174
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 7,090,029 6,478,446
14 Benefits paid to or for members (Part IX, column (A), line 4).....   0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 943,941 1,156,458
16a Professional fundraising fees (Part IX, column (A), line 11e).....   3,200
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet525,810    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 565,131 607,675
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 8,599,101 8,245,779
19 Revenue less expenses. Subtract line 18 from line 12....... 4,537,143 7,785,395
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 115,767,543 130,326,579
21 Total liabilities (Part X, line 26)............. 2,101,274 1,673,405
22 Net assets or fund balances. Subtract line 21 from line 20..... 113,666,269 128,653,174
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2013)
Form 990 (2013)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: ETF IS A COMMUNITY FOUNDATION, SERVING 25 COUNTIES, WHOSE MISSION IS TO BUILD CHARITABLE RESOURCES TO MAKE COMMUNITIES STRONGER AND LIVES BETTER. IN 2013, THE FOUNDATION HELD 386 CHARITABLE FUNDS AND GRANTED 6,478,446.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 4,064,792 including grants of $ 4,064,792 ) (Revenue $   )
PROVIDED ASSISTANCE IN THE FORM OF 642 GRANTS FROM 80 DONOR ADVISED FUNDS TO 351 501(C)(3) ORGANIZATIONS AND GOVERNMENT ENTITIES TO SUPPORT A WIDE RANGE OF CHARITABLE PURPOSES, BOTH LOCALLY WITHIN THE 25 COUNTY SERVICE AREA AND ALSO OUTSIDE THE REGION
4b (Code:   ) (Expenses $ 1,215,911 including grants of $ 1,215,911 ) (Revenue $   )
PROVIDED GENERAL SUPPORT TO 56 501(C)(3) ORGANIZATIONS IN THE FORM OF 70 GRANTS FROM DESIGNATED ORGANIZATION AND AGENCY ENDOWMENT FUNDS
4c (Code:   ) (Expenses $ 442,417 including grants of $ 442,417 ) (Revenue $   )
CONDUCTED 39 COMPETITIVE SCHOLARSHP PROGRAMS TO ENABLE STUDENTS THROUGHOUT THE REGION TO OBTAIN A POST-SECONDARY EDUCATION; 138 SCHOLARSHIPS WERE GIVEN TO STUDENTS ATTENDING 39 INSTITUTIONS OF HIGHER LEARNING IN TENNESSEE AND THROUGHOUT THE NATION
(Code:   ) (Expenses $ 1,377,096 including grants of $ 755,326 ) (Revenue $   )
4D-1) EXPENSES OF 309,175, INCLUDING GRANTS OF 309,175 - CONDUCTED COMPETITIVE GRANTMAKING PROGRAMS THROUGHOUT THE 25 COUNTY REGION IN THE FIELD-OF-INTEREST AREAS OF WOMEN & CHILDREN, YOUTH-AT-RISK, ARTS AND CULTURE, NEIGHBORHOODS, AND ALZHEIMER'S RESEARCH, PROVIDING 32 GRANTS TO 501(C)(3) AND GOVERNMENT ENTITIES FOR WORTHWHILE PROJECTS IN THESE AREAS 4D-2) EXPENSES OF 248,101, INCLUDING GRANTS OF 248,101 - AWARDED 4 GRANTS TO 4 ORGANIZATIONS TO PROVIDE AFFORDABLE HOUSING IN THE CITY OF KNOXVILLE THROUGH THE FUNDING OF CONSTRUCTION, MINOR HOME REPAIR PROGRAMS, AND HOME OWNERSHIP AND CREDIT COUNSELING PROGRAMS 4D-3) EXPENSES OF 192,250, INCLUDING GRANTS OF 192,250 - CONDUCTED LOCALIZED, COUNTY-SPECIFIC, COMPETITIVE GRANTMAKING PROGRAMS THROUGH THE FOUNDATION'S COUNTY AFFILIATE FUNDS, ALLOWING LOCAL ADVISORY BOARD'S TO SELECT WORTHY PROJECTS AND PROGRAMS AT THE LOCAL LEVEL; 71 GRANTS WERE AWARDED TO 60 ORGANIZATIONS FOR A WIDE VARIETY OF CHARITABLE PURPOSES 4D-4) EXPENSES OF 627,570, INCLUDING GRANTS OF 5,800 - DISCRETIONARY GRANTMAKING AND PROGRAM-RELATED EXPENSES ASSOCIATED WITH THE MANAGEMENT OF CHARITABLE FUNDS AND THE ALLOCATION OF GRANT FUNDS TO BENEFIT THE 25 COUNTY EAST TENNESSEE REGION
4d Other program services (Describe in Schedule O.)
(Expenses $ 1,377,096 including grants of $ 755,326 ) (Revenue $   )
4e Total program service expensesMediumBullet7,100,216
Form 990 (2013)
Form 990 (2013)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II........
4
 
No
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part III............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........
14b
 
No
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions).... Click to see attachment
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2013)
Form 990 (2013)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I...................
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II....................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ..........................
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV.....................
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV...
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M............. Click to see attachment
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
 
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2...
35b
 
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
9
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
 
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
20
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
 
No
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
Yes
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
Yes
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
No
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
No
Form 990 (2013)
Form 990 (2013)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
40
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
40
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
 
