Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
A For the 2013 calendar year, or tax year beginning 01-01-2013 , 2013, and ending 12-31-2013
BCheck if applicable:
CName of organization
PUBLIC HEALTH INSTITUTE
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
555 12TH STREET 10TH FLOOR
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
OAKLAND, CA946074046
D Employer identification number

94-1646278
E Telephone number

G Gross receipts $ 114,220,574
F Name and address of principal officer:
MARY A PITTMAN
555 12TH STREET 10TH FLOOR
OAKLAND,CA946074046
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.PHI.ORG
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1964
M State of legal domicile: CA
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: SEE PART III, LINE 1.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 13
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 11
5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) ...... 5 880
6 Total number of volunteers (estimate if necessary) ............. 6 11
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 0
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 50,951,403 48,284,148
9 Program service revenue (Part VIII, line 2g) ......... 52,930,986 65,934,157
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 8,189 2,269
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 0 0
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 103,890,578 114,220,574
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 8,562,283 17,112,424
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 60,078,610 66,400,262
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet1,522    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 34,435,086 30,657,355
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 103,075,979 114,170,041
19 Revenue less expenses. Subtract line 18 from line 12....... 814,599 50,533
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 27,301,492 30,779,030
21 Total liabilities (Part X, line 26)............. 14,557,785 17,984,790
22 Net assets or fund balances. Subtract line 21 from line 20..... 12,743,707 12,794,240
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2013)
Form 990 (2013)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: PUBLIC HEALTH INSTITUTE GENERATES AND PROMOTES RESEARCH, LEADERSHIP AND PARTNERSHIPS TO BUILD CAPACITY FOR STRONG PUBLIC HEALTH POLICY, PROGRAMS, SYSTEMS AND PRACTICES.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 27,907,935 including grants of $   ) (Revenue $   )
GLOBAL HEALTH FELLOWS PROGRAM II (GHFP-II): THE PUBLIC HEALTH INSTITUTE, WITH ITS PARTNERS, IMPLEMENTS THE GHFP-II, FUNDED BY A FIVE-YEAR COOPERATIVE AGREEMENT WITH THE U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT. GHFP-II'S VISION IS TO CREATE THE GLOBAL HEALTH LEADERS OF THE FUTURE BY SUPPORTING A LARGE, SUSTAINABLE POOL OF TALENTED GLOBAL HEALTH PROFESSIONALS (FELLOWS AND INTERNS) AND TO STRENGTHEN THE EFFECTIVENESS OF USAID'S GLOBAL HEALTH BUREAU PROGRAMS. GHFP-II RECRUITS, PLACES AND SUPPORTS TECHNICAL EXPERTS AT ALL PROFESSIONAL LEVELS IN WASHINGTON, D.C., AND ABROAD, AND PROVIDES CAREER AND PROFESSIONAL DEVELOPMENT OPPORTUNITIES. GHFP-II'S DIVERSITY INITIATIVE CREATES INCREASED OPPORTUNITIES FOR UNDERREPRESENTED POPULATIONS IN THE FIELD OF GLOBAL HEALTH. WORKING WITH COLLEGES AND UNIVERSITIES AROUND THE US, THE PROGRAM PROVIDES GUIDANCE AND ADVICE FOR INDIVIDUALS SEEKING A CAREER IN GLOBAL HEALTH. EACH YEAR THE PROGRAM TAKES PART IN APPROXIMATELY 50 DIFFERENT OUTREACH EVENTS, PROVIDING RELEVANT INFORMATION TO SEVERAL THOUSAND INDIVIDUALS INTERESTED IN THE FIELD OF GLOBAL HEALTH. THESE EVENTS INCLUDE PROFESSIONAL CONFERENCES, UNIVERSITY CAREER FAIRS, INFORMATION SESSIONS, AND WEBINARS.GHFP-II'S FELLOWS, AT ALL LEVELS, WORK WITH USAID IN WASHINGTON, DC AND OVERSEAS IN A VARIETY OF TECHNICAL AREAS INCLUDING MATERNAL AND CHILD HEALTH, FAMILY PLANNING, REPRODUCTIVE HEALTH, HIV/AIDS, INFECTIOUS DISEASES, HEALTH POLICY AND OTHER GLOBAL HEALTH SPECIALTIES. THE PROGRAM ALSO SUPPORTS A COHORT OF SUMMER INTERNS AND ON DEMAND INTERNS THROUGHOUT THE YEAR THAT WORK IN THE GLOBAL HEALTH BUREAU AT USAID IN WASHINGTON, DC.IN SUPPORT OF ITS MANDATE TO HELP DEVELOP THE NEXT GENERATION OF GLOBAL HEALTH PROFESSIONALS, THE PROGRAM ESTABLISHED WORKING RELATIONSHIPS WITH SEVERAL PARTNERS INCLUDING PYXERA GLOBAL, GLOBEMED, GLOBAL HEALTH CORPS AND MANAGEMENT SYSTEMS INTERNATIONAL. GLOBEMED, IS AN ORGANIZATION THAT AIMS TO STRENGTHEN THE MOVEMENT FOR GLOBAL HEALTH EQUITY BY EMPOWERING STUDENTS AND COMMUNITIES TO WORK TOGETHER TO IMPROVE THE HEALTH OF PEOPLE LIVING IN POVERTY AROUND THE WORLD. GLOBEMED HAS CHAPTERS ON 50 PLUS CAMPUSES ACROSS THE US AND PARTNERS WITH ORGANIZATIONS THROUGHOUT THE DEVELOPING WORLD INCLUDING IN INDIA, RWANDA, UGANDA, NEPAL, CAMBODIA AND LAOS. GHFP-II WILL BE FUNDING SCHOLARSHIPS FOR GLOBEMED INTERNS BASED ON NEED AND FOR THOSE UNDERREPRESENTED IN THE FIELD.PYXERA GLOBAL PROVIDES CORPORATE VOLUNTEERS TO SUPPORT LOCAL BUSINESSES, NONPROFITS, AND GOVERNMENTS IN EMERGING MARKETS WORLDWIDE. OVER THE PAST 20 YEARS, THEY HAVE PLACED THOUSANDS OF BUSINESS-ORIENTED VOLUNTEERS IN MORE THAN 80 COUNTRIES. GHFP-II WILL SUPPORT SEVERAL HUNDRED OF THESE VOLUNTEERS OVER A FIVE YEAR PERIOD.GLOBAL HEALTH CORPS PAIRS INTELLIGENT AND PASSIONATE FELLOWS WITH DEVELOPING COUNTRY ORGANIZATIONS THAT REQUIRE NEW THINKING AND INNOVATIVE SOLUTIONS. THEY PROVIDE THESE YOUNG LEADERS WITH THE TOOLS TO REMAIN CONNECTED AFTER THEIR FELLOWSHIP YEAR FINISHES, DEEPENING THEIR ABILITY TO ENACT CHANGE THROUGH HEIGHTENED SKILLS AND STRONG PARTNERSHIPS. GHFP-II WILL PROVIDE FUNDING FOR SEVERAL OF THESE FELLOWSHIPS IN THE COMING YEAR.MANAGEMENT SYSTEMS INTERNATIONAL PROVIDES CAREER AND PROFESSIONAL DEVELOPMENT SUPPORT TO GHFP-11 FELLOWS. IN ADDITION, THEY PROVIDE COACHING SERVICES AS WELL AS REVIEWING AND COMPILING AN INVENTORY OF PROFESSIONAL DEVELOPMENT STRATEGIES AND ACTIVITIES.
4b (Code:   ) (Expenses $ 18,362,932 including grants of $   ) (Revenue $ 18,362,932 )
NUTRITION EDUCATION AND OBESITY PREVENTION BRANCH, CALIFORNIA DEPARTMENT OF PUBLIC HEALTH (NETWORK FOR A HEALTHY CALIFORNIA): PHI PARTNERS WITH THE CALIFORNIA DEPARTMENT OF PUBLIC HEALTH TO IMPLEMENT THE NETWORK FOR A HEALTHY CALIFORNIA (NETWORK), A STATEWIDE MOVEMENT OF LOCAL, STATE AND NATIONAL PARTNERS COLLECTIVELY WORKING TOWARD IMPROVING THE HEALTH STATUS OF MILLIONS OF LOW-INCOME CALIFORNIA PARENTS AND CHILDREN. SINCE ITS INCEPTION MORE THAN TEN YEARS AGO, THE NETWORK HAS GROWN TO BE THE LARGEST AND MOST DIVERSE NUTRITION AND PHYSICAL ACTIVITY INITIATIVE IN THE UNITED STATES. FUNDED THROUGH THE U.S. DEPARTMENT OF AGRICULTURE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM (SNAP) NUTRITION EDUCATION, THE NETWORK FACILITATES BEHAVIOR CHANGE IN HOMES, SCHOOLS, WORKSITES, AND COMMUNITIES THAT HELP SUPPORT FRUIT AND VEGETABLE CONSUMPTION AND PHYSICAL ACTIVITY. THE NETWORK WORKS WITH PUBLIC AND NONPROFIT AGENCIES, PROVIDING STATE LEADERSHIP THROUGH CONTRACTS AND GRANTS TO LOCAL HEALTH DEPARTMENTS, HEALTH CENTERS, NONPROFIT ORGANIZATIONS AND OTHER GROUPS. ACTIVITIES INCLUDE DEVELOPING HEALTH EDUCATION TOOLS, MOUNTING SOCIAL MARKETING CAMPAIGNS, AND PROVIDING EVALUATION AND RESEARCH.THE NETWORK ENGAGES LOW-INCOME CONSUMERS TO IMPROVE THEIR COMMUNITIES AND CREATE NEW SOCIAL NORMS THAT SUPPORT HEALTHY EATING AND PHYSICAL ACTIVITY. ONE INITIATIVE, THE CHAMPIONS FOR CHANGE BRAND, IS PROMOTED THROUGH THE NETWORK'S STATEWIDE ADVERTISING AND PUBLIC RELATIONS CAMPAIGNS, ALONGSIDE COMMUNITY AND CONSUMER ACTIVITIES THAT ACTIVELY ENGAGE LOCAL LEADERS AND COMMUNITIES. PEER-TO-PEER EDUCATION PROJECTS, SUCH