Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
Harris & Frances Block Foundation Inc
 

Number and street (or P.O. box number if mail is not delivered to street address)c/o Betsy Chodorkoff 491 Ennis Hill   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Marshfield, VT05658
A Employer identification number

31-1784246
B Telephone number (see instructions)

(802) 426-3806
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$8,827,904J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 865,000
2 Check bullet
3 Interest on savings and temporary cash investments 96 96  
4 Dividends and interest from securities...... 140,726 140,726  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 243,840
b Gross sales price for all assets on line 6a 1,661,103
7 Capital gain net income (from Part IV, line 2)... 243,840
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -12,408    
12 Total. Add lines 1 through 11........ 1,237,254 384,662  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 4,000 800   3,200
14 Other employee salaries and wages...... 36,000 7,200   27,000
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 3,450 1,000    
c Other professional fees (attach schedule).... Click to see attachment 41,995 41,995    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 9,723 924   2,062
19 Depreciation (attach schedule) and depletion... Click to see attachment 1,398 280  
20 Occupancy..............        
21 Travel, conferences, and meetings....... 3,546     3,397
22 Printing and publications.......... 72      
23 Other expenses (attach schedule)....... Click to see attachment 7,074 2,446   35
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 107,258 54,645   35,694
25 Contributions, gifts, grants paid........ 430,108 415,108
26 Total expenses and disbursements. Add lines 24 and 25 537,366 54,645   450,802
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 699,888
b Net investment income (if negative, enter -0-) 330,017
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 664,997 1,966 1,966
2 Savings and temporary cash investments..........   1,048,625 1,048,625
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 125,535 Click to see attachment113,520 113,520
b Investments—corporate stock (attach schedule)........ 4,998,646 Click to see attachment6,370,636 6,370,636
c Investments—corporate bonds (attach schedule)........ 204,184 Click to see attachment325,731 325,731
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 683,588 Click to see attachment963,842 963,842
14 Land, buildings, and equipment: basis bullet5,775
Less: accumulated depreciation (attach schedule) bullet4,350 2,823 Click to see attachment1,425 1,425
15 Other assets (describe bullet) Click to see attachment2,487 Click to see attachment2,159 Click to see attachment2,159
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 6,682,260 8,827,904 8,827,904
Liabilities 17 Accounts payable and accrued expenses.......... 2,292 7,893
18 Grants payable...................   15,000
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 2,292 22,893
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 6,679,968 8,805,011
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 6,679,968 8,805,011
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 6,682,260 8,827,904
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 6,679,968
2 Enter amount from Part I, line 27a..................... 2 699,888
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 1,425,155
4 Add lines 1, 2, and 3.......................... 4 8,805,011
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 8,805,011
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a Publicly Traded Securities      
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 1,661,103 0 1,417,263 243,840
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a 0 0 0 243,840
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 243,840
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 396,427 5,345,595 0.074160
2011 354,794 4,908,849 0.072276
2010 281,254 5,080,472 0.055360
2009 251,726 3,791,509 0.066392
2008 161,855 2,565,572 0.063087
2 Total of line 1, column (d) ...................... 2 0.331275
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.066255
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 7,728,420
5 Multiply line 4 by line 3....................... 5 512,046
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 3,300
7 Add lines 5 and 6......................... 7 515,346
8 Enter qualifying distributions from Part XII, line 4.............. 8 450,802
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 6,600
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 6,600
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 6,600
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 1,423
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 3,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. Part VI Line 7 - Tax Paid Original Return: 4423 7 4,423
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 2,177
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet0 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletVT
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletwww.blockfound.org
    14
    The books are in care ofbulletWallace W Tapia PC Telephone no.bullet (802) 863-6370
    Located atbullet131 Main Street 8th FlBurlingtonVT ZIP+4bullet05401
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    NANCY M SLUYS President
    1.00     		2,000 0 0
    197 Minglewood Road
    Westfield,NC27053
    BETSY M CHODORKOFF Treasurer
    25.00     		36,000 0 0
    491 Ennis Hill Road
    Marshfield,VT05658
    DIANE MAURER SCHATZ Secretary
    1.00     		2,000 0 0
    2261 Jasmine Street
    Denver,CO80207
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    386,421
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    6,600
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    6,600
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    379,821
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    379,821
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    379,821
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 379,821
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 34,502
    b From 2009....... 63,239
    c From 2010....... 31,412
    d From 2011....... 113,972
    e From 2012....... 130,925
    fTotal of lines 3a through e......... 374,050