No
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
 
No
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
TN
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletCAROLYN SCHWENN625 MARKET STREET SUITE 1400KNOXVILLETN37902 (865) 524-1223
Form 990 (2013)
Form 990 (2013)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) E RILEY ANDERSON........................................................................
DIRECTOR
 .20
.......................   		X           0 0 0
(2) WILLIAMS E ARANT........................................................................
DIRECTOR
 .20
.......................   		X           0 0 0
(3) JOSEPH K AYRES........................................................................
DIRECTOR
 .50
.......................   		X           0 0 0
(4) DAN M BECHTOL........................................................................
DIRECTOR
 .20
.......................   		X           0 0 0
(5) JEFFREY M BECKER........................................................................
DIRECTOR
 .20
........................20 		X           0 0 0
(6) MARTHA E BEGALLA........................................................................
DIRECTOR
 1.00
.......................   		X           0 0 0
(7) HOWARD Z BLUM........................................................................
DIRECTOR
 .20
.......................   		X           0 0 0
(8) MARY ELLEN BREWINGTON........................................................................
DIRECTOR
 2.00
.......................   		X           0 0 0
(9) CYNTHIA S BURNLEY........................................................................
DIRECTOR
 .20
.......................   		X           0 0 0
(10) KEITH H BURROUGHS........................................................................
DIRECTOR
 .20
.......................   		X           0 0 0
(11) PATSY Q CARSON........................................................................
DIRECTOR
 1.00
.......................   		X           0 0 0
(12) JEFFERSON CHAPMAN........................................................................
DIRECTOR
 1.00
.......................1.00 		X           0 0 0
(13) J KAY CLAYTON........................................................................
DIRECTOR
 1.00
.......................1.00 		X           0 0 0
(14) BOBBY Y CONGLETON........................................................................
LIFETIME HON
 .20
.......................   		X           0 0 0
(15) LARRY R ESTEPP........................................................................
DIRECTOR
 .20
.......................   		X           0 0 0
(16) ELLEN B FOWLER........................................................................
DIRECTOR
 .20
.......................   		X           0 0 0
(17) RICHARD T FOX........................................................................
DIRECTOR
 1.00
.......................   		X           0 0 0
Form 990 (2013)
Form 990 (2013)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) JOHN T GEPPI........................................................................
DIRECTOR
 1.00
.......................   		X           0 0 0
(19) KEITH D GOODWIN........................................................................
DIRECTOR
 1.00
.......................   		X           0 0 0
(20) NATALIE L HASLAM........................................................................
LIFETIME HON
 .20
.......................   		X           0 0 0
(21) CHRISTINE G HAYWORTH........................................................................
DIRECTOR
 .20
.......................   		X           0 0 0
(22) RICHARD E JACOBSTEIN........................................................................
DIRECTOR
 1.00
........................20 		X           0 0 0
(23) DAVID P JONES........................................................................
DIRECTOR
 .20
.......................   		X           0 0 0
(24) A DAVID MARTIN........................................................................
LIFETIME HON
 1.00
........................30 		X           0 0 0
(25) CHERYL MASSINGALE........................................................................
DIRECTOR
 .20
.......................   		X           0 0 0
(26) CEE GEE MCCORD........................................................................
DIRECTOR
 0.00
.......................   		X           0 0 0
(27) ALICE A MERCER........................................................................
CHAIR
 10.00
.......................   		X   X       0 0 0
(28) PHYLLIS Y NICHOLS........................................................................
DIRECTOR
 .20
.......................   		X           0 0 0
(29) PATRICIA D POSTMA........................................................................
DIRECTOR
 .20
.......................   		X           0 0 0
(30) WILL J PUGH........................................................................
TREASURER
 1.00
.......................   		X   X       0 0 0
(31) PATRICIA I ROBLEDO........................................................................
DIRECTOR
 1.00
.......................   		X           0 0 0
(32) FRANK H ROTHERMEL........................................................................
DIRECTOR
 .20
........................10 		X           0 0 0
(33) MITCHELL D STEENROD........................................................................
DIRECTOR
 .20
.......................   		X           0 0 0
(34) NITA W SUMMERS........................................................................
DIRECTOR
 .20
.......................   		X           0 0 0
(35) DENNIS R UPTON........................................................................
DIRECTOR
 .20
.......................   		X           0 0 0
(36) MARY BETH WEST........................................................................
DIRECTOR
 .20
.......................   		X           0 0 0
(37) DAVID W WHITE........................................................................
LIFETIME HON
 0.00
.......................   		X           0 0 0
(38) FRED D WOMACK........................................................................
VICE-CHAIR
 1.00
.......................   		X   X       0 0 0
(39) JOHN T WORDEN........................................................................
DIRECTOR
 .20
.......................1.00 		X           0 0 0
(40) STUART R WORDEN........................................................................
LIFETIME HON
 0.00
.......................   		X           0 0 0
(41) MICHAEL T MCCLAMROCH........................................................................
PRESIDENT AN
 40.00
.......................3.00 		    X       148,197 0 12,895
(42) CAROLYN SCHWENN........................................................................
SECRETARY
 40.00
.......................5.00 		    X       97,222 0 10,284
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 245,419   23,179
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet1
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet  
Form 990 (2013)
Form 990 (2013)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c 230,686
d Related organizations...1d 297,692
e Government grants (contributions)1e 389,425
f All other contributions, gifts, grants, and
similar amounts not included above1f 		6,784,101
g Noncash contributions included in lines
1a-1f:$ 		961,102
h Total. Add lines 1a-1f.......MediumBullet 7,701,904
Program Service RevenueAmt Business Code
2a
b
c
d
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet  
OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 2,361,065     2,361,065
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties...........MediumBullet 20,429     20,429
(i) Real (ii) Personal
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss)    
d Net rental income or (loss).......MediumBullet        
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 13,789,098  
b Less: cost or other basis and sales expenses 8,052,609  
c Gain or (loss) 5,736,489  
d Net gain or (loss)..........MediumBullet 5,736,489     5,736,489
8a Gross income from fundraising events (not including
$ 230,686
of contributions reported on line 1c). See Part IV, line 18 ..
a 206,629
b Less: direct expenses ...b 190,867
c Net income or (loss) from fundraising events..MediumBullet 15,762   15,762
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a MISCELLANEOUS REVENUES 900099 127,906     127,906
b FIRST NATIONAL BANK OF ONEIDA 522100 67,619   67,619  
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 195,525
12 Total revenue. See Instructions......MediumBullet 16,031,174   67,619 8,261,651
Form 990 (2013)
Form 990 (2013)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 6,036,029 6,036,029
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 442,417 442,417
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16    
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 273,720 71,034 131,653 71,033
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages 733,308 319,500 169,731 244,077
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 30,082 12,966 7,655 9,461
9 Other employee benefits ....... 43,852 15,540 11,768 16,544
10 Payroll taxes ........... 75,496 28,316 23,433 23,747
11 Fees for services (non-employees):        
a Management ...... 22,246 304 21,564 378
b Legal ......... 15,014   3,034 11,980
c Accounting ........... 38,886   38,886  
d Lobbying ...........        
e Professional fundraising services. See Part IV, line 17 3,200 3,200
f Investment management fees ...... 129,634   129,634  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........        
12 Advertising and promotion .... 94,271 49,870 855 43,546
13 Office expenses ....... 71,922 25,613 15,987 30,322
14 Information technology ...... 71,579 31,423 14,630 25,526
15 Royalties ..        
16 Occupancy ........... 80,635 32,704 23,966 23,965
17 Travel ............ 18,158 9,200 1,790 7,168
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings .... 14,744 7,006 5,777 1,961
20 Interest ...........        
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 17,277 6,911 5,183 5,183
23 Insurance .............. 18,379 7,583 5,398 5,398
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a FEDERAL & STATE UBI TAX 11,588 2,775 8,610 203
b PROFESSIONAL DEVELOPMENT 3,342 1,025 199 2,118
c
d
e All other expenses        
25 Total functional expenses. Add lines 1 through 24e 8,245,779 7,100,216 619,753 525,810
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2013)
Form 990 (2013)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing .............   1  
2 Savings and temporary cash investments ......... 6,021,449 2 6,547,919
3 Pledges and grants receivable, net ........... 5,876,728 3 6,252,178
4 Accounts receivable, net ............. 89,922 4 363
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
  6  
7 Notes and loans receivable, net ............. 297,705 7 157,125
8 Inventories for sale or use ..............   8  
9 Prepaid expenses and deferred charges .......... 5,539 9 6,956
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 305,262
b Less: accumulated depreciation ..... 10b 171,040 137,114 10c 134,222
11 Investments—publicly traded securities ..........   11  
12 Investments—other securities. See Part IV, line 11 ..... 103,339,086 12 117,227,816
13 Investments—program-related. See Part IV, line 11 .....   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ...........   15  
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 115,767,543 16 130,326,579
Liabilities 17 Accounts payable and accrued expenses ......... 43,307 17 47,343
18 Grants payable ................. 744,870 18 634,544
19 Deferred revenue ................   19  
20 Tax-exempt bond liabilities .............   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ....   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 1,313,097 25 991,518
26 Total liabilities. Add lines 17 through 25......... 2,101,274 26 1,673,405
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 107,244,919 27 122,456,124
28 Temporarily restricted net assets ........... 6,421,350 28 6,197,050
29 Permanently restricted net assets ...........   29  
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 113,666,269 33 128,653,174
34 Total liabilities and net assets/fund balances ........ 115,767,543 34 130,326,579
Form 990 (2013)
Form 990 (2013)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
16,031,174
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
8,245,779
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
7,785,395
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
113,666,269
5
Net unrealized gains (losses) on investments ...............
5
6,167,260
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
1,034,250
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
128,653,174
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
 
No
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
 
 
Form 990 (2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
EAST TENNESSEE FOUNDATION
 
Employer identification number

62-0807696
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 4,453,962 10,315,475 7,085,544 8,833,463 7,701,904 38,390,348
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 4,453,962 10,315,475 7,085,544 8,833,463 7,701,904 38,390,348
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 3,115,480
6 Public support. Subtract line 5 from line 4. 35,274,868
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
7 Amounts from line 4.. 4,453,962 10,315,475 7,085,544 8,833,463 7,701,904 38,390,348
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 2,107,280 1,705,789 1,925,566 1,842,194 2,381,494 9,962,323
9 Net income from unrelated business activities, whether or not the business is regularly carried on.. 120,540 98,441 81,877 86,420 67,619 454,897
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.).. 145,783 208,248 94,220 101,539 127,906 677,696
11 Total support (Add lines 7 through 10). 49,485,264
12
12
 
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here.................................................right arrow
Section C. Computation of Public Support Percentage
14
14
71.280 %
15
15
72.190 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Name of the organization
EAST TENNESSEE FOUNDATION
 
Employer identification number

62-0807696
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 2
Name of organization
EAST TENNESSEE FOUNDATION
  		Employer identification number

62-0807696
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

   
RESTRICTED
RESTRICTED
RESTRICTED, RESTRICTEDRESTRICTED

$RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 3
Name of organization
EAST TENNESSEE FOUNDATION
  		Employer identification number

62-0807696
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 4
Name of organization
EAST TENNESSEE FOUNDATION
  		Employer identification number

62-0807696
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data


Software ID:  
Software Version:  
SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions. SchDMd Bullet Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
EAST TENNESSEE FOUNDATION
 
Employer identification number

62-0807696
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 139 47
2 Aggregate contributions to (during year) ... 3,394,696 383,650
3 Aggregate grants from (during year) ..... 4,135,792 442,417
4 Aggregate value at end of year ........ 51,220,865 14,408,392
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $ 26,949
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 81,006,632 73,113,722 74,188,104 66,504,278 59,886,637
b Contributions ........ 2,845,541 2,287,772 3,006,544 4,368,214 1,540,547
c Net investment earnings, gains, and losses 12,115,680 9,103,517 3,951,579 7,567,686 11,076,958
d Grants or scholarships ..... 2,447,821 2,707,856 7,068,237 3,474,183 2,148,441
e Other expenditures for facilities
and programs ........ 		285,068 149,787 124,555 45,864 3,307,128
f Administrative expenses .... 546,342 640,736 839,713 732,027 544,295
g End of year balance ...... 92,688,622 81,006,632 73,113,722 74,188,104 66,504,278
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet100.000 %
b
Permanent endowment SchDMd Bullet  
c
Temporarily restricted endowment SchDMd Bullet  
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   38,100 38,100
b Buildings ................        
c Leasehold improvements ............   142,039 66,036 76,003
d Equipment ................   125,123 105,004 20,119
e Other .................        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 134,222
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) COMMINGLED FUNDS 		111,744,081 F

