Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
A For the 2013 calendar year, or tax year beginning 01-01-2013 , 2013, and ending 12-31-2013
BCheck if applicable:
CName of organization
Rockefeller Philanthropy Advisors INC
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
6 WEST 48TH STREET 10TH FLOOR
Suite
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10036
D Employer identification number

13-3615533
E Telephone number

G Gross receipts $ 79,689,376
F Name and address of principal officer:
MELISSA A BERMAN
6 WEST 48 STREET 10TH FLOOR
NEW YORK,NY10036
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.ROCKPA.ORG
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1992
M State of legal domicile: DE
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: help donors create thoughtful, effective philanthropy throughout the world. rpa assists individuals, groups & gov agencies in achieving thier philanthropic goals.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 15
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 14
5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) ...... 5 189
6 Total number of volunteers (estimate if necessary) ............. 6 0
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a -1,612
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b  
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 41,754,138 63,824,498
9 Program service revenue (Part VIII, line 2g) ......... 7,329,503 7,560,906
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 772,758 1,584,555
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 475,502 513,709
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 50,331,901 73,483,668
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 26,725,640 33,970,586
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 13,668,169 14,357,876
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 254,726 128,506
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet8,083    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 15,760,172 16,085,634
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 56,408,707 64,542,602
19 Revenue less expenses. Subtract line 18 from line 12....... -6,076,806 8,941,066
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 58,493,827 73,743,259
21 Total liabilities (Part X, line 26)............. 9,355,901 13,083,534
22 Net assets or fund balances. Subtract line 21 from line 20..... 49,137,926 60,659,725
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2013)
Form 990 (2013)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: ROCKEFELLER PHILANTHROPY ADVISORS("RPA") MISSION IS TO HELP DONORS CREATE THOUGHTFUL, EFFECTIVE PHILANTHROPY THROUGHOUT THE WORLD. RPA ASSISTS INDIVIDUALS, INSTITUTIONS, GOVERNMENT AGENCIES AND GROUPS IN ACHIEVING THEIR PHILANTHROPIC GOALS BY OFFERING ADMINISTRATIVE, FINANCIAL, GRANT-MAKING AND PROGRAM DEVELOPMENT SUPPORT. ROCKEFELLER PHILANTHROPY ADVISORS HELPS DONORS CREATE AND DIRECT THOUGHTFUL, EFFECTIVE CHARITABLE GIVING PROGRAMS THROUGHOUT THE WORLD. WE REPRESENT THE CUMULATIVE KNOWLEDGE AND EXPERIENCE OF MORE THAN A CENTURY OF HIGH QUALITY PROFESSIONAL SERVICE TO AMERICA'S MOST PHILANTHROPIC FAMILY AND HAVE SUPPORTED OVER $3 BILLION OF GRANTMAKING. TODAY, ROCKEFELLER PHILANTHROPY ADVISORS WORKS WITH MORE THAN 450 DONORS, FACILITATING $200 MILLION IN GRANTS AND SOCIAL INVESTMENTS TO MORE THAN 22 COUNTRIES IN AFRICA, ASIA, THE CARIBBEAN, EUROPE, LATIN AMERICA AND NORTH AMERICA. RPA'S BROAD RANGE OF SERVICES INCLUDES: 1.ESTABLISHING A FOUNDATION, CHARITABLE GIVING FUND OR OTHER GIV
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 13,174,145 including grants of $ 12,534,536 ) (Revenue $ 0 )
Charitable Funds - RPA serves as a grant-making vehicle that enables a donor to make recommendations with respect to his or her philanthropic objectives. RPA's Charitable Giving Fund is a flexible, cost-effective way for its donors to achieve their charitable aims. It is an optimal alternative for individuals, couples or families seeking expert philanthropic advice without the expense and complexity of forming a private foundation. RPA's staff can administer all aspects of grantmaking, including: 1. Conducting due diligence on prospective recipients 2. Issuing grant letters and awarding payment via check or wire 3. Providing electronic record-keeping for all grantmaking 4. Generating quarterly reports on fund investments
4b (Code:   ) (Expenses $ 36,106,140 including grants of $ 21,122,487 ) (Revenue $ 3,534,755 )
Sponsored Projects - Designed to enable individuals or groups to pursue a variety of specialized charitable grant-making projects and activities consistent with the general mission of RPA. RPA provides administrative and programmatic platforms that enable individuals to develop launch and promote high-impact projects around the globe. RPA's fiscal sponsorship services make it possible for private foundations and unincorporated groups to conduct targeted charitable activities, create grantmaking programs or receive U.S. tax-deductible donations. Establishing a fiscal sponsorship under RPA's 501(c)(3) public charity designation substantially reduces the costs typically associated with developing nonprofit governance, management and operational infrastructure. RPA has extensive experience managing start-up, innovative and complex projects in the U.S and overseas. RPA can: 1. Provide strong accounting, HR, finance & IT infrastructure 2. Develop and monitor sophisticated project budget and grant reporting 3. Offer research, analysis, grantmaking and evaluation services 4. Adopt project governance structures that engage external advisors, funders and other principals.
4c (Code:   ) (Expenses $ 6,278,569 including grants of $ 313,563 ) (Revenue $ 4,026,151 )
General Fund/RPA Consulting - To facilitate philanthropy and to support the growth of a vital, creative, not-for-profit sector. RPA has the skill and expertise to engage clients at all stages of the philanthropic life cycle, from concept and start-up to ongoing operations and succession planning.
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet55,558,854
Form 990 (2013)
Form 990 (2013)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part III
Click to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment
...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
 
No
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment
...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions).... Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2013)
Form 990 (2013)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
 
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?
......................
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I...................
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II....................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ..........................
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV
.....................
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV...
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M............. Click to see attachment
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I
...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................
34
 
No
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
 
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2...
35b
 
No
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2.............
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
147
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
189
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletEI
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
 
No
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
No
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note.
See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
No
Form 990 (2013)
Form 990 (2013)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
15
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
14
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AL , AK , AR , CA , CO , CT , DC , FL , GA , HI , IL , KS , KY , ME , MD , MA , MI , MN , MS , NH , NJ , NM , NY , ND , OH , OK , OR , PA , RI , SC , TN , UT , VA , WA , WV , WI
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletKATHY EASON6 WEST 48 STREET 10TH FLOORNEW YORKNY10036 (212) 812-4330
Form 990 (2013)
Form 990 (2013)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) Kevin P A Broderick........................................................................
Chairman
1.0
.......................  
X   X            
(2) Melissa A Berman........................................................................
President and CEO
35.0
.......................  
X   X       355,721 0 48,138
(3) Stuart P Davidson........................................................................
Treasurer
1.0
.......................  
X   X            
(4) Rien Van Gendt........................................................................
Board Member
1.0
.......................  
X                
(5) Cathy Frank Halstead........................................................................
Board Member
1.0
.......................  
X                
(6) Jesse D Johnson........................................................................
Board Member
1.0
.......................  
X                
(7) Wendy O'Neill........................................................................
Board Member
1.0
.......................  
X                
(8) Dr Robert K Ross........................................................................
Board Member
1.0
.......................  
X                
(9) Marnie S Pillsbury........................................................................
Board Member
1.0
.......................  
X                
(10) Valerie R Wayne........................................................................
Board Member
1.0
.......................  
X                
(11) David Kaiser........................................................................
Board Member
1.0
.......................  
X                
(12) Michael Rockefeller........................................................................
Board Member
1.0
.......................  
X                
(13) juanita james........................................................................
board member
1.0
.......................0.0
X           0    
(14) darren walker........................................................................
board member
1.0
.......................0.0
X           0    
(15) steven wayne........................................................................
board member
1.0
.......................0.0
X           0    
(16) Judy Belk-Peeks........................................................................
Senior Vice President
35.0
.......................  
    X       270,142   47,250
(17) Chris B Page........................................................................
Senior Vice President
35.0
.......................  
    X       273,276   40,015
Form 990 (2013)
Form 990 (2013)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) Walter Sweet........................................................................
Vice President&corp secretary
35.0
.......................  
    X       190,744   41,571
(19) Kathy Jean Eason........................................................................
Vice President and CFO
35.0
.......................  
    X       192,422   25,630
(20) Yolanda A Arias-Brownell........................................................................
assistant corporate secretary
35.0
.......................  
    X       136,075   35,836
(21) Luther M Ragin Jr........................................................................
CEO-Sponsored Project
35.0
.......................  
        X   260,045   25,734
(22) Jeffrey Nesbit........................................................................
Exec. Director, Sponsored Proj
35.0
.......................  
        X   222,012   14,090
(23) Jonathan Charles Fox........................................................................
Exec. Director, Sponsored Proj
35.0
.......................  
        X   222,909   43,873
(24) AMit Bouri........................................................................
Managing DIr,Sponsored Project
35.0
.......................  
        X   176,540   26,383
(25) Phyllis Heydt........................................................................
director, sponsored project
35.0
.......................  
        X   174,729   12,453










