Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 07-01-2013 , and ending 06-30-2014
Name of foundation
OLIN B AND DESTA SCHWAB FOUNDATION
C/O MICHAEL EARLS CPA

Number and street (or P.O. box number if mail is not delivered to street address)110 W BERRY STREETROOM/SUITE 2401Room/suite
City or town, state or province, country, and ZIP or foreign postal code
FORT WAYNE, IN46802
A Employer identification number

35-2284008
B Telephone number (see instructions)

(260) 461-6128
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$7,109,568J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 151,369 151,369  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 432,043
b Gross sales price for all assets on line 6a 4,919,106
7 Capital gain net income (from Part IV, line 2)... 432,043
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 583,412 583,412  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 2,623     2,623
b Accounting fees (attach schedule)....... Click to see attachment 2,028     2,028
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 17,150      
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see list of attachments 114,205 31,359   43,355
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 136,006 31,359   48,006
25 Contributions, gifts, grants paid........ 473,405 473,405
26 Total expenses and disbursements. Add lines 24 and 25 609,411 31,359   521,411
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -25,999
b Net investment income (if negative, enter -0-) 552,053
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 5,676 518 519
2 Savings and temporary cash investments.......... 238,055 237,259 237,259
3 Accounts receivable bullet5,600
Less: allowance for doubtful accounts bullet     5,600 5,600
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 3,025,623 Click to see attachment3,720,452 4,362,046
c Investments—corporate bonds (attach schedule)........ 3,183,112 Click to see attachment1,906,116 1,906,939
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............. 892    
13 Investments—other (attach schedule)...........   Click to see attachment596,905 597,205
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment425,885 Click to see attachment386,394  
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 6,879,243 6,853,244 7,109,568
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 6,879,243 6,853,244
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 6,879,243 6,853,244
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 6,879,243 6,853,244
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 6,879,243
2 Enter amount from Part I, line 27a..................... 2 -25,999
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 6,853,244
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 6,853,244
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a FEDERAL NATL MTG ASSN GTD PASS THRU P 1994-01-01 2013-07-25
b MERCK & CO INC NEW P 2013-05-16 2013-12-18
c SPDR DJIA TRUST P 2013-06-24 2014-02-03
d GILEAD SCIENCES INC P 2012-06-29 2014-02-13
e ASTRAZENECA PLC ADR P 2012-08-09 2014-05-08
DISCOVER FINL SVCS P 2013-01-23 2014-06-06
DIAMONDBACK ENERGY INC P 2014-02-10 2014-06-30
PACKAGING CORP OF AMERICA P 2014-06-03 2014-06-30
BRISTOL MYERS SQUIBB CO P 2014-06-03 2014-06-30
UNITED PARCEL SERVICE - CLASS B P 2014-06-03 2014-06-30
MFS INTERNATIONAL GROWTH FUND P 2013-01-01 2013-07-25
MERCK & CO INC NEW P 2007-07-06 2013-12-18
GREAT PLAINS ENERGY INC P 2008-03-12 2014-02-03
LEGGETT & PLATT INC P 2013-05-17 2014-02-13
BLACKROCK INC P 2010-05-12 2014-05-09
DU PONT E I DE NEMOURS & CO P 2008-03-12 2014-06-06
DISCOVER FINL SVCS P 2013-01-23 2014-06-30
PPG INDUSTRIES INC P 2014-02-10 2014-06-30
PROCTER & GAMBLE CO P 2011-10-12 2014-06-30
PIMCO LOW DURATION FUND 36 P 2013-01-01 2013-07-26
ALLERGAN INC P 2013-05-16 2013-12-18
SPDR DJIA TRUST P 2013-06-12 2014-02-03
MERCK & CO INC NEW P 2013-05-16 2014-02-13
EQUIFAX INC P 2014-02-10 2014-05-09
FORD MOTOR CO DEL NEW P 2013-01-30 2014-06-06
DU PONT E I DE NEMOURS & CO P 2008-03-12 2014-06-30