(B) FIDELITY INVESTMENTS/MARTIN & CO. 		2,327,944 F

(C) PRIVATELY HELD STOCKS 		1,097,858 F

(D) FIDELITY INVESTMENTS/BRINKER CAPITAL 		919,747 F

(E) BOA/MERRILL LYNCH 		871,822 F

(F) LIMITED LIABILITY CORPORATION 		160,755 F

(G) FTB TRUST ADVISORS 		78,660 F

(H) PAINTINGS 		26,949 C

Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 117,227,816
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
ANNUITY/UNITRUST LIABILITY 609,897
LIABILITY FOR AMOUNTS HELD FOR OTHER 381,621







Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 991,518
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 31,837,516
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 6,167,260
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d 13,493,880
e Add lines 2a through 2d ..................... 2e 19,661,140
3 Subtract line 2e from line 1..................... 3 12,176,376
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b 3,854,798
c Add lines 4a and 4b....................... 4c 3,854,798
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 16,031,174
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 11,232,447
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 3,756,450
e Add lines 2a through 2d...................... 2e 3,756,450
3 Subtract line 2e from line 1..................... 3 7,475,997
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b 769,782
c Add lines 4a and 4b....................... 4c 769,782
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 8,245,779
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
SCHEDULE D, PAGE 2, PART III, LINE 4 DONATED PORTRAIT CURRENTLY ON CONSIGNMENT FOR RESALE, PROCEEDS OF WHICH WILL BE ADDED TO THE ARTS ENDOWMENT AND USED FOR GRANTMAKING.
SCHEDULE D, PAGE 2, PART V, LINE 4 AS THE REGION'S COMMUNITY FOUNDATION, EAST TENNESSEE FOUNDATION'S MISSION IS TO BUILD PERMANENT RESOURCES FOR THE BENEFIT OF THE REGION - TO ENRICH LIVES AND STRENGTHEN COMMUNITIES. ITS ENDOWMENT FUNDS EXIST TO SUPPORT ON A CONTINUING BASIS A WIDE RANGE OF CHARITABLE PURPOSES IN KEEPING WITH ITS MISSION.
SCHEDULE D, PAGE 3, PART X UNDER ACCOUNTING STANDARDS, AN ORGANIZATION MUST RECOGNIZE TAX BENEFITS ASSOCIATED WITH TAX TAKEN FOR TAX RETURN PURPOSES WHEN IT IS MORE LIKELY THAN NOT THAT THE POSITION WILL NOT BE SUSTAINED UPON EXAMINATION BY TAXING AUTHORITIES. THERE WERE NO UNRECOGNIZED TAX BENEFITS IDENTIFIED OR RECORDED AS LIABILITIES FOR 2013 AND 2012.
SCHEDULE D, PAGE 4, PART XI, LINE 2D BROKERS FEES INCLUDED ON 990, PART VIII, LINE 7B 16,193 CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 1,034,252 FUNDRAISING EVENTS DIRECT EXPENSES 190,867 REVENUE OF SUPPORTING FOUNDATIONS REPORTED SEPARATELY 12,252,568
SCHEDULE D, PAGE 4, PART XI, LINE 4B CURRENT YEAR EFFECT OF FASB ASC 958-605 3,854,798
SCHEDULE D, PAGE 4, PART XII, LINE 2D EXPENSES OF SUPPORTING FOUNDATIONS REPORTED SEPARATELY 3,549,390 FUNDRAISING EVENTS DIRECT EXPENSES 190,867 BROKER FEES INCLUDED ON 990, PART VII, LINE 7B 16,193
SCHEDULE D, PAGE 4, PART XII, LINE 4B CURRENT YEAR EFFECT OF FASB ASC 958-605 769,782
Schedule D (Form 990) 2013

Additional Data


Software ID:  
Software Version:  




SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
right arrowInformation about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
EAST TENNESSEE FOUNDATION
 
Employer identification number

62-0807696
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
             
             
             
             
             
             
             
             
             
             
Total .................right arrow      
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

BUTTERFLY EVENT
(event type) 		(b) Event #2

PAT SUMMITT
(event type) 		(c) Other events

5
(total number) 		(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 129,186 118,720 186,954 434,860
2 Less: Contributions . . 53,055 54,905 120,781 228,741
3 Gross income (line 1
minus line 2) . . . 		76,131 63,815 66,173 206,119
VerticalDirectExpenses 4 Cash prizes . . .        
5 Noncash prizes . . 24,637 27,684 2,002 54,323
6 Rent/facility costs . . 34,018 23,743 5,021 62,782
7 Food and beverages . 7,488 1,875 17,102 26,465
8 Entertainment . . . 2,000   29,728 31,728
9 Other direct expenses . 5,478 838 9,253 15,569
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 190,867
11 Net income summary. Subtract line 10 from line 3, column (d)........... right arrow 15,252
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
%
%
%
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
%
b
An outside facility ........................
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2013
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
EAST TENNESSEE FOUNDATION
 