AS MOTHER'S TAKING ACTION, USE A COMMUNITY ENGAGEMENT AND LEADERSHIP DEVELOPMENT APPROACH TO CREATE LOCAL CHAMPIONS FOR CHANGE.THE NETWORK'S COMMUNITY-BASED PLANNING APPROACH, COMMUNITIES OF EXCELLENCE (CX3), PROVIDES COMMUNITIES WITH TOOLS TO ASSESS MARKETING CUES, FOOD QUALITY, AND ACCESS TO HEALTHY FOOD AND PHYSICAL ACTIVITY IN LOW-INCOME NEIGHBORHOODS. THE CX3 ASSESSMENTS HAVE ALREADY RESULTED IN EFFORTS TO IMPROVE NEIGHBORHOOD WALKING BY MAKING SIDEWALK AND STREET MODIFICATIONS, STARTING NEW SCHOOL AND COMMUNITY GARDENS, AND INSTITUTING HEALTHY POLICIES FOR VENDING MACHINES AND MOBILE VENDORS. THE YOUTH ENGAGEMENT INITIATIVE ENGAGES LOW-RESOURCE, MIDDLE AND HIGH SCHOOL YOUTH (AGES 12-18) IN CONDUCTING YOUTH-LED PARTICIPATORY ACTION RESEARCH PROJECTS. THE PROJECTS PROVIDE YOUTH WITH THE OPPORTUNITY TO BUILD LEADERSHIP, CRITICAL THINKING, PROBLEM-SOLVING, SERVICE LEARNING, AND STRATEGIZING SKILLS TO ADDRESS AND PROMOTE NUTRITION AND/OR PHYSICAL ACTIVITY ISSUES. YOUTH CREATE COMMUNITY CHANGES SUCH AS INSTALLING HYDRATION STATIONS TO PROVIDE CLEAN DRINKING WATER, AND MAKING HEALTHY FOOD CHOICES THE EASY CHOICE IN SCHOOLS. THE NETWORK'S BEST PRACTICE PROGRAMS HAVE DEMONSTRATED GAINS IN FRUIT AND VEGETABLE CONSUMPTION AND PHYSICAL ACTIVITY AMONG QUALIFYING LOW-INCOME FAMILIES. CALIFORNIA SURVEYS SHOW THAT THE PERCENT OF LOW-INCOME ADULTS WHO REACHED THE MINIMUM 5-SERVING GOAL FOR FRUIT AND VEGETABLE CONSUMPTION ROSE FROM A BASELINE OF 24 PERCENT IN 1997 TO 46 PERCENT IN 2007. THIS IS A 90 PERCENT INCREASE IN 10 YEARS. FROM 2000 TO 2009, CALIFORNIA'S OVERALL RANKING FOR FRUIT AND VEGETABLE CONSUMPTION ROSE FROM 11TH TO 5TH AMONG ALL STATES. THESE SURVEYS ALSO SHOW THAT THE PROPORTION OF LOW-INCOME ADULTS MEETING THE RECOMMENDED LEVEL OF AT LEAST 150 MINUTES PER WEEK OF MODERATE TO VIGOROUS PHYSICAL ACTIVITY GREW FROM 36 PERCENT IN 2001 TO 46 PERCENT IN 2007. THIS REPRESENTS A SIGNIFICANT INCREASE OF 28 PERCENT. IN 2010, NETWORK PARTNERS BROUGHT IN AN ESTIMATED 28,400 ADDITIONAL HOUSEHOLDS TO SNAP. THIS YIELDED $4.1 MILLION IN FEDERAL REIMBURSEMENTS FOR OUTREACH EFFORTS, WHICH RESULTED IN NEARLY $120.6 MILLION IN ANNUAL SNAP BENEFITS FOR FOOD AND ANOTHER $215.9 MILLION IN ECONOMIC STIMULUS TO CALIFORNIA COMMUNITIES.
4c (Code:   ) (Expenses $ 9,243,634 including grants of $   ) (Revenue $ 9,243,634 )
CHILDREN'S ONCOLOGY GROUP COORDINATING CENTER: MONROVIA, CA: THE PUBLIC HEALTH INSTITUTE SERVES AS THE FISCAL PARTNER FOR THE CHILDREN'S ONCOLOGY GROUP COORDINATING CENTER (COGCC) IN MONROVIA, CALIFORNIA. COGCC IS THE PRIMARY HEADQUARTERS FOR THE CHILDREN'S ONCOLOGY GROUP (COG), PROVIDING ADMINISTRATIVE AS WELL AS STATISTICAL AND DATA MANAGEMENT SUPPORT. THE CHILDREN'S ONCOLOGY GROUP AND ITS COORDINATING CENTER IN MONROVIA HAVE NEARLY FIFTEEN YEARS OF EXPERIENCE IN CARRYING OUT EFFICIENT, HIGH IMPACT RESEARCH FOR CHILDREN WITH CANCER.COG, A NATIONAL CANCER INSTITUTE (NCI) SUPPORTED CLINICAL TRIALS GROUP, IS THE WORLD'S LARGEST ORGANIZATION DEVOTED EXCLUSIVELY TO CHILDHOOD AND ADOLESCENT CANCER RESEARCH. THE NCI COOPERATIVE GROUP SYSTEM FOR CLINICAL RESEARCH BEGAN IN 1955 WITH A CONSORTIUM FOCUSED ON CHILDHOOD CANCER RESEARCH. BY THE END OF THE 1990S THERE WERE NINE GROUPS FUNDED BY THE NCI TO CONDUCT RESEARCH IN ADULTS WITH CANCER, AND FOUR COOPERATIVE GROUPS FUNDED WITH A FOCUS ON CHILDHOOD CANCER RESEARCH. IN THE YEAR 2000 THE FOUR PEDIATRIC GROUPS VOLUNTARILY MERGED EFFORTS TO CREATE THE CHILDREN'S ONCOLOGY GROUP.THE COG COORDINATING CENTER INCLUDES ELEVEN DISTINCT WORK-GROUPS SUPPORTING DIFFERENT, BUT INTER-RELATED FUNCTIONS: (I) ADMINISTRATION, (II) STUDY DEVELOPMENT, (III) STATISTICS, (IV) DATA MANAGEMENT, (V) QUALITY ASSURANCE, REGULATORY AFFAIRS & SITE AUDITING, (VI) INFORMATION TECHNOLOGY, (VII) CLINICAL PROJECTS, (VIII) PHASE 1 TRIAL OPERATIONS (IX) PHARMACEUTICAL INDUSTRY RELATIONS, (X) GROUP MEMBERSHIP AND (XI) COMMUNICATIONS & PUBLICATIONS. EACH WORKGROUP HAS A MANAGER OR DIRECTOR WITH CONSIDERABLE INDEPENDENCE AND FLEXIBILITY IN MANAGING HIS/HER AREA TO ENSURE RAPID AND EFFICIENT RESPONSE TO COG NEEDS. COG HAS BEEN STRUCTURED TO MAXIMIZE EFFICIENCY, PROMOTE COLLABORATION, AND RETAIN THE FLEXIBILITY TO FOCUS RESOURCES ON THE MOST PROMISING SCIENTIFIC ADVANCES. EXTENSIVE COLLABORATION AND INTEGRATION IS FOUND THROUGHOUT COG'S ORGANIZATION. FOR EXAMPLE, THE STRATEGIC DECISION TO ESTABLISH THE FREESTANDING COG COORDINATING CENTER IN MONROVIA, CA, COMPOSED OF COG'S OPERATIONS CENTER CO-LOCATED WITH KEY COMPONENTS OF COG'S STATISTICS & DATA CENTER, HELPS ENSURE THE LONG-TERM STABILITY OF THE COG RESEARCH ENTERPRISE AND ALLOWS FOR UNINTERRUPTED RESEARCH OPERATIONS THROUGH LEADERSHIP TRANSITIONS.MORE THAN 90% OF THE 13,500 CHILDREN AND ADOLESCENTS DIAGNOSED WITH CANCER EACH YEAR IN THE UNITED STATES ARE CARED FOR AT COG MEMBER INSTITUTIONS, ALLOWING FOR APPROXIMATELY 50% TO 60% OF NEWLY DIAGNOSED CHILDREN WITH CANCER TO BE ENROLLED ONTO A COG CLINICAL TRIAL, WITH ALMOST 90% OF THOSE LESS THAN 5 YEARS OF AGE PARTICIPATING IN COG RESEARCH. AT ANY GIVEN TIME, THE COG COORDINATING CENTER IS SUPPORTING APPROXIMATELY 45 STUDIES IN DEVELOPMENT, 70 STUDIES ACTIVELY ENROLLING NEW SUBJECTS, AND 100 STUDIES CLOSED TO ENROLLMENT FOR WHICH DATA COLLECTION IS COMPLETING AND DATA ANALYSIS IS IN PROCESS. ANNUALLY, THE COG COORDINATING CENTER FACILITATES APPROXIMATELY 4,000 ENROLLMENTS ONTO COG THERAPEUTIC STUDIES AND MORE THAN 13,000 ENROLLMENTS ONTO NON-THERAPEUTIC STUDIES, WHICH INCLUDE BIOLOGY, SUPPORTIVE CARE, EPIDEMIOLOGY, QUALITY OF LIFE, BEHAVIORAL SCIENCE, AND LATE-EFFECT STUDIES. THE COORDINATING CENTER ALSO SUPPORTS THE ONGOING FOLLOW-UP DATA COLLECTION FOR THE MORE THAN 25,000 CHILDREN ANNUALLY WHO CONTINUE TO BE EVALUATED AT COG MEMBER INSTITUTIONS FOR STUDIES ON WHICH THEY HAVE COMPLETED THERAPY.
(Code:   ) (Expenses $ 44,424,917 including grants of $ 17,112,424 ) (Revenue $ 38,327,591 )
FOR OVER 50 YEARS, PHI HAS IMPLEMENTED RESEARCH AND PROGRAMS TO IMPROVE THE HEALTH AND WELLBEING OF PEOPLE ACROSS CALIFORNIA, THE U.S., AND THE WORLD. PHI IS A HUB FOR PUBLIC HEALTH INNOVATION, PROVIDING INFRASTRUCTURE, RESOURCES, AND INTELLECTUAL FREEDOM TO SOME OF THE BEST MINDS IN PUBLIC HEALTH. WITH OVER 100 RESEARCHERS AND PROJECT DIRECTORS - AND NEARLY 600 STAFF WORLDWIDE - PHI LEADS NEW RESEARCH, TESTS NOVEL INTERVENTIONS, AND IMPLEMENTS ON-THE-GROUND PROGRAMS TO ADDRESS NEW AND EMERGING PUBLIC HEALTH PROBLEMS. FOR EXAMPLE, PHI PROGRAMS COMPRISE ONE OF THE LARGEST OBESITY NETWORKS IN THE COUNTRY, ADDRESSING AN EPIDEMIC THAT HAS REACHED EPIDEMIC PROPORTIONS IN THE U.S. AND AROUND THE WORLD, RAISING THE RISK FOR CHRONIC DISEASES LIKE CANCER, HEART DISEASE, AND DIABETES. GLOBALLY, PHI IS DISMANTLING THE BARRIERS TO HEALTH AND OPPORTUNITY EXPERIENCED BY WOMEN AND GIRLS. IN THE U.S. PHI IS TRAINING AND GRADUATING HEALTH CARE PROFESSIONALS REPRESENTING THE DIVERSITY OF OUR POPULATION AND WHO WILL MEET THE GROWING DEMAND FOR CARE, AND IMPLEMENTING PROGRAMS, SYSTEMS AND RESEARCH THAT CONNECT PUBLIC HEALTH AND HEALTH CARE DELIVERY. PHI SPEARHEADS CONVERSATIONS AND SOLUTIONS TO ADDRESS CLIMATE CHANGE, WHICH, ALTHOUGH TYPICALLY FRAMED AS AN ENVIRONMENTAL ISSUE, REPRESENTS A HUGE THREAT TO HUMAN HEALTH. TOGETHER, PHI PROGRAMS ARE HELPING TO CREATE HEALTHY COMMUNITIES WHERE INDIVIDUALS CAN ACHIEVE THEIR HIGHEST POTENTIAL.
4d Other program services (Describe in Schedule O.)
(Expenses $ 44,424,917 including grants of $ 17,112,424 ) (Revenue $ 38,327,591 )
4e Total program service expensesMediumBullet99,939,418
Form 990 (2013)
Form 990 (2013)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part IIIClick to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
 
