Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
RUTH J & ROBERT A CONWAY FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)5799 MARIEMONT AVENUE   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CINCINNATI, OH45227
A Employer identification number

31-1575184
B Telephone number (see instructions)

(513) 271-2349
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$15,960,993J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 458,833 458,833  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 334,196
b Gross sales price for all assets on line 6a 3,009,838
7 Capital gain net income (from Part IV, line 2)... 334,196
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 34,393 33,788  
12 Total. Add lines 1 through 11........ 827,422 826,817  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 18,000 9,000   9,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 9,975 4,988   4,987
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 21,385 6,375   10
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 95,846 95,292   554
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 145,206 115,655   14,551
25 Contributions, gifts, grants paid........ 1,470,772 1,470,772
26 Total expenses and disbursements. Add lines 24 and 25 1,615,978 115,655   1,485,323
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -788,556
b Net investment income (if negative, enter -0-) 711,162
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 22,997 25,106 25,106
2 Savings and temporary cash investments.......... 7,023 590,186 590,186
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 4,530,995 Click to see attachment5,581,575 8,384,281
c Investments—corporate bonds (attach schedule)........ 6,618,576 Click to see attachment3,561,580 3,781,877
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 2,607,525 Click to see attachment3,243,936 3,179,543
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 13,787,116 13,002,383 15,960,993
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 13,787,116 13,002,383
30 Total net assets or fund balances (see page 17 of the
instructions).................... 13,787,116 13,002,383
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 13,787,116 13,002,383
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 13,787,116
2 Enter amount from Part I, line 27a..................... 2 -788,556
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 3,823
4 Add lines 1, 2, and 3.......................... 4 13,002,383
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 13,002,383
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a US BANK - COVERED P    
b US BANK - COVERED P    
c US BANK - NONCOVERED P    
d US BANK - CAPITAL GAINS DISTRIBUTION P    
e 5AM VENTURES II LP P    
5AM VENTURES II LP P    
KW DISCOVERY LLC -1231 GAIN P    
LIFFEY THAMES -1231 GAIN P    
RD CRIMSTONE -1231 GAIN P    
FORT WASHINGTON PRIVATE EQUITY -1231 GAIN P    
FORT WASHINGTON PRIVATE EQUITY P    
FORT WASHINGTON PRIVATE EQUITY P    
SOUTHEAST LANDCO P    
OAKTREE CAPITAL GROUP LLC P    
OAKTREE CAPITAL GROUP LLC P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 122,706   173,144 -50,438
b 785,000   648,024 136,976
c 2,025,282   1,853,031 172,251
d 62     62
e 10,914     10,914
21,496     21,496
    340 -340
    349 -349
    4 -4
    750 -750
608     608
37,572     37,572
425     425
511     511
5,262     5,262
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -50,438
b       136,976
c       172,251
d       62
e       10,914
      21,496
      -340
      -349
      -4
      -750
      608
      37,572
      425
      511
      5,262
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 334,196
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 1,446,024 15,542,150 0.093039
2011 1,162,539 15,917,612 0.073035
2010 1,323,663 15,669,757 0.084472
2009 1,648,906 15,938,906 0.103452
2008 1,211,665 18,508,725 0.065465
2 Total of line 1, column (d) ...................... 2 0.419463
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.083893
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 16,531,103
5 Multiply line 4 by line 3....................... 5 1,386,844
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 7,112
7 Add lines 5 and 6......................... 7 1,393,956
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,485,323
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 7,112
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 7,112
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 7,112
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 7,773
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 6,200
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 13,973
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 6,861
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet6,861 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletOH
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletSISTER CARREN HERRING Telephone no.bullet (513) 271-2349
    Located atbullet5799 MARIEMONT AVENUECINCINNATIOH ZIP+4bullet45227
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16Yes  
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bulletOC
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ROBERT A CONWAY SR TREASURER
    5.00     		0 0 0
    5799 MARIEMONT AVENUE
    CINCINNATI,OH45227
    WILLIAM J KEATING TRUSTEE
    5.00     		3,000 0 0
    5799 MARIEMONT AVENUE
    CINCINNATI,OH45227
    TIM CONWAY TRUSTEE
    5.00     		3,000 0 0
    5799 MARIEMONT AVENUE
    CINCINNATI,OH45227
    JUDY WIMBERG TRUSTEE
    5.00     		3,000 0 0
    5799 MARIEMONT AVENUE
    CINCINNATI,OH45227
    ROBERT CONWAY JR TRUSTEE
    5.00     		3,000 0 0
    5799 MARIEMONT AVENUE
    CINCINNATI,OH45227
    MARY LOIS CONWAY DRATH CHAIRMAN
    5.00     		3,000 0 0
    5799 MARIEMONT AVENUE
    CINCINNATI,OH45227
    MARY RUTH SMYJUNAS TRUSTEE
    5.00     		3,000 0 0
    5799 MARIEMONT AVENUE
    CINCINNATI,OH45227
    SISTER CARREN HERRING SECRETARY
    5.00     		0 0 0
    5799 MARIEMONT AVENUE
    CINCINNATI,OH45227
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    826,555
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    7,112
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
    1,743
    c
    Add lines 2a and 2b............................