Employer identification number
62-0807696
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) AGAPE INC
428 E SCOTT AVENUE
KNOXVILLE,TN37917 		62-0841527 501C3 14,766       PROGRAMS
(2) ALL SOULS FOUNDATION
4 MARKET SQUARE
KNOXVILLE,TN37902 		20-5255789 501C3 25,000       GEN SUPPORT
(3) AMERICAN RIVERS INC
1101 14TH STREET NW SUITE 1400
WASHINGTON,DC20005 		23-7305963 501C3 6,100       LEGAL/OPERATIONS
(4) ARC KNOX COUNTY
3000 NORTH CENTRAL AVENUE
KNOXVILLE,TN37917 		62-0759415 501C3 75,048       HUMAN SERVICES
(5) ARROWMONT SCHOOL OF ARTS AND CRAFTS
556 PARKWAY P O BOX 567
GATLINBURG,TN37738 		58-2007394 501C3 7,000       ARTS PROGRAMS
(6) ARTS AND CULTURE ALLIANCE OF GREATE
P O BOX 2506
KNOXVILLE,TN37901 		62-0962249 501C3 40,000       ARTS PROGRAMS
(7) ASSOCIATION FOR RESEARCH AND ENLIGH
215 67TH STREET
VIRGINIA BEACH,VA23451 		54-0573802 501C3 20,000       HEALTH PROGRAMS
(8) BAPTIST COLLEGIATE MINISTRIES
1811 MELROSE AVENUE
KNOXVILLE,TN37916 		501C3 70,000       CAPITAL IMPROV
(9) BIG BROTHERS BIG SISTERS OF EAST TE
119 W SUMMIT HILL DRIVE SUITE 101
KNOXVILLE,TN37902 		62-0842531 501C3 25,150       YOUTH/GEN SUP
(10) BLOUNT MANSION ASSOCIATION
P O BOX 1703
KNOXVILLE,TN37901 		62-0563293 501C3 14,529       CAPITAL CAMPAIGN
(11) BOYS AND GIRLS CLUB OF THE CUMBERLA
17025 ALBERTA STREET
ONEIDA,TN37841 		20-5767918 501C3 10,000       YOUTH PROGRAMS
(12) BOYS AND GIRLS CLUB OF THE SMOKY MO
PO BOX 5743
SEVIERVILLE,TN37864 		62-1507789 501C3 11,000       YOUTH PROGRAMS
(13) BOYS AND GIRLS CLUBS OF THE TENNESS
220 CARRICK STREET SUITE 318
KNOXVILLE,TN37921 		62-0475743 501C3 82,700       YOUTH PROGRAMS
(14) CANCER SUPPORT COMMUNITY - EAST TEN
2230 SUTHERLAND AVENUE
KNOXVILLE,TN37919 		58-1846210 501C3 130,100       PROGRAMS
(15) CARSON-NEWMAN UNIVERSITY
2130 BRANNER AVENUE C-N BOX 72017
JEFFERSON CITY,TN37760 		62-0479189 501C3 17,225       LANDSCAPING/PROGRAMS
(16) CARTER HIGH SCHOOL
210 NORTH CARTER SCHOOL ROAD
STRAWBERRY PLAINS,TN37871 		GOV 5,836       YOUTH/GENERAL SUP
(17) CATHOLIC CHARITIES OF EAST TENNESSE
3009 LAKE BROOK BOULEVARD
KNOXVILLE,TN37909 		62-1377551 501C3 12,300       PROGRAMS
(18) CENTRAL BAPTIST CHURCH OF BEARDEN
6300 DEANE HILL DRIVE
KNOXVILLE,TN37919 		501C3 11,000       LANDSCAPING/PROGRAMS
(19) CHILD ADVOCACY CENTER OF THE NINTH
PO BOX 928
LENOIR CITY,TN37771 		62-1846638 501C3 25,500       HUMAN SERVICES
(20) CHILDHELP INC
2505 E KINGSTON PIKE
KNOXVILLE,TN37919 		95-2884608 501C3 16,500       YOUTH/GEN SUPPORT
(21) CHILDREN'S CENTER OF THE CUMBERLAND
PO BOX 4314
ONEIDA,TN37841 		62-1873070 501C3 35,000       GENERAL SUPPORT
(22) CITY OF KNOXVILLE MAYOR'S OFFICE
PO BOX 1631
KNOXVILLE,TN37901 		GOV 7,828       HOUSING PROGRAMS
(23) CIVIL WAR PRESERVATION TRUST
1156 15TH STREET NW SUITE 900
WASHINGTON,DC20005 		54-1426643 501C3 6,900       PROGRAMS
(24) CLEAN VIBES TRADING POST
692 HIDDEN ACRES
MARION,NC28752 		27-2403260 501C3 8,000       GENERAL SUPPORT
(25) CMOHS CONVENTION - KNOXVILLE
11400 PARKSIDE DRIVE SUITE 200
KNOXVILLE,TN37919 		45-3413985 501C3 60,000       PROGRAMS
(26) COALITION FOR KIDS INC
PO BOX 3156
JOHNSON CITY,TN37602 		62-1765487 501C3 10,000       YOUTH PROGRAMS
(27) COKESBURY UNITED METHODIST CHURCH
9919 KINGSTON PIKE
KNOXVILLE,TN37922 		501C3 12,000       HUMAN SERV/DISASTER
(28) COMMON GROUND RELIEF
1800 DESLONDE STREET
NEW ORLEANS,LA70117 		06-1816720 501C3 6,500       DISASTER RECOVERY
(29) COMPASSION COALITION
107 WESTFIELD DRIVE
KNOXVILLE,TN37919 		62-0011300 501C3 25,300       HUMAN SERVICES
(30) COUNSELING AND CONSULTATION SERVICE
PO BOX 278 110 STEPPENSTONE BLVD
LIMESTONE,TN37681 		62-1425012 501C3 25,000       YOUTH PROGRAMS
(31) CRUMLEY HOUSE HEAD INJURY REHABILIT
300 URBANA ROAD
LIMESTONE,TN37681 		58-1988511 501C3 18,500       HEALTH/HUMAN SERV
(32) CUMBERLAND COUNTY SCHOOLS
368 4TH STREET
CROSSVILLE,TN38555 		GOV 25,120       EDUCATION
(33) DEL RIO COMMUNITY ASSOCIATION INC
P O BOX 24
DEL RIO,TN37727 		59-1763260 501C3 6,000       COMM IMPRVMNT
(34) DOUGLAS-CHEROKEE ECONOMIC AUTHORITY
PO BOX 1218
MORRISTOWN,TN37816 		62-0752586 501C3 7,000       EQUIPMENT/PROGRAMS
(35) EARTH GIVERS
322 SW 4TH AVENUE SUITE A
GAINESVILLE,FL32601 		26-1758348 501C3 7,500       PROGRAMS
(36) EAST TENNESSEE CHILDREN'S HOSPITAL
2018 CLINCH AVENUEP O BOX 15010
KNOXVILLE,TN37901 		62-6002604 501C3 7,000       ANNUAL CAMPAIN/PROG
(37) EAST TENNESSEE HISTORICAL SOCIETY
P O BOX 1629
KNOXVILLE,TN37901 		32-0320825 501C3 10,518       ANNUAL CAMPAIN/PROG
(38) EMERALD YOUTH FOUNDATION
1718 N CENTRAL STREET
KNOXVILLE,TN37917 		62-1474791 501C3 81,032       YOUTH PROGRAMS
(39) EPISCOPAL SCHOOL OF KNOXVILLE
950 EPISCOPAL SCHOOL WAY
KNOXVILLE,TN37932 		62-1543373 501C3 10,000       ANNUAL CAMPAING
(40) ERWIN PENTECOSTAL HOLINESS CHURCH
PO BOX 848
ERWIN,TN37650 		501C3 7,500       MINISTRIES
(41) FARRAGUT CHRISTIAN CHURCH
138 ADMIRAL ROAD
KNOXVILLE,TN37934 		62-1215934 501C3 30,000       LANDSCAPING
(42) FOOTHILLS LAND CONSERVANCY
373 ELLIS AVENUE
MARYVILLE,TN37804 		62-1256238 501C3 43,827       GEN SUPPORT/ENVIRON
(43) FORT SANDERS FOUNDATION
280 FORT SANDERS WEST BLVD SUITE
KNOXVILLE,TN37922 		62-1748601 501C3 25,000       ARTS/PROGRAMS
(44) FREE WILL BAPTIST FAMILY MINISTRIES
90 STANLEY LANE
GREENEVILLE,TN37743 		62-0515535 501C3 15,000       GENERAL SUPPORT
(45) FRIENDS OF GREAT SMOKY MOUNTAINS NA
PO BOX 1660
KODAK,TN37764 		62-1564782 501C3 21,250       MAINTENANCE/GEN SUPP
(46) FRIENDS OF KNOX COUNTY LIBRARY
500 W CHURCH AVENUE
KNOXVILLE,TN37902 		58-1984690 501C3 50,519       GENERAL SUPPORT
(47) GIRLS ON THE RUN OF NORTHEAST TENNE
PO BOX 5622
JOHNSON CITY,TN37602 		20-8559320 501C3 6,500       YOUTH PROGRAMS
(48) GREAT SCHOOLS PARTNERSHIP CHARITABL
PO BOX 2188
KNOXVILLE,TN37901 		76-6206166 501C3 111,000       EDUCATION
(49) GREAT SMOKY MOUNTAINS HERITAGE CENT
PO BOX 268
TOWNSEND,TN37882 		62-1821411 501C3 11,000       GENERAL SUPPORT
(50) GREENEVILLE-GREENE COUNTY COMMUNITY
107 N CUTLER STREET PO BOX 545
GREENEVILLE,TN37744 		62-1207222 501C3 22,378       COMM IMPRVMNT
