Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)90 PARK AVENUE - 33RD FLOOR   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10016
A Employer identification number

13-5673173
B Telephone number (see instructions)

(212) 687-4470
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$268,838,615J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 668,160
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 849,443 849,443  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 11,761,932
b Gross sales price for all assets on line 6a 84,063,485
7 Capital gain net income (from Part IV, line 2)... 11,761,932
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -12,784 0  
12 Total. Add lines 1 through 11........ 13,266,751 12,611,375  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 870,500 117,953   752,547
14 Other employee salaries and wages...... 1,130,038 89,725   1,040,313
15 Pension plans, employee benefits....... 1,725,139 179,242   765,245
16a Legal fees (attach schedule)......... Click to see attachment 11,669 0   12,219
b Accounting fees (attach schedule)....... Click to see attachment 30,423 13,690   17,150
c Other professional fees (attach schedule).... Click to see attachment 104,770 53,294   30,275
17 Interest............... 42,825 42,825   0
18 Taxes (attach schedule) (see instructions) Click to see attachment 231,880 1,630   0
19 Depreciation (attach schedule) and depletion... Click to see attachment 231,402 11,570  
20 Occupancy.............. 659,785 68,552   644,986
21 Travel, conferences, and meetings....... 183,950 745   184,139
22 Printing and publications.......... 2,209 0   2,209
23 Other expenses (attach schedule)....... Click to see attachment -2,045,866 564,237   480,863
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 3,178,724 1,143,463   3,929,946
25 Contributions, gifts, grants paid........ 8,009,000 7,318,400
26 Total expenses and disbursements. Add lines 24 and 25 11,187,724 1,143,463   11,248,346
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 2,079,027
b Net investment income (if negative, enter -0-) 11,467,912
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 7,394,684 18,780,399 18,780,399
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet420,655
Less: allowance for doubtful accounts bullet   469,880 420,655 420,655
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges........... 203    
10a Investments—U.S. and state government obligations (attach schedule) 14,130,772    
b Investments—corporate stock (attach schedule)........      
c Investments—corporate bonds (attach schedule)........ 2,351,316    
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 213,164,867 Click to see attachment248,882,615 248,882,615
14 Land, buildings, and equipment: basis bullet1,627,772
Less: accumulated depreciation (attach schedule) bullet1,444,582 414,592 Click to see attachment183,190 183,190
15 Other assets (describe bullet) Click to see attachment183,222 Click to see attachment571,756 Click to see attachment571,756
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 238,109,536 268,838,615 268,838,615
Liabilities 17 Accounts payable and accrued expenses.......... 133,767 113,489
18 Grants payable................... 4,560,000 5,250,600
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment11,194,592 Click to see attachment9,521,488
23 Total liabilities (add lines 17 through 22).......... 15,888,359 14,885,577
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 221,388,237 253,374,535
25 Temporarily restricted................ 832,940 578,503
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 222,221,177 253,953,038
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 238,109,536 268,838,615
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 222,221,177
2 Enter amount from Part I, line 27a..................... 2 2,079,027
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 30,459,266
4 Add lines 1, 2, and 3.......................... 4 254,759,470
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 806,432
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 253,953,038
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a PAULSON ENHANCED GOLD P    
b SCOGGIN OVERSEAS FUND. LTD. P    
c BUCKINGHAM RAF INTL PARTNERS, LTD. P    
d RUSSIAN PROSPERITY FUND P    
e PROSPERITY QUEST FUND P    
PERSHING SQUARE HOLDINGS LTD P    
ODYSSEY PARTNERS FUND P    
CAPITAL GAIN PASS THROUGH FROM LTD PTRSHIPS P    
PUBLICLY TRADED SECURITIES P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 3,872,855   3,597,888 274,967
b 14,826,289   9,887,024 4,939,265
c 5,718,131   5,000,000 718,131
d 6,039,449   5,000,000 1,039,449
e 1,678,028   2,000,000 -321,972
5,182,668   5,034,181 148,487
342,410   277,699 64,711
4,854,052     4,854,052
41,549,603   41,504,761 44,842
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       274,967
b       4,939,265
c       718,131
d       1,039,449
e       -321,972
      148,487
      64,711
      4,854,052
      44,842
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 11,761,932
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 11,924,881 224,842,813 0.053037
2011 11,718,857 249,441,273 0.046980
2010 11,719,049 246,034,046 0.047632
2009 12,515,314 237,745,393 0.052642
2008 13,562,812 276,702,064 0.049016
2 Total of line 1, column (d) ...................... 2 0.249307
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.049861
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 238,050,738
5 Multiply line 4 by line 3....................... 5 11,869,448
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 114,679
7 Add lines 5 and 6......................... 7 11,984,127
8 Enter qualifying distributions from Part XII, line 4.............. 8 11,248,346
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 229,358
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 229,358
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 229,358
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 143,700
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 285,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 428,700
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 199,342
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet199,342 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.GF.ORG
    14
    The books are in care ofbulletCOLEEN HIGGINS-JACOB Telephone no.bullet (212) 687-4470
    Located atbullet90 PARK AVENUENEW YORKNY ZIP+4bullet10016
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    EDWARD HIRSCH PRESIDENT AND TRUSTEE
    40.00     		414,500 33,541 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ANDRE BERNARD V.P., AND SECRETARY
    40.00     		220,000 56,050 0
    90 PARK AVENUE
    NEW YORK,NY10016
    COLEEN P HIGGINS-JACOB V.P., C.F.O. AND TREASURER
    40.00     		236,000 57,297 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ROBERT ALLAN CARO TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JOEL CONARROE TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DOROTHY TAPPER GOLDMAN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    MICHAEL HEGARTY TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DR WILLIAM P KELLY TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DWIGHT E LEE TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JOYCE CAROL OATES TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    A ALEX PORTER TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JOSEPH A RICE CHAIRMAN & TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    RICHARD A RIFKIND TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    STACY SCHIFF TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    CHARLES P STEVENSON JR TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    WADDELL W STILLMAN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    PATRICK J WAIDE JR TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ELLEN TAAFFE ZWILICH TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    RICHARD HATTER DIR. DEVLPMNT & PUB
    40.00     		110,000 21,875 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JULIE KLEIN ASST TREASURER
    40.00     		105,000 21,381 0
    90 PARK AVENUE
    NEW YORK,NY10016
    PATRICIA O'SULLIVAN ASST SECRETARY
    40.00     		104,000 21,292 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DEREK LIM SYSTEMS ADMINISTRATO
    40.00     		88,000 32,640 0
    90 PARK AVENUE
    NEW YORK,NY10016
    BARBARA GLEASON ASST TREASURER
    40.00     		82,000 19,484 0
    90 PARK AVENUE
    NEW YORK,NY10016
    Total number of other employees paid over $50,000...................bullet 8
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    STONEHOUSE SYSTEMS AND TECHNOLOGY IT SERVICES CONSULTING 180,000
    2 WOOSTER STREET
    NEW YORK,NY10013
    IGNOTUM INC IT SYSTEMS DEVELOPMENT/CONSULTING 106,545
    125 KETAY DRIVE SOUTH
    EAST NORTHPORT,NY11731
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    11,902,537
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    229,358
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    229,358
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    11,673,179
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    11,673,179
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    11,673,179
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 11,673,179
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012....... 514,895
    fTotal of lines 3a through e......... 514,895
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 11,248,346
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 11,248,346
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 424,833 424,833