    2c
    8,855
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    817,700
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    817,700
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    817,700
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 817,700
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009....... 234,723
    c From 2010....... 1,340,590
    d From 2011....... 1,162,539
    e From 2012....... 690,146
    fTotal of lines 3a through e......... 3,427,998
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 1,485,323
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 817,700
    e Remaining amount distributed out of corpus 667,623
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 4,095,621
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		4,095,621
    10 Analysis of line 9:
    a Excess from 2009.... 234,723
    b Excess from 2010.... 1,340,590
    c Excess from 2011.... 1,162,539
    d Excess from 2012.... 690,146
    e Excess from 2013.... 667,623
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    SISTER CARREN HERRING
    5799 MARIEMONT AVENUE
    MARIEMONT AVENUE,OH45227
    (513) 271-2349
    bThe form in which applications should be submitted and information and materials they should include:
    APPLICATION MUST BE REQUESTED IN WRITING
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    RECIPIENTS MUST BE PUBLIC CHARITIES UNDER INTERNAL REVENUE CODE SECTION 501(C)(3).
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALZHEIMERS DISEASE AND RELATED DISORDERS ASSOCIATION
    225 N MICHIGAN AVENUE 17TH FLOOR
    CHICAGO,IL60601     		NONE PC GENERAL SUPPORT 250
    AMERICAN HEART ASSOCIATION INC
    7272 GREENVILLE AVE
    DALLAS,TX75231     		NONE PC GENERAL SUPPORT 100
    ARCHBISHOP MCNICHOLAS HIGH SCHOOL
    6536 BEECHMONT AVENUE
    CINCINNATI,OH45230     		NONE PC GENERAL SUPPORT 10,895
    ARCHDIOCESE OF CINCINNATI - CATHOILC MINISTRIES APPEAL
    100 EAST 8TH STREET
    CINCINNATI,OH45202     		NONE PC GENERAL SUPPORT 3,000
    BETHANY HOUSE SERVICES INC
    1841 FAIRMONT AVENUE
    CINCINNATI,OH45214     		NONE PC GENERAL SUPPORT 50,000
    BIG BROTHERS-BIG SISTERS ASSOCIATION OF CINCINNATI
    4010 EXECUTIVE PARK DRIVE
    CINCINNATI,OH45241     		NONE PC GENERAL SUPPORT 5,000
    BISHOP FENWICK HIGH SCHOOL
    4855 OHIO 122
    FRANKLIN,OH45005     		NONE PC GENERAL SUPPORT 40,000
    BREAD FOR THE WORLD INSTITUTE INC
    425 3RD STREET SW NO 1200
    WASHINGTON,DC20024     		NONE PC GENERAL SUPPORT 250
    CATHOLIC CENTRAL SCHOOL
    1200 E HIGH STREET
    SPRINGFIELD,OH45505     		NONE PC GENERAL SUPPORT 25,000
    CATHOLIC CHARITIES OF SOUTHWESTERN OHIO
    100 EAST 8TH STREET
    CINCINNATI,OH45202     		NONE PC GENERAL SUPPORT 250