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 450,802
    a Applied to 2012, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 379,821
    e Remaining amount distributed out of corpus 70,981
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 445,031
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		34,502
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		410,529
    10 Analysis of line 9:
    a Excess from 2009.... 63,239
    b Excess from 2010.... 31,412
    c Excess from 2011.... 113,972
    d Excess from 2012.... 130,925
    e Excess from 2013.... 70,981
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Blue Ridge Discovery Center
    253 Little Bighorn Lane
    Independence,VA24348     		  PC General Support 7,500
    BUILDING A LOCAL ECONOMY
    PO Box 211
    South Royalton,VT05068     		  PC General Support 5,000
    Castanea Foundation
    100 State Street Suite 150
    Montpelier,VT05602     		  POF General Support 2,000
    Center for Sustainable Systems
    PO Box 1345
    Montpelier,VT05601     		  PC General Support 10,000
    Citizens Awareness Network
    PO Box 83
    Shelburne Falls,MA01370     		  PC General Support 7,500
    Composting Association of Vermont
    PO Box 112
    Troy,VT05868     		  PC General Support 7,000
    Dogwood Alliance
    PO Box 7645
    Asheville,NC28802     		  PC General Support 15,000
    Elm Hill Inc
    PO Box 248
    Plainfield,VT05667     		  PC General Support 8,608
    Foodworks at Two Rivers Center
    64 Main Street
    Montpelier,VT05602     		  PC General Support 10,000
    Global Greengrants Fund
    2840 Wilderness Place Suite A
    Boulder,CO80301     		  PC General Support 10,000
    Global Justice Ecology Project
    266 Elmwood Ave Suite 307
    Buffalo,NY14222     		  PC General Support 7,500
    Goddard College
    123 Pitkin Road
    Plainfield,VT05667     		  PC General Support 10,000
    Green Mountain Farm to School
    194 Main Street
    Newport,VT05855     		  PC General Support 10,000
    Greyston Foundation
    21 Park Ave
    Yonkers,NY10703     		  PC General Support 4,000
    Highfields Center for Composting
    PO Box 503
    Hardwick,VT05843     		  PC General Support 15,000
    Hunger Free Vermont
    38 Eastwood Drive
    South Burlington,VT05403     		  PC General Support 5,000
    Institute for Policy Studies
    1112 16th St NW Suite 600
    Washington,DC20036     		  PC General Support 10,000
    Institute for Social Ecology
    PO Box 93
    Plainfield,VT05667     		  PC General Support 17,000
    Intervale Center
    180 Intervale Road
    Burlington,VT05401     		  PC General Support 10,000
    Jaquith Public Library
    122 School Street
    Marshfield,VT05658     		  PC General Support 500
    Junior Appalachaian Musicians Inc
    PO Box 44
    Independence,VA24348     		  PC General Support 20,000
    Lambi Fund of Haiti
    PO Box 18955
    Washington,DC20036     		  PC General Support 10,000
    Migrant Justice
    294 North Winooski Ave
    Burlington,VT05401     		  PC General Support 10,000
    Holyoke Neighbor to Neighbor
    295 High Street Suite 212
    Holyoke,MA01040     		  PC General Support 10,000
    New England Grassroots Environment Fund
    PO Box 1057
    Montpelier,VT05602     		  PC General Support 15,000
    Open Space Institute
    33 Flatbush Ave 5th Floor
    Brooklyn,NY11217     		  PC General Support 10,000
    Orleans Southwest Supervisory Union
    157 Daniels Rd
    Hardwick,VT05843     		  PC General Support 10,000
    Peace and Justice Center
    60 Lake Street Suite 1C
    Burlington,VT05401     		  PC General Support 7,500
    Planned Parenthood Health Systems
    100 S Boylan Ave
    Raleigh,NC27603     		  PC General Support 10,000
    Planned Parenthood of NNE
    128 Lakeside Ave Suite 301
    Burlington,VT05401     		  PC General Support 10,000
    Planned Parenthood of the Rocky Mountains
    7155 East 38th Ave
    Denver,CO80207     		  PC General Support 10,000
    Post Oil Solutions
    PO Box 431
    Townshend,VT05353     		  PC General Support 8,000
    Rutland Area Farm and Food Link
    PO Box 284
    Rutland,VT05702     		  PC General Support 4,500
    Ralston Valley Music Booster
    13355 W 80th Ave
    Arvada,CO80005     		  PC General Support 1,000
    Salvation Farms
    PO Box 1174
    Morrisville,VT05661     		  PC General Support 10,000
    Sustainable Energy Resources Group
    432 Ulman Road
    Thetford,VT05075     		  PC General Support 8,500
    Town of Marshfield
    122 School Street
    Marshfield,VT05658     		  PC General Support 1,000
    Toxic Action Center
    141 Main Street Suite 6
    Montpelier,VT05602     		  PC General Support 10,000
    Toxic Free North Carolina
    115 S St Marys St Suite D
    Raliegh,NC27603     		  PC General Support 15,000
    Umbrella
    1222 Main Street
    St Johnsbury,VT05819     		  PC General Support 5,000
    Vermont Council on Rural Development
    PO Box 1384
    Montpelier,VT05601     		  PC General Support 500
    Vermont Workers Center
    294 North Winooski Ave
    Burlington,VT05401     		  PC General Support 11,000
    Vermonters for a Clean Environment
    789 Baker Brook Road
    Danby,VT05739     		  PC General Support 1,500
    Clinch Coalition
    PO Box 2732
    Wise,VA24293     		  PC General Support 10,000
    Vermont Natural Resource Center
    9 Bailey Ave
    Montpelier,VT05602     		  PC General Support 10,000
    Vermont Public Interest Research Group Education Fund
    141 Main St
    Montpelier,VT05602     		  PC General Support 15,000
    Western Colorado Congress
    PO Box 1931
    Grand Junction,CO81502     		  PC General Support 10,000
    Total .................................bullet 3a 415,108
    bApproved for future payment
    Dogwood Alliance
    PO Box 7645
    Asheville,NC28802     		  PC General Support 15,000
    Total .................................bullet 3b 15,000
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 96  
    4 Dividends and interest from securities....     14 140,726  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 243,840  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aOrdinary loss from Partnerships     1 -12,408  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   372,254  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13372,254
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  
    Part VI Line 7 - Tax Paid Original Return: 4423