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 90,062
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		90,062
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012.... 90,062
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    JOHN SIMON GUGGENHEIM MEMORIAL FDTN
    90 PARK AVENUE
    NEW YORK,NY10016
    (212) 687-4470
    bThe form in which applications should be submitted and information and materials they should include:
    THE FOUNDATION HAS A STANDARD APPLICATION WHICH SPECIFIES THE MATERIAL THE APPLICANT SHOULD SUBMIT FOR HIS/HER FIELD.
    cAny submission deadlines:
    SEPTEMBER 15
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    INDIVIDUALS IN THE U.S.A. AND CANADA
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    LUCA BUVOLI
    32 SPRING STREET 8
    NEW YORK,NY10012     		NONE NONE RUNNING ON THE MOON 20,000
    BERNARD HAYKEL
    PRINCETON UN-NEAR EAST STUDIES 110
    JONES HALL
    PRINCETON,NY08544     		NONE NONE A POLITICAL HISTORY OF SAUDI ARABIA 22,000
    PHILIP PETTIT
    PRINCETON UN-CTR HUMAN VALUES
    WASHINGTON RD
    PRINCETON,NJ08544     		NONE NONE A CIVIC REPUBLICAN THEORY OF DEMOCRACY 32,000
    RICK BRIGGS
    319 BEDFORD AVE
    BROOKLYN,NY11211     		NONE NONE FINE ARTS 20,000
    ALON CONFINO
    NAU HALL 484 SOUTH LAWN
    CHARLOTTESVILLE,VA22904     		NONE NONE A WORLD WITHOUT JEWS: NAZI GERMANY, REPRESENTATIONS OF THE PAST, AND THE HOLOCAUST 20,000
    PATRICK JOHN KEELING
    6270 UNIVERSITY BLVD
      BRITISH COLOMBIAV6T1Z4
    CA     		NONE NONE ROLE OF CORAL REEFS IN APICOMPLEXAN PARASITE ORIGINS 20,000
    KAREN ELIZABETH RUSSELL
    464 CLINTON AVENUE
    BROOKLYN,NY11238     		NONE NONE FICTION 20,000
    VAHID TAROKH
    243 CONCORD AVENUE UNIT 7
    CAMBRIDGE,MA02138     		NONE NONE RANDOM MATRICES FROM DETERMINISTIC STRUCTURES: THEORY AND APPLICATIONS 17,500
    LOUIS WARREN
    1 SHIELDS AVE
    DAVIS,CA95616     		NONE NONE A HOLE IN THE DREAM: THE GHOST DANCE AND THE MAKING OF MODERN AMERICA 26,500
    KATH WESTON
    714 LEVY AVENUE
    CHARLOTTESVILLE,VA22902     		NONE NONE RETHINKING THE MAGIC OF CAPITAL: A CULTURAL CRITIQUE OF CIRCULATION AND GENERATION IN FINANCE 20,000
    JUDITH T ZEITLIN
    4950 S CHICAGO BEACH DRIVE APT 17A
    CHICAGO,IL60615     		NONE NONE THE CULTURE OF MUSICAL ENTERTAINMENT IN EARLY MODERN CHINA : VOICE, INSTRUMENT, TEXT 20,000
    JOHN ALDRICH
    28 CHURCHWELL COURT
    DURHAM,NC27713     		NONE NONE PARTY POLITICS IN THE SOUTH, INSTITUTIONAL POLITICS IN THE NATION 20,000
    MICHAEL ARCEGA
    1600 HOLLOWAY AVE
    SAN FRANCISCO,CA94132     		NONE NONE FINE ARTS 20,000
    EVE ASCHHEIM
    185 NASSAU STREET
    PRINCETON,NJ08544     		NONE NONE FINE ARTS 50,000
    ELIZABETH B BARRET
    PO BOX 915
    WHITESBURG,KY41858     		NONE NONE PHOTOGRAPHY 60,000
    ALISON BECHDEL
    1915 NOTCH RD
    JERICHO,VT05465     		NONE NONE FAMILY-SYSTEMS MEMOIR 25,000
    LOUISE E BELCOURT
    315 BERRY STREET APT 6 N
    BROOKLYN,NY11249     		NONE NONE FINE ARTS 20,000
    CATHERINE BESTEMAN
    25 PROSPECT STREET
    WATERVILLE,ME04901     		NONE NONE AN UNEXPECTED LIFE: SOMALIS, MAINERS, AND THE NEW GLOBAL NORMAL 30,000
    NAYLAND BLAKE
    1114 AVENUE OF THE AMERICAS
    NEW YORK,NY10036     		NONE NONE FINE WARS 18,000
    ADAM BOCK
    402 WEST 45TH STREET APT 4D
    NEW YORK,NY10036     		NONE NONE PLAYWRITING 26,000
    PETER BOGARDUS
    47 EAST 74 STREET 3R
    NEW YORK,NY10021     		NONE NONE PHOTOGRAPHY 10,000
    STEPHEN R BOKENKAMP
    851 S CADY MALL
    TEMPE,AZ85287     		NONE NONE DECLARATIONS OF THE PERFECTED: DAOIST TEXTS OF THE 4TH AND 5TH CENTURIES 45,000
    JOHN R BOWEN
    ONE BROOKINGS DRIVE
    ST LOUIS,MO63130     		NONE NONE SHAPING BRITISH SHARIAH 42,000
    TERESA CALDEIRA
    3040 BUENA VISTA WAY
    BERKELEY,CA94708     		NONE NONE "GRAFFITI, TAGGING, SKATEBOARDING, MOTORCYCLING: NEW URBAN PRACTICES AND 22,500
    JOHN CARLSON
    266 WHITNEY AVENUE
    NEW HAVEN,CT06511     		NONE NONE INSECT CHEMORECEPTION AND THE CONTROL OF AGRICULTURAL PESTS 20,000
    JUAN WILLIAM CHAVEZ
    2307 CHEROKEE STREET 3RD FLOOR
    ST LOUIS,MO63118     		NONE NONE FINE ARTS 20,000
    TOM CIPULLO
    47-20 11TH STREET
    LONG ISLAND CITY,NY11101     		NONE NONE MUSIC COMPOSITION 25,000
    PETER U CLARK
    COAS ADMINISTRATION BUILDING 104
    CORVALLIS,OR97331     		NONE NONE ICE-SHEET INSTABILITIES AND IMPLICATIONS FOR FUTURE SEA-LEVEL CHANGE AND THE CARBON CYCLE 20,000
    DAWN CLEMENTS
    276 FRANKLIN ST 2L
    BROOKLYN,NY11222     		NONE NONE FINE ARTS 25,000
    JOHN H COCHRANE
    5807 S WOODLAWN AVE
    CHICAGO,IL60637     		NONE NONE FISCAL THEORY OF THE PRICE LEVEL 40,000
    KATHARINE COLES
    255 S CENTRAL CAMPUS DRIVE RM 3500
    SALT LAKE CITY,UT84112     		NONE NONE POETRY 20,000
    JEFF COLSON
    1425 WENTWORTH AVENUE
    PASADENA,CA91106     		NONE NONE FINE ARTS 30,000
    MATT CONNORS
    421 EAST 9TH STREET
    NEW YORK,NY10009     		NONE NONE FINE ARTS 30,000
    OLIVIA REMIE CONSTABLE
    627 WEST COLFAX AVENUE
    SOUTH BEND,IN46601     		NONE NONE CHRISTIAN PERCEPTIONS OF MUSLIM IDENTITY IN MEDIEVAL SPAIN 22,500
    LISA CRAFTS
    12 HARRISON STREET
    NEW YORK,NY10013     		NONE NONE FILM-VIDEO 25,000
    KWAME DAWES
    137 ANDREWS HALL
    LINCOLN,NE68588     		NONE NONE POETRY 10,000
    STEPHEN DIRADO
    52 GAGE STREET
    WORCESTER,MA01605     		NONE NONE PHOTOGRAPHY 22,500
    DORNITH DOHERTY
    3171 BRIAR LANE
    SOUTHLAKE,TX76092     		NONE NONE PHOTOGRAPHY 22,000
    TIMOTHY DONNELLY
    210 UNION STREET
    NEW YORK,NY11231     		NONE NONE POETRY 50,000
    SHIMON DOTAN
    870 RIVERSIDE DRIVE APT 7G
    NEW YORK,NY10032     		NONE NONE FILM-VIDEO 19,000
    DOUG DUBOIS
    102 SHAFFER ART BUILDING
    SYRACUSE,NY13244     		NONE NONE PHOTOGRAPHY 30,000
    JOHN DUFRESNE
    3000 NE 151ST STREET
    NORTH MIAMI,FL33181     		NONE NONE FICTION 20,000
    ERIC DYER
    4221 WICKFORD ROAD
    BALTIMORE,MD21210     		NONE NONE FILM-VIDEO 25,000
    LAURA F EDWARDS
    BOX 90719
    DURHAM,NC27708     		NONE NONE A NATION OF RIGHTS: A LEGAL HISTORY OF THE CIVIL WAR AND RECONSTRUCTION 20,000
    JAMAL J ELIAS
    249 SOUTH 36TH STREET
    PHILADELPHIA,PA19104     		NONE NONE THE MEVLEVIS AFTER RUMI 10,000
    DOUG ELKINS
    185 STULTS LANE
    EAST BRUNSWICK,NJ08816     		NONE NONE CHOREOGRAPHY 25,000
    STEVEN EPSTEIN
    1810 CHICAGO AVENUE
    EVANSTON,IL60208     		NONE NONE SEXUAL HEALTH AS BUZZWORD 40,000
    JUDITH EVANS GRUBBS
    345 DURAND FALLS DRIVE
    DECATUR,GA30030     		NONE NONE CHILDREN WITHOUT FATHERS IN ROMAN LAW AND SOCIETY: PATERNITY, LEGITIMACY, AND FREEDOM 20,000
    CHARLES FAIRBANKS
    3 PLUM CREEK CANYON DRIVE 12G
    EUSTIS,NE69028     		NONE NONE FILM-VIDEO 15,000
    FANG MAN
    319 TRENT COURT
    IRMO,SC29063     		NONE NONE MUSIC COMPOSITION 20,000
    DOUGLAS FLAMMING
    1831 FAIR OAKS PLACE
    DECATUR,GA30033     		NONE NONE LAW OF PROMISE: THE CIVIL RIGHTS ACT OF 1964 15,000
    RUTH FRANKLIN
    503 16TH STREET APT 1
    BROOKLYN,NY11215     		NONE NONE HOUSEHOLD SPIRITS: THE LIFE AND WORK OF SHIRLEY JACKSON 40,000
    VIVIAN FUNG
    1361 OAK AVENUE
    REDWOOD CITY,CA94061     		NONE NONE MUSIC COMPOSITION 25,000
    PETER GALASSI
    40 EAST 10TH STREET
    NEW YORK,NY10003     		NONE NONE THE INVENTION OF THE HISTORY OF PHOTOGRAPHY 20,000
    MICHAEL GALINSKY
    164 HALL STREET
    BROOKLYN,NY11205     		NONE NONE FILM-VIDEO 30,000
    CHITRA GANESH
    390 RUGBY ROAD 6B
    BROOKLYN,NY11226     		NONE NONE FINE ARTS 28,000
    STAVROS GAROUFALIDIS
    686 CHERRY STREET
    ATLANTA,GA30332     		NONE NONE QUANTUM GEOMETRY AND TOPOLOGY IN DIMENSION THREE 20,000
    KAMBIZ GHANEABASSIRI
    3203 SE WOODSTOCK BOULEVARD
    PORTLAND,OR97202     		NONE NONE THE MOSQUE IN ISLAMIC HISTORY 30,000
    DENISE GIGANTE
    BLDG460
    STANFORD,CA94305     		NONE NONE THE BOOK MADNESS: CHARLES LAMB'S MIDNIGHT DARLINGS IN NEW YORK 40,000
    LORI D GINZBERG
    4813 BEAUMONT AVENUE
    PHILADELPHIA,PA19143     		NONE NONE WOMEN AND THE GRAND AMERICAN NARRATIVE 40,000
    ELLIS GOLDBERG
    DEPARTMENT OF POLITICAL SCIENCE
    SEATTLE,WA98195     		NONE NONE THE ARAB SPRING 25,000
    JOHN GOSSAGE
    2070 BELMONT RD NW 502
    WASHINGTON,DC20009     		NONE NONE PHOTOGRAPHY 20,000
    BARBARA GOWDY
    11 HILLCREST AVENUE
      ONTARIOM4X1W1
    CA     		NONE NONE FICTION 20,000
    KATHLEEN GRABER
    405 W BURK AVE
    WILDWOOD,NJ08260     		NONE NONE POETRY 22,500
    BRUCE GRANT
    25 WAVERLY PLACE
    NEW YORK,NY10003     		NONE NONE CULTURAL HISTORIES OF AUTHORITARIANISM IN THE CAUCASUS 20,000
    DARON ARIC HAGEN
    140 EAST MARKET STREET
    RHINEBECK,NY12572     		NONE NONE MUSIC COMPOSITION 25,000
    STEPHEN S HALL
    20 COOPER SQUARE 6TH FLOOR
    NEW YORK,NY10003     		NONE NONE RIFT VALLEY: SEAFLOOR MAPPING AND THE REVOLUTION IN GEOPHYSICS 10,000
    TRAJAL HARRELL
    140 SECOND AVENUE 404
    NEW YORK,NY10003     		NONE NONE CHOREOGRAPHY 15,000
    TAMAR HERZOG
    450 SERRA MALL BUILDING 200
    STANFORD,CA94305     		NONE NONE "THE MAKING OF FRONTIERS: SPAIN AND PORTUGAL IN EUROPE AND 20,000
    CHARLES HINMAN
    231 BOWERY
    NEW YORK,NY10002     		NONE NONE FINE ARTS 25,000
    JENNIFER S HIRSCH
    445 RIVERSIDE DRIVE APT 31
    NEW YORK,NY10027     		NONE NONE DESIRE ACROSS BORDERS: GENDER, INTIMACY, AND THE HIDDEN COSTS OF MEXICO-U.S. MIGRATION 10,000
    HUCK HODGE
    BOX 353450
    SEATTLE,WA98195     		NONE NONE MUSIC COMPOSITION 25,000
    SCOTT A HUGHES
    77 MASSACHUSETTS AVENUE
    CAMBRIDGE,MA02139     		NONE NONE THE ASTROPHYSICS OF ULTRA-STRONG GRAVITY 30,000
    NINA G JABLONSKI
    DEPARTMENT OF ANTHROPOLOGY
