Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
HATTON W SUMNERS FOUNDATION FOR THE
STUDY & TEACHING OF SELF-GOVERNMENTINC

Number and street (or P.O. box number if mail is not delivered to street address)325 N ST PAUL STREET SUITE 3920   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
DALLAS, TX752013821
A Employer identification number

75-2734032
B Telephone number (see instructions)

(214) 220-2128
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$63,443,370J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 14,000
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 1,614,699 1,614,699  
5a Gross rents.............. 361,828 361,828  
b Net rental income or (loss) 127,248
6a Net gain or (loss) from sale of assets not on line 10 11,717,098
b Gross sales price for all assets on line 6a 11,890,261
7 Capital gain net income (from Part IV, line 2)... 11,717,098
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 1,541,294 1,481,526  
12 Total. Add lines 1 through 11........ 15,248,919 15,175,151  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 382,812 145,884   236,928
14 Other employee salaries and wages...... 140,262 78,187   62,075
15 Pension plans, employee benefits....... 95,936 53,968   41,968
16a Legal fees (attach schedule)......... Click to see attachment 6,869 6,869   0
b Accounting fees (attach schedule)....... Click to see attachment 21,052 10,526   10,526
c Other professional fees (attach schedule).... Click to see attachment 2,384 2,384   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 361,103 77,013   9,753
19 Depreciation (attach schedule) and depletion... 474,324 469,575  
20 Occupancy.............. 24,502 12,251   12,251
21 Travel, conferences, and meetings....... 161,566 36,740   88,454
22 Printing and publications.......... 860 190   670
23 Other expenses (attach schedule)....... Click to see attachment 715,138 692,644   22,277
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 2,386,808 1,586,231   484,902
25 Contributions, gifts, grants paid........ 2,428,085 2,428,085
26 Total expenses and disbursements. Add lines 24 and 25 4,814,893 1,586,231   2,912,987
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 10,434,026
b Net investment income (if negative, enter -0-) 13,588,920
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 1,715,395 349,944 349,944
2 Savings and temporary cash investments.......... 1,551,855 3,775,244 3,775,244
3 Accounts receivable bullet579,001
Less: allowance for doubtful accounts bullet   24,088 579,001 579,001
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges........... 56,152 85,222 85,222
10a Investments—U.S. and state government obligations (attach schedule) 3,485,519    
b Investments—corporate stock (attach schedule)........ 12,019,344 Click to see attachment23,235,865 25,437,290
c Investments—corporate bonds (attach schedule)........ 2,127,651    
11 Investments—land, buildings, and equipment: basis bullet13,408,867
Less: accumulated depreciation (attach schedule) bullet6,641,767 7,207,654 6,767,100 7,008,289
12 Investments—mortgage loans.............. 1,919,467 3,017,827 3,017,827
13 Investments—other (attach schedule)........... 14,010,214 Click to see attachment18,077,640 20,253,861
14 Land, buildings, and equipment: basis bullet2,943,265
Less: accumulated depreciation (attach schedule) bullet142,269 4,188,470 2,800,996 2,936,692
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 48,305,809 58,688,839 63,443,370
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue.................. 129,098 78,102
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 129,098 78,102
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 48,176,711 58,610,737
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 48,176,711 58,610,737
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 48,305,809 58,688,839
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 48,176,711
2 Enter amount from Part I, line 27a..................... 2 10,434,026
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 58,610,737
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 58,610,737
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a NET SHORT-TERM GAIN(LOSS) FROM PARTNERSHIPS P 2013-01-01 2013-12-31
b NET LONG-TERM GAIN(LOSS) FROM PARTNERSHIPS P 2012-01-01 2013-12-31
c NET SHORT-TERM GAIN(LOSS) FROM M.L. #04J07 P 2013-01-01 2013-12-31
d NET LONG-TERM GAIN(LOSS) FROM M.L. #04J07 P 2012-01-01 2013-12-31
e NET SHORT-TERM GAIN(LOSS) FROM M.L. #04J07 P 2013-01-01 2013-12-31
NET LONG-TERM GAIN(LOSS) FROM M.L. #04J07 P 2012-01-01 2013-12-31
NET SHORT-TERM GAIN(LOSS) FROM JPM #06403 P 2013-01-01 2013-12-31
NET LONG-TERM GAIN(LOSS) FROM JPM #06403 P 2012-01-01 2013-12-31
NET SHORT-TERM GAIN(LOSS) FROM M.L. #07269 P 2013-01-01 2013-12-31
NET LONG-TERM GAIN(LOSS) FROM M.L. #07269 P 2012-01-01 2013-12-31
NET LONG-TERM GAIN(LOSS) FROM GRAHAM INVESTMENTS P 2012-01-01 2013-12-31
NET LONG-TERM GAIN(LOSS) FROM SALE OF BARING INVESTMENT P 2012-01-01 2013-12-31
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 69,674     69,674
b 652,407     652,407
c     38,172 -38,172
d 130,148     130,148
e 22,771     22,771
    29,182 -29,182
33,908     33,908
108,207     108,207
69,822     69,822
10,803,324     10,803,324
    103,063 -103,063
    2,746 -2,746
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       69,674
b       652,407
c       -38,172
d       130,148
e       22,771
      -29,182
      33,908
      108,207
      69,822
      10,803,324
      -103,063
      -2,746
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 11,717,098
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 2,881,245 58,725,473 0.049063
2011 2,633,733 58,207,876 0.045247
2010 2,695,607 55,513,929 0.048557
2009 2,904,015 53,341,933 0.054442
2008 3,063,101 63,324,674 0.048371
2 Total of line 1, column (d) ...................... 2 0.245680
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.049136
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 61,461,439
5 Multiply line 4 by line 3....................... 5 3,019,969
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 135,889
7 Add lines 5 and 6......................... 7 3,155,858
8 Enter qualifying distributions from Part XII, line 4.............. 8 2,912,987
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 271,778
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 271,778
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 271,778
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 357,000
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 357,000
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 85,222
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet20,000 RefundedBullet 11 65,222
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletTX
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.Click to see attachment
    10
    Yes
     
