Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 05-01-2013 , and ending 04-30-2014
Name of foundation
GARDINER HOWLAND SHAW FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)C/O WELCH FORBES LLC 45 SCHOOL ST   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BOSTON, MA02108
A Employer identification number

04-6111826
B Telephone number (see instructions)

(617) 523-1635
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$19,739,711J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 48,641 48,641  
4 Dividends and interest from securities...... 400,533 400,533  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 249,594
b Gross sales price for all assets on line 6a 590,773
7 Capital gain net income (from Part IV, line 2)... 249,594
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 698,768 698,768  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 159,466 0   159,466
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 38,576 0   38,576
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 12,219 12,219   0
c Other professional fees (attach schedule).... Click to see attachment 98,543 98,543   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 27,700 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 2,800 0   2,800
21 Travel, conferences, and meetings....... 12,689 0   12,689
22 Printing and publications.......... 940 0   940
23 Other expenses (attach schedule)....... Click to see attachment 7,240 250   6,990
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 360,173 111,012   221,461
25 Contributions, gifts, grants paid........ 737,467 737,467
26 Total expenses and disbursements. Add lines 24 and 25 1,097,640 111,012   958,928
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -398,872
b Net investment income (if negative, enter -0-) 587,756
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 2,434 13,006 13,006
2 Savings and temporary cash investments.......... 639,995 169,654 169,654
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 199,900 Click to see attachment199,900 202,278
b Investments—corporate stock (attach schedule)........ 7,532,059 Click to see attachment7,390,126 15,407,003
c Investments—corporate bonds (attach schedule)........ 1,409,764 Click to see attachment1,612,594 1,646,612
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 2,229,676 Click to see attachment2,229,676 2,301,158
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 12,013,828 11,614,956 19,739,711
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 12,013,828 11,614,956
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see page 17 of the
instructions).................... 12,013,828 11,614,956
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 12,013,828 11,614,956
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 12,013,828
2 Enter amount from Part I, line 27a..................... 2 -398,872
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 11,614,956
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 11,614,956
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 500 SHS PROCTER & GAMBLE CO P 1970-01-01 2013-06-03
b 1000 SHS MICROSOFT CORP P 2003-10-10 2013-06-03
c 1000 SHS MICROSOFT CORP P 2004-09-01 2013-06-03
d 1000 SHS IRON MOUNTAIN INC P 2008-04-22 2013-06-03
e 2000 SHS CARMAX INC P 2003-04-11 2013-06-03
200000 UNITS WALGREEN CO SENIOR NOTE P 2008-07-25 2013-08-01
3000 SHS JOHNSON CONTROLS INC P 2002-12-23 2013-12-23
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 38,424   849 37,575
b 35,212   28,850 6,362
c 35,212   27,270 7,942
d 35,236   26,898 8,338
e 92,683   17,616 75,067
200,000   199,246 754
151,881   40,450 111,431
2,125     2,125
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       37,575
b       6,362
c       7,942
d       8,338
e       75,067
      754
      111,431
      2,125
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 249,594
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 851,025 17,302,600 0.049185
2011 833,458 17,010,354 0.048997
2010 795,369 16,597,484 0.047921