    UNIVERSITY PARK,PA16802     		NONE NONE NATURALISTIC STUDIES OF THE DYNAMICS OF VITAMIN D STATUS IN HUMAN POPULATIONS 20,000
    JAMES B JACOBS
    40 WASHINGTON SQUARE SOUTH
    NEW YORK,NY10012     		NONE NONE CRIMINAL RECORDS: JURISPRUDENCE AND POLICY 20,000
    BILL JACOBSON
    61 GREEN STREET
    BROOKLYN,NY11222     		NONE NONE PHOTOGRAPHY 25,000
    ADRIAN JOHNS
    1126 EAST 59TH STREET
    CHICAGO,IL60637     		NONE NONE THE INTELLECTUAL PROPERTY DEFENSE INDUSTRY 20,000
    KENT JONES
    225 WEST 105TH STREET
    NEW YORK,NY10025     		NONE NONE THROUGHOUT THE COUNTRY: A CINEMATIC MAP 20,000
    STANYA KAHN
    214 NORTH AVENUE 53
    LOS ANGELES,CA90042     		NONE NONE FILM-VIDEO 20,000
    JAMES KAPLAN
    105 CIRCLE DRIVE
    HASTINGSONHUDSON,NY10706     		NONE NONE A BIOGRAPHY OF FRANK SINATRA 20,000
    NETS KATZ
    1310 SOUTH NANCY STREET
    BLOOMINGTON,IN47401     		NONE NONE TOPICS IN GEOMETRIC AND ADDITIVE COMBINATORICS 9,000
    ARNOLD J KEMP
    1000 WEST BROAD STREET
    RICHMOND,VA23284     		NONE NONE FINE ARTS 25,000
    ROBERT P KIRSHNER
    60 GARDEN STREET MS-19
    CAMBRIDGE,MA02138     		NONE NONE BETTER KNOWLEDGE OF DARK ENERGY THROUGH INFRARED OBSERVATIONS OF SUPERNOVAE 20,000
    ALEXANDER KISELEV
    480 LINCOLN DRIVE
    MADISON,WI53706     		NONE NONE ACTIVE SCALARS IN FLUID MECHANICS 20,000
    DON KULICK
    5736 S WOODLAWN AVE
    CHICAGO,IL60637     		NONE NONE THE END: HOW A LANGUAGE DIES 20,000
    SUSAN LANDAU
    37 HILLCREST PLACE
    AMHERST,MA01002     		NONE NONE "SECURING THE U.S.: DEVELOPING POLICY FOR COMMUNICATIONS SECURITY IN AN ERA OF BYOD 22,500
    LAURA LANDWEBER
    WASHINGTON ROAD
    PRINCETON,NJ08544     		NONE NONE RNA-MEDIATED EPIGENETIC INHERITANCE AND THE ORIGIN OF GENETIC SYSTEMS 20,000
    JOHN JOTA LEAOS
    HIGH STREET
    SANTA CRUZ,CA95064     		NONE NONE FILM-VIDEO 5,000
    JANNA LEVIN
    3009 BROADWAY
    NEW YORK,NY10027     		NONE NONE BLACK HOLES PLAY DRUMS 22,500
    ROBERT S LEVINE
    3219 TAWES HALL
    COLLEGE PARK,MD20742     		NONE NONE THE LIVES OF FREDERICK DOUGLASS 20,000
    LISA A LINDSAY
    402 CLAYTON ROAD
    CHAPEL HILL,NC27514     		NONE NONE ATLANTIC BONDS: A FAMILY HISTORY THROUGH SLAVERY, FREEDOM, AND COLONIZATION 22,500
    WILLIAM LUIS
    2112 PICCADILLY PLACE
    NASHVILLE,TN37215     		NONE NONE THE LIFE AND WORKS OF CUBAN SLAVE POET JUAN FRANCISCO MANZANO 20,000
    PETER MAASS
    207 W 106TH STREET 12E
    NEW YORK,NY10025     		NONE NONE EYES OF WAR: THE CHANGING IMAGE OF REVOLUTION IN A NETWORKED WORLD 40,000
    THOMAS F MADDEN
    3800 LINDELL BOULEVARD
    SAINT LOUIS,MO63108     		NONE NONE THE LION AND THE CROSS: VIOLENCE, RELIGION, AND IDENTITY IN THE REPUBLIC OF SAINT MARK 22,500
    KEERIL MAKAN
    35 BIGELOW STREET 4
    CAMBRIDGE,MA02139     		NONE NONE MUSIC COMPOSITION 45,000
    SARAH MANGUSO
    3845 TRACY ST
    LOS ANGELES,CA90027     		NONE NONE ONGOINGNESS 22,500
    JAMES C MCCANN
    232 BAY STATE ROAD
    BOSTON,MA02215     		NONE NONE BEES IN A SMOKED HIVE: MINDSCAPES OF MALARIA, LANDSCAPES OF HISTORY 20,000
    JUSTIN MCDANIEL
    249 SOUTH 36TH STREET
    PHILADELPHIA,PA19104     		NONE NONE IMPROVISED LIVES: THE MAKING OF BUDDHIST LEISURE CULTURE IN ASIA 22,500
    PABLO MEDINA
    120 BOYLSTON STREET
    BOSTON,MA02116     		NONE NONE POETRY 20,000
    JODI MELNICK
    900 WEST END AVENUE 2G
    NEW YORK,NY10025     		NONE NONE CHOREOGRAPHY 20,000
    CHRISTIA MERCER
    DEPARTMENT OF PHILOSOPHY COLUMBIA
    UNIVERSITY
    NEW YORK,NY10027     		NONE NONE PLATONISMS IN EARLY MODERN THOUGHT 10,000
    JOSEPH MILLAR
    1707 DARE ST
    RALEIGH,NC27608     		NONE NONE POETRY 24,000
    LYDIA MILLET
    5210 N LAK A YUCCA RD
    TUCSON,AZ85743     		NONE NONE FICTION 20,000
    ALEX MINCEK
    34 SOUTH PORTLAND AVENUE
    BROOKLYN,NY11271     		NONE NONE MUSIC COMPOSITION 20,000
    JIM MOORE
    MS-A1730
    SAINT PAUL,MN55104     		NONE NONE POETRY 21,000
    BRIGHDE MULLINS
    3501 TROUSDALE PARKWAY
    LOS ANGELES,CA90089     		NONE NONE PLAYWRITING 21,500
    LAURE MURAT
    212 ROYCE HALL
    LOS ANGELES,CA90095     		NONE NONE WOMEN AS SYMPTOMS, OR MADNESS AT WORK 22,500
    EILEEN MYLES
    86 EAST THIRD STREET APT 3C
    NEW YORK,NY10003     		NONE NONE AFTERGLOW (A MEMOIR) 25,000
    LUAY NAKHLEH
    6100 MAIN STREET MS 132
    HOUSTON,TX77005     		NONE NONE FROM GENE TREES TO SPECIES PHYLOGENIES 20,000
    BENJAMIN NATHANS
    353 TREVOR LANE
    BALLA CYNWYD,PA19004     		NONE NONE A CURIOUS KIND OF LIBERTY: SOVIET DISSIDENTS, HUMAN RIGHTS, AND THE SOVIET UNION AFTER STALIN 25,000
    ALVA NO
    314 MOSES HALL 2390
    BERKELEY,CA94720     		NONE NONE STRANGE TOOLS: ART AND HUMAN NATURE 20,000
    WURA-NATASHA OGUNJI
    2102B GREENWOOD AVENUE
    AUSTIN,TX78723     		NONE NONE FILM-VIDEO 25,000
    CAROL J OJA
    HARVARD UNIVERSITY MUSIC BUILDING
    304S
    CAMBRIDGE,MA02138     		NONE NONE "PERFORMING RACIAL DESEGREGATION: BROADWAY MUSICALS AND PROGRESSIVE POLITICS 20,000
    RICHARD OLMSTEAD
    PACIFIC STREET NE
    SEATTLE,WA98195     		NONE NONE LAMIALES: BIOLOGY AND EVOLUTION 20,000
    LANCE OLSEN
    255 S CENTRAL CAMPUS DRIVE
    SALT LAKE CITY,UT84112     		NONE NONE FICTION 45,000
    JUDITH PASCOE
    317 FAIRCHILD STREET
    IOWA CITY,IA52245     		NONE NONE WUTHERING HEIGHTS IN JAPAN 20,000
    ARTHUR PHILLIPS
    101 WARREN STREET A1E
    BROOKLYN,NY11201     		NONE NONE FICTION 10,000
    DONALD RAY POLLOCK
    14 MEAD DRIVE
    CHILLICOTHE,OH45601     		NONE NONE FICTION 23,000
    BOBBY PREVITE
    2350 BROADWAY 1207
    NEW YORK,NY10024     		NONE NONE MUSIC COMPOSITION 25,000
    LIA PURPURA
    5116 NORWOOD ROAD
    BALTIMORE,MD21212     		NONE NONE A COLLECTION OF ESSAYS 25,000
    NAUFS RAMIREZ-FIGUEROA
    109-45 FOURTH STREET
      BRITISH COLOMBIAV3L5H7
    CA     		NONE NONE FINE ARTS 45,000
    JAMES E RAUCH
    3026 GRANADA AVENUE
    SAN DIEGO,CA92104     		NONE NONE JADEDNESS AND PROFESSIONALISM IN NGOS 20,000
    LAUREN REDNISS
    39 EAST 12TH ST
    NEW YORK CITY,NY10003     		NONE NONE THUNDER AND LIGHTNING: WEATHER PAST, PRESENT, FUTURE 25,000
    JENNIFER W REEVES
    PO BOX 306
    CALLICOON,NY12723     		NONE NONE FINE ARTS 22,000
    ELISHA P RENNE
    1085 SOUTH UNIVERSITY AVENUE
    ANN ARBOR,MI48109     		NONE NONE VEILS, TURBANS, AND ISLAMIC REFORM IN NORTHERN NIGERIA 22,500
    JOAN RICHARDSON
    95 BEDFORD STREET
    NEW YORK,NY10014     		NONE NONE IMAGES, SHADOWS OF DIVINE THINGS 40,000
    J T ROGERS
    335 5TH AVENUE
    BROOKLYN,NY11215     		NONE NONE PLAYWRITING 15,000
    DAVID A ROSENBAUM
    931 MCKEE STREET
    STATE COLLEGE,PA16803     		NONE NONE PROTO-MOVEMENTS IN COGNITION AND ACTION 20,000
    SANDRA MENDELSOHN RUBIN
    PO BOX 626
    BOONVILLE,CA95415     		NONE NONE FINE ARTS 25,000
    LISA SALTZMAN
    101 NORTH MERION AVENUE
    BRYN MAWR,PA19010     		NONE NONE DAGUERREOTYPES: FUGITIVE SUBJECTS, CONTEMPORARY OBJECTS 22,500
    ELIZABETH D SAMET
    601 WEST 57TH STREET APT 28Q
    NEW YORK,NY10019     		NONE NONE CRIMES OF ODYSSEUS: IMAGINING POSTWAR AMERICA 22,500
    DAMION SEARLS
    794 PRESIDENT STREET
    BROOKLYN,NY11215     		NONE NONE COMPLETE TRANSLATION OF UWE JOHNSON'S ANNIVERSARIES 25,000
    ELDAR SHAFIR
    WASHINGTON ROAD
    PRINCETON,NJ08540     		NONE NONE THE CONTEXT AND PSYCHOLOGY OF SCARCITY 20,000
    STEPHEN SHARNOFF
    1129 EUCLID AVENUE
    BERKELEY,CA94708     		NONE NONE GUIDEBOOK TO CALIFORNIA LICHENS 22,500
    JUDITH SHEA
    124 CHAMBERS ST
    NEW YORK,NY10007     		NONE NONE FINE ARTS 25,000
    FAZAL SHEIKH
    C/O M HUSAIN
    NEW YORK,NY10025     		NONE NONE PHOTOGRAPHY 20,000
    MAXIM D SHRAYER
    140 COMMONWEALTH AVENUE
    CHESTNUT HILL,MA02467     		NONE NONE JEWISH-RUSSIAN POETS BEARING WITNESS TO THE SHOAH, 1941-1946 20,000
    RICHARD SIEBURTH
    13 UNIVERSITY PLACE 6TH FLOOR
    NEW YORK,NY10003     		NONE NONE TRANSLATION OF BAUDELAIRE'S LATE FRAGMENTS 40,000
    ADAM SIEPEL
    TOWER ROAD
    ITHACA,NY14853     		NONE NONE "ELEGANT CHIMERA: HOW COMPUTING, STATISTICS, AND GENETICS ARE REVOLUTIONIZING 22,500
    BETH A SIMMONS
    1737 CAMBRIDGE STREET 2ND FLOOR
    CAMBRIDGE,MA02420     		NONE NONE "COOPERATIVE EXCHANGES IN CONFRONTING TRANSNATIONAL CRIME: TRUST RELATIONSHIPS 20,000
    MRINALINI SINHA
    DEPARTMENT OF HISTORY
    ANN ARBOR,MI48104     		NONE NONE COMPLETE POLITICAL INDEPENDENCE: THE CURIOUS HISTORY OF A NATIONALIST INDIAN DEMAND 40,000
    RICHARD SNOW
    32 WASHINGTON SQUARE WEST
    NEW YORK,NY10011     		NONE NONE THE RISE OF HENRY FORD 20,000
    LYNN SPIGEL
    1920 CAMPUS DRIVE 2ND FLOOR
    EVANSTON,IL60208     		NONE NONE IMAGINING THE SMART HOME: THE FABULOUS FUTURE OF EVERYDAY LIFE 20,000
    RAMIE TARGOFF
    144 BRATTLE STREET
    CAMBRIDGE,MA02138     		NONE NONE POSTHUMOUS LOVE: EROS AND THE AFTERLIFE IN THE ENGLISH RENAISSANCE 20,000
    TERRY TEACHOUT
    680 FT WASHINGTON AVE 4-H
    NEW YORK,NY10040     		NONE NONE A BIOGRAPHY OF DUKE ELLINGTON 10,000
    SARA TERRY
    4900 GLENALBYN DRIVE
    LOS ANGELES,CA90065     		NONE NONE PHOTOGRAPHY 25,000
    MAGDA TETER
    238 CHURCH STREET
    MIDDLETOWN,CT06459     		NONE NONE THE POPE'S DILEMMA: BLOOD LIBEL AND THE BOUNDARIES OF PAPAL POWER IN ITALY AND POLAND 45,000
    FRANCESCA TRIVELLATO
    265 GREENE STREET
    NEW HAVEN,CT06511     		NONE NONE "ON GOOD AND BAD CREDIT: AN UNWRITTEN CHAPTER IN EUROPEAN DEBATES 20,000
    STEVEN UNGAR
    105 BECKER COMM STUDIES BLDG
    IOWA CITY,IA52242     		NONE NONE SOCIAL DOCUMENTARY IN FRANCE, 1927-1962 20,000
    CARLOS VILLA
    68 AZTEC STREET
    SAN FRANCISCO,CA94110     		NONE NONE FINE ARTS 20,000
    GAYLE WALD
    DEPT OF ENGLISH ROME HALL RM 769