1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 2,474,615 0 360,973
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet34
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
Bankable Frontier Associates LLC, 48 Grove street suite 205SOMERVILLEMA02144 consulting 927,694
Capitol Impact LLC, 1107 9th st Suite 500SACRAMENTOCA95814 consulting 332,363
Hattaway Communications Inc, 1717 Rhode Island NW STE 600WASHINGTONDC20036 communication 233,859
Education First Consulting LLC Tot, PO Box 22871SEATTLEWA981220871 Consulting 473,328
MindSHIFT Technologies Inc Total, 309 Waverley Oaks Road 301WALTHAMMA02452 Consulting 164,976
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet11
Form 990 (2013)
Form 990 (2013)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c  
d Related organizations...1d  
e Government grants (contributions)1e 4,605,316
f All other contributions, gifts, grants, and
similar amounts not included above
1f
59,219,182
g Noncash contributions included in lines
1a-1f:$
1,998,688
h Total. Add lines 1a-1f.......MediumBullet 63,824,498
 Program Service RevenueAmt Business Code
2a ADVISORY FEES 523930 4,026,151 4,026,151    
b ASSESSMENT FEES 523920 485,735 485,735    
c MEMBERSHIP DUES 525990 1,803,800 1,803,800    
d ASSESSMENT FEES/CONTRACTS (SPONSORED PROJECTS) 900099 1,245,220 1,245,220    
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 7,560,906
 OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 860,971   -1,612 862,583
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties...........MediumBullet 42,000     42,000
(i) Real (ii) Personal
6a Gross rents 211,649  
b Less: rental expenses    
c Rental income or (loss) 211,649 0
d Net rental income or (loss).......MediumBullet 211,649     211,649
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 6,929,292  
b Less: cost or other basis and sales expenses 6,205,708  
c Gain or (loss) 723,584  
d Net gain or (loss)..........MediumBullet 723,584     723,584
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ..
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet 0    
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet 0      
Miscellaneous Revenue Business Code
11a PASS THROUGH GRANTS 900099 165,750 165,750    
b BAD DEBT RECLASS 900099 79,114     79,114
c MISCELLANEOUS 900099 15,196     15,196
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 260,060
12 Total revenue. See Instructions......MediumBullet 73,483,668 7,726,656 -1,612 1,934,126
Form 990 (2013)
Form 990 (2013)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 26,743,070 26,743,070
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 0  
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 7,227,516 7,227,516
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 1,427,658 951,820 475,410 428
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 0      
7 Other salaries and wages 10,007,027 6,671,685 3,332,340 3,002
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 722,340 481,584 240,539 217
9 Other employee benefits ....... 1,149,992 766,700 382,947 345
10 Payroll taxes ........... 1,050,859 700,608 349,936 315
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 123,036 82,028 40,971 37
c Accounting ........... 161,165 107,449 53,668 48
d Lobbying ........... 0      
e Professional fundraising services. See Part IV, line 17 128,506 128,506
f Investment management fees ...... 59,477 39,653 19,806 18
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 4,552,383 3,119,450 1,560,037 -127,104
12 Advertising and promotion .... 1,385,027 923,397 461,214 416
13 Office expenses ....... 827,756 551,865 275,643 248
14 Information technology ...... 0      
15 Royalties .. 0      
16 Occupancy ........... 2,695,270 1,796,936 897,525 809
17 Travel ............ 1,349,720 899,858 449,457 405
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 0      
20 Interest ........... 119,514 79,680 39,798 36
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 254,690 169,802 84,812 76
23 Insurance .............. 75,407 50,274 25,110 23
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a PROGRAM RELATED FEES 909,679 909,679    
b RESEARCH FEES 2,116,320 2,116,320    
c GRANTS ASSESSMENT 595,977 595,977    
d BAD DEBT EXPENSE 72,720 48,482 24,216 22
e All other expenses 787,493 525,021 262,236 236
25 Total functional expenses. Add lines 1 through 24e 64,542,602 55,558,854 8,975,665 8,083
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2013)
Form 990 (2013)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year
(B)
End of year
Assets 1 Cash–non-interest-bearing ............. 3,011,944 1 15,162,129
2 Savings and temporary cash investments ......... 23,012,009 2 23,010,537
3 Pledges and grants receivable, net ........... 1,174,017 3 349,250
4 Accounts receivable, net ............. 1,229,533 4 1,020,312
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
0 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
0 6 0
7 Notes and loans receivable, net ............. 0 7 0
8 Inventories for sale or use .............. 0 8 0
9 Prepaid expenses and deferred charges .......... 169,386 9 99,343
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 2,721,842
b Less: accumulated depreciation ..... 10b 1,196,811 1,596,622 10c 1,525,031
11 Investments—publicly traded securities .......... 23,147,380 11 27,134,608
12 Investments—other securities. See Part IV, line 11 ..... 4,152,936 12 4,442,049
13 Investments—program-related. See Part IV, line 11 ..... 1,000,000 13 1,000,000
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 0 15 0
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 58,493,827 16 73,743,259
Liabilities 17 Accounts payable and accrued expenses ......... 1,376,890 17 2,979,370
18 Grants payable ................. 103,364 18 2,726,849
19 Deferred revenue ................ 4,865,558 19 4,676,076
20 Tax-exempt bond liabilities ............. 0 20 0
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 1,275,000 23 1,065,000
24 Unsecured notes and loans payable to unrelated third parties .... 0 24 0
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 1,735,089 25 1,636,239
26 Total liabilities. Add lines 17 through 25......... 9,355,901 26 13,083,534
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 36,459,843 27 43,958,245
28 Temporarily restricted net assets ........... 12,678,083 28 16,701,480
29 Permanently restricted net assets ........... 0 29 0
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 49,137,926 33 60,659,725
34 Total liabilities and net assets/fund balances ........ 58,493,827 34 73,743,259
Form 990 (2013)
Form 990 (2013)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
73,483,668
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
64,542,602
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
8,941,066
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
49,137,926
5
Net unrealized gains (losses) on investments ...............
5
2,799,707
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-218,974
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
60,659,725
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
Rockefeller Philanthropy Advisors INC
 
Employer identification number

13-3615533
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 29,507,357 35,218,801 79,019,333 41,754,138 63,824,498 249,324,127
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......           0
3 The value of services or facilities furnished by a governmental unit to the organization without charge..           0
4 Total. Add lines 1 through 3 29,507,357 35,218,801 79,019,333 41,754,138 63,824,498 249,324,127
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 78,111,977
6 Public support. Subtract line 5 from line 4. 171,212,150
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
7 Amounts from line 4.. 29,507,357 35,218,801 79,019,333 41,754,138 63,824,498 249,324,127
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 815,528 729,346 1,053,546 1,154,472 1,114,620 4,867,512
9 Net income from unrelated business activities, whether or not the business is regularly carried on..           0
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.).. 532,294 546,659 110,252 103,511 260,060 1,552,776
11 Total support (Add lines 7 through 10). 255,744,415
12
12
22,830,480
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here.................................................right arrow
Section C. Computation of Public Support Percentage
14
14
66.947 %
15
15
67.658 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Name of the organization
Rockefeller Philanthropy Advisors INC
 
Employer identification number

13-3615533
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 2
Name of organization
Rockefeller Philanthropy Advisors INC
 
Employer identification number

13-3615533
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
RESTRICTED
RESTRICTED
 

   
RESTRICTED
RESTRICTED
RESTRICTED, RESTRICTEDRESTRICTED

$RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 3
Name of organization
Rockefeller Philanthropy Advisors INC
 
Employer identification number

13-3615533
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 4
Name of organization
Rockefeller Philanthropy Advisors INC
 
Employer identification number

13-3615533
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  

Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.SchCMd Bullet Information about Schedule C (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
If the organization answered "Yes" to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
Rockefeller Philanthropy Advisors INC
 
Employer identification number

13-3615533
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2013

Schedule C (Form 990 or 990-EZ) 2013
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.)
(a) Filing
organization's
totals
(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ...... 0  
b Total lobbying expenditures to influence a legislative body (direct lobbying) ....... 168,000  
c Total lobbying expenditures (add lines 1a and 1b) ................... 168,000  
d Other exempt purpose expenditures ........................ 64,374,602  
e Total exempt purpose expenditures (add lines 1c and 1d) ............... 64,542,602  
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.
1,000,000  
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) ................. 250,000  
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in)
(a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) Total
2a Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
b Lobbying ceiling amount
(150% of line 2a, column(e))
6,000,000
c Total lobbying expenditures 13,000 0 0 168,000 181,000
d Grassroots nontaxable amount 250,000 250,000 250,000 250,000 1,000,000
e Grassroots ceiling amount
(150% of line 2d, column (e))
1,500,000
f Grassroots lobbying expenditures 13,000 0 0 0 13,000
Schedule C (Form 990 or 990-EZ) 2013


Schedule C (Form 990 or 990-EZ) 2013
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
 
 
c
Media advertisements? ....................................
 
 
 
d
Mailings to members, legislators, or the public? .........................
 
 
 
e
Publications, or published or broadcast statements? .......................
 
 
 
f
Grants to other organizations for lobbying purposes? .......................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
 
 
i
Other activities? ..........................
 
 
 
j
Total. Add lines 1c through 1i ...............................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2013

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions. SchDMd Bullet Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
Rockefeller Philanthropy Advisors INC
 
Employer identification number

13-3615533
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 81  
2 Aggregate contributions to (during year) ... 11,360,776  
3 Aggregate grants from (during year) ..... 12,534,536  
4 Aggregate value at end of year ........ 26,263,212  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance ....          
b Contributions ........          
c Net investment earnings, gains, and losses          
d Grants or scholarships .....          
e Other expenditures for facilities
and programs ........
         
f Administrative expenses ....          
g End of year balance ......          
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet  
c
Temporarily restricted endowment SchDMd Bullet  
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
 
(ii) related organizations ........................
3a(ii)
 
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................      
b Buildings ................        
c Leasehold improvements ............   1,562,017 594,911 967,106
d Equipment ................   1,159,825 601,900 557,925
e Other .................        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 1,525,031
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) GLOBAL EQUITY FUNDS
4,442,049 F








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 4,442,049
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes 0
ACCRUED PENSION AND POSTRETIRE 592,999
CAPITAL LEASE 45,748
DEFERRED LIABILITIES 997,492






Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 1,636,239
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 76,204,261
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 2,799,707
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e 2,799,707
3 Subtract line 2e from line 1..................... 3 73,404,554
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b 79,114
c Add lines 4a and 4b....................... 4c 79,114
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 73,483,668
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 64,463,488
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d -79,114
e Add lines 2a through 2d...................... 2e -79,114
3 Subtract line 2e from line 1..................... 3 64,542,602
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 64,542,602
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
Schedule D, Part X, Line 2 RPA recognizes the tax effects form an uncertain tax position in the financial statements only if the position is "more-likely-than-not" to be sustained if the position were to be challenged by a taxing authority. The assessment of the tax position is based solely on the technical merits of the position, without regard to the likelihood that the tax position may be challenged. RPA is exempt from federal income taxation by virtue of being an organization described in Section 501(c)(3) of the Internal revenue Code. Nevertheless, RPA may be subject to tax on income unrelated to its exempt purpose, unless that income is otherwise excluded by the Code. The tax years ending December 31, 2010, 2011, 2012 and 2013 are still open for audit for both federal and state purposes. As of December 31, 2013, management determined that there are no uncertain tax positions within its financial statements.
Schedule D, Part XI & XII Line 4b & 2b Bad Debt Reclass - $79,114
Schedule D (Form 990) 2013

Additional Data


Software ID:  
Software Version:  




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.Right pointing arrow large image Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
Rockefeller Philanthropy Advisors INC
 
Employer identification number

13-3615533
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers.Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ...............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region
(f) Total expenditures
for and investments
in region
East Asia and the Pacific 0 0 Grantmaking   3,863,084
Europe (Including Iceland and Greenland) 0 0 Grantmaking   1,516,887
South America 0 0 Grantmaking   624,342
North America 0 0 Grantmaking   543,001
South Asia 0 0 Grantmaking   178,385
Sub-Saharan Africa 0 0 Grantmaking   501,817
Europe (Including Iceland and Greenland) 0 0 Investments   4,442,049
           
           
           
           
           
           
           
           
           