ROYAL DUTCH - ADR A P 2010-12-06 2014-06-30
CORNING INC P 2012-01-30 2014-06-30
PIMCO TOTAL RETURN FUND INST 35 P 2013-01-01 2013-07-26
DISCOVER FINL SVCS P 2013-01-23 2013-12-19
SPDR DJIA TRUST P 2013-06-24 2014-02-03
MERCK & CO INC NEW P 2008-03-12 2014-02-13
GENERAL ELECTRIC CORP P 2006-01-24 2014-05-09
GENERAL ELECTRIC CORP P 2008-10-13 2014-06-06
GANNETT INC P 2014-02-10 2014-06-30
SPECTRA ENERGY CORP WI P 2014-02-10 2014-06-30
MONSANTO CO NEW P 2011-01-24 2014-06-30
BMO PRIME MONEY MARKET CL Y 200 P 2013-01-01 2013-07-31
GILEAD SCIENCES INC P 2012-06-29 2013-12-19
VANGUARD EQUITY INCOME - AD P 2013-06-27 2014-02-12
NOVARTIS AG SPONSORED ADR P 2009-03-18 2014-02-13
GILEAD SCIENCES INC P 2012-06-29 2014-05-09
HOME DEPOT INC P 2013-02-26 2014-06-06
GILEAD SCIENCES INC P 2012-06-29 2014-06-30
TOTAL SA SPON ADR P 2014-02-10 2014-06-30
ANADARKO PETE CORP P 2013-12-16 2014-06-30
FEDERAL NATL MTG ASSN GTD PASS THRU P 1994-01-01 2013-08-26
FNMA PL 190555 P 1996-12-13 2013-12-26
ALLERGAN INC P 2013-05-16 2014-02-13
PEPSICO P 2011-09-21 2014-02-13
HOME DEPOT INC P 2013-02-26 2014-05-09
LEGGETT & PLATT INC P 2013-05-17 2014-06-06
INTEL CORP P 2008-03-12 2014-06-30
VF CORP P 2009-05-06 2014-06-30
US BANCORP NEW P 2014-05-06 2014-06-30
PIMCO TOTAL RETURN FUND INST 35 P 2013-01-01 2013-08-14
WELLS FARGO ADV DISCOVERY FUND - INS P 2013-01-01 2013-12-10
ALTRIA GROUP INC P 2011-01-25 2014-02-13
PFIZER INC P 2011-08-16 2014-02-13
JOHNSON CTLS INC P 2011-01-25 2014-05-09
MERCK & CO INC NEW P 2008-03-12 2014-06-06
INTERNATIONAL BUSINESS MACHINES CORP P 2008-11-25 2014-06-30
WASTE MANAGEMENT INTERNATIONAL P 2014-02-10 2014-06-30
MCDONALDS CORP P 2009-09-15 2014-06-30
BMO PRIME MONEY MARKET CL Y 200 P 2013-01-01 2013-08-31
BMO SMALL-CAP GROWTH FUND CLASS I P 2013-01-01 2013-12-12
BHP BILLITON LTD ADR P 2013-12-13 2014-02-13
TARGET CORP P 2011-06-20 2014-02-13
VF CORP P 2009-05-06 2014-05-09
MICROCHIP TECHNOLOGY INC P 2008-07-08 2014-06-06
JOHNSON CTLS INC P 2010-06-21 2014-06-30
WISCONSIN ENERGY CORP P 2014-02-10 2014-06-30
CONOCOPHILLIPS P 2008-03-12 2014-06-30
FNMA PL 190555 P 1996-12-13 2013-09-25
PIMCO LOW DURATION FD - INSTL 36 P 2013-01-01 2013-12-12
BHP BILLITON LTD ADR P 2009-03-13 2014-02-13
POWERSHARES PREFERRED PORT P 2013-03-28 2014-02-13
PIMCO LOW DURATION FD - INSTL 36 P 2013-06-06 2014-05-15
NOVARTIS AG SPONSORED ADR P 2009-03-18 2014-06-06
JOHNSON CTLS INC P 2011-01-25 2014-06-30
ACE LIMITED P 2014-06-03 2014-06-30
INTERNATIONAL PAPER CO P 2014-02-10 2014-06-30
FNMA PL 190555 P 1996-12-13 2013-10-25
MFS INTL VALUE I P 2013-01-01 2013-12-13
BHP BILLITON LTD ADR P 2014-02-10 2014-02-13
ISHARES DJ SELECT DIVIDEND ETF P 2014-01-29 2014-02-13
ABBVIE INC P 2014-02-10 2014-05-29
PEPSICO P 2011-09-21 2014-06-06
JOHNSON CTLS INC P 2011-10-12 2014-06-30
ENSCO PLC CL A P 2013-12-16 2014-06-30
GLAXO SMITHKLINE SPONSORED ADR P 2014-02-10 2014-06-30
BMO PRIME MONEY MARKET CL Y 200 P 2013-01-01 2013-10-31
T ROWE PRICE DIVIDEND GROWTH FUND P 2013-01-01 2013-12-13
BLACKROCK INC P 2010-05-12 2014-02-13
CHEVRON CORPORATION P 2002-10-04 2014-02-14
ARTISAN MID CAP VALUE FD-INV P 2013-07-25 2014-06-04
PFIZER INC P 2011-08-16 2014-06-06
KRAFT FOODS GROUP INC P 2014-02-10 2014-06-30
CARDINAL HEALTH INC P 2014-06-03 2014-06-30
PEPSICO P 2011-09-21 2014-06-30
FNMA PL 190555 P 1996-12-13 2013-11-25
TEMPLETON GLOBAL BOND FUND - AD P 2013-01-01 2013-12-18
BLACKROCK INC P 2011-02-01 2014-02-13
CONOCOPHILLIPS P 2007-07-06 2014-02-14
T ROWE PRICE DIVIDEND GROWTH FUND P 2013-01-18 2014-06-04
ROYAL DUTCH - ADR A P 2010-12-06 2014-06-06
METLIFE INC P 2012-08-09 2014-06-30
DARDEN RESTURANTS INC P 2014-02-10 2014-06-30
ALLERGAN INC P 2013-05-16 2014-06-30
ARTISAN MID CAP VALUE FD-INV P 2013-01-01 2013-11-22
VANGUARD EQUITY INCOME - AD P 2013-01-01 2013-12-18
CORNING INC P 2012-01-30 2014-02-13
CONOCOPHILLIPS P 2008-01-09 2014-02-14
ALLERGAN INC P 2013-05-16 2014-06-06
LYONDELLBASELL INDSUTRIES NV P 2014-02-10 2014-06-06
MICROCHIP TECHNOLOGY INC P 2008-07-08 2014-06-30
EMERSON ELEC CO P 2009-10-06 2014-06-30
HOME DEPOT INC P 2013-02-26 2014-06-30