    CATHOLIC MEDICAL MISSION BOARD
    10 WEST 17TH STREET
    NEW YORK,NY10011     		NONE PC GENERAL SUPPORT 500
    CHARTER RESEARCH INSTITUTE
    2 GARFIELD PLACE SUITE 300C
    CINCINNATI,OH45202     		NONE PC GENERAL SUPPORT 4,000
    CHATFIELD COLLEGE
    18000 LOGAN ST 210
    CINCINNATI,OH45202     		NONE PC GENERAL SUPPORT 5,000
    CHRISTIAN APPALACHIAN PROJECT
    6550 S KY ROUTE 321
    HAGERHILL,KY41222     		NONE PC GENERAL SUPPORT 250
    CINCINNATI SHAKESPEARE COMPANY
    719 RACE ST
    CINCINNATI,OH45202     		NONE PC GENERAL SUPPORT 5,000
    CINCINNATI SYMPHONY ORCHESTRA
    1241 ELM STREET
    CINCINNATI,OH45202     		NONE PC GENERAL SUPPORT 5,000
    CINCINNATI UNION BETHEL
    300 LYTLE STREET
    CINCINNATI,OH45202     		NONE PC GENERAL SUPPORT 500
    CINCINNATI WORKS INC
    708 WALNUT STREET SUITE 200
    CINCINNATI,OH45202     		NONE PC GENERAL SUPPORT 5,000
    CINCINNATI ZOO FOUNDATION INC
    3400 VINE STREET
    CINCINNATI,OH45220     		NONE SO I GENERAL SUPPORT 250
    CISE FOUNDATION
    100 E EIGHT STREET
    CINCINNATI,OH45202     		NONE PC GENERAL SUPPORT 56,500
    COLLEGE OF MOUNT ST JOSEPH
    5701 DALHI ROAD
    CINCINNATI,OH45233     		NONE PC GENERAL SUPPORT 53,000
    COLLEGE OF THE HOLY CROSS
    1 COLLEGE ST
    WORCESTER,MA01610     		NONE PC GENERAL SUPPORT 275
    COVINGTON LADIES HOME
    702 GARRARD STREET
    COVINGTON,KY41011     		NONE PC GENERAL SUPPORT 10,000
    CRAYONS TO COMPUTERS INC
    1350 TENNESSEE AVENUE
    CINCINNATI,OH45229     		NONE PC GENERAL SUPPORT 5,000
    ECONOMICS CENTER
    225 CALHOUN STREET SUITE 370
    CINCINNATI,OH45219     		NONE PC GENERAL SUPPORT 24,300
    FOOD FOR THE POOR INC
    6401 LYONS ROAD
    COCONUT CREEK,FL33073     		NONE PC GENERAL SUPPORT 250
    FORT SCOTT COMMUNITY COLLEGE ENDOWMENT ASSOCIATION
    2108 SOUTH HORTON
    FORT SCOTT,KS66701     		NONE PC GENERAL SUPPORT 100
    FREESTORE FOOD BANK INC
    1141 CENTRAL PARKWAY
    CINCINNATI,OH45202     		NONE PC GENERAL SUPPORT 5,750
    FRIAR'S CLUB FOUNDATION INC
    1615 VINE STREET
    CINCINNATI,OH45202     		NONE PC GENERAL SUPPORT 265
    GLENMARY SISTERS CHARITABLE TRUST
    PO BOX 22264
    OWENSBORO,KY42304     		NONE SO III FI GENERAL SUPPORT 250
    GUEST HOUSE INC
    1601 JOSLYN ROAD PO BOX 420
    LAKE ORION,MI48360     		NONE PC GENERAL SUPPORT 250
    HEBREW UNION COLLEGE
    3101 CLIFTON AVENUE
    CINCINNATI,OH45220     		NONE PC GENERAL SUPPORT 250
    INNER CITY YOUTH OPPORTUNITIES
    1821 SUMMIT ROAD
    CINCINNATI,OH45237     		NONE PC GENERAL SUPPORT 1,000
    JAMES W MILLER MEMORIAL FUND
    6715 HAMMERSTONE WAY
    CINCINNATI,OH45227     		NONE PC GENERAL SUPPORT 3,000
    JESUIT SPIRITUAL CENTER AT MILFORD
    5361 S MILFORD RD