2009 773,402 15,566,882 0.049683
2008 890,406 15,502,577 0.057436
2 Total of line 1, column (d) ...................... 2 0.253222
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.050644
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 18,705,539
5 Multiply line 4 by line 3....................... 5 947,323
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 5,878
7 Add lines 5 and 6......................... 7 953,201
8 Enter qualifying distributions from Part XII, line 4.............. 8 958,928
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 5,878
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 5,878
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 5,878
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 17,894
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 17,894
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 12,016
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet12,016 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.SHAWFOUNDATION.ORG
    14
    The books are in care ofbulletWELCH FORBES LLC Telephone no.bullet (617) 523-1635
    Located atbullet45 SCHOOL STREETBOSTONMA ZIP+4bullet02108
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    THOMAS E COURY EXECUTIVE DIRECTOR
    40.00     		159,466 30,871 0
    59 GILBERT ROAD
    NEEDHAM,MA02192
    BENJAMIN J WILLIAMS JR TRUSTEE
    1.00     		0 0 0
    45 SCHOOL STREET
    BOSTON,MA02108
    THEODORE E OBER TRUSTEE
    0.50     		0 0 0
    45 SCHOOL STREET
    BOSTON,MA02108
    PETER P BROWN TRUSTEE
    0.50     		0 0 0
    45 SCHOOL STREET
    BOSTON,MA02108
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    WELCH & FORBES LLC INVESTMENT MANAGEMENT 98,543
    45 SCHOOL STREET
    BOSTON,MA02108
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 TECHNICAL ASSISTANCE TO GRANTEES:27 ORGANIZATIONS ASSISTED TOTAL HOURS = 153 18,392
    2 TECHNICAL ASSISTANCE TO OTHER ORGANIZATIONS:15 ORGANIZATIONS ASSISTED TOTAL HOURS = 85 10,218
    3 PRESENTATIONS, PUBLICATIONS AND RESEARCH:CONFRENCE AND FORUM PREP TOTAL HOURS = 32OFFENDERS RESOURCE GUIDE EDIT & REVIEW TOTAL HOURS = 15OTHER RESEARCH REVIEW AND EDIT TOTAL HOURS = 14 7,333
    4 VOLUNTEER WORK:MOTHER'S DAY ANTI-VIOLENCE MARCH TOTAL HOURS = 7PGLA EVENT TOTAL HOURS = 6OTHER TOTAL HOURS = 5 2,164
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    935,277
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    5,878
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    5,878
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    929,399
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    929,399
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    929,399
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 929,399
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 21,952
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 958,928
    a Applied to 2012, but not more than line 2a 21,952
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 929,399
    e Remaining amount distributed out of corpus 7,577
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 7,577
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		7,577
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013.... 7,577
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    THOMAS E COURY GARDINER HOWLAND SHA
    355 BOYLSTON STREET
    BOSTON,MA02116
    (617) 247-3500
    bThe form in which applications should be submitted and information and materials they should include:
    WRITTEN PROPOSAL
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    ORGANIZATIONS MUST DEAL WITH THE PREVENTION OF CRIME AND THE REHABILITATION OF CRIMINALS.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ADOLESCENT CONSULTATION SERVICES
    189 CAMBRIDGE STREET
    CAMBRIDGE,MA02141     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE MA ALLIANCE OF JUVENILE COURT CLINICS. 8,000
    ASSOCIATED GRANTMAKERS
    133 FEDERAL STREET
    BOSTON,MA02110     		N/A OTHER PUBLIC CHARITY ANNUAL SUPPORT. 4,300
    BOSTON EMPLOYMENT SERVICE
    651 WASHINGTON STREET