BMO PRIME MONEY MARKET CL Y 200 P 2013-01-01 2013-11-30
VANGUARD EQUITY INCOME - AD P 2013-01-01 2013-12-18
DISCOVER FINL SVCS P 2013-01-23 2014-02-13
CONOCOPHILLIPS P 2008-03-12 2014-02-14
ALTRIA GROUP INC P 2011-01-25 2014-06-06
PIMCO LOW DURATION FD - INSTL 36 P 2013-06-06 2014-06-26
NEXTERA ENERGY INC P 2013-12-13 2014-06-30
FORD MOTOR CO DEL NEW P 2013-01-30 2014-06-30
UNION PAC CORP P 2014-02-10 2014-06-30
HOME DEPOT INC P 2013-02-26 2013-12-18
SPDR DJIA TRUST P 2013-06-12 2014-02-03
GENERAL ELECTRIC CORP P 2006-01-24 2014-02-13
PIMCO COMMODITY RR STRAT - INS P 2011-08-15 2014-04-11
CORNING INC P 2012-01-30 2014-06-06
TEMPLETON GLOBAL BOND FUND - AD P 2011-06-14 2014-06-26
NOVARTIS AG SPONSORED ADR P 2009-03-18 2014-06-30
LEGGETT & PLATT INC P 2013-05-17 2014-06-30
GENERAL MLS INC P 2012-02-21 2014-06-30
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 9   9  
b 23,914   23,011 903
c 173,555   160,187 13,368
d 20,192   6,393 13,799
e 19,889   11,745 8,144
4,755   3,122 1,633
13,194   8,682 4,512
21,059   21,027 32
9,832   9,780 52
10,198   10,398 -200
170,920   163,673 7,247
242   248 -6
17,066   17,395 -329
6,066   6,794 -728
29,764   17,246 12,518
3,457   2,356 1,101
12,278   7,804 4,474
20,338   18,438 1,900
15,804   12,988 2,816
438,182   442,871 -4,689
28,967   30,168 -1,201
72,583   69,004 3,579
6,313   5,346 967
21,168   21,351 -183
4,965   3,891 1,074
6,747   4,711 2,036
8,166   6,360 1,806
20,065   11,656 8,409
679   678 1
26,645   19,510 7,135
28,402   26,212 2,190
10,156   7,956 2,200
5,246   6,618 -1,372
7,225   5,632 1,593
11,640   11,099 541
12,561   11,088 1,473
27,766   15,677 12,089
25,509   25,509  
14,384   5,115 9,269
42,508   40,343 2,165
8,045   3,788 4,257
15,832   5,115 10,717
4,028   3,380 648
18,588   5,882 12,706
10,972   8,805 2,167
32,243   23,523 8,720
14   14  
3   150 -147
14,716   12,067 2,649
8,055   6,154 1,901
7,776   6,760 1,016
4,758   4,756 2
9,439   6,606 2,833
26,044   6,155 19,889
2,159   2,008 151
1   1  
8,607     8,607
8,760   6,110 2,650
6,278   3,644 2,634
8,898   7,722 1,176
11,540   8,601 2,939
21,607   9,731 11,876
8,852   8,510 342
21,258   11,594 9,664
17,787   17,787  
6,953     6,953
13,038   12,782 256
23,747   19,799 3,948
6,139   1,465 4,674
3,310   1,931 1,379
12,415   7,330 5,085
22,999   21,255 1,744
6,354   4,543 1,811
5   273 -268
1,487     1,487
3,259   2,088 1,171
49,515   53,300 -3,785
10,380   10,390 -10
5,329   2,273 3,056
4,966   3,861 1,105
3,125   3,094 31
4,847   4,818 29
    209 -209
564     564
4,563   4,584 -21
103,621   103,845 -224
21,600   19,788 1,812
8,772   6,154 2,618
6,952   4,474 2,478
16,410   17,454 -1,044
10,692   10,598 94
401,788   401,788  
3,078     3,078
3,012   1,725 1,287
5,678   1,790 3,888
165,240   155,820 9,420
2,955   1,822 1,133
5,943   5,317 626
6,880   7,074 -194
13,204   9,231 3,973
    229 -229
39     39
6,023   4,015 2,008
327   313 14
313,200   247,950 65,250
3,950   3,180 770
27,839   17,435 10,404
23,324   24,160 -836
24,878   15,084 9,794
14,589     14,589
12,848     12,848
11,076   7,602 3,474
327   321 6
8,472   5,028 3,444
5,024   4,057 967
14,592   8,277 6,315
12,709   7,616 5,093
10,447   8,788 1,659
27,307   27,307  
1,115     1,115
11,098   7,804 3,294
2,618   2,423 195
4,120   2,444 1,676
1,297,500   1,298,750 -1,250
30,122   24,917 5,205
22,814   17,509 5,305
19,917   17,516 2,401
7,941   6,760 1,181
113,600   108,006 5,594
7,506   9,927 -2,421
42,280   62,720 -20,440
12,774   7,602 5,172
168,001   175,448 -7,447
13,500   5,682 7,818
6,750   6,794 -44
12,990   9,570 3,420
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a        
b       903
c       13,368
d       13,799
e       8,144
      1,633
      4,512
      32
      52
      -200
      7,247
      -6
      -329
      -728
      12,518
      1,101
      4,474
      1,900
      2,816
      -4,689
      -1,201
      3,579
      967
      -183
      1,074
      2,036
      1,806
      8,409
      1
      7,135
      2,190
      2,200
      -1,372
      1,593
      541
      1,473
      12,089
       