           
3a Sub-total ..... 0 0 11,669,565
b Total from continuation sheets to Part I ...      
c Totals (add lines 3a and 3b) 0 0 11,669,565
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(c) Region (d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount
of non-cash
assistance
(h) Description
of non-cash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
Middle East and North Africa Support 10,000        
East Asia and the Pacific Support 50,000        
East Asia and the Pacific Support 50,000        
East Asia and the Pacific Support 50,000        
East Asia and the Pacific Support 30,000        
East Asia and the Pacific Support 20,000        
East Asia and the Pacific Support 20,000        
East Asia and the Pacific Support 54,415        
East Asia and the Pacific Support 35,000        
East Asia and the Pacific Support 25,000        
East Asia and the Pacific Support 10,000        
East Asia and the Pacific Support 70,000        
East Asia and the Pacific Support 35,000        
East Asia and the Pacific Support 10,000        
East Asia and the Pacific Support 10,000        
East Asia and the Pacific Support 10,000        
East Asia and the Pacific Support 50,000        
East Asia and the Pacific Support 15,000        
East Asia and the Pacific Support 50,000        
East Asia and the Pacific Support 50,000        
East Asia and the Pacific Support 45,000        
East Asia and the Pacific Support 50,000        
East Asia and the Pacific Support 20,000        
East Asia and the Pacific Support 20,000        
East Asia and the Pacific Support 20,000        
East Asia and the Pacific Support 200,000        
East Asia and the Pacific Support 70,000        
East Asia and the Pacific Support 40,000        
East Asia and the Pacific Support 50,000        
East Asia and the Pacific Support 50,000        
East Asia and the Pacific Support 50,000        
East Asia and the Pacific Support 30,000        
East Asia and the Pacific Support 30,000        
East Asia and the Pacific Support 40,000        
East Asia and the Pacific Support 25,000        
East Asia and the Pacific Support 25,000        
East Asia and the Pacific Support 10,000        
East Asia and the Pacific Support 70,000        
East Asia and the Pacific Support 25,000        
East Asia and the Pacific Support 50,000        
East Asia and the Pacific Support 70,000        
East Asia and the Pacific Support 50,000        
East Asia and the Pacific Support 54,115        
East Asia and the Pacific Support 50,000        
East Asia and the Pacific Support 75,000        
East Asia and the Pacific Support 25,000        
East Asia and the Pacific Support 25,000        
North America Support 20,000        
North America Support 15,000        
North America Support 15,000        
North America Support 10,000        
North America Support 15,000        
North America Support 10,000        
North America Support 25,000        
North America Support 60,000        
North America Support 50,000        
North America Support 10,000        
North America Support 10,000        
North America Support 10,000        
North America Support 10,000        
North America Support 15,000        
North America Support 20,000        
North America Support 10,000        
North America Support 10,000        
North America Support 40,000        
North America Support 20,000        
North America Support 10,000        
North America Support 10,000        
North America Support 8,000        
North America Support 50,000        
East Asia and the Pacific Support 50,000        
East Asia and the Pacific Support 30,000        
East Asia and the Pacific Support 30,000        
East Asia and the Pacific Support 48,387        
East Asia and the Pacific Support 75,000        
East Asia and the Pacific Support 40,323        
East Asia and the Pacific Support 62,497        
East Asia and the Pacific Support 62,788        
East Asia and the Pacific Support 50,000        
East Asia and the Pacific Support 300,000        
East Asia and the Pacific Support 25,000        
East Asia and the Pacific Support 49,000        
East Asia and the Pacific Support 49,000        
East Asia and the Pacific Support 62,330        
East Asia and the Pacific Support 65,000        
East Asia and the Pacific Support 80,000        
East Asia and the Pacific Support 85,000        
East Asia and the Pacific Support 30,831        
East Asia and the Pacific Support 36,056        
East Asia and the Pacific Support 23,438        
East Asia and the Pacific Support 5,230        
East Asia and the Pacific Support 14,160        
East Asia and the Pacific Support 74,960        
East Asia and the Pacific Support 80,000        
East Asia and the Pacific Support 44,342        
East Asia and the Pacific Support 42,424        
East Asia and the Pacific Support 31,250        
South America Support 65,552        
South America Support 387,790        
East Asia and the Pacific Support 166,018        
East Asia and the Pacific Support 166,520        
Central America and the Caribbean Support 10,000        
Central America and the Caribbean Support 20,000        
Central America and the Caribbean Support 20,000        
Central America and the Caribbean Support 20,000        
Central America and the Caribbean Support 20,000        
Central America and the Caribbean Support 20,000        
Central America and the Caribbean Support 20,000        
Central America and the Caribbean Support 21,000        
Europe (Including Iceland and Greenland) Support 7,981        
Europe (Including Iceland and Greenland) Support 50,000        
Europe (Including Iceland and Greenland) Support 15,000        
Europe (Including Iceland and Greenland) Support 15,000        
Europe (Including Iceland and Greenland) Support 20,000        
Europe (Including Iceland and Greenland) Support 100,000        
Europe (Including Iceland and Greenland) Support 7,822        
Europe (Including Iceland and Greenland) Support 8,029        
Europe (Including Iceland and Greenland) Support 9,413        
Europe (Including Iceland and Greenland) Support 7,848        
Europe (Including Iceland and Greenland) Support 10,500        
Europe (Including Iceland and Greenland) Support 7,951        
Europe (Including Iceland and Greenland) Support 20,000        
Europe (Including Iceland and Greenland) Support 10,000        
Europe (Including Iceland and Greenland) Support 8,158        
Europe (Including Iceland and Greenland) Support 10,000        
Europe (Including Iceland and Greenland) Support 10,018        
Europe (Including Iceland and Greenland) Support 6,339        
Europe (Including Iceland and Greenland) Support 20,000        
Europe (Including Iceland and Greenland) Support 8,248        
Europe (Including Iceland and Greenland) Support 20,000        
Europe (Including Iceland and Greenland) Support 10,000        
Europe (Including Iceland and Greenland) Support 50,000        
Europe (Including Iceland and Greenland) Support 60,000        
Europe (Including Iceland and Greenland) Support 12,500        
Europe (Including Iceland and Greenland) Support 37,500        
Sub-Saharan Africa Support 50,000        
Sub-Saharan Africa Support 36,500        
Sub-Saharan Africa Support 36,500        
South Asia Support 75,000        
South Asia Support 43,385        
Europe (Including Iceland and Greenland) Support 50,000        
Europe (Including Iceland and Greenland) Support 10,000        
Europe (Including Iceland and Greenland) Support 135,000        
Sub-Saharan Africa Support 23,529        
Sub-Saharan Africa Support 25,000        
Sub-Saharan Africa Support 255,000        
Sub-Saharan Africa Support 13,838        
Sub-Saharan Africa Support 49,950        
North America Support 90,001        
Europe (Including Iceland and Greenland) Support 130,000        
East Asia and the Pacific Support 25,000        
East Asia and the Pacific Support 25,000        
East Asia and the Pacific Support 20,000        
East Asia and the Pacific Support 10,000        
East Asia and the Pacific Support 10,000        
Sub-Saharan Africa Support 11,500        
Europe (Including Iceland and Greenland) Support 75,000        
Europe (Including Iceland and Greenland) Support 10,000        
Europe (Including Iceland and Greenland) Support 45,000        
Europe (Including Iceland and Greenland) Support 10,000        
Europe (Including Iceland and Greenland) Support 10,000        
Europe (Including Iceland and Greenland) Support 40,000        
Europe (Including Iceland and Greenland) Support 50,000        
Europe (Including Iceland and Greenland) Support 125,000        
Europe (Including Iceland and Greenland) Support 10,000        
Europe (Including Iceland and Greenland) Support 25,000        
Europe (Including Iceland and Greenland) Support 16,000        
Europe (Including Iceland and Greenland) Support 30,299        
Europe (Including Iceland and Greenland) Support 25,000        
Europe (Including Iceland and Greenland) Support 15,000        
Europe (Including Iceland and Greenland) Support 10,000        
Europe (Including Iceland and Greenland) Support 50,000        
Europe (Including Iceland and Greenland) Support 10,000        
Europe (Including Iceland and Greenland) Support 50,000        
Europe (Including Iceland and Greenland) Support 15,000        
Europe (Including Iceland and Greenland) Support 10,000        
South America Support 15,000        
South Asia Support 30,000        
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
185
3
Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
non-cash
assistance
(g) Description
of non-cash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)...............................................
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
Part I, Line 2 Rockefeller Philanthropy Advisors Inc. has a strong commitment to accountability and sound governance, as expressed in its by-laws and board of Directors policies and procedures to reduce the likelihood that grants recommended or administered by Rockefeller Philanthropy Advisors, Inc., including those distributed through its charitable giving funds (the Philanthropic Collaborative or TPC), Will be diverted for inappropriate purposes, the organization has adopted general principles, practices, and due diligence procedures. These criteria include compliance with IRS guidelines and other industry best practices and more specifically include the following: 1.Pre-ward screening criteria 2.Anti-terrorism research - List checking 3.Information gathering FROM both grantee and independent sources- extent based on internal criteria for pre-ward screening 4.Internal document review and approval against RPA standards 5.Risk assessment and if necessary more detailed review 6.Written agreements 7.Post ward monitoring for compliance based on individual circumstances for both program and financial reporting. All grants issued by Rockefeller Philanthropy Advisors are general support grants; to the extent any additional information is required about a specific grant, that information is available upon request.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2013
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
right arrowInformation about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
Rockefeller Philanthropy Advisors INC
 
Employer identification number

13-3615533
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser)
(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity
(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i)
(vi) Amount paid to
(or retained by)
organization
Yes No
Garwood Events
225 West 106th Street
Suite 15M
new york, NY10025
fundraising consultant   No 270,850 40,000 230,850
The McElwee Group Fundraising Consultant   No 100,000 56,506 43,494
The Kavelman Group fundraising consultant   No   32,000  
             
             
             
             
             
             
             
Total .................right arrow 370,850 128,506 274,344
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
AL, AK, AR, CA, CO, CT, DC, FL, GA, HI, IL, KS, KY, ME, MD, MA, MI, MN, MS, NH, NJ, NM, NY, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WA, WV, WI
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

 
(event type)
(b) Event #2

 
(event type)
(c) Other events

 
(total number)
(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . .        
2 Less: Contributions . .        
3 Gross income (line 1
minus line 2) . . .
       
VerticalDirectExpenses 4 Cash prizes . . .        
5 Noncash prizes . .        
6 Rent/facility costs . .        
7 Food and beverages .        
8 Entertainment . . .        
9 Other direct expenses .        
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow  
11 Net income summary. Subtract line 10 from line 3, column (d)........... right arrow  
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo
(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
%
%
%
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
%
b
An outside facility ........................
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2013
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
Rockefeller Philanthropy Advisors INC
 
