Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
THE GOLDSTEIN FAMILY FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)C/O TRICIA MENDOZA 2117 STATESTREETRoom/suite
City or town, state or province, country, and ZIP or foreign postal code
BETTENDORF, IA52722
A Employer identification number

42-1467354
B Telephone number (see instructions)

(563) 344-5119
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$10,747,899J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 154,804 152,524  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 370,055
b Gross sales price for all assets on line 6a 10,589,671
7 Capital gain net income (from Part IV, line 2)... 367,052
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 16,875 17,080  
12 Total. Add lines 1 through 11........ 541,734 536,656  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 1,325 994   331
c Other professional fees (attach schedule).... Click to see attachment 58,680 15,063   43,617
17 Interest...............   755    
18 Taxes (attach schedule) (see instructions) Click to see attachment 4,489 2,294   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,282 6,201   1,008
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 65,776 25,307   44,956
25 Contributions, gifts, grants paid........ 468,254 468,254
26 Total expenses and disbursements. Add lines 24 and 25 534,030 25,307   513,210
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 7,704
b Net investment income (if negative, enter -0-) 511,349
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 1,997,010 8,772 8,772
2 Savings and temporary cash investments.......... 2,826,964 1,098,577 1,098,577
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 750,321 Click to see attachment2,015,637 2,962,383
c Investments—corporate bonds (attach schedule)........ 10,000 Click to see attachment2,438,905 2,545,598
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 3,973,825 Click to see attachment3,986,215 4,123,585
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment0 Click to see attachment8,984 Click to see attachment8,984
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 9,558,120 9,557,090 10,747,899
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 9,558,120 9,557,090
30 Total net assets or fund balances (see page 17 of the
instructions).................... 9,558,120 9,557,090
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 9,558,120 9,557,090
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 9,558,120
2 Enter amount from Part I, line 27a..................... 2 7,704
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 9,565,824
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 8,734
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 9,557,090
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a JPMORGAN (3003) - PUBLICLY TRADED SECURITIES      
b CREDIT SUISSE (026564) - PUBLICLY TRADED SECURITIES      
c CREDIT SUISSE (068937) - PUBLICLY TRADED SECURITIES      
d CREDIT SUISSE (068945) - PUBLICLY TRADED SECURITIES      
e CREDIT SUISSE (068952) - PUBLICLY TRADED SECURITIES      
CREDIT SUISSE (429727) - PUBLICLY TRADED SECURITIES      
UNITED STATES OIL FUND LP - SEC 1256 P    
LANDMARK EQUITY PARTNERS LP - CAPITAL GAINS P    
390,909 SH NATIONAL BANCSHARES (CMN) D    
90,909 SH NATIONAL BANCSHARES (PFD) D    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 18,395   18,790 -395
b 132,638   137,171 -4,533
c 58,430   40,973 17,457
d 392,444   390,777 1,667
e 499,255   485,276 13,979
9,246,168   8,646,629 599,539
      -3,600
      597
151,432   390,909 -239,477
90,909   109,091 -18,182
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -395
b       -4,533
c       17,457
d       1,667
e       13,979
      599,539
      -3,600
      597
      -239,477
      -18,182
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 367,052
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 58,143 8,323,441 0.006985
2011 89,975 1,414,093 0.063627
2010 102,447 942,723 0.108671
2009 71,202 964,369 0.073833
2008 76,877 1,030,055 0.074634
2 Total of line 1, column (d) ...................... 2 0.327750
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.065550
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 9,977,232
5 Multiply line 4 by line 3....................... 5 654,008
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 5,113
7 Add lines 5 and 6......................... 7 659,121
8 Enter qualifying distributions from Part XII, line 4.............. 8 513,210
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 10,227
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 10,227
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 10,227
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 1,373
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 20,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 21,373
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 11,146
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet11,146 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNONE
    14
    The books are in care ofbulletTRICIA MENDOZA Telephone no.bullet (563) 344-5119
    Located atbullet2117 STATE STREETBETTENDORFIA ZIP+4bullet52722
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    RICHARD A GOLDSTEIN VICE PRESIDENT/SECRETARY
    1.00     		0 0 0
    6 COUNTRY ESTATES
    ST LOUIS,MO63131
    ROBERT S GOLDSTEIN TREASURER
    1.00     		0 0 0
    16047 COLLINS AVENUE 1504
    SUNNY ISLES BEACH,FL33160
    JEFFREY D GOLDSTEIN PRESIDENT
    1.00     		0 0 0
    2076 LUNDY LANE
    BETTENDORF,IA52722
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    498,862
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    10,227
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    10,227
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    488,635
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    488,635
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    488,635
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 488,635
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 183,524
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 513,210
    a Applied to 2012, but not more than line 2a 183,524
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 329,686
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		158,949
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    TRICIA MENDOZA
    2117 STATE STREET
    BETTENDORF,IA52722
    (563) 344-5119
    bThe form in which applications should be submitted and information and materials they should include:
    NO PARTICULAR FORM REQUIRED.