      9,269
      2,165
      4,257
      10,717
      648
      12,706
      2,167
      8,720
       
      -147
      2,649
      1,901
      1,016
      2
      2,833
      19,889
      151
       
      8,607
      2,650
      2,634
      1,176
      2,939
      11,876
      342
      9,664
       
      6,953
      256
      3,948
      4,674
      1,379
      5,085
      1,744
      1,811
      -268
      1,487
      1,171
      -3,785
      -10
      3,056
      1,105
      31
      29
      -209
      564
      -21
      -224
      1,812
      2,618
      2,478
      -1,044
      94
       
      3,078
      1,287
      3,888
      9,420
      1,133
      626
      -194
      3,973
      -229
      39
      2,008
      14
      65,250
      770
      10,404
      -836
      9,794
      14,589
      12,848
      3,474
      6
      3,444
      967
      6,315
      5,093
      1,659
       
      1,115
      3,294
      195
      1,676
      -1,250
      5,205
      5,305
      2,401
      1,181
      5,594
      -2,421
      -20,440
      5,172
      -7,447
      7,818
      -44
      3,420
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 432,043
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 125,619
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 276,973 6,625,715 0.041803
2011 438,818 6,809,893 0.064438
2010 338,812 7,028,652 0.048204
2009 285,893 6,400,660 0.044666
2008 368,431 5,790,567 0.063626
2 Total of line 1, column (d) ...................... 2 0.262737
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.052547
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 6,931,365
5 Multiply line 4 by line 3....................... 5 364,222
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 5,521
7 Add lines 5 and 6......................... 7 369,743
8 Enter qualifying distributions from Part XII, line 4.............. 8 521,411
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 5,521
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 5,521
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 5,521
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 16,640
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 16,640
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 11,119
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet5,560 RefundedBullet 11 5,559
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIN
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.SCHWABFOUNDATION.COM
    14
    The books are in care ofbulletMICHAEL EARLS Telephone no.bullet (260) 461-6128
    Located atbullet110 W BERRY STREET SUITE 2401FORT WAYNEIN ZIP+4bullet46802
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    M JAMES JOHNSTONClick to see attachment PRESIDENT
    0.50     		0 0 0
    110 WEST BERRY STREET STE 2401
    FORT WAYNE,IN46802
    MICHAEL EARLSClick to see attachment TREASURER
    0.50     		0 0 0
    110 WEST BERRY STREET STE 2401
    FORT WAYNE,IN46802
    JERRILEE MOSIERClick to see attachment SECRETARY
    0.50     		0 0 0
    110 WEST BERRY STREET STE 2401
    FORT WAYNE,IN46802
    TOM HARDINClick to see attachment LEGAL COUNSE
    0.50     		0 0 0
    110 WEST BERRY STREET STE 2401
    FORT WAYNE,IN46802
    HOLLY BRADYClick to see attachment DIRECTOR
    0.50     		0 0 0
    110 WEST BERRY STREET STE 2401
    FORT WAYNE,IN46802
    JOHN FERGUSONClick to see attachment DIRECTOR
    0.50     		0 0 0
    110 WEST BERRY STREET STE 2401
    FORT WAYNE,IN46802
    LESLEY JONES-SESSLERClick to see attachment DIRECTOR
    0.50     		0 0 0
    110 WEST BERRY STREET STE 2401
    FORT WAYNE,IN46802
    COURTNEY TRITCHClick to see attachment DIRECTOR
    0.50     		0 0 0
    110 WEST BERRY STREET STE 2401
    FORT WAYNE,IN46802
    KATHLEEN RANDOLPHClick to see attachment VICE PRESIDE
    0.50     		0 0 0
    110 WEST BERRY STREET STE 2401
    FORT WAYNE,IN46802
    BILL ZIELKEClick to see attachment DIRECTOR
    0.50     		0 0 0
    110 WEST BERRY STREET STE 2401
    FORT WAYNE,IN46802
    DOLORES DEE KLOCKEClick to see attachment DIR EMERITUS
    0.50     		0 0 0
    110 WEST BERRY STREET STE 2401
    FORT WAYNE,IN46802
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    346,568