    MILFORD,OH45150     		NONE PC GENERAL SUPPORT 3,000
    KENNEDY HEIGHTS ART CENTER
    6546 MONTGOMERY ROAD
    CINCINNATI,OH45213     		NONE PC GENERAL SUPPORT 15,000
    KENZIE'S CLOSET
    PO BOX 43285
    CINCINNATI,OH45243     		NONE PC GENERAL SUPPORT 2,500
    LEADERSHIP SCHOLARS INC
    1609 MADISON RD NO C
    CINCINNATI,OH45206     		NONE PC GENERAL SUPPORT 20,000
    LEAGUE OF WOMEN VOTERS OF THE UNITED STATES
    1739 M STREET NW
    WASHINGTON,DC20036     		NONE PC GENERAL SUPPORT 100
    LEGAL AID SOCIETY OF CINCINNATI
    215 E NINTH STREET NO 200
    CINCINNATI,OH45202     		NONE PC GENERAL SUPPORT 250
    LYDIA'S HOUSE INC
    7413 THOMAS DRIVE
    CINCINNATI,OH45243     		NONE PC GENERAL SUPPORT 5,000
    MADISONVILLE EDUCATION & ASSISTANCE CENTER
    4600 ERIE AVE
    CINCINNATI,OH45227     		NONE PC GENERAL SUPPORT 3,000
    MARY ROSE MISSION
    PO BOX 76533
    HIGHLAND HEIGHTS,KY41076     		NONE PC GENERAL SUPPORT 200
    MARYKNOLL SISTERS OF ST DOMINIC
    PO BOX 317
    MARYKNOLL,NY10545     		NONE PC GENERAL SUPPORT 50
    MCAULEY HIGH SCHOOL
    6000 OAKWOOD AVE
    CINCINNATI,OH45224     		NONE PC GENERAL SUPPORT 500
    MERCY HEALTH - ANDERSON HOSPITAL LLC
    7500 STATE ROAD
    CINCINNATI,OH45255     		NONE PC GENERAL SUPPORT 100,000
    MERCY HEALTH FOUNDATION
    301 ST PAUL PLACE
    BALTIMORE,MD21202     		NONE PC GENERAL SUPPORT 250
    MOTHER OF MERCY HIGH SCHOOL
    3036 WERK ROAD
    CINCINNATI,OH45211     		NONE PC GENERAL SUPPORT 10,162
    MOUNT NOTRE DAME HIGH SCHOOL
    711 E COLUMBIA AVE
    CINCINNATI,OH45215     		NONE PC GENERAL SUPPORT 7,500
    MT ST MARY SEMINARY OF THE WEST ATHENAEUM OF OHIO NORWOOD
    6616 BEECHMONT AVE
    CINCINNATI,OH45230     		NONE PC GENERAL SUPPORT 125,000
    NATIONAL WILDLIFE FEDERATION
    11100 WILDLIFE CENTER DR
    RESTON,VA20190     		NONE PC GENERAL SUPPORT 200
    NATIVITY OF OUR LORD
    5936 RIDGE AVE
    CINCINNATI,OH45213     		NONE PC GENERAL SUPPORT 18,250
    NOTRE DAME ACADEMY
    78 HOWARD AVE
    STATEN ISLAND,NY10301     		NONE PC GENERAL SUPPORT 25
    OUR LADY OF THE WOODS
    3636 SEMLOH AVENUE
    CINCINNATI,OH45247     		NONE PC GENERAL SUPPORT 10,000
    OUR LORD CHRIST THE KING CHURCH
    333 WARNER STREET
    CINCINNATI,OH45219     		NONE PC GENERAL SUPPORT 78,400
    OVER-THE-RHINE KITCHEN
    1620 VINE STREET
    CINCINNATI,OH45202     		NONE PC GENERAL SUPPORT 5,000
    PEOPLE WORKING COOPRERATIVELY INC
    4612 PADDOCK ROAD
    CINCINNATI,OH45229     		NONE PC GENERAL SUPPORT 500
    PROKIDS
    2605 BURNET AVENUE
    CINCINNATI,OH45219     		NONE PC GENERAL SUPPORT 15,000
    PURCELL MARIAN HIGH SCHOOL
    2935 HACKBERRY ST
    CINCINNATI,OH45206     		NONE PC GENERAL SUPPORT 56,000
    QUEEN CITY CLUB