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.HATTONSUMNERS.ORG
    14
    The books are in care ofbulletHUGH C AKIN Telephone no.bullet (214) 220-2128
    Located atbullet325 NORTH ST PAUL SUITE 3920DALLASTX ZIP+4bullet752013821
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    HUGH CLARK AKIN EXECUTIVE DIRECTOR
    40.00     		155,200 23,280 0
    325 N ST PAUL STREET SUITE 3920
    DALLAS,TX752013821
    GORDON R CARPENTER ASSISTANT SECRETARY
    2.00     		10,000 0 0
    325 N ST PAUL STREET SUITE 3920
    DALLAS,TX752013821
    WILLIAM C PANNELL SECRETARY
    2.00     		10,000 0 0
    325 N ST PAUL STREET SUITE 3920
    DALLAS,TX752013821
    DAVID B LONG TRUSTEE
    2.00     		6,981 0 0
    325 N ST PAUL STREET SUITE 3920
    DALLAS,TX752013821
    DAVID G DRUMM CHAIRMAN
    2.00     		30,000 0 0
    325 N ST PAUL STREET SUITE 3920
    DALLAS,TX752013821
    CHARLES L MOORE VICE CHAIRMAN
    2.00     		27,086 0 0
    325 N ST PAUL STREET SUITE 3920
    DALLAS,TX752013821
    JERRY D REIS TREASURER
    2.00     		27,000 0 0
    325 N ST PAUL STREET SUITE 3920
    DALLAS,TX752013821
    LON R WILLIAMS JR TRUSTEE
    2.00     		25,000 0 0
    325 N ST PAUL STREET SUITE 3920
    DALLAS,TX752013821
    WILLIAM W MEADOWS TRUSTEE
    2.00     		21,367 0 0
    325 N ST PAUL STREET SUITE 3920
    DALLAS,TX752013821
    JEAN CHRISTINE THOMPSON ASSISTANT TREASURER
    2.00     		20,178 0 0
    325 N ST PAUL STREET SUITE 3920
    DALLAS,TX752013821
    WILLIAM DALE CRANE TRUSTEE
    2.00     		25,000 0 0
    325 N ST PAUL STREET SUITE 3920
    DALLAS,TX752013821
    SCOTT M HIGGINBOTHAM TRUSTEE
    2.00     		25,000 0 0
    325 N ST PAUL STREET SUITE 3920
    DALLAS,TX752013821
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    EVE CARROLL ACCOUNTING MANAGER
    40.00     		68,000 10,200 0
    325 N ST PAUL STREET SUITE 3920
    DALLAS,TX752013821
    WENDY WERNER EXECUTIVE ASSISTANT
    40.00     		56,150 8,423 0
    325 N ST PAUL STREET SUITE 3920
    DALLAS,TX752013821
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    FAYEZ SAROFIM & CO INVESTMENT MANAGER 103,096
    TWO HOUSTON CENTER SUITE 2907
    HOUSTON,TX77010
    EQUITY METRIX OIL & GAS REVENUE MANAGER 75,937
    13727 NOEL RD
    DALLAS,TX75240
    Total number of others receiving over $50,000 for professional services.............bullet1
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    3,073,072
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    271,778
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
    9,692
    c
    Add lines 2a and 2b............................
    2c
    281,470
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,791,602
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    2,791,602
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    2,791,602
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 2,791,602
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 2,553,159
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 2,912,987
    a Applied to 2012, but not more than line 2a 2,553,159
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 359,828
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		2,431,774
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    HUGH C AKIN
    325 N ST PAUL STREET SUITE 3920
    DALLAS,TX752013821
    (214) 220-2128
    bThe form in which applications should be submitted and information and materials they should include:
    LETTER, RESUME OF ORGANIZATION OR PERSON AND OTHER SUPPORTING MATERIAL.
    cAny submission deadlines:
    SCHOLARSHIP PROGRAM DEADLINES CONTROLLED BY THE VARIOUS UNIVERSITIES ADMINISTERING THE THE PROGRAMS.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    AWARDS ARE LIMITED TO THE STUDY AND TEACHING OF THE SCIENCE OF SELF-GOVERNMENT.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    THE ARC OF NORTH TEXAS