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    5,521
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    5,521
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    341,047
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    341,047
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    341,047
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 341,047
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 265,407
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 521,411
    a Applied to 2012, but not more than line 2a 265,407
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 256,004
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		85,043
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    JIM JOHNSTON
    110 W BERRY STREET SUITE 2401
    FORT WAYNE,IN46802
    (260) 461-6128
    bThe form in which applications should be submitted and information and materials they should include:
    A.COVER PAGE (ONE PAGE) (GRANT APPLICATION DOWNLOADED FROM THE ORGANIZATION'S WEBSITE) B.EXECUTIVE SUMMARY (ONE PAGE) C.PROPOSAL NARRATIVE 1.ORGANIZATIONAL MISSION 2.ORGANIZATIONAL HISTORY/OVERVIEW 3.NEEDS STATEMENT 4.PROJECT GOALS/OBJECTIVES 5.ANTICIPATED OUTCOMES 6.POPULATION SERVED 7.PROJECT DESCRIPTION/STRATEGIES/ACTIVITIES 8.PROJECT TIMELINE 9.ROLES, RESPONSIBILITIES, AND EXPERIENCE OF KEY PERSONNEL (INCLUDING PROJECT STAFF, ADMINISTRATION, AND CONSULTANTS, IF USED) 10.PARTNERSHIPS/COLLABORATIONS 11.EVALUATION PLAN 12.DISSEMINATION PLAN 13.SUSTAINABILITY PLAN D.REQUIRED ATTACHMENTS 1.IRS 501(C)(3) LETTER OF DETERMINATION 2.PROJECT BUDGET WITH BUDGET NARRATIVE 3.ORGANIZATIONAL OPERATING BUDGET 4.YTD FINANCIAL STATEMENTS 5.MOST RECENT FISCAL YEAR-END FINANCIAL STATEMENTS (AUDITED, IF AVAILABLE) 6.MOST RECENT IRS FORM 990 7.LIST OF OTHER FUNDERS 8.BOARD LIST (INCLUDING AFFILIATIONS, CONTACT INFORMATION, AND BOARD TERMS) 9.LETTERS OF COMMITMENT AND/OR SUPPORT
    cAny submission deadlines:
    MARCH 31ST AND AUGUST 31ST OF EACH YEAR
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    THE SCHWAB FOUNDATIONS PRIMARY FOCUS IS ORGANIZATIONS AND PROGRAMS THAT SERVE STUDENTS IN MIDDLE AND HIGH SCHOOL IN ALLEN COUNTY. HOWEVER, THE FOUNDATION WILL ALSO CONSIDER PROGRAMS THAT SERVE STUDENTS IN THE FIVE CONTIGUOUS COUNTIES OF NOBLE, DEKALB, ADAMS, WELLS, HUNTINGTON, AND WHITLEY. APPLICANT AGENCIES MUST BE SCHOOLS, SCHOOL DISTRICTS, AND/OR 501(C)(3) ORGANIZATIONS AND AGENCIES.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    FORT WAYNE URBAN LEAGUE
    2135 S HANNA STREET
    FORT WAYNE,IN46803     		  501(C)(3) PROJECT READY 25,000
    HUNTINGTON COUNTY COMM SCHOOLS
    2485 WATERWORKS ROAD
    HUNTINGTON,IN46750     		  GOVERNMENT CAREER SEMINAR 7,000
    INDIANA TECH
    1600 E WASHINGTON BLVD
    FORT WAYNE,IN46803     		  501(C)(3) MATH PROGRAM 25,000
    YMCA OF GREATER FORT WAYNE
    347 W BERRY STREET
    FORT WAYNE,IN46802     		  501(C)(3) TEAM SOS PROGRAM 10,975
    AUTISM SOCIETY OF INDIANA
    3951 MERIDIAN STREET
    SUITE 220
    INDIANAPOLIS,IN46208     		  501(C)(3) SPRING CYCLE 2014 GRANT 63,000
    BIG BROTHERS BIG SISTERS
    2439 FAIRFIELD AVENUE
    FORT WAYNE,IN46807     		  501(C)(3) SPRING CYCLE 2014 GRANT 35,000
    JUNIOR ACHIEVEMENT
    601 NOBLE DRIVE
    FORT WAYNE,IN46825     		  501(C)(3) SPRING CYCLE 2014 GRANT 83,930
    NORTHEAST INDIANA FOUNDATION
    300 E MAIN STREET
    SUITE 210
    FORT WAYNE,IN46802     		  501(C)(3) SPRING CYCLE 2014 GRANT 85,000
    REGION 8 EDUCATION
    251 W 850 N
    DECATUR,IN46733     		  GOVERNMENT SPRING CYCLE 2014 GRANT 110,000
    SOUTHWEST ALLEN COUNTY SCHOOLS
    4824 HOMESTEAD ROAD
    FORT WAYNE,IN46814     		  GOVERNMENT SPRING CYCLE 2014 GRANT 28,500
    Total .................................bullet 3a 473,405
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 151,369  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 432,043  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   583,412  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13583,412
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    OLIN B AND DESTA SCHWAB FOUNDATION
    C/O MICHAEL EARLS CPA
    EIN: 35-2284008
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DULIN, WARD & DEWALD, INC. 2,028     2,028