(51) HARMONY FAMILY CENTER
118 MABRY HOOD ROAD SUITE 400
KNOXVILLE,TN37922 		62-1772291 501C3 10,000       PROGAMS/GEN SUPPORT
(52) HEADCOUNT
104 WEST 29TH STREET 11 FLOOR
NEW YORK,NY10001 		77-0626772 501C3 6,500       YOUTH DEVELOPMENT
(53) HELEN ROSS MCNABB CENTER INC
201 W SPRINGDALE AVENUE
KNOXVILLE,TN37917 		62-0548914 501C3 39,500       HUMAN SERVICES
(54) HELEN ROSS MCNABB FOUNDATION
201 W SPRINGDALE AVENUE NE
KNOXVILLE,TN37917 		23-7213935 501C3 60,500       PROGRAMS/GEN SUPPORT
(55) HIGHLANDER RESEARCH AND EDUCATION C
1959 HIGHLANDER WAY
NEW MARKET,TN37820 		62-0646373 501C3 8,000       ARTS PROGRAMS
(56) HISTORIC RUGBY INC
5517 RUGBY HIGHWAY
RUGBY,TN37733 		62-0840267 501C3 15,516       RENOVATIONS
(57) HIWASSEE COLLEGE
225 HIWASSEE COLLEGE DRIVE
MADISONVILLE,TN37354 		62-0511454 501C3 10,965       EDUCATION
(58) HOPE COMMUNITY CHURCH OF KNOXVILLE
5227 N MIDDLEBROOK PIKE SUITE B
KNOXVILLE,TN37921 		02-0530907 501C3 37,200       GENERAL SUPPORT
(59) HOPE RESOURCE CENTER
2700 PAINTER AVENUE
KNOXVILLE,TN37919 		58-1592223 501C3 7,000       SUPPLIES/EDUC
(60) HOSPITALITY PANTRIES INC
800 NORTHSHORE DRIVE
KNOXVILLE,TN37919 		62-1584500 501C3 7,000       EQUIPMENT/RENOV
(61) HUMANE SOCIETY OF THE TENNESSEE VAL
PO BOX 51723
KNOXVILLE,TN37950 		62-0596930 501C3 107,909       GENERAL SUPPORT
(62) IJAMS NATURE CENTER
2915 ISLAND HOME AVENUE
KNOXVILLE,TN37920 		59-1777902 501C3 21,550       LAND/GEN SUP
(63) INTERFAITH HEALTH CLINIC
315 GILL AVENUE
KNOXVILLE,TN37917 		58-1947641 501C3 13,414       GENERAL SUPPORT
(64) JOHNSON CITY AREA ARTS COUNCIL
300 EAST MAIN STREET SUITE 102
JOHNSON CITY,TN37601 		58-1479869 501C3 6,000       ARTS PROGRAMS
(65) JOHNSON COUNTY ARTS COUNCIL
PO BOX 269
MOUNTAIN CITY,TN37683 		62-1731844 501C3 8,000       ARTS PROGRAMS
(66) JOHNSON COUNTY HIGH SCHOOL
510 FAIRGROUND LANE
MOUNTAIN CITY,TN37683 		62-6000688 GOV 5,550       EDUCATION
(67) JONI AND FRIENDS KNOXVILLE
1540 ROBINSON ROAD
KNOXVILLE,TN37923 		95-3402002 501C3 6,759       HUMAN SERVICES
(68) JOY OF MUSIC YOUTH MUSIC SCHOOL
1209 EUCLID AVENUE
KNOXVILLE,TN37921 		31-1776315 501C3 18,550       YOUTH/PROGRAMS
(69) JUBILEE COMMUNITY ARTS
1538 LAUREL AVENUE
KNOXVILLE,TN37916 		62-1066028 501C3 7,000       ARTS PROGRAMS
(70) JUNIOR ACHIEVEMENT - TRI-CITIES TN
330 BROAD STREET SUITE 1
KINGSPORT,TN37660 		62-0757847 501C3 54,983       GENERAL SUPPORT
(71) JUNIOR ACHIEVEMENT OF MIDDLE TENNES
120 POWELL PLACE
NASHVILLE,TN37204 		62-0582571 501C3 10,000       YOUTH DEVELOPMENT
(72) KEEP COFFEE COUNTY BEAUTIFUL
1335 MCARTHUR STREET
MANCHESTER,TN37355 		62-1349182 501C3 6,500       COMM IMPRVMNT
(73) KNOX AREA RESCUE MINISTRIES
PO BOX 3310
KNOXVILLE,TN37927 		62-0670972 501C3 40,542       HUMAN SERV/EDUCATION
(74) KNOX COUNTY GOVERNMENT
400 MAIN STREET CITY COUNTY BUILDI
KNOXVILLE,TN37902 		62-6007979 GOV 222,949       EQUIP/ARTS/LIBRARY
(75) KNOX HERITAGE INC
P O BOX 1242
KNOXVILLE,TN37901 		51-0148798 501C3 46,700       CAPITAL CAMPAIN
(76) KNOXVILLE AREA URBAN LEAGUE
PO BOX 1911
KNOXVILLE,TN37901 		62-0797293 501C3 45,851       HOUSING
(77) KNOXVILLE BOTANICAL GARDENS AND ARB
2743 WIMPOLE AVENUE
KNOXVILLE,TN37914 		62-1868560 501C3 30,900       GENERAL SUPPORT
(78) KNOXVILLE CATHOLIC HIGH SCHOOL
9245 FOX LONAS ROAD
KNOXVILLE,TN37923 		62-0675808 501C3 15,100       EQUIPMENT
(79) KNOXVILLE HABITAT FOR HUMANITY
PO BOX 27478
KNOXVILLE,TN37927 		58-1727980 501C3 97,890       HOUSING
(80) KNOXVILLE LEADERSHIP FOUNDATION
901 E SUMMIT HILL DRIVE SUITE 300
KNOXVILLE,TN37915 		62-1574495 501C3 5,100       COMM IMPRVMNT/PROG
(81) KNOXVILLE MUSEUM OF ART
1050 WORLDS FAIR PARK DRIVE
KNOXVILLE,TN37916 		62-0677701 501C3 285,317       CAP CAMP/GEN SUPPORT
(82) KNOXVILLE SYMPHONY SOCIETY
PO BOX 360
KNOXVILLE,TN37901 		62-6008097 501C3 56,426       CAP CAMP/GEN SUPPORT
(83) KNOXVILLE ZOOLOGICAL GARDENS
PO BOX 6040
KNOXVILLE,TN37914 		62-1034633 501C3 15,500       PROGRAMS
(84) KNOXVILLE'S COMMUNITY DEVELOPMENT C
P O BOX 3550
KNOXVILLE,TN37927 		GOV 13,504       HOUSING/GEN SUP
(85) KNOXVILLE-KNOX COUNTY COMMUNITY ACT
P O BOX 51650
KNOXVILLE,TN37950 		GOV 98,950       MOBIL MEALS/GEN SUP
(86) LAND TRUST FOR TENNESSEE INC
1105 EAST JACKSON BOULEVARD SUITE
JONESBOROUGH,TN37659 		62-1770549 501C3 10,000       CONSERVATION PROGRAM
(87) LEADERSHIP KNOXVILLE INC
17 MARKET SQUARE 201
KNOXVILLE,TN37902 		62-1212211 501C3 8,750       GENERAL SUPPORT
(88) LEGACY PARKS FOUNDATION
900 VOLUNTEER LANDING
KNOXVILLE,TN37915 		20-4631230 501C3 8,700       ENVIROMENT/PROGRAMS
(89) LEGAL AID OF EAST TENNESSEE
502 S GAY STREET STE 404
KNOXVILLE,TN37902 		58-9132803 501C3 10,200       GENERAL OPERATIONS
(90) LINCOLN MEMORIAL UNIVERSITY
6965 CUMBERLAND GAP PARKWAY
HARROGATE,TN37752 		62-0479542 501C3 17,000       EDUCATION
(91) LITTLE KIDS ROCK INC
271 GROVE AVENUE BLDG E2
VERONA,NJ07044 		94-3396568 501C3 6,500       ARTS PROGRAMS
(92) MANCHESTER MUNICIPAL ARTS COMMISSIO
PO BOX 773
MANCHESTER,TN37355 		31-1510276 501C3 12,500       ARTS PROGRAMS
(93) MARYVILLE CITY SCHOOLS FOUNDATION
833 LAWRENCE AVENUE
MARYVILLE,TN37803 		62-1453443 501C3 41,998       ANNUAL CAMPAIN/GEN
(94) MARYVILLE COLLEGE
502 E LAMAR ALEXANDER PARKWAY
MARYVILLE,TN37804 		62-0475691 501C3 262,607       PROGRAMS/GEN SUPPORT
(95) MARYVILLE HIGH SCHOOL
825 LAWRENCE AVENUE
MARYVILLE,TN37803 		GOV 10,000       YOUTH DEVELOPMENT
(96) MEDICAL UNIVERSITY OF SOUTH CAROLIN
45 COURTENAY DRIVE SUITE SS342
CHARLESTON,SC29425 		GOV 10,000       EDUCATION
(97) MICHAEL J FOX FOUNDATION FOR PARKI
498 SEVENTH AVENUE 18TH FLOOR
NEW YORK,NY10018 		13-4141945 501C3 25,000       RESEARCH
(98) MISSION OF HOPE
PO BOX 51824
KNOXVILLE,TN37933 		62-1794508 501C3 25,000       EDUCATION
(99) MOUNTAIN STATES FOUNDATION INC
2335 KNOB CREEK ROAD SUITE 101
JOHNSON CITY,TN37604 		58-1418862 501C3 35,000       YOUTH/GENERAL SUPP
(100) NASHVILLE SYMPHONY ASSOCIATION
1 SYMPHONY PLACE
NASHVILLE,TN37201 		62-0550979 501C3 7,500       YOUTH PROGRAM
(101) NATIONAL ASSOCIATION TO PROTECT CHI