No
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
 
No
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
 
No
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions)....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2013)
Form 990 (2013)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........ Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I................... Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II.................... Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV .......................... Click to see attachment
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV..................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV... Click to see attachment
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..
29
 
No
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M.............
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................
34
 
No
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
 
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2...
35b
 
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2.............
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
381
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
880
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletIN
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
 
No
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
Form 990 (2013)
Form 990 (2013)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
13
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
11
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
CA
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletRALPH MCKINNON555 12TH STREET 10TH FLOOROAKLANDCA946074046 (510) 285-5541
Form 990 (2013)
Form 990 (2013)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) MARY A PITTMAN........................................................................
PRESIDENT & CEO
 40.00
.......................   		X   X       528,219 0 56,353
(2) FREDERICK HESSLER........................................................................
BOARD CHAIR
 1.00
.......................   		X   X       0 0 0
(3) JOHN O'BRIEN........................................................................
BOARD VICE CHAIR
 1.00
.......................   		X   X       0 0 0
(4) DILEEP G BAL........................................................................
BOARD SECRETARY
 1.00
.......................   		X   X       0 0 0
(5) JOHN B SEFFRIN........................................................................
BOARD TREASURER
 1.00
.......................   		X   X       0 0 0
(6) ELAINE BATCHLOR........................................................................
BOARD MEMBER
 1.00
.......................   		X           0 0 0
(7) CLAIRE D BRINDIS........................................................................
BOARD MEMBER
 1.00
.......................   		X           0 0 0
(8) KATHY CAHILL........................................................................
BOARD MEMBER
 1.00
.......................   		X           0 0 0
(9) KATHY KO CHIN........................................................................
BOARD MEMBER
 1.00
.......................   		X           0 0 0
(10) SHARON LEVINE........................................................................
BOARD MEMBER
 1.00
.......................   		X           0 0 0
(11) FAITH MITCHELL........................................................................
BOARD MEMBER
 1.00
.......................   		X           0 0 0
(12) KIMBERLYDAWN WISDOM........................................................................
BOARD MEMBER
 1.00
.......................   		X           0 0 0
(13) MARTA INDUNI SEE SCHEDULE O........................................................................
BOARD MEMBER, RESEARCH PROG. DIR. II
 40.00
.......................   		X           130,402 0 24,466
(14) TAMAR DORFMAN........................................................................
CHIEF FINANCIAL OFFICER
 40.00
.......................   		    X       194,811 0 44,771
(15) B MELANGE MATTHEWS........................................................................
CHIEF OF STAFF / COO
 40.00
.......................   		      X     303,891 0 44,816
(16) SHARON RUDY........................................................................
PI PROGRAM DIRECTOR IV
 40.00
.......................   		      X     214,816 0 36,234
(17) JIM SIMPSON........................................................................
GENERAL COUNSEL
 40.00
.......................   		        X   246,239 0 46,050
Form 990 (2013)
Form 990 (2013)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) NORM CONSTANTINE........................................................................
PI RESEARCH PROGRAM DIRECTOR
 40.00
.......................   		        X   203,162 0 43,033
(19) BARBARA COHN........................................................................
PI RESEARCH PROGRAM DIRECTOR
 40.00
.......................   		        X   191,365 0 23,584
(20) YA DIUL MUKADI........................................................................
TECHNICAL ADVISOR IV
 40.00
.......................   		        X   186,033 0 20,845
(21) MATTHEW MARSOM........................................................................
VICE PRESIDENT, POLICY AND ADVOCACY
 40.00
.......................   		        X   174,245 0 30,373
(22) DIANA PASCUAL........................................................................
VICE PRESIDENT, HUMAN RESOURCES
 40.00
.......................   		          X 107,014 0 14,581
















1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 2,480,197 0 385,106
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet121
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
NATIONAL OPINION RESEARCH CENTER55 EAST MONROE ST 20TH FLCHICAGOIL60603 PROJECT CONSULTANT 617,916
BROWN MILLER COMMUNICATIONS1114 JONES STREETMARTINEZCA94553 PUBLIC RELATIONS 258,703
GROUP HEALTH RESEARCH INSTITUTE1730 MINOR AVE 1600SEATTLEWA98101 PROJECT CONSULTANT 226,906
CENTER FOR COLLABORATIVE SOLUTIONS1337 HOWE AVE SUITE 210SEATTLEWA98101 PROJECT CONSULTANT 178,726
GALEWILL DESIGN1 BRIDGE STREET SUITE 97IRVINGTONNY10533 IT CONSULTANT 148,679
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet8
Form 990 (2013)
Form 990 (2013)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b 7,885
c Fundraising events....1c  
d Related organizations...1d  
e Government grants (contributions)1e 35,192,482
f All other contributions, gifts, grants, and
similar amounts not included above1f 		13,083,781
g Noncash contributions included in lines
1a-1f:$ 		 
h Total. Add lines 1a-1f.......MediumBullet 48,284,148
Program Service RevenueAmt Business Code
2a CONTRACTS 900009 65,769,096 65,769,096    
b PUBLICATION SALES 900009 164,411 164,411    
c TRAINING FEES 900009 650 650    
d
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 65,934,157
OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 2,269     2,269
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties...........MediumBullet        
(i) Real (ii) Personal
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss)    
d Net rental income or (loss).......MediumBullet        
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory    
b Less: cost or other basis and sales expenses    
c Gain or (loss)    
d Net gain or (loss)..........MediumBullet        
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ..
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet  
12 Total revenue. See Instructions......MediumBullet 114,220,574 65,934,157 0 2,269
Form 990 (2013)
Form 990 (2013)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 16,499,514 16,499,514
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 227,881 227,881
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 385,029 385,029
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 1,578,781 435,148 1,143,633  
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages 49,186,829 42,965,706 6,221,123  
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 4,232,608 3,678,806 553,802  
9 Other employee benefits ....... 7,798,613 6,747,532 1,051,081  
10 Payroll taxes ........... 3,603,431 3,088,732 514,699  
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 26,596 116 26,480  
c Accounting ........... 105,821   105,821  
d Lobbying ........... 48,288   48,288  
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ......        
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 5,446,589 5,301,538 145,051  
12 Advertising and promotion .... 11,220 9,706 1,514  
13 Office expenses ....... 9,026,322 7,829,860 1,196,054 408
14 Information technology ...... 808,819 62,897 745,922  
15 Royalties ..        
16 Occupancy ........... 4,841,005 3,306,041 1,534,964  
17 Travel ............ 5,766,570 5,541,465 224,091 1,014
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings .... 755,369 695,528 59,841  
20 Interest ........... 10,597 10,587 10  
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 62,390   62,390  
23 Insurance .............. 174,715 31,941 142,774  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a TRAINING & PROF. DEV. 1,139,858 1,060,625 79,233  
b OTHER 1,123,311 810,048 313,163 100
c SUBCONTRACTS 919,030 917,130 1,900  
d TEMPORARY HELP 390,855 333,588 57,267  
e All other expenses        
25 Total functional expenses. Add lines 1 through 24e 114,170,041 99,939,418 14,229,101 1,522
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2013)
Form 990 (2013)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ............. 5,109 1 4,470
2 Savings and temporary cash investments ......... 9,150,398 2 5,385,175
3 Pledges and grants receivable, net ........... 16,863,732 3 24,114,020
4 Accounts receivable, net .............   4  
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
  6  
7 Notes and loans receivable, net .............   7  
8 Inventories for sale or use ..............   8  
9 Prepaid expenses and deferred charges .......... 961,749 9 1,016,490
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 668,618
b Less: accumulated depreciation ..... 10b 472,903 226,699 10c 195,715
11 Investments—publicly traded securities ..........   11  
12 Investments—other securities. See Part IV, line 11 .....   12  
13 Investments—program-related. See Part IV, line 11 .....   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 93,805 15 63,160
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 27,301,492 16 30,779,030
Liabilities 17 Accounts payable and accrued expenses ......... 10,729,844 17 13,786,059
18 Grants payable .................   18  
19 Deferred revenue ................ 3,827,941 19 4,198,731
20 Tax-exempt bond liabilities .............   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ....   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D....................   25  
26 Total liabilities. Add lines 17 through 25......... 14,557,785 26 17,984,790
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 4,884,919 27 5,736,556
28 Temporarily restricted net assets ........... 7,858,788 28 7,057,684
29 Permanently restricted net assets ...........   29  
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 12,743,707 33 12,794,240
34 Total liabilities and net assets/fund balances ........ 27,301,492 34 30,779,030
Form 990 (2013)
Form 990 (2013)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
114,220,574
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
114,170,041
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
50,533
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
12,743,707
5
Net unrealized gains (losses) on investments ...............
5
 