    2114 ANSON ROAD
    DALLAS,TX75235     		NONE PUBLIC CITIZEN LEADERSHIP DEVELOPMENT GRANT 15,000
    AUSTIN COLLEGE
    900 GRAND AVENUE
    SHERMAN,TX750904400     		NONE PUBLIC PRE-LAW SOCIETY'S ANNUAL SYMPOSIUM 750
    AUSTIN COLLEGE
    900 GRAND AVENUE
    SHERMAN,TX750904400     		NONE PUBLIC PUBLIC ADMINISTRATION SYMPOSIUM 750
    BAYLOR UNIVERSITY
    1311 SOUTH 5TH STREET
    WACO,TX76706     		NONE PUBLIC ITEACH ICIVICS 30,000
    BIG BROTHERS & BIG SISTERS OF NORTH TEXAS
    205 W MAIN
    ARLINGTON,TX76010     		NONE PUBLIC CITIZENSHIP CHARACTER PROGRAM 15,000
    BIG BROTHERS & BIG SISTERS OF NORTH TEXAS
    205 W MAIN
    ARLINGTON,TX76010     		NONE PUBLIC PROMISE SCHOLARSHIP PROGRAM 10,000
    BIG BROTHERS & BIG SISTERS OF NORTH TEXAS
    205 W MAIN
    ARLINGTON,TX76010     		NONE PUBLIC CIVIC MENTORING PROGRAM 75,000
    THE BILL OF RIGHTS INSTITUTE
    200 NORTH GLEBE ROAD SUITE 1050
    ARLINGTON,VA22203     		NONE PUBLIC CONSTITUTIONAL ACADEMY IN WASHINGTON D.C. 12,000
    THE BILL OF RIGHTS INSTITUTE
    200 NORTH GLEBE ROAD SUITE 1050
    ARLINGTON,VA22203     		NONE PUBLIC CONSTITUTION SEMINAR N.M. & OK. TEACHERS 15,000
    THE BILL OF RIGHTS INSTITUTE
    200 NORTH GLEBE ROAD SUITE 1050
    ARLINGTON,VA22203     		NONE PUBLIC TEXAS CITIZEN BEE PROGRAM MAINTENANCE 1,600
    THE BILL OF RIGHTS INSTITUTE
    200 NORTH GLEBE ROAD SUITE 1050
    ARLINGTON,VA22203     		NONE PUBLIC CONSTITUTIONAL SEMINARS-ELL TEXAS & N.M. 30,000
    CONSTITUTING AMERICA
    PO BOX 1988
    COLLEYVILLE,TX76034     		NONE PUBLIC WE THE PEOPLE 9.17 CONTEST 10,000
    ESPANOLA VALLEY HIGH SCHOOL
    PO DRAWER 2160
    ESPANOLA,NM87532     		NONE PUBLIC T.V. PRODUCTION/PUBLIC AFFAIRS 11,000
    FOUNDATION FOR RESPONSIBLE TV
    2904 FLOYD STREET
    DALLAS,TX75204     		NONE PUBLIC MCCUISTION PROGRAMS 50,000
    FOUNDATION FOR TEACHING ECONOMICS
    260 RUSSELL BOULEVARD SUITE B
    DAVIS,CA956163839     		NONE PUBLIC ECONOMICS EDUCATION PROGRAM 75,000
    THE FUND FOR AMERICAN STUDIES
    1706 NEW HAMPSHIRE AVENUE NW
    WASHINGTON,DC20009     		NONE PUBLIC SUMNERS SCHOLARSHIPS 45,000
    GARLAND INDEPENDENT SCHOOL DISTRICT
    1709 NORTH GARLAND AVENUE
    GARLAND,TX75040     		NONE PUBLIC YMCA YOUTH & GOVERNMENT 15,000
    HOWARD PAYNE UNIVERSITY
    HPU STATION BOX 831
    BROWNWOOD,TX768012794     		NONE PUBLIC SCHOLARSHIP PROGRAM DEVELOPMENT 10,000
    HUSTON-TILLOTSON COLLEGE
    900 CHICON STREET
    AUSTIN,TX787022795     		NONE PUBLIC SUMNERS SCHOLARSHIPS 54,000
    IGNITE TEXAS
    100 W DEAN KEETON ST
    AUSTIN,TX78712     		NONE PUBLIC CIVICS/GOVERNMENTAL EDUCATION 20,000
    THE INSTITUTE FOR RESPONSIBLE CITIZENSHIP
    1227 25TH STREET NW SIXTH FLOOR
    WASHINGTON,DC20037     		NONE PUBLIC AFRICAN-AMERICAN MALE SCHOLARSHIPS 17,500
    LAW-FOCUSED EDUCATION INC
    PO BOX 12487
    AUSTIN,TX787112487     		NONE PUBLIC "BEING AN AMERICAN" CURRICULUM 37,000
    LAW-FOCUSED EDUCATION INC
    PO BOX 12487
    AUSTIN,TX787112487     		NONE PUBLIC TEXAS CITIZEN BEE COMPETITION 40,000
    LAW-FOCUSED EDUCATION INC
    PO BOX 12487
    AUSTIN,TX787112487     		NONE PUBLIC TEACHER TRAINING INSTITUTE-FOUNDING DOCUMENTS 299,685
    NATIONAL CENTER FOR POLICY ANALYSIS
    12770 COIT ROAD SUITE 800
    DALLAS,TX75251     		NONE PUBLIC HATTON W. SUMNERS LECTURES 200,000
    NATIONAL CENTER FOR POLICY ANALYSIS
    12770 COIT ROAD SUITE 800
    DALLAS,TX75251     		NONE PUBLIC SUMNERS SCHOLARS PUBLIC POLICY SEMINAR 80,000
    NEW MEXICO FIRST
    320 GOLD AVENUE SW SUITE 300
    ALBUQUERQUE,NM87102     		NONE PUBLIC IMPLEMENT PUBLIC EDUCATION AFTER TOWN HALL MEETING 100,000
    NEW MEXICO STATE UNIVERSITY FOUNDATION
    1305 N HORSESHOE DRIVE
    LAS CRUCES,NM880033590     		NONE PUBLIC DOMENICI PUBLIC POLICY CONFERENCE 10,000