Employer identification number
13-3615533
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government
(b) EIN (c) IRC Code section
if applicable
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
non-cash assistance
(h) Purpose of grant
or assistance
(1) Accidental Repertory Theater
555 Eight Avenue Suite 403
New York,NY10018
43-2106773 501(c)(3) 15,000       Support
(2) Adobe Foundation Inc
5906 Overlea Road
Bethesda,MD20816
85-0442799 501(c)(3) 6,000       Support
(3) Advance Illinois
50 East Washington Street
Chicago,IL60602
26-2052733 501(c)(3) 250,000       Support
(4) African Parks Association
PO BOX 2262
New York,NY10021
30-0241904 501(c)(3) 10,000       Support
(5) Alaska Conservation
441 West 5th Avenue
Anchorage,AL995012340
92-0061466 501(c)(3) 12,500       Support
(6) All Saints Academy
5001 State Road 540 West
Winter Haven,FL33880
59-3246571 501(c)(3) 30,000       Support
(7) Allegheny General Hospital
320 E North Avenue
Pittsburgh,PA15212
25-0969492 501(c)(3) 30,000       Support
(8) America Votes Education and Action Fund
1155 Connecticut Avenue
Washington,DC20036
26-4568349 501(c)(4) 50,000       legislative initiative
(9) American Association of Colleges of Nursing
One Dupont Circle
Washington,DC20036
52-0971333 501(c)(3) 55,000       Support
(10) American Friends of Blerancourt Inc
20 West 44th Street
New York,NY10036
22-3019075 501(c)(3) 10,000       Support
(11) American Heart Association
816 South Figueroa Street
Los Angeles,CA900172400
13-5613797 501(c)(3) 30,000       Support
(12) American Heart Association - TX
7272 Greenville Avenue
Dallas,TX75231
13-5613797 501(c)(3) 20,000       Support
(13) American Humane Association
1400 16th St
Washington,DC20036
84-0432950 501(c)(3) 37,000       Support
(14) American Instit for Res & Behavioral Science
1000 Thomas Jefferson St
Washington,DC20007
25-0965219 501(c)(3) 300,000       Support
(15) American Progress Action Fund
1333 H Street
Washington,DC20005
30-0192708 501(c)(4) 100,000       legislative initiative
(16) American Red Cross
430 17th Street
Washington,DC20006
53-0196605 501(c)(3) 10,000       Support
(17) Animal Welfare Institute
PO Box 3650
Washington,DC20007
13-5655952 501(c)(3) 6,000       Support
(18) Arizona Chamber Foundation
3200 N Central Ave
Phoenix,AZ85012
20-5129621 501(c)(3) 50,000       Support
(19) Art In General Inc
79 Walker Street
New York,NY100133523
13-3472869 501(c)(3) 25,000       Support
(20) Arverne Pilgrim Church
7416 Beach Channel Drive
Arverne,NY116921004
11-3543530 501(c)(3) 20,000       Support
(21) Asian Cultural Council
6 West 48th St 12th Floor
New York,NY100361802
13-3018822 501(c)(3) 125,000       Support
(22) Asian Cultural Council Inc
6 West 48th St 12th Floor
New York,NY100361802
13-3018822 501(c)(3) 19,000       Support
(23) Bankable Frontier Associates LLC
48 Grove Street Suite 205
Somerville,MA02144
20-4108833 501(c)(3) 116,165       Support
(24) Beth Israel Deaconess Medical Center
Research Finance E/BR
Boston,MA02215
04-2103881 501(c)(3) 35,889       Support
(25) Black Watch Council of Ticonderoga Inc
176 East 77th Street
New York,NY10075
14-1762494 501(c)(3) 11,000       Support
(26) Blue Earth Alliance
PO Box 4490
Seattle,WA98194
91-1682270 501(c)(3) 7,000       Support
(27) BlueVoiceorg
10 Sunfish Drive
St Augustine,FL32080
68-0458549 501(c)(3) 30,000       Support
(28) Boys Club Of New York Inc
287 East 10th Street
New York,NY10009
13-5591750 501(c)(3) 6,000       Support
(29) Brady Center to Prevent Gun Violence
1225 Eye Street
Washington,DC20005
52-1285097 501(c)(3) 8,000       Support
(30) Bronx Community Health Network Inc
One Fordham Plaza
Bronx,NY10458
13-3905296 501(c)(3) 20,000       Support
(31) Bronx Museum of the Arts Inc
1040 Grand Concourse
Bronx,NY10456
13-2709368 501(c)(3) 25,000       Support
(32) Brown University
PO Box 1979
Providence,RI02912
05-0258809 501(c)(3) 44,500       Support
(33) Buffalo ReformED
347 East Ferry Street
Buffalo,NY14208
27-2881442 501(c)(3) 50,000       Support
(34) California Community Foundation
445 S Figueroa St
Los Angeles,CA90071
95-3510055 501(c)(3) 60,667       Support
(35) Californians for Justice Education Fund
520 Third Street
Oakland,CA94607
94-3256009 501(c)(3) 300,000       Support
(36) Calvary Tabernacle of Coney Island
2828 Neptune Ave
Brooklyn,NY11224
51-0142296 501(c)(3) 20,000       Support
(37) Campaign for America's Future
1825 K Street
Washington,DC20006
52-1861766 501(c)(4) 10,000       legislative initiative
(38) Campaign for College Opportunity
900 Wilshire Blvd
Los Angeles,CA90017
20-0427622 501(c)(3) 110,000       Support
(39) Causecentric Productions Inc
9 Benchmark Rd
Sherman,CT06784
27-3264552 501(c)(3) 10,000       Support
(40) Cedars-Sinai Medical Center
127 San Vincente blvd
Los Angeles,CA90048
95-1644600 501(c)(3) 35,889       Support
(41) Center for Educational Innovation
28 West 44th St
New York,NY10036
13-4113613 501(c)(3) 100,000       Support
(42) Center for Independent Documentary
680 South Main St
Sharon,MA02067
04-2738458 501(c)(3) 7,000       Support
(43) Children Now
1212 Broadway
Oakland,CA94612
94-3059243 501(c)(3) 900,000       Support
(44) Citizens Against Toxic Exposure
1120 North G St
Pensacola,FL32501
59-3176118 501(c)(3) 7,000       Support
(45) City Parks Foundation
830 Fifth Avenue
New York,NY10021
13-3561657 501(c)(3) 20,150       Support
(46) City Year New York
20 West 22nd St
New York,NY10010
22-2382549 501(c)(3) 15,000       Support
(47) Cleveland Clinic
9500 Euclid Ave
Cleveland,OH44195
34-0714585 501(c)(3) 35,889       Support
(48) College of the Atlantic
105 Eden Street
Bar Harbor,ME04609
23-7032625 501(c)(3) 12,500       Support
(49) Colonial Williamsburg Foundation
PO Box 1776
Williamsburg,VA231871776
54-0505888 501(c)(3) 12,000       Support
(50) Columbia University Medical Center
177 Ft Washington Ave
New York,NY10032
80-0496512 501(c)(3) 35,889       Support
(51) Columbus Learning Center Management Corp
4555 Central Ave
Columbus,IN47203
35-2120567 501(c)(3) 25,000       Support
(52) Community Center for Education Results
1200 5th Ave
Seattle,WA98101
27-1667560 501(c)(3) 25,000       Support
(53) Community Foundation for Greater Buffalo
726 Exchange St
Buffalo,NY14210
22-2743917 501(c)(3) 25,000       Support
(54) Community Foundation Of Greater Greensboro Inc
330 South Green St
Greensboro,NC27401
22-2743917 501(c)(3) 25,000       Support
(55) Compatible Technology International
800 Transfer Rd
St Paul,MN55082
41-1400421 501(c)(3) 25,000       Support
(56) Conservation International Foundation
2011 Crystal Dr
Arlington,VA22202
52-1497470 501(c)(3) 650,000       Support
(57) Cornerstone Campaign
660 Pennsylvania Ave
Washington,DC20003
05-0528669 501(c)(3) 574,250       Support
(58) Council for a Strong America
1212 New York Ave
Washington,DC20005
13-3840271 501(c)(3) 250,000       Support
(59) Council of Chief State School Officers
One Massachusetts Ave
Washington,DC20001
53-0198090 501(c)(3) 1,025,000       Support
(60) Countywide Family Development Center Inc
PO Box 6486
Laurel,MS39441
32-0172373 501(c)(3) 7,000       Support
(61) Creative Time Inc
59 East 4th Street
New York,NY10003
13-2835847 501(c)(3) 40,422       Support
(62) DC Preparatory Academ
707 Edgewood Street
Washington,DC20017
02-0550253 501(c)(3) 6,000       Support
(63) Deerfield Academy
7 Boyden Lane
Deerfield,MA01342
04-2103563 501(c)(3) 127,500       Support
(64) Development in Gardening
PO Box 18138
Denver,CO80218
20-4708212 501(c)(3) 20,800       Support
(65) Doctors Without Borders
333 Seventh Ave
New York,NY100015004
13-3433452 501(c)(3) 52,000       Support
(66) Duke University
2301 Erwin Rd
Durham,NC27710
56-0532129 501(c)(3) 35,889       Support
(67) Duke University School of Nursing
Box 104004
Durham,NC27708
56-0532129 501(c)(3) 10,000       Support
(68) EarthRights International
1612 K St NW Suite 401
Washington,DC20006
04-3265555 501(c)(3) 20,000       Support
(69) East River Development Alliance
12-11 40th Avenue
Long Island City,NY11101
86-1096987 501(c)(3) 20,000       Support
(70) Eastern Iowa Community Colleges
306 West River Drive
Davenport,IA52801
42-1430209 501(c)(3) 25,000       Support
(71) EdSource Inc
436 14th Street
Oakland,CA94612
94-2434900 501(c)(3) 350,000       Support
(72) Educate
PO Box 4847
Boulder,CO80306
84-1648607 501(c)(3) 25,000       Support
(73) Education Trust West
1814 Franklin St
Oakland,CA94612
52-1982223 501(c)(3) 220,000       Support
(74) EdVoice Institute for Research & Education
1107 9th St
Sacramento,CA95814
20-5320422 501(c)(3) 250,000       Support
(75) Environmental Defense Fund
1875 Connecticut Ave
Washington,DC20009
11-6107128 501(c)(3) 7,000       Support
(76) Expect More Arizona
2415 E Camelback Rd
Phoenix,AZ85016
45-3681012 501(c)(3) 250,000       Support
(77) Fe y Justicia Worker Center
1805 W Alabama St
Houston,TX77098
45-3855515 501(c)(3) 7,000       Support
(78) First Congregational Church of Rockaway
320 Beach 94th St
Rockaway Beach,NY11693
13-5598860 501(c)(3) 20,000       Support
(79) First Presbyterian Church of Bayou Blue
3200 Highway 316
Gray,LA70359
23-6393377 501(c)(3) 6,500       Support
(80) Florida College System Foundation
325 West Gaines St
Tallahassee,FL323990400
65-0530384 501(c)(3) 238,000       Support
(81) Food Animal Concerns Trust Inc
3525 W Peterson Ave
Chicago,IL606593314
36-3172605 501(c)(3) 7,000       Support
(82) Foundation for California Community Colleges
1102 Q Street
Sacramento,CA95811
68-0412350 501(c)(3) 930,000       Support
(83) Foundation for Civic Leadership
30 Bow Street
Cambridge,MA02138
32-0020584 501(c)(3) 5,250       Support
(84) Free for All Concert Fund
168 Brattle Street
Cambridge,MA02138
27-5457803 501(c)(3) 15,000       Support
(85) Friends of Grace Church School Inc
86 4th Avenue
New York,NY10003
13-6226003 501(c)(3) 10,000       Support
(86) Friends of the Morrill Homestead Inc
PO Box 98
Strafford,VT05072
03-0356732 501(c)(3) 6,000       Support