    DORCHESTER,MA02124     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S EMPLOYMENT ASSISTANCE PROGRAM FOR EX-OFFENDERS. 5,000
    BOSTON FOUNDATION
    75 ARLINGTON STREET
    BOSTON,MA02116     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE CIVIC ENGAGEMENT FUND. 3,000
    BRIDGE TO HOPE
    PO BOX 758
    HYANNIS,MA02601     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE FEMALE OFFENDER SERVICES PROGRAM. 2,000
    CAREER COLLABORATIVE
    77 SUMMER STREET
    BOSTON,MA02110     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S CAREER ASSISTANCE PROJECT SERVING EX-OFFENDERS. 1,500
    CELEBRATION FOR KIDS INC
    10 LINCOLN ROAD
    FOXBORO,MA02035     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S CHILD WELFARE FUND RAISING INITIATIVES. 3,000
    CHILDREN'S ADVOCACY CENTER
    984 COMMONWEALTH AVENUE
    BOSTON,MA02215     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S CHILD SEXUAL EXPLOITATION PREVENTION PROGRAMS. 1,000
    CHILDREN'S LAW CENTER OF MA
    PO BOX 710
    LYNN,MA01903     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S LEGAL ADVOCACY PROJECT ASSISTING YOUTHFUL OFFENDERS. 10,000
    CHILDREN'S SERVICES OF ROXBURY
    520 DUDLEY STREET
    ROXBURY,MA02119     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE 2014 COMMUNITY RECOGNITION EVENT. 1,500
    CITIZENS FOR JUVENILE JUSTICE
    101 TREMONT STREET
    BOSTON,MA02108     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S JUVENILE JUSTICE SYSTEM REFORM PROJECT. 36,000
    CITIZENS FOR SAFETY
    31 HEATH STREET
    JAMAICA PLAIN,MA02130     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S GUN VIOLENCE PREVENTION PROGRAMS. 40,000
    CITY MISSION SOCIETY
    14 BEACON STREET
    BOSTON,MA02108     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S PUBLIC VOICES PUBLIC EDUCATION PROGRAM. 5,000
    COMMONWEALTH CORPORATION
    2 OLIVER STREET
    BOSTON,MA02109     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE ARTS PROJECT SERVING YOUTH IN THE CUSTODY OF THE DEPARTMENT OF YOUTH SERVICES. 22,500
    COMMUNITY DISPUTE SETTLEMENT CENTER
    60 GORE STREET
    CAMBRIDGE,MA02141     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S COURT MEDIATION SERVICES. 2,500
    COMMUNITY RESOURCES FOR JUSTICE
    355 BOYLSTON STREET
    BOSTON,MA02116     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S CRIMINAL JUSTICE SYSTEM REFORM ACTIVITIES AND SUPPORT FOR THE BOSTON EX-OFFENDER RESOURCE DIRECTORY. 78,000
    COMMUNITY SERVINGS INC
    18 MARBURY TERRACE
    JAMAICA PLAIN,MA02130     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE 2014 LIFE SAVOR EVENT. 5,000
    CORPORATION FOR SUPPORTIVE HOUSING
    77 BUCKINGHAM STREET
    HARTFORD,CT06106     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE COMMUNITY HOUSING PROJECT SERVING EX-OFFENDERS IN WESTERN MA. 22,500
    COUNCIL ON FOUNDATIONS
    2121 CRYSTAL DRIVE
    ARLINGTON,VA22202     		N/A OTHER PUBLIC CHARITY ANNUAL SUPPORT. 2,000
    DISMAS HOUSE INC
    PO BOX 30125
    WORCESTER,MA01601     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S EX-OFFENDERS SERVICES PROGRAM. 20,000
    DOC WAYNE YOUTH SERVICE INC
    418 COMMONWEALTH AVENUE
    BOSTON,MA02215     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S JUVENILE OFFENDER SPORTS BASED CLINICAL PROGRAM. 17,500
    EPOCA INC
    5 PLEASANT STREET
    WORCESTER,MA01609     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S CRIMINAL JUSTICE REFORM PROJECT. 18,000
    ESSEX COUNTY COMMUNITY FOUNDATION
    175 ANDOVER STREET
    DANVERS,MA01923     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S ANNUAL YOUTH CONFERENCE. 5,000
    FREEDOM MINISTRIES INC
    PO BOX 51521
    BOSTON,MA02205     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S DEPARTMENT OF YOUTH SERVICES FAMILY VISITATION PROJECT. 8,000
    FRIENDS OF BOSTON'S HOMELESS
    12 WISE STREET
    BOSTON,MA02130     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S VOCATIONAL TRAINING PROGRAMS ASSISTING HOMELESS EX-OFFENDERS. 5,530