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
0
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
12,794,240
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
PUBLIC HEALTH INSTITUTE
 
Employer identification number

94-1646278
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 63,925,445 53,143,566 50,755,598 50,951,403 48,284,148 267,060,160
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge.. 1,198,000 1,198,000 1,198,000 1,198,000 1,198,000 5,990,000
4 Total. Add lines 1 through 3 65,123,445 54,341,566 51,953,598 52,149,403 49,482,148 273,050,160
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 18,151,739
6 Public support. Subtract line 5 from line 4. 254,898,421
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
7 Amounts from line 4.. 65,123,445 54,341,566 51,953,598 52,149,403 49,482,148 273,050,160
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 73,198 30,219 14,248 8,189 2,269 128,123
9 Net income from unrelated business activities, whether or not the business is regularly carried on..   159,801 66,738     226,539
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.).. 68,939         68,939
11 Total support (Add lines 7 through 10). 273,473,761
12
12
240,331,174
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here.................................................right arrow
Section C. Computation of Public Support Percentage
14
14
93.210 %
15
15
90.140 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Name of the organization
PUBLIC HEALTH INSTITUTE
 
Employer identification number

94-1646278
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 2
Name of organization
PUBLIC HEALTH INSTITUTE
  		Employer identification number

94-1646278
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

   
RESTRICTED
RESTRICTED
RESTRICTED, RESTRICTEDRESTRICTED

$RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 3
Name of organization
PUBLIC HEALTH INSTITUTE
  		Employer identification number

94-1646278
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 4
Name of organization
PUBLIC HEALTH INSTITUTE
  		Employer identification number

94-1646278
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.SchCMd Bullet Information about Schedule C (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
If the organization answered "Yes" to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
PUBLIC HEALTH INSTITUTE
 
Employer identification number

94-1646278
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2013

Schedule C (Form 990 or 990-EZ) 2013
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ...... 3,551  
b Total lobbying expenditures to influence a legislative body (direct lobbying) ....... 44,737  
c Total lobbying expenditures (add lines 1a and 1b) ................... 48,288  
d Other exempt purpose expenditures ........................ 114,121,753  
e Total exempt purpose expenditures (add lines 1c and 1d) ............... 114,170,041  
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		 1,000,000  
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) ................. 250,000  
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................ 0  
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................ 0  
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) Total
2a Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		6,000,000
c Total lobbying expenditures 10,108 20,825 42,533 48,288 121,754
d Grassroots nontaxable amount 250,000 250,000 250,000 250,000 1,000,000
e Grassroots ceiling amount
(150% of line 2d, column (e))		 1,500,000
f Grassroots lobbying expenditures 3,032 4,165 791 3,551 11,539
Schedule C (Form 990 or 990-EZ) 2013


Schedule C (Form 990 or 990-EZ) 2013
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
 
 
c
Media advertisements? ....................................
 
 
 
d
Mailings to members, legislators, or the public? .........................
 
 
 
e
Publications, or published or broadcast statements? .......................
 
 
 
f
Grants to other organizations for lobbying purposes? .......................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
 
 
i
Other activities? ..........................
 
 
 
j
Total. Add lines 1c through 1i ...............................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2013

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions. SchDMd Bullet Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
PUBLIC HEALTH INSTITUTE
 
Employer identification number

94-1646278
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance ....          
b Contributions ........          
c Net investment earnings, gains, and losses          
d Grants or scholarships .....          
e Other expenditures for facilities
and programs ........ 		         
f Administrative expenses ....          
g End of year balance ......          
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet  
c
Temporarily restricted endowment SchDMd Bullet  
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
 
(ii) related organizations ........................
3a(ii)
 
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................      
b Buildings ................        
c Leasehold improvements ............        
d Equipment ................   668,618 472,903 195,715
e Other .................        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 195,715
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet  
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  








Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet  
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 114,220,574
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e 0
3 Subtract line 2e from line 1..................... 3 114,220,574
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b....................... 4c 0
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 114,220,574
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 114,170,041
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d...................... 2e 0
3 Subtract line 2e from line 1..................... 3 114,170,041
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b....................... 4c 0
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 114,170,041
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART X, LINE 2: FOR THE YEARS ENDED DECEMBER 31, 2013 AND 2012, THE INSTITUTE HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE FEDERAL FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, IS SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE, GENERALLY FOR THREE YEARS AFTER IT IS FILED.
Schedule D (Form 990) 2013

Additional Data


Software ID:  
Software Version:  




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.Right pointing arrow large image Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
PUBLIC HEALTH INSTITUTE
 
Employer identification number

94-1646278
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers.Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ...............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES ADOLESCENT HEALTH 417,977
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES APPLIED RESEARCH 388,331
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES REPRODUCTIVE EDUCATION 538,913
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES REPRODUCTIVE HEALTH 27,858
EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES APPLIED RESEARCH 38,537
EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES RESEARCH 251,145
EAST ASIA AND THE PACIFIC 1 1 PROGRAM SERVICES TECHNICAL ASSISTANCE 384,521
MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES TECHNICAL ASSISTANCE 316
NORTH AMERICA 0 0 PROGRAM SERVICES ADOLESCENT HEALTH 10,439
NORTH AMERICA 0 0 PROGRAM SERVICES REPRODUCTIVE HEALTH 110,211
NORTH AMERICA 0 0 PROGRAM SERVICES TECHNICAL ASSISTANCE 28,166
SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES COMMUNITY DEVELOPMENT 128,681
SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES REPRODUCTIVE EDUCATION 34,545
SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES REPRODUCTIVE HEALTH 307,875
SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES TECHNICAL ASSISTANCE 3,706,216
CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS   259,323
NORTH AMERICA 0 0 GRANTS   56,206
SUB-SAHARAN AFRICA 0 0 GRANTS   69,500
3a Sub-total ..... 1 1 2,047,598
b Total from continuation sheets to Part I ... 0 0 4,711,162
c Totals (add lines 3a and 3b) 1 1 6,758,760
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
CENTRAL AMERICA AND THE CARIBBEAN ADOLESCENT HEALTH 80,000 WIRE      
CENTRAL AMERICA AND THE CARIBBEAN ADOLESCENT HEALTH 5,000 WIRE      
CENTRAL AMERICA AND THE CARIBBEAN REPRODUCTIVE EDUCATION 10,000 WIRE      
CENTRAL AMERICA AND THE CARIBBEAN REPRODUCTIVE EDUCATION 7,500 WIRE      
CENTRAL AMERICA AND THE CARIBBEAN REPRODUCTIVE EDUCATION 7,500 WIRE      
CENTRAL AMERICA AND THE CARIBBEAN REPRODUCTIVE EDUCATION 10,000 WIRE      
CENTRAL AMERICA AND THE CARIBBEAN REPRODUCTIVE EDUCATION 7,500 WIRE      
CENTRAL AMERICA AND THE CARIBBEAN REPRODUCTIVE EDUCATION 10,000 WIRE      
CENTRAL AMERICA AND THE CARIBBEAN REPRODUCTIVE EDUCATION 10,000 WIRE      
CENTRAL AMERICA AND THE CARIBBEAN REPRODUCTIVE HEALTH 20,000 WIRE      
NORTH AMERICA ADOLESCENT HEALTH 47,000 WIRE      
SUB-SAHARAN AFRICA REPRODUCTIVE EDUCATION 35,000 WIRE      
SUB-SAHARAN AFRICA REPRODUCTIVE EDUCATION 10,000 WIRE      
SUB-SAHARAN AFRICA REPRODUCTIVE EDUCATION 11,500 WIRE      
SUB-SAHARAN AFRICA REPRODUCTIVE EDUCATION 8,000 WIRE      
SUB-SAHARAN AFRICA REPRODUCTIVE EDUCATION 5,000 WIRE      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
16
3
Enter total number of other organizations or entities .......................MediumBullet
0
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
ADOLESCENT HEALTH CENTRAL AMERICA AND THE CARIBBEAN 12 32,725 WIRE      
REPRODUCTIVE HEALTH CENTRAL AMERICA AND THE CARIBBEAN 33 57,598 WIRE      
ADOLESCENT HEALTH NORTH AMERICA 5 9,206 WIRE      
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)...............................................
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
PART I, LINE 2: PRIOR TO MAKING AN AWARD, PHI EVALUATES THE CAPABILITY OF THE GRANTEE TO CARRY OUT GRANT AWARD TERMS AND CONDITIONS, INCLUDING EXERCISING RESPONSIBLE FINANCIAL MANAGEMENT. PHI NOTIFIES THE GRANTEE ABOUT COMPLIANCE REQUIREMENTS AND INCORPORATES COMPLIANCE, AUDIT AND ENFORCEMENT PROVISIONS INTO AWARD DOCUMENTS, INCLUDING OMB CIRCULAR A-133 REQUIREMENTS WHERE APPLICABLE. PHI EMPLOYEES MAINTAIN REGULAR CONTACT WITH THE GRANTEE, REVIEW FINANCIAL AND PERFORMANCE REPORTS SUBMITTED BY THE GRANTEE, MAKE APPROPRIATE INQUIRIES.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2013
Additional Data