(87) Friends of Rockefeller State Park Preserve
PO Box 8444
Sleepy Hollow,NY10591
58-2295320 501(c)(3) 16,500       Support
(88) Full Gospel Tabernacle of Edgemere
361 Beach 42nd St
Edgemere,NY11691
06-1073382 501(c)(3) 20,000       Support
(89) Fuse Washington
1042 Third Ave
Seattle,WA98101
26-0573960 501(c)(3) 100,000       Support
(90) George Washington University
2150 Pennsylvania Ave
Washington,DC20037
53-0196584 501(c)(3) 30,000       Support
(91) Georgetown University
3300 Whitehaven St
Washington,DC20007
53-0196603 501(c)(3) 25,000       Support
(92) Gram Vikas USA
185 Canal Street
Shelton,CT06484
45-5536030 501(c)(3) 10,000       Support
(93) Greater Houston Partnership Foundation
1200 Smith St
Houston,TX77002
20-8179135 501(c)(3) 25,000       Support
(94) Greater Phoenix Chamber of Commerce
201 N Central Ave
Phoenix,AZ85004
86-0046963 501(c)(3) 50,000       Support
(95) Greater Yellowstone Coalition Inc
215 S Wallace
Bozeman,MT59715
81-0414042 501(c)(3) 7,500       Support
(96) Greenpeace Fund Inc
702 H Street
Washington,DC20001
95-3313195 501(c)(3) 252,000       Support
(97) Greenwich Academy
200 North Maple Ave
Greenwich,CT06830
06-0653118 501(c)(3) 7,000       Support
(98) Guatemala Human Rights CommissionUSA
3321 12th St
Washington,DC20017
52-1295498 501(c)(3) 6,000       Support
(99) Hackley School
293 Benedict Ave
Tarrytown,NY10591
13-1740452 501(c)(3) 10,000       Support
(100) Haitian Education Initiative (HEI)
857 Post Road
Fairfield,CT06924
27-4250639 501(c)(3) 25,000       Support
(101) Hearthfire Inc
765 Bedford Rd
Tarrytown,NY10591
13-4133834 501(c)(3) 10,000       Support
(102) Hijra House
PO Box 927
Biloxi,MS39533
51-0650863 501(c)(3) 14,000       Support
(103) Historic Hudson Valley
639 Bedford Road
Pocantico Hills,NY10591
13-1692606 501(c)(3) 25,000       Support
(104) Hole in the Wall FDNSerious fun children's
122 East 42nd St
New York,NY10168
20-3865042 501(c)(3) 10,000       Support
(105) Horizons Foundation
550 Montgomery St
San Francisco,CA94111
94-2686530 501(c)(3) 50,000       Support
(106) HORN OF AFRICA EDUCATION DEVELOPMENT FUND
446 Main St
Worcester,MA016082302
20-7245709 501(c)(3) 20,000       Support
(107) Horticultural Society of New York Inc
148 West 37th St
New York,NY100186909
13-0854930 501(c)(3) 20,000       Support
(108) Hour Exchange Portland
516 Congress St
Portland,ME04101
01-0496955 501(c)(3) 25,000       Support
(109) Hunter College Foundation Inc
695 Park Ave
New York,NY10021
13-3598671 501(c)(3) 10,000       Support
(110) Ilex Foundation
84 Revere Street
Boston,MA02114
34-7089903 501(c)(3) 282,842       Support
(111) Indiana Commission for Higher Education
101 West Ohio St
Indianapolis,IN46204
35-6000158 501(c)(3) 237,200       Support
(112) International Fund for China's Environment
2421 Pennsylvania Ave
Washington,DC20037
54-1814885 501(c)(3) 201,859       Support
(113) INT'L Institute of Rural Reconstruction
40 Exchange Place
New York,NY10005
13-6175722 501(c)(3) 136,669       Support
(114) IS 126Q The Albert Shanker School For Visual and P
31 21st St
Long Island City,NY11101
95-3134383 501(c)(3) 15,000       Support
(115) Island Housing Trust
PO Box 851
Mount Desert,ME04660
22-2993615 501(c)(3) 11,000       Support
(116) Island Institute
386 Main Street
Rockland,ME04841
94-3057411 501(c)(3) 10,500       Support
(117) Johns Hopkins University
201 North Charles St
Baltimore,MD21201
52-0595110 501(c)(3) 84,389       Support
(118) Just Detention International
3325 Wilshire Blvd
Los Angeles,CA90010
13-3711840 501(c)(3) 42,000       Support
(119) Kentucky Council on Postsecondary Education
1024 Capital Center Drive
Frankfort,KY40601
61-0600439 501(c)(3) 244,000       Support
(120) Khan Academy
PO Box 1630
Mountain View,CA94042
26-1544963 501(c)(3) 110,000       Support
(121) Knowledgeworks Foundation
One W Fourth Street
Cincinnati,OH45202
31-1321973 501(c)(3) 25,000       Support
(122) Lawrenceville School
PO Box 6125
Lawrenceville,NJ08648
21-0634503 501(c)(3) 6,000       Support
(123) League of Conservation Voters Edu Fund
1920 L Street
Washington,DC20036
52-1379661 501(c)(3) 6,000       Support
(124) LegaSeas
1388 Parkers Trace
New Richmond,OH45157
36-4516825 501(c)(3) 29,500       Support
(125) Lenox Hill Cardiovascular Foundation
100 E 77th St
New York,NY10075
20-3576870 501(c)(3) 35,889       Support
(126) Long Island City High School
14-30 Broadway
Long Island City,NY11106
95-3941826 501(c)(3) 15,000       Support
(127) Los Angeles Area Chamber of Commerce Foundation
350 S Bixel Street
Los Angeles,CA90017
95-2597392 501(c)(3) 110,000       Support
(128) Los Angeles Parents Union
315 W 9th St
Los Angeles,CA90015
20-2207418 501(c)(3) 100,000       Support
(129) Louisiana Board of Regents
PO Box 3677
Baton Rouge,LA708213677
72-6000720 501(c)(3) 240,000       Support
(130) Loyola University Medical Center
2160 S First Avenue
Maywood,IL60153
36-4015560 501(c)(3) 35,889       Support
(131) Loyola University New Orleans
7214 St Charles Avenue
New Orleans,LA70118
72-0408946 501(c)(3) 10,000       Support
(132) Lutheran Church of the Good Shepherd
7420 Fourth Avenue
Brooklyn,NY11209
95-1809573 501(c)(3) 20,000       Support
(133) Maine Coast Heritage Trust
1 Bowdoin Mill Island
Topsham,ME04086
23-7099105 501(c)(3) 116,000       Support
(134) Maine Department of Education
23 State House Station
Augusta,ME04330
01-0533868 501(c)(3) 200,000       Support
(135) Maine Huts & Trails
375 N Main Street
Kingfield,ME04947
01-0537084 501(c)(3) 25,000       Support
(136) Marine Fish Conservation Network
600 Pennsylvania Ave
Washington,DC20003
20-4254493 501(c)(3) 200,000       Support
(137) Massachusetts Business Alliance for Edu
400 Atlantic Avenue
Boston,MA02110
04-3274600 501(c)(3) 350,000       Support
(138) Massachusetts Department of Higher Edu
One Ashburton Place
Boston,MA02108
04-6002284 501(c)(3) 236,000       Support
(139) Massachusetts General Hospital
55 Fruit Street
Boston,MA021142621
04-1564655 501(c)(3) 35,889       Support
(140) Mayo Clinic
200 First Street SW
Rochester,MN55905
41-1937751 501(c)(3) 35,889       Support
(141) MedStar Research Institute Inc
PO Box 418223
Boston,MA02241
52-6056274 501(c)(3) 35,889       Support
(142) Memorial Sloan-Kettering Cancer Center
1275 York Ave
New York,NY10021
13-1924236 501(c)(3) 7,000       Support
(143) Mexican Museum
Fort Mason Center
San Francisco,CA94123
23-7317504 501(c)(3) 55,000       Support
(144) Mexican-American Legal Defense & Educ Fund
634 South Spring St
Los Angeles,CA90014
74-1563270 501(c)(3) 250,000       Support
(145) Mianus River Gorge Preserve Inc
167 Mianus River Road
Bedford,NY10506
13-3523329 501(c)(3) 21,000       Support
(146) Miracle House
80 Eighth Avenue
New York,NY10011
22-3081068 501(c)(3) 20,000       Support
(147) Mount Desert Island Community Sailing
PO Box 116 168 Clark Point Road
Southwest Harbor,ME04679
01-0211486 501(c)(3) 10,000       Support
(148) Mount Sinai Medical Center
One Gustave Levy Place Box 1030
New York,NY10029
13-6271888 501(c)(3) 35,889       Support
(149) Multidisciplinary Assoc for Psychedelic
MAPS 309 Cedar Street 2323
Santa Cruz,CA95060
59-2751953 501(c)(3) 37,500       Support
(150) Municipal Art Society of New York
111 West 57th Street
New York,NY10019
13-5562288 501(c)(3) 14,000       Support
(151) Museum of Modern Art
11 West 53rd Street
New York,NY10019
13-1624100 501(c)(3) 22,500       Support
(152) Mystic Seaport
75 Greenmanville Avenue
Mystic,CT063550990
06-0653120 501(c)(3) 20,000       Support
(153) National Association of Mothers' Centers
1740 Old Jericho Turnpike
Jericho,NY11753
11-3242529 501(c)(3) 250,000       Support
(154) National Audubon Society
225 Varick Street
New York,NY10014
13-1624102 501(c)(3) 11,500       Support
(155) National Fish and Wildlife Foundation
1133 15th st
Washington,DC20005
52-1384139 501(c)(3) 25,000       Support
(156) National Jewish Health
1400 Jackson St
Denver,CO80206
74-2044647 501(c)(3) 10,000       Support
(157) National Park Foundation
1201 I Street
Washington,DC20005
52-1086761 501(c)(3) 25,000       Support
(158) Natural Resources Defense Council
40 West 20th Street
New York,NY10011
13-2654926 501(c)(3) 14,500       Support
(159) nrdc Action Fund
40 West 20th Street
New York,NY10011
13-3976062 501(c)(4) 13,000       legislative initiative
(160) New Economics Institute
1 Broadway
Cambridge,MA02142
03-0278626 501(c)(3) 12,500       Support
(161) New Garden Friends School Inc
Box 8141
Greensboro,NC27410
56-1002236 501(c)(3) 10,000       Support
(162) New Museum of Contemporary Art
235 Bowery Street
New York,NY10002
13-2986881 501(c)(3) 7,500       Support
(163) New York Center for Interpersonal Dvlp
130 Stuyvesant Place
Staten Island,NY10301
23-7085239 501(c)(3) 25,000       Support
(164) New York City Coalition Against Hunger
50 Broad Street
New York,NY10004
13-3471350 501(c)(3) 8,000       Support
(165) New York Public Radio
PO Box 1550
New York,NY101161550
13-3015230 501(c)(3) 10,000       Support
(166) New York University
726 Broadway
New York,NY100039580
13-5562308 501(c)(3) 9,500       Support
(167) New York-Presbyterian Fund Inc
525 East 68th St
New York,NY10065
13-3160356 501(c)(3) 15,000       Support
(168) NonProfit Innovations
601 Kappock St
Riverdale,NY10463
42-1587468 501(c)(3) 15,000       Support
(169) North Carolina Chamber Foundation
701 Corporate Chamber Fdn
Raliegh,NC27610
56-1918853 501(c)(3) 200,000       Support
(170) North Carolina Community College System
5016 Mail Service Center
Raleigh,NC276995016
56-1535785 501(c)(3) 236,500       Support
(171) North Carolina State University
1060 William Moore Dr
Raleigh,NC276074065
56-6000756 501(c)(3) 57,600       Support
(172) North Country School Inc
PO Box 187
Lake Placid,NY12946
14-1430542 501(c)(3) 100,000       Support
(173) North Shore University Hospital
300 Community Drive
Manhasset,NY11030
11-1562701 501(c)(3) 35,889       Support
(174) Northeast Indiana Foundation Inc
200 East Main St