    WASHINGTON,DC20052     		NONE NONE "IT'S BEEN BEAUTIFUL": SOUL! AND BLACK-POWER TELEVISION 20,000
    LUISE WHITE
    PO BOX 117320
    GAINESVILLE,FL32611     		NONE NONE UNPOPULAR SOVEREIGNTY: RHODESIAN INDEPENDENCE AND AFRICAN DECOLONIZATION 20,000
    DANIEL WIENER
    156 HOYT STREET
    BROOKLYN,NY11217     		NONE NONE FINE ARTS 27,500
    ELIZABETH WILLIS
    49 BERKELEY ROAD
    MIDDLETOWN,CT06347     		NONE NONE POETRY 22,500
    ALAN E WILLNER
    3740 MCCLINTOCK AVENUE EEB 538
    LOS ANGELES,CA90089     		NONE NONE 100-FOLD SPEED INCREASE IN ANALYZING VAST AMOUNTS OF DATA USING TUNABLE OPTICAL CORRELATORS 15,000
    CHRISTIAN WIMAN
    409 PROSPECT ST
    NEW HAVEN,CT06511     		NONE NONE POETRY 20,000
    JAMES A WINN
    236 BAY STATE ROAD
    BOSTON,MA02215     		NONE NONE QUEEN ANNE STYLE: CULTURE AND POLITICS UNDER THE LAST STUART MONARCH 40,000
    JOHN WRAY
    491 4TH ST
    BROOKLYN,NY11215     		NONE NONE FICTION 15,000
    STEPHEN YABLO
    77 MASSACHUSETTS AVENUE
    CAMBRIDGE,MA02139     		NONE NONE SUBJECT MATTER, SEEING-AS, AND SEMANTICS 20,000
    NETTA YERUSHALMY
    619 EAST 5TH STREET
    NEW YORK,NY10009     		NONE NONE CHOREOGRAPHY 50,000
    C DALE YOUNG
    2075 33RD AVENUE
    SAN FRANCISCO,CA94116     		NONE NONE POETRY 25,000
    HUIMIN ZHAO
    2109 SCOTTSDALE DRIVE
    CHAMPAIGN,IL61822     		NONE NONE DRUG DISCOVERY AND DEVELOPMENT VIA SYNTHETIC BIOLOGY 20,000
    KIM ABELES
    821 TRACTION AVENUE STUDIO 110
    LOS ANGELES,CA90013     		NONE NONE FINE ARTS 25,000
    KIM ADAMS
    54 BOSTON AVENUE 4
      ONTARIOM4M2T9
    CA     		NONE NONE FINE ARTS 30,000
    KATI AGCS
    290 HUNTINGTON AVENUE
    BOSTON,MA02115     		NONE NONE MUSIC COMPOSITION 24,000
    DIANA ALLAN
    218 HARVARD STREET APT 1
    CAMBRIDGE,MA02139     		NONE NONE FILM-VIDEO 25,000
    LOUIS S ASEKOFF
    40 NEVIS ROAD
    TIVOLI,NY12583     		NONE NONE POETRY 25,000
    MARCOS BALTER
    COLUMBIA COLLEGE CHICAGO
    CHICAGO,IL60640     		NONE NONE MUSIC COMPOSITION 50,000
    LEIGH BEHNKE
    543 BROADWAY
    NEW YORK,NY10013     		NONE NONE FINE ARTS 25,000
    PHILIP BOEHM
    7141 STANFORD AVENUE
    ST LOUIS,MO63130     		NONE NONE TRANSLATION OF TEXTS BY HERTA MULLER 25,000
    HUI CAO
    15 PROSPECT STREET RM 309
    NEW HAVEN,CT06520     		NONE NONE BIOLOGICALLY INSPIRED PHOTONICS 20,000
    PETER G CLOTE
    173 WABAN HILL ROAD NORTH
    CHESTNUT HILL,MA02467     		NONE NONE RNA: SYNTHETIC BIOLOGY AND THERMODYNAMICS-BASED ALGORITHMS 20,000
    CORA COHEN
    4705 CENTER BLVD 509
    LONG ISLAND CITY,NY11109     		NONE NONE FINE ARTS 27,500
    JENNIFER COLE
    1309 EAST 50TH STREET
    CHICAGO,IL60615     		NONE NONE MALAGASY MARRIAGE MIGRANTS IN FRANCE AND THE MAKING OF A HYBRID TRANSNATIONAL CULTURE 23,000
    JON COLEMAN
    52744 WESTGATE DRIVE
    SOUTH BEND,IN46635     		NONE NONE MOVEMENT IN PREINDUSTRIAL AMERICA 24,000
    SCOTT CONARROE
    518-11TH AVENUE
      BRITISH COLOMBIAV0X1N3
    CA     		NONE NONE PHOTOGRAPHY 30,000
    CATHY CRANE
    161 6TH AVENUE 2R
    BROOKLYN,NY11217     		NONE NONE FILM-VIDEO 25,000
    BRYAN J CUEVAS
    641 UNIVERSITY WAY
    TALLAHASSEE,FL32306     		NONE NONE THE LIFE OF RA LOTSAWA, TIBET'S NOTORIOUS MASTER OF BUDDHIST SORCERY 24,000
    KATE DANIELS
    1404 BEECHWOOD AVENUE
    NASHVILLE,TN37212     		NONE NONE POETRY 33,000
    ERIK DEMAINE
    32 VASSAR STREET
    CAMBRIDGE,MA02139     		NONE NONE ORIGAMI FROM WOOD, PLASTIC, METAL, AND GLASS 25,000
    KIRAN DESAI
    10 PARSONAGE STREET
    COLD SPRING,NY10516     		NONE NONE FICTION 25,000
    KATHLEEN DONOHUE
    5218 TWIN PINES LANE
    DURHAM,NC27705     		NONE NONE HOW GENETIC PATHWAYS INFLUENCE ORGANISMAL RESPONSES TO CLIMATE CHANGE 20,000
    LEE EPSTEIN
    1221 OCEAN AVENUE 907
    SANTA MONICA,CA90401     		NONE NONE DIVERSITY ON THE FEDERAL BENCH: ASSESSING THE EFFECT OF GENDER, RACE, AND RELIGION ON JUDGING 30,000
    GARY W EVANS
    DEPARTMENT OF DESIGN AND ENVIRONMEN
    AL ANALYSIS
    ITHACA,NY14853     		NONE NONE POVERTY AND CHILD DEVELOPMENT 20,000
    STUART FIRESTEIN
    1011 FAIRCHILD MC2438
    NEW YORK,NY10027     		NONE NONE HOW SCIENCE ADVANCES THROUGH FAILURE 21,000
    KATE FODOR
    53 MAPLE STREET FIRST FLOOR
    MILLBURN,NJ07041     		NONE NONE PLAYWRITING 40,000
    JOSHUA FOER
    754 ORANGE STREET 4
    NEW HAVEN,CT06511     		NONE NONE THE LAST HUNTER-GATHERERS AND THE MAKING OF MODERN HUMANS 26,000
    ALESSANDRO FORTE
    CP 8888 SUCCURSALE CENTRE-VILLE
      QUEBECH3C3P8
    CA     		NONE NONE "MODELLING THE IMPACT OF GLOBAL MOVEMENTS OF MASS AND HEAT DEEP INSIDE THE EARTH 42,000
    ANDREW FRISARDI
    VIA FONTANTA VECCHIA A
      GROSSETO  
    IT     		NONE NONE A TRANSLATION AND ANNOTATED EDITON OF DANTE'S CONVIVIO 27,500
    ROBERT D FULK
    1020 EAST KIRKWOOD AVENUE
    BLOOMINGTON,IN47405     		NONE NONE A COMPARATIVE GRAMMAR OF THE EARLY GERMANIC LANGUAGES 20,000
    CHARLES GAINES
    24700 MCBEAN PKWY
    VALENCIA,CA91355     		NONE NONE FINE ARTS 23,500
    LYNN GARAFOLA
    3009 BROADWAY
    NEW YORK,NY10027     		NONE NONE BRONISLAVA NIJINSKA: A CHOREOGRAPHER'S JOURNEY 20,000
    ANDR GAUDREAULT
    875 DOLLARD AVENUE
      QUEBECH2V3G8
    CA     		NONE NONE THE EMERGENCE OF EDITING: FOR A NEW HISTORY OF FILM LANGUAGE 40,000
    ROSS GAY
    17 4TH ST
    FRENCHTOWN,NJ08825     		NONE NONE POETRY 30,000
    BRUCE GILDEN
    25 MERCER STREET
    NEW YORK,NY10013     		NONE NONE PHOTOGRAPHY 26,000
    KATHY GOODELL
    1 HAWK DRIVE
    NEW PALTZ,NY12561     		NONE NONE FINE ARTS 24,000
    JESSICA GREEN
    809 WEST 4TH AVENUE
    EUGENE,OR97402     		NONE NONE UNDERSTANDING MICROBIAL COMMUNITY ASSEMBLY IN URBAN ENVIRONMENTS 40,000
    RICHARD GROSSMAN
    15 HAMLIN ROAD
    NEWTON CENTRE,MA02459     		NONE NONE THE EVOLUTION OF BANKING REGULATION 7,000
    SONALI GULATI
    325 N HARRISON STREET
    RICHMOND,VA23284     		NONE NONE FILM-VIDEO 25,000
    MAGGIE HADLEIGH-WEST
    1001 NORTH SALCEDO STREET
    NEW ORLEANS,LA70119     		NONE NONE FILM-VIDEO 30,000
    J C HALLMAN
    43-10 CRESCENT ST 437
    LONG ISLAND CITY,NY11101     		NONE NONE THE LAST MONARCH 27,500
    BARBARA HAMMER
    463 WEST STREET A926
    NEW YORK,NY10014     		NONE NONE FILM-VIDEO 30,000
    AMY HARMON
    225 WEST 106TH STREET 14J
    NEW YORK,NY10025     		NONE NONE INDIVIDUALS WITH AUTISM AND THEIR SPECIAL INTERESTS 40,000
    KYLE HARPER
    2908 COACH COURT
    NORMAN,OK73071     		NONE NONE A BIOHISTORY OF THE FALL OF THE ROMAN EMPIRE 40,000
    BILL HAYES
    14 HORATIO STREET 11-C
    NEW YORK,NY10014     		NONE NONE A HISTORY OF EXERCISE 25,000
    GUY HEDREEN
    15 LAWRENCE HALL DRIVE SUITE 1
    WILLIAMSTOWN,MA01267     		NONE NONE THE IAMBIC ARTIST IN GREEK ART, LYRIC POETRY, AND HOMERIC EPIC 24,000
    JOHN HIBBING
    3501 DUDLEY STREET
    LINCOLN,NE68503     		NONE NONE BIOLOGY AND POLITICAL PARTICIPATION 20,000
    JENNIFER HOMANS
    37 WASHINGTON SQUARE WEST APT 7CD
    NEW YORK,NY10011     		NONE NONE GEORGE BALANCHINE: A HISTORY 25,000
    MAJOR JACKSON
    38 ELSOM PARKWAY
    SOUTH BURLINGTON,VT05403     		NONE NONE POETRY 24,000
    JOEL JANOWITZ
    158 VASSAL LANE
    CAMBRIDGE,MA02138     		NONE NONE FINE ARTS 25,000
    ADAM JOHNSON
    390 FREDERICK ST
    SAN FRANCISCO,CA94117     		NONE NONE FICTION 24,000
    BILL JOHNSTON
    1020 EAST KIRKWOOD AVENUE
    BLOOMINGTON,IN47405     		NONE NONE A NEW TRANSLATION OF ADAM MICKIEWICZ'S PAN TADEUSZ 24,000
    TROY JOLLIMORE
    704 ARBUTUS AVENUE
    CHICO,CA95926     		NONE NONE POETRY 24,000
    ROBERT KLITZMAN
    410 CENTRAL PARK WEST APT 16F
    NEW YORK,NY10025     		NONE NONE ETHICAL, LEGAL, AND SOCIAL IMPLICATIONS OF ASSISTED REPRODUCTIVE TECHNOLOGY 20,000
    AMER KOBASLIJA
    530 EAST 20TH STREET
    NEW YORK,NY10009     		NONE NONE FINE ARTS 28,000
    HARRIET KORMAN
    11-15 46 ROAD 3B
    LONG ISLAND CITY,NY11101     		NONE NONE FINE ARTS 35,000
    SAMUEL KOU
    9 CARROLL CIRCLE
    WESTON,MA02493     		NONE NONE STATISTICAL INFERENCE OF DYNAMIC SYSTEMS VIA THE GAUSSIAN EMULATOR 38,000
    JUDITH F KROLL
    931 MCKEE STREET
    STATE COLLEGE,PA16803     		NONE NONE BILINGUAL MINDS AND BRAINS 20,000
    NORA KRUG
    208 LEFFERTS AVENUE
    BROOKLYN,NY11225     		NONE NONE FINE ARTS 24,000
    DEANA LAWSON
    505 MADISON STREET
    BROOKLYN,NY11221     		NONE NONE PHOTOGRAPHY 24,000
    MICHAEL LESY
    10 MOUNTAIN VIEW CIRCLE
    AMHERST,MA01002     		NONE NONE "LOOKING BACKWARDS/STEREO-GRAPHIC IMAGES OF THE WORLD AT THE DAWN OF THE 22,000
    ZHONGJIE LIN
    9201 UNIVERSITY CITY BLVD
    CHARLOTTE,NC28223     		NONE NONE CHINA'S EMERGING NEW-TOWN MOVEMENT 24,000
    MARIE LOSIER
    22 EAST 60TH STREET
    NEW YORK,NY10022     		NONE NONE FILM-VIDEO 20,000
    JULIA REINHARD LUPTON
    28 VIRGIL COURT
    IRVINE,CA92617     		NONE NONE HABITATION, HOSPITALITY, AND DESIGN OF DWELLINGS IN SHAKESPEARE'S PLAYS 20,000
    DEBORAH LUSTER
    736 FRENCHMEN STREET
    NEW ORLEANS,LA70116     		NONE NONE PHOTOGRAPHY 27,500
    CATHERINE LUTZ
    BOX 1970
    PROVIDENCE,RI02912     		NONE NONE EMERGING POPULAR HISTORIES OF THE POST-9/11 WARS 40,000
    NATALIE MAHOWALD
    115 OAK HILL ROAD
    ITHACA,NY14850     		NONE NONE INDIRECT EFFECT OF AEROSOL ON BIOGEOCHEMISTRY AND CLIMATE 40,000
    JEFF MALMBERG
    3865 BRUNSWICK AVENUE
    LOS ANGELES,CA90039     		NONE NONE FILM-VIDEO 45,000
    JON MARANS
    666 NINTH AVENUE 5N
    NEW YORK,NY10036     		NONE NONE PLAYWRITING 27,500
    BEN MARCUS
    601 WEST 115TH STREET 32
    NEW YORK,NY10022     		NONE NONE FICTION 24,000
    CLEOPATRA MATHIS
    PO BOX 217
    POST MILLS,VT05058     		NONE NONE POETRY 20,000
    DAVID MCDONALD
    4828 HOLLOW CORNER ROAD 290