Software ID:  
Software Version:  



Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
PUBLIC HEALTH INSTITUTE
 
Employer identification number
94-1646278
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) AIDS PROJECT OF THE EAST BAY
1320 WEBSTER STREET
OAKLAND,CA94607 		94-3061583 501(C)(3) 69,912       COMMUNITY HEALTH
(2) ALAMEDA COUNTY HEALTH CARE AGENCY
3600 TELEGRAPH AVE
OAKLAND,CA94609 		GOVERNMENT 15,587       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(3) ALAMEDA COUNTY OFFICES OF EDUC
313 WEST WINTON AVENUE
HAYWARD,CA945441136 		GOVERNMENT 389,270       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(4) ALAMEDA COUNTY PUBLIC HEALTH DEP
1000 BROADWAY SUITE 500
OAKLAND,CA94607 		GOVERNMENT 77,501       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(5) AMERICAN FARMLAND TRUST
1200 18TH STREET NW SUITE 800
WASHINGTON,DC20036 		52-1190211 501(C)(3) 18,500       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(6) AMERICAN LUNG ASSOCIATION IN CALIFORNIA
333 HEGENBERGER RD SUITE 450
OAKLAND,CA94621 		94-0362650 501(C)(3) 186,355       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(7) ARIZONA BRIDGE TO INDEPENDENT LIVING
5025 EAST WASHINGTON ST STE200
PHOENIX,AZ850341101 		86-0486447 501(C)(3) 9,286       DISABILITY AND BUSINESS TECHNICAL ASSISTANCE
(8) ARIZONA CENTER FOR DISABLTY LW
5025 EAST WASHINGTON ST 202
PHOENIX,AZ85034 		23-7408586 501(C)(3) 9,286       DISABILITY AND BUSINESS TECHNICAL ASSISTANCE
(9) ASIAN AND PACIFIC ISLANDER WEL
730 POLK STREET 4TH FLOOR
SAN FRANCISCO,CA941097813 		94-3096109 501(C)(3) 57,448       DRUG/SUBSTANCE ABUSE
(10) ASIAN CMMUNITY MENTAL HEALTH SERVICE
310 8TH STREET 201
OAKLAND,CA946076527 		94-2248390 501(C)(3) 7,514       DRUG/SUBSTANCE ABUSE
(11) ASSOCIATION OF REPRODCTVE HEALTH PROFESSIONALS
1300 19TH STREET NW SUITE 200
WASHINGTON,DC20036 		52-1591381 501(C)(3) 20,000       REPRODUCTIVE HEALTH
(12) BAUMGARTNER HEALTH LLC
75166 WOODLAND ROAD
ABITA SPRINGS,LA70420 		72-1507516 N/A 15,750       LEADERSHIP
(13) BAYVIEW CHARITIES
6134 BENSON AVENUE
SAN DIEGO,CA92114 		33-0917039 501(C)(3) 132,273       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(14) BEHR COMMUNICATIONS INC
528 ARIZONA AVENUE SUITE 217
SANTA MONICA,CA90401 		N/A 135,000       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(15) BERKELEY AIR MONITORING GROUP
2124 KITTREDGE STREET 57
BERKELEY,CA947041486 		23-3881064 N/A 110,638       CANCER SURVEILLANCE RESEARCH
(16) BLE SOLUTIONS LLC
3822 5TH ST N 1
ARLINGTON,VA222033423 		46-2601480 501(C)(3) 60,000       REPRODUCTIVE HEALTH
(17) BLUEPATH HEALTH INC
929 SIR FRANCES DRAKE BLVD SUITE
101C
KENTFIELD,CA94904 		N/A 40,000       HEALTH POLICY RESEARCH
(18) BOSTON UNIVERSITY
25 BUICK STREET 2ND FLOOR
BOSTON,MA022151301 		GOVERNMENT 9,038       ALCHOHOL ABUSE & ALCHOHOLISM
(19) BRIAN AUGUSTA DBA CALIFORNIA HOUSING LAW PROJECT
1553 36TH STREET
SACRAMENTO,CA95816 		54-9198924 501(C)(3) 23,400       ATHSMA MANAGEMENT & PREVENTION
(20) BROWN MILLER COMMUNICATIONS
1114 JONES STREET
MARTINEZ,CA945531814 		68-0318635 501(C)(3) 183,061       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(21) CA CENTER FOR PUBLIC HEALTH ADVOCACY
PO BOX 2309
DAVIS,CA95617 		95-4723901 501(C)(3) 96,939       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(22) CA CENTER FOR PUBLIC HEALTH ADVOCACY
PO BOX 2309
DAVIS,CA95617 		95-4723901 501(C)(3) 53,457       COMMUNITY HEALTH
(23) CA SCHOOL-BASED HEALTH ALLIANCE
1203 PRESERVATION PARK WAY SUITE
302
OAKLAND,CA94612 		94-3201896 501(C)(3) 20,946       ADOLESCENT HEALTH
(24) CALAVERAS COUNTY PUBLIC HEALTH
891 MOUNTAIN RANCH ROAD
SAN ANDREAS,CA95249 		94-6000507 GOVERNMENT 316,358       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(25) CALIFORNIA CONFERENCE OF LOCAL HEALTH DEPT NUTRITIONISTS
2650 BRESLAUER WAY
REDDING,CA960014246 		68-0427712 501(C)(3) 115,529       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(26) CALIFORNIA DEPARTMENT OF PUBLIC HEALTH
PO BOX 997376 MS 1601
SACRAMENTO,CA958997376 		74-3204993 GOVERNMENT 81,498       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(27) CALIFORNIA FOUNDATION FOR AGRICULTURE IN THE CLASSROOM
2300 RIVER PLAZA DRIVE
SACRAMENTO,CA95814 		68-0100601 501(C)(3) 13,237       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(28) CALIFORNIA HEALTH COLLABORATIVE
519 17TH STREET 500
OAKLAND,CA94612 		94-2862660 501(C)(3) 522,988       CANCER SURVEILLANCE RESEARCH
(29) CALIFORNIA HEALTH COLLABORATIVE
519 17TH STREET 500
OAKLAND,CA94612 		94-2862660 501(C)(3) 126,913       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(30) CALIFORNIA PACIFIC MEDICAL CENTER
2333 BUCHANAN ST
SAN FRANCISCO,CA94115 		94-0562680 501(C)(3) 35,120       ALCHOHOL ABUSE & ALCHOHOLISM
(31) CALIFORNIA PRIMARY CARE ASSOCIATION
1231 I STREET SUITE 400
SACRAMENTO,CA95814 		94-3215565 501(C)(3) 43,391       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(32) CAMARENA HEALTH
344 EAST 6TH STREET
MADERA,CA93638 		94-2503904 501(C)(3) 28,743       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(33) CAPACITY BUILDERS INC
PO BOX 1348
VISALIA,CA93279 		N/A 20,000       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(34) CENTER FOR COLLABORATIVE SOLUTIONS
1337 HOWE AVE SUITE 210
SACRAMENTO,CA95825 		68-0245255 501(C)(3) 185,531       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(35) CENTER FOR HUMAN SERVICES
1700 MCHENRY VILLAGE WAY 11
MODESTO,CA953504332 		94-1725620 501(C)(3) 5,901       HEALTH POLICY RESEARCH
(36) CENTER FOR SCIENCE IN THE PUBLIC INTEREST
1220 L ST NW SUITE 300
WASHINGTON,DC20005 		23-7122879 501(C)(3) 197,129       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(37) CENTER ON RACE POVERTY AND THE ENVIRONMENT
1012 JEFFERSON ST
DELANO,CA93215 		05-0558231 501(C)(3) 10,000       INFRASTRUCTURE - COMMUNITY DEVELOPMENT
(38) CENTER ON RACE POVERTY AND THE ENVIRONMENT
1012 JEFFERSON ST
DELANO,CA93215 		05-0558231 501(C)(3) 9,506       HEALTH POLICY RESEARCH
(39) CENTRO LA FAMILIA ADVOCACY SERVICES INC
302 FRESNO ST SUITE 102
FRESNO,CA93706 		77-0310310 501(C)(3) 12,856       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(40) CHANGELAB SOLUTIONS
2201 BROADWAY AVENUE SUITE 502
OAKLAND,CA946123063 		26-3710746 501(C)(3) 236,720       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(41) CHANGELAB SOLUTIONS
2201 BROADWAY AVENUE SUITE 502
OAKLAND,CA946123063 		26-3710746 501(C)(3) 152,820       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(42) CHILDREN'S HOSPITAL & RESRC CT DBA UCSF BENIOFF CHILDREN'S
5700 MARTIN LUTHER KIND JR WAY
OAKLAND,CA94609 		94-0382330 501(C)(3) 93,099       COMMUNITY HEALTH
(43) CHILDREN'S HOSPITAL LOS ANGELES
4650 SUNSET BLVD MAILSTOP 97
LOS ANGELES,CA90027 		95-1690977 501(C)(3) 28,188       COMMUNITY HEALTH
(44) CITY OF FONTANA
16860 VALENCIA AVENUE
FONTANA,CA92335 		GOVERNMENT 10,000       COMMUNITY HEALTH
(45) CLINFORCE LLC
PO BOX 404696
ATLANTA,GA303844696 		N/A 241,241       CANCER SURVEILLANCE RESEARCH
(46) COLUMBIA UNIVERSITY
PO BOX 29789
NEW YORK,NY100879789 		13-5598093 501(C)(3) 244,352       GLOBAL HEALTH FELLOWS PROGRAM
(47) COMMUNITY ALLIANCE WITH FAMILY FARMERS
PO BOX 363
DAVIS,CA95617 		94-2914745 501(C)(3) 83,525       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(48) COMMUNITY PARTNERS ON BEHALF OF THE SOCIAL JUSTICE LEARNING INSTITUE