    FRIENDS OF PRISONERS
    84 BEARSES WAY
    HYANNIS,MA02601     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S COMMUNITY RESIDENTIAL PROGRAM FOR EX-OFFENDERS. 8,000
    GRANTMAKERS FOR CHILDREN YOUTH AND FAMILIES
    8757 GEORGIA AVENUE
    SILVER SPRING,MD20910     		N/A OTHER PUBLIC CHARITY ANNUAL SUPPORT. 1,000
    GREATER BOSTON LEGAL SERVICES
    197 FRIEND STREET
    BOSTON,MA02114     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S CORI REFORM IMPLEMENTATION PROJECT. 15,000
    HEALTH LAW ADVOCATES
    30 WINTER STREET
    BOSTON,MA02108     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S JUVENILE COURT MENTAL HEALTH ADVOCACY PROJECT. 15,000
    HULL LIFESAVING MUSEUM INC
    PO BOX 221
    HULL,MA02045     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S VOCATIONAL TRAINING PROGRAMS SERVING YOUTHFUL OFFENDERS. 1,500
    INNER CITY WEIGHTLIFTING
    PO BOX 171313
    BOSTON,MA02117     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S GANG INTERVENTION PROJECT. 20,000
    INSTITUTE FOR COMMUNITY PEACE
    410 4TH STREET NE
    WASHINGTON,DC20002     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S NATIONAL COMMUNITY PEACE INITIATIVE. 5,000
    JUVENILE LAW CENTER
    1315 WALNUT STREET
    PHILADELPHIA,PA19107     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S JUVENILE JUSTICE LEGAL ADVOCACY PROGRAM. 5,000
    LOUIS D BROWN PEACE INSTITUTE
    1452 DORCHESTER AVENUE
    DORCHESTER,MA02122     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S VICTIMS SERVICES PROGRAM AND VIOLENCE PREVENTION EDUCATION SERVICES. 1,000
    MA ADVOCATES FOR CHILDREN
    25 KINGSTON STREET
    BOSTON,MA02111     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S TRAUMA AND LEARNING PROJECT. 2,500
    MA COUNCIL HUMAN SERVICE PROVIDERS
    88 BROAD STREET
    BOSTON,MA02110     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S ANNUAL TRAINING CONFERENCE. 3,500
    MASSINC
    11 BEACON STREET
    BOSTON,MA02108     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE CRIMINAL JUSTICE REFORM CAMPAIGN. 60,000
    MENTOR THE NATIONAL MENTORING PARTNERSHIP
    201 SOUTH STREET
    BOSTON,MA02111     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE 2014 MENTORING SUMMIT. 3,500
    MOTHERS FOR JUSTICE AND EQUALITY
    184 DUDLEY STREET
    ROXBURY,MA02119     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S COMMUNITY VIOLENCE PREVENTION PROJECT. 10,000
    NEADS INC
    305 REDEMTION ROCK TRAIL SOUTH
    PRINCETON,MA01541     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE PRISON PUP TRAINING PROGRAM IN MA PRISONS. 20,000
    NEW ENGLAND ASSOC OF DRUG COURT PROFESSIONALS
    41 STATE STREET
    ALBANY,NY12207     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S ANNUAL TRAINING CONFERENCE. 5,000
    OAK HILL CDC WORCESTER HOMELESS ACTION COMMITTEE
    74 PROVIDENCE STREET
    WORCESTER,MA01604     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE CENTRAL MA EX-OFFENDER RESOURCE DIRECTORY. 25,000
    ON THE RISE
    341 BROADWAY
    CAMBRIDGE,MA02139     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE LEGAL ADVOCACY PROJECT SERVING HOMELESS FEMALE EX-OFFENDERS. 1,000
    PAIR PROJECT INC
    98 NORTH WASHINGTON STREET
    BOSTON,MA02114     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S LEGAL ADVOCACY PROJECT ASSISTING DETAINED ASYLUM AND REFUGEE CLIENTS. 5,000
    PERFORMANCE PROJECT
    PO BOX 5195
    SPRINGFIELD,MA01101     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S PERFORMING ARTS PROJECT ASSISTING YOUTHFUL OFFENDERS. 8,000
    PHOENIX MULTISPORT
    2239 CHAMPA STREET
    DENVER,CO80205     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S 2013 ANNUAL RECOGITION EVENT. 250
    PRISON BOOK PROGRAM
    1306 HANCOCK STREET
    QUINCY,MA02169     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S BOOK SUPPLY PROGRAM SERVING MA PRISONS AND JAILS. 5,000
    PRISONERS LEGAL SERVICES
    10 WINTHROP SQUARE