    331 EAST FOURTH STREET NO 1500
    CINCINNATI,OH45202     		NONE PC GENERAL SUPPORT 100
    RIGHT TO LIFE OF GREATER CINCINNATI
    1802 WEST GALBRAITH ROAD
    CINCINNATI,OH45239     		NONE PC GENERAL SUPPORT 250
    SANTA MARIA COMMUNITY SERVICES
    617 STEINER AVENUE
    CINCINNATI,OH45204     		NONE PC GENERAL SUPPORT 12,900
    SETON FAMILY CENTER
    3316 WERK ROAD
    CINCINNATI,OH45211     		NONE PC GENERAL SUPPORT 5,000
    SISTERS OF CHARITY OF CINCINNATI
    5900 DELHI ROAD
    CINCINNATI,OH45051     		NONE PC GENERAL SUPPORT 500
    SISTERS OF NOTRE DAME DE NAMUR
    701 E COLUMBIA AVE
    CINCINNATI,OH45215     		NONE PC GENERAL SUPPORT 6,000
    SOCIETY OF ST VINCENT DEPAUL COUNCIL
    1125 BANK ST
    CINCINNATI,OH45214     		NONE PC GENERAL SUPPORT 1,500
    SPECIAL OLYMPICS OHIO INC (LOCAL)
    3303 WINCHESTER PIKE
    COLUMBUS,OH43232     		NONE PC GENERAL SUPPORT 200
    SPRINGER SCHOOL
    2121 MADISON ROAD
    CINCINNATI,OH45208     		NONE PC GENERAL SUPPORT 1,000
    ST CLEMENT SCHOOL
    4534 VINE STREET
    ST BERNARD,OH45217     		NONE PC GENERAL SUPPORT 25,250
    ST JOSEPH INFANT & MATERNITY HOME
    10722 WYSCARVER ROAD
    CINCINNATI,OH45241     		NONE PC GENERAL SUPPORT 500
    ST JOSEPH'S INDIAN SCHOOL
    1301 N MAIN STREET
    CHAMBERLAIN,SD57325     		NONE PC GENERAL SUPPORT 50
    ST MARGARET HALL
    1960 MADISON ROAD
    CINCINNATI,OH45206     		NONE PC GENERAL SUPPORT 5,000
    ST MARGRET - ST JOHN PARISH
    4100 WATTERSON ST
    CINCINNATI,OH45227     		NONE PC GENERAL SUPPORT 300
    ST MARY CHURCH HYDE PARK
    2853 ERIE AVENUE
    CINCINNATI,OH45208     		NONE PC GENERAL SUPPORT 5,000
    ST PETER IN CHAINS CATHEDRAL
    325 W 8TH STREET
    CINCINNATI,OH45202     		NONE PC GENERAL SUPPORT 1,000
    ST URSULA HIGH SCHOOL
    1339 EAST MCMILLIAN STREET
    CINCINNATI,OH45206     		NONE PC GENERAL SUPPORT 55,000
    ST URSULA VILLA
    3660 VINEYARD PL
    CINCINNATI,OH45226     		NONE PC GENERAL SUPPORT 25,000
    ST XAVIER HIGH SCHOOL
    600 W NORTH BEND ROAD
    CINCINNATI,OH45224     		NONE PC GENERAL SUPPORT 10,550
    STEPPING STONES INC
    1621 THEODORE ST
    JOLIET,IL60435     		NONE PC GENERAL SUPPORT 3,000
    STRATEGIES TO END HOMELESSNESS
    2368 VICTORY PARKWAY SUITE 600
    CINCINNATI,OH45206     		NONE PC GENERAL SUPPORT 15,000
    SUDAN RELIEF FUND INC
    3220 N STREET NW
    WASHINGTON,DC20007     		NONE PC GENERAL SUPPORT 100
    TALBERT HOUSE
    2600 VICTORY PARKWAY
    CINCINNATI,OH45206     		NONE PC GENERAL SUPPORT 500
    TENDER MERCIES INC
    27 WEST 12TH STREET
    CINCINNATI,OH45202     		NONE PC GENERAL SUPPORT 250
    THE DROP INN CENTER
    217 W 12TH STREET
    CINCINNATI,OH45202     		NONE PC GENERAL SUPPORT 250
    THE INNOCENCE PROJECT INC
