Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 07-01-2013 , and ending 06-30-2014
Name of foundation
THE STEPHEN & ELISABETH FRANK FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)60 EDGEWATER DRIVE APT 16E   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CORAL GABLES, FL33133
A Employer identification number

27-0453411
B Telephone number (see instructions)

(305) 503-4200
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$3,125,088J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,998,774
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 22,926 22,926  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 70,359
b Gross sales price for all assets on line 6a 837,728
7 Capital gain net income (from Part IV, line 2)... 70,359
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 2,092,059 93,285  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 3,537 3,537   0
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 834 834   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 7,603 7,603   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 11,974 11,974   0
25 Contributions, gifts, grants paid........ 98,834 98,834
26 Total expenses and disbursements. Add lines 24 and 25 110,808 11,974   98,834
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,981,251
b Net investment income (if negative, enter -0-) 81,311
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 490 30 30
2 Savings and temporary cash investments.......... 10,500 26,400 26,400
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 129,681 Click to see attachment432,234 514,413
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 812,034 Click to see attachment2,136,023 2,578,616
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment0 Click to see attachment5,629 Click to see attachment5,629
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 952,705 2,600,316 3,125,088
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 952,705 2,600,316
30 Total net assets or fund balances (see page 17 of the
instructions).................... 952,705 2,600,316
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 952,705 2,600,316
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 952,705
2 Enter amount from Part I, line 27a..................... 2 1,981,251
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 2,933,956
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 333,640
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 2,600,316
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a RSA INS GRP INC SPON ADR P 2013-02-19 2013-12-06
b SUMITOMO METAL MIN CO LTD P 2013-08-14 2013-12-06
c WEIR GROUP PLC ADR P 2013-09-16 2014-05-20
d WEIR GROUP PLC ADR P 2013-09-18 2014-05-20
e WEIR GROUP PLC ADR P 2013-09-16 2014-05-20
WEIR GROUP PLC ADR P 2013-09-18 2014-05-19
WEIR GROUP PLC ADR P 2013-09-18 2014-05-19
WEIR GROUP PLC ADR P 2013-09-19 2014-05-19
WEIR GROUP PLC ADR P 2013-09-23 2014-05-19
WEIR GROUP PLC ADR P 2013-09-19 2014-05-19
WEIR GROUP PLC ADR P 2013-09-23 2014-05-16
WEIR GROUP PLC ADR P 2014-03-28 2014-05-16
WEIR GROUP PLC ADR P 2013-09-20 2014-05-16
RSA INSURANCE GRP PLC ADR P 2013-02-19 2013-07-22
NIKON CORP PLC UNSPON-ADR P 2013-05-10 2014-03-14
NIKON CORP PLC UNSPON-ADR P 2012-12-12 2014-03-14
NORDEA BK SWEDEN AB ADR P 2011-12-19 2013-07-31
TELE2 AB ADR P 2013-07-03 2014-06-10
TELE2 AB ADR P 2013-07-03 2014-06-09
TELE2 AB ADR P 2013-07-03 2014-06-05