PO BOX 27451
KNOXVILLE,TN37927 		74-3127927 501C3 43,000       PROGRAMS
(102) NATIONAL TRUST FOR HISTORIC PRESERV
2600 VIRGINIA AVENUE NW SUITE 1000
WASHINGTON,DC20037 		53-0210807 501C3 5,500       GENERAL SUPPORT
(103) NEIGHBORHOOD HOUSING INC
901 EAST SUMMIT HILL DRIVE SUITE 3
KNOXVILLE,TN37915 		62-1771501 501C3 50,000       HOUSING PROGRAMS
(104) NEW HOPE ACADEMY
1820 DOWNS BLVD
FRANKLIN,TN37064 		63-1172489 501C3 10,000       EDUCATION
(105) NEW HOPE BLOUNT COUNTY CHILDREN'S A
212 CATES STREET
MARYVILLE,TN37801 		62-1806067 501C3 35,000       YOUTH /PROGRAMS
(106) NEW OPPORTUNITY SCHOOL FOR WOMEN FO
231 DUKE ROAD
MARYVILLE,TN37803 		27-3317809 501C3 60,000       EDUCATION
(107) NEXT DOOR - KNOXVILLE
PO BOX 282
KNOXVILLE,TN37901 		43-2001774 501C3 10,000       ANNUAL CAMPAIGN
(108) NOTES FOR NOTES
PO BOX 128473
NASHVILLE,TN37212 		20-4875556 501C3 10,000       ARTS/GENERAL SUPPORT
(109) PARK PARTNERS
PO BOX 776
MANCHESTER,TN37349 		62-1755512 501C3 10,000       YOUTH/GENERAL SUPP
(110) RESTORATION HOUSE OF EAST TENNESSEE
8912 TOWN AND COUNTRY CIRCLE SUITE
KNOXVILLE,TN37923 		20-5775672 501C3 110,000       HUMAN SERV PROGRAMS
(111) ROCK THE EARTH
1536 WYNKOOP STREET SUITE B200
DENVER,CO80202 		04-3745180 501C3 6,500       ENVIRONMENT PROGRAMS
(112) ROMAN CATHOLIC DIOCESE OF KNOXVILLE
805 SOUTH NORTHSHORE DRIVE
KNOXVILLE,TN37919 		62-1357183 501C3 100,000       BISHOP'S APPEAL
(113) RONALD MCDONALD HOUSE CHARITIES OF
1705 WEST CLINCH AVENUE
KNOXVILLE,TN37916 		58-1510276 501C3 158,000       GENERAL SUPPORT
(114) ROTARY FOUNDATION OF KNOXVILLE
625 MARKET STREET SUITE 400
KNOXVILLE,TN37902 		62-6047101 501C3 100,000       KMA GARDEN PROJECT
(115) RURAL RESOURCES
2870 HOLLY CREEK ROAD
GREENEVILLE,TN37745 		62-1546161 501C3 10,000       ARTS PROGRAMS
(116) SCOTT HIGH SCHOOL
400 SCOTT HIGH DRIVE
HUNTSVILLE,TN37756 		62-6000823 GOV 50,000       GENERAL SUPPORT
(117) SEA ISLAND HABITAT FOR HUMANITY
2545 BOHICKET ROAD
JOHNS ISLAND,SC29455 		57-0840667 501C3 10,000       HOUSING
(118) SECOND HARVEST FOOD BANK OF EAST TE
136 HARVEST LANE
MARYVILLE,TN37801 		58-1450139 501C3 53,000       PROGAMS
(119) SECOND HARVEST FOOD BANK OF NORTHEA
1020 JERICHO DRIVE
KINGSPORT,TN37663 		62-1303822 501C3 8,000       PROGRAMS
(120) SECOND PRESBYTERIAN CHURCH
2829 KINGSTON PIKE
KNOXVILLE,TN37919 		501C3 48,000       ANNUAL CAMPAIGN/GEN
(121) SEQUOYAH ELEMENTARY FOUNDATION
PO BOX 11709
KNOXVILLE,TN37939 		20-4330327 501C3 5,250       ANNUAL CAMPAING
(122) SERTOMA CENTER INC
1400 EAST FIFTH AVENUE
KNOXVILLE,TN37917 		62-0818599 501C3 10,500       HUMAN SERV/PROGRAMS
(123) SHANGRI-LA THERAPEUTIC ACADEMY OF R
11800 HIGHWAY 11E
LENOIR CITY,TN37772 		62-1330640 501C3 11,500       HUMAN SERV PROGRAMS
(124) SISKIN CHILDREN'S INSTITUTE
1101 CARTER STREET
CHATTANOOGA,TN37402 		59-1781637 501C3 10,000       YOUTH/PROGRAMS
(125) SOUTHERN ALLIANCE FOR CLEAN ENERGY
PO BOX 1842
KNOXVILLE,TN37901 		58-1620669 501C3 10,000       ENVIRONMENT/PROGR
(126) ST JOHN'S CATHEDRAL
413 WEST CUMBERLAND AVENUE
KNOXVILLE,TN37902 		501C3 31,100       GENERAL SUPPORT
(127) ST JOHN'S EPISCOPAL CHURCH
500 NORTH ROAN STREET
JOHNSON CITY,TN37601 		62-6075442 501C3 10,500       GENERAL SUPPORT
(128) ST JOHN'S LUTHERAN CHURCH
544 N BROADWAY NW
KNOXVILLE,TN37917 		501C3 27,000       BUILDING/GEN SUP
(129) SWEETWATER HOSPITAL ASSOCIATION
304 CHURCH ST
SWEETWATER,TN37874 		62-0544855 501C3 5,359       GENERAL SUPPORT
(130) TENNESSEE CLEAN WATER NETWORK
PO BOX 1521
KNOXVILLE,TN37901 		62-1832268 501C3 5,300       PERSONNEL
(131) TENNESSEE STAGE COMPANY
PO BOX 1186
KNOXVILLE,TN37901 		62-1407250 501C3 7,200       ARTS/PROGRAMS
(132) TIMBER RIDGE PRESBYTERIAN CHURCH
30 TIMBER RIDGE ROAD
GREENEVILLE,TN37743 		501C3 7,000       REPAIRS/GEN SUPPORT
(133) TNACHIEVES
10427 PETSAFE WAY
KNOXVILLE,TN37932 		27-4673873 501C3 175,000       EDUCATION
(134) TOWN OF JONESBOROUGH
123 BOONE STREET
JONESBOROUGH,TN37659 		62-6000322 GOV 10,000       COMM IMPRVMNT
(135) UNITED WAY OF GREATER KNOXVILLE
1301 HANNAH AVENUE
KNOXVILLE,TN37921 		62-0475748 501C3 177,199       ANNUAL CAMPAIGN/PROG
(136) UNITED WAY OF GREENE COUNTY INC
115 ACADEMY STREET
GREENEVILLE,TN37743 		62-6015767 501C3 7,500       ANNUAL CAMPAIGN/PROG
(137) UNITED WAY OF ROANE COUNTY
PO BOX 317
HARRIMAN,TN37748 		23-7337273 501C3 10,000       ANNUAL CAMPAIGN/PROG
(138) UNITED WAY OF WASHINGTON COUNTY
926 WEST OAKLAND AVENUE SUITE 214
JOHNSON CITY,TN37604 		62-6001105 501C3 15,000       ANNUAL CAMPAIN
(139) UT KNOXVILLE
600 HENLEY STREET SUITE B-022
KNOXVILLE,TN37996 		62-6001636 GOV 168,895       PROGRAMS/GEN SUP
(140) VH1-SAVE THE MUSIC FOUNDATION
1515 BROADWAY 20TH FLOOR
NEW YORK,NY10036 		13-6089816 501C3 10,000       ARTS/EDUCATION
(141) VOLUNTEER MINISTRY CENTER
511 NORTH BROADWAY
KNOXVILLE,TN37917 		62-1338748 501C3 31,700       COMPUTERS/GEN SUP
(142) WEBB SCHOOL OF KNOXVILLE
9800 WEBB SCHOOL DRIVE
KNOXVILLE,TN37923 		62-0550980 501C3 48,911       CAPITAL CAMPAIGN
(143) WELL DUNN FOUNDATION
767 VALENCIA STREET 2
SAN FRANCISCO,CA94119 		46-0687834 501C3 31,500       INTERNSHIPS
(144) WEST HIGH SCHOOL FOUNDATION
PO BOX 10321
KNOXVILLE,TN37939 		62-1634667 GOV 8,000       EQUIP/RENOVATIONS
(145) WESTOVER SCHOOL
1237 WHITTEMORE ROAD
MIDDLEBURY,CT06762 		06-0646961 501C3 20,000       EDUCATION
(146) WHITNEY MUSEUM OF AMERICAN ART
945 MADISON AVENUE
NEW YORK,NY10021 		13-1789318 501C3 16,000       PROGRAMS
(147) YOUNG LIFE (HEADQUARTERS)
PO BOX 520
COLORADO SPRINGS,CO80901 		84-0385934 501C3 350,000       YOUTH PROGRAMS
(148) YOUNG LIFE OF GREATER KNOXVILLE
P O BOX 647
KNOXVILLE,TN37901 		84-0385934 501C3 25,000       YOUTH PROGRAMS
(149) YOUNG LIFE OF MURFREESBORO
PO BOX 741
MURFREESBORO,TN37133 		84-0385934 501C3 20,000       YOUTH PROGRAMS
(150) YOUTH ACHIEVEMENT FOUNDATION INC
838 RICKIE LANE
CROSSVILLE,TN38555 		27-2479470 501C3 7,500       YOUTH PROGRAMS
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
150
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2013