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    Harris & Frances Block Foundation Inc
     
    Employer identification number

    31-1784246
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    Harris & Frances Block Foundation Inc
          		Employer identification number

    31-1784246
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    THE ESTATE OF CAROL MAURER  
    5578 Alkire Street
     
    Arvada, CO80002

    		$865,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    Harris & Frances Block Foundation Inc
          		Employer identification number

    31-1784246
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    Harris & Frances Block Foundation Inc
          		Employer identification number

    31-1784246
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    Harris & Frances Block Foundation Inc
    EIN: 31-1784246
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Fothergill Segale and Valley Accounting/Tax 3,450 1,000    

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    Harris & Frances Block Foundation Inc
    EIN: 31-1784246
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    Laptop computer 2009-12-04 2,440 1,505 SL 5.00 499 100    
    Laptop computer 2010-09-29 962 722 SL 3.00 240 48    
    Laptop computer 2012-02-04 2,373 725 SL 3.00 659 132    

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    TY 2013 ExpenditureResponsibilityStmt
    Name:
    Harris & Frances Block Foundation Inc
    EIN: 31-1784246
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    Castanea Foundation Inc
          		100 State Street Suite 100
    Montpelier,VT05602     		2013-01-17 2,000 GENERAL SUPPORT 2,000 No March 31, 2013   FUNDS WERE USED FOR GRANT PURPOSE

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 GainLossSaleOtherAssetsSch
    Name:
    Harris & Frances Block Foundation Inc
    EIN: 31-1784246
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    Securities   Purchased   OPEN MARKET 1,661,103 1,417,263 Cost   243,840  

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    Harris & Frances Block Foundation Inc
    EIN: 31-1784246
    Name of Bond End of Year Book Value End of Year Fair Market Value
    Abbey National Treas Services PLC 100,731 100,731
    Ayers Goat Dairy 100,000 100,000 100,000
    Carrot Project 25,000 25,000 25,000
    High Mowing Seed Co 50,000 50,000 50,000
    Vermont Natural Coatings 50,000 50,000 50,000