TELE2 AB ADR P 2011-11-21 2014-06-05
TELE2 AB ADR P 2011-11-21 2014-06-05
TELE2 AB ADR P 2011-11-21 2014-06-04
TELE2 AB ADR P 2013-07-08 2014-06-04
TELE2 AB ADR P 2013-07-08 2014-06-03
TELE2 AB ADR P 2013-07-05 2014-06-03
TELE2 AB ADR P 2013-07-05 2014-06-02
TELE2 AB ADR P 2013-07-05 2014-05-30
TELE2 AB ADR P 2013-07-05 2014-05-30
TELE2 AB ADR P 2013-07-05 2014-05-28
TELE2 AB ADR P 2013-07-08 2014-05-28
TELE2 AB ADR P 2013-07-05 2014-05-28
TELE2 AB ADR P 2011-11-21 2014-05-27
TELE2 AB ADR P 2013-10-24 2014-05-27
TELE2 AB ADR P 2013-07-09 2014-05-27
TELE2 AB ADR P 2013-07-10 2014-05-27
TELE2 AB ADR P 2011-11-21 2014-05-21
TELE2 AB ADR P 2012-02-15 2014-05-21
TELE2 AB ADR P 2011-11-23 2014-05-21
TELE2 AB ADR P 2012-02-16 2014-05-21
TELE2 AB ADR P 2012-02-15 2014-05-21
TELE2 AB ADR P 2011-11-23 2014-05-21
TELE2 AB ADR P 2011-11-22 2014-05-21
TELE2 AB ADR P 2012-02-15 2014-05-21
TELE2 AB ADR P 2011-11-22 2014-05-20
TELE2 AB ADR P 2011-11-22 2014-05-20
TELE2 AB ADR P 2012-04-11 2014-05-20
TELE2 AB ADR P 2012-02-17 2014-05-20
TELE2 AB ADR P 2012-02-07 2014-05-20
TELE2 AB ADR P 2012-03-14 2014-05-20
TELE2 AB ADR P 2013-10-24 2014-05-19
TELE2 AB ADR P 2014-03-28 2014-05-19
TELE2 AB ADR P 2013-10-25 2014-05-19
TELE2 AB ADR P 2014-03-28 2014-05-16
TELE2 AB ADR P 2013-10-18 2014-05-16
TELE2 AB ADR P 2013-10-17 2014-05-16
TELE2 AB ADR P 2013-10-18 2014-05-15
TELE2 AB ADR P 2013-10-21 2014-05-15
TELE2 AB ADR P 2013-07-03 2014-06-11
TELE2 AB ADR P 2013-07-03 2014-06-11
TELE2 AB ADR P 2013-07-03 2014-06-11
TIM PARTICIPACOES SA ADR P 2012-01-23 2013-10-16
TIM PARTICIPACOES SA ADR P 2012-03-13 2013-10-16
TIM PARTICIPACOES SA ADR P 2013-03-19 2013-07-22
SWATCH GROUP AG UNSPON ADR P 2013-09-16 2013-12-05
KDDI CORP ADR P 2013-01-22 2013-07-03
KDDI CORP ADR P 2013-01-23 2013-07-03
CHINA CONSTRUCTION ADR P 2011-11-21 2014-03-25
CHINA CONSTRUCTION ADR P 2011-11-21 2014-03-24
CHINA CONSTRUCTION ADR P 2013-02-14 2014-03-24
CHINA CONSTRUCTION ADR P 2012-02-06 2014-03-24
CHINA CONSTRUCTION ADR P 2011-12-01 2014-03-24
MUNICH RE GROUP ADR P 2012-01-23 2014-06-27
MUNICH RE GROUP ADR P 2012-01-23 2014-06-27
MUNICH RE GROUP ADR P 2012-01-23 2014-06-26
MUNICH RE GROUP ADR P 2014-03-28 2014-06-26
MUNICH RE GROUP ADR P 2012-01-23 2014-06-25
MUNICH RE GROUP ADR P 2013-05-06 2014-06-25
MUNICH RE GROUP ADR P 2012-04-10 2014-06-25
MUNICH RE GROUP ADR P 2012-01-24 2014-06-25
MUNICH RE GROUP ADR P 2012-01-23 2014-06-25
KON AHOLD ADR P 2011-11-21 2013-09-24
KON AHOLD ADR P 2011-11-21 2013-08-26
KON AHOLD ADR P 2012-03-14 2013-08-26
KON AHOLD ADR P 2012-02-15 2013-08-26
BHP BILLITON PLC-ADR P 2011-12-19 2013-07-31
BHP BILLITON PLC-ADR P 2011-11-21 2013-07-31
VODAFONE GROUP PLC ADR P 2012-05-24 2013-09-09
VODAFONE GROUP PLC ADR P 2012-05-24 2013-09-03
VODAFONE GROUP PLC ADR P 2012-06-20 2013-09-03
TEVA PHARM INDS LTD ADR P 2012-01-23 2013-11-08
TEVA PHARM INDS LTD ADR P 2011-11-21 2013-11-08
TEVA PHARM INDS LTD ADR P 2012-01-23 2013-10-31
VODAFONE GROUP PLC ADR P 2012-06-20 2013-07-22
CHINA TELECOM ADR P 2013-04-08 2013-07-22
BNP PARIBAS SPON ADR P 2013-03-20 2013-09-24
BNP PARIBAS SPON ADR P 2013-03-20 2014-01-06
BNP PARIBAS SPON ADR P 2013-03-20 2013-12-05
TOTAL SA ADR P 2011-11-21 2014-03-26
TOTAL SA ADR P 2011-11-21 2014-03-18
TOTAL SA ADR P 2012-02-03 2014-03-18
TOTAL SA ADR P 2012-02-03 2014-01-06
SINOPEC/CHINA PETE&CHM ADR P 2011-11-21 2014-03-17
SINOPEC/CHINA PETE&CHM ADR P 2012-02-16 2014-03-17
SINOPEC/CHINA PETE&CHM ADR P 2012-02-16 2013-07-23