    BOSTON,MA02110     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S LEGAL ADVOCACY PROJECT ADDRESSING PRISON BRUTALITY CLAIMS. 21,000
    RFK CHILDRENS ACTION CORPS
    11 BEACON STREET
    BOSTON,MA02108     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S ALTERNATIVES TO DETENTION PROJECT SERVING JUVENILE OFFENDERS. 26,000
    ROCA INC
    101 PARK STREET
    CHELSEA,MA02150     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S GANG INTERVENTION AND VIOLENCE PREVENTION PROGRAMS. 5,000
    RODMAN RIDE FOR KIDS
    101 LINCOLN ROAD
    FOXBORO,MA02035     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S CHILD WELFARE FUNDRAISING. 237
    ROOM TO GROW
    142 BERKELEY STREET
    BOSTON,MA02116     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE PARENTING ASSISTANCE PROGRAM FOR WOMEN INVOLVED WITH THE JUSTICE SYSTEM. 2,500
    SELF ESTEEM BOSTON
    PO BOX 30155
    JAMAICA PLAIN,MA02130     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S COUNSELING PROGRAM FOR FEMALE OFFENDERS. 11,000
    SISTERS OF ST JOSEPH PRISON MINISTRIES
    1020 STATE STREET
    BADEN,PA15005     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S FEMALE OFFENDER RE INTEGRATION PROGRAM SERVING THE WOMEN'S PRISON IN FRAMINGHAM, MA. 15,000
    SPAN INC
    105 CHAUNCY STREET
    BOSTON,MA02111     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S EX-OFFENDER COMMUNITY RE INTEGRATION PROGRAM. 10,000
    SPECTRUM HEALTH SERVICES INC
    10 MECHANIC STREET
    WORCESTER,MA01608     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S PARENTING ASSISTANCE PROGRAM SERVING FEMALE OFFENDERS. 10,000
    STRAIGHT AHEAD MINISTRIES
    791 MAIN STREET
    WORCESTER,MA01610     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S COMMUNITY SERVICES PROGRAM ASSISTING YOUTHFUL OFFENDERS TRANSITIONING FROM DEPT. OF YOUTH SERVICES. 10,000
    THE KEY PROGRAM
    670 OLD CONNECTICUT PATH
    FRAMINGHAM,MA01701     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S RESIDENTIAL PROGRAMS SERVING YOUTHFUL OFFENDERS. 5,650
    TRINITY BOSTON FOUNDATION
    206 CLARENDON STREET
    BOSTON,MA02116     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE 2014 BOSTONIANS FOR YOUTH EVENT. 3,000
    UNIVERSITY OF MASSACHUSETTS BOSTON
    100 MORRISSEY BLVD
    BOSTON,MA02125     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE DRUG COUNSELOR TRAINING PROGRAM FOR EX-OFFENDERS. 20,000
    UTEC INC
    34 HURD STREET
    LOWELL,MA01855     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE AGENCY'S GANG INTERVENTION PROJECT. 15,000
    VISIONS INC
    48 JUNIPER STREET
    ROXBURY,MA02119     		N/A OTHER PUBLIC CHARITY SUPPORT FOR TECHNICAL ASSISTANCE SERVICES. 1,000
    WELLESLEY CENTER FOR WOMEN
    106 CENTRAL STREET
    WELLESLEY,MA02481     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE WOMEN'S JUSTICE NETWORK. 20,000
    YOUTH ADVOCACY FOUNDATION
    44 BROMFIELD STREET
    BOSTON,MA02108     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE EDUCATION LAW PROJECT. 5,000
    YWCA OF GREATER BOSTON
    140 CLARENDON STREET
    BOSTON,MA02116     		N/A OTHER PUBLIC CHARITY SUPPORT FOR THE YOUTH/POLICE DIALOGUES PROJECT. 10,000
    Total .................................bullet 3a 737,467
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 48,641  
    4 Dividends and interest from securities....     14 400,533  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 249,594  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 698,768 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13698,768
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    GARDINER HOWLAND SHAW FOUNDATION
    EIN: 04-6111826
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    RUSSELL BRIER & CO, LLP 9,119 9,119   0
    WELCH & FORBES TAX PREP FEE 3,100 3,100   0

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    GARDINER HOWLAND SHAW FOUNDATION
    EIN: 04-6111826
    Name of Bond End of Year Book Value End of Year Fair Market Value
    200,000 AFLAC INC SENIOR NOTE DTD 02/10/12, 2.65% 202,452 208,268