Fort Wayne,IN46802
59-3812438 501(c)(3) 25,000       Support
(175) Northern Jaguar Project Inc
2114 W Grant Rd
Tucson,AZ85745
42-1554992 501(c)(3) 10,000       Support
(176) Northwestern University
633 clark street
evanston,IL60208
36-2167817 501(c)(3) 77,778       Support
(177) Oceana
1350 Connecticut Ave
Washington,DC20036
51-0401308 501(c)(3) 500,000       Support
(178) Office of Talent & Human Capital Memphis
125 N Main St
Memphis,TN38103
45-3216090 501(c)(3) 25,000       Support
(179) One Montana
2066 Stadium Dr
Bozeman,MT59715
84-1645549 501(c)(3) 10,000       Support
(180) Operation HomeCare Inc
300 Kentucky Ave
York,AL36925
20-4477032 501(c)(3) 7,000       Support
(181) Ophidian Research Institute
1530 Locust Street
Philadelphia,PA191024415
26-0033065 501(c)(3) 7,165       Support
(182) Oregon Dept of Comm Colleges & Workforce
255 Capitol St NE
Salem,OR97310
80-0383235 501(c)(3) 240,000       Support
(183) Oregon Health and Science University Fdn
1121 SW Salmon St
Portland,OR97239
23-7083114 501(c)(3) 45,889       Support
(184) Pacific News Service
275 9th Street
San Francisco,CA94103
94-1709509 501(c)(3) 100,000       Support
(185) Partnership for Children and Youth
1611 Telegraph Ave
Oakland,CA94612
04-3653529 501(c)(3) 155,000       Support
(186) Peconic Land Trust Incorporated
296 Hampton Rd
Southampton,NY119691776
11-2667021 501(c)(3) 6,000       Support
(187) People for the Ethical Treatment of Animals
501 Front Street
Norfolk,VA23510
52-1218336 501(c)(3) 7,000       Support
(188) Petey Greene Prisoner Assistance Program
57 N Tulane Street
Princeton,NJ08542
30-0499760 501(c)(3) 60,000       Support
(189) Phelps Memorial Hospital Center
701 North Broadway
Sleepy Hollow,NY10591
13-1725076 501(c)(3) 9,000       Support
(190) Philadelphia Foundation
1234 Market St
Philadelphia,PA19107
23-1581832 501(c)(3) 25,000       Support
(191) Physicians Committee for Responsible Med
5100 Wisconsin Ave
Washington,DC20016
52-1394893 501(c)(3) 7,000       Support
(192) Pittsburgh Foundation
Five PPG Pl Ste 250
Pittsburgh,PA15222
25-0965466 501(c)(3) 25,000       Support
(193) Pointe-au-Chien Indian Tribe
PO Box 416
Montegut,LA70377
72-1460716 501(c)(3) 7,000       Support
(194) Policy & Economic Research Council (PERC)
302 E Pettigrew St
Durham,NC27701
20-5179792 501(c)(3) 48,925       Support
(195) President and Fellows of Harvard College
1033 Massachusetts Avenue Third
Cambridge,MA02138
04-2103580 501(c)(3) 20,000       Support
(196) Princeton University
701 Carnegie Center
Princeton,NJ08540
21-0634501 501(c)(3) 144,474       Support
(197) ProgressNow Education
1600 University Ave
St Paul,MN55104
20-8720291 501(c)(3) 8,000       Support
(198) Public Advocates
131 Steuart St
San Francisco,CA94105
23-7103042 501(c)(3) 400,000       Support
(199) Public Conversations Project Inc
46 Kondazian St
Watertown,MA024722832
22-3432160 501(c)(3) 15,000       Support
(200) Public Education Fdn of Marion County
PO Box 670
Ocala,FL34478
59-2949915 501(c)(3) 6,295       Support
(201) Quebec Labrador Foundation
39 South Main St
Ipswich,MA01938
59-2949915 501(c)(3) 5,500       Support
(202) Quinnipiac University
275 Mount Carmel Ave
Hamden,CT06518
06-0646701 501(c)(3) 7,000       Support
(203) Regents of the University of California LA
405 Hilgard Avenue
Los Angeles,CA90095
41-6007513 501(c)(3) 35,889       Support
(204) Regents of the University of Minnesota
460 VMC 1365 Gotner Ave
St Paul,MN55108
41-6007513 501(c)(3) 65,389       Support
(205) Renew LLC
2020 Pennsylvania Ave
Washington,DC20006
26-0871721 501(c)(3) 95,000       Support
(206) Restaurant Opportunities Centers United
350 Seventh Avenue
New York,NY10001
01-0939141 501(c)(3) 30,000       Support
(207) Rockefeller Brothers Fund Inc
475 Riverside Drive
New York,NY10115
13-1760106 501(c)(3) 7,000       Support
(208) Rockefeller Family Fund Inc
475 Riverside Drive
New York,NY10115
13-6257658 501(c)(3) 73,000       Support
(209) Rockefeller University
1230 York Avenue
New York,NY10021
13-1624158 501(c)(3) 21,500       Support
(210) Rural China Education Foundation
PO Box 92424
Rochester,NY146920424
20-1054593 501(c)(3) 63,968       Support
(211) Rush University Medical Center
1700 W Van Buren
Chicago,IL60612
36-2174823 501(c)(3) 35,889       Support
(212) Sailors for the Sea
449 Thames Street
Newport,RI02840
51-0506943 501(c)(3) 61,000       Support
(213) San Francisco America's Cup Operating Comm
Pier 1 The Embarcadero
San Francisco,CA94111
27-3755222 501(c)(3) 10,000       Support
(214) Santa Ana College Foundation
1530 West 17th Street
Santa Ana,CA92706
95-6209198 501(c)(3) 25,000       Support
(215) Scripps Health
10666 North Torrey Pines Rd
La Jolla,CA92037
95-1684089 501(c)(3) 35,889       Support
(216) Self Help International
703 Second Avenue NW
Waverly,IA50677
42-0844679 501(c)(3) 25,000       Support
(217) Shared Interest Inc
121 West 27th Street
New York,NY10001
13-3836581 501(c)(3) 8,000       Support
(218) Shore Line Trolley Museum
17 River Street
East Haven,CT06512
06-6088826 501(c)(3) 25,000       Support
(219) Sierra Club Foundation
85 Second Street
San Francisco,CA94105
94-6069890 501(c)(3) 10,000       Support
(220) Smithsonian Institute
1500 Remount rd
Front Royal,VA22630
53-0206027 501(c)(3) 40,000       Support
(221) Social Accountability International Inc
15 West 44th St
New York,NY10036
13-3960591 501(c)(3) 6,000       Support
(222) Society for the Prev of Cruelty to animals
590 North State Road
Briarcliff Manor,NY10510
13-1740069 501(c)(3) 7,500       Support
(223) Spelman College
350 Spelman Lane
Atlanta,GA30314
58-0566243 501(c)(3) 9,750       Support
(224) St Bernard's School
4 East 98th Street
New York,NY10029
13-1255270 501(c)(3) 10,000       Support
(225) St Francis de Sales Church
129-16 Rockaway Beach Blvd
Belle Harbor,NY11694
36-2665039 501(c)(3) 20,000       Support
(226) St Johns Episcopal Church
9818 Fort Hamilton Parkway
Brooklyn,NY11209
11-6001534 501(c)(3) 20,000       Support
(227) St Luke's Chamber Ensemble Inc
330 West 42nd St
New York,NY10036
51-0201839 501(c)(3) 6,000       Support
(228) St Luke's Episcopal Hospital
6720 Bertner
Houston,TX77030
74-1161938 501(c)(3) 35,000       Support
(229) St Vincent Hospital Foundation
8333 Naab Road
Indianapolis,IN46260
35-6088862 501(c)(3) 35,889       Support
(230) Stand for Children
516 SE Morrison Street
Portland,OR97214
52-1957214 501(c)(3) 250,500       Support
(231) Stanford University
326 Galvez Street
Stanford,CA943056105
94-6174066 501(c)(3) 134,879       Support
(232) State of Colorado Department of Higher Edu
1560 Broadway
Denver,CO80202
84-0644739 501(c)(3) 254,499       Support
(233) Stone Barns Center for Food and Agriculture
630 Bedford Road
Pocantico Hills,NY10591
13-4150082 501(c)(3) 104,500       Support
(234) Stony Hill Stables Foundation
268 Town Lane Amagansett
New York,NY11930
13-4066366 501(c)(3) 25,000       Support
(235) Summit School
2100 Reynolda Road
Winston Salem,NC27106
56-0547519 501(c)(3) 10,000       Support
(236) Sustainable Long Island Inc
399 Conklin St
Farmingdale,NY11735
11-3464049 501(c)(3) 50,000       Support
(237) Swan's Island Educational Society
441 Atlantic Road
Swans Island,ME04685
01-0317540 501(c)(3) 10,000       Support
(238) Syracuse University
113 Browne Hall
Syracuse,NY13244
15-0532081 501(c)(3) 25,000       Support
(239) Teachers College
525 West 120th St
New York,NY10027
13-1624202 501(c)(3) 6,000       Support
(240) Tennessee Higher Education Commission
404 James Robertson Pkwy
Nashville,TN37243
10-4800173 501(c)(3) 180,000       Support
(241) TerraMar Project Inc
116 E 65th Street
New York,NY10065
45-5091884 501(c)(3) 20,000       Support
(242) Teton Regional Land Trust Inc
PO Box 247
Driggs,ID83422
94-3146525 501(c)(3) 10,000       Support
(243) The Advocacy Fund
PO Box 29229
San Francisco,CA94129
94-3153687 501(c)(4) 8,000       legislative initiative
(244) The Africa-America Institute
420 Lexington Ave
New York,NY101700002
53-0218859 501(c)(3) 8,000       Support
(245) The American Ideas Institute
4040 Fairfax Drive
Arlington,VA22203
27-0311492 501(c)(3) 11,000       Support
(246) The Armory Foundation
216 Fort Washington Ave
New York,NY10032
13-3680286 501(c)(3) 25,000       Support
(247) The Bhutan Foundation
3121 South Street NW
Washington,DC20007
13-3376290 501(c)(3) 6,000       Support
(248) The Board of Trustees The Leland Stanford
326 Galvez Street
Stanford,CA94305
94-1156365 501(c)(3) 464,400       Support
(249) The Boston Foundation Inc
75 Arlington Street
Boston,MA02116
04-6091590 501(c)(3) 25,000       Support
(250) The Bridge Fund
1730 Rhode Island Ave
Washington,DC20036
91-2144422 501(c)(3) 935,036       Support
(251) The Broad Institute Inc
7 Cambridge Center
Cambridge,MA02142
26-3428781 501(c)(3) 20,000       Support
(252) The Buckley School
113 East 73rd Street
New York,NY10021
13-1837409 501(c)(3) 8,200       Support
(253) The Cantata Singers Inc
161 First Street
Cambridge,MA02142
04-6138594 501(c)(3) 53,000       Support
(254) Center for Family & Community Development
5032 Huron Rd
Mobile,AL36619
26-2968278 501(c)(3) 7,000       Support
(255) The Center for Reproductive Rights
120 Wall Street
New York,NY10005
13-3669731 501(c)(3) 50,000       Support
(256) The Church of St Luke and St Matthew
520 Clinton Avenue
Brooklyn,NY11238
11-1666221 501(c)(3) 20,000       Support
(257) The Community Foundation of Louisville Inc
325 W Main Street
Louisville,KY40202
26-2968278 501(c)(3) 25,000       Support
(258) The East Hampton Historical Society
101 Main Street
East Hampton,NY11937
11-6035631 501(c)(3) 20,000       Support
(259) The Education Trust
306 South Washington Ave
Royal Oak,MI48067
52-1982223 501(c)(3) 125,000       Support
(260) Evangelical Lutheran Church of St Jacobi
5406 Fourth Avenue
Brooklyn,NY11220
91-1758010 501(c)(3) 20,000       Support
(261) The Floating Hospital
41- 40 27th Street
Long Island City,NY11101
13-1624169 501(c)(3) 7,500       Support