Schedule I (Form 990) 2013
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) GREENEVILLE HS GIRL BBALL 1 700      
(2) 10 COUNTY -SCI/PRE-ENGR 1 1,300      
(3) 10 CO PARTICIPANTS-KTCYAP 1 1,500      
(4) ONEIDA HIGH SCHOOL 1 1,500      
(5) FAMILY MBRTN HIGHER EDU 1 875      
(6) BLOUNT/KNOX/LOUDON-HEALTH 19 175,000      
(7) ANDERSON CO-COM COLLEGE 19 18,750      
(8) SEQUOYAH HIGH SCHOOL 3 8,250      
(9) ANDERSON COUNTY HS 5 7,467      
(10) ANDERSON COUNTY HS 1 1,000      
(11) SULLIVAN EAST HIGH SCHOOL 1 1,000      
(12) GREENE COUNTY 1 1,500      
(13) MONROE COUNTY 14 28,000      
(14) SULLIVAN/BLAND/BRISTOL VA 4 20,000      
(15) CLINTON HS-BUS/ENGR/MEDIC 1 1,200      
(16) JOHNSON COUNTY 4 4,000      
(17) JOHNSON CO HIGH SCHOOL 9 76,875      
(18) KNOX CO.-BUSINESS MAJOR 2 2,500      
(19) KNOX CENTRAL HIGH SCHOOL 3 5,000      
(20) FACULTY AWARD-KNOX CENTRA 1 500      
(21) KNOX CENTRAL HS 2 7,000      
(22) COLLIERVILLE HIGH SCHOOL 1 1,000      
(23) GREENE CO/CITY HS-ART STU 1 2,000      
(24) CARTER HIGH SCHOOL 2 2,000      
(25) MCMINN COUNTY HIGH SCHOOL 1 1,000      
(26) CAMPBELL HIGH SCH, MO 1 1,000      
(27) FARRAGUT HS BAND STUDENT 2 3,000      
(28) BLOUNT COUNTY 1 1,000      
(29) SCOTT COUNTY, VA 1 2,000      
(30) NURSING- 15 CO AREA 1 3,000      
(31) RYE COVE HS,VA 3 9,000      
(32) LAUREL OR KNOX COUNTY,KY 5 17,000      
(33) MEMBERS OF THE GSMCBSA 2 6,000      
(34) FORT SCOTT HS, KS 2 8,000      
(35) OAK RIDGE HIGH SCHOOL 2 3,000      
(36) SCIENCE HILL HIGH SCHOOL 2 2,000      
(37) LAW STUDENTS IN TN 16 16,500      
(38) GRAINGER/HANCOCK/WASHBURN 1 1,000      
Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
SCHEDULE I, PAGE 1, PART I, LINE 2 THE PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS DEPEND ON THE TYPE OF GRANT MADE. GRANTEES OF COMPETITIVE GRANT CYCLES ARE CLOSELY MONITORED THROUGHOUT THE GRANT APPLICATION AND AWARD PERIOD. APPLICATIONS, INCLUDING THOROUGH PROJECT DESCRIPTIONS, ANALYSES OF EXPECTED OUTCOMES, AND DETAILED PROJECT BUDGETS, ARE REVIEWED BY STAFF AND A QUALIFIED GRANTS PANEL. ORGANIZATION SITE VISITS ARE CONDUCTED FOR MOST PROGRAMS. FUNDED ORGANIZATIONS CERTIFY THE USE OF GRANT FUNDS AND DEMONSTRATE SUCH USES THROUGH THE REQUIRED SUBMISSION OF FINAL AND/OR INTERIM WRITTEN REPORTS. GRANT PAYMENTS ARE MADE CONDITIONAL TO THE RECEIPT OF THE REQUIRED CERTIFICATIONS AND REPORTING. SCHOLARSHIP RECIPIENTS ACKNOWLEDGE IN WRITING THAT GRANT FUNDS ARE INTENDED TO BE USED ONLY FOR (1)TUITION AND FEES FOR ENROLLMENT AT A QUALIFYING INSTITUTION; (2) FEES, BOOKS, SUPPLIES, AND EQUIPMENT REQUIRED FOR COURSES OF INSTRUCTION AT SUCH AN EDUCATIONAL INSTITUTION; AND (3) ROOM AND BOARD. ACTUAL SCHOLARSHIP PAYMENTS ON BEHALF OF THE SCHOLARSHIP RECIPIENT ARE MADE TO THE INSTITUTION OF ENROLLMENT ACCOMPANIED BY A GRANT AWARD LETTER STIPULATING THE ACCEPTABLE USES AS ABOVE STATED. STUDENT TRANSCRIPTS ARE REVIEWED FOR STUDENTS RECEIVING PAYMENT FOR MORE THAN ONE SEMESTER TO ENSURE CONTINUED ELIGIBILITY. RECIPIENT ORGANIZATIONS OF GRANTS FROM DONOR ADVISED FUNDS MUST RETURN A SIGNED GRANT ACCEPTANCE LETTER STIPULATING THAT GRANT FUNDS WILL BE USED FOR THE SPECIFIC PURPOSE STATED IN THE GRANT AWARD LETTER. ORGANIZATION/DESIGNATED FUND GRANTEES RECEIVING ANNUAL DISTRIBUTIONS FROM ENDOWMENT FUNDS ARE PERIODICALLY REVIEWED TO UPDATE ORGANIZATIONAL INFORMATION AND CHECK CONTINUED QUALIFICATION AS A 501(C)(3) ORGANIZATION.
Schedule I (Form 990) 2013