    CULVER CITY,CA90230     		NONE NONE FINE ARTS 25,000
    DAVID MEANS
    317 FRONT STREET
    UPPER NYACK,NY10960     		NONE NONE FICTION 25,000
    MYRA MELFORD
    MORRISON HALL 1200
    BERKELEY,CA94720     		NONE NONE MUSIC COMPOSITION 48,000
    ROBIN MILLER
    94 AVALON ROAD
    WABAN,MA02468     		NONE NONE DOSTOEVSKY, TOLSTOY, AND THE SMALL OF THIS WORLD 20,000
    ELIJAH MILLGRAM
    4221 MARQUIS WAY
    SALT LAKE CITY,UT84124     		NONE NONE JOHN STUART MILL AND THE MEANING OF LIFE 24,000
    CARMAN MOORE
    152 COLUMBUS AVENUE APT 4R
    NEW YORK,NY10023     		NONE NONE MUSIC COMPOSITION 26,000
    CARRIE MOYER
    275 PARK AVENUE 3P
    BROOKLYN,NY11205     		NONE NONE FINE ARTS 48,000
    SYLVIA NASAR
    81 PAULDING AVENUE
    TARRYTOWN,NY10591     		NONE NONE "THE STORY OF SOVIET COLLABORATORS, SPIES, AND AGENTS OF INFLUENCE IN THE FINAL YEAR OF 8,400
    KEVIN OHI
    140 COMMONWEALTH AVENUE
    CHESTNUT HILL,MA02467     		NONE NONE QUEER LITERARY TRANSMISSION 24,000
    IAN OLDS
    441 CLERMONT AVENUE 2
    BROOKLYN,NY11238     		NONE NONE FILM-VIDEO 27,500
    PATTI OLEON
    76 DAWNVIEW WAY
    SAN FRANCISCO,CA94131     		NONE NONE FINE ARTS 23,000
    WILLIAM OUTCAULT
    97 PRESIDENT STREET
    BROOKLYN,NY11231     		NONE NONE FINE ARTS 25,000
    SCOTT PAGE
    317 WEST HALL
    ANN ARBOR,MI48106     		NONE NONE DIVERSITY, COMPLEXITY, AND INSTITUTIONS 40,000
    DAVID PARKER
    131 PERRY STREET 1A
    NEW YORK,NY10014     		NONE NONE CHOREOGRAPHY 26,000
    LAURA PARNES
    374 BEDFORD AVENUE
    BROOKLYN,NY11249     		NONE NONE FILM-VIDEO 25,000
    CHRISTIAN PATTERSON
    201 CLINTON AVENUE APT 7D
    BROOKLYN,NY11205     		NONE NONE PHOTOGRAPHY 40,000
    CATHERINE PEICHEL
    1100 FAIRVIEW AVENUE NORTH MS
    C2-023
    SEATTLE,WA98109     		NONE NONE CONNECTING GENOTYPE, PHENOTYPE, AND FITNESS 20,000
    ANN PIBAL
    129 HAWKS AVE
    NORTH BENNINGTON,VT05257     		NONE NONE FINE ARTS 25,000
    JEAN-MICHEL PILC
    PO BOX 24561
    BROOKLYN,NY11202     		NONE NONE MUSIC COMPOSITION 25,000
    CLAIRE PORTER
    872 GARRISON AVENUE
    TEANECK,NJ07666     		NONE NONE CHOREOGRAPHY 26,000
    NARONG PRANGCHAROEN
    4908 BROOKSIDE BOULEVARD APT 16
    KANSAS CITY,MO64112     		NONE NONE MUSIC COMPOSITION 26,000
    LEAH PRICE
    27 MAPLE AVENUE 1
    CAMBRIDGE,MA02139     		NONE NONE BOOK FETISH: HOW RETHINKING THE PRINTED PAST CAN TRANSFORM OUR DIGITAL FUTURE 21,000
    CHARAN RANGANATH
    1544 NEWTON COURT
    DAVIS,CA95618     		NONE NONE BRAIN SYSTEMS THAT ENABLE MEMORY-GUIDED BEHAVIOR 20,000
    LEONARDO RASTELLI
    433 WEST 34TH STREET APT 7K
    NEW YORK,NY10001     		NONE NONE THE SUPERCONFORMAL BOOTSTRAP PROGRAM 20,000
    RICHARD L ROBERTS
    3031 ROSS ROAD
    PALO ALTO,CA94303     		NONE NONE MARRIAGES AND HOUSEHOLDS IN AFRICAN HISTORY 14,000
    CARLIN ROMANO
    301 SAINT MARKS STREET
    PHILADELPHIA,PA19104     		NONE NONE IS THERE AN ASIAN PHILOSOPHY? 16,000
    HARRY ROSEMAN
    177 EAST DORSEY LANE
    POUGHKEEPSIE,NY12601     		NONE NONE FINE ARTS 22,000
    DAVID ROSENBERG
    11121 SW 62ND AVENUE
    MIAMI,FL33156     		NONE NONE A LIFE IN A POEM: MEMOIR OF A REBELLIOUS BIBLE TRANSLATOR 44,000
    MATHEW ROSENBLUM
    606 SOUTH DALLAS AVENUE
    PITTSBURGH,PA15217     		NONE NONE MUSIC COMPOSITION 24,000
    SOPHIA ROSENFELD
    1111 HAZEL STREET
    CHARLOTTESVILLE,VA22902     		NONE NONE THE CHOICES WE MAKE: THE ROOTS OF FREEDOM 24,000
    SUSAN ROTROFF
    6112 KINGSBURY AVENUE
    SAINT LOUIS,MO63112     		NONE NONE "THE INTRODUCTION OF THE RED-FIGURE STYLE AND THE CERAMIC CHRONOLOGY OF LATE ARCHAIC 20,000
    PHILLIP ROUND
    DEPARTMENT OF ENGLISH
    IOWA CITY,IA52242     		NONE NONE THE COLLABORATIVE PRACTICE OF EARLY NATIVE LITERATURE 24,000
    IRA SACHS
    1 FIFTH AVENUE 6D
    NEW YORK,NY10003     		NONE NONE FILM-VIDEO 25,000
    GARY SCHNEIDER
    PO BOX 33
    BROOKHAVEN,NY11719     		NONE NONE PHOTOGRAPHY 24,000
    DANIEL SHARFSTEIN
    2513 BARTON AVENUE
    NASHVILLE,TN37212     		NONE NONE "THUNDER IN THE MOUNTAINS: THE CLASH OF TWO AMERICAN LEGENDS, OLIVER OTIS HOWARD AND 20,000
    BRENDA SHAUGHNESSY
    538 CLINTON STREET
    BROOKLYN,NY11231     		NONE NONE POETRY 48,000
    RAHIM SHAYEGAN
    3310 SHELBY DRIVE
    LOS ANGELES,CA90034     		NONE NONE NEW HISTORY OF THE SASANIAN EMPIRE 24,000
    NANCY SHERMAN
    3927 PROSPECT STREET
    KENSINGTON,MD20895     		NONE NONE MAKING PEACE WITH WAR: MORAL INJURY AND MORAL REPAIR 40,000
    SHEILA SILVER
    93 MALLORY ROAD BOX 292
    SPENCERTOWN,NY12165     		NONE NONE MUSIC COMPOSITION 22,500
    MIKE SINCLAIR
    3335 BALTIMORE AVENUE
    KANSAS CITY,MO64111     		NONE NONE PHOTOGRAPHY 35,000
    ELENA SISTO
    333 EAST 14TH STREET APT3K
    NEW YORK,NY10003     		NONE NONE FINE ARTS 25,000
    GREG SMITH
    2 3RD PLACE
    BROOKLYN,NY11231     		NONE NONE FILM-VIDEO 20,000
    DEAN SNYDER
    274 COLE AVENUE
    PROVIDENCE,RI02906     		NONE NONE FINE ARTS 24,000
    CHRIS SOLLARS
    667 SHOTWELL STREET
    SAN FRANCISCO,CA94110     		NONE NONE FINE ARTS 20,000
    VALERIO SPADA
    16 MANHATTAN AVENUE 1C
    NEW YORK,NY11206     		NONE NONE PHOTOGRAPHY 32,000
    KRISTEN STILT
    375 EAST CHICAGO AVENUE
    CHICAGO,IL60611     		NONE NONE CONSTITUTIONAL ISLAM: GENEALOGIES, TRANSMISSIONS, AND MEANINGS 20,000
    KAREN SULLIVAN
    CAMPUS ROAD
    ANNANDALEONHUDSON,NY12504     		NONE NONE THE DANGER OF ROMANCE 23,500
    TERESE SVOBODA
    56 LUDLOW STREET 2
    NEW YORK,NY10002     		NONE NONE FICTION 25,000
    LESLIE THORNTON
    316 DEAN STREET
    BROOKLYN,NY11217     		NONE NONE FILM-VIDEO 40,000
    THOMAS TRAVISANO
    PO BOX 4020
    ONEONTA,NY13820     		NONE NONE A NEW CRITICAL BIOGRAPHY OF ELIZABETH BISHOP 21,000
    MARC VAN DE MIEROOP
    424 FAYERWEATHER HALL
    NEW YORK,NY10027     		NONE NONE MASTERS OF TRUTH IN ANCIENT BABYLONIA 35,000
    MARTEN H VAN KERKWIJK
    50 SAINT GEORGE STREET
      ONTARIOM5S3H4
    CA     		NONE NONE MERGING WHITE DWARFS AND THERMONUCLEAR SUPERNOVAE 40,000
    MARY JO VATH
    231 E 7TH STREET
    NEW YORK,NY10009     		NONE NONE FINE ARTS 24,000
    RICHARD VON GLAHN
    940 SOUTH OGDEN DRIVE
    LOS ANGELES,CA90036     		NONE NONE THE ECONOMIC HISTORY OF CHINA FROM ANTIQUITY TO THE NINETEENTH CENTURY 20,000
    ANNE WALDMAN
    236 WEST 27TH STREET SUITE 1302
    NEW YORK,NY10001     		NONE NONE POETRY 24,000
    BRETT WALKER
    311 S 4TH AVE
    BOZEMAN,MT59715     		NONE NONE ASBESTOS AND THE UNMAKING OF THE MODERN WORLD 24,000
    SUSAN WANKLYN
    139 SKILLMAN AVENUE 3A
    BROOKLYN,NY11211     		NONE NONE FINE ARTS 24,000
    ROBERT WELLER
    232 BAY STATE ROAD 105
    BOSTON,MA02215     		NONE NONE RELIGIOUS PLURALISM IN CHINA 21,000
    COLSON WHITEHEAD
    359 WEST 11TH STREET
    NYC,NY10014     		NONE NONE FICTION 35,000
    ANN ZABLUDOFF
    3925 NORTH PLACITA HONDONADA
    TUCSON,AZ85750     		NONE NONE DISCOVERING THE FIRST GALAXIES WITH A NEW KIND OF GRAVITATIONAL LENS TELESCOPE 24,000
    Total .................................bullet 3a 7,318,400
    bApproved for future payment
    TOMOKO MASUZAWA
    3995 PENBERTON DRIVE
    ANN ARBOR,MI48105     		NONE NONE PROMISE OF THE SECULAR: WILLIAM ROBERTSON SMITH AND THE HISTORICAL CONSTITUTION OF BIBLICAL STUDIES 33,000
    MARGARET MITCHELL
    UN-CHICAGO DIVINITY SCHOOL SWIFT
    HALL 1025 E 58TH ST
    CHICAGO,IL60637     		NONE NONE PREACHING PAUL IN THE LATE ANTIQUE CITY 32,000
    JOHN-PHILIP D'AGATA
    648 GOVERNOR STREET
    IOWA CITY,IA52240     		NONE NONE THREE LONG ESSAYS 40,000
    DEBORAH VALENZE
    1 SHADY HILL SQUARE
    CAMBRIDGE,MA02138     		NONE NONE THOMAS TRYON AND HIS WORLD 35,000
    TONIO ANDRADE
    204 BOWDEN HALL
    ATLANTA,GA30322     		NONE NONE THE GUNPOWDER AGE: A GLOBAL HISTORY, 1300-1800 45,000
    LOUISE E BELCOURT
    315 BERRY STREET APT 6 N
    BROOKLYN,NY11249     		NONE NONE FINE ARTS 20,000
    TOM CIPULLO
    47-20 11TH STREET
    LONG ISLAND CITY,NY11101     		NONE NONE MUSIC COMPOSITION 25,000
    SHEPERD S DOELEMAN
    46 SPRAGUE STREET
    MALDEN,MA02148     		NONE NONE BUILDING AN EVENT HORIZON TELESCOPE 43,000
    JAMES N DRUCKMAN
    601 UNIVERSITY PLACE
    EVANSTON,IL60208     		NONE NONE POLICY CHALLENGES: ENERGY POLICY AND PUBLIC OPINION 40,000
    MARGOT E FASSLER
    17644 WAXWING LANE
    SOUTH BEND,IN46635     		NONE NONE HILDEGARD'S SCIVIAS: ART, MUSIC, AND DRAMA IN A LITURGICAL COMMENTARY 40,000
    KRISTEN R GHODSEE
    7100 COLLEGE STATION
    BRUNSWICK,ME04011     		NONE NONE STATE SOCIALIST WOMEN'S ORGANIZATIONS RECONSIDERED: THE COMMITTEE OF THE BULGARIAN WOMEN'S MOVEMENT AND AFRICAN FEMINISMS- 1965-1990 45,000
    DAVID J HANCOCK
    226 BUENA VISTA AVENUE
    ANN ARBOR,MI48103     		NONE NONE THE COSMOPOLITE: WILLIAM PETTY-FITZMAURICE, 2ND EARL OF SHELBURNE, AND THE END OF ENLIGHTENMENT 40,000
    ANDREA K HENDERSON
    11 FROST STREET
    IRVINE,CA92617     		NONE NONE ALGEBRAIC ART 40,000
    DAGMAR HERZOG
    31 CHESTNUT STREET
    PRINCETON,NJ08542     		NONE NONE WITH HISTORY IN MIND: PSYCHOANALYSIS IN A POSTWAR WORLD 40,000
    ROBERT S LEVINE
    3219 TAWES HALL
    COLLEGE PARK,MD20742     		NONE NONE THE LIVES OF FREDERICK DOUGLASS 20,000
    JIM MOORE
    MS-A1730
    SAINT PAUL,MN55104     		NONE NONE POETRY 21,000
    DAVID A ROSENBAUM
    931 MCKEE STREET
    STATE COLLEGE,PA16803     		NONE NONE PROTO-MOVEMENTS IN COGNITION AND ACTION 20,000
    LISA SALTZMAN
    101 NORTH MERION AVENUE
    BRYN MAWR,PA19010     		NONE NONE DAGUERREOTYPES: FUGITIVE SUBJECTS, CONTEMPORARY OBJECTS 22,500
    BETH A SIMMONS
    1737 CAMBRIDGE STREET 2ND FLOOR
    CAMBRIDGE,MA02420     		NONE NONE "COOPERATIVE EXCHANGES IN CONFRONTING TRANSNATIONAL CRIME: TRUST RELATIONSHIPS 20,000
    KATE SOPER
    414 WEST 121ST STREET 66
    NEW YORK,NY10027     		NONE NONE MUSIC COMPOSITION 45,000
    JOHN WRAY
    491 4TH ST
    BROOKLYN,NY11215     		NONE NONE FICTION 30,000
    KIM ABELES
    821 TRACTION AVENUE STUDIO 110
    LOS ANGELES,CA90013     		NONE NONE FINE ARTS 25,000
    LUCIANA ACHUGAR
    41 WITHERS STREET 3R
    BROOKLYN,NY11211     		NONE NONE CHOREOGRAPHY 52,000
    KIM ADAMS
    54 BOSTON AVENUE 4
      ONTARIOM4M2T9
    CA     		NONE NONE FINE ARTS 30,000
    KATI AGCS
    290 HUNTINGTON AVENUE
    BOSTON,MA02115     		NONE NONE MUSIC COMPOSITION 24,000
    DIANA ALLAN
    218 HARVARD STREET APT 1
    CAMBRIDGE,MA02139     		NONE NONE FILM-VIDEO 25,000
    SIEMON ALLEN
    222 WEST BROAD STREET
    RICHMOND,VA23220     		NONE NONE FINE ARTS 50,000
    LOUIS S ASEKOFF
    40 NEVIS ROAD
    TIVOLI,NY12583     		NONE NONE POETRY 25,000
    LEIGH BEHNKE
    543 BROADWAY
    NEW YORK,NY10013     		NONE NONE FINE ARTS 25,000
    JAMES BEVER
    1001 E 3RD ST
    BLOOMINGTON,IN47405     		NONE NONE PLANT-SOIL FEEDBACK AS DRIVERS OF PLANT COMMUNITY DYNAMICS 40,000
    PHILIP BOEHM
    7141 STANFORD AVENUE
    ST LOUIS,MO63130     		NONE NONE TRANSLATION OF TEXTS BY HERTA MULLER 35,000
    PHILIP BOHLMAN
    1010 EAST 59TH STREET
    CHICAGO,IL60637     		NONE NONE MUSIC AFTER NATIONALISM 42,000
    PHILIPPE BOURGOIS
    1633 SOUTH 13TH STREET
    PHILADELPHIA,PA19148     		NONE NONE ETHNOGRAPHY OF A DRUG-SALES BLOCK IN THE U.S. INNER CITY 40,000
    YOMI BRAESTER
    4219 BAKER AVENUE NW
    SEATTLE,WA98107     		NONE NONE FILM, NATIONAL HISTORY, AND GLOBAL CONSCIOUSNESS IN THE PEOPLE'S REPUBLIC OF CHINA 48,000
    BENJAMIN BROENING
    410 NORTH 24TH STREET
    RICHMOND,VA23223     		NONE NONE MUSIC COMPOSITION 48,000
    BRIAN BROOKS
    313 WEST 54TH STREET 1FE
    NEW YORK,NY10019     		NONE NONE CHOREOGRAPHY 52,000
    NATHAN BROWN
    1957 E ST NW
    WASHINGTON,DC20052     		NONE NONE ARGUING ISLAM AND THE REBIRTH OF ARAB POLITICS 40,000
    D GRAHAM BURNETT
    223 WEST 135TH STREET APT 5
    NEW YORK,NY10030     		NONE NONE MINDING THE EYE 40,000
    HUI CAO
    15 PROSPECT STREET RM 309
    NEW HAVEN,CT06520     		NONE NONE BIOLOGICALLY INSPIRED PHOTONICS 20,000
    PETER G CLOTE
    173 WABAN HILL ROAD NORTH
    CHESTNUT HILL,MA02467     		NONE NONE RNA: SYNTHETIC BIOLOGY AND THERMODYNAMICS-BASED ALGORITHMS 20,000
    CORA COHEN
    4705 CENTER BLVD 509
    LONG ISLAND CITY,NY11109     		NONE NONE FINE ARTS 27,500
    JEAN-LOUIS COHEN
    1 E 78TH STREET
    NEW YORK,NY10075     		NONE NONE AMERICANISM IN RUSSIAN ARCHITECTURE AND CITY PLANNING 40,000
    JENNIFER COLE
    1309 EAST 50TH STREET
    CHICAGO,IL60615     		NONE NONE MALAGASY MARRIAGE MIGRANTS IN FRANCE AND THE MAKING OF A HYBRID TRANSNATIONAL CULTURE 23,000
    JON COLEMAN
    52744 WESTGATE DRIVE
    SOUTH BEND,IN46635     		NONE NONE MOVEMENT IN PREINDUSTRIAL AMERICA 24,000
    SCOTT CONARROE
    518-11TH AVENUE
      BRITISH COLOMBIAV0X1N3
    CA     		NONE NONE PHOTOGRAPHY 20,000
    ERIN COURTNEY
    369 1ST STREET
    BROOKLYN,NY11215     		NONE NONE PLAYWRITING 48,000
    BRIAN R CRANE
    336 PHYSICAL SCIENCES BUILDING
    ITHACA,NY14853     		NONE NONE BIOPHYSICAL STUDIES OF PROTEIN ASSEMBLIES THAT MEDIATE SIGNAL TRANSDUCTION 40,000
    CATHY CRANE
    161 6TH AVENUE 2R
    BROOKLYN,NY11217     		NONE NONE FILM-VIDEO 25,000
    BRYAN J CUEVAS
    641 UNIVERSITY WAY
    TALLAHASSEE,FL32306     		NONE NONE THE LIFE OF RA LOTSAWA, TIBETS NOTORIOUS MASTER OF BUDDHIST SORCERY 24,000
    TOM DANIEL
    24 KINCAID HALL
    SEATTLE,WA98195     		NONE NONE CONTROL AND DYNAMICS OF MOVEMENT IN BIOLOGY 40,000
    KATE DANIELS
    1404 BEECHWOOD AVENUE
    NASHVILLE,TN37212     		NONE NONE POETRY 15,000
    ERIK DEMAINE
    32 VASSAR STREET
    CAMBRIDGE,MA02139     		NONE NONE ORIGAMI FROM WOOD, PLASTIC, METAL, AND GLASS 25,000
    KIRAN DESAI
    10 PARSONAGE STREET
    COLD SPRING,NY10516     		NONE NONE FICTION 25,000
    KATHLEEN DONOHUE
    5218 TWIN PINES LANE
    DURHAM,NC27705     		NONE NONE HOW GENETIC PATHWAYS INFLUENCE ORGANISMAL RESPONSES TO CLIMATE CHANGE 20,000
    FAYE DRISCOLL
    71 4TH AVENUE
    BROOKLYN,NY11217     		NONE NONE CHOREOGRAPHY 52,000
    AARON EINBOND
    822 WEST 187TH STREET APT 8B
    NEW YORK,NY10033     		NONE NONE MUSIC COMPOSITION 50,000
    LEE EPSTEIN
    1221 OCEAN AVENUE 907
    SANTA MONICA,CA90401     		NONE NONE DIVERSITY ON THE FEDERAL BENCH: ASSESSING THE EFFECT OF GENDER, RACE, AND RELIGION ON JUDGING 10,000
    GARY W EVANS
    DEPARTMENT OF DESIGN AND ENVIRONMEN
    AL ANALYSIS
    ITHACA,NY14853     		NONE NONE POVERTY AND CHILD DEVELOPMENT 20,000
    STUART FIRESTEIN
    1011 FAIRCHILD MC2438
    NEW YORK,NY10027     		NONE NONE HOW SCIENCE ADVANCES THROUGH FAILURE 21,000
    KATE FODOR
    53 MAPLE STREET FIRST FLOOR
    MILLBURN,NJ07041     		NONE NONE PLAYWRITING 12,000
    JOSHUA FOER
    754 ORANGE STREET 4
    NEW HAVEN,CT06511     		NONE NONE THE LAST HUNTER-GATHERERS AND THE MAKING OF MODERN HUMANS 26,000
    JEROLD C FRAKES
    465 NORWOOD AVENUE
    BUFFALO,NY14222     		NONE NONE CULTURAL REVOLUTION IN ASHKENAZ AND THE EMERGENCE OF EARLY YIDDISH LITERATURE 45,000
    MAX PAUL FRIEDMAN
    4400 MASSACHUSETTS AVENUE NW
    WASHINGTON,DC20016     		NONE NONE THE LATIN AMERICAN DIPLOMATIC TRADITION AND THE LIMITS OF PRINCIPLE 46,000
    ANDREW FRISARDI
    VIA FONTANTA VECCHIA A
      GROSSETO  
    IT     		NONE NONE A TRANSLATION AND ANNOTATED EDITON OF DANTE'S CONVIVIO 27,500
    ROBERT D FULK
    1020 EAST KIRKWOOD AVENUE
    BLOOMINGTON,IN47405     		NONE NONE A COMPARATIVE GRAMMAR OF THE EARLY GERMANIC LANGUAGES 20,000
    JULIANA COCO FUSCO
    54 MONROE STREET
    BROOKLYN,NY11238     		NONE NONE FILM-VIDEO 55,000
    CHARLES GAINES
    24700 MCBEAN PKWY
    VALENCIA,CA91355     		NONE NONE FINE ARTS 23,500
    LYNN GARAFOLA
    3009 BROADWAY
    NEW YORK,NY10027     		NONE NONE BRONISLAVA NIJINSKA: A CHOREOGRAPHER'S JOURNEY 20,000
    ROSS GAY
    17 4TH ST
    FRENCHTOWN,NJ08825     		NONE NONE POETRY 18,000
    BRUCE GILDEN
    25 MERCER STREET
    NEW YORK,NY10013     		NONE NONE PHOTOGRAPHY 26,000
    KATHY GOODELL
    1 HAWK DRIVE
    NEW PALTZ,NY12561     		NONE NONE FINE ARTS 24,000
    RICHARD GROSSMAN
    15 HAMLIN ROAD
    NEWTON CENTRE,MA02459     		NONE NONE THE EVOLUTION OF BANKING REGULATION 33,000
    SONALI GULATI
    325 N HARRISON STREET
    RICHMOND,VA23284     		NONE NONE FILM-VIDEO 25,000
    DAVID L HABERMAN
    1033 EAST 3RD STREET
    BLOOMINGTON,IN47405     		NONE NONE WORSHIP OF MOUNT GOVARDHAN: MAKING THE IMPOSSIBLE POSSIBLE 46,000
    MAGGIE HADLEIGH-WEST
    1001 NORTH SALCEDO STREET
    NEW ORLEANS,LA70119     		NONE NONE FILM-VIDEO 25,000
    J C HALLMAN
    43-10 CRESCENT ST 437
    LONG ISLAND CITY,NY11101     		NONE NONE THE LAST MONARCH 27,500
    BARBARA HAMMER
    463 WEST STREET A926
    NEW YORK,NY10014     		NONE NONE FILM-VIDEO 30,000
    SHARON HARPER
    24 QUINCY STREET
    CAMBRIDGE,MA02138     		NONE NONE PHOTOGRAPHY 46,000
    BILL HAYES
    14 HORATIO STREET 11-C
    NEW YORK,NY10014     		NONE NONE A HISTORY OF EXERCISE 30,000
    GUY HEDREEN
    15 LAWRENCE HALL DRIVE SUITE 1
    WILLIAMSTOWN,MA01267     		NONE NONE THE IAMBIC ARTIST IN GREEK ART, LYRIC POETRY, AND HOMERIC EPIC 24,000
    SUSANNAH HESCHEL
    6036 THORNTON HALL
    HANOVER,NH03755     		NONE NONE THE FASCINATION WITH ISLAM IN MODERN JEWISH THOUGHT 42,000
    JOHN HIBBING
    3501 DUDLEY STREET
    LINCOLN,NE68503     		NONE NONE BIOLOGY AND POLITICAL PARTICIPATION 20,000
    JENNIFER HOMANS
    37 WASHINGTON SQUARE WEST APT 7CD
    NEW YORK,NY10011     		NONE NONE GEORGE BALANCHINE: A HISTORY 25,000
    MAJOR JACKSON
    38 ELSOM PARKWAY
    SOUTH BURLINGTON,VT05403     		NONE NONE POETRY 24,000
    JOEL JANOWITZ
    158 VASSAL LANE
    CAMBRIDGE,MA02138     		NONE NONE FINE ARTS 25,000
    MAYA JASANOFF
    27 MAPLE AVE UNIT 2
    CAMBRIDGE,MA02139     		NONE NONE THE WORLDS OF JOSEPH CONRAD 40,000
    ADAM JOHNSON
    390 FREDERICK ST
    SAN FRANCISCO,CA94117     		NONE NONE FICTION 24,000
    BILL JOHNSTON
    1020 EAST KIRKWOOD AVENUE
    BLOOMINGTON,IN47405     		NONE NONE A NEW TRANSLATION OF ADAM MICKIEWICZ'S PAN TADEUSZ 24,000
    TROY JOLLIMORE
    704 ARBUTUS AVENUE
    CHICO,CA95926     		NONE NONE POETRY 24,000
    KIMSOOJA
    2219 41ST AVENUE SUITE 501
    LONG ISLAND CITY,NY11101     		NONE NONE FILM-VIDEO 55,000
    ROBERT KLITZMAN
    410 CENTRAL PARK WEST APT 16F
    NEW YORK,NY10025     		NONE NONE ETHICAL, LEGAL, AND SOCIAL IMPLICATIONS OF ASSISTED REPRODUCTIVE TECHNOLOGY 20,000
    AMER KOBASLIJA
    530 EAST 20TH STREET
    NEW YORK,NY10009     		NONE NONE FINE ARTS 20,000
    MICHAEL KOLSTER
    41 LONGFELLOW AVENUE
    BRUNSWICK,ME04011     		NONE NONE PHOTOGRAPHY 48,000
    HARRIET KORMAN
    11-15 46 ROAD 3B
    LONG ISLAND CITY,NY11101     		NONE NONE FINE ARTS 15,000
    SAMUEL KOU
    9 CARROLL CIRCLE
    WESTON,MA02493     		NONE NONE STATISTICAL INFERENCE OF DYNAMIC SYSTEMS VIA THE GAUSSIAN EMULATOR 2,000
    JUDITH F KROLL
    931 MCKEE STREET
    STATE COLLEGE,PA16803     		NONE NONE BILINGUAL MINDS AND BRAINS 20,000
    NORA KRUG
    208 LEFFERTS AVENUE
    BROOKLYN,NY11225     		NONE NONE FINE ARTS 24,000
    RACHEL KUSHNER
    519 SOUTH PLAIN STREET
    ITHACA,NY14850     		NONE NONE FICTION 52,000
    JANE LANDERS
    2301 VANDERBILT PLACE
    NASHVILLE,TN37235     		NONE NONE AFRICAN KINGDOMS, BLACK REPUBLICS, AND FREE BLACK TOWNS ACROSS THE IBERIAN ATLANTIC 40,000
    DEANA LAWSON
    505 MADISON STREET
    BROOKLYN,NY11221     		NONE NONE PHOTOGRAPHY 24,000
    BENJAMIN LERNER
    182 SAINT MARKS AVENUE
    BROOKLYN,NY11238     		NONE NONE POETRY 50,000
    MICHAEL LESY
    10 MOUNTAIN VIEW CIRCLE
    AMHERST,MA01002     		NONE NONE "LOOKING BACKWARDS/STEREO-GRAPHIC IMAGES OF THE WORLD AT THE DAWN OF THE 22,000
    ZHONGJIE LIN
    9201 UNIVERSITY CITY BLVD
    CHARLOTTE,NC28223     		NONE NONE CHINA'S EMERGING NEW-TOWN MOVEMENT 24,000
    MARIE LOSIER
    22 EAST 60TH STREET
    NEW YORK,NY10022     		NONE NONE FILM-VIDEO 32,000
    JULIA REINHARD LUPTON
    28 VIRGIL COURT
    IRVINE,CA92617     		NONE NONE HABITATION, HOSPITALITY, AND DESIGN OF DWELLINGS IN SHAKESPEARE'S PLAYS 20,000
    DEBORAH LUSTER
    736 FRENCHMEN STREET
    NEW ORLEANS,LA70116     		NONE NONE PHOTOGRAPHY 27,500
    JEFF MALMBERG
    3865 BRUNSWICK AVENUE
    LOS ANGELES,CA90039     		NONE NONE FILM-VIDEO 15,000
    JON MARANS
    666 NINTH AVENUE 5N
    NEW YORK,NY10036     		NONE NONE PLAYWRITING 27,500
    BEN MARCUS
    601 WEST 115TH STREET 32
    NEW YORK,NY10022     		NONE NONE FICTION 24,000
    CLEOPATRA MATHIS
    PO BOX 217
    POST MILLS,VT05058     		NONE NONE POETRY 28,000
    ELAINE TYLER MAY
    88 ARTHUR AVENUE SE
    MINNEAPOLIS,MN55414     		NONE NONE THE AMERICAN QUEST FOR SECURITY, 1960 TO THE PRESENT 40,000
    PATRICIA MCANANY
    CAMPUS BOX 3115
    CHAPEL HILL,NC27599     		NONE NONE HERITAGE WITHOUT IRONY: TRANSCULTURAL DIALOGUE AT A BUSY INTERSECTION 42,000
    DAVID MCDONALD
    4828 HOLLOW CORNER ROAD 290
    CULVER CITY,CA90230     		NONE NONE FINE ARTS 25,000
    DAVID MEANS
    317 FRONT STREET
    UPPER NYACK,NY10960     		NONE NONE FICTION 25,000
    ALEXANDER MERKURJEV
    3257 SOUTH BARRINGTON AVENUE
    LOS ANGELES,CA90066     		NONE NONE COMPLEXITY OF HOMOGENEOUS SPACES 40,000
    ROBIN MILLER
    94 AVALON ROAD
    WABAN,MA02468     		NONE NONE DOSTOEVSKY, TOLSTOY, AND THE SMALL OF THIS WORLD 20,000
    ELIJAH MILLGRAM
    4221 MARQUIS WAY
    SALT LAKE CITY,UT84124     		NONE NONE JOHN STUART MILL AND THE MEANING OF LIFE 24,000
    CARMAN MOORE
    152 COLUMBUS AVENUE APT 4R
    NEW YORK,NY10023     		NONE NONE MUSIC COMPOSITION 26,000
    PAUL MORAVEC
    7 DAIRY DRIVE
    GLEN COVE,NY11542     		NONE NONE MUSIC COMPOSITION 45,000
    SYLVIA NASAR
    81 PAULDING AVENUE
    TARRYTOWN,NY10591     		NONE NONE THE STORY OF SOVIET COLLABORATORS, SPIES, AND AGENTS OF INFLUENCE IN THE FINAL YEAR OFWORLD WAR II 31,600
    KEVIN OHI
    140 COMMONWEALTH AVENUE
    CHESTNUT HILL,MA02467     		NONE NONE QUEER LITERARY TRANSMISSION 24,000
    IAN OLDS
    441 CLERMONT AVENUE 2
    BROOKLYN,NY11238     		NONE NONE FILM-VIDEO 27,500
    PATTI OLEON
    76 DAWNVIEW WAY
    SAN FRANCISCO,CA94131     		NONE NONE FINE ARTS 29,000
    WILLIAM OUTCAULT
    97 PRESIDENT STREET
    BROOKLYN,NY11231     		NONE NONE FINE ARTS 30,000
    DAVID PARKER
    131 PERRY STREET 1A
    NEW YORK,NY10014     		NONE NONE CHOREOGRAPHY 26,000
    LAURA PARNES
    374 BEDFORD AVENUE
    BROOKLYN,NY11249     		NONE NONE FILM-VIDEO 25,000
    CHRISTIAN PATTERSON
    201 CLINTON AVENUE APT 7D
    BROOKLYN,NY11205     		NONE NONE PHOTOGRAPHY 20,000
    CATHERINE PEICHEL
    1100 FAIRVIEW AVENUE NORTH MS
    C2-023
    SEATTLE,WA98109     		NONE NONE CONNECTING GENOTYPE, PHENOTYPE, AND FITNESS 20,000
    INDIRA PETERSON
    50 COLLEGE STREET
    SOUTH HADLEY,MA01075     		NONE NONE DRAMA, THE COURT, AND THE PUBLIC IN EARLY MODERN SOUTH INDIA 42,000
    ANN PIBAL
    129 HAWKS AVE
    NORTH BENNINGTON,VT05257     		NONE NONE FINE ARTS 25,000
    JOANNA PICCIOTTO
    5333 THOMAS AVENUE
    OAKLAND,CA94618     		NONE NONE THE PHYSICO-THEOLOGICAL VISION 48,000
    JEAN-MICHEL PILC
    PO BOX 24561
    BROOKLYN,NY11202     		NONE NONE MUSIC COMPOSITION 25,000
    CLAIRE PORTER
    872 GARRISON AVENUE
    TEANECK,NJ07666     		NONE NONE CHOREOGRAPHY 26,000
    NARONG PRANGCHAROEN
    4908 BROOKSIDE BOULEVARD APT 16
    KANSAS CITY,MO64112     		NONE NONE MUSIC COMPOSITION 26,000
    LEAH PRICE
    27 MAPLE AVENUE 1
    CAMBRIDGE,MA02139     		NONE NONE BOOK FETISH: HOW RETHINKING THE PRINTED PAST CAN TRANSFORM OUR DIGITAL FUTURE 21,000
    CHARAN RANGANATH
    1544 NEWTON COURT
    DAVIS,CA95618     		NONE NONE BRAIN SYSTEMS THAT ENABLE MEMORY-GUIDED BEHAVIOR 20,000
    LEONARDO RASTELLI
    433 WEST 34TH STREET APT 7K
    NEW YORK,NY10001     		NONE NONE THE SUPERCONFORMAL BOOTSTRAP PROGRAM 20,000
    RICHARD L ROBERTS
    3031 ROSS ROAD
    PALO ALTO,CA94303     		NONE NONE MARRIAGES AND HOUSEHOLDS IN AFRICAN HISTORY 28,000
    CARLIN ROMANO
    301 SAINT MARKS STREET
    PHILADELPHIA,PA19104     		NONE NONE IS THERE AN ASIAN PHILOSOPHY? 30,000
    HARRY ROSEMAN
    177 EAST DORSEY LANE
    POUGHKEEPSIE,NY12601     		NONE NONE FINE ARTS 22,000
    MATHEW ROSENBLUM
    606 SOUTH DALLAS AVENUE
    PITTSBURGH,PA15217     		NONE NONE MUSIC COMPOSITION 24,000
    SOPHIA ROSENFELD
    1111 HAZEL STREET
    CHARLOTTESVILLE,VA22902     		NONE NONE THE CHOICES WE MAKE: THE ROOTS OF FREEDOM 24,000
    SUSAN ROTROFF
    6112 KINGSBURY AVENUE
    SAINT LOUIS,MO63112     		NONE NONE THE INTRODUCTION OF THE RED-FIGURE STYLE AND THE CERAMIC CHRONOLOGY OF LATE ARCHAICATHENS (CA. 530-480 BCE) 20,000
    PHILLIP ROUND
    DEPARTMENT OF ENGLISH
    IOWA CITY,IA52242     		NONE NONE THE COLLABORATIVE PRACTICE OF EARLY NATIVE LITERATURE 24,000
    IRA SACHS
    1 FIFTH AVENUE 6D
    NEW YORK,NY10003     		NONE NONE FILM-VIDEO 25,000
    LEIGH SCHMIDT
    6414 FORSYTH BOULEVARD
    ST LOUIS,MO63105     		NONE NONE PUBLIC ATHEISM: AN AMERICAN HISTORY 40,000
    GARY SCHNEIDER
    PO BOX 33
    BROOKHAVEN,NY11719     		NONE NONE PHOTOGRAPHY 24,000
    DAVID SCOTT
    405 HILGARD AVENUE
    LOS ANGELES,CA90095     		NONE NONE ART AND AUTHENTICITY 40,000
    DANIEL SHARFSTEIN
    2513 BARTON AVENUE
    NASHVILLE,TN37212     		NONE NONE THUNDER IN THE MOUNTAINS: THE CLASH OF TWO AMERICAN LEGENDS, OLIVER OTIS HOWARD ANDCHIEF JOSEPH OF THE NEZ PERCE 20,000
    RAHIM SHAYEGAN
    3310 SHELBY DRIVE
    LOS ANGELES,CA90034     		NONE NONE NEW HISTORY OF THE SASANIAN EMPIRE 24,000
    SHEILA SILVER
    93 MALLORY ROAD BOX 292
    SPENCERTOWN,NY12165     		NONE NONE MUSIC COMPOSITION 22,500
    MIKE SINCLAIR
    3335 BALTIMORE AVENUE
    KANSAS CITY,MO64111     		NONE NONE PHOTOGRAPHY 25,000
    ELENA SISTO
    333 EAST 14TH STREET APT3K
    NEW YORK,NY10003     		NONE NONE FINE ARTS 25,000
    GREG SMITH
    2 3RD PLACE
    BROOKLYN,NY11231     		NONE NONE FILM-VIDEO 30,000
    DEAN SNYDER
    274 COLE AVENUE
    PROVIDENCE,RI02906     		NONE NONE FINE ARTS 24,000
    CHRIS SOLLARS
    667 SHOTWELL STREET
    SAN FRANCISCO,CA94110     		NONE NONE FINE ARTS 30,000
    ALEC SOTH
    856 RAYMOND AVENUE
    SAINT PAUL,MN55114     		NONE NONE PHOTOGRAPHY 55,000
    VALERIO SPADA
    16 MANHATTAN AVENUE 1C
    NEW YORK,NY11206     		NONE NONE PHOTOGRAPHY 20,000
    JACQUELINE STEVENS
    601 UNIVERSITY PLACE
    EVANSTON,IL60208     		NONE NONE 200 PERCENT AMERICAN 46,000
    KRISTEN STILT
    375 EAST CHICAGO AVENUE
    CHICAGO,IL60611     		NONE NONE CONSTITUTIONAL ISLAM: GENEALOGIES, TRANSMISSIONS, AND MEANINGS 20,000
    KAREN SULLIVAN
    CAMPUS ROAD
    ANNANDALEONHUDSON,NY12504     		NONE NONE THE DANGER OF ROMANCE 23,500
    TERESE SVOBODA
    56 LUDLOW STREET 2
    NEW YORK,NY10002     		NONE NONE FICTION 25,000
    ANN TAVES
    1250 FERRELO ROAD
    SANTA BARBARA,CA93103     		NONE NONE REVELATORY EVENTS: EXTRA-ORDINARY EXPERIENCES AND NEW VISIONARY MOVEMENTS 45,000
    NORA TAYLOR
    540 WEST ALDINE AVENUE UNIT A
    CHICAGO,IL60657     		NONE NONE THE MEMORY OF PERFORMANCE 46,000
    LESLIE THORNTON
    316 DEAN STREET
    BROOKLYN,NY11217     		NONE NONE FILM-VIDEO 8,000
    THOMAS TRAVISANO
    PO BOX 4020
    ONEONTA,NY13820     		NONE NONE A NEW CRITICAL BIOGRAPHY OF ELIZABETH BISHOP. 27,000
    MARC VAN DE MIEROOP
    424 FAYERWEATHER HALL
    NEW YORK,NY10027     		NONE NONE MASTERS OF TRUTH IN ANCIENT BABYLONIA. 5,000
    MARY JO VATH
    231 E 7TH STREET
    NEW YORK,NY10009     		NONE NONE FINE ARTS. 24,000
    RICHARD VON GLAHN
    940 SOUTH OGDEN DRIVE
    LOS ANGELES,CA90036     		NONE NONE THE ECONOMIC HISTORY OF CHINA FROM ANTIQUITY TO THE NINETEENTH CENTURY. 20,000
    ANNE WALDMAN
    236 WEST 27TH STREET SUITE 1302
    NEW YORK,NY10001     		NONE NONE POETRY 24,000
    BRETT WALKER
    311 S 4TH AVE
    BOZEMAN,MT59715     		NONE NONE ASBESTOS AND THE UNMAKING OF THE MODERN WORLD. 24,000
    SUSAN WANKLYN
    139 SKILLMAN AVENUE 3A
    BROOKLYN,NY11211     		NONE NONE FINE ARTS 24,000
    JOSHUA WEINER
    2808 CATHEDRAL AVE NW
    WASHINGTON,DC20008     		NONE NONE POETRY 50,000
    ROBERT WELLER
    232 BAY STATE ROAD 105
    BOSTON,MA02215     		NONE NONE RELIGIOUS PLURALISM IN CHINA 21,000
    COLSON WHITEHEAD
    359 WEST 11TH STREET
    NYC,NY10014     		NONE NONE FICTION 10,000
    ANN ZABLUDOFF
    3925 NORTH PLACITA HONDONADA
    TUCSON,AZ85750     		NONE NONE DISCOVERING THE FIRST GALAXIES WITH A NEW KIND OF GRAVITATIONAL LENS TELESCOPE 24,000
    DONGPING ZHONG
    1200 MCCLEARY COURT
    COLUMBUS,OH43235     		NONE NONE BIOLOGICAL DYNAMICS IMAGING IN SPACE AND TIME BY FOUR-DIMENSIONAL ELECTRON MICROSCOPY 40,000
    Total .................................bullet 3b 5,250,600
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 849,443  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 11,761,932  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aUNRELATED BUSINESS INCOME (LOSS) PASSED THROUGH FROM LIMITED PARTNERSHIPS 900000 -12,784      
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. -12,784 12,611,375 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    1312,598,591
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
     
    Employer identification number

    13-5673173
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
          		Employer identification number

    13-5673173
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    KOPPLE TRUST ESTATE  
    720 GLENGARY ROAD
     
    PHILADELPHIA, PA19118

    		$220,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    ALEX PORTER  
    666 FIFTH AVENUE SUIE 3403
     
    NEW YORK, NY10103

    		$70,165


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
     
     

    JOSEPH RICE  
    15 ROSE LANE
     
    CHAPPAQUA, NY10514

    		$50,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
     
     

    CONSTANCE PERIN  
    218 THORNDIKE PLACE
     
    CAMBRIDGE, MA02141

    		$36,800


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
     
     

    WW NORTON COMPANY INC ROBERT ADAMS  
    500 FIFTH AVE
     
    NEW YORK, NY10010

    		$25,750


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    6
     
     

    THE TAYLOR FAMILY FOUNDATION  
    100 CRESCENT COURT SUITE 525
     
    DALLAS, TX75201

    		$25,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
          		Employer identification number

    13-5673173
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    7
     
     

    THE AARON COPLAND FUND FOR MUSIC  
    254 WEST 31ST STREET 15TH FLOOR
     
    NEW YORK, NY10001

    		$20,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    8
     
     

    THE WINSTON FOUNDATION  
    1285 AVENUE OF THE AMERICAS
     
    NEW YORK, NY10019

    		$20,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    9
     
     

    LOWELL HENRY LIVINGSTON  
    90 PARK AVENUE
     
    NEW YORK, NY10016

    		$20,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    10
     
     

    HEGARTY FAMILY FOUNDATION  
    177 OLD BRIARCLIFF ROAD
     
    BRIARCLIFF MANOR, NY10510

    		$15,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    11
     
     

    DOROTHY TAPPER GOLDMAN  
    1070 PARK AVENUE
     
    NEW YORK, NY10128

    		$8,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    12
     
     

    JOHN W CAHN  
    116 FAIRVIEW AVENUE NORTH
     
    SEATTLE, WA98109

    		$7,567


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
          		Employer identification number

    13-5673173
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    13
     
     

    RICHARD AND NATALIE JACOFF FOUNDATI  
    7 TIMES SQUARE 46TH FLOOR
     
    NEW YORK, NY10036

    		$5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    14
     
     

    SAM GILLIAM JR  
    90 PARK AVENUE
     
    NEW YORK, NY10016

    		$5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    15
     
     

    ANN M ADRIANCE  
    PO BOX 1679
     
    CHARLESTOWN, RI02813

    		$5,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
          		Employer identification number

    13-5673173
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
          		Employer identification number

    13-5673173
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    AUDIT & TAXES 30,423 13,690   17,150

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    COMPUTER EQUIPMENT 2005-01-01 205,213 204,011 SL 3.000000000000 1,202 0    
    OFFICE EQUIPMENT 2005-01-01 39,513 39,513 SL 5.000000000000 0 0    
    LEASEHOLD IMPROVEMENTS 2008-07-01 506,057 350,467 SL 7.000000000000 72,295 0    
    OFFICE FURNITURE 2008-07-01 66,817 47,049 SL 5.000000000000 9,545 0    
    WEBSITE DEVELOPMENT 2008-07-01 810,172 572,140 SL 3.000000000000 148,360 0    

    TY 2013 InvestmentsOtherSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    SHORT-TERM INVESTMENTS FMV 150,070 150,070
    INVESTMENT CASH IN TRANSIT FMV 15,545,930 15,545,930
    DAVIDSON KEMPNER DISTRESSED OPP INT'L, LTD. FMV 19,706,168 19,706,168
    GOLDMAN SACHS MEZZANINE 2006 FMV 680,003 680,003
    GS INTRASTRUCTURE PARTNERS I FMV 4,070,604 4,070,604
    HHR ATLAS FUND FMV 20,062,370 20,062,370
    KING STREET CAPITAL, LTD. FMV 20,862,787 20,862,787
    MILLENNIUM TECH VALUE PARTNERS, LLP FMV 135,017 135,017
    ODYSSEY INVESTMENT PARTNERS FUND III FMV 1,812,225 1,812,225
    OWL CREEK OVERSEAS FUND FMV 25,119,764 25,119,764
    PARA INTERNATIONAL FUND, LTD. FMV 14,744,639 14,744,639
    ROCKEFELLER ACCESS FUND 06-I, LLC FMV 2,884,875 2,884,875
    GOLDMAN SACHS MEZZANINE V FUND FMV 814,116 814,116
    BOSTWICK COMPOUND OFFSHORE, LTD. FMV 13,332,563 13,332,563
    SCOGGIN OVERSEAS FUND, LTD. FMV 112,976 112,976
    GS VINTAGE FUND V OFFSHORE FMV 2,446,427 2,446,427
    AMERICAN SECURITIES PARTNERS V FMV 4,549,568 4,549,568
    GS RE MEZZ PARTNERS OFFSHORE FUND FMV 127,830 127,830
    ODYSSEY INVESTMENT PARTNERS FUND IV FMV 3,539,433 3,539,433
    SPH PARTNERS FMV 5,525,983 5,525,983
    PAULSON RE RECOVERY, LP FMV 3,704,248 3,704,248
    MANATUCK HILL MARINER FMV 8,706,520 8,706,520
    PERSHING SQUARE HOLDINGS, LTD. FMV 17,971,638 17,971,638
    VIKING LONG FUND III, LTD. FMV 14,105,136 14,105,136
    PAULSON ENHANCED, LTD. FMV 15,635,441 15,635,441
    SPDR S & P ETF TRUST FMV 16,135,811 16,135,811
    LITESPEED OFFSHORE FUND, LTD FMV 10,050,000 10,050,000
    AMERICAN SECURITIES PARTNERS III FMV 1,082,908 1,082,908
    MFS NEW DISCOVERY FUND FMV 5,267,565 5,267,565

    TY 2013 LandEtcSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    COMPUTER EQUIPMENT 205,213 205,213 0  
    OFFICE EQUIPMENT 39,513 39,513 0  
    LEASEHOLD IMPROVEMENTS 506,057 422,762 83,295  
    OFFICE FURNITURE 66,817 56,594 10,223  
    WEBSITE DEVELOPMENT 810,172 720,500 89,672  


    TY 2013 LegalFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 11,669 0   12,219


    TY 2013 OtherAssetsSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ACCRUED INVESTMENT INCOME RECEIVABLE 65,722 191 191
    PREPAID FEDERAL EXCISE TAX 116,500    
    PREPAID UNRELATED BUSINESS INCOME TAX 1,000    
    PREPAID PENSION ASSETS   571,565 571,565


    TY 2013 OtherDecreasesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description Amount
    DEFERRED FEDERAL EXCISE TAX 609,185
    NON TAXABLE LOSS PER K-1'S FROM PARTNERSHIPS 197,247


    TY 2013 OtherExpensesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OFFICE EQUIPMENT 344,458 17,223   319,111
    TELEPHONE 16,786 1,744   15,506
    POSTAGE, STATIONARY, & SUPPLIES 37,316 1,866   44,287
    INSURANCE 28,352 2,946   25,406
    MISCELLANEOUS 78,882 0   73,160
    ANNUITY PAYMENTS 3,393 0   3,393
    OTHER DEDUCTIONS RELATED TO PORTFOLIO INCOME PER K-1'S 826,082 826,082   0
    ORDINARY AND OTHER LOSS PASSTHROUGH FROM LP'S PER K-1'S 73,291 73,291   0
    PENSION AND POSTRETIREMENT BENEFIT CHANGES OTHER THAN PERIODIC BENEFIT COSTS -3,454,426 -358,915   0


    TY 2013 OtherIncomeSchedule2
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    UNRELATED BUSINESS INCOME (LOSS) PASSED THROUGH FROM LIMITED PARTNERSHIPS -12,784   -12,784


    TY 2013 OtherIncreasesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description Amount
    UNREALIZED GAIN ON INVESTMENTS 30,459,266


    TY 2013 OtherLiabilitiesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Description Beginning of Year - Book Value End of Year - Book Value
    DEFERRED EXCISE TAX LIABILITY 763,027 1,372,212
    POSTRETIREMENT BENEFIT LIABILITY 7,841,775 7,982,236
    DEFERRED LEASE INCENTIVE 139,553 79,745
    PENSION ACCOUNT LIABILITY 2,151,139 0
    DUE TO BROKER 299,098 1,995
    FEDERAL EXCISE TAX LIABILITY 0 85,300


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT CUSTODY FEES 49,748 49,748   0
    ACTUARY FEES 34,129 3,546   29,232
    OTHER FEES 20,893 0   1,043


    TY 2013 TaxesSchedule
    Name:
    JOHN SIMON GUGGENHEIM MEMORIAL FOUNDATION
    EIN: 13-5673173
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 230,000 0   0
    NYS UNRELATED BUSINESS INCOME TAX 250 0   0
    FOREIGN TAX EXPENSE 1,630 1,630   0