(262) The Foundation for Agricultural Integrity
179 Boylston Street
Jamaica Plain,MA02130
27-1175639 501(c)(3) 40,000       Support
(263) The Friends of Green Chimneys
400 Doansburg Road
Brewster,NY105090719
13-3897106 501(c)(3) 8,000       Support
(264) The Heinz Endowment
625 Liberty Avenue
Pittsburgh,PA15222
25-1721100 501(c)(3) 66,694       Support
(265) The Hitchcock Foundation
One Medical Center Drive
Lebanon,NH03756
02-0222139 501(c)(3) 30,000       Support
(266) The Jewish Foundation for the Righteous
305 7th Avenue
New York,NY10001
13-3807016 501(c)(3) 6,000       Support
(267) The Mountain School
151 Mountain Rd
Vershire,VT05079
68-0480736 501(c)(3) 10,000       Support
(268) The Museum Of Modern Art
11 West 53rd Street
New York,NY10019
13-1624100 501(c)(3) 30,000       Support
(269) The New School
150 West 85th Street
New York,NY10024
13-3297197 501(c)(3) 8,000       Support
(270) The Northern Forest Center Inc
PO Box 210
Concord,NH033020210
22-3458955 501(c)(3) 10,000       Support
(271) The Ohio State University
333 W 10th Avenue
Columbus,OH43210
31-1145986 501(c)(3) 192,371       Support
(272) The Ohio State University Foundation
660 Ackerman Road
Columbus,OH43202
31-1145986 501(c)(3) 35,889       Support
(273) The Ohio State Unin Wexner Med Center
376 W 10th Ave
Columbus,OH43210
31-1145986 501(c)(3) 35,889       Support
(274) The Olana Partnership
PO Box 199
Hudson,NY12534
14-1828430 501(c)(3) 8,000       Support
(275) The Parrish Art Museum
279 Montauk Highway
Watermill,NY11976
11-1782495 501(c)(3) 25,000       Support
(276) The Pew Charitable Trusts
901 E Street NW
Washington,DC20004
56-2307147 501(c)(3) 833,000       Support
(277) The Rectors and Visitors of the University of Virg
1001 North Emmet St
Charlottesville,VA22904
54-6001796 501(c)(3) 35,889       Support
(278) The Regents of the University of New Mexico HSC
1 University Drive
Albuquerque,NM87131
85-6000642 501(c)(3) 10,000       Support
(279) The Sapling Foundation
250 Hudson Street
New York,NY10013
94-3235545 501(c)(3) 12,500       Support
(280) The Synergos Institute Inc
3 East 54th Street
New York,NY10022
13-3392006 501(c)(3) 276,500       Support
(281) The Trustees of Columbia University
617 West 168th St Room 121
New York,NY10032
13-5598093 501(c)(3) 10,000       Support
(282) The University of Dayton
300 College Park
Dayton,OH45469
31-0536715 501(c)(3) 25,000       Support
(283) Tides Foundation
PO Box 29903
San Francisco,CA941290903
51-0198509 501(c)(3) 149,634       Support
(284) Town of Greenburgh
177 Hillside Avenue
Greenburgh,NY10607
13-6198294 501(c)(3) 10,000       Support
(285) Training Resources for the Envir Comm
600 Agua Fria Street
Santa Fe,NM87501
91-1919141 501(c)(3) 450,450       Support
(286) Trinity Lutheran Church
168 W 100th Street
New York,NY10025
13-3342240 501(c)(3) 20,000       Support
(287) Trout Unlimited
1300 N 17th St
Arlington,VA222092404
38-1612715 501(c)(3) 10,000       Support
(288) Trustees of Tufts College
44 Teele Ave
Somerville,MA02144
04-2103634 501(c)(3) 26,000       Support
(289) Tufts Medical Center
800 Washington St
Boston,MA02111
04-3400617 501(c)(3) 35,000       Support
(290) UC Regents
One Shields Ave
Davis,CA95616
94-6036494 501(c)(3) 91,778       Support
(291) Unitarian Church of All Souls
1157 Lexington Avenue
New York,NY10075
13-1782493 501(c)(3) 15,000       Support
(292) United for a Fair Economy Inc
1 Milk Street
Boston,MA02109
04-3286118 501(c)(3) 6,000       Support
(293) United Way of Central New Mexico
2340 Alamo Ave
Albuquerque,NM87106
85-0277138 501(c)(3) 25,000       Support
(294) United Way of San Antonio and Bexar County
PO Box 898
San Antonio,TX78293
74-1272381 501(c)(3) 25,000       Support
(295) University Enterprises Inc
6000 J Street
Sacramento,CA958196111
94-1337638 501(c)(3) 150,000       Support
(296) University Hospitals of Cleveland
11100 Euclid Ave
Cleveland,OH44106
34-6512673 501(c)(3) 35,889       Support
(297) University of Alabama at Birmingham
1900 University Boulevard
Birmingham,AL35294
63-6005396 501(c)(3) 35,889       Support
(298) University of California San Francisco
1855 Folsom St
San Francisco,CA941430897
94-2829914 501(c)(3) 35,889       Support
(299) University of California San Diego
9434 Medical Center Dr
La Jolla,CA92037
95-6006144 501(c)(3) 35,889       Support
(300) University of Cincinnati
231 Albert Sabin Way
Cincinnati,OH45267
31-0896517 501(c)(3) 35,889       Support
(301) University of Florida
123 Grinter Hall
Gainesville,FL326113001
59-0974739 501(c)(3) 71,778       Support
(302) University of Hawaii Foundation
PO Box 11270
Honolulu,HI968280270
99-0085260 501(c)(3) 210,000       Support
(303) University of Maryland Foundation
620 W Lexington Street
Baltimore,MD21201
31-1678679 501(c)(3) 10,000       Support
(304) University of North Carolina Chapel Hill
104 Airpoty Dr
Chapel Hill,NC27599
56-6001393 501(c)(3) 35,889       Support
(305) University of Pittsburgh Physicians
3600 Forbes Avenue
Pittsburgh,PA15213
20-2919472 501(c)(3) 35,889       Support
(306) University of San Diego
5998 Alcala Park
San Diego,CA92110
95-2544535 501(c)(3) 20,000       Support
(307) University of South Florida
3750 Spectrum Blvd
Tampa,FL33612
59-3102112 501(c)(3) 15,000       Support
(308) University of Southern California
3500 S Figueroa St
Los Angeles,CA900742095
95-1642394 501(c)(3) 35,889       Support
(309) University of Texas Health Science Center
7703 Floyd Curl Drive
San Antonio,TX782293900
74-6000203 501(c)(3) 35,889       Support
(310) University of Utah
201 S Presidents Circle
Salt Lake City,UT841129023
87-6000525 501(c)(3) 45,889       Support
(311) University of Washington
Box 357260
Seattle,WA98195
94-3079432 501(c)(3) 40,889       Support
(312) Vanderbilt University
230 Appleton Place
Nashville,TN372035721
62-0476822 501(c)(3) 11,232       Support
(313) Vanderbilt University Medical Center
2220 Pierce Ave
Nashville,TN37212
62-0476822 501(c)(3) 35,889       Support
(314) Vanderbilt University School of Nursing
461 21st Avenue South
Nashville,TN37240
62-0476822 501(c)(3) 20,000       Support
(315) Variety Boys and Girls Club of Queens Inc
21-12 30th Road
Long Island City,NY11102
11-6014770 501(c)(3) 15,000       Support
(316) Vermont College of Fine Arts Inc
36 College Street
Montpelier,VT05602
20-8384273 501(c)(3) 6,000       Support
(317) Vermont Studio Center Inc
PO Box 613
Johnson,VT05656
22-2478074 501(c)(3) 16,000       Support
(318) Village Health Works
12 E 33rd St
New York,NY10016
45-0545435 501(c)(3) 25,000       Support
(319) Visiting Nurse Service of New York
107 East 70th St
New York,NY10021
13-3189926 501(c)(3) 22,500       Support
(320) Voice of the Ex-Offender
3301 Chartres St
New Orleans,LA70119
16-1695266 501(c)(3) 7,000       Support
(321) WE Upjohn Unemployment Trustee Corp
300 S Westnedge Ave
Kalamazoo,MI49007
38-1360419 501(c)(3) 25,000       Support
(322) Wake Forest University Health Sciences
Medical Center Blvd
WinstonSalem,NC27157
22-3849199 501(c)(3) 35,889       Support
(323) Washington State Board for Community
1300 Quince St SE
Olympia,WA985042495
91-0823768 501(c)(3) 240,000       Support
(324) Washington University School of Medicine
Campus Box 8018
St Louis,MO63110
43-0653611 501(c)(3) 25,000       Support
(325) Wayne State College of Nursing
5057 Woodward Ave
Detroit,MI48202
38-6028429 501(c)(3) 10,000       Support
(326) Weill Cornell Medical College
1300 York Ave
New York,NY10065
41-2237441 501(c)(3) 35,889       Support
(327) Wendell Gilley Museum of Bird Carving
4 Herrick Rd
Southwest Harbor,ME04679
01-0368574 501(c)(3) 15,500       Support
(328) West Hills Community College District
990 Cody Street
Conalinga,CA93210
94-6002210 501(c)(3) 200,000       Support
(329) West Virginia University Medical Corp
600 Suncrest Towne
Morgantown,WV26505
55-0492006 501(c)(3) 35,889       Support
(330) WGBH Educational Foundation
One Guest Street
Boston,MA02135
04-2104397 501(c)(3) 5,500       Support
(331) William Beaumont Hospital
3601 W 13 Mile Rd
Royal Oak,MI48073
38-1459362 501(c)(3) 35,889       Support
(332) William C Bryant HS
48-10 31st Avenue
Long Island City,NY11103
36-6666846 501(c)(3) 14,600       Support
(333) Winrock Int'l Institute for Agriculture
2101 Riverfront Drive
Little Rock,AR72202
71-0603560 501(c)(3) 30,000       Support
(334) Wittenberg Center for Alternative Resources Inc
17 Jonet Lane
Bearsville,NY12409
13-3404018 501(c)(3) 6,000       Support
(335) Women for Women International
NW Suite 200
Washington,DC20008
52-1838756 501(c)(3) 6,000       Support
(336) Women in the World Foundation Inc
555 W 18th St
New York,NY100112805
45-2652749 501(c)(3) 476,917       Support
(337) Women's Voices Women Vote Action Fund
1707 L Street NW
Washington,DC20036
03-0554750 501(c)(4) 10,000       legislative initiative
(338) Woonasquatucket Valley Community Build
27 Sims Avenue
Providence,RI02909
32-0015513 501(c)(3) 12,700       Support
(339) Working America
815 16th Street NW
Washington,DC20036
20-0263611 501(c)(5) 295,000       Support
(340) World Wildlife Fund
1250 24th Street NW
Washington,DC20037
52-1693387 501(c)(3) 725,000       Support
(341) Yale University Alumni Fund Office
PO Box 2038
New Haven,CT065212038
06-0646973 501(c)(3) 12,000       Support
(342) Youth Represent Inc
342 Broadway
New York,NY10013
20-8034010 501(c)(3) 40,000       Support
(343) Alaska Conservation
911 West 8th Ave
Anchorage,AK995012340
92-0061466 501(c)(3) 10,000       Support
(344) The UCLA Foundation
10920 Wilshire Blvd
Los Angeles,CA90024
95-2250801 501(c)(3) 10,000       Support
(345) S Fork Nat History Museum & Nature Center
PO Box 455
Bridgehampton,NY11932
11-2972582 501(c)(3) 10,000       Support
(346) Main Medical Center
22 Bramhall Street
Portland,ME04102
01-0238552 501(c)(3) 10,000       Support
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
339
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
7
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2013