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
EAST TENNESSEE FOUNDATION
 
Employer identification number

62-0807696
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
 
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)MICHAEL T MCCLAMROCHPRESIDENT AND CEO (i)
(ii)		 148,197
  		 
  		 
  		 
  		14,701
  		161,092
  		 
 
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
Schedule J (Form 990) 2013

Additional Data


Software ID:  
Software Version:  
SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageInformation about Schedule M (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
EAST TENNESSEE FOUNDATION
 
Employer identification number

62-0807696
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 26 961,102 HIGH/LOW AVG DATE OF GIFT
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( )
26 Other Right pointing arrow large image( )
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
 
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that
it must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2013)
Schedule M (Form 990) (2013)
Page 2
Part II
Supplemental Information. Provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
Schedule M (Form 990) (2013)
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
EAST TENNESSEE FOUNDATION
 
Employer identification number

62-0807696
Return Reference Explanation
FORM 990, PAGE 1, PART I, LINE 6 315 INDIVIDUALS FROM THE 25 COUNTY REGION SERVED IN 2013 AS VOLUNTEERS ON THE FOUNDATION'S BOARD OF DIRECTORS, THE COUNTY AFFILIATE FUND ADVISORY BOARDS, FIELD-OF-INTEREST GRANTS PANELS, AND SCHOLARSHIP SELECTION COMMITTEES.
FORM 990, PAGE 2, PART III, LINE 4D 4D-1) EXPENSES OF 309,175, INCLUDING GRANTS OF 309,175 - CONDUCTED COMPETITIVE GRANTMAKING PROGRAMS THROUGHOUT THE 25 COUNTY REGION IN THE FIELD-OF-INTEREST AREAS OF WOMEN & CHILDREN, YOUTH-AT-RISK, ARTS AND CULTURE, NEIGHBORHOODS, AND ALZHEIMER'S RESEARCH, PROVIDING 32 GRANTS TO 501(C)(3) AND GOVERNMENT ENTITIES FOR WORTHWHILE PROJECTS IN THESE AREAS 4D-2) EXPENSES OF 248,101, INCLUDING GRANTS OF 248,101 - AWARDED 4 GRANTS TO 4 ORGANIZATIONS TO PROVIDE AFFORDABLE HOUSING IN THE CITY OF KNOXVILLE THROUGH THE FUNDING OF CONSTRUCTION, MINOR HOME REPAIR PROGRAMS, AND HOME OWNERSHIP AND CREDIT COUNSELING PROGRAMS 4D-3) EXPENSES OF 192,250, INCLUDING GRANTS OF 192,250 - CONDUCTED LOCALIZED, COUNTY-SPECIFIC, COMPETITIVE GRANTMAKING PROGRAMS THROUGH THE FOUNDATION'S COUNTY AFFILIATE FUNDS, ALLOWING LOCAL ADVISORY BOARD'S TO SELECT WORTHY PROJECTS AND PROGRAMS AT THE LOCAL LEVEL; 71 GRANTS WERE AWARDED TO 60 ORGANIZATIONS FOR A WIDE VARIETY OF CHARITABLE PURPOSES 4D-4) EXPENSES OF 627,570, INCLUDING GRANTS OF 5,800 - DISCRETIONARY GRANTMAKING AND PROGRAM-RELATED EXPENSES ASSOCIATED WITH THE MANAGEMENT OF CHARITABLE FUNDS AND THE ALLOCATION OF GRANT FUNDS TO BENEFIT THE 25 COUNTY EAST TENNESSEE REGION
FORM 990, PAGE 5, PART V, LINE 3B THE 990-T IS ON EXTENSION AWAITING INFORMATION FROM VARIOUS SOURCES TO COMPLETE THE RETURN. THE FOUNDATION INTENDS TO FILE THE 990-T BEFORE THE EXTENDED DUE DATE.
FORM 990, PART VI SECTION C. DISCLOSURE LINE 17 THE FOUNDATION IS REGISTERED IN TENNESSEE, BUT HAS FILED CHARITABLE SOLICITATION APPLICATIONS IN NUMEROUS OTHER STATES
FORM 990, PAGE 6, PART VI, LINE 2 STUART WORDEN JOHN TAYLOR WORDEN DIRECTOR DIRECTOR FAMILY RELATIONSHIP STUART WORDEN JOHN TAYLOR WORDEN DIRECTOR DIRECTOR BUSINESS RELATIONSHIP
FORM 990, PAGE 6, PART VI, LINE 11B THE PRESIDENT AND EXECUTIVE VICE PRESIDENT REVIEW THE COMPLETE FORM 990 PRIOR TO FILING. BECAUSE EAST TENNESSEE FOUNDATION HAS SUCH A LARGE BOARD OF DIRECTORS AND THE INFORMATION CONTAINED IN SCHEDULE B IS SOMEWHAT SENSITIVE IN NATURE, SCHEDULE B IS NOT INCLUDED IN THE COPY OF THE FORM 990 THAT IS REVIEWED BY THE FOUNDATION'S AUDIT COMMITTEE AND SENT VIA EMAIL TO THE ENTIRE BOARD OF DIRECTORS PRIOR TO FILING.
FORM 990, PAGE 6, PART VI, LINE 12C OFFICERS, DIRECTORS, AND KEY EMPLOYEES ARE ASKED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST DISCLOSURE FORM WHICH IS KEPT ON FILE IN THE ETF OFFICE. OFFICERS AND DIRECTORS WITH A CONFLICT OF INTEREST ON AN ISSUE ON A MEETING AGENDA ARE ASKED TO DISCLOSE THE CONFLICT AT THE MEETING AND TO RECUSE THEMSELVES FROM PARTICIPATION IN DISCUSSION AND VOTING ON THAT ITEM; SUCH RECUSALS ARE DOCUMENTED IN THE MEETING MINUTES.
FORM 990, PAGE 6, PART VI, LINE 15A EAST TENNESSEE FOUNDATION CHAIR AND IMMEDIATE PAST CHAIR LEAD THE ANNUAL PERFORMANCE APPRAISAL AND DETERMINATION OF COMPENSATION PROCESSES FOR THE PRESIDENT/CEO. A COMPREHENSIVE PERFORMANCE APPRAISAL FORM, COMPRISED OF RATING GRIDS IN EACH BROAD AREA OF JOB RESPONSIBILITY AND A SERIES OF QUESTIONS ADDRESSING PERFORMANCE, IS COMPLETED BY EACH MEMBER OF THE FOUNDATION'S EXECUTIVE COMMITTEE. THE PRESIDENT PREPARES A WRITTEN SELF-EVALUATION OF HIS PERFORMANCE RELATIVE TO PROGRESS TOWARD ACCOMPLISHMENT OF PREVIOUSLY DETERMINED GOALS. IN ADDITION, THE FULL BOARD IS INFORMED OF THE PROCESS, AND BOARD MEMBERS ARE INVITED TO PROVIDE INPUT AND COMMENTS. THE IMMEDIATE PAST CHAIR PREPARES A COMPOSITE OF COMPLETED APPRAISAL FORMS AND OTHER COMMENTS RECEIVED, WHICH BECOMES THE BASIS FOR THE PRESIDENT'S REVIEW. THE CHAIR AND IMMEDIATE PAST CHAIR MEET WITH THE PRESIDENT TO REVIEW THE APPRAISAL, DISCUSS FEEDBACK RECEIVED FROM BOARD AND EXECUTIVE COMMITTEE MEMBERS, REVIEW PROGRESS MADE TOWARD MEETING INDIVIDUAL GOALS AND THOSE OF THE FOUNDATION, OUTLINE OPPORTUNITIES FOR ADVANCEMENT, AND SET GOALS AND A WORK PLAN FOR THE NEXT YEAR. AFTER THE MEETING, THE CHAIR AND IMMEDIATE PAST CHAIR CONFER TO FINALIZE THE APPRAISAL PROCESS AND PREPARE A RECOMMENDATION FOR ANNUAL COMPENSATION. NORMALLY, THE MOST RECENT COUNCIL ON FOUNDATIONS SALARY SURVEY IS CONSULTED AS WELL AS ASSESSING ON A LOCAL LEVEL COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS. RESULTS AND RECOMMENDATIONS ARE PRESENTED TO THE EXECUTIVE COMMITTEE FOR REVIEW AND SUBSEQUENT APPROVAL OR MODIFICATION. THE EXECUTIVE COMMITTEE MEETS BOTH INDEPENDENTLY AND WITH THE PRESIDENT IN CONDUCTING ITS DELIBERATIONS AND DECISION-MAKING.
FORM 990, PAGE 6, PART VI, LINE 18 BOTH THE IRS 990 AND AUDITED FINANCIAL STATEMENTS ARE READILY AVAILABLE ON THE FOUNDATION'S WEBSITE. THESE DOCUMENTS ARE ALSO AVAILABLE UPON REQUEST AND FUNDHOLDERS ARE NOTIFIED IN WRITING EACH YEAR WHEN THEY ARE AVAILABLE.
FORM 990, PAGE 6, PART VI, LINE 19 EAST TENNESSEE FOUNDATION MAKES THESE DOCUMENTS AVAILABLE TO THE PUBLIC UPON REQUEST AND PROVIDES WRITTEN NOTICE, ENCLOSED WITH QUARTERLY FUND REPORTS, TO FUNDHOLDERS WHEN NEW AUDITED FINANCIAL STATEMENTS BECOME AVAILABLE.
FORM 990, PART XI, LINE 9 BROKERS FEES INCLUDED ON 990, PART VIII, LINE 7B 16,193 CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 1,034,252 FUNDRAISING EVENTS DIRECT EXPENSES 190,867 REVENUE OF SUPPORTING FOUNDATIONS REPORTED SEPARATELY 12,252,568 CURRENT YEAR EFFECT OF FASB ASC 958-605 -3,854,798 EXPENSES OF SUPPORTING FOUNDATIONS REPORTED SEPARATELY -3,549,390 FUNDRAISING EVENTS DIRECT EXPENSES -190,867 BROKER FEES INCLUDED ON 990, PART VII, LINE 7B -16,193 CURRENT YEAR EFFECT OF FASB ASC 958-605 769,782
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2013

Additional Data


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SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.
MediumBullet Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
EAST TENNESSEE FOUNDATION
 
Employer identification number

62-0807696
Part I
Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1)  
625 MARKET STREET SUITE 1400
KNOXVILLE,TN37902
26-6707947 		  TN   160,755 N/A










Part II
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) EAST TENNESSEE SUPPORTING FOUNDATIO

625 MARKET STREET SUITE 1400

KNOXVILLE,TN37902
62-1586446 		CHARITABLE TN 501C3 11A N/A
 
No
(2) CORNERSTONE FOUNDATION

625 MARKET STREET SUITE 1200

KNOXVILLE,TN37902
62-1666220 		CHARITABLE TN 501C3 11A N/A
 
No
(3) 4MS LLC

625 MARKET STREET SUITE 1200

KNOXVILLE,TN37902
   TN     N/A
 
No
(4) SHULTS FAMILY FOUNDATION

625 MARKET STREET SUITE 1400

KNOXVILLE,TN37902
62-6360595 		CHARITABLE TN 501C3 11A N/A
 
No
(5) BLALOCK FAMILY FOUNDATION

625 MARKET STREET SUITE 1400

KNOXVILLE,TN37902
62-1793031 		CHARITABLE TN 501C3 11A N/A
 
No
(6) KNOXVILLE JEWISH COMMUNITY FUNDS

625 MARKET STREET SUITE 1400

KNOXVILLE,TN37902
62-1803826 		CHARITABLE TN 501C3 11A N/A
 
No
(7) CHAPMAN FAMILY FOUNDATION

625 MARKET STREET SUITE 1400

KNOXVILLE,TN37902
62-6351709 		CHARITABLE TN 501C3 11A N/A
 
No
(8) CLAYTON FOUNDATION

620 MARKET STREET SUITE 102

KNOXVILLE,TN37902
20-0753128 		CHARITABLE TN 501C3 11A N/A
 
No
(9) EDUCATION CONSUMERS FOUNDATION

625 MARKET STREET SUITE 1400

KNOXVILLE,TN37902
20-3859268 		CHARITABLE TN 501C3 11A N/A
 
No
(10) TRINITY HEALTH FOUNDATION OF EAST

625 MARKET STREET SUITE 400

KNOXVILLE,TN37902
45-3263428 		CHARITABLE TN 501C3 11A N/A
 
No
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No












Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 3
Part V
Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
 
No
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
 
No
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) EAST TN SUPPORTING FOUNDATION

 C 237,192 CASH





Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V?UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference Explanation
Schedule R (Form 990) 2013
Additional Data


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