IMPERIAL TOBACCO LT ADR P 2012-03-14 2013-07-22
ENI S.P.A. ADR P 2013-04-05 2014-05-22
ENI S.P.A. ADR P 2013-04-05 2014-05-22
ENI S.P.A. ADR P 2013-04-08 2014-05-22
ENI S.P.A. ADR P 2011-11-21 2013-09-24
ENI S.P.A. ADR P 2011-12-01 2013-09-24
ENI S.P.A. ADR P 2014-03-28 2014-06-25
ENI S.P.A. ADR P 2011-12-01 2014-06-25
ENI S.P.A. ADR P 2011-12-02 2014-06-25
ENI S.P.A. ADR P 2011-11-21 2014-06-25
ENI S.P.A. ADR P 2012-04-10 2014-06-25
ENI S.P.A. ADR P 2011-11-21 2014-06-25
ENI S.P.A. ADR P 2013-04-05 2014-06-25
ENI S.P.A. ADR P 2011-11-21 2014-06-25
ALLIANZ AKTIENGES ADR P 2012-02-15 2014-03-21
ALLIANZ AKTIENGES ADR P 2011-11-21 2014-03-21
EMBRAER SA ADR P 2012-07-13 2013-08-26
EMBRAER SA ADR P 2012-03-21 2013-08-26
EMBRAER SA ADR P 2012-03-21 2013-07-22
DOLLAR GENERAL CORP P 2013-01-04 2013-09-16
DOLLAR GENERAL CORP P 2013-01-04 2013-12-05
LORILLARD INC COM P 2013-09-23 2014-06-25
LORILLARD INC COM P 2014-03-28 2014-06-25
LORILLARD INC COM P 2013-09-23 2014-06-25
MACY'S INC P 2012-02-03 2014-02-06
MACY'S INC P 2012-03-13 2013-12-05
VIACOM INC CL B NEW P 2013-04-05 2013-09-16
VIACOM INC CL B NEW P 2013-03-14 2013-09-16
VIACOM INC CL B NEW P 2013-04-05 2014-01-06
CONOCOPHILLIPS P 2012-03-13 2013-12-05
ZIMMER HLDGS INC P 2012-05-01 2014-01-06
ZIMMER HLDGS INC P 2012-05-01 2013-07-22
WASTE MANAGEMENT INC NEW P 2012-08-02 2013-08-23
WASTE MANAGEMENT INC NEW P 2012-06-20 2013-08-23
WALGREEN CO P 2012-10-18 2014-03-18
WALGREEN CO P 2012-12-11 2014-03-18
WALGREEN CO P 2012-10-18 2013-12-05
WALGREEN CO P 2012-10-18 2013-11-08
UNITEDHEALTH GROUP INC P 2012-07-25 2013-08-23
UNITEDHEALTH GROUP INC P 2011-11-21 2013-08-23
UNITEDHEALTH GROUP INC P 2011-11-21 2013-07-17
UNITEDHEALTH GROUP INC P 2012-03-13 2013-07-17
UNITEDHEALTH GROUP INC P 2012-02-14 2013-07-17
THERMO FISHER SCIENTIFIC P 2012-08-29 2014-02-06
THERMO FISHER SCIENTIFIC P 2012-10-18 2014-02-06
TARGET CORP P 2012-01-23 2014-06-26
TARGET CORP P 2012-01-23 2014-06-26
TARGET CORP P 2012-01-23 2014-06-25
TARGET CORP P 2014-03-28 2014-06-25
TARGET CORP P 2012-04-10 2014-06-25
TARGET CORP P 2011-11-21 2014-06-25
TARGET CORP P 2012-01-23 2014-06-25
TARGET CORP P 2013-03-19 2014-06-25
TARGET CORP P 2012-01-25 2014-06-25
TARGET CORP P 2012-01-26 2014-06-25
TARGET CORP P 2013-03-19 2014-06-25
TARGET CORP P 2011-11-21 2014-06-25
TARGET CORP P 2013-03-19 2013-12-05
QUALCOMM INC P 2012-11-27 2013-12-05
MYLAN INC P 2013-11-08 2014-03-13
MICROSOFT CORP P 2010-08-05 2013-09-16
MICROSOFT CORP P 2012-03-13 2013-09-16
MICROSOFT CORP P 2010-08-05 2013-10-22
MICROSOFT CORP P 2010-08-05 2013-10-22
MICROSOFT CORP P 2012-03-13 2013-07-22
MARATHON OIL CORP P 2012-02-03 2013-09-23
MARATHON OIL CORP P 2012-03-13 2013-09-23
MARATHON OIL CORP P 2012-02-03 2013-12-05
MARATHON OIL CORP P 2012-03-13 2013-07-22
LOWES COS INC P 2012-06-20 2013-07-02
INTERNATIONAL BUS MACHINES P 2012-02-03 2014-02-24
INTERNATIONAL BUS MACHINES P 2011-11-21 2014-02-24
INTERNATIONAL BUS MACHINES P 2012-02-03 2014-02-06
ILLINOIS TOOL WORKS INC P 2013-03-19 2014-01-06
ILLINOIS TOOL WORKS INC P 2013-09-23 2014-01-06
DETROIT ENERGY CO P 2012-03-13 2013-09-23
DETROIT ENERGY CO P 2011-11-21 2013-09-23
CVS/CAREMARK CORP P 2011-11-21 2014-01-06
COACH INC P 2012-09-26 2013-10-16
COACH INC P 2012-08-29 2013-10-16
AIR PRODUCTS & CHEMICALS P 2013-03-07 2013-07-25
AIR PRODUCTS & CHEMICALS P 2013-03-07 2013-07-22
AETNA INC NEW P 2012-11-01 2013-07-22
ACE LIMITED P 2010-06-09 2014-01-06