    OKLAHOMA CITY UNIVERSITY - OCU SCHOOL OF LAW
    2501 N BLACKWELDER
    OKLAHOMA CITY,OK731061493     		NONE PUBLIC SCHOLARSHIP PROGRAM DEVELOPMENT 5,000
    OKLAHOMA BAR ASSOCIATION - LAW RELATED EDUCATION
    1901 NORTH LINCOLN BOULEVARD
    OKLAHOMA CITY,OK731523036     		NONE PUBLIC SUMMER TEACHERS INSTITUTE & ATTORNEYS IN CLASS 50,000
    OKLAHOMA INTERCOLLEGIATE LEGISLATURE FOUNDATION
    806 NORTH LINCOLN AVENUE
    SAND SPRINGS,OK74063     		NONE PUBLIC INTERCOLLEGIATE LEGISLATURE 12,000
    THE PHILANTHROPY ROUNDTABLE
    1150 17TH STREET NW SUITE 503
    WASHINGTON,DC20036     		NONE PUBLIC GENERAL SUPPORT 10,000
    PROJECT VOTE SMART
    ONE COMMON GROUND
    PHILIPSBURG,MT59858     		NONE PUBLIC POLITICAL GALAXY PROGRAM 25,000
    SCHREINER UNIVERSITY
    2100 MEMORIAL BOULEVARD
    KERRVILLE,TX780285697     		NONE PUBLIC WHITEHURST AWARDS 4,500
    SCHREINER UNIVERSITY
    2100 MEMORIAL BOULEVARD
    KERRVILLE,TX780285697     		NONE PUBLIC SCHOLARSHIP PROGRAM DEVELOPMENT 8,000
    SOUTHERN METHODIST UNIVERSITY - SCHOOL OF LAW
    PO BOX 750281
    DALLAS,TX752750281     		NONE PUBLIC SUMNERS SCHOLARS ENDOWMENT 20,000
    SOUTHWESTERN UNIVERSITY
    PO BOX 770
    GEORGETOWN,TX786270770     		NONE PUBLIC SUMNERS SCHOLARSHIP PROGRAM 80,000
    ST EDWARD'S UNIVERSITY
    3001 SOUTH CONGRESS AVENUE
    AUSTIN,TX78704     		NONE PUBLIC SUMNERS SCHOLARSHIP PROGRAM 80,000
    TEXAS CHRISTIAN UNIVERSITY
    2008 SOUTH UNIVERSITY DRIVE
    FORT WORTH,TX76129     		NONE PUBLIC DISTINGUISHED SCHOLARS 35,000
    TEXAS WESLEYAN UNIVERSITY
    1201 WESLEYAN
    FORT WORTH,TX761051536     		NONE PUBLIC SCHOLARSHIP PROGRAM DEVELOPMENT 6,000
    UNIVERSITY OF DALLAS
    1845 EAST NORTHGATE DRIVE
    IRVING,TX750624736     		NONE PUBLIC SUMNERS SCHOLARSHIP PROGRAM 100,000
    UNIVERSITY OF NORTH TEXAS FOUNDATION
    PO BOX 310617
    DENTON,TX762030617     		NONE PUBLIC PUBLIC ADMINISTRATION FELLOWSHIPS/LIVING ALLOWANCE 86,300
    UNIVERSITY OF TEXAS - ANNETTE STRAUSS INSTITUTE
    3001 LAKE AUSTIN BOULEVARD SUITE
    2316
    AUSTIN,TX787034209     		NONE PUBLIC ANNETTE STRAUS INSTITUTE - NEW POLITICS FORUM 120,000
    UNIVERSITY OF TEXAS AT AUSTIN - LBJ SCHOOL
    DRAWER Y
    AUSTIN,TX787138925     		NONE PUBLIC LBJ SCHOOL - LEADERSHIP CONFERENCE 175,000
    UNIVERSITY OF THE SOUTHWEST
    6610 NORTH LOVINGTON HIGHWAY
    HOBBS,NM88240     		NONE PUBLIC HATTON W. SUMNERS RESPONSIBLE CITIZENSHIP SERIES 20,000
    WOODROW WILSON HIGH SCHOOL COMMUNITY FOUNDATION
    PO BOX 140062
    DALLAS,TX752140062     		NONE PUBLIC TEXAS LEADERSHIP PROGRAM 10,000
    YMCA - ALBUQUERQUE
    3836 INCA STREET NE
    ALBUQUERQUE,NM87111     		NONE PUBLIC YOUTH & GOVERNMENT 75,000
    TEXAS STATE ALLIANCE OF YMCA
    1402 E CESAR CHAVEZ
    AUSTIN,TX78702     		NONE PUBLIC YOUTH & GOVERNMENT 150,000
    YMCA - GREATER OKLAHOMA CITY
    500 NORTH BROADWAY SUITE 500
    OKLAHOMA CITY,OK731026298     		NONE PUBLIC YOUTH & GOVERNMENT 75,000
    SOUTHCLIFF BAPTIST CHURCH
    4100 SW LOOP 820
    FORT WORTH,TX76109     		NONE NONE BILL PANNELL - MISSIONS FUND 1,000
    VFW POST 5168
    5168 STATE HIGHWAY H
    FORSYTH,MO65653     		NONE NONE MEMORIAL DONATION 1,000
    Total .................................bullet 3a 2,428,085
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 1,614,699  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....     16 361,828  
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income..... 531120 59,768 15 1,481,526  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 11,717,098  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 59,768 15,175,151 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    1315,234,919
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    HATTON W SUMNERS FOUNDATION FOR THE
    STUDY & TEACHING OF SELF-GOVERNMENTINC
    Employer identification number