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 AmortizationSchedule
    Name:
    OLIN B AND DESTA SCHWAB FOUNDATION
    C/O MICHAEL EARLS CPA
    EIN: 35-2284008
    Description of Amortized Expenses Date Acquired, Completed, or Expended Amount Amortized Deduction for Prior Years Amortization Method Current Year Amortization Net Investment Income Adjusted Net Income Total Amount of Amortization
    AMORTIZATION         39,491      

    TY 2013 CompensationExplanation
    Name:
    OLIN B AND DESTA SCHWAB FOUNDATION
    C/O MICHAEL EARLS CPA
    EIN: 35-2284008
    Person Name Explanation
    M JAMES JOHNSTON  
    MICHAEL EARLS  
    JERRILEE MOSIER  
    TOM HARDIN  
    HOLLY BRADY  
    JOHN FERGUSON  
    LESLEY JONES-SESSLER  
    COURTNEY TRITCH  
    KATHLEEN RANDOLPH  
    BILL ZIELKE  
    DOLORES DEE KLOCKE  

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    OLIN B AND DESTA SCHWAB FOUNDATION
    C/O MICHAEL EARLS CPA
    EIN: 35-2284008
    Name of Bond End of Year Book Value End of Year Fair Market Value
    BMO MULTI-ASSET INCOME-I 300,263 299,974
    PIMCO LOW DURATION FUND 36 1,034,964 1,033,967
    POWERSHARES GLOBAL EXCHANGE TR    
    POWERSHARES PREFERRED PORTFOLIO 167,389 169,123
    TEMPLETON GLOBAL BOND FUND-AD    
    VANGUARD SHORT-TERM INVESTMENT 403,500 403,875

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    OLIN B AND DESTA SCHWAB FOUNDATION
    C/O MICHAEL EARLS CPA
    EIN: 35-2284008
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBVIE INC 20,085 21,165
    ALLERGAN INC COM    
    ASTRAZENECA PLC SPONSORED ADR    
    ATRIA GROUP INC 18,710 41,940
    AMERICAN ELEC PWR INC 27,290 27,885
    AMERIPRISE FINANCIAL INC 22,292 24,000
    AMGEN INC 22,690 23,674
    APPLE INC 27,087 27,879
    ARCHER DANIELS MIDLAND CO 15,449 15,439
    AT&T INC 31,320 38,083
    BB&T CORPORATION 26,256 27,601
    BHP BILLITON LTD SPONSORED ADR    
    BLACKRODK INC COM    
    BRISTOL MYERS SQUIBB CO 11,002 10,915
    CA INC 17,172 17,244
    CAPTIAL ONE FINANCIAL CORP 10,272 10,325
    CARDINAL HEALTH INC 14,148 13,712
    CATERPILLAR INC 10,757 10,867
    CHEVERON CORPORATION 11,231 32,638
    CISCO SYSTEMS INC 13,855 14,910
    CMS ENERGY CORP 18,330 18,690
    COMCAST CORP - CL A 21,992 21,472
    CONOCOPHILIPS 15,962 25,719
    CORNING INC COM    
    DIAMONDBACK ENERGY INC 14,470 22,200
    DISCOVER FINL SVCS 11,706 18,594
    DONNELLEY RR & SONS CO 19,869 18,656
    DOW CHEMICAL COMPANY 13,095 12,865
    DU PONT EI DE NEMOURS & CO 13,530 19,632
    EMERSON ELEC CO COM    
    FIFTH THRID BANCORP 12,828 12,810
    FORD MTR CO DEL COM    
    GANNETT INC 11,099 12,524
    GENERAL DYNAMICS CORP 11,674 11,655
    GENERAL ELECTRIC CORP 15,143 26,280
    GENERAL MLS INC 9,570 13,135
    GENERAL MOTORS CO 10,950 10,890
    GILEAD SCIENCES INC COM    