OW MUNICIPAL BOND FUND P 2013-12-05 2014-03-26
OW MUNICIPAL BOND FUND P 2012-04-10 2014-03-26
OW MUNICIPAL BOND FUND P 2012-08-15 2014-03-26
OW MUNICIPAL BOND FUND P 2013-05-06 2014-03-26
OW MUNICIPAL BOND FUND P 2011-06-30 2014-03-26
OW MUNICIPAL BOND FUND P 2011-12-15 2014-03-26
OW MUNICIPAL BOND FUND P 2012-12-13 2014-03-26
OW MUNICIPAL BOND FUND P 2011-06-22 2014-03-26
OW MUNICIPAL BOND FUND P 2009-11-05 2014-03-26
OW MUNICIPAL BOND FUND P 2009-05-20 2014-03-26
OW MUNICIPAL BOND FUND P 2008-10-16 2014-03-26
OW MUNICIPAL BOND FUND P 2008-10-16 2014-03-26
OW MUNICIPAL BOND FUND P 2008-10-16 2014-03-26
OW MUNICIPAL BOND FUND P 2009-11-05 2014-03-26
OW MUNICIPAL BOND FUND P 2009-05-20 2014-03-26
OW MUNICIPAL BOND FUND P 2009-06-12 2014-03-26
OW MUNICIPAL BOND FUND P 2009-06-12 2014-03-26
OW MUNICIPAL BOND FUND P 2009-05-20 2014-03-26
OW MUNICIPAL BOND FUND P 2009-11-05 2014-03-26
OW MUNICIPAL BOND FUND P 2009-06-12 2014-03-26
OW MUNICIPAL BOND FUND P 2013-05-08 2014-03-26
OW MUNICIPAL BOND FUND P 2012-04-10 2014-03-26
OW MUNICIPAL BOND FUND P 2011-07-20 2014-03-26
OW MUNICIPAL BOND FUND P 2011-06-22 2014-03-26
OW MUNICIPAL BOND FUND P 2009-11-05 2014-03-26
OW MUNICIPAL BOND FUND P 2009-06-12 2014-03-26
OW MUNICIPAL BOND FUND P 2009-05-20 2014-03-26
OW MUNICIPAL BOND FUND P 2008-10-16 2014-03-26
OW STRATEGIC OPPTYS FUND P 2010-05-05 2013-09-25
OW STRATEGIC OPPTYS FUND P 2013-05-06 2013-09-25
OW STRATEGIC OPPTYS FUND P 2010-05-05 2013-12-05
OW STRATEGIC OPPTYS FUND P 2013-05-06 2013-07-22
OW SMALL & MID CAP FUND P 2012-12-20 2014-05-21
OW SMALL & MID CAP FUND P 2010-12-10 2014-05-21
OW SMALL & MID CAP FUND P 2010-12-10 2014-05-21
OW SMALL & MID CAP FUND P 2012-04-10 2014-05-21
OW SMALL & MID CAP FUND P 2013-05-06 2014-05-21
OW SMALL & MID CAP FUND P 2010-12-10 2014-05-21
OW SMALL & MID CAP FUND P 2011-06-22 2014-05-21
OW SMALL & MID CAP FUND P 2012-04-10 2014-05-21
OW SMALL & MID CAP FUND P 2011-06-22 2014-05-21
OW SMALL & MID CAP FUND P 2010-12-10 2014-05-21
OW SMALL & MID CAP FUND P 2010-12-10 2014-05-21
OW SMALL & MID CAP FUND P 2012-12-20 2014-05-21
OW SMALL & MID CAP FUND P 2011-06-22 2014-03-28
OW SMALL & MID CAP FUND P 2010-04-19 2013-12-05
OW SMALL & MID CAP FUND P 2012-06-22 2013-12-05
OW REAL RETURN FUND P 2010-05-21 2014-03-28
OW REAL RETURN FUND P 2009-06-12 2014-03-28
OW REAL RETURN FUND P 2010-05-05 2014-03-28
OW REAL RETURN FUND P 2010-05-05 2014-01-13
OW REAL RETURN FUND P 2010-04-19 2014-01-13
OW REAL RETURN FUND P 2010-04-19 2013-07-22
OW LARGE CAP STRATEGIES FD P 2012-04-16 2013-12-05
OW LARGE CAP STRATEGIES FD P 2013-05-20 2013-07-22
NIELSEN N.V. EUR 0.07 P 2013-02-13 2013-11-11
NIELSEN N.V. EUR 0.07 P 2013-06-11 2013-11-11
AVAGO TECHNOLOGIES P 2013-05-09 2014-05-14
AVAGO TECHNOLOGIES P 2012-09-21 2014-05-14
AVAGO TECHNOLOGIES P 2012-11-30 2014-05-14
AVAGO TECHNOLOGIES P 2013-05-09 2014-05-14
AVAGO TECHNOLOGIES P 2012-12-03 2014-05-14
AVAGO TECHNOLOGIES P 2012-11-30 2014-05-14
AVAGO TECHNOLOGIES P 2012-09-24 2014-05-14
AVAGO TECHNOLOGIES P 2012-09-21 2014-05-14
AVAGO TECHNOLOGIES P 2012-11-30 2014-05-14
AVAGO TECHNOLOGIES P 2012-09-21 2014-05-14
AVAGO TECHNOLOGIES P 2012-09-21 2013-12-05
AVAGO TECHNOLOGIES P 2012-09-21 2013-11-08
ACCENTURE PLC CL A P 2012-01-23 2014-01-06
ACCENTURE PLC CL A P 2011-11-21 2014-01-06
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 207   262 -55
b 312   363 -51
c 1,252   1,107 145
d 637   564 73
e 233   206 27
274   244 30