664 E REGENT STREET
INGLEWOOD,CA90301 		26-3413373 501(C)(3) 9,956       CLIMATE CHANGE - TECHNICAL ASSISTANCE
(49) COMMUNITY SERVICE & EMPLOYMENT
312 NW 3RD AVENUE
VISALIA,CA932913626 		94-1701352 501(C)(3) 13,181       HEALTH POLICY RESEARCH
(50) CONSUMERS UNION OF US INC
101 TRUMAN AVENUE
YONKERS,NY107031057 		13-1776434 501(C)(3) 27,000       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(51) CONTRA COSTA CHILD CARE COUNCIL
1035 DETROIT AVENUE SUITE 200
CONCORD,CA94518 		94-2383037 501(C)(3) 99,476       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(52) CONTRA COSTA HEALTH SERVICES
597 CENTER AVE SUITE 125
MARTINEZ,CA94553 		GOVERNMENT 77,500       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(53) COUNTY OF TULARE
5957 S MOONEY BLVD
VISALIA,CA932779394 		94-6000545 GOVERNMENT 381,618       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(54) CSU CHICO RESEARCH FOUNDATION
BELL MEMORIAL UNION ROOM 219
CHICO,CA959290248 		68-0386518 501(C)(3) 91,458       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(55) DAVIS JA AND ASSOCIATES INC
362 VICTORIA STREET
SAN FRANCISCO,CA94132 		N/A 73,019       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(56) DEL NORTE LOCAL TRANSPORTATION
1301 B NORTHCREST DRIVE PMB 16
CRESCENT CITY,CA95531 		94-2254126 GOVERNMENT 27,500       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(57) DISABILITY COMMUNICATION ACCESS BOARD STATE OF HAWAII
919 ALA MOANA BLVD SUITE 101
HONOLULU,HI96814 		GOVERNMENT 21,106       DISABILITY AND BUSINESS TECHNICAL ASSISTANCE
(58) DISABILITY RIGHTS LEGAL CENTER LOYOLA LAW SCHOOL
800 S FIGUEROA ST SUITE 1120
LOS ANGELES,CA900172759 		95-2960607 501(C)(3) 25,000       DISABILITY AND BUSINESS TECHNICAL ASSISTANCE
(59) EL TEATRO CAMPESINO
PO BOX 1240
SAN JUAN BAUTISTA,CA95045 		94-2214186 501(C)(3) 33,894       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(60) ENVIRONMENTAL HEALTH COALITION
2727 HOOVER AVENUE SUITE 202
NATIONAL CITY,CA91950 		95-3798792 501(C)(3) 44,179       LEAD POISONING PREVENTION
(61) ENVIRONMENTAL HEALTH COALITION
2727 HOOVER AVENUE SUITE 202
NATIONAL CITY,CA91950 		95-3798792 501(C)(3) 10,000       CLIMATE CHANGE - TECHNICAL ASSISTANCE
(62) FAME ASSISTANCE CORPORATION
1968 W ADAMS BLVD
LOS ANGELES,CA900183510 		95-4282097 501(C)(3) 110,709       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(63) FIELD RESEARCH CORPORATION
PO BOX 100018
PASADENA,CA911890018 		94-1351805 N/A 161,411       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(64) FLEISHMAN HILLARD INC
PO BOX 771733
ST LOUIS,MO63177 		N/A 389,757       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(65) FRESNO METRO MINISTRY
4270 N BLACKSTONE AVE 212
FRESNO,CA937261907 		94-2181848 501(C)(3) 12,572       HEALTH POLICY RESEARCH
(66) GALEWILL DESIGN
1 BRIDGE ST SUITE 97
IRVINGTON,NY10533 		45-3957524 N/A 10,680       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(67) GLOBAL HEALTH CORPS
5 PENN PLAZA FLOOR 2
NEW YORK,NY100011737 		80-0512336 501(C)(3) 226,471       REPRODUCTIVE HEALTH
(68) GLOBEMED
620 LIBRARY PL
EVANSTON,IL60201 		76-0708721 501(C)(3) 410,640       REPRODUCTIVE HEALTH
(69) GROUP HEALTH RESEARCH INSTITUTE
1730 MINOR AVE 1600
SEATTLE,WA98101 		91-0511770 501(C)(3) 150,000       EVALUATION
(70) GROUP HEALTH RESEARCH INSTITUTE
1730 MINOR AVE 1600
SEATTLE,WA98101 		91-0511770 501(C)(3) 73,021       LEADERSHIP
(71) GROW GREEN INDUSTRIES INC DBA EAT CLEANER
27 SPECTRUM POINTE STE 306
LAKE FOREST,CA92630 		N/A 14,995       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(72) GUTTMACHER INSTITUTE
125 MAIDEN LANE 7TH FLOOR
NEW YORK,NY10038 		13-2890727 501(C)(3) 26,250       REPRODUCTIVE HEALTH
(73) HEALTH EDUCATION COUNCIL
3950 INDUSTRIAL BLVD 600
WEST SACRAMENTO,CA956913430 		68-0249296 501(C)(3) 11,346       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(74) HEALTHRIGHT 360
1735 MISSION STREET SUITE 2001
SAN FRANCISCO,CA94103 		94-6129071 501(C)(3) 130,932       AIDS - TECHNICAL ASSISTANCE
(75) HUMBOLDT COUNTY DEPARTMENT OF HEALTH AND HUMAN SERVICES
529 I STREET
EUREKA,CA95501 		GOVERNMENT 281,934       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(76) IMPACT ASSESSMENT INC
2166-F AVENIDA DE LA PLAYA SUITE F
LA JOLLA,CA920373238 		95-3649615 N/A 11,773       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(77) IMPERIAL CO PUBLIC HEALTH DEPARTMENT
935 BROADWAY STREET
EL CENTRO,CA922432349 		95-6000924 GOVERNMENT 311,485       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(78) IMPERIAL VALLEY REGIONAL OCC
687 W STATE STREET
EL CENTRO,CA92243 		91-2133310 501(C)(3) 25,000       ADOLESCENT HEALTH
(79) INDEPENDENT LIVING CENTER
14407 GILMORE ST SUITE 101
VAN NUYS,CA914011400 		95-3026060 501(C)(3) 8,764       DISABILITY AND BUSINESS TECHNICAL ASSISTANCE
(80) INDEPENDENT LIVING SERVICES OF NORTHERN CALIFORNIA
1161 EAST AVENUE
CHICO,CA959261018 		94-2735218 501(C)(3) 6,383       DISABILITY AND BUSINESS TECHNICAL ASSISTANCE
(81) INSTITUTE FOR AGRICULT & TRADE
2105 FIRST AVE SOUTH
MINNEAPOLIS,MN55404 		36-3501938 501(C)(3) 10,000       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(82) INSTITUTE FOR PEOPLE PLACE AND POSSIBILITY
501 FAY ST 206
COLUMBIA,MO65201 		501(C)(3) 87,000       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(83) INSTITUTE FOR PUBLIC HEALTH INNOVATION
1301 CONNECTICUT AVE NW 200
WASHINGTON,DC20036 		27-3888796 501(C)(3) 9,075       LEADERSHIP
(84) INSTITUTE FOR SUSTAINABLE ECONONMY
1625 CLAY STREET 600
OAKLAND,CA94612 		90-0777307 501(C)(3) 86,738       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(85) JOHNS HOPKINS UNIVERSITY
12529 COLLECTIONS CENTER DRIVE
CHICAGO,IL60693 		23-7424444 501(C)(3) 5,039       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(86) JOSEPH ROMANO DBA NWJ GROUP LLC
101 OAKFORD CIRCLE
WAYNE,PA19087 		27-3218411 501(C)(3) 29,975       REPRODUCTIVE HEALTH
(87) JUDITH STARK CONSULTING
124 COUNTRY CLUB DRIVE
SAN FRANCISCO,CA941321106 		20-8031093 501(C)(3) 21,900       DISABILITY AND BUSINESS TECHNICAL ASSISTANCE
(88) KID WORKS
1902 W CHESTNUT AVENUE
SANTA ANA,CA92703 		74-3081569 501(C)(3) 64,478       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(89) LOBO GEO LLC
1026 TAYLOR AVENUE
ALAMEDA,CA94501 		26-2675013 N/A 52,988       INFRASTRUCTURE - COMMUNITY DEVELOPMENT
(90) LOCAL GOVERNMENT COMMISSON
1303 J STREET SUITE 250
SACRAMENTO,CA958142936 		94-2791699 501(C)(3) 10,648       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(91) LOMA LINDA UNIVERSITY MEDICAL CENTER
11234 ANDERSON ST
LOMA LINDA,CA92354 		95-3522679 501(C)(3) 603,439       CANCER SURVEILLANCE RESEARCH
(92) LOUISIANA PUBLIC HEALTH
1515 POYDRAS ST 1200
NEW ORLEANS,LA70112 		72-1739921 501(C)(3) 23,250       LEADERSHIP
(93) LPC CONSULTING ASSOCIATES
2015 J STREET SUITE 205
SACRAMENTO,CA958113124 		05-0525129 N/A 44,541       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(94) MADERA COUNTY PUBLIC HEALTH
14215 ROAD 28
MADERA,CA93638 		94-6000518 GOVERNMENT 297,221       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(95) MANAGEMENT SYSTEMS INTERNATIONAL INC
1130 CONNECTICUT AVE NW 200
WASHINGTON,DC20036 		N/A 243,999       REPRODUCTIVE HEALTH
(96) MARIN CENTER FOR INDEPENDENT LIVING
710 FOURTH STREET