    75-2734032
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    HATTON W SUMNERS FOUNDATION FOR THE
    STUDY & TEACHING OF SELF-GOVERNMENTINC         		Employer identification number

    75-2734032
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    MARTIN L LOWY  
    8761 ALDWICK DR
     
    DALLAS, TX752383418

    		$200


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    MICHAEL G PAULOWSKY  
    750 NORTH 17TH STREET
     
    LAS CRUCES, NM880054153

    		$500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
     
     

    NORMAN D FINCH JR  
    10418 INDIAN RIDGE DRIVE
     
    FORT WAYNE, IN46814

    		$1,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
     
     

    KEVIN G LEVY  
    201 MAIN STREET SUITE 3100
     
    FORT WORTH, TX76102

    		$500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
     
     

    JAMES E LINK II  
    PO BOX 396
     
    OURAY, CO81427

    		$1,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    6
     
     

    TONI SCOTT REED  
    9342 SHOREVIEW ROAD
     
    DALLAS, TX752383346

    		$1,000


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Name of organization
    HATTON W SUMNERS FOUNDATION FOR THE
    STUDY & TEACHING OF SELF-GOVERNMENTINC         		Employer identification number

    75-2734032
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    7
     
     

    FERRIS F AKINS JR  
    P O BOX 976
     
    SALADO, TX76571

    		$500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    8
     
     

    DAVID DRUMM  
    4340 VALLEY RIDGE ROAD
     
    DALLAS, TX75220

    		$1,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    9
     
     

    AIMEE MINICK FURNESS  
    2323 VICTORY AVENUE SUITE 700
     
    DALLAS, TX75219

    		$900


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    10
     
     

    D VASSAR  
    641 NORTHLAKE DRIVE
     
    DALLAS, TX75218

    		$400


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    11
     
     

    G CAVIN  
    5604 TERRAVISTA DRIVE
     
    AUSTIN, TX78735

    		$7,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    HATTON W SUMNERS FOUNDATION FOR THE
    STUDY & TEACHING OF SELF-GOVERNMENTINC         		Employer identification number

    75-2734032
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    HATTON W SUMNERS FOUNDATION FOR THE
    STUDY & TEACHING OF SELF-GOVERNMENTINC         		Employer identification number

    75-2734032
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    HATTON W SUMNERS FOUNDATION FOR THE
    STUDY & TEACHING OF SELF-GOVERNMENTINC
    EIN: 75-2734032
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 21,052 10,526   10,526

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    HATTON W SUMNERS FOUNDATION FOR THE
    STUDY & TEACHING OF SELF-GOVERNMENTINC
    EIN: 75-2734032
