Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
The Berlin Family Foundation
 
% c/o Foundation Source
Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside RdSuite 123Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Wilmington, DE198091377
A Employer identification number

11-3635864
B Telephone number (see instructions)

C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$20,861,992J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 5,172,587
2 Check bullet
3 Interest on savings and temporary cash investments 13,700 13,700  
4 Dividends and interest from securities...... 389,170 389,170  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 812,434
b Gross sales price for all assets on line 6a 6,625,715
7 Capital gain net income (from Part IV, line 2)... 818,530
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 5,741 1,109  
12 Total. Add lines 1 through 11........ 6,393,632 1,222,509  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 32,580 0 0 32,580
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 129,659 127,872   1,787
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 9,463 163    
19 Depreciation (attach schedule) and depletion... Click to see attachment 614    
20 Occupancy..............        
21 Travel, conferences, and meetings....... 54     54
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 72,684 11,613   61,071
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 245,054 139,648 0 95,492
25 Contributions, gifts, grants paid........ 665,000 665,000
26 Total expenses and disbursements. Add lines 24 and 25 910,054 139,648 0 760,492
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 5,483,578
b Net investment income (if negative, enter -0-) 1,082,861
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 157,600 501,922 501,922
3 Accounts receivable bullet3,693
Less: allowance for doubtful accounts bullet   2,209 3,693 3,693
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 2,040,290 Click to see attachment1,162 1,122
b Investments—corporate stock (attach schedule)........ 9,050,567 Click to see attachment13,581,955 15,464,922
c Investments—corporate bonds (attach schedule)........ 1,326,147 Click to see attachment3,896,944 3,863,932
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 850,846 Click to see attachment926,175 1,024,732
14 Land, buildings, and equipment: basis bullet4,067
Less: accumulated depreciation (attach schedule) bullet2,398 2,283 Click to see attachment1,669 1,669
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 13,429,942 18,913,520 20,861,992
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 13,429,942 18,913,520
30 Total net assets or fund balances (see page 17 of the
instructions).................... 13,429,942 18,913,520
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 13,429,942 18,913,520
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 13,429,942
2 Enter amount from Part I, line 27a..................... 2 5,483,578
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 18,913,520
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 18,913,520
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b PASSTHROUGH K1 CAPITAL GAIN/(LOSS)      
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 6,625,715   5,802,788 822,927
b       -4,397
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       822,927
b       -4,397
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 818,530
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 857,297 12,621,281 0.067925
2011 430,871 8,541,119 0.050447
2010 317,750 7,706,127 0.041233
2009 349,267 6,402,326 0.054553
2008 309,068 7,098,513 0.04354
2 Total of line 1, column (d) ...................... 2 0.257698
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.05154
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 18,287,885
5 Multiply line 4 by line 3....................... 5 942,558
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 10,829
7 Add lines 5 and 6......................... 7 953,387
8 Enter qualifying distributions from Part XII, line 4.............. 8 760,492
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 21,657
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 21,657
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 21,657
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 16,457
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 6,185
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 22,642
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 985
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet985 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletco Foundation Source Telephone no.bullet (800) 839-1754
    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    Nicole Maglio BessetteClick to see attachment Dir
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Stefan BodstromClick to see attachment VP Finance
    10.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Vicki BodstromClick to see attachment Board Member
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Michelle GrandeClick to see attachment COO / Exec vp
    15.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Danielle JenkinsClick to see attachment VP Operations
    8.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Madeline MaglioClick to see attachment Board Member
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    William MaglioClick to see attachment Pres / Dir
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Barbara SabatinoClick to see attachment Board Member
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Geoffrey SabatinoClick to see attachment VP Compliance
    2.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Marc SabatinoClick to see attachment VP Operations
    3.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    CitiPrivate Bank Investment Mgt 71,509
    1 COURT SQUARE 17TH FLOOR
    LONG ISLAND CITY,NY11120
    Foundation Source Administrative 55,733
    55 Walls Drive 3rd Floor
    Fairfield,CT06824
    UBS Financial Services Investment Mgt 52,417
    7700 Wisconsin Ave Suite 300
    Bethesda,MD20814
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    914,394
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    21,657
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    21,657
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    892,737
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    892,737
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    892,737
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 892,737
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 86,130
    b Total for prior years:2011, 2010, 2009  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 760,492
    a Applied to 2012, but not more than line 2a 86,130
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 674,362
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		218,375
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013.... 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALLIANCE FOR EATING DISORDERS AWARENESS INC
    PO BOX 2562
    WEST PALM BCH,FL33402     		N/A PC General & Unrestricted 1,000
    BENJAMIN PRIVATE SCHOOL INC
    11000 ELLISON WILSON RD
    N PALM BEACH,FL33408     		N/A PC General & Unrestricted 5,000
    BETHESDA HOSPITAL INC
    2815 S SEACREST BLVD
    BOYNTON BEACH,FL33435     		N/A PC General & Unrestricted 20,000
    BRRH FOUNDATION INC
    745 MEADOWS RD
    BOCA RATON,FL33486     		N/A PC General & Unrestricted 25,000
    CROHNS & COLITIS FOUNDATION OF AMERICA
    733 3RD AVE STE 510
    NEW YORK,NY10017     		N/A PC General & Unrestricted 1,000
    HABITAT FOR HUMANITY INTERNATIONAL INC
    6758 N MILITARY TRAIL STE 301
    WEST PALM BEACH,FL33407     		N/A PC General & Unrestricted 5,000
    HABITAT FOR HUMANITY INTERNATIONAL INC
    6758 N MILITARY TRAIL STE 301
    WEST PALM BEACH,FL33407     		N/A PC Home sponsorship in Kennedy Estates II 100,000
    HARVEST DRIVE INC
    3301 SW 133RD TER
    DAVIE,FL33330     		N/A PC Thanksgiving Drive 1,000
    HOFSTRA UNIVERSITY
    205 MEMORIAL HALL 126 HOFSTRA UNIVE
    HEMPSTEAD,NY11549     		N/A PC BERLIN FAMILY FOUNDATION ENDOWED Distinguished Academic Scholarship in Engineering and Applied Science 100,000
    JACK THE BIKE MAN INC
    PO BOX 17565
    WEST PALM BEACH,FL33416     		N/A PC General & Unrestricted 15,000
    JCC OF THE GREATER PALM BEACHES
    8500 S JOG RD
    BOYNTON BEACH,FL33472     		N/A PC CAMP SHALOM Scholarship Fund 3,000
    JUPITER MEDICAL CENTER FOUNDATION INC
    1210 S OLD DIXIE HWY
    JUPITER,FL33458     		N/A PC General & Unrestricted 50,000
    LEUKEMIA & LYMPHOMA SOCIETY - SOUTHERN FLORIDA
    200 S PARK RD STE 140
    HOLLYWOOD,FL33021     		N/A PC General & Unrestricted 1,000
    MUSEUMS AT MITCHEL - CRADLE OF AVIATION MUSEUM
    1 DAVIS AVE
    GARDEN CITY,NY11530     		N/A PC General & Unrestricted 150,000
    NATIONAL MENTORING PARTNERSHIP
    201 S ST STE 615
    BOSTON,MA02111     		N/A PC The Mentoring Partnership of Long Island 5,000
    NATIONAL MULTIPLE SCLEROSIS SOCIETY
    40 MARCUS DR STE 100
    MELVILLE,NY11747     		N/A PC General & Unrestricted 5,000
    NORTH SHORE LONG ISLAND JEWISH HEALTH SYSTEM FOUND
    972 BRUSH HOLLOW RD 5TH FL
    WESTBURY,NY11590     		N/A PC General & Unrestricted 50,000
    PLACE OF HOPE AT THE HAVEN CAMPUS
    9078 ISAIAH LN
    WEST PALM BCH,FL33418     		N/A PC General & Unrestricted 5,000
    PLACE OF HOPE INC
    9078 ISAIAH LN
    WEST PALM BCH,FL33418     		N/A PC General & Unrestricted 100,000
    SOLAR AND ENERGY LOAN FUND OF ST LUCIE COUNTY INC
    2400 RHODE ISLAND AVE
    FORT PIERCE,FL34950     		N/A PC General & Unrestricted 14,000
    SUSAN B ANTHONY CENTER INC
    1633 POINCIANA DR
    PEMBROKE PNES,FL33025     		N/A PC Recovery Center Auxiliary Program 1,000
    THE CLEVELAND CLINIC FOUNDATION
    9500 EUCLID AVE STE DV3
    INDEPENDENCE,OH44195     		N/A PC General & Unrestricted 6,000
    THE HAPPY CAMPER FOUNDATION INC
    311 RIVER DR
    TEQUESTA,FL33469     		N/A PC General & Unrestricted 2,000
    Total .................................bullet 3a 665,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 13,700  
    4 Dividends and interest from securities....     14 389,170  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 812,434  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aK-1 Inc/Loss     14 1,109  
    bFederal Tax Refund     01 4,632  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,221,045  
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,221,045
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    The Berlin Family Foundation
     
    Employer identification number

    11-3635864
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    The Berlin Family Foundation
          		Employer identification number

    11-3635864
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    Estate of Dan Berlin  
    c/o Michelle Grande 4590 PGA Blvd
     
    Palm Beach Gardens, FL33418

    		$5,172,587


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    The Berlin Family Foundation
          		Employer identification number

    11-3635864
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 PACE INTERNATIONAL EMERGING MKTS EQ FUN PCEMX, 6421 sh. $81,354 2013-06-18
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 PACE HIGH YIELD FUND CL P PHYPX, 12256 sh. $128,933 2013-06-18
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 PACE INTERMEDIATE FIXED INC FUND CL P PCIFX, 9770 sh. $120,464 2013-06-18
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 PACE INTERNATIONAL EQUITY FUND CL P PCIEX, 11955 sh. $164,381 2013-06-18
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 PACE LARGE COMPANY GROWTH EQUITY FD CLP PCLCX, 9987 sh. $232,497 2013-06-18
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 PACE LARGE COMPANY VALUE EQUITY FD CLP PCLVX, 2630 sh. $57,544 2013-06-18
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Name of organization
    The Berlin Family Foundation
          		Employer identification number

    11-3635864
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 PACE GLOBAL REAL ESTATE SECURITIES FUND PREQX, 8983 sh. $58,659 2013-06-18
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 PACE SMALL/MEDIUM CO GROWTH EQUITY FUND PCSGX, 3137 sh. $66,473 2013-06-18
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 PACE STRATEGIC FIXED INCOME FUND CL P PCSIX, 29893 sh. $434,943 2013-06-18
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 PACE SMALL/MEDIUM CO VALUE EQUITY FUND PCSVX, 7562 sh. $163,566 2013-06-18
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    The Berlin Family Foundation
          		Employer identification number

    11-3635864
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 CompensationExplanation
    Name:
    The Berlin Family Foundation
    EIN: 11-3635864
    Person Name Explanation
    Nicole Maglio Bessette *Nicole Maglio Bessette, Director of The Berlin Family Foundation (the "Foundation"), is the President of The Law Offices of Nicole M. Bessette, Esq, a disqualified person with respect to the Foundation, which provides legal services to the Foundation. In the taxable year ending December 31, 2013, the Foundation paid $7,580 for legal services rendered by such disqualified person as reported in Part I, Line 16a. Such firm billed the Foundation at the same rate or below the rate it charges its other clients.

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    The Berlin Family Foundation
    EIN: 11-3635864
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    OFFICE FURNITURE 2009-12-31 3,893 1,668 SL 7 556      
    COMPUTER SOFTWARE 2011-01-01 174 116 SL 3 58      

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    The Berlin Family Foundation
    EIN: 11-3635864
    Name of Bond End of Year Book Value End of Year Fair Market Value
    AMERICAN EXPRESS - 00.7366% - 96,579 96,467
    ANHEUSER-BUSCH INBEVFIN NT - 2 94,470 93,672
    APPLE INC - 01.00% - 05/03/201 99,771 97,662
    BANK OF NOVA SCOTIA - 3.400% - 96,472 94,913
    BARRICK GOLD - 3.850% - 04/01/ 106,996 97,268
    BB&T CORP - 2.05% - 06/19/ 95,933 95,043
    BERKSHIRE HATHAWAY INC - 01.55 98,765 96,897
    BHP BILLITON FIN USALTD NOTE - 98,541 97,263
    BNP PARIBAS - 2.375% - 09/14/2 98,336 99,034
    BURLINGTON NORTHN SANTA FE - 5 99,234 95,987
    CATERPILLAR INC - 0.950% - 06/ 96,816 96,588
    COMCAST CORP NOTES - 5.150% - 93,593 97,055
    CREDIT SUISSE USA INC - 4.875% 96,607 94,030
    CVS CAREMARK - 5.750% - 06/01/ 100,111 96,399
    DEERE JOHN CAP CORP - 3.15% - 98,467 96,626
    DEVON ENERGY CORP - 1.200% - 1 97,116 96,959
    ENTERPRISE PRODUCTS - 4.050% - 100,905 97,286
    FREEPORT-MCMORAN C&G - 3.8 103,312 99,293
    GENERAL ELEC CAP CORP - 5.300% 93,026 99,557
    GILEAD SCIENCES INC 4.400% 12/ 100,297 96,115
    GLAXOSMITHKLINE CAP - 0.70% - 97,890 97,584
    GOLDMAN SACHS GROUP INC 3.625% 96,628 98,772
    HSBC HLDGS PLC NOTE - 5.100% - 101,880 98,919
    JPM CHASE - 4.400% - 07/22/202 91,041 97,821
    KRAFT FOODS INC - 4.125% - 02/ 95,210 95,414
    MERRILL LYNCH MTN BE - 6.400% 94,351 98,150
    MORGAN STANLEY - 1.75% - 02/25 97,700 98,302
    NOBLE ENERGY INC - 4.150% - 12 97,116 95,627
    ORACLE CORP - 2.375% - 01/15/2 96,013 95,850
    PETROBRAS INTL FIN CO NOTE - 3 97,773 97,888
    PLAINS ALL AMERN PIPELINE L P 96,168 95,599
    PNC FUNDING CORP - 2.70% - 09 100,173 99,091
    RIO TINTO FIN USA PLC - 2.250% 97,164 97,516
    TIME WARNER INC - 4.750% - 03/ 96,506 95,973
    TORONTO DOMINION BANK - 1.400% 99,451 97,297
    UNITEDHEALTH GROUP INC - 1.40% 99,219 97,750
    VERIZON COMMUNICATIONS - 3.65% 83,038 82,568
    WAL-MART STORES INC NOTE 02.25 95,709 94,434
    WALT DISNEY COMPANY - 1.350% - 96,705 96,237
    WELLS FARGO CO - 3.500% - 03/0 101,862 99,026

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    The Berlin Family Foundation
    EIN: 11-3635864
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBVIE INC. 13,855 21,916
    ACCENTURE PLC 25,925 27,955
    ACE LTD 19,726 33,647
    ADT LTD. 28,004 26,508
    AMER INTERNATIONAL GROUP INC 29,133 39,053
    AMGEN INC 24,600 24,527
    AMPHENOL CORPORATION 28,530 34,780
    ANSYS INC. 17,422 20,056
    APPLE INC. 37,458 47,687
    ARTISAN INTERNATIONAL VALUE FD 500,720 642,051
    CALPINE CORP 28,888 31,118
    CAMERON INTERNATIONAL CORP 17,637 17,264
    CAPITAL ONE FINANCIAL CORP 30,154 40,603
    CHARLES SCHWAB CORP 30,684 44,980
    CHEVRON CORP 14,049 21,235
    COGNIZANT TECHNOLOGY SOLUTIONS 16,776 21,711
    COMCAST CORP 28,203 45,640
    CORE LABRATORIES 25,216 35,326
    COSTCO WHOLESALE CORPORATION 27,230 30,350
    COVANCE INC 20,980 25,978
    COVIDIEN LTD 19,487 31,326
    CVS CAREMARK CORP. 25,156 45,447
    DANAHER CORP 31,494 39,758
    DAVITA INC 27,698 29,467
    ECOLAB INC 24,454 32,845
    EMC CORP-MASS 22,711 26,911
    ESTEE LAUDER COMPANIES INC 33,860 38,790
    EXPRESS SCRIPTS HOLDING CO. 62,223 75,859
    FLUOR CORP 34,575 43,758
    FMC TECHS INC COM 29,790 30,543
    FORD MOTOR COMPANY 34,510 39,887
    FOSSIL INC COM 20,415 23,988
    GENERAL ELECTRIC CO 3,486 3,504
    GENPACT LIMITED 21,023 21,860
    GILEAD SCIENCES INC 25,672 27,036
    GOLDMAN SACHS GROUP 27,664 33,679
    GOOGLE INC 39,719 56,036
    HALLIBURTON COMPANY 23,360 31,973
    HONEYWELL INTERNATIONAL INC. 21,472 28,782
    INTUITIVE SURGICAL, INC. 48,873 38,408
    INVESCO DEVELOPING MARKETS FD 368,861 379,171
    ISHARES RUSSELL 2000 418,339 713,040
    JP MORGAN CHASE & CO 19,386 30,117
    KAR AUCTION SERVICES INC 15,210 15,957
    KINDER MORGAN INC 21,453 22,320
    LEGG MASON WESTERN ASSET GLBL 286,311 289,451
    LOWES COMPANIES INC. 12,259 19,820
    MEAD JOHNSON NUTRITI 37,493 40,624
    METLIFE INC. 30,099 42,866
    MFS INSTITUTIONAL INVESTORS TR 481,126 614,791
    MICROSOFT CORPORATION 27,674 27,683
    NATIONAL INSTRUMENTS CORP 17,235 18,732
    NETAPP, INC. 22,167 25,095
    ORACLE CORP 16,050 23,339
    PACE GLOBAL REAL ESTATE SEC 344,305 369,203
    PACE HIGH YIELD FUND CL P 696,629 720,865
    PACE INTERMEDIATE FIXED INC FD 983,050 972,167
    PACE INTERNATIONAL EMERGING MK 494,757 493,572
    PACE INTERNATIONAL EQUITY FUND 860,414 1,040,495
    PACE LARGE COMPANY GROWTH EQ 1,413,265 1,663,508
    PACE LARGE COMPANY VALUE EQ 1,002,550 1,330,628
    PACE SMALL/MEDIUM CO GROWTH EQ 446,006 517,296
    PACE SMALL/MEDIUM CO VALUE EQ 185,383 191,187
    PACE STRATEGIC FIXED INCOME FD 2,683,047 2,473,805
    PRAXAIR INC. 11,388 16,904
    QUALCOMM INC 40,225 46,406
    REALOGY HOLDINGS CORP 30,147 34,382
    ROPER INDUSTRIES 28,167 31,896
    SALESFORCE.COM 21,154 28,423
    SCHLUMBERGER LTD 37,726 43,253
    SENSATA TECHNOLOGIES HOLDINGS 27,196 28,496
    STARBUCKS CORP COM 30,723 41,155
    STERICYCLE INC 28,893 33,689
    T. ROWE PRICE BLUE CHIP GROWTH 403,086 589,964
    THERMO FISHER SCIENTIFIC INC 21,178 36,189
    TYCO INTERNATIONAL LTD. 25,033 35,500
    UNITED TECHNOLOGIES CORP 16,472 24,467
    UNITEDHEALTH GROUP INC. 20,371 32,003
    VIRTUS EMERGING MARKETS OPPTS 254,180 254,827
    VISA INC 41,964 52,330
    WABCO HOLDINGS INC 8,957 15,413
    WEATHERFORD INTL 23,684 26,178
    WELLPOINT INC 18,163 20,788
    WELLS FARGO & CO. 20,626 33,142
    WHOLE FOODS MARKET, INC. 31,362 34,698
    WYNDHAM WORLDWIDE 15,359 36,845

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    The Berlin Family Foundation
    EIN: 11-3635864
    US Government Securities - End of Year Book Value:

    1,162
    US Government Securities - End of Year Fair Market Value:

    1,122
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2013 InvestmentsLandSchedule2
    Name:
    The Berlin Family Foundation
    EIN: 11-3635864
    Category/ Item Cost/Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value

    TY 2013 InvestmentsOtherSchedule2
    Name:
    The Berlin Family Foundation
    EIN: 11-3635864
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ACL ALTERNATIVE FD SAC LTD   91,085 81,113
    CVIII RE OPP'S OFFSHORE-FEEDER   52,575 52,396
    HF CFM LTD CTP   250,000 223,631
    HF THIRD POINT LTD   250,000 335,124
    SKYBRIDGE MULTI ADV HEDGE FUND   282,515 332,468

    TY 2013 LandEtcSchedule2
    Name:
    The Berlin Family Foundation
    EIN: 11-3635864
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    OFFICE FURNITURE 3,893 2,224 1,669  
    COMPUTER SOFTWARE 174 174    


    TY 2013 LegalFeesSchedule
    Name:
    The Berlin Family Foundation
    EIN: 11-3635864
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DRAFT/REVIEW INCORP DOCUMENTS 25,000     25,000
    General Consultations 7,580     7,580


    TY 2013 OtherExpensesSchedule
    Name:
    The Berlin Family Foundation
    EIN: 11-3635864
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 55,733     55,733
    Bank Charges 319 319    
    D & O INSURANCE 3,118     3,118
    K-1 Exp ACL ALTERNATIVE FD SAC 5,310 5,310    
    K-1 Exp CVIII RE OPP'S OFFSHOR 5,984 5,984    
    PUBLIC DISCLOSURE AD 270     270
    Office Supplies 231     231
    Postage/Delivery Service 710     710
    State or Local Filing Fees 750     750
    GENERAL LIABILITY INSURANCE 259     259


    TY 2013 OtherIncomeSchedule2
    Name:
    The Berlin Family Foundation
    EIN: 11-3635864
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    K-1 Inc/Loss ACL ALTERNATIVE FD SAC LTD -54 -54  
    K-1 Inc/Loss CVIII RE OPP'S OFFSHORE 1,163 1,163  
    Federal Tax Refund 4,632    


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    The Berlin Family Foundation
    EIN: 11-3635864
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Management Services 127,872 127,872    
    Website Development 1,787     1,787


    TY 2013 TaxesSchedule
    Name:
    The Berlin Family Foundation
    EIN: 11-3635864
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    990-PF Estimated Tax for 2013 9,300      
    Foreign Tax Paid 163 163