Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
A For the 2013 calendar year, or tax year beginning 07-01-2013 , 2013, and ending 06-30-2014
BCheck if applicable:
CName of organization
AMERICAN HEART ASSOCIATION INC
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
7272 GREENVILLE AVENUE
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
DALLAS, TX75231
D Employer identification number

13-5613797
E Telephone number

G Gross receipts $ 1,134,072,852
F Name and address of principal officer:
NANCY BROWN
7272 GREENVILLE AVENUE
DALLAS,TX75231
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.HEART.ORG
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1924
M State of legal domicile: NY
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: BUILDING HEALTHIER LIVES, FREE OF CARDIOVASCULAR DISEASES AND STROKE.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 21
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 21
5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) ...... 5 3,915
6 Total number of volunteers (estimate if necessary) ............. 6 22,000,000
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 228,267
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b 13,092
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 520,544,964 566,341,053
9 Program service revenue (Part VIII, line 2g) ......... 24,756,463 25,810,029
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 25,594,870 86,532,961
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 61,740,320 77,274,208
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 632,636,617 755,958,251
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 129,694,113 140,400,865
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 248,595,158 275,700,795
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 2,230,739 2,951,226
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet81,545,572    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 210,821,163 224,650,155
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 591,341,173 643,703,041
19 Revenue less expenses. Subtract line 18 from line 12....... 41,295,444 112,255,210
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 1,101,730,480 1,248,170,996
21 Total liabilities (Part X, line 26)............. 355,392,307 384,566,589
22 Net assets or fund balances. Subtract line 21 from line 20..... 746,338,173 863,604,407
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2013)
Form 990 (2013)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: BUILDING HEALTHIER LIVES, FREE OF CARDIOVASCULAR DISEASES AND STROKE.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 137,579,251 including grants of $ 129,457,162 ) (Revenue $   )
