Attach to Form 990 or 990-EZ.
Information about Schedule O (Form 990 or 990-EZ) and its instructions is at| Return Reference | Explanation |
|---|---|
| FORM 990, PART VI, SECTION A | BOCA LENDING CORPORATION ("BOCA") IS A TITLE HOLDING COMPANY GENERALLY EXEMPT FROM FEDERAL INCOME TAX UNDER IRC SECTION 501(A) AS A TITLE HOLDING COMPANY DESCRIBED IN IRC SECTION 501(C)(2). BOCA'S PURPOSE IS TO HOLD TITLE TO INVESTMENTS GENERATING INCOME WHICH WILL BE TURNED OVER TO GENERAL ELECTRIC PENSION TRUST ("GEPT") AFTER DEDUCTING EXPENSES PURSUANT TO IRC SECTION 501(C)(2). GEPT WILL USE SUCH INCOME TO FURTHER ITS EXEMPT PURPOSE. GEPT FORMS PART OF THREE PENSION PLANS SPONSORED BY GENERAL ELECTRIC COMPANY ("GE"). EACH OF THE THREE PLANS INVESTS THEIR RESPECTIVE ASSETS IN GEPT. THE TRUSTEES OF GEPT ARE OFFICERS OF GE ASSET MANAGEMENT INCORPORATED ("GEAM"), A WHOLLY-OWNED SUBSIDIARY OF GE. GEAM WAS APPOINTED INVESTMENT ADVISER BY GEPT AND MANAGES THE ASSETS ACCORDINGLY. BOCA IS ONE OF SEVERAL TITLE HOLDING COMPANIES WHOLLY-OWNED BY GEPT. LINE 6 - BOCA IS WHOLLY-OWNED BY GEPT. LINE 7A - THE TRUSTEES OF GEPT HAVE THE RIGHT TO APPOINT OR TERMINATE DIRECTORS AND OFFICERS OF BOCA AS REQUIRED. LINE 7B - THE TRUSTEES OF GEPT HAVE THE RIGHT TO APPOINT OR TERMINATE DIRECTORS AND OFFICERS OF BOCA AS REQUIRED. IN ADDITION, THE TRUSTEES OF GEPT ALSO HAVE POWERS THAT INCLUDE, BUT ARE NOT LIMITED TO, DECISIONS REGARDING ASSET ACQUISITIONS, CAPITAL REQUIREMENTS AND ASSET DISPOSITIONS. |
| FORM 990, PART VI, SECTION B | LINE 11A - THE SUPPORTING INFORMATION REQUIRED TO TIMELY AND ACCURATELY COMPLETE FORM 990 IS FURNISHED TO BOCA'S PAID PREPARER, PRICEWATERHOUSECOOPERS LLP ("PWC"). FORM 990, AS PREPARED BY PWC, IS FURNISHED TO THE GEAM TAX DEPARTMENT FOR FINAL REVIEW. THE GEAM TAX DEPARTMENT REVIEWS FORM 990 AS PREPARED BY PWC FOR ACCURACY. UPON APPROVAL, THE GEAM TAX DEPARTMENT REVIEWS THE FORM 990 WITH BOCA DIRECTORS PRIOR TO SIGNATURE AND FILING. GOVERNING BODY AND MANAGEMENT |
| FORM 990, PART VI, SECTION B | LINES 12-14 - GEAM IS A REGISTERED INVESTMENT ADVISER UNDER THE INVESTMENT ADVISERS ACT OF 1940, AS AMENDED, AND PROVIDES INVESTMENT MANAGEMENT SERVICES TO GEPT AND BOCA. GEAM HAS ADOPTED POLICIES THAT EXTEND TO GEPT AND BOCA COVERING, BUT NOT LIMITED TO, CONFLICTS OF INTEREST, INTEGRITY CONCERNS AND DOCUMENT RETENTION AND DESTRUCTION. SUCH POLICIES ARE ADMINISTERED BY GEAM'S COMPLIANCE DEPARTMENT. ALL EMPLOYEES OF GEPT'S SPONSOR COMPANY ARE REQUIRED TO COMPLY WITH SUCH POLICIES AND MUST CONFIRM, NO LESS THAN QUARTERLY, COMPLIANCE WITH THE CONFLICTS OF INTEREST POLICY. LINE 15 - BOCA DOES NOT HAVE ANY EMPLOYEES. |
| FORM 990, PART VI, SECTION C, LINE 19 | NO DOCUMENTS AVAILABLE TO THE PUBLIC. |
| FORM 990, PART VII, SECTION A | IN TOTAL, IT IS ESTIMATED THAT GERALD KARR, PHIL RIORDAN AND LEANNE DUNN SPEND 2 TO 4 HOURS PER YEAR ON THE ACTIVITIES OF THIS ORGANIZATION. IN ADDITION, LEANNE DUNN SPENDS 2 TO 4 HOURS PER YEAR ON THE ACTIVITIES OF RELATED ORGANIZATIONS AS REPORTED ON SCHEDULE R. IN TOTAL, IT IS ESTIMATED THAT JIM OLDHAM SPENDS 5 TO 10 HOURS PER YEAR ON THE ACTIVITIES OF THIS ORGANIZATION. IN ADDITION, JIM OLDHAM SPENDS 5 TO 10 HOURS PER YEAR ON THE ACTIVITIES OF RELATED ORGANIZATIONS AS REPORTED ON SCHEDULE R. |
| Software ID: | |
| Software Version: |