127   113 14
127   115 12
63   58 5
464   423 41
400   366 34
1,264   1,286 -22
442   405 37
246   262 -16
860   1,249 -389
860   1,370 -510
1,132   663 469
299   291 8
596   581 15
6   6 0
23   38 -15
557   895 -338
70   113 -43
221   224 -3
93   94 -1
52   53 -1
438   443 -5
146   148 -2
439   443 -4
147   148 -1
35   35 0
112   112 0
419   669 -250
413   422 -9
35   36 -1
18   18 0
24   38 -14
30   48 -18
6   9 -3
133   207 -74
133   209 -76
133   209 -76
145   230 -85
302   476 -174
115   182 -67
12   19 -7
54   87 -33
133   212 -79
229   368 -139
60   96 -36
632   633 -1
223   229 -6
349   358 -9
497   513 -16
102   112 -10
300   326 -26
500   545 -45
705   778 -73
130   128 2
47   47 0
148   145 3
1,212   1,259 -47
135   148 -13
479   524 -45
159   155 4
311   216 95
932   650 282
530   546 -16
328   341 -13
328   422 -94
328   413 -85
984   1,075 -91
848   504 344
239   142 97
1,523   904 619
653   657 -4
373   220 153
329   292 37
175   114 61
110   65 45
110   65 45
1,306   952 354
343   254 89
86   69 17
859   702 157
857   842 15
571   565 6
1,323   1,082 241
635   541 94
159   140 19
187   230 -43
1,306   1,350 -44
1,120   1,377 -257
148   140 8
236   248 -12
857   681 176
951   681 270
354   272 82
1,629   1,223 406
329   245 84
658   542 116
1,187   1,084 103
215   196 19
1,076   1,139 -63
36   46 -10
340   408 -68
701   640 61
150   137 13
1,653   1,520 133
232   209 23
1,392   1,276 116
542   500 42
109   85 24
54   43 11
109   83 26
163   129 34
2,007   1,544 463
54   46 8
1,356   1,043 313
166   116 50
996   570 426
1,175   847 328
168   157 11
194   157 37
1,143   891 252
299   223 76
305   224 81
611   533 78
2,138   1,573 565
1,051   722 329
258   197 61
415   314 101
2,076   1,589 487
859   627 232
354   294 60
1,400   966 434
420   322 98
421   342 79
1,264   982 282
336   180 156
336   184 152
281   180 101
1,783   1,082 701
726   525 201
1,452   888 564
332   222 110
332   275 57
665   544 121
572   286 286
1,143   589 554
635   552 83
1,731   1,507 224
987   854 133
1,161   1,197 -36
116   113 3
58   52 6
174   151 23
1,161   1,327 -166
580   509 71
987   861 126
290   332 -42
290   261 29
315   332 -17
366   312 54
1,300   1,005 295
1,477   1,143 334
164   162 2
242   178 64
2,281   1,676 605
795   812 -17
888   808 80
178   169 9
181   162 19
187   169 18
1,059   714 345
922   968 -46
922   905 17
872   968 -96
414   311 103
828   762 66
338   281 57
1,014   758 256
697   378 319
1,077   1,082 -5
1,077   1,126 -49
1,061   877 184
487   439 48
322   222 100
1,012   497 515
11,139   11,167 -28
14,504   14,894 -390
5,013   5,169 -156
24,604   25,288 -684
589   586 3
33   34 -1
207   214 -7
5,366   5,353 13
1   1 0
2,437   2,423 14
423   367 56
35   30 5
31   27 4
468   463 5
35   35 0
39   38 1
2,887   2,785 102
318   317 1
34   34 0
212   205 7
36,899   37,893 -994
13,550   13,915 -365
2,183   2,183 0
12,778   12,746 32
4,891   4,842 49
148,570   143,318 5,252
69,031   68,624 407
130,931   113,407 17,524
30,429   28,170 2,259
13,271   13,320 -49
8,984   8,165 819
2,478   2,506 -28
166   140 26
2   2 0
1     1
12,244   10,433 1,811
13,823   13,002 821
174   153 21
3,056   2,800 256
8,358   7,121 1,237
33,527   30,715 2,812
1,241   1,090 151
4,733   4,157 576
8,076   6,815 1,261
7,862   7,173 689
4,624   3,630 994
3,196   2,546 650
1,480   1,491 -11
247   249 -2
10,376   10,873 -497
12,162   13,727 -1,565
6,438   7,544 -1,106
6,661   7,844 -1,183
7,830   6,215 1,615