    200,000 CINTAS CORP TERM NOTE DTD 05/23/11, 2.85% 201,158 206,990
    200,000 GOLDMAN SACHS GROUP INC NOTE DTD 02/07/11, 3.625% 198,874 209,118
    200,000 JPMORGAN CHASE TERM NOTE DTD 06/24/10, 3.4% 202,532 206,150
    200,000 MEDCO HEALTH SOLUTIONS INC NOTE DTD 09/10/10, 4.125% 203,970 213,406
    200,000 MURPHY OIL CORP SR NOTE DTD 11/30/12, 2.5% 201,532 204,658
    200,000 CVS CAREMARK CORP NOTE DTD 12/05/2013 2.25% 201,060 201,448
    200,000 KENNAMETAL INC SR NT DTD 11/07/2012 2.65% 201,016 196,574

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    GARDINER HOWLAND SHAW FOUNDATION
    EIN: 04-6111826
    Name of Stock End of Year Book Value End of Year Fair Market Value
    10,000 AFLAC INC 324,900 627,200
    2,500 APACHE CORP 139,123 217,000
    6,000 AUTOMATIC DATA PROCESSING INC 236,643 467,760
    8,000 BARRICK GOLD CORP 131,998 139,760
    2,700 BECTON DICKINSON & CO 190,713 305,181
    10,000 CARMAX INC 88,082 437,800
    10,000 CENOVUS ENERGY INC 260,084 297,700
    3,000 CHEVERON CORP 62,649 376,560
    8,000 DANAHER CORP 285,440 587,040
    5,000 EXPEDITORS INTERNATIONAL WASHINGTON INC 214,101 206,200
    3,000 EXXON MOBILE CORP 5,441 307,230
    7,000 HOME DEPOT INC 142,030 556,570
    10,000 HOSPITALITY PROPERTIES TRUST 335,525 300,500
    2,000 IBM CORP 257,008 392,940
    8,000 IRON MOUNTAIN INC 183,997 227,520
    6,000 JOHNSON & JOHNSON 324,360 607,740
    4,000 JOHNSON CONTROLS INC 53,933 180,560
    3,600 LANCASTER COLONY CORP 198,948 341,568
    4,000 LIFE TIME FITNESS INC 205,584 192,000
    3,800 MCDONALDS CORP 264,980 385,244
    7,000 MERCK & CO INC 300,853 409,920
    10,000 MICROSOFT CORP 260,850 404,000
    7,000 PEPSICO INC 312,873 601,230
    5,000 PRAXAIR INC 313,562 652,750
    7,000 PROCTER & GAMBLE CO 11,884 577,850
    9,000 QUALCOMM INC 343,930 708,390
    6,000 SCHLUMBERGER LTD 186,625 609,300
    4,000 STERICYCLE INC 94,547 465,760
    5,000 STRYKER CORP 232,544 388,750
    6,000 TERADATA CORP 199,328 272,760
    3,000 3M CO 19,959 417,270
    6,000 UNITED TECHNOLOGIES CORP 122,903 709,980
    10,000 VERIZON COMMUNICATIONS INC 263,409 467,300
    2,600 VISA INC CLASS A SHARES 195,175 526,786
    14,000 WELLS FARGO & CO 351,671 694,960
    5,400 CHECK POINT SOFTWARE TECHNOLOGIES LTD 274,474 345,924

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    GARDINER HOWLAND SHAW FOUNDATION
    EIN: 04-6111826
    US Government Securities - End of Year Book Value:

    199,900
    US Government Securities - End of Year Fair Market Value:

    202,278
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2013 InvestmentsOtherSchedule2
    Name:
    GARDINER HOWLAND SHAW FOUNDATION
    EIN: 04-6111826
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    15,000 FIRST TRUST NORTH AMERN ENERGY INFRAS FD ETF AT COST 325,650 379,800
    2,500 ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF AT COST 258,042 295,375
    3,000 ISHARES 1-3 YEAR CREDIT BOND ETF AT COST 312,815 316,560
    9,500 KAYNE ANDERSON MLP INVESTMENT CO AT COST 309,262 350,835
    12,000 MORGAN STANLEY CAPITAL TRUST III CAPITAL SECURITIES 6.25% AT COST 300,583 304,800
    3,400 VANGUARD INTERMEDIATE TERM BOND ETF AT COST 267,385 285,328
    9,000 VANGUARD FTSE EMERGING MARKETS ETF AT COST 455,939 368,460

    TY 2013 OtherExpensesSchedule
    Name:
    GARDINER HOWLAND SHAW FOUNDATION
    EIN: 04-6111826
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    IT COSTS 450 0   450
    EQUIPMENT LEASE AND REPAIR 1,132 0   1,132
    POSTAGE 218 0   218
    SUPPLIES 1,326 0   1,326
    TELEPHONE & TELECOMMUNICATIONS 3,864 0   3,864
    MA FILING FEES 250 250   0


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    GARDINER HOWLAND SHAW FOUNDATION
    EIN: 04-6111826
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 98,543 98,543   0


    TY 2013 TaxesSchedule
    Name:
    GARDINER HOWLAND SHAW FOUNDATION
    EIN: 04-6111826
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    2012 FEDERAL EXTENSION PAYMENT 14,600 0   0
    2013 FEDERAL ESTIMATED TAX PAYMENTS 13,100 0   0