SAN RAFAEL,CA94901 		94-2605669 501(C)(3) 7,033       DISABILITY AND BUSINESS TECHNICAL ASSISTANCE
(97) MEDIC MOBILE
144 2ND STREET
SAN FRANCISCO,CA94105 		27-5104203 501(C)(3) 22,500       COMMUNITY HEALTH
(98) MENDOCINO COUNTY PUBLIC HEALTH
1120 SOUTH DORA STREET
UKIAH,CA954826340 		94-6000520 GOVERNMENT 353,547       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(99) MERCED CO DEPARTMENT PUBLIC HEALTH
260 EAST 15TH STREET
MERCED,CA95341 		94-6000521 GOVERNMENT 171,805       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(100) MERCED CO DEPARTMENT PUBLIC HEALTH
260 EAST 15TH STREET
MERCED,CA95341 		94-6000521 GOVERNMENT 399,155       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(101) MONTEREY COUNTY HEALTH DEPARTMENT
1270 NATIVIDAD ROAD
SALINAS,CA93906 		94-6000524 GOVERNMENT 128,699       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(102) NATIONAL OPINION RESEARCH CENTER AT UNIVERSITY OF CHICAGO
55 EAST MONROE ST
CHICAGO,IL60603 		36-2167808 501(C)(3) 797,242       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(103) NATIONAL DEVELOPMENT & RESEARCH INSTITUTE
71 W 23RD ST
NEW YORK,NY10010 		23-7009089 501(C)(3) 39,672       ALCHOHOL ABUSE & ALCHOHOLISM
(104) OCCIDENTAL COLLEGE
1600 CAMPUS ROAD
LOS ANGELES,CA90041 		95-1667177 501(C)(3) 50,184       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(105) ORANGE CO HEALTH CARE AGENCY
333 W SANTA ANA BLVD
SANTA ANA,CA92646 		95-6000928 GOVERNMENT 44,761       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(106) OXS CONSULTING INC
PO BOX 322
MORAGA,CA945560322 		N/A 7,260       HEALTH POLICY RESEARCH
(107) PACIFIC INSTITUTE
654 13TH STREET
OAKLAND,CA94612 		94-3050434 501(C)(3) 9,996       CLIMATE CHANGE - TECHNICAL ASSISTANCE
(108) PUBLIC HEALTH ADVOCACY INSTITUTE
360 HUNTINGTON AVE 117CU
BOSTON,MA02115 		04-2668916 501(C)(3) 20,000       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(109) PUBLIC HEALTH FOUNDATION ENTERPRISES INC
12801 CROSSROADS PKWY SOUTH SUITE
200
CITY OF INDUSTRY,CA91746 		95-2557063 501(C)(3) 50,564       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(110) PYXERA GLOBAL
1030 15TH ST NW SUITE 730 EAST
WASHINGTON,DC20005 		52-1706852 N/A 112,074       REPRODUCTIVE HEALTH
(111) REGENTS OF THE UNIVERSITY OF CALIFORNIA
UNIVERISITY OF CALIFORNIA-SF
SAN FRANCISCO,CA941430897 		94-1539563 501(C)(3) 200,591       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(112) REGENTS OF THE UNIVERSITY OF CALIFORNIA
1855 FOLSOM STREET
SAN FRANCISCO,CA941430897 		94-1539563 501(C)(3) 46,284       ALCHOHOL ABUSE & ALCHOHOLISM
(113) REGENTS OF THE UNIVERSITY OF CALIFORNIA
1855 FOLSOM STREET
SAN FRANCISCO,CA941430897 		94-1539563 501(C)(3) 20,000       DISABILITY AND BUSINESS TECHNICAL ASSISTANCE
(114) REGENTS OF UC BERKELEY
2195 HEARST AVE RM 130 MC 1103
BERKELEY,CA947201103 		94-6002123 501(C)(3) 723,401       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(115) REGENTS OF UC DAVIS-SPONSORED PROGRAMS
PO BOX 989062
WEST SACRAMENTO,CA957989062 		94-6036494 501(C)(3) 223,326       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(116) REGENTS OF UC IRVINE
SUITE 1400
IRVINE,CA926971050 		95-2226406 501(C)(3) 19,955       HEALTH CARE REFORM/MANAGED CARE
(117) REGENTS OF UCSF
500 PARNASSUS
SAN FRANCISCO,CA941430815 		94-6036493 501(C)(3) 67,278       CANCER SURVEILLANCE RESEARCH
(118) REGENTS OF UCSF
500 PARNASSUS
SAN FRANCISCO,CA941430815 		94-6036493 501(C)(3) 338,488       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(119) REGENTS OF UNIVERSITY OF CALIFORNIA SAN DIEGO
9500 GILMAN DRIVE MC 0009
LA JOLLA,CA92093 		95-6006144 501(C)(3) 80,985       CANCER SURVEILLANCE RESEARCH
(120) RESEARCH TRIANGLE INSTITUTE
3040 CORNWALLIS ROAD
RTP,NC27709 		56-0686338 501(C)(3) 64,576       CANCER SURVEILLANCE RESEARCH
(121) RESEARCH TRIANGLE INSTITUTE
3040 CORNWALLIS ROAD
RTP,NC27709 		56-0686338 501(C)(3) 18,478       TECHNOLOGY - APPLIED RESEARCH
(122) RIVERSIDE CO DEPARTMENT OF PUBLIC HEALTH
4065 COUNTY CIRCLE DRIVE
RIVERSIDE,CA92503 		GOVERNMENT 155,000       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(123) SAMUELS AND ASSOCIATES INC
1222 PRESERVATION PARK WAY
OAKLAND,CA946121201 		94-3300311 N/A 381,882       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(124) SAN FRANCISCO GENERAL
PO BOX 410836
SAN FRANCISCO,CA94141 		94-3189424 501(C)(3) 20,000       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(125) SHASTA COUNTY DEPARTMENT OF PUBLIC HEALTH
1810 MARKET STREET
REDDING,CA960011930 		GOVERNMENT 287,963       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(126) SILENT SPRING INSTITUTE
29 CRAFTS STREET
NEWTON,MA02458 		04-3237106 501(C)(3) 52,138       CANCER SURVEILLANCE RESEARCH
(127) SISKIYOU COUNTY PUBLIC HEALTH
810 SOUTH MAIN STREET
YREKA,CA96097 		GOVERNMENT 369,509       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(128) SMITH AND LEHMANN CONSULTING
1520 E COVELL SUITE 5 251
DAVIS,CA95618 		26-3550451 N/A 87,143       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(129) SOLANO CO PUBLIC HEALTH DEPARTMENT
275 BECK AVE MS 5-240
FAIRFIELD,CA94533 		GOVERNMENT 358,366       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(130) SUZANNE THOMAS
212 WOODLEY STREET
LAS VEGAS,NV891063918 		27-0190225 501(C)(3) 6,974       DISABILITY AND BUSINESS TECHNICAL ASSISTANCE
(131) TEXAS A&M RESEARCH FOUNDATION
PO BOX 201918
DALLAS,TX753201918 		74-1238434 501(C)(3) 154,329       ALCHOHOL ABUSE & ALCHOHOLISM
(132) TEXAS TECH UNIVERSITY HEALTH SCIENCES
3601 4TH STREET
LUBBOCK,TX794305868 		75-2668014 501(C)(3) 111,170       ALCHOHOL ABUSE & ALCHOHOLISM
(133) TGG ENTERPRISES INC
218 LAREDO DRIVE SUITE A
DECATUR,GA30030 		45-2475491 N/A 30,082       LEADERSHIP
(134) TUOLOMNE COUNTY PUBLIC HEALTH DEPARTMENT
20111 CEDAR ROAD NORTH
SONORA,CA95370 		GOVERNMENT 327,499       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(135) UCLA CENTER FOR HEALTH POLICY
10960 WILSHIRE BLVD SUITE 1550
LOS ANGELES,CA900243801 		501(C)(3) 190,000       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(136) UNITED WAY OF MERCED COUNTY
658 W MAIN STREET
MERCED,CA953404718 		94-2633265 501(C)(3) 17,567       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(137) UNITED WAY OF SANTA CRUZ CNTY
POBOX 1458
CAPITOLA,CA950101458 		94-1422471 501(C)(3) 25,000       HEALTH CARE REFORM/MANAGED CARE
(138) UNIVERSITY OF PITTSBURGH
3100 CATHEDRAL OF LEARNING
PITTSBURGH,PA15260 		25-0965591 501(C)(3) 59,016       ADOLESCENT HEALTH
(139) UNIVERSITY OF SOUTHERN CALIFORNIA
FILE NO52095
LOS ANGELES,CA900742095 		95-1642394 501(C)(3) 117,506       ADOLESCENT HEALTH
(140) UNIVERSITY OF TEXAS AT AUSTIN
PO BOX 7159
AUSTIN,TX787137159 		GOVERNMENT 40,298       ALCHOHOL ABUSE & ALCHOHOLISM
(141) VENTURA COUNTY PUBLIC HEALTH DEPARTMENT
2323 KNOLL DRIVE SUITE 300
VENTURA,CA93003 		GOVERNMENT 91,867       NUTRITION/DIET-COMMUNITY DEVELOPMENT
(142) VISION Y COMPROMISO
2536 EDWARDS AVENUE
EL CERRITO,CA94530 		32-0071651 501(C)(3) 12,500       HEALTH CARE REFORM/MANAGED CARE
(143) WEST FRESNO HEALTH CARE COALITION
1802 E CALIFORNIA AVE
FRESNO,CA93706 		77-0577093 501(C)(3) 122,990       NUTRITION/DIET-COMMUNITY DEVELOPMENT
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
123
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
20
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2013