11,600   11,662 -62
596   506 90
993   846 147
343   169 174
343   177 166
206   105 101
343   169 174
755   385 370
1,510   762 748
755   380 375
549   284 265
1,373   697 676
686   354 332
236   177 59
658   532 126
1,211   841 370
807   546 261
20,263     20,263
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -55
b       -51
c       145
d       73
e       27
      30
      14
      12
      5
      41
      34
      -22
      37
      -16
      -389
      -510
      469
      8
      15
      0
      -15
      -338
      -43
      -3
      -1
      -1
      -5
      -2
      -4
      -1
      0
      0
      -250
      -9
      -1
      0
      -14
      -18
      -3
      -74
      -76
      -76
      -85
      -174
      -67
      -7
      -33
      -79
      -139
      -36
      -1
      -6
      -9
      -16
      -10
      -26
      -45
      -73
      2
      0
      3
      -47
      -13
      -45
      4
      95
      282
      -16
      -13
      -94
      -85
      -91
      344
      97
      619
      -4
      153
      37
      61
      45
      45
      354
      89
      17
      157
      15
      6
      241
      94
      19
      -43
      -44
      -257
      8
      -12
      176
      270
      82
      406
      84
      116
      103
      19
      -63
      -10
      -68
      61
      13
      133
      23
      116
      42
      24
      11
      26
      34
      463
      8
      313
      50
      426
      328
      11
      37
      252
      76
      81
      78
      565
      329
      61
      101
      487
      232
      60
      434
      98
      79
      282
      156
      152
      101
      701
      201
      564
      110
      57
      121
      286
      554
      83
      224
      133
      -36
      3
      6
      23
      -166
      71
      126
      -42
      29
      -17
      54
      295
      334
      2
      64
      605
      -17
      80
      9
      19
      18
      345
      -46
      17
      -96
      103
      66
      57
      256
      319
      -5
      -49
      184
      48
      100
      515
      -28
      -390
      -156
      -684
      3
      -1
      -7
      13
      0
      14
      56
      5
      4
      5
      0
      1
      102
      1
      0
      7
      -994
      -365
      0
      32
      49
      5,252
      407
      17,524
      2,259
      -49
      819
      -28
      26
      0
      1
      1,811
      821
      21
      256
      1,237
      2,812
      151
      576
      1,261
      689
      994
      650
      -11
      -2
      -497
      -1,565
      -1,106
      -1,183
      1,615
      -62
      90
      147
      174
      166
      101
      174
      370
      748
      375
      265
      676
      332
      59
      126
      370
      261
      20,263
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 70,359
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 14,233 983,518 0.014472
2011 40,869 965,177 0.042344
2010 37,989 1,025,942 0.037028
2009 26,320 213,562 0.123243
2008      
2 Total of line 1, column (d) ...................... 2 0.217087
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.054272
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 1,607,960
5 Multiply line 4 by line 3....................... 5 87,267
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 813
7 Add lines 5 and 6......................... 7 88,080