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ADIDAS 11,455 30,673
    AKZO NOBEL NV 11,274 11,665
    ACCOR 50,440 61,548
    AMDOCS LIMITED 29,243 46,601
    AMERICA MOVIL S.A. 32,434 35,756
    ADMIRAL GROUP PLC CARDIFF 22,735 28,135
    ALUMINA LTD 22,517 20,971
    ANHEUSER BUSCH S. A. 21,456 33,059
    AGGREKO 10,374 11,294
    AMBEV S.A. 33,531 30,870
    BEIERSDORF 10,694 17,280
    BIOMERIEUX 69 MARCY 10,829 11,580
    BRENNTAG AG 25,874 33,227
    BRITISH SKY BROADCASTING 44,695 51,732
    CARREFOUR 54,843 58,457
    CRH PLC-ORD 27,266 33,717
    COMPAGNIE GENERALE 36,196 28,512
    CAMECO CORP. 52,432 45,761
    CRH, PLC 15,677 22,203
    DIANA SHIPPING, INC. 2,121 3,854
    D/S NORDEN 2,195 4,219
    DANONE 35,697 39,719
    DISTRIBUIDORA INTERNATIONAL 4,906 8,882
    ECANA CORP 61,845 54,059
    FRESENIUS MEDICAL CARE AG 24,973 27,855
    FANUC CORP NPV 47,913 54,949
    GPE EUROTUNNEL SA 10,111 12,233
    GRUPO TELEVISA SA 9,990 11,196
    IMPERIAL TOBACCO GROUP PLC 20,252 21,244
    HOLCIM, LTD. 32,520 31,595
    HSBC HOLDINGS 29,576 31,299
    KONINKLIJKE AHOLD NV 10,915 15,131
    KONINKLIJKE VOPAK ROTTERDAM 10,306 10,564
    LONZA GROUP AG 17,524 18,115
    LIFE HEALTHCARE GR 16,475 17,510
    LATAM AIRLINES GROUP SA 11,126 11,645
    LULULEMON ATHLETICA INC 24,874 21,251
    MARKS & SPENCER GROUP, PLC 15,315 18,654
    MINDRAY MEDICAL INTERNATIONAL 23,984 24,361
    NEXANS PARIS 15,426 15,757
    NORSK HYDRO ASA 37,720 37,594
    NOVO-NORDISK AS DKK1 36,720 40,462
    NESTLE S. A. 30,712 42,683
    NIPPON YUSEN KK 5,286 6,394
    PETROLEO BRASILEIRO SA 45,004 32,612
    PACIFIC BASIN SHIPPING, LTD. 1,875 2,863
    PETROLEUM GEO SERVICES 11,881 11,535
    QIAGEN NV 23,231 31,198
    OCADO GROUP, PLC 3,843 16,124
    PROSIEBENSAT1 MEDI 10,928 12,423
    RYANAIR HOLDINGS 28,130 42,237
    SWEDISH MATCH CO-ORD 10,031 9,671
    SCHNEIDER ELECTRIC SA 15,759 17,065
    SYNGENTA AG 29,594 34,426
    SABMILLER 29,987 32,276
    SHANDONG WEIGAO GROUP 21,752 26,980
    SONOVA HOLDING AG 1,991 2,723
    SONOVA HOLDING AG 9,642 12,176
    SCHLUMBERGER LTD 50,731 63,077
    SONIC HEALTHCARE, LTD. 14,960 16,848
    THYSSEN KRUPP AG 19,570 21,732
    TV FRANCAISE A S. A. 20,815 26,145
    TELENOR ASA 16,502 21,201
    TENCENT HOLDINGS LIMITED 13,432 25,515
    TALISMAN ENERGY, INC. 66,520 54,997
    TRICAN WELL SERVICE 23,295 20,365
    TESCO, PLC 72,423 63,911
    TOKYO ELECTRON, LTD. 8,652 10,961
    TOYOTA MOTOR CORP. 25,887 36,652
    UMICORE NPV 5,709 5,584
    UNILEVER, PLC 17,210 22,248
    UMICORE 9,724 8,905
    VIVENDI 22,860 29,084
    VIVENDI 8,561 10,047
    WHITEHAVEN COAL LTD 12,732 10,573
    WESTPORT INNOVATIONS, INC. 6,584 5,687
    YANDEX NV 16,486 18,123
    ZIGGO NV 9,496 11,915
    CHAROEN POK FOODS 16,611 16,011
    VINIX - VANGUARD INSTIT INDEX FUND 18,971,005 20,728,114
    BESIX - BLAIR EMERGING MKT FUND 2,500,005 2,731,020