Schedule I (Form 990) 2013
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients
(c)Amount of
cash grant
(d)Amount of
non-cash assistance
(e)Method of valuation (book,
FMV, appraisal, other)
(f)Description of non-cash assistance












Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
Part I, Line 2 Rockefeller Philanthropy Advisors Inc. has a strong commitment to accountability and sound governance, as expressed in its by-laws and board of Directors policies and procedures. to reduce the likelihood that grants recommended or administered by Rockefeller Philanthropy Advisors, Inc., including those distributed through its charitable giving funds (The Philanthropic Collaborative or TPC), Will be diverted for inappropriate purposes, the organization has adopted general principles, practices, and due diligence procedures. These criteria include compliance with IRS guidelines and other industry best practices and more specifically include the following: 1.Charitable determination 2.Risk Assessment 3.Verification of exempt status 4.Internal document review and approval against RPA standards All grants issued by Rockefeller Philanthropy Advisors are general support grants; to the extent any additional information is required about a specific grant, that information is available upon request.
Schedule I (Form 990) 2013


Additional Data


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Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
Rockefeller Philanthropy Advisors INC
 
Employer identification number

13-3615533
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
 
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)Melissa A BermanPresident and CEO (i)
(ii)
320,721
0
35,000
 
0
 
23,604
 
24,534
 
403,859
0
 
 
(2)Luther M Ragin JrCEO-Sponsored Project (i)
(ii)
248,795
 
11,250
 
0
 
22,950
 
2,784
 
285,779
 
 
 
(3)Judy Belk-PeeksSenior Vice President (i)
(ii)
240,039
 
30,103
 
0
 
22,950
 
24,300
 
317,392
 
 
 
(4)Chris B PageSenior Vice President (i)
(ii)
242,669
 
30,607
 
0
 
22,950
 
17,065
 
313,291
 
 
 
(5)Walter SweetVice President&corp secretary (i)
(ii)
164,744
 
26,000
 
0
 
17,525
 
24,046
 
232,315
 
 
 
(6)Kathy Jean EasonVice President and CFO (i)
(ii)
172,947
 
19,475
 
0
 
17,328
 
8,302
 
218,052
 
 
 
(7)Yolanda A Arias-Brownellassistant corporate secretary (i)
(ii)
120,950
 
15,125
 
0
 
12,440
 
23,396
 
171,911
 
 
 
(8)Jeffrey NesbitExec. Director, Sponsored Proj (i)
(ii)
222,012
 
0
 
0
 
13,200
 
890
 
236,102
 
 
 
(9)Jonathan Charles FoxExec. Director, Sponsored Proj (i)
(ii)
222,909
 
0
 
0
 
19,656
 
24,217
 
266,782
 
 
 
(10)AMit BouriManaging DIr,Sponsored Project (i)
(ii)
166,540
 
10,000
 
0
 
15,926
 
10,457
 
202,923
 
 
 
(11)Phyllis Heydtdirector, sponsored project (i)
(ii)
174,729
 
0
 
0
 
7,000
 
5,453
 
187,182
 
 
 
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
Part I, Line 7 RPA has a performance based incentive compensation Plan. Employees of RPA can earn incentive compensation if they meet the criteria outlined in their work plans. These work plans are reviewed and approved by each employee's respective superiors and RPA's CEO.
Schedule J (Form 990) 2013

Additional Data


Software ID:  
Software Version:  
SCHEDULE M
(Form 990)


Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.

Right pointing arrow large imageInformation about Schedule M (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
Rockefeller Philanthropy Advisors INC
 
Employer identification number

13-3615533
Part I
Types of Property
(a)
Check if applicable
(b)
Number of contributions or items contributed
(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g
(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods .......
     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 33 1,998,688 FMV
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests ....
       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures .....
       
14 Qualified conservation
contribution—Other ...
       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( )
26 Other Right pointing arrow large image( )
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
...
29
 
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that
it must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2013)
Schedule M (Form 990) (2013)
Page 2
Part II
Supplemental Information. Provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
Part I, Line 31 Contributions must be acceptable to Rockefeller Philanthropy Advisors, which reserves the right to decline any contributions, verify the source of any funds, and in the case of nonmarketable assets require an independent appraisal of value.
Part I, line 32b The organization uses JP Morgan Chase to receive and sell donated securities.
Schedule M (Form 990) (2013)
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
Rockefeller Philanthropy Advisors INC
 
Employer identification number

13-3615533
Return Reference Explanation
Form 990, Part VI, Section A, Line 2 Kevin P.A. Broderick has a family relationship with: Michael Rockefeller, Director Valerie R. Wayne, Director David Kaiser, Director Wendy O'Neill, Director Steven Wayne, Director David Kaiser has a family relationship with: Kevin P.A. Broderick, Director Michael Rockefeller, Director Valerie R, Wayne, Director Wendy O'Neill, Director Steven Wayne, Director Michael Rockefeller has a family relationship with: Kevin P.A. Broderick, Director Valerie R. Wayne, Director David Kaiser, Director Wendy O'Neill, Director Steven Wayne, Director Valerie R. Wayne has a family relationship with: Kevin P.A. Broderick, director Michael Rockefeller, director David Kaiser, director Wendy O'Neill, Director Steven Wayne, Director Wendy O'Neill has a family relationship with: Kevin P.A. Broderick, director David Kaiser, director Michael Rockefeller, director Valerie R. Wayne, director Steven Wayne, Director Steven Wayne has a family relationship with: Kevin P.A. Broderick, director Michael Rockefeller, director David Kaiser, director Wendy O'Neill, Director Valerie R. Wayne, Director Process used to review form 990 Part VI, Section B - Question 11B RPA hires an independent accounting firm to prepare and review the organization's form 990 based on information provided by RPA's accounting staff. A copy of the FORM 990 IS DISTRIBUTED TO THE organization's AUDIT AND FINANCE COMMITTEE FOR REVIEW prior TO FILING with the IRS. A copy of the Form 990 is distributed to the full board of directors once the audit and finance committee has approved it for filing. and finance committee has approved it for filing.
PART VI, SECTION B - QUESTION 12C THE SECRETARY OF RPA ANNUALLY CIRCULATES A DISCLOSURE FORM FOR DIRECTORS AND STAFF TO LIST ORGANIZATIONS IN WHICH EITHER THE DIRECTOR, STAFF OR EITHER OF THEIR SPOUSES OR CHILDREN PLAY A fiduciary OR LEADING ROLE. IN ADDITION, DIRECTORS AND STAFF WILL LIST THOSE ORGANIZATIONS IN WHICH THEY, A SPOUSE OR A CHILD HOLD A SIGNIFICANT FINANCIAL INTEREST AND WHICH HAVE A BUSINESS RELATIONSHIP WITH RPA. ON THE SAME FORM, DIRECTORS AND STAFF ACKNOWLEDGE THAT THEY UNDERSTAND AND ADHERE TO RPA'S CONFLICT OF INTEREST POLICY AND PROCEDURE. DIRECTORS AND STAFF WILL INFORM THE SECRETARY OF RPA OF ANY CHANGES OR NEW RELATIONSHIPS. IF A POTENTIAL CONFLICT EXISTS, INVOLVED PARTIES WILL DISCLOSE THE POTENTIAL CONFLICT AND EXCUSE THEMSELVES FROM DISCUSSION OR ANY VOTE RELATED TO THE MATTER.
PART VI, SECTION B - QUESTIONS 15A & 15B RPA IS COMMITTED TO RECRUITING, RETAINING, AND MOTIVATING HIGHLY QUALIFIED AND HIGH-PERFORMING STAFF, AND PROVIDING A MARKET COMPETITIVE COMPENSATION AND BENEFITS PACKAGE, LINKED TO THE SUCCESS OF THE INDIVIDUAL, THE ORGANIZATION AND ITS MISSION-DRIVEN OUTCOMES. RPA PRIMARILY COMPARES ITS COMPENSATION TO THE LARGER FOUNDATIONS IN THE NEW YORK CITY REGION AS WELL AS TO SMALL TO MID-SIZE CONSULTING ORGANIZATIONS NATIONWIDE, WHILE ALSO MONITORING PRACTICES AND TRENDS IN THE BROADER NONPROFIT AND GENERAL EMPLOYMENT MARKETS. RPA IS COMMITTED TO BOTH EXTERNAL COMPETITIVENESS AND INTERNAL EQUITY FOR ITS COMPENSATION PROGRAM PRACTICES. EMPLOYEE POLICIES: RPA'S PERFORMANCE AND COMPENSATION PLANS, INCLUDING BUDGETS ARE APPROVED ANNUALLY BY THE BOARD OF DIRECTORS. THE FOLLOWING IS A SUMMARY OF THE GENERAL PRINCIPLES ON WHICH RPA'S PERFORMANCE ASSESSMENT AND COMPENSATION PROCESSES ARE BASED. PERFORMANCE REVIEW AND COMPENSATION DECISIONS AT RPA ARE MADE ON THE BASIS OF A BOARD-APPROVED PERFORMANCE APPRAISAL FORM, WHICH ESTABLISHES PERFORMANCE STANDARDs AND IMPORTANT VALUES THAT ARE EXPECTED OF ALL EMPLOYEES. AT THE BEGINNING OF EACH CALENDAR YEAR, EACH RPA EMPLOYEE DEVELOPS A PERFORMANCE PLAN THAT HIS/HER SUPERVISOR AND THE PRESIDENT OF RPA MUST APPROVE. ELIGIBLE EMPLOYEES ALSO ESTABLISH SPECIFIC GOALS FOR INCENTIVE COMPENSATION (BONUS) PAYMENTS. AT THE END OF THE CALENDAR YEAR, AN EMPLOYEE AND HIS/HER SUPERVISOR REVIEW HOW THE EMPLOYEE HAS PERFORMED AGAINST THIS PLAN AND THE PERFORMANCE STANDARDS. SUPERVISORS COMPLETE THE PERFORMANCE APPRAISAL FORM IN WRITING, AND RECOMMEND SALARY INCREASES (AS WELL AS INCENTIVE PAYMENTS FOR ELIGIBLE EMPLOYEES) BASED ON PERFORMANCE. BOTH SUPERVISOR AND EMPLOYEE MUST SIGN THE PERFORMANCE APPRAISAL FORM. SALARY ADJUSTMENTS AND BONUS PAYMENTS MUST BE APPROVED BY THE PRESIDENT OF RPA.
PART VI, SECTION C - QUESTION 19 The organization makes its Form 990 available to the public by retaining a copy at its place of business. The Form 990 is likewise published on the internet at www.guidestar.org. The organization's financial statements, governing documents and conflict of interest policy are not ordinarily made available to the public, but, if requested, will be provided at management's discretion.
Form 990, Part XI, line 9 Pension related costs other than net periodic pension expense $ 31,026 Transfer Reserves $(250,000) ------------ Total $(218,974)
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2013

Additional Data


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