8 Enter qualifying distributions from Part XII, line 4.............. 8 98,834
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 813
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 813
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 813
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 805
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 805
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 8
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletFL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletSTEPHEN DANNER Telephone no.bullet (305) 503-4200
    Located atbullet1200 BRICKELL AVENUE SUITE 700MIAMIFL ZIP+4bullet33131
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ELISABETH G FRANK PRESIDENT
    1.00     		0 0 0
    60 EDGEWATER DRIVE APT 16E
    CORAL GABLES,FL33133
    SABINA HOLTZMAN VP, SECRETARY
    1.00     		0 0 0
    9 EAST BRENTMOOR PARK
    ST LOUIS,MO63105
    ADAM FRANK VP, TREASURER
    1.00     		0 0 0
    316 WILLINGS ALLEY
    PHILADELPHIA,PA19106
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    80,398
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    813
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    813
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    79,585
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    79,585
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    79,585
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 79,585
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 34,279
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 98,834
    a Applied to 2012, but not more than line 2a 34,279
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 64,555
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		15,030
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ELISABETH G FRANK
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN JEWISH JOINT DISTRIBUTION HEBREW SUN SCHOOL
    PO BOX 4124
    NEW YORK,NY10163     		N/A 501(C)(3) EDUCATION 36,279
    WORLD UNION FOR PROGRESSIVE JUDAISM
    633 THIRD AVENUE
    NEW YORK,NY10017     		N/A 501(C)(3) SOCIAL SERVICES 18,000
    MILLER CENTER FOR CONTEMPORARY JUDAIC STUDIES FUND
    PO BOX 248161
    CORAL GABLES,FL33124     		N/A 501(C)(3) EDUCATION 5,000
    PEREZ ART MUSEUM MIAMI
    1103 BISCAYNE BLVD
    MIAMI,FL33132     		N/A 501(C)(3) SOCIAL SERVICES 1,000
    GREATER MIAMI JEWISH FEDERATION
    4200 BISCAYNE BLVD
    MIAMI,FL33137     		N/A 501(C)(3) SOCIAL SERVICES 31,500
    LOCUST PROJECTS INC
    3852 NORTH MIAMI AVENUE
    MIAMI,FL33127     		N/A 501(C)(3) SOCIAL SERVICES 1,000
    NATIONAL PARKINSON FOUNDATION
    200 SE 1ST STREET STE 800
    MIAMI,FL33131     		N/A 501(C)(3) SOCIAL SERVICES 1,000
    MICHAEL ANN RUSSELL JEWISH COMMUNITY CENTER
    18900 NE 25TH AVENUE
    NORTH MIAMI BEACH,FL33180     		N/A 501(C)(3) SOCIAL SERVICES 4,855
    UM CANCER LINK
    1475 NW 12TH AVENUE
    MIAMI,FL33156     		N/A 501(C)(3) SOCIAL SERVICES 200
    Total .................................bullet 3a 98,834
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14    
    4 Dividends and interest from securities....     14 22,926  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 70,359  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 93,285 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    1393,285
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    THE STEPHEN & ELISABETH FRANK FOUNDATION
     