    TY 2013 InvestmentsOtherSchedule2
    Name:
    HATTON W SUMNERS FOUNDATION FOR THE
    STUDY & TEACHING OF SELF-GOVERNMENTINC
    EIN: 75-2734032
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ENRON CAPITAL RESOURCES, L.P. AT COST 381,555 0
    AMERRA AGRI FUND II, L.P. AT COST 1,590,935 1,589,030
    PAR CAPITAL BRIARGROVE, LLC AT COST 1,995,478 1,995,478
    TALON 2525 MCKINNON LLC AT COST 1,472,720 1,472,933
    NO DEBT R.E. INVESTMENT FUND II-P, LLC AT COST 995,634 874,781
    ML - WP TRUST IV AT COST 337,025 454,000
    BACELINE NO DEBT R.E. INVESTMENT FUND III, LLC AT COST 878,632 837,979
    K-18 ML WELSH CARSON ANDERSON & STOWE TRUST AT COST 531,823 787,000
    PAULSON CREDIT OPPORTUNITIES AT COST 1,000,000 1,544,877
    HSF VICEROY, LLC AT COST 1,062,349 1,122,644
    DIAMOND HILL FUND AT COST 3,244,459 4,820,947
    CAPITAL ROYALTY PARTNERS II LP AT COST 415,024 422,309
    KAYNE ANDERSON R.E. PARTNERS II, QP, LP AT COST 1,172,006 1,255,956
    PEAK 6 PERFORMANCE FUND AT COST 3,000,000 3,075,927

    TY 2013 LegalFeesSchedule
    Name:
    HATTON W SUMNERS FOUNDATION FOR THE
    STUDY & TEACHING OF SELF-GOVERNMENTINC
    EIN: 75-2734032
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 6,869 6,869   0