Schedule I (Form 990) 2013
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) LEADERSHIP AWARDS 5 181,533      
(2) NUTRITION/DIET-COMMUNITY DEVELOPMENT AWARDS 1 25,468      
(3) REPRODUCTIVE HEALTH AWARDS 1 20,880      








Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
PART I, LINE 2: PRIOR TO MAKING AN AWARD, PHI EVALUATES THE CAPABILITY OF THE GRANTEE TO CARRY OUT GRANT AWARD TERMS AND CONDITIONS, INCLUDING EXERCISING RESPONSIBLE FINANCIAL MANAGEMENT. PHI NOTIFIES THE GRANTEE ABOUT COMPLIANCE REQUIREMENTS AND INCORPORATES COMPLIANCE, AUDIT AND ENFORCEMENT PROVISIONS INTO AWARD DOCUMENTS, INCLUDING OMB CIRCULAR A-133 REQUIREMENTS WHERE APPLICABLE. PHI EMPLOYEES MAINTAIN REGULAR CONTACT WITH THE GRANTEE, REVIEW FINANCIAL AND PERFORMANCE REPORTS SUBMITTED BY THE GRANTEE.
Schedule I (Form 990) 2013


Additional Data


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Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
PUBLIC HEALTH INSTITUTE
 
Employer identification number

94-1646278
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
 
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)MARY A PITTMANPRESIDENT & CEO (i)
(ii)		 365,495
0 		75,000
0 		87,724
0 		25,500
0 		30,853
0 		584,572
0 		0
0
(2)MARTA INDUNI SEE SCHEDULE OBOARD MEMBER, RESEARCH PROG. DIR. II (i)
(ii)		 130,066
0 		0
0 		336
0 		12,892
0 		11,574
0 		154,868
0 		0
0
(3)TAMAR DORFMANCHIEF FINANCIAL OFFICER (i)
(ii)		 176,739
0 		0
0 		18,072
0 		20,483
0 		24,288
0 		239,582
0 		0
0
(4)B MELANGE MATTHEWSCHIEF OF STAFF / COO (i)
(ii)		 267,054
0 		27,500
0 		9,337
0 		20,355
0 		24,461
0 		348,707
0 		0
0
(5)SHARON RUDYPI PROGRAM DIRECTOR IV (i)
(ii)		 205,752
0 		6,380
0 		2,684
0 		20,865
0 		15,369
0 		251,050
0 		0
0
(6)JIM SIMPSONGENERAL COUNSEL (i)
(ii)		 242,949
0 		0
0 		3,290
0 		25,000
0 		21,050
0 		292,289
0 		0
0
(7)NORM CONSTANTINEPI RESEARCH PROGRAM DIRECTOR (i)
(ii)		 194,373
0 		6,115
0 		2,674
0 		20,273
0 		22,760
0 		246,195
0 		0
0
(8)BARBARA COHNPI RESEARCH PROGRAM DIRECTOR (i)
(ii)		 183,657
0 		5,000
0 		2,708
0 		18,616
0 		4,968
0 		214,949
0 		0
0
(9)YA DIUL MUKADITECHNICAL ADVISOR IV (i)
(ii)		 185,500
0 		0
0 		533
0 		18,550
0 		2,295
0 		206,878
0 		0
0
(10)MATTHEW MARSOMVICE PRESIDENT, POLICY AND ADVOCACY (i)
(ii)		 158,295
0 		0
0 		15,950
0 		16,472
0 		13,901
0 		204,618
0 		0
0
(11)DIANA PASCUALVICE PRESIDENT, HUMAN RESOURCES (i)
(ii)		 66,034
0 		0
0 		40,980
0 		6,726
0 		7,855
0 		121,595
0 		0
0
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 4A DIANA PASCUAL RECEIVED A SEVERANCE PAYMENT OF $21,694.
PART I, LINE 7 THE ORGANIZATION MADE NON-FIXED PAYMENTS TO THE FOLLOWING PEOPLE ON THE LIST DURING 2013: MARY A. PITTMAN B. MELANGE MATTHEWS SHARON RUDY NORM CONSTANTINE BARBARA COHN
Schedule J (Form 990) 2013

Additional Data


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Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBullet See separate instructions.
MediumBulletInformation about Schedule L (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
PUBLIC HEALTH INSTITUTE
 
Employer identification number

94-1646278
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
Total ......Small Bullet $  
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2013
Schedule L (Form 990 or 990-EZ) 2013
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) DAVID LINDEMAN FAMILY MEMBER OF CEO & PRINCIPAL INVESTIGATOR 147,025 EMPLOYEE COMPENSATION   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2013

Additional Data


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SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
PUBLIC HEALTH INSTITUTE
 
Employer identification number

94-1646278
Return Reference Explanation
FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED BY THE OUTSIDE ACCOUNTANTS AND REVIEWED BY MANAGEMENT BEFORE SIGNING. A COPY OF THE FORM 990 WAS ELECTRONICALLY SUBMITTED TO ALL BOARD MEMBERS PRIOR TO FILING WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12C PHI'S WRITTEN CONFLICT OF INTEREST POLICIES APPLY TO DIRECTORS, OFFICERS, EMPLOYEES, CONSULTANTS AND AGENTS, CERTAIN POLICIES MAY APPLY TO OTHER PERSONS, E.G., PHI'S RESEARCH CONFLICT OF INTEREST POLICY. POTENTIAL, ALLEGED, OR ACTUAL CONFLICTS MAY BE REVIEWED BY A SUPERVISOR, EXECUTIVE MANAGEMENT, THE CEO OR THE COMPLIANCE OFFICER, THE CEO IS THE FINAL AUTHORITY, PHI'S POLICIES PROVIDE FOR APPROPRIATE EXCLUSIONS OR RESTRICTIONS DEPENDING ON THE CIRCUMSTANCES, MONITORING AND ENFORCEMENT INCLUDES MANDATORY ANNUAL CERTIFICATION OF COMPLIANCE, MANDATORY DISCLOSURE, PRIOR APPROVAL PROCEDURES, TRAINING, INSPECTION OF RECORDS AND OTHER INVESTIGATIVE MECHANISMS.
FORM 990, PART VI, SECTION B, LINE 15 ALL PHI EMPLOYEES INCLUDING THE CEO AND KEY EMPLOYEES ARE COMPENSATED IN ACCORDANCE WITH A TITLE AND PAY PLAN BASED ON COMPARABILITY DATA PROVIDED BY INDEPENDENT COMPENSATION CONSULTANTS AND ADMINISTERED BY PHI'S HUMAN RESOURCES DEPARTMENT. DECISION ABOUT COMPENSATING THE CEO, COMPENSATED OFFICERS, IF ANY, AND KEY EMPLOYEES MAY INCLUDE SEPARATE COMPARABILITY DATA AND ARE COVERED BY A SPECIAL APPROVAL PROCESS ADOPTED BY THE BOARD OF DIRECTORS IN ACCORDANCE WITH IRS EXCESS BENEFIT TRANSACTION REGULATIONS AND COMPARABLE CALIFORNIA REQUIREMENTS. COMPENSATION WAS ESTABLISHED ACCORDING TO THESE PROCEDURES. PHI ENGAGED THE SERVICES OF AN INDEPENDENT CONSULTING FIRM TO CONDUCT A COMPREHENSIVE REVIEW OF PAY DATA AND SALARY RANGES USING CUSTOM SURVEYS OF COMPARABLE AND PEER ORGANIZATIONS AND PUBLISHED SURVEY SOURCES. THERE IS A PROCESS OF DOCUMENTING/SUBSTANTIATING SALARY DECISIONS MADE FOR KEY EMPLOYEES, BASED UPON GUIDELINES ESTABLISHED UNDER PHI'S TITLE & PAY PLAN. THE LAST CEO COMPENSATION REVIEW TOOK PLACE IN JULY 2012 AND THE LAST CFO COMPENSATION REVIEW TOOK PLACE IN AUGUST 2013.
FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS ARE AVAILABLE TO THE PUBLIC THROUGH THE CALIFORNIA SECRETARY OF STATE AND THE CALIFORNIA ATTORNEY GENERAL'S REGISTRY OF CHARITABLE TRUSTS. THEY ARE PROVIDED TO INTERESTED PARTIES (I.E. GOVERNMENT AND PRIVATE FUNDING AGENCIES) UPON REQUEST. THE ORGANIZATION'S CONFLICT OF INTEREST POLICIES ARE PROVIDED TO INTERESTED PERSONS UPON REQUEST. FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST.
FORM 990, PART VII, SECTION A: MARTA INDUNI IS BOTH AN EMPLOYEE OF PHI AND A VOTING MEMBER ON THE BOARD. SHE RECEIVES COMPENSATION FOR HER CAPACITY AS A RESEARCH PROGRAM DIRECTOR FOR PHI AND IS NOT BEING COMPENSATED FOR HER SERVICES AS A BOARD MEMBER.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2013

Additional Data


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