    Employer identification number

    27-0453411
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    THE STEPHEN & ELISABETH FRANK FOUNDATION
          		Employer identification number

    27-0453411
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    ELISABETH FRANK  
    60 EDGEWATER DRIVE APT 16E
     
    CORAL GABLES, FL33133

    		$1,992,949


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    THE STEPHEN & ELISABETH FRANK FOUNDATION
          		Employer identification number

    27-0453411
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 SECURITIES $1,992,949 2014-03-20
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    THE STEPHEN & ELISABETH FRANK FOUNDATION
          		Employer identification number

    27-0453411
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
    1
    		 TO MAXIMIZE THE FOUNDATIONS ABILITY TO GIFT TO QUALIFIED CHARITIES USE OF GIFT IS FOR GENERAL PURPOSES GIFT IS HELD WITH A BROKERAGE FIRM AND COMINGLED FOR GENERAL PURPOSES
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    THE STEPHEN & ELISABETH FRANK FOUNDATION
    EIN: 27-0453411
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PROFESSIONAL FEES 3,537 3,537   0

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE STEPHEN & ELISABETH FRANK FOUNDATION
    EIN: 27-0453411
    Name of Stock End of Year Book Value End of Year Fair Market Value
    STOCKS 432,234 514,413

    TY 2013 InvestmentsOtherSchedule2
    Name:
    THE STEPHEN & ELISABETH FRANK FOUNDATION
    EIN: 27-0453411
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MUTUAL FUNDS AT COST 2,136,023 2,578,616

    TY 2013 OtherAssetsSchedule
    Name:
    THE STEPHEN & ELISABETH FRANK FOUNDATION
    EIN: 27-0453411
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    SECURITY PROCEEDS RECEIVABLE   5,629 5,629


    TY 2013 OtherDecreasesSchedule
    Name:
    THE STEPHEN & ELISABETH FRANK FOUNDATION
    EIN: 27-0453411
    Description Amount
    EXCISE TAXES PAID 800
    DIFFERENCE BETWEEN COST AND FMV OF SECURITIES CONTRIBUTED 332,840


    TY 2013 OtherExpensesSchedule
    Name:
    THE STEPHEN & ELISABETH FRANK FOUNDATION
    EIN: 27-0453411
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 2,329 2,329   0
    TRAVEL 5,274 5,274   0


    TY 2013 TaxesSchedule
    Name:
    THE STEPHEN & ELISABETH FRANK FOUNDATION
    EIN: 27-0453411
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 834 834   0