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    Harris & Frances Block Foundation Inc
    EIN: 31-1784246
    Name of Stock End of Year Book Value End of Year Fair Market Value
    A G L Resources Inc 3,950 186,559 186,559
    Adobe Systems Inc 3,200 191,613 191,613
    Apple Inc 325 182,332 182,332
    Applied Materials 8,600 152,048 152,048
    Automatic Data Processing Inc 2,700 218,157 218,157
    Baxter Intl Inc 2,550 177,352 177,352
    Canon Inc 3,700 118,400 118,400
    Cisco Systems Inc 8,150 182,805 182,805
    Connecticut Water Svc Inc 6,160 218,742 218,742
    Coop Regions of Organic Cl E 500 25,000 25,000
    Digital Realty Trust Inc Pfd 4,000 86,840 86,840
    Expeditors Intl Wash Inc 4,700 207,975 207,975
    Illinois Tool Works Inc 2,265 190,441 190,441
    Intuit 3,400 259,488 259,488
    Johnson & Johnson 1,935 177,226 177,226
    Johnson Controls Inc 3,250 166,725 166,725
    Life Technologies Corp 3,000 227,400 227,400
    McCormick & Co Inc 2,800 192,976 192,976
    Merchants Bancshares 5,400 180,900 180,900
    Neogen Corp 3,875 177,088 177,088
    Northeast Kingdom Tasting Center 10 50,000 50,000
    Patterson Companies Inc 5,350 220,420 220,420
    Peoples United Financial Inc 12,100 182,952 182,952
    Schwab Charles Corp 7,100 184,600 184,600
    Smucker JM Co 1,872 193,976 193,976
    Stryker Corp 2,300 172,822 172,822
    Sun Common 75,000 75,000 75,000
    Sun Hydraulics Corp 5,000 204,150 204,150
    Telus Corp 4,600 158,424 158,424
    Tennant Co 3,300 223,773 223,773
    Trinity Industries Inc 3,250 177,190 177,190
    United Natural Foods Inc 3,800 286,482 286,482
    Vermont Smoke & Cure 73,935 65,802 65,802
    Wabtec Corp 5,400 401,058 401,058
    Wiley & Sons Inc 4,600 253,920 253,920

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    Harris & Frances Block Foundation Inc
    EIN: 31-1784246
    US Government Securities - End of Year Book Value:

    113,520
    US Government Securities - End of Year Fair Market Value:

    113,520
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2013 InvestmentsOtherSchedule2
    Name:
    Harris & Frances Block Foundation Inc
    EIN: 31-1784246
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    Amerigas Partners LP 4,500   200,565 200,565
    Liberty Property Trust 5,000   169,350 169,350
    Lyme Forest Fund III LP   32,111 32,111
    PowerShares Global ETF Trust Global Clean Energy 5,900   71,213 71,213
    Sustain Vc/Patient Capital Collaborative   28,916 28,916
    Vermont Community Loan Fund 30,000   30,000 30,000
    VSJF Flexible Capital Fund 28,990   28,990 28,990
    Certificates of Deposit 400,000   402,697 402,697

    TY 2013 LandEtcSchedule2
    Name:
    Harris & Frances Block Foundation Inc
    EIN: 31-1784246
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    Computer equipment 5,775 4,350 1,425  


    TY 2013 OtherAssetsSchedule
    Name:
    Harris & Frances Block Foundation Inc
    EIN: 31-1784246
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    Accrued Interest 2,487 2,159 2,159
    Accrued Interest 2,487 2,159 2,159
    Accrued Interest 2,487 2,159 2,159


    TY 2013 OtherAssetsSchedule
    Name:
    Harris & Frances Block Foundation Inc
    EIN: 31-1784246
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    Accrued Interest 2,487 2,159 2,159
    Accrued Interest 2,487 2,159 2,159
    Accrued Interest 2,487 2,159 2,159


    TY 2013 OtherAssetsSchedule
    Name:
    Harris & Frances Block Foundation Inc
    EIN: 31-1784246
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    Accrued Interest 2,487 2,159 2,159
    Accrued Interest 2,487 2,159 2,159
    Accrued Interest 2,487 2,159 2,159


    TY 2013 OtherExpensesSchedule
    Name:
    Harris & Frances Block Foundation Inc
    EIN: 31-1784246
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment expenses 1,695 1,354    
    Membership fees 35     35
    Office Expenses 2,261 97    
    Telephone 898      
    Website 1,190      
    Amortization 995 995    


    TY 2013 OtherIncomeSchedule2
    Name:
    Harris & Frances Block Foundation Inc
    EIN: 31-1784246
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Ordinary loss on Partnerships -12,408    


    TY 2013 OtherIncreasesSchedule
    Name:
    Harris & Frances Block Foundation Inc
    EIN: 31-1784246
    Description Amount
    Unrealized Gain on Investments 1,422,372
    Prior period adjustment 2,783


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    Harris & Frances Block Foundation Inc
    EIN: 31-1784246
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Clean Yield Investment Management 41,745 41,745    
    Equity Institutional Investment fees 250 250    


    TY 2013 TaxesSchedule
    Name:
    Harris & Frances Block Foundation Inc
    EIN: 31-1784246
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Foreign Tax Withheld 374 374    
    Payroll taxes 2,749 550   2,062
    Excise taxes 6,600