    40 WORTH STREET SUITE 701
    NEW YORK,NY10013     		NONE PC GENERAL SUPPORT 28,000
    THE JESUITS OF CHICAGO
    2050 N CLARK ST
    CHICAGO,IL60614     		NONE PC GENERAL SUPPORT 1,000
    THE SEVEN HILLS SCHOOL
    5400 RED BANK ROAD
    CINCINNATI,OH45227     		NONE PC GENERAL SUPPORT 250
    UNITED WAY OF GREATER CINCINNATI
    2400 READING ROAD
    CINCINNATI,OH45202     		NONE PC GENERAL SUPPORT 10,000
    UNIVERSIY OF CINCINNATI FOUNDATION
    PO BOX 19970
    CINCINNATI,OH45219     		NONE PC GENERAL SUPPORT 225,000
    URBAN APPALACHIAN COUNCIL
    2115 WEST 8TH STREET
    CINCINNATI,OH45204     		NONE PC GENERAL SUPPORT 2,000
    URSULINE ACADEMY
    5535 PFEIFFER ROAD
    CINCINNATI,OH45242     		NONE PC GENERAL SUPPORT 6,000
    URSULINE EDUCATIONAL SERVICES
    2330 VICTORY PARKWAY
    CINCINNATI,OH45206     		NONE PC GENERAL SUPPORT 20,000
    URSULINE SISTERS OF CINCINNATI
    1339 E MCMILLAN STREET
    CINCINNATI,OH45206     		NONE PC GENERAL SUPPORT 500
    URSULINES OF BROWN COUNTY
    20860 OHIO 251
    FAYETTEVILLE,OH45118     		NONE PC GENERAL SUPPORT 2,000
    XAVIER UNIVERSITY
    3800 VICTORY PARKWAY
    CINCINNATI,OH45207     		NONE PC GENERAL SUPPORT 205,000
    YWCA OF GREATER CINCINNATI INC
    898 WALNUT ST
    CINCINNATI,OH45201     		NONE PC GENERAL SUPPORT 500
    Total .................................bullet 3a 1,470,772
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 458,833  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income..... 900000 605 14 33,788  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 334,196  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 605 826,817 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13827,422
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    RUTH J & ROBERT A CONWAY FOUNDATION INC
    EIN: 31-1575184
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DELOITTE TAX LLP 9,975 4,988   4,987

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    RUTH J & ROBERT A CONWAY FOUNDATION INC
    EIN: 31-1575184
    Name of Bond End of Year Book Value End of Year Fair Market Value
    BOND MUTUAL FUNDS 3,561,580 3,781,877

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    RUTH J & ROBERT A CONWAY FOUNDATION INC
    EIN: 31-1575184
    Name of Stock End of Year Book Value End of Year Fair Market Value
    COMMON STOCKS 5,581,575 8,384,281

    TY 2013 InvestmentsOtherSchedule2
    Name:
    RUTH J & ROBERT A CONWAY FOUNDATION INC
    EIN: 31-1575184
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ALTERNATIVE INVESTMENTS AT COST 3,243,936 3,179,543

    TY 2013 OtherExpensesSchedule
    Name:
    RUTH J & ROBERT A CONWAY FOUNDATION INC
    EIN: 31-1575184
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CHECKING SERVICES CHARGE 54 54   0
    INVESTMENT FEES 58,357 58,357   0
    BAY CAPITAL PARTNERS - PORTFOLIO DEDUCTIONS 6,224 6,224   0
    KW DISCOVERY LLC - PORTFOLIO DEDUCTIONS 231 231   0
    BLACKBOOK - PORTFOLIO DEDUCTIONS 81 81   0
    5AM VENTURES - PORTFOLIO DEDUCTIONS 1,668 1,668   0
    KW REDHAWK - PORTFOLIO DEDUCTIONS 34 34   0
    FT. WASHINGTON PRIVATE EQUITY - POTFOLIO DEDUCTIONS 11,426 11,426   0
    SOUTHEAST LANDCO - PORTFOLIO DEDUCTIONS 2,906 2,906   0
    FT. WASHINGTON PRIVATE EQUITY - SECTION 179 41 41   0
    LIFFEY THAMES - SECTION 179 5,505 5,505   0
    FT. WASHINGTON PRIVATE EQUITY - INVESTMENT INTEREST 660 660   0
    SOUTHEAST LANDCO - INVESTMENT INTEREST 402 402   0
    FT. WASHINGTON PRIVATE EQUITY - CONTRIBUTIONS 1 0   1
    RD CRIMSTONE LP - CONTRIBUTIONS 540 0   540
    FT. WASHINGTON PRIVATE EQUITY - SECTION 59 EXPENSE 557 557   0
    FT. WASHINGTON PRIVATE EQUITY - CREDITS 24 24   0
    ADR FEES 212 212   0
    OAKTREE CAPITAL GROUP LLC - PORTFOLIO DEDUCTIONS 194 194   0
    RD CRIMSTONE LP - CREDITS 1,359 1,359   0
    KW DISCOVERY LLC - SECTION 179 5,357 5,357   0
    KW DISCOVERY LLC - CONTRIBUTIONS 6 0   6
    LIFFEY THAMES - CONTRIBUTIONS 6 0   6
    SOUTHEAST LANDCO - CONTRIBUTIONS 1 0   1


    TY 2013 OtherIncomeSchedule2
    Name:
    RUTH J & ROBERT A CONWAY FOUNDATION INC
    EIN: 31-1575184
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    BAY CAPITAL PARTNERS LP - RENTAL INCOME 5,967 5,967 5,967
    ALPINE MOUNTAIN RANCH - ORDINARY INCOME -34,632 -34,632 -34,632
    BLACKBOOK: EXPERIENCE MANAGEMENT GROUP LLC - ORDINARY INCOME -12,098 -12,098 -12,098
    LIFFEY THAMES - ORDINARY INCOME 24,100 24,100 24,100
    RD CRIMSTONE LP - ORDINARY INCOME 28,295 28,295 28,295
    FT. WASHINGTON PRIVATE EQUITY - ORDINARY INCOME 745 745 745
    FT. WASHINGTON PRIVATE EQUITY - ROYALTY INCOME 8 8 8
    FT. WASHINGTON PRIVATE EQUITY - OTHER INCOME 100 100 100
    SOUTHEAST LANDCO - ORDINARY INCOME -2,325 -2,325 -2,325
    UT STARCOM CLASS ACTION 60 60 60
    FT. WASHINGTON PRIVATE EQUITY 605 0 605
    OAKTREE CAPITAL GROUP - OTHER INCOME 112 112 112
    KW DISCOVERY LLC - ORDINARY INCOME 23,456 23,456 23,456


    TY 2013 OtherIncreasesSchedule
    Name:
    RUTH J & ROBERT A CONWAY FOUNDATION INC
    EIN: 31-1575184
    Description Amount
    MISCELLANEOUS ADJUSTMENT 3,823


    TY 2013 TaxesSchedule
    Name:
    RUTH J & ROBERT A CONWAY FOUNDATION INC
    EIN: 31-1575184
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    STATE OF CALIFORNIA 10 0   10
    FOREIGN TAXES 6,164 6,164   0
    FT. WASHINGTON PRIVATE EQUITY - FOREIGN TAXES 187 187   0
    FEDERAL 2012 EXTENSION PAYMENT 15,000 0   0
    FT. WASHINGTON PRIVATE EQUITY - STATE TAXES WITHHELD 24 24   0