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    DISTRIBUTIONS FOR CHARITABLE PURPOSES DESCRIBED IN INTERNAL REVENUE CODE SECTION 501(C)(3).
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    SPECIAL OLYMPICS
    1133 19TH STREET NW SUITE 1200
    WASHINGTON,DC20036     		NONE EXEMPT ORG GENERAL FUND 1,000
    THE AMERICAN CANCER SOCIETY
    250 WILLIAMS STREET NW
    ATLANTA,GA30303     		NONE EXEMPT ORG GENERAL FUND 1,000
    NATIONAL BRAIN TUMOR SOCIETY
    55 CHAPEL STREET SUITE 200
    NEWTON,MA02458     		NONE EXEMPT ORG GENERAL FUND 1,000
    NATIONAL ORGANIZATION FOR ALBINISM AND HYPOPIGMENTATION
    PO BOX 959
    EAST HAMPSTEAD,NH03826     		NONE EXEMPT ORG GENERAL FUND 4,000
    AMERICAN FRIENDS OF SHALVA ISRAEL
    315 5TH AVENUE FLOOR 6
    NEW YORK,NY10016     		NONE EXEMPT ORG GENERAL FUND 5,000
    ALTERNATIVES FOR THE OLDER ADULT
    1803 7TH STREET
    MOLINE,IL61265     		NONE EXEMPT ORG GENERAL FUND 5,000
    ISRAEL CANCER RESEARCH FUND
    295 MADISON AVENUE ROOM 1030
    NEW YORK,NY10017     		NONE EXEMPT ORG GENERAL FUND 754
    SIXTEENTH STREET COMMUNITY HEALTH CARE
    1337 SOUTH CESAR E CHAVEZ DRIVE
    MILWAUKEE,WI53204     		NONE EXEMPT ORG GENERAL FUND 27,000
    JEWISH FEDERATION OF ST LOUIS
    12 MILLSTONE CAMPUS DRIVE
    ST LOUIS,MO63146     		NONE EXEMPT ORG GENERAL FUND 50,000
    JEWISH FEDERATION OF THE QUAD CITIES
    2715 30TH STREET
    ROCK ISLAND,IL61201     		NONE EXEMPT ORG GENERAL FUND 26,000
    COMMUNITY HEALTH CARE
    500 WEST RIVER DRIVE
    DAVENPORT,IA52801     		NONE EXEMPT ORG GENERAL FUND 35,000
    MOUNT SINAI MEDICAL CENTER
    4300 ALTON ROAD SUITE 100
    MIAMI BEACH,FL33140     		NONE EXEMPT ORG GENERAL FUND 7,500
    FRIENDS OF WESTERN GALILEE HOSPITAL
    317 MADISON AVENUE SUITE 607
    NEW YORK,NY10017     		NONE EXEMPT ORG PEF ISRAEL ENDOWMENT FUNDS 5,000
    QUAD CITY CULTURAL TRUST
    201 WEST 2ND STREET SUITE 1000
    DAVENPORT,IA52801     		NONE EXEMPT ORG GENERAL FUND 10,000
    UNITED WAY OF THE QUAD CITIES
    3247 EAST 35TH STREET COURT
    DAVENPORT,IA52807     		NONE EXEMPT ORG GENERAL FUND 5,000
    RIVER MUSIC EXPERIENCE
    129 NORTH MAIN STREET
    DAVENPORT,IA52801     		NONE EXEMPT ORG GENERAL FUND 5,000
    WESTERN ILLINOIS UNIVERSITY FOUNDATION
    3300 RIVER DRIVE
    MOLINE,IL61265     		NONE EXEMPT ORG GENERAL FUND 5,000
    THE FOUNDATION FOR BARNES JEWISH HOSPITAL
    1001 HIGHLANDS PLAZA DRIVE WEST
    SUITE 140
    ST LOUIS,MO63110     		NONE EXEMPT ORG GENERAL FUND 10,500
    UNIVERSITY OF ILLINOIS
    1305 WEST GREEN STREET
    URBANA,IL61801     		NONE EXEMPT ORG GENERAL FUND 1,500
    CROHN'S & COLITIS FOUNDATION OF AMERICA (NORTHWEST REGION)
    9 LAKE BELLEVUE DRIVE SUITE 203
    BELLEVUE,WA98005     		NONE EXEMPT ORG CAMP OASIS 10,000
    JEWISH FEDERATION OF SOUTH PALM BEACH
    9901 DONNA KLEIN BLVD
    BOCA RATON,FL33428     		NONE EXEMPT ORG GRANTING WISHES RECEPTION 2,500
    HARVARD LAW SCHOOL
    1585 MASSACHUSETTS AVENUE
    CAMBRIDGE,MA02138     		NONE EXEMPT ORG GENERAL FUND 1,000
    YOUNG JUDEA GLOBAL
    50 WEST 58TH STREET PO BOX 745
    NEW YORK,NY10101     		NONE EXEMPT ORG GENERAL FUND 1,000
    THE SOULARD SCHOOL
    1110 VICTOR STREET
    ST LOUIS,MO63104     		NONE EXEMPT ORG GENERAL FUND 1,000
    WINGS OF HOPE FOUNDATION
    18370 WINGS OF HOPE BLVD
    CHESTERFIELD,MO63005     		NONE EXEMPT ORG GENERAL FUND 1,000
    CHILDREN'S CENTER FOR THE VISUALLY IMPAIRED
    3101 MAIN STREET
    KANSAS CITY,MO64111     		NONE EXEMPT ORG GENERAL FUND 1,000
    WASHINGTON TRAILS ASSOCIATION
    705 2ND AVENUE SUITE 300
    SEATTLE,WA98104     		NONE EXEMPT ORG GENERAL FUND 1,000
    TIPITNA'S FOUNDATION
    4040 TULANE AVENUE SUITE 6000
    NEW ORLEANS,LA70019     		NONE EXEMPT ORG GENERAL FUND 5,000
    ROOTS OF MUSIC
    929 EUTERPE STREET
    NEW ORLEANS,LA70130     		NONE EXEMPT ORG GENERAL FUND 5,000
    MULTIPLE MYELOMA RESEARCH FOUNDATION
    383 MAIN AVENUE 5TH FLOOR
    NORWALK,CT06851     		NONE EXEMPT ORG GENERAL FUND 5,000
    THE CAMP RAINBOW FOUNDATION
    13990 OLIVE BLVD SUITE 203-3
    CHESTERFIELD,MO63017     		NONE EXEMPT ORG GENERAL FUND 5,000
    PROJECT BACKPACK
    9369 OLIVE BLVD SUITE 15
    ST LOUIS,MO63132     		NONE EXEMPT ORG GENERAL FUND 5,000
    TULANE EDUCATIONAL FUND - FREEMAN SCHOOL OF BUSINESS
    PO BOX 61075
    NEW ORLEANS,LA70161     		NONE EXEMPT ORG GENERAL FUND 5,000
    DEBRA OF AMERICA
    16 EAST 41ST STREET FLOOR 3
    NEW YORK,NY10017     		NONE EXEMPT ORG GENERAL FUND 5,000
    HERZL-NER TAMID CONSERVATIVE SYNAGOGUE
    3700 EAST MERCER WAY
    MERCER ISLAND,WA98040     		NONE EXEMPT ORG GENERAL FUND 10,000
    AMERICAN FRIENDS OF MAGEN DAVID ADOM
    352 7TH AVENUE SUITE 400
    NEW YORK,NY10001     		NONE EXEMPT ORG GENERAL FUND 1,000
    GOOD PEOPLE FUND
    384 WYOMING AVENUE
    MILLBURN,NJ07041     		NONE EXEMPT ORG GENERAL FUND 1,000
    ST LOUIS CHILDREN'S HOSPITAL FOUNDATION
    1 CHILDRENS PLACE
    ST LOUIS,MO63110     		NONE EXEMPT ORG GENERAL FUND 40,500
    JEWISH COMMUNITY CENTER OF ST LOUIS
    2 MILLSTONE CAMPUS DRIVE
    ST LOUIS,MO63146     		NONE EXEMPT ORG GENERAL FUND 75,000
    GOLDRINGWOLDENBERG INSTITUTE OF SOUTHERN JEWISH LIFE
    PO BOX 16528
    JACKSON,MS39236     		NONE EXEMPT ORG GENERAL FUND 5,000
    EASTERN IOWA COMMUNITY COLLEGE DISTRICT
    306 WEST RIVER DRIVE
    DAVENPORT,IA52801     		NONE EXEMPT ORG GENERAL FUND 25,000
    MILWAUKEE AREA TECHNICAL COLLEGE FOUNDATION
    700 WEST STATE STREET SUITE 214
    MILWAUKEE,WI53233     		NONE EXEMPT ORG GENERAL FUND 30,000
    MICHAEL & BARBARA NEWMARK INSTITUTE FOR HUMAN RELATIONS
    12 MILLSTONE CAMPUS DRIVE
    ST LOUIS,MO63146     		NONE EXEMPT ORG GENERAL FUND 5,000
    SCOPE MISSOURI
    PO BOX 410348
    ST LOUIS,MO63141     		NONE EXEMPT ORG GENERAL FUND 15,000
    XTREME COUTURE G I FOUNDATION
    4055 WEST SUNSET ROAD
    LAS VEGAS,NV89118     		NONE EXEMPT ORG GENERAL FUND 2,000
    Total .................................bullet 3a 468,254
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 154,804  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     14 16,875  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 370,055  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 541,734 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13541,734
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    THE GOLDSTEIN FAMILY FOUNDATION
    EIN: 42-1467354
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MCGLADREY LLP 1,325 994   331

    TY 2013 GeneralExplanationAttachment
    Name:
    THE GOLDSTEIN FAMILY FOUNDATION
    EIN: 42-1467354
    Identifier Return Reference Explanation
      FORM 926, PART IV, LINE 10 - SEC 351 STMT STATEMENT PURSUANT TO IRC SECTION 1.351-3(A) BY THE GOLDSTEIN FAMILY FOUNDATION, FEIN #42-1467354, A SIGNIFICANT TRANSFEROR:(1) NAME AND EMPLOYER IDENTIFICATION NUMBER OF THE TRANSFEREE CORPORATION:NAME: SEER CAPITAL PARTNERS OFFSHORE FUND LTDEIN: 98-0626744(2) DATE(S) OF TRANSFER(S) OF ASSETS:10/01/2013(3) AGGREGATE FAIR MARKET VALUE AND BASIS OF PROPERTY TRANSFERRED:FAIR MARKET VALUE: 500,000BASIS: 500,000(4) DATE AND CONTROL NUMBER OF PRIVATE LETTER RULING(S) ISSUED BY THE IRS IN CONNECTION WITH THE EXCHANGE:NONE

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    THE GOLDSTEIN FAMILY FOUNDATION
    EIN: 42-1467354
    Name of Bond End of Year Book Value End of Year Fair Market Value
    AIRCASTLE LTD SR NT 22,245 22,165
    ALLY FINL INC GTD SR NT 14,133 14,385
    ANTERO RES FIN CORP SR NT 8,496 8,600
    ARCELORMITTAL SA LUXEMBOURG NT 30,230 31,440
    BASIS ENERGY SVCS INC NEW SR NT 30,564 31,350
    BNP PARIBAS US MED TERM NT PROGRAM LLC 15,000 17,815
    CABLEVISION SYS CORP FIXED RT NT 15,798 15,645
    CENTENE CORP DEL SR NT FIXED RATE 14,886 14,875
    CHAPARRAL ENERGY INC GTD FIXED RT SR NT 14,401 14,980
    CHESAPEAKE ENERGY CORP SR NT 14,254 14,420
    CHESAPEAKE MIDSTREAM FIN CORP GTD SR NT 22,673 23,430
    CINEMARK USA INC SR NT 15,450 15,480
    CLAIRES STORES INC SR SECD SECOND LIEN NT 23,554 22,660
    COMMERCIAL METALS CO FXD RT NT 14,885 14,880
    CONCHO RES INC SR NT 15,920 16,520
    CONTINENTAL RES INC OKLA GTD SR NT 30,071 31,162
    CREDIT SUISSE MED TERM NTS 20,000 23,320
    CROWN AMERS CAP CORP III GTD SR NT 15,088 15,190
    DANA HLDG CORP SR FXD RT NT 30,516 30,112
    DISH DBS CORP SR NT 44,167 44,520
    EMERGENCY MED SVCS CORP SR NT 19,392 19,507
    EQUINIX INC SR NT 29,884 29,325
    EVEREST ACQUISITION FINANCE INC SR NT 29,196 29,998
    FLEXTRONICS INTL LTD SR NT 15,898 15,600
    GOLDMAN SACHS GROUP-S&P 500 INDEX-LINKED TRIGGER NOTES 500,000 585,675
    HALCON RES CORP SR NT 14,263 14,140
    HARRAHS OPER INC GTD SR SECD NT 14,414 14,245
    HCA HLDGS INC SR NT 30,790 31,388
    HD SUPPLY INC SR SECD 2ND PRIORITY NT 45,079 45,030
    ICAHN ENTERPRISES FIN CO RP GTD SR NT 22,916 22,880
    ING U S INC GTD JR SUB FIXED TO FLTG RATE NT 29,274 31,120
    INTELSAT JACKSON HLDGS S A GTD SR NT 51,478 52,500
    INTERNATIONAL LEASE FIN CORP SR NT 29,830 30,310
    JPMORGAN CHASE BANK NEW YORK NY MEDIUM TERM BK NT 200,000 196,100
    KEY ENERGY GROUP INC GTD SR NT 29,712 30,750
    KODIAK OIL & GAS CORP SR NT 15,224 15,540
    LENNAR CORP GTD FIXED RT SR NT 14,744 14,840
    LEVEL 3 FING INC GTD SR NT 45,191 45,990
    MORGAN STANLEY SUB NT 30,214 30,710
    NAVISTAR INTL CORP FIXED RT SR NT 44,954 45,540
    NCR CORP SR NT 29,358 28,725
    NRG ENERGY INC SR NT 29,335 29,640
    OASIS PETE INC SR NT 14,852 14,980
    PAR PHARMACEUTIACAL COS INC GTD SR NT 22,952 22,743
    QEP RES INC SR NT 37,677 37,500
    RBS CAP TR III TR PFD SECS 45,090 52,380
    REYNOLDS GROUP 30,140 30,600
    SEAGATE HDD CAYMAN SR NT 30,119 30,275
    SG STRUCTURED PRODUCTS MEDIUM TERM NT 250,000 246,925
    SPRINT NEXTEL CORP NT 45,995 47,630
    STANDARD PAC CORP SR NT GTD 14,000 14,595
    SWIFT SVCS HLDGS INC GTD SR SECOND PRIORITY SECD NT 28,567 28,925
    T-MOBILE USA INC GTD SR FIXED RATE NT 31,179 31,575
    UNIVERSAL HOSP SVCS 29,631 29,540
    XL CAP LTD BONDS 13,873 13,773
    WELLCARE GROUP INC FXD RT SR NT 30,809 30,675
    WIDEOPENWEST CAP CORP GTD SR NT 46,678 46,620
    WMG ACQUITION CORP GTD SR NT 43,297 43,700
    ZAYO CAP INC SR SECD 1ST PRIORITY NT 30,569 30,660
    ISRAEL STATE 2ND LIBOR FLOATING RATE ISSUE DOLLAR BOND 10,000 10,000

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE GOLDSTEIN FAMILY FOUNDATION
    EIN: 42-1467354
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABB 79,492 94,208
    ACCENTURE 45,343 49,496
    ADVANCED ENERGY INDS 11,470 12,001
    ALPHA NAT RES 9,779 10,888
    ALTRIA GROUP 35,721 38,851
    ALTSOURCE PORTFOLIO SOLUTIONS 12,629 15,863
    ASTEC INDS 9,790 10,623
    ASTRAZENECA 67,537 78,725
    AUTOMATIC DATA PROCESSING 28,668 29,572
    BABCOCK & WILCOX 7,105 7,693
    BASF 31,762 37,799
    BEMIS CO 28,965 28,467
    BRIGGS & STRATTON 11,218 11,968
    BRITISH AMERICAN TOBACCO 32,429 32,441
    CA 28,723 32,371
    CHEVRON 0 0
    CHICOS FAS 21,472 24,021
    CHINA MOBILE 27,566 26,668
    CITIGROUP 0 0
    CLOUD PEAK ENERGY 13,657 15,300
    ECHO GLOBAL LOGISTICS 9,967 9,666
    EMBRAER 4,270 4,441
    EMERALD OIL 11,108 12,256
    EPIQ SYS 9,373 11,723
    ERICSSON L M TELEPHONE CO 27,712 24,456
    FIRSTMERIT 12,710 12,226
    FUSION-IO 16,120 14,113
    GENERAL CABLE 21,051 19,558
    GENERAL ELECTRIC 75,127 85,688
    GENERAL MILLS 0 0
    GENTEX 12,694 18,139
    GENUINE PARTS 32,278 32,610
    GREEN DOT 14,896 15,719
    GULF IS FABRICATION 11,117 10,449
    HARRIS 48,853 58,501
    IBERIABANK 21,599 23,569
    INTEL 19,096 21,465
    INTERSIL 11,287 12,331
    INTREPID POTASH 13,996 17,028
    ISLE OF CAPRI CASINOS 116,751 895,284
    KB FINANCIAL GROUP 1,041 1,094
    KVH INDS 17,687 16,287
    KNIGHT TRANSPORTATION 12,967 13,755
    LILLY ELI & CO 42,202 40,698
    LIQUIDITY SVCS 16,092 12,916
    LORILLARD 42,106 48,653
    LUMINEX 19,965 19,400
    MANTECH INTL 10,332 10,475
    MARINEMAX 12,473 16,884
    MATTEL 33,286 37,921
    MCDERMOTT INTL 11,233 11,679
    MCDONALDS 0 0
    MDC HLDGS 20,042 21,762
    MERCK & CO 23,727 24,575
    MONTPELIER RE HOLDINGS 14,965 16,005
    NATIONAL BANCSHARES (COMMON) 0 0
    NATIONAL BANCSHARES (PREFERRED) 0 0
    NATUS MED 10,481 17,437
    NOVARTIS 47,697 52,810
    OUTERWALL 12,502 15,136
    PEPSICO 0 0
    PPL 41,583 39,388
    PROCTER & GAMBLE 0 0
    QUALCOMM 52,453 57,321
    QUIDEL 12,105 13,901
    ROCHE HOLDINGS 35,296 40,069
    SANOFI 57,772 61,514
    SIEMENS 80,044 97,788
    STANLEY BLACK & DECKER 26,219 24,368
    STATOIL 47,523 53,183
    STONE ENERGY 14,847 19,682
    SUPERIOR ENERGY SVCS 15,917 15,966
    SYMANTEC 32,856 29,310
    SYSCO 25,614 27,003
    TAIWAN SEMICONDUCTOR MANFACTURING 5,351 5,145
    TATA MOTORS 2,075 2,156
    THOMSON REUTERS 54,334 59,604
    TOTAL 72,918 81,918
    UNILEVER 35,928 36,503
    VALE (PFD) 60,673 63,900
    WELLS FARGO & CO 0 0

    TY 2013 InvestmentsOtherSchedule2
    Name:
    THE GOLDSTEIN FAMILY FOUNDATION
    EIN: 42-1467354
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ALPS ETF TR ALERIAN MLP ETF AT COST 287,054 293,535
    AMERICAN - INVESTMENT COMPANY OF AMERICA AT COST 0 0
    BBH FD INC TAX EFFIC EQ AT COST 0 0
    BLACKROCK HIGH YIELD BOND FUND AT COST 0 0
    BNP MARKET PLUS SX5E AT COST 0 0
    CS MARKET PLUS SX5E AT COST 0 0
    CREDIT SUISSE SECURITIZED PRODUCTS FUND AT COST 1,000,000 1,074,964
    DOUBLELINE - TOTAL RETURN BOND FUND I AT COST 0 0
    EATON VANCE FLOATING RATE FUND I AT COST 0 0
    FIDELITY ADVISOR FLOATING RATE HIGH INCOME FUND AT COST 504,935 505,934
    ISHARES DJ SELECT DIVIDEND INDEX FUND AT COST 0 0
    ISHARES CORE S&P MID-CAP ETF AT COST 0 0
    ISHARES INC MSCI CHILE CAPPED ETF AT COST 29,330 27,033
    ISHARES INC MSCI FRONTIER 100 EFT AT COST 6,250 6,309
    ISHARES INC MSCI MALAYSIA FREE ETF AT COST 5,332 5,347
    ISHARES INC MSCI SOUTH KOREA CAPPED ETF AT COST 6,773 6,855
    ISHARES INC MSCI TAIWAN ETF AT COST 62,000 62,713
    ISHARES TR 1-3 YR CR BD ETF AT COST 418,799 421,840
    ISHARES TR IBOXX USD INVT GRADE CORP BD ETF AT COST 444,438 456,752
    ISHARES TR MSCI CHINA ETF AT COST 37,237 38,142
    ISHARES TR MSCI INDIA ETF AT COST 1,240 1,238
    ISHARES TR MSCI POLAND CAPPED ETF AT COST 6,277 6,441
    ISHARES TR MSCI RUSSIA CAPPED ETF AT COST 28,668 28,054
    JOHN HANCOCK - REGIONAL BANK FUND AT COST 0 0
    JPM INTERNATIONAL CURRENCY INCOME FUND AT COST 0 0
    JPM LARGE CAP GROWTH FUND AT COST 0 0
    LANDMARK EQUITY PARTNERS XV LP AT COST 54,721 78,155
    MATTHEWS ASIA PACIFIC DIVIDEND INSTITUTIONAL FUND AT COST 0 0
    MATTHEWS PACIFIC TIGER INSTITUTIONAL FUND AT COST 0 0
    MFS INTERNATIONAL VALUE FUND I AT COST 0 0
    MILLENNIUM INTERNATIONAL HEDGEFOCUS FUND AT COST 500,000 500,000
    PIMCO SHORT-TERM FUND AT COST 0 0
    RIDGEWORTH FUNDS SEIX FLRT HI I AT COST 0 0
    SEER CAPITAL PARTNERS OFFSHORE FUND AT COST 500,000 521,973
    SPDR S&P 500 AT COST 0 0
    TEMPLETON GLOBAL BOND FUND AT COST 0 0
    UNITED STATES OIL FUND LP AT COST 93,161 88,300
    VIRTUS INSIGHT TR EMERGING FUND I AT COST 0 0
    WISDOMTREE EMERGING MARKETS EQUITY INCOME FUND AT COST 0 0

    TY 2013 OtherAssetsSchedule
    Name:
    THE GOLDSTEIN FAMILY FOUNDATION
    EIN: 42-1467354
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    CREDIT SUISSE (068945) - ACCRUED INTEREST PAID C/O TO 2014 0 8,984 8,984


    TY 2013 OtherDecreasesSchedule
    Name:
    THE GOLDSTEIN FAMILY FOUNDATION
    EIN: 42-1467354
    Description Amount
    BOOK > TAX K-1 INCOME 8,734


    TY 2013 OtherExpensesSchedule
    Name:
    THE GOLDSTEIN FAMILY FOUNDATION
    EIN: 42-1467354
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OFFICE SUPPLIES 188 0   188
    ADR FEES 274 274   0
    DUES 725 0   725
    OTHER PORTFOLIO DEDUCTIONS 0 5,927   0
    BANK SERVICE CHARGES 95 0   95


    TY 2013 OtherIncomeSchedule2
    Name:
    THE GOLDSTEIN FAMILY FOUNDATION
    EIN: 42-1467354
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    CREDIT SUISSE (429727) - OTHER INCOME 16,875 16,875 16,875
    UNITED STATES OIL FUND LP - K-1 INCOME   -173  
    LANDMARK EQUITY PARTNERS XV LP - K-1 INCOME   378  


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    THE GOLDSTEIN FAMILY FOUNDATION
    EIN: 42-1467354
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    WELLS FARGO 0 0   0
    JPMORGAN - ADVISOR FEES 673 673   0
    CREDIT SUISSE - ADVISOR FEES 14,390 14,390   0
    BENEFACTORY - CONSULTING FEES 43,617 0   43,617


    TY 2013 TaxesSchedule
    Name:
    THE GOLDSTEIN FAMILY FOUNDATION
    EIN: 42-1467354
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX PAID ON DIVIDENDS 2,289 2,294   0
    FEDERAL EXCISE TAX 2,200 0   0