    TY 2013 OtherExpensesSchedule
    Name:
    HATTON W SUMNERS FOUNDATION FOR THE
    STUDY & TEACHING OF SELF-GOVERNMENTINC
    EIN: 75-2734032
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OIL AND GAS ROYALTY EXPENSES 92,521 92,521   0
    NEWSLETTER EXPENSE 6,584 0   6,584
    MISCELLANEOUS EXPENSE 4,032 2,323   1,709
    OFFICE SUPPLIES 5,020 2,900   2,120
    POSTAGE EXPENSE 1,379 845   534
    REPAIRS AND MAINTENANCE 1,550 775   775
    TELEPHONE EXPENSE 15,123 7,387   7,736
    PARKING EXPENSE 5,638 2,819   2,819
    INSURANCE EXPENSE 26,233 26,233   0
    PARTICIPATING MORTGAGE INVESTMENT EXPENSE 61,957 61,957   0
    INVESTMENT FEES 228,273 228,273   0
    LAND INVESTMENT FEES 28,987 28,987   0
    AMRRA AGRI FUND II, L.P. - PORTFOLIO EXPENSE 3,100 3,100   0
    BARING FOCUSED INTL EQUITY FD - PORTFOLIO EXPENSE 1,009 1,009   0
    GLOBAL CONSERVATIVE STRATEGY, LLC - MISCELLANEOUS EXPENSE 9 9   0
    ML - WELSH CARSON ANDERSON & STOWE TRUST - PORTFOLIO EXPENSE 12,229 12,229   0
    KAYNE ANDERSON R.E. PARTNERS II - PORTFOLIO EXPENSE 443 443   0
    NO DEBT R.E. INVESTMENT FUND III-P - PORTFOLIO EXPENSE 521 521   0
    NO DEBT R.E. INVESTMENT FUND II-P - PORTFOLIO EXPENSE 206 206   0
    ML - WP TRUST IV 10,648 10,648   0
    CAPITAL ROYALTY PARTNERS II - ROYALTY INCOME DEDUCTION 271 271   0
    CAPITAL ROYALTY PARTNERS II - MISCELLANEOUS EXPENSE 52,501 52,501   0
    ML - WP TRUST IV - NONDEDUCTIBLE EXPENSES 5 0   0
    TALON 2525 MCKINNON LLC - NONDEDUCTIBLE EXPENSES 212 0   0
    REPAIRS & MAINTENANCE 27,471 27,471   0
    OFFICE EXPENSE 3,148 3,148   0
    CLEANING EXPENSE 19,782 19,782   0
    SECURITY 20,409 20,409   0
    MANAGEMENT FEES 14,443 14,443   0
    INSURANCE EXPENSE 7,301 7,301   0
    UTILITY EXPENSE 62,301 62,301   0
    ADVERTISING 868 868   0
    OTHER EXPENSES 964 964   0


    TY 2013 OtherIncomeSchedule2
    Name:
    HATTON W SUMNERS FOUNDATION FOR THE
    STUDY & TEACHING OF SELF-GOVERNMENTINC
    EIN: 75-2734032
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    TIDELANDS ROYALTY TRUST B 10,576 10,576 10,576
    OIL & GAS ROYALTIES 1,449,963 1,449,963 1,449,963
    LITIGATION SETTLEMENT INCOME 12 12 12
    AMERRA AGRI FUND II, L.P. -50,353 -55,015 -50,353
    AMERRA AGRI FUND II, L.P. - ROYALTY INCOME 84 84 84
    BARING FOCUSED INTL EQUITY FD 24,013 23,659 24,013
    ML - WELSH CARSON ANDERSON & STOWE 10,244 10,244 10,244
    NO DEBT R.E. INVESTMENT FUND III-P, LLC 41,963 42,317 41,963
    NO DEBT R.E. INVESTMENT FUND II-P, LLC -2,301 -1,611 -2,301
    PAR CAPITAL - BRIARGROVE, LLC -4,674 0 -4,674
    TALON 2525 MCKINNON, LLC 60,470 0 60,470
    ML - WP TRUST IV 344 344 344
    CAPITAL ROYALTY PARTNERS II (CAYMAN), LP 953 953 953


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    HATTON W SUMNERS FOUNDATION FOR THE
    STUDY & TEACHING OF SELF-GOVERNMENTINC
    EIN: 75-2734032
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PROFESSIONAL FEES 2,384 2,384   0


    TY 2013 SubstantialContributorsSch
    Name:
    HATTON W SUMNERS FOUNDATION FOR THE
    STUDY & TEACHING OF SELF-GOVERNMENTINC
    EIN: 75-2734032
    Name Address
    GUYLE CAVIN 5604 TERRAVISTA DR
    AUSTIN,TX78735


    TY 2013 TaxesSchedule
    Name:
    HATTON W SUMNERS FOUNDATION FOR THE
    STUDY & TEACHING OF SELF-GOVERNMENTINC
    EIN: 75-2734032
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PAYROLL TAXES 18,798 9,399   9,399
    PROPERTY TAXES 7,454 7,100   354
    FOREIGN TAXES 30,138 30,138   0
    FEDERAL EXCISE TAXES 274,337 0   0
    PAYROLL TAXES 2,065 2,065   0
    PROPERTY TAXES 28,311 28,311   0