    GLAXO SMITHKLINE SPONSORED 15,897 16,044
    GREAT PLAINS ENERGY INC COM    
    HELMERICH & PAYNE INC 11,173 11,611
    HEWLETT PACKARD CO 8,467 8,420
    HOME DEPOT INC 10,140 12,144
    HONEYWELL INTERNATIONAL INC 13,910 13,943
    INTEL CORP 17,048 24,720
    INTERNATIONAL BUSINESS MACHS CORP    
    INTERNATIONAL PAPER CO 19,272 20,188
    JOHNSON & JOHNSON 31,410 31,386
    JOHNSON CTLS INC    
    JP MORGAN CHSE & CO 25,690 34,572
    KIMBERLY CLARK CORP 22,070 22,244
    KLA-TENCOR CORP 20,913 21,792
    KRAFT FOODS GROUP INC 15,951 17,985
    LEGGETT & PLATT INC 23,779 23,996
    LILLY ELI & CO 18,603 18,651
    LOCKHEED MARTIN CORP 28,665 28,128
    LORILLARD, INC 24,632 24,388
    MACY'S INC 23,356 23,208
    MARATHON PETROLEUM CORPORATION 14,035 13,662
    MCDONALD'S CORP COM    
    MEDTRONIC INC 16,157 15,940
    MERCK & CO INC NEW 31,485 40,495
    METLIFE INC COM    
    MICROCHIP TECHNOLOGY INC 8,277 14,643
    MICROSOFT CORP 22,056 25,020
    MONSANTO CO NEW COM    
    NETAPP INC 9,022 9,130
    NORFOLK SOUTHERN CORP 9,200 9,273
    NOVARTIS AG SPONSORED 5,682 13,580
    OCCIDENTAL PETE CORP 25,375 25,658
    OMNICOM GROUP 14,214 14,244
    PEPSICO INC 9,231 13,401
    PFIZER INC 24,282 35,616
    PHILIP MORRIS INTERNATIONAL 13,365 12,647
    PINNACLE WEST CAP CORP 19,796 20,244
    PPL CORPORATION 17,245 17,765
    PROCTER & GAMBLE CO COM    
    QUALCOMM INC 9,817 9,900
    ROYAL DUTCH 15,264 19,769
    SEAGATE TECHNOLOGY PC 29,952 34,092
    SLM CORP 25,110 24,930
    SPECTRA ENERGY CORP WI 7,392 8,496
    TARGET CORP COM    
    TOTAL SA SPONSORED 14,674 18,050
    UNITED PARCEL SERVICE - CLASS B 10,398 10,266
    US BANCORP NEW 14,059 15,162
    VALERO ENERGY CORP 10,408 10,020
    VERIZON COMMUNICATIONS 25,738 34,251
    VF CORP COM    
    WASTE MANAGEMENT INTERNATIONAL 12,765 13,419
    WELLS FARGO & CO 51,423 52,560
    ARTISAN MID CAP VALUE FUND 224,492 252,888
    BMO SMALL - CAP GROWTH FUND CLASS I 129,596 146,991
    HARBOR CAPITAL APPRECIATION FUND 12 153,927 159,894
    ISHARES DJ SELECT DIVIDEND ETF 276,918 307,920
    ISHARES RUSSELL MIDCAP GRWTH ETF 48,281 77,917
    ISHARES RUSSELL MIDCAP VALUE ETF 274,374 363,050
    PIMCO COMMODITY REALRETURN STRATEGY    
    SPDR DOW JOENS INDL AVERAGE ETF TR    
    T ROWE PRICE DIVIDEND GROWTH FUND 137,544 176,086
    VANGUARD EQUITY INCOME FUND 432,631 532,685
    WELLS FARGO ADV DISCOVERY FUND 150,175 209,628
    ACE LIMITED 17,535 17,629
    ENSCO PLC CL A 11,636 11,114
    INVESCO LIMITED 8,323 8,494
    LYONDELLBASEEL INDUSTRIES NV 32,696 36,619
    MFS INTERNATIONAL VALUE FUND 194,008 218,538
    OAKMARK INTERNATIONAL SMALL CAP FUND 72,560 72,280
    VANGUARD FTSE EMERGING MARKETS ETF 52,240 55,638
    WELLS FARGO ADVANTAGE EMERGING 111,999 116,357
    JPMORGAN ALERIAN MLP INDEX FUND 33,245 47,666
    CREDIT SUISSE COMMODITY RETURN 61,040 61,600