SEE SCHEDULE ORESEARCH SUPPORTTHE AMERICAN HEART ASSOCIATION FUNDS RESEARCH AT THE NATIONAL AND AFFILIATE (REGIONAL) LEVELS. SINCE 1949, WE HAVE FUNDED MORE THAN $3.7 BILLION ON PROJECTS THAT EXPLORE THE PREVENTION, DETECTION AND TREATMENT OF CARDIOVASCULAR DISEASES AND STROKE. GRANTS SUPPORT PROJECTS, FELLOWSHIPS AND INVESTIGATIONS FOR RESEARCH TRAINING OR CAREER DEVELOPMENT FOR A SPECIFIC PERIOD. DURING THE PAST YEAR, THE ASSOCIATION FUNDED 973 NEW AWARDS, TOTALING NEARLY $130 MILLION.
4b (Code:   ) (Expenses $ 242,592,035 including grants of $ 4,287,699 ) (Revenue $ 4,084,045 )
SEE SCHEDULE OPUBLIC EDUCATIONINFORMING ALL AMERICANS ABOUT WAYS TO REDUCE THEIR RISK OF HEART DISEASE AND STROKE IS ONE OF THE MOST IMPORTANT OBJECTIVES OF THE AMERICAN HEART ASSOCIATION. IN 2013-14, THE ASSOCIATION'S PUBLIC EDUCATION EFFORTS PROVIDED MILLIONS OF PEOPLE IMPORTANT INFORMATION ABOUT CARDIOVASCULAR HEALTH. MULTICULTURAL MARKETSOUR OVERARCHING PLATFORM EMPOWERED TO SERVE ENCOMPASSES THREE STRATEGIC CHANNELS- FAITH-BASED, AFFORDABLE HOUSING AND STRATEGIC ALLIANCES. EMPOWERED TO SERVE ALSO HOUSES OUR SOME OF OUR SIGNATURE PROGRAMS, INCLUDING POWER TO END STROKE (PTES) AND VIDA SALUDABLE, WHICH CONTINUE TO BE A STAPLE IN OUR EFFORTS TO REACH MINORITY COMMUNITIES. ADDITIONALLY, EMPOWERED TO SERVE SUPPORTS OUR SHIFT IN STRATEGY FROM A ONE-TO-ONE INDIVIDUAL BEHAVIOR CHANGE MODEL TO A STRATEGY ROOTED IN DRIVING SYSTEMIC CHANGE TO IMPACT CRITICAL MASSES. POWER TO END STROKE CONTINUES TO RAISE STROKE AWARENESS AMONG AFRICAN-AMERICANS, WITH MORE THAN 800,000 REGISTERED MEMBERS AND MORE THAN 40,000 POWER AMBASSADORS. IN ITS SIXTH YEAR, THE MOST POWERFUL VOICES GOSPEL COMPETITION, IN COLLABORATION WITH UPTV (FORMERLY GOSPEL MUSIC CHANNEL), SAW THE BENEFIT OF THE APP LAUNCHED THE PREVIOUS YEAR WITH OVER 800 NEW APP SUBSCRIBERS. THIS YEAR, TOTAL UP MARKETING AND ADVERTISING GARNERED MORE THAN 17 MILLION VIEWERS AND IMPRESSIONS DRIVING PTES MESSAGING DIRECTLY INTO THE VIEW OF OUR TARGET AUDIENCE. ALL PARTICIPANTS WILL CONTINUE TO RECEIVE STROKE INFORMATION MONTHLY AND ARE REGISTERED FOR POWER TO END STROKE. FAITH-BASED OUTREACHTHE GOAL OF EMPOWERED TO SERVE FAITH IS TO IMPROVE THE HEALTH OF 4.6 MILLION CONSUMERS BY EQUIPPING FAITH-BASED INSTITUTIONS AND HEALTH MINISTRY LEADERS WITH THE TOOLS, INFRASTRUCTURE AND KNOWLEDGE NECESSARY TO IMPROVE THE HEALTH OUTCOMES FOR CONSTITUENTS. THE GOAL IS TO HELP PEOPLE REDUCE THEIR RISKS FOR HEART DISEASE AND STROKE BY HELPING THEM FOLLOW WHAT WE CALL "LIFE'S SIMPLE 7," THE FACTORS AND BEHAVIORS PROVEN TO IMPROVE CARDIOVASCULAR HEALTH: NONSMOKING, HEALTHY EATING, PHYSICAL ACTIVITY, HEALTHY BODY WEIGHT, AND CONTROL OF BLOOD PRESSURE, CHOLESTEROL AND BLOOD SUGAR. STRATEGIC ALLIANCES & PARTNERSHIPSMULTICULTURAL MARKETS HAS PARTNERED WITH HIGI - A MANUFACTURER OF HEALTH SCREENING KIOSKS-- TO ENHANCE THE RESOURCES IN MULTICULTURAL COMMUNITIES FOR TRACKING KEY HEALTH INDICATORS SUCH AS WEIGHT, BLOOD PRESSURE AND BMI. BEGINNING SEPTEMBER 2014, 10 HIGI KIOSKS WILL BE PLACED WITHIN ORGANIZATIONS TO MEET PEOPLE WHERE THEY ARE IN AN EFFORT TO CREATE A CULTURE OF HEALTH. PARTICIPANTS CAN USE A HIGI KIOSK WITHIN THESE PRIVATE LOCATIONS OR ANY OF THE OVER 10,000 RETAIL LOCATIONS WITHIN A 3-MILE DISTANCE OF 250 MILLION AMERICANS. HIGI HAS CAPTURED OVER 10 MILLION HEALTH READINGS (BLOOD PRESSURE, WEIGHT AND BMI) THROUGH ALMOST 4 MILLION INDIVIDUALS.AFFORDABLE HOUSING - ENTERPRISE COMMUNITY PARTNERSWE BEGAN WORK WITH ENTERPRISE COMMUNITY PARTNERS, WHICH OPERATES OVER 300,000 AFFORDABLE HOUSING UNITS, IN AN EFFORT TO HELP IMPROVE THE HEALTH OF OVER 1 MILLION PEOPLE. THIS COLLABORATION INCLUDES:- OFFERING ON-SITE RESIDENT PROGRAMING (INCREASED PHYSICAL ACTIVITY, HEALTHY EATING, CPR AND ADVOCACY OPPORTUNITIES AS APPROPRIATE FOR EACH LOCATION).- IMPACTING BUILDING STANDARDS FOR AFFORDABLE, SUSTAINABLE, URBAN HOUSING SO THAT RESIDENTIAL HEALTH IS CONSIDERED IN THE DESIGN, DEVELOPMENT AND CONSTRUCTION OF NEW HOMES.CONSUMER PUBLICATIONSIN 2013-14, THE AMERICAN HEART ASSOCIATION AND RANDOM HOUSE RELEASED TWO NEW TITLES: "THE GO RED FOR WOMEN COOKBOOK" (WHICH WAS FEATURED ON QVC) IN HONOR OF GO RED'S 10TH ANNIVERSARY AND "GO FRESH," A COOKBOOK THAT FOCUSES ON FRESH INGREDIENTS AND PROVIDES A VARIETY OF EASY RECIPES TO HELP CONSUMERS INCREASE THEIR FRUIT AND VEGETABLE CONSUMPTION. AN UPDATED EDITION OF "DIABETES & HEART HEALTHY COOKBOOK, 2ND ED.," WAS RELEASED AS A JOINT PROJECT WITH THE AMERICAN DIABETES ASSOCIATION. WE ALSO PUBLISHED TWO COOKBOOK MAGAZINES, "RECIPES FOR THE HEART" AND "FAVORITE FAMILY RECIPES (FORMERLY KNOWN AS HEALTHY SOUL FOOD)," PROVIDING AN AFFORDABLE RESOURCE FOR THE GO RED FOR WOMEN MOVEMENT AND THE POWER TO END STROKE CAMPAIGN, RESPECTIVELY. WE ALSO PUBLISHED THE SECOND ANNUAL EDITION OF THE MAGAZINE SUPPLEMENT, "HEART HEALTH MATTERS," WHICH DISTRIBUTED 1.4 MILLION COPIES THROUGH 10 MAJOR METROPOLITAN NEWSPAPERS.CUSTOMER RELATIONSTHE ASSOCIATION STRIVES TO ANTICIPATE, UNDERSTAND, MEET AND EXCEED OUR CUSTOMERS' NEEDS AND EXPECTATIONS. IN 2013-2014, THE MULTI-CHANNEL NATIONAL ENGAGEMENT CENTER SERVED MORE THAN 323,000 CUSTOMERS. CUSTOMER-CARE SPECIALISTS ANSWERED MORE THAN 205,028 TOLL-FREE TELEPHONE CALLS, MADE OVER 11,161 OUTBOUND AND "THANK-YOU" CALLS AND HELPED MORE THAN 11,825 CUSTOMERS FIND CPR TRAINING NEAR THEM.COMMUNICATIONSTHE AMERICAN HEART ASSOCIATION PRODUCED A WIDE VARIETY OF ORIGINAL NEWS STORIES AND FEATURES ABOUT HEART DISEASE, STROKE AND HEALTHY LIVING THAT WERE DISPLAYED BEFORE MILLIONS OF PEOPLE ON HEART.ORG. WE ALSO WORKED WITH NEWS MEDIA OUTLETS TO PRESENT THE LATEST NEWS, GENERATING BILLIONS OF MEDIA IMPRESSIONS FOR CAUSE INITIATIVES, SCIENTIFIC JOURNAL ARTICLES, SCIENTIFIC MEETINGS, HEALTH COMMUNICATIONS, STROKE, HEALTH DISPARITIES, AND CULTURAL HEALTH AND MEDIA ADVOCACY.WE'VE ALSO EXPANDED OUR SOCIAL MEDIA PRESENCE TO GROW OUR COMMUNITIES, ENGAGE WITH CONSUMERS ON A PERSONAL LEVEL, AND BUILD PARTNERSHIPS THAT LEVERAGE REACH AND CREDIBILITY. OUR COMMUNITY INCLUDES MORE THAN 4.2 MILLION FOLLOWERS ACROSS FACEBOOK, TWITTER, GOOGLE+, PINTEREST, LINKEDIN, YOUTUBE AND INSTAGRAM. WE'VE ALSO ACHIEVED MORE THAN 808 MILLION SOCIAL MEDIA ENGAGEMENTS - THAT'S 2.56 TIMES FOR EVERY AMERICAN. THIS YEAR, THE ASSOCIATION ALSO HOSTED 18 SOCIAL MEDIA EVENTS LIKE FACEBOOK CHATS, TWITTER CHATS AND GOOGLE+ HANGOUTS ON AIR ON TOPICS INCLUDING HEALTHY LIVING, SCIENCE NEWS, HYPERTENSION, STROKE, CONGENITAL HEART DEFECTS AND MORE. MANY OF THESE WERE IN COORDINATION WITH POWERFUL PARTNERS INCLUDING GOVERNMENT AGENCIES AND PROMINENT MEDIA OUTLETS.HEALTH EDUCATIONTHE NFL HAS EXTENDED ITS SUPPORT OF OUR WORK TOGETHER THROUGH THE 2014-15 SCHOOL YEAR. MORE THAN 2 MILLION KIDS ARE MOVING MORE, AND LEARNING ABOUT THE IMPORTANCE OF PHYSICAL ACTIVITY, THROUGH THE NFL PLAY 60 CHALLENGE. OUR F.A.S.T. CAMPAIGN TEACHES AMERICANS HOW TO RECOGNIZE A STROKE AND HOW TO PROPERLY REACT. SINCE ITS LAUNCH IN 2012, THE CAMPAIGN HAS REACHED OVER $49 MILLION IN TOTAL DONATED MEDIA AND ACHIEVED OVER 32,000 FAST MOBILE APP DOWNLOADS.WE CONTINUE TO SPREAD AWARENESS THROUGH OUR "TOGETHER TO END STROKE" INITIATIVE, WHICH WE LAUNCHED LAST YEAR TO HELP PEOPLE UNDERSTAND THAT STROKE IS LARGELY PREVENTABLE, TREATABLE AND BEATABLE. SINCE THE LAUNCH OF THE INITIATIVE, WE HAVE ACHIEVED MORE THAN 475 MILLION MEDIA IMPRESSIONS. HEART360 IS HELPING PEOPLE STAY IN TUNE WITH THEIR HEARTS BY CONNECTING MORE HEALTHCARE PROVIDERS AND PATIENTS. THE ONLINE PORTAL IS BEING USED IN THE AHA HYPERTENSION INITIATIVE IN MORE THAN 50 MARKETS ACROSS THE U.S. TO IMPROVE BLOOD PRESSURE CONTROL IN COMMUNITY-BASED SETTINGS.MY LIFE CHECK CONTINUES TO CLOSE THE GAP BETWEEN HEART-HEALTH PERCEPTION AND THE REALITY. THE ONLINE TOOL HELPS PEOPLE UNDERSTAND WHERE THEY FALL ON THE IDEAL HEART HEALTH SPECTRUM. TO DATE, MORE THAN 517,000 PEOPLE HAVE TAKEN THE HEALTH ASSESSMENT.
4c (Code:   ) (Expenses $ 82,165,943 including grants of $ 3,554,866 ) (Revenue $ 97,465,703 )
SEE SCHEDULE OPROFESSIONAL EDUCATIONRESEARCH, ADVANCES IN MEDICINE AND GUIDELINES FOR BEST PRACTICE ARE MOST USEFUL WHEN MADE AVAILABLE TO SCIENTISTS AND HEALTHCARE PROFESSIONALS. THE AMERICAN HEART ASSOCIATION PROVIDES AN ONLINE PORTAL FOR PROFESSIONAL CONTINUING EDUCATION. OVER THE PAST SEVERAL YEARS, MORE THAN 1 MILLION HEALTHCARE PROFESSIONALS HAVE REGISTERED AND USED LEARN.HEART.ORG. THROUGH MULTIPLE LEARNING FORMATS, THE AMERICAN HEART ASSOCIATION OFFERED CLOSE TO 200 ACCREDITED OPPORTUNITIES TO HEALTHCARE PROFESSIONALS FOR CONTINUING MEDICAL EDUCATION IN 2013-2014. OUR PROFESSIONAL MEETINGS DREW MORE THAN 25,000 ATTENDEES. TWO OF THESE OFFERINGS, SCIENTIFIC SESSIONS AND THE INTERNATIONAL STROKE CONFERENCE, ARE THE PREMIER MEETINGS FOR CARDIOVASCULAR DISEASE AND STROKE PROFESSIONALS THROUGHOUT THE WORLD.SCIENTIFIC JOURNALSTHE AMERICAN HEART ASSOCIATION REPORTS THE LATEST IN CARDIOVASCULAR RESEARCH TO HEALTH PROFESSIONALS AND SCIENTISTS THROUGH ITS 12 SCIENTIFIC AND MEDICAL JOURNALS, WHICH HAVE APPROXIMATELY 141,000 SUBSCRIPTIONS.CPR & FIRST AIDA GLOBAL LEADER IN CPR SCIENCE AND TRAINING, THE AMERICAN HEART ASSOCIATION TRAINED MORE THAN 16 MILLION PEOPLE IN 98 COUNTRIES AND THE U.S. LAST YEAR. WE CONTINUED OUR HANDS-ONLY CPR AWARENESS CAMPAIGN AND MOBILE CPR TOUR TO TEACH ALL AMERICANS HANDS-ONLY CPR, AND WE ADVOCATED FOR LEGISLATION THAT WOULD MAKE LEARNING CPR A HIGH SCHOOL GRADUATION REQUIREMENT. THIS YEAR WE REACHED A KEY MILESTONE WITH SUCH LAWS AT LEAST 1 MILLION STUDENTS WILL FINISH SCHOOL WITH THIS LIFESAVING SKILL. TO ASSIST THE 19 STATES THAT HAVE PASSED CPR IN SCHOOLS LAW, WE LAUNCHED THE CPR IN SCHOOLS TRAINING KIT, THE MOST COST-EFFECTIVE TRAINING SOLUTION FOR SCHOOLS ON THE MARKET.QUALITY CARE IMPROVEMENT OUR EFFORTS TO IMPROVE THE QUALITY OF HEALTH CARE CONTINUE TO EXPAND. OUR PROGRAM CALLED GET WITH THE GUIDELINES NOW HELPS HOSPITALS CONSISTENTLY USE EVIDENCE-BASED GUIDELINES AND RECOMMENDATIONS TO CARE FOR PATIENTS WITH HEART ATTACKS, STROKE, CARDIAC ARREST AND ATRIAL FIBRILLATION. IN THE OUTPATIENT SETTING, WE OFFER THE GUIDELINE ADVANTAGE THAT FOCUSES ON CARDIOVASCULAR DISEASE, DIABETES AND CANCER PREVENTION. MORE THAN 2,000 HOSPITALS AND CLINICS PARTICIPATE, WITH OVER 12 MILLION PATIENT RECORDS ENTERED IN OUR DATABASES. OVER 280 JOURNAL PUBLICATIONS HAVE RESULTED FROM THESE VALUABLE RESEARCH TOOLS, HELPING IDENTIFY GAPS IN CARE AND DEVELOP STRATEGIES TO ADDRESS THEM. AWARD-WINNING HOSPITALS ACROSS THE COUNTRY CAN BE FOUND USING OUR INTERACTIVE WEB TOOLS.WE ARE ALSO GROWING OUR "MISSION: LIFELINE" PROGRAM TO ENSURE THE BEST TREATMENT FOR HEART ATTACK VICTIMS WHO NEED CARE RIGHT AWAY. "MISSION: LIFELINE" SYSTEMS NOW COVER 82 PERCENT OF THE U.S. COMMUNITIES, WITH MORE THