Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
The Ettinger Foundation Inc
 
% c/o Foundation Source
Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside RdSuite 123Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Wilmington, DE198091377
A Employer identification number

06-6038938
B Telephone number (see instructions)

C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$20,121,391J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet
3 Interest on savings and temporary cash investments 332 332  
4 Dividends and interest from securities...... 194,317 194,317  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,021,625
b Gross sales price for all assets on line 6a 3,371,803
7 Capital gain net income (from Part IV, line 2)... 1,021,625
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 126,401 127,671  
12 Total. Add lines 1 through 11........ 1,342,675 1,343,945  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 52,572 40,020 0 12,552
b Accounting fees (attach schedule)....... Click to see attachment 29,000 0 0 29,000
c Other professional fees (attach schedule).... Click to see attachment 104,344 104,344    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 19,267 8,667    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 104,018 65,859   36,742
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 309,201 218,890 0 78,294
25 Contributions, gifts, grants paid........ 522,500 522,500
26 Total expenses and disbursements. Add lines 24 and 25 831,701 218,890 0 600,794
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 510,974
b Net investment income (if negative, enter -0-) 1,125,055
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 1,423,978 552,972 552,972
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 7,755,100 Click to see attachment8,744,216 12,329,115
c Investments—corporate bonds (attach schedule)........ 77,410 Click to see attachment282,458 278,664
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 6,028,836 Click to see attachment6,216,652 6,960,640
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 15,285,324 15,796,298 20,121,391
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 15,285,324 15,796,298
30 Total net assets or fund balances (see page 17 of the
instructions).................... 15,285,324 15,796,298
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 15,285,324 15,796,298
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 15,285,324
2 Enter amount from Part I, line 27a..................... 2 510,974
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 15,796,298
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 15,796,298
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b Passthrough K1 Capital Gain      
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 3,371,803   2,678,162 693,641
b       327,984
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       693,641
b        
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,021,625
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 1,360,218 17,178,886 0.07918
2011 1,264,615 17,560,448 0.072015
2010 1,202,624 17,407,786 0.069085
2009 1,137,704 16,101,711 0.070657
2008 1,662,123 21,655,524 0.076753
2 Total of line 1, column (d) ...................... 2 0.36769
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.073538
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 18,746,642
5 Multiply line 4 by line 3....................... 5 1,378,591
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 11,251
7 Add lines 5 and 6......................... 7 1,389,842
8 Enter qualifying distributions from Part XII, line 4.............. 8 600,794
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 22,501
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 22,501
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 22,501
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 12,600
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 16,329
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 28,929
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 6,428
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet6,428 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletco Foundation Source Telephone no.bullet (800) 839-1754
    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    Jerry Babicka Dir
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Lynn P Babicka Dir
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Barbara P Ettinger VP / Dir
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Christian Ettinger Treas
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Heidi P Ettinger Pres / Dir
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Wendy W P Ettinger Dir / Sec
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    John Powers VP / Dir
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    BNY Mellon Bank Investment Mgmt 95,564
    200 park avenue 54th fl
    NEW YORK,NY10166
    Robinson & Cole LLP Legal services 52,572
    280 trumbull st
    HARTFORD,CT06103
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    937,332
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    22,501
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    22,501
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    914,831
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    914,831
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    914,831
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 914,831
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only.......  
    b Total for prior years:2011, 2010, 2009  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 583,781
    b From 2009....... 331,120
    c From 2010....... 340,069
    d From 2011....... 398,449
    e From 2012....... 504,502
    fTotal of lines 3a through e......... 2,157,921
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 600,794
    a Applied to 2012, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 600,794
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 314,037 314,037
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,843,884
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		269,744
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		1,574,140
    10 Analysis of line 9:
    a Excess from 2009.... 331,120
    b Excess from 2010.... 340,069
    c Excess from 2011.... 398,449
    d Excess from 2012.... 504,502
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    1000 FRIENDS OF FLORIDA INC
    PO BOX 5948
    TALLAHASSEE,FL32314     		N/A PC protecting the Indian River Lagoon 1,000
    ADVOCATES FOR CHILDREN OF NY INC
    151 W 30TH ST FL 5
    NEW YORK,NY10001     		N/A PC General & Unrestricted 1,000
    ALLIANCE FOR SUSTAINABLE COLORADO
    1536 WYNKOOP ST STE 100
    DENVER,CO80202     		N/A PC General & Unrestricted 75,300
    AMERICAN HUMANE ASSOCIATION
    1400 16TH ST NW
    WASHINGTON,DC20036     		N/A PC General & Unrestricted 1,000
    AUSTEN RIGGS CENTER INC
    PO BOX 962
    STOCKBRIDGE,MA01262     		N/A PC Financial Aid for Patient Care 1,000
    AUTOIMMUNE ENCEPHALITIS ALLIANCE INC
    920 URBAN AVE
    DURHAM,NC27701     		N/A PC General & Unrestricted 1,000
    BERKELEY-CARROLL STREET SCHOOL
    152 STERLING PL
    BROOKLYN,NY11217     		N/A PC General & Unrestricted 4,575
    BIG BROTHERS AND BIG SISTERS OF GREATER MIAMI
    701 SW 27TH AVE
    MIAMI,FL33135     		N/A PC General & Unrestricted 1,000
    BOYS & GIRLS CLUB OF INDIAN RIVER COUNTY INC
    1729 17TH AVE
    VERO BEACH,FL32960     		N/A PC General & Unrestricted 1,000
    BRIC ARTS MEDIA BKLYN INC
    647 FULTON ST
    BROOKLYN,NY11217     		N/A PC Charitable Event 500
    BY KIDS INC
    330 W END AVE STE 7A
    NEW YORK,NY10023     		N/A PC General & Unrestricted 2,000
    CENTER FOR HEALTH ENVIRONMENT AND JUSTICE
    150 S WASHINGTON ST STE 300
    FALLS CHURCH,VA22046     		N/A PC Charitable Event 500
    CENTER FOR INTERNATIONAL POLICY INC
    2000 M ST NW STE 720
    WASHINGTON,DC20036     		N/A PC Bill Hartung's Arms Security 8,100
    CHAPEL HILL CARRBORO PUBLIC SCHOOL FOUNDATION
    PO BOX 877
    CARRBORO,NC27510     		N/A SO III FI Empowerment Scholarship Fund 3,000
    CHILD ADVOCATES INCORPORATED
    2401 PORTSMOUTH STE 210
    HOUSTON,TX77098     		N/A PC General & Unrestricted 2,500
    COLORADO ASSOCIATION OF FUNDERS
    600 S CHERRY ST STE 1200
    DENVER,CO80246     		N/A PC General & Unrestricted 1,000
    COLORADO ROCKY MOUNTAIN SCHOOL
    1493 106 RD
    CARBONDALE,CO81623     		N/A PC General & Unrestricted 1,000
    COLUMBIA COUNTY COUNCIL ON THE ARTS INC
    209 WARREN ST
    HUDSON,NY12534     		N/A PC Basilica Film and Tree 5,000
    COLUMBIA MEMORIAL HOSPITAL
    71 PROSPECT AVE
    HUDSON,NY12534     		N/A PC General & Unrestricted 1,000
    COLUMBIA MEMORIAL HOSPITAL
    71 PROSPECT AVE
    HUDSON,NY12534     		N/A PC smart pump Fund 3,500
    COMMON THREADS
    500 N DEARBORN ST
    CHICAGO,IL60654     		N/A PC Common Threads Summer Camp 2014 5,000
    CONNECTICUT NARAL FOUNDATION INC
    839 CHAPEL ST
    NEW HAVEN,CT06510     		N/A PC Crisis Pregnancy Center Educational Campaign 11,000
    CONSERVATION INTERNATIONAL FOUNDATION
    2011 CRYSTAL DR STE 500
    ARLINGTON,VA22202     		N/A PC General & Unrestricted 5,000
    CUSHING ACADEMY TRUSTEES
    39 SCHOOL ST
    ASHBURNHAM,MA01430     		N/A PC Fine Arts 2,000
    DEFENDERS OF WILDLIFE
    1130 17TH ST NW
    WASHINGTON,DC20036     		N/A PC to help protect Manatees and restore seagrass to their habitat 2,900
    DOCTORS WITHOUT BORDERS USA INC
    333 7TH AVE
    NEW YORK,NY10001     		N/A PC Philippines relief effort 5,000
    EARTH ISLAND INSTITUTE INC
    2150 ALLSTON WAY STE 460
    BERKELEY,CA94704     		N/A PC Project Survival Media 5,000
    EARTHJUSTICE
    50 CALIFORNIA ST
    SAN FRANCISCO,CA94111     		N/A PC renewable energy and clean water in Florida 3,000
    ECHOING GREEN FOUNDATION
    494 8TH AVE 2
    NEW YORK,NY10001     		N/A PC General & Unrestricted 5,000
    EDIBLE SCHOOLYARD NEW YORK
    55 WASHINGTON ST STE 257
    BROOKLYN,NY11201     		N/A PC General & Unrestricted 2,000
    ENORMOUS CHANGES INC
    1520 LYON ST
    SAN FRANCISCO,CA94115     		N/A PC General & Unrestricted 5,000
    ENVIRONMENTAL GRANTMAKERS ASSOCIATION
    475 RIVERSIDE DR RM 900
    NEW YORK,NY10115     		N/A PC General & Unrestricted 2,700
    FLORIDA ASSOC OF PLANNED PARENTHOOD AFFILIATES
    2300 N FLORIDA MANGO RD
    WEST PALM BEACH,FL33409     		N/A PC General & Unrestricted 6,200
    FLORIDA WILDLIFE FEDERATION
    PO BOX 6870
    TALLAHASSEE,FL32314     		N/A PC to protect the Indian River Lagoon 1,000
    FOOD & WATER WATCH
    1616 P ST NW STE 300
    WASHINGTON,DC20036     		N/A PC General & Unrestricted 1,000
    FORWARD TOGETHER
    1440 BROADWAY STE 301
    OAKLAND,CA94612     		N/A PC General & Unrestricted 2,000
    FUND FOR CONSTITUTIONAL GOVERNMENT
    122 MARYLAND AVE NE
    WASHINGTON,DC20002     		N/A PC Peace and Security Funders Group 2,000
    FUNDRS NTWK FoR SMART GROWTH & LIVaBLE COMMUnities
    1500 SAN REMO AVE
    CORAL GABLES,FL33146     		N/A PC General & Unrestricted 1,000
    GARRISON ART CENTER
    PO BOX 4
    GARRISON,NY10524     		N/A PC General & Unrestricted 2,500
    GARRISON INSTITUTE
    PO BOX 532
    GARRISON,NY10524     		N/A PC General & Unrestricted 5,000
    GAY & LESBIAN COMMUNITY SERVICES CTR OF ORANGE co
    1605 N SPURGEON ST
    SANTA ANA,CA92701     		N/A PC General & Unrestricted 1,000
    GUTTMACHER INSTITUTE INC
    125 MAIDEN LN FL 7
    NEW YORK,NY10038     		N/A PC General & Unrestricted 10,000
    HAMPSHIRE COLLEGE TRUSTEES
    893 W ST
    AMHERST,MA01002     		N/A PC Civil Liberties and Public Policy 2,000
    HARBOR BRANCH OCEANOGRAPHIC INSTITUTION FOUNDATION
    5600 US 1 N
    FT PIERCE,FL34946     		N/A PC Florida's Land and Water Legacy Coalition and protection of the Indian River Lagoon 1,000
    HARTLEY FILM FOUNDATION INC
    49 RICHMONDVILLE AVE STE 204
    WESTPORT,CT06880     		N/A PC The Amichai Film Project 2,000
    Harvest Food & Outreach Center
    2050 40TH AVE STE 10
    VERO BEACH,FL32960     		N/A PC General & Unrestricted 5,000
    HIBISCUS CHILDRENS CENTER FOUNDATION INC
    PO BOX 305
    JENSEN BEACH,FL34958     		N/A PC General & Unrestricted 2,500
    HOBART AND WILLIAM SMITH COLLEGES
    615 S MAIN ST
    GENEVA,NY14456     		N/A PC General & Unrestricted 3,575
    HOMES FOR OUR TROOPS INC
    6 MAIN ST
    TAUNTON,MA02780     		N/A PC General & Unrestricted 10,000
    HOMES FOR OUR TROOPS INC
    6 MAIN ST
    TAUNTON,MA02780     		N/A PC building home Project 5,000
    HORIZONS FOUNDATION
    550 MONTGOMERY ST STE 700
    SAN FRANCISCO,CA94111     		N/A PC General & Unrestricted 1,200
    HUDSON HIGHLANDS LAND TRUST INC
    PO BOX 226
    GARRISON,NY10524     		N/A PC General & Unrestricted 5,000
    HUDSON HIGHLANDS NATURE MUSEUM
    PO BOX 451
    CORNWALL HUDSON,NY12518     		N/A PC General & Unrestricted 5,000
    HUDSON VALLEY SHAKESPEARE FESTIVAL INC
    140 MAIN ST
    COLD SPRING,NY10516     		N/A PC General & Unrestricted 2,000
    HUDSON VALLEY SHAKESPEARE FESTIVAL INC
    140 MAIN ST
    COLD SPRING,NY10516     		N/A PC Artistic Director transition costs 7,500
    HUMANE FARMING ASSOCIATION
    PO BOX 3577
    SAN RAFAEL,CA94912     		N/A PC General & Unrestricted 1,000
    HUMANE SOCIETY OF THE UNITED STATES
    2100 L ST NW
    WASHINGTON,DC20037     		N/A PC General & Unrestricted 1,000
    INDIAN RIVER HOSPITAL FOUNDATION INC
    1000 36TH ST
    VERO BEACH,FL32960     		N/A PC Campaign for Excellence in Cancer Care 10,000
    INTERNATIONAL PRIMATE PROTECTION LEAGUE
    PO BOX 766
    SUMMERVILLE,SC29484     		N/A PC General & Unrestricted 2,000
    JOSES HAND INC
    7854 NW 188TH LN
    HIALEAH,FL33015     		N/A PC General & Unrestricted 4,000
    JUDICIAL WATCH INC
    425 3RD ST SW STE 800
    WASHINGTON,DC20024     		N/A PC General & Unrestricted 8,600
    KENT SCHOOL CORPORATION
    PO BOX 2006
    KENT,CT06757     		N/A PC General & Unrestricted 1,000
    LEAGUE OF WOMEN VOTERS OF FLORIDA EDUCATION FUND
    540 BEVERLY COURT
    TALLAHASSEE,FL32301     		N/A PC General & Unrestricted 1,000
    MARDY FISH FOUNDATION INC
    PO BOX 648158
    VERO BEACH,FL32964     		N/A PC Facilitator for a strategic planning process 10,000
    MATTHEW SHEPARD FOUNDATION
    301 THELMA DR
    CASPER,WY82609     		N/A PC General & Unrestricted 1,500
    MEDICAL STUDENTS FOR CHOICE
    PO BOX 40188
    PHILADELPHIA,PA19106     		N/A PC General & Unrestricted 10,000
    NARAL PRO-CHOICE AMERICA FOUNDATION
    1156 15TH ST NW
    WASHINGTON,DC20005     		N/A PC General & Unrestricted 5,000
    NATIONAL ABORTION FEDERATION
    1660 L ST NW
    WASHINGTON,DC20036     		N/A PC General & Unrestricted 5,000
    NATIONAL COUNCIL FOR RESEARCH ON WOMEN INC
    11 HANOVER SQ FL 20
    NEW YORK,NY10005     		N/A PC Charitable Event 1,000
    NATURAL RESOURCES DEFENSE COUNCIL INC
    40 W 20TH ST
    NEW YORK,NY10011     		N/A PC saving marine mammals and promoting alternative energy 10,000
    NEW YORK EYE & EAR INFIRMARY
    310 E 14TH ST
    NEW YORK,NY10003     		N/A PC Project to Cure Exfoliation Syndrome 10,000
    NEW YORK THEATRE WORKSHOP INC
    79 E 4TH ST
    NEW YORK,NY10003     		N/A PC General & Unrestricted 2,000
    NORTH CAROLINA COMMUNITY FOUNDATION INC
    4601 SIX FORKS RD STE 524
    RALEIGH,NC27609     		N/A PC Charitable Event 1,500
    NORTH CAROLINA COMMUNITY FOUNDATION INC
    4601 SIX FORKS RD STE 524
    RALEIGH,NC27609     		N/A PC Chapel Hill-Carrboro Youth Service Initiative 2,500
    NORTH CAROLINA COMMUNITY FOUNDATION INC
    4601 SIX FORKS RD STE 524
    RALEIGH,NC27609     		N/A PC North Carolina Network of Grantmakers 3,000
    NORTH STAR FUND INC
    520 8TH AVE 22ND FL
    NEW YORK,NY10018     		N/A PC General & Unrestricted 1,000
    OCEANA INC
    1350 CONNECTICUT AVE NW FL 5
    WASHINGTON,DC20036     		N/A PC General & Unrestricted 2,000
    PARK SCHOOL OF BALTIMORE INC
    2425 OLD COURT RD
    BALTIMORE,MD21208     		N/A PC General & Unrestricted 900
    PHILIPSTOWN DEPOT THEATRE DEVELOPEMENT CORPORATION
    PO BOX 221
    GARRISON,NY10524     		N/A PC General & Unrestricted 2,000
    PHYSICIANS FOR REPRODUCTIVE HEALTH INC
    55 W 39TH ST FL 10
    NEW YORK,NY10018     		N/A PC General & Unrestricted 13,000
    PLANNED PARENTHOOD OF CENTRAL NORTH CAROLINA INC
    1765 DOBBINS DR
    CHAPEL HILL,NC27514     		N/A PC General & Unrestricted 5,000
    PLANNED PARENTHOOD OF GREATER TEXAS
    7424 GREENVILLE AVE STE 206
    DALLAS,TX75231     		N/A PC General & Unrestricted 1,500
    PLAYWRIGHTS HORIZONS INC
    416 W 42ND ST
    NEW YORK,NY10036     		N/A PC General & Unrestricted 1,000
    PRISON POLICY INITIATIVE INC
    PO BOX 127
    NORTHAMPTON,MA01061     		N/A PC the Prison based gerrymandering Division 3,000
    REEF RELIEF INC
    PO BOX 430
    KEY WEST,FL33041     		N/A PC General & Unrestricted 1,000
    RIVERSIDE THEATRE INC
    3250 RIVERSIDE PARK DR
    VERO BEACH,FL32963     		N/A PC General & Unrestricted 4,000
    ROCKEFELLER UNIVERSITY
    1230 YORK AVE
    NEW YORK,NY10065     		N/A PC Parents & Science Initiative 5,000
    SAILORS FOR THE SEA INC
    449 THAMES ST STE 300D
    NEWPORT,RI02840     		N/A PC General & Unrestricted 12,000
    SAN FRANCISCO FRIENDS SCHOOL
    250 VALENCIA ST
    SAN FRANCISCO,CA94103     		N/A PC General & Unrestricted 10,000
    SAN FRANCISCO FRIENDS SCHOOL
    250 VALENCIA ST
    SAN FRANCISCO,CA94103     		N/A PC Building Friends Fund 5,000
    SAN FRANCISCO LGBT COMMUNITY CENTER
    1800 MARKET ST
    SAN FRANCISCO,CA94102     		N/A PC General & Unrestricted 1,000
    SAN JOSE POLICE FOUNDATION
    101 W SANTA CLARA ST
    SAN JOSE,CA95113     		N/A PC General & Unrestricted 5,000
    SARAH LAWRENCE COLLEGE
    1 MEAD WAY
    BRONXVILLE,NY10708     		N/A PC the Ray Seidelman Fund 3,000
    SAVE THE MANATEE CLUB INC
    500 N MAITLAND AVE STE 210
    MAITLAND,FL32751     		N/A PC General & Unrestricted 1,000
    SIERRA CLUB FOUNDATION
    85 2ND ST
    SAN FRANCISCO,CA94105     		N/A PC Florida's Land and Water Legacy Coalition, specifically in Vero Beach 2,000
    SOUL DOG RESCUE
    PO BOX 270534
    ST LOUIS,MO63126     		N/A PC General & Unrestricted 1,000
    SOUTHERN VERMONT ARTS CENTER INCORPORATED
    PO BOX 617
    MANCHESTER,VT05254     		N/A PC General & Unrestricted 500
    SPARK MICROGRANTS
    575 MAIN ST APT N1909
    NEW YORK,NY10044     		N/A PC General & Unrestricted 5,400
    STONE SOUP FILMS ENDOWMENT
    2325 DULLES CORNER BLVD STE 670
    HERNDON,VA20171     		N/A PC General & Unrestricted 2,000
    STORM KING ART CENTER
    PO BOX 280 OLD PLEASANT HILL RD
    MOUNTAINVILLE,NY10953     		N/A PC General & Unrestricted 5,000
    SUMMER SEARCH
    500 SANSOME ST STE 350
    SAN FRANCISCO,CA94111     		N/A PC General & Unrestricted 2,000
    SUNDANCE INSTITUTE
    PO BOX 684429
    PARK CITY,UT84068     		N/A PC General & Unrestricted 1,000
    THE AGENDA PROJECT INC
    594 BROADWAY RM 1012
    NEW YORK,NY10012     		N/A PC Top Wonks 3,000
    THE FLEA THEATER INC
    41 WHITE ST
    NEW YORK,NY10013     		N/A PC General & Unrestricted 5,000
    THE PAINTED TURTLE
    1300 4TH ST STE 300
    SANTA MONICA,CA90401     		N/A PC General & Unrestricted 2,000
    THE PEACE EDUCATION FUND
    2201 BROADWAY STE 321
    OAKLAND,CA94612     		N/A PC voter engagement 3,000
    THIRD SECTOR NEW ENGLAND INC
    LINCOLN PLZ 89 S ST NO
    BOSTON,MA02111     		N/A PC Nonprofit Centers Network 20,000
    TIDES FOUNDATION
    PO BOX 29903
    SAN FRANCISCO,CA94129     		N/A PC Chicken & Egg 10,000
    TIDES FOUNDATION
    PO BOX 29903
    SAN FRANCISCO,CA94129     		N/A PC Chicken and Egg 5,000
    TIDES FOUNDATION
    PO BOX 29903
    SAN FRANCISCO,CA94129     		N/A PC Threshold Foundation 1,800
    TRINITY COLLEGE
    300 SUMMIT ST
    HARTFORD,CT06106     		N/A PC General & Unrestricted 6,250
    UNIVERSITY OF DENVER - DANIELS COLLEGE OF BUSINESS
    2101 S UNIVERSITY BLVD STE 335D
    DENVER,CO80208     		N/A PC the PRI/MRI research project 20,000
    URBAN GREENWORKS
    345 SW 32ND RD
    MIAMI,FL33129     		N/A PC General & Unrestricted 2,000
    WITNESS INC
    80 HANSON PL 5TH FL
    BROOKLYN,NY11217     		N/A PC Charitable Event 1,000
    WORLD WILDLIFE FUND INC
    1250 24TH ST NW
    WASHINGTON,DC20090     		N/A PC General & Unrestricted 1,000
    XS TENNIS AND EDUCATION FOUNDATION
    7211 S PAXTON AVE
    CHICAGO,IL60649     		N/A PC Scholarship fund 5,000
    Total .................................bullet 3a 522,500
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 332  
    4 Dividends and interest from securities....     14 194,317  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 1,021,625  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aK-1 Inc/Loss 525990 -1,270 14 124,636  
    bForeign Tax Refund     01 145  
    cINCOME FROM F&C EMERGING EQUITY ESG FD     14 2,890  
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. -1,270 1,343,945  
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,342,675
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    The Ettinger Foundation Inc
    EIN: 06-6038938
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Audit Support 29,000     29,000

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    The Ettinger Foundation Inc
    EIN: 06-6038938
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    The Ettinger Foundation Inc
    EIN: 06-6038938
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ADVANCED MICRO DEVICES INC - 6 3,966 4,180
    AMERICAN EXPRESS CO NT - 6.150 6,894 6,922
    AMGEN INC NOTE - 02.500% - 11/ 7,356 7,245
    ARROW ELECTRONICS INC - 6.875% 7,984 7,931
    BB&T CORPORATION SR NT - 5.700 7,409 7,121
    BLACKROCK INC NOTE - 3.500% -1 7,368 7,205
    BOSTON PROPERTIES LPNOTE - 4.1 6,242 6,130
    BOSTON SCIENTIFIC CORP 6.00% 0 6,817 6,888
    BURLINGTN NORTH SANTA - 3.0% - 6,525 6,519
    CENTURYLINK INC NOTE - 6.450% 8,160 8,320
    CINCINNATI BELL INC NEW 8.375% 8,576 8,660
    CITY NATIONAL CORP NOTE - 5.25 7,574 7,507
    CLOROX CO DEL SR NT - 5.950% - 8,334 7,992
    CREDIT SUISSE USA - 5.125% - 0 7,668 7,501
    CVS CAREMARK CORP NOTE - 4.125 7,327 7,256
    DEAN FOODS CO SR NT - 6.900% - 7,587 7,560
    EXPRESS SCRIPTS HLDG CO - 4.75 6,885 6,340
    GATX CORP NOTE - 4.750% - 05/1 7,446 7,355
    GENWORTH FINANCIAL MTN - 6.515 8,829 9,099
    HEWLETT-PACKARD CO NOTES - 5.5 7,840 7,785
    ICAHN ENTERPRISES - 8.000% - 0 7,416 7,280
    INT'L LEASE FIN CORP - 5.750% 7,120 7,499
    JEFFERIES GROUP INC - 6.875% - 7,910 7,973
    JPM CHASE - 4.400% - 07/22/202 1,089 1,075
    JPMORGAN CHASE & CO SR NT - 4. 6,600 6,360
    KROGER CO SR NT - 3.400% - 04/ 7,206 6,790
    MASCO CORP BD - 6.125% - 10/03 8,506 8,960
    MERRILL LYNCH & C0 - 6.500% - 7,983 8,211
    NASDAQ OMX GROUP - 4.000% - 01 7,301 7,183
    NISOURCE FINANCE CORP - 6.800% 9,482 9,309
    OWENS CORNING INC - 9.000% - 0 7,821 7,407
    PITNEY BOWES - 4.7500% - 01/15 7,433 7,380
    TARGET CORP - 3.875% - 07/15/2 7,806 7,380
    TELEFONAKTIEBOLAGET LM ERICSS 7,251 6,804
    THOMSON-REUTERS CO 04.700% 10/ 6,864 6,493
    VERIZON COMMUNICATIONS INC - 4 4,295 4,282
    VORNADO RLTY L P NT - 4.250% - 7,379 7,219
    XEROX CORP SR NT - 6.400% - 03 7,926 7,737
    ZURICH REINS CENTRE HLDG INC - 8,283 7,806

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    The Ettinger Foundation Inc
    EIN: 06-6038938
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AARON'S INC. 33,704 50,539
    ABB LTD. 32,139 37,317
    ACCENTURE PLC 70,242 97,513
    ACI WORLDWIDE INC 11,618 19,500
    AEGON N V ORD AMER REG 13,731 14,798
    AEROVIRONMENT, INC. 8,268 8,742
    AGL RESOURCES INC. 10,990 12,988
    AGRIUM INC. 76,953 137,220
    AIR PRODS & CHEM INC. 27,882 37,446
    ALBEMARLE CP 20,015 19,968
    ALLEGION PLC 8,540 14,583
    ALLERGAN INC. 62,680 78,089
    AMAZON COM 35,353 133,196
    AMERICA MOVIL SA 15,656 16,359
    AMERICAN EXPRESS CO 19,228 68,229
    AMERICAN STATES WATER CO 10,437 12,929
    APPLE INC. 108,375 180,647
    APTAR GROUP INC 13,951 18,648
    ARTISAN PARTNERS ASSET MANAGEM 8,560 10,104
    ASTELLAS PHARMA INC 8,768 13,504
    ASTRAZENECA 21,063 26,717
    AXA ADS 11,977 11,156
    BAKER HUGHES INTL 67,055 80,403
    BANCO DO BRASIL S A SPONSORED 7,926 6,643
    BANCO SANTANDER BRASIL 11,527 9,455
    BANK OF AMERICA CORP 36,759 37,446
    BANK OF HAWAII CORP 14,791 19,221
    BARCLAYS PLC ADR 11,315 16,371
    BASF AG SPONS ADR 40,295 69,525
    BED BATH & BEYOND INC. 45,093 61,590
    BELDEN INC 9,535 14,090
    BERKSHIRE HATHAWAY INC. CLASS 93,685 147,251
    BEST BUY INC. 67,784 149,948
    BGC PARTNERS INC 12,415 13,310
    BIO-REFERENCE LABORATORIES, IN 12,300 10,216
    BIOMED RLTY TR INC 8,770 7,701
    BLACKBAUD INC 4,197 6,589
    BOB EVANS FARMS, INC. 9,116 10,118
    BOINGO WIRELESS, INC 9,219 7,051
    BOK FINANCIAL CORP. 5,700 6,632
    BONANZA CREEK ENERGY INC 13,563 26,082
    BORG WARNER INC. 37,746 81,629
    BRIGHT HORIZONS FAMILY SOLUTIO 11,774 11,941
    BROADRIDGE FINANCIAL SOLUTIONS 3,823 7,904
    BROOKFIELD ASSET MANAGEMENT CL 12,047 18,444
    BRUKER CORPORATION 11,253 15,322
    CALAVO GROWERS, INC 16,091 21,182
    CALGON CARBON CP 9,756 13,885
    CAMERON INTERNATIONAL CORP 67,210 62,507
    CANADIAN NATL RAILWAY CO 74,380 257,729
    CANADIAN PACIFIC RAILWAY LTD 80,666 220,170
    CANON INC. 19,092 19,200
    CAPITALSOURCE INC 26,256 58,917
    CARBO CERAMICS INC 9,748 14,566
    CARDINAL FINANCIAL CORPORATION 6,558 7,196
    CARMAX INC 31,427 72,458
    CARREFOUR S.A. 12,051 23,025
    CASH AMER INTL INC 27,447 27,959
    CBIZ, INC. 26,888 34,656
    CBRE GROUP INC 56,678 65,619
    CELGENE CORP 24,836 61,167
    CEMEX SA DE CV A ADS 7,465 10,505
    CHARLES SCHWAB CORP NEW 133,257 194,401
    CHART INDUSTRIES, INC. 7,119 9,564
    CINEMARK HOLDINGS INC 12,908 16,665
    CITY NATL CP 4,301 5,942
    CLARCOR INC 11,785 16,088
    CME GROUP, INC 40,786 62,846
    CNH INDUSTRIAL NV 23,086 32,586
    COACH INC 63,450 59,891
    COHEN & STEERS INC 6,054 8,012
    COHERENT INC CAL 4,628 7,439
    COLUMBIA BANKING SYSTEM, INC. 17,941 23,367
    COLUMBIA SPORTSWEAR CO. 16,097 20,869
    COMMERCE BANCSHARES, INC. 8,766 11,138
    COMMERCIAL METALS 7,647 10,673
    COMMVAULT SYSTEMS, INC. 6,848 7,486
    CONVERGYS CP 28,198 42,100
    CORE LABRATORIES 36,674 114,570
    CORESITE REALTY CORPORATION 5,238 6,438
    CROWN CASTLE INTL 29,856 52,135
    CULLEN FROST BANKERS INC 7,159 9,304
    DAI NIPPON PRINTING LTD JAPANS 7,513 10,959
    DAIICHI SANKYO CO LTD SPONSORE 16,627 17,664
    DARLING INTERNATIONAL INC 7,556 8,874
    DENBURY RESOURCES INC 15,916 15,609
    DENTSPLY INTERNATIONAL INC NEW 11,755 13,332
    DEUTSCHE TELE AG ADS 12,204 15,016
    DIAGEO PLC ADS 54,371 102,626
    DONALDSON CO. INC. 14,491 18,471
    DORMAN PRODUCTS INC COMMON STO 11,661 16,812
    DRESSER-RAND GROUP 5,947 5,963
    DSW INC. 13,739 17,092
    DUPONT FABROS TECHNOLOGY INC C 10,311 11,737
    EAST WEST BANCORP, INC. 12,036 19,234
    EATON CORP PLC 125,885 176,521
    EATON VANCE CORP COM 8,593 11,767
    ECOLAB INC 52,503 90,402
    EDWARDS LIFESCIENCES 71,911 68,127
    ENCORE CAPITAL GROUP INC 16,977 17,591
    ENI S.P.A. 21,463 22,305
    ENSCO PLC 67,096 64,328
    ENSIGN RESOURCE SERVICE GROUP 25,164 23,246
    EPR PROPERTIES 15,414 19,664
    ERICSSON L M TEL CO 13,463 16,157
    EXPRESS SCRIPTS HOLDING CO. 108,915 141,042
    F5 NETWORKS, INC. 5,115 6,815
    FACEBOOK INC 76,664 162,965
    FACTSET RESH SYST INC. 9,311 10,858
    FINNING INTL INC 3,435 3,218
    FIRST PAC CO LTD SPON ADR 10,543 11,840
    FLEXTRONICS INTERNATIONAL 12,928 12,743
    FORTINET INC 9,291 10,043
    FORUM ENERGY TECHNOLOGIES INC 14,273 13,424
    FOSTER WHEELER AG 17,859 18,975
    FRANKLIN ELECTRIC CO., INC 6,970 10,267
    FRANKLIN RES INC 39,707 72,740
    FUJIFILM HOLDINGS 16,847 14,510
    GENERAL MOTORS 42,262 54,234
    GENESEE 9,463 12,006
    GENTHERM INC 21,434 29,491
    GEOSPACE TECHNOLOGIES CORP 10,583 11,830
    GLAXOSMITHKLINE PLC 21,718 21,890
    GLOBAL CASH ACS HLDG 13,598 11,988
    GLOBUS MEDICAL INC 14,366 20,180
    GOOGLE INC 182,221 392,248
    GRAINGER W W INC. 36,050 61,556
    GROUPE DANONE ADS 18,751 22,942
    H LUNDBECK A/S UNSPON/ADR 6,149 10,176
    HAEMONETICS CP 8,238 8,426
    HELEN OF TROY LIMITED 7,830 14,814
    HERCULES TECHNOLOGY GROWTH 13,108 21,320
    HIBBETT SPORTS, INC. 13,009 15,109
    HONDA MOTOR CO LTD 8,719 10,751
    HOWARD HUGHES CORPORATION 27,722 42,035
    HSBC HOLDINGS PLC 15,381 16,043
    HUB GROUP, INC. 6,595 7,976
    HUBBELL CLASS B 66,708 78,517
    IAC/INTERACTIVE CORP 25,639 54,920
    ICU MEDICAL, INC. 8,878 9,557
    IDEX CP 5,619 9,231
    INGERSOL-RAND PLC 33,642 60,984
    INT'L FLAVORS & FRAGRANCES INC 15,144 17,196
    INTERDIGITAL COMMUNICATIONS CO 35,826 27,278
    INTERNATIONAL BUSINESS MACHINE 43,308 53,082
    INTESA SANPAOLO S.P.A 24,686 24,817
    IPG PHOTONICS CORP 12,862 17,462
    ITALCEMENTI FABRICHERIUNITE SP 26,904 20,069
    J SAINSBURY PLC S/ADR NEW 10,634 11,553
    J2 GLOBAL INC 17,643 37,508
    JONES LANG LASALLE 16,882 20,478
    JP MORGAN CHASE & CO 62,163 74,270
    KAMAN CORPORATION 29,003 39,730
    KANSAS CITY SOUTHERN 65,719 65,630
    KAR AUCTION SERVICES INC 25,320 53,190
    KINDER MORGAN INC 96,547 115,596
    KONINKLIJKE AHOLD 8,876 15,813
    L BRANDS, INC. 58,633 71,993
    LIBBEY INC. 11,799 12,600
    LIFE TIME FITNESS 9,074 9,400
    LIGAND PHARMACEUTICALS INCORPO 26,136 26,300
    LIMONEIRA CO 13,971 21,272
    LINCOLN ELECTRIC HOLDING INC. 9,789 14,197
    LINDSAY CORP 9,947 10,344
    LIQUIDITY SERVICES INC 39,950 24,926
    LORAL SPACE AND COMMUNICATIONS 60,721 72,882
    LOWES COMPANIES INC. 49,037 89,735
    LPL FINANCIAL HOLDINGS INC 5,557 5,881
    MANULIFE FIN CORP 20,928 15,291
    MARKETAXESS HOLDINGS, INC. 9,290 18,406
    MARKS & SPENCER GRP ADR 10,982 14,473
    MARRIOTT INTERNATIONAL INC. CL 72,742 103,832
    MASTERCARD INC 24,101 157,901
    MCKESSON CORP 48,580 48,097
    MDC PARTNERS INC A 13,372 47,194
    MEDICAL PROPERTIES TRUST, INC 24,990 29,328
    MEDNAX, INC. 12,370 16,014
    MELLANOX TECHNOLOGIES, LTD. 10,829 8,993
    MERCK & CO INC. 20,369 36,537
    MERIDIAN BIOSCIENCE INC. 9,165 11,939
    MICROSOFT CORPORATION 81,199 105,758
    MIDDLEBY CORPORATION (THE) 6,871 11,986
    MINERAL TECH INC 11,190 18,021
    MITSUBISHI TOKYO FIN 23,009 13,026
    MONDELEZ INTERNATIONAL INC 15,367 38,406
    MS&AD INS GROUP ADR 32,058 20,904
    MYRIAD GENETICS, INC 6,667 5,245
    N J RESOURCES CP 6,615 6,936
    NABORS INDUSTRIES LTD 48,432 37,973
    NELNET INC 9,936 21,070
    NEXSTAR BROADCASTING GROUP, IN 16,103 16,719
    NIKE INC-CL B 40,162 66,372
    NIPPON TELEPHONE ADR 16,939 20,010
    NISSAN MOTOR LTD ASR 29,321 23,856
    NMI HOLDINGS, INC. 21,667 20,368
    NOBLE CORPORATION 72,555 64,636
    NORDSON CP 9,516 11,145
    OASIS PETROLEUM CORP 8,842 14,091
    OCCIDENTAL PETROLEUM CORP 54,004 68,377
    OMNICELL, INC. 6,864 7,659
    ORANGE 32,123 19,587
    OWENS CORNING (NEW) 55,812 77,857
    PARTNERRE LTD. COM 30,041 40,591
    PAX WORLD HIGH YIELD BOND-IN 200,000 199,206
    PEPSICO INC 33,006 44,041
    PFIZER INC. 23,770 41,136
    PINNACLE FOODS INC 6,751 8,238
    PLANTRONICS INC. 8,718 11,613
    POLYCOM, INC. 7,910 8,423
    POLYPORE INTERNATIONAL INC. 8,407 7,780
    PORTUGAL TELECOM SGPS 10,956 7,646
    POTASH CORPORATION OF SASKATCH 85,575 80,422
    POWER INTEGRATIONS, INC. 6,491 11,164
    PRAXAIR INC. 37,753 57,863
    PRECISION CASTPARTS 77,770 137,343
    PREMIERE GLOBAL SVCS 6,270 6,954
    PROGRESS SOFTWARE CORP 17,868 20,664
    PURE CYCLE CORPORATION 24,285 37,347
    QLIK TECHNOLOGIES 86,502 74,511
    QUALCOMM INC 44,144 79,373
    QUESTAR CP 16,019 17,817
    REGENERON PHARMACEUTICALS, INC 29,147 32,478
    REGIONAL MANAGEMENT CORP 18,078 20,358
    REGIONS FINANCIAL CORP 35,024 52,140
    RIVERBED TECHNOLOGY, INC. 8,252 9,040
    ROADRUNNER TRANSPORTATION SYST 29,865 38,404
    ROCKVILLE FINANCIAL INC 11,779 11,368
    ROGERS COMM CL B 51,250 58,961
    RPC INC 4,087 5,801
    SANOFI-AVENTIS SPONSORED ADR 19,829 23,061
    SAPIENT CORPORATION 8,513 13,454
    SCHLUMBERGER LTD 66,684 73,890
    SEI INVESTMENTS 9,377 13,892
    SIGMA ALDRICH CORP 46,468 64,021
    SIGNATURE BANK 14,531 21,484
    SILGAN HOLDINGS, INC. - COMMON 21,569 47,060
    SIX FLAGS ENTERTAINMENT CORPOR 15,125 36,820
    SKYWORKS SOLUTIONS, INC 18,615 25,704
    SODASTREAM INTERNATIONAL LTD 9,668 11,169
    SOLARWINDS INC 6,145 6,620
    SOUTHWESTERN ENERGY 55,854 57,343
    STARBUCKS CORP COM 99,782 113,744
    STARWOOD PROPERTY TRUST INC 17,284 22,160
    SUEZ ENVIRONNEMENT C 10,477 16,706
    SVB FINANCIAL GROUP 12,126 20,972
    SWISS RE LTD ADR 9,809 15,705
    SYNTEL INC 7,756 11,369
    T. ROWE PRICE ASSOCIATES 88,907 120,294
    TAKEDA PHARMACEUTICAL CO LTD 8,423 8,517
    TE CONNECTIVITY LTD 6,726 10,471
    TECHNE CORPORATION 5,151 7,100
    TELECOM ITALIA ADR 34,301 23,755
    TELEFONICA BRASIL, S.A. 10,442 9,226
    TELEFONICA S A ADR 9,265 10,458
    TEMPLETON GLOBAL BD 391,251 382,311
    TENARIS SA-ADR 79,426 82,574
    TENNECO INC 15,320 16,971
    TESCO PLC S ADR 13,441 14,988
    TEXAS CAPITAL BANCSHARES, INC. 6,979 9,330
    TEXAS ROADHOUSE, INC. 6,191 6,255
    THORATEC LABS CORPORATION 10,179 10,065
    TIBCO SOFTWARE 12,950 12,364
    TIM PARTICIPACOES S A SPONSORE 10,269 13,382
    TIME WARNER CABLE INC 23,857 51,626
    TJX COMPANIES INC 16,001 79,790
    TOKIO MARINE HOLDINGS INC 25,593 17,896
    TOLL BROTHERS INC 89,666 92,870
    TOYOTA MTR CORP 7,305 12,192
    TRINITY BIOTECH PLC 12,991 15,084
    TRIPADVISOR LLC 59,263 78,771
    TWO HARBORS INVESTMENT CORP. 14,622 14,848
    UBS AG 9,130 7,026
    UMB FINANCIAL CORPORATION 6,700 9,642
    UNIFIRST CP 5,284 5,350
    UNILEVER N V N Y 69,939 86,495
    UNILEVER PLC AMER 10,422 16,315
    UNITED FINANCIAL BANCORP 11,574 11,334
    UNITED NATURAL FOODS, INC 7,920 11,309
    UNITED RENTALS INC 39,606 61,113
    UNITED TECHNOLOGIES CORP 34,269 70,556
    VALUECLICK INC 11,912 16,359
    VERITAS SOFTWARE CO. 11,050 11,003
    VISA INC 168,977 323,330
    VITAMIN SHOPPE INC 16,916 16,903
    VODAFONE GROUP PLC 6,881 12,186
    WABTEC 12,096 20,424
    WALT DISNEY HOLDINGS CO. 28,618 106,654
    WATSON WYATT & CO. HOLDINGS 58,446 69,803
    WATTS WATER TECHNOLOGIES INC 13,089 18,561
    WEATHERFORD INTL NEW 93,779 75,514
    WELLPOINT INC 44,378 85,553
    WELLS FARGO & CO. 94,407 157,719
    WEST PHARMA SVCS INC 11,201 18,398
    WEX, INC. 10,909 14,855
    WHITEWAVE FOODS COMPANY 12,669 15,485
    WHOLE FOODS MARKET, INC. 86,507 115,776
    WILLIAMS SONOMA INC. 71,068 90,917
    WM MORRISON UNSPON ADR 21,859 22,526
    WOLVERINE WORLDWIDE 12,704 19,527
    WORLD FUEL SVCS CP 24,494 34,528
    YARA INTERNATIONAL ASA 22,160 27,261

    TY 2013 InvestmentsLandSchedule2
    Name:
    The Ettinger Foundation Inc
    EIN: 06-6038938
    Category/ Item Cost/Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value

    TY 2013 InvestmentsOtherSchedule2
    Name:
    The Ettinger Foundation Inc
    EIN: 06-6038938
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ALT INV INSTITUTIONAL LP   1,729,793 1,872,071
    F&C EMERGING EQUITY ESG FUND   1,302,890 1,226,921
    GENERATION IM GLOBAL EQ FUND L   2,582,736 3,263,969
    LIN MEDIA LLC   13,724 25,839
    NORTH SKY CLEANTECH VENTURES L   587,509 571,840

    TY 2013 LandEtcSchedule2
    Name:
    The Ettinger Foundation Inc
    EIN: 06-6038938
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2013 LegalFeesSchedule
    Name:
    The Ettinger Foundation Inc
    EIN: 06-6038938
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GENERAL GOVERNANCE & COUNSEL 12,552     12,552
    INTERNAL INVESTIGATION 27,745 27,745    
    RESPONSE TO IRS INQUIRY 12,275 12,275    


    TY 2013 OtherExpensesSchedule
    Name:
    The Ettinger Foundation Inc
    EIN: 06-6038938
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 36,717     36,717
    Bank Charges 1,188 1,188    
    K-1 Exp ALT INV INSTITUTIONAL 12,812 12,812    
    K-1 Exp ELLINGTON FINANCIAL LL 234 69    
    K-1 Exp GENERATION IM GLOBAL E 33,116 31,977    
    K-1 Exp LIN MEDIA LLC 10 10    
    K-1 Exp NORTH SKY CLEANTECH VE 19,916 19,803    
    State or Local Filing Fees 25     25


    TY 2013 OtherIncomeSchedule2
    Name:
    The Ettinger Foundation Inc
    EIN: 06-6038938
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    K-1 Inc/Loss ALT INV INSTITUTIONAL LP 80,158 80,158  
    K-1 Inc/Loss ELLINGTON FINANCIAL LLC 1,900 571  
    K-1 Inc/Loss GENERATION IM GLOBAL EQ FUND LLC 41,650 41,650  
    K-1 Inc/Loss NORTH SKY CLEANTECH VENTURES LP -342 2,257  
    Foreign Tax Refund 145 145  
    income from f&c emerging equity esg fd 2,890 2,890  


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    The Ettinger Foundation Inc
    EIN: 06-6038938
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Management Services 95,184 95,184    
    CONSULTING - INV REAL ESTATE 9,160 9,160    


    TY 2013 TaxesSchedule
    Name:
    The Ettinger Foundation Inc
    EIN: 06-6038938
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ESTIMATED TAX FOR 2013 10,600      
    FOREIGN TAX 8,667 8,667