    TY 2013 InvestmentsOtherSchedule2
    Name:
    OLIN B AND DESTA SCHWAB FOUNDATION
    C/O MICHAEL EARLS CPA
    EIN: 35-2284008
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    HARTFORD FLOATING RATE FUND AT COST 302,505 302,505
    GATEWAY FUND AT COST 294,400 294,700

    TY 2013 LegalFeesSchedule
    Name:
    OLIN B AND DESTA SCHWAB FOUNDATION
    C/O MICHAEL EARLS CPA
    EIN: 35-2284008
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    SHINE AND HARDIN 2,623     2,623


    TY 2013 OtherAssetsSchedule
    Name:
    OLIN B AND DESTA SCHWAB FOUNDATION
    C/O MICHAEL EARLS CPA
    EIN: 35-2284008
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    EDUCATION SOFTWARE COSTS - NET 410,709 380,753  
    WEBSITE - NET 15,176 5,641  


    TY 2013 OtherExpensesSchedule
    Name:
    OLIN B AND DESTA SCHWAB FOUNDATION
    C/O MICHAEL EARLS CPA
    EIN: 35-2284008
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    ADVERTISING 964     964
    CONSULTING 38,445     38,445
    INVESTMENT FEES 31,359 31,359    
    INSURANCE 1,074     1,074
    OFFICE SUPPLIES 54     54
    MEETING EXPENSE 127     127
    OFFICE EXPENSE 2,400     2,400
    MEALS 291     291


    TY 2013 TaxesSchedule
    Name:
    OLIN B AND DESTA SCHWAB FOUNDATION
    C/O MICHAEL EARLS CPA
    EIN: 35-2284008
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAX 16,551      
    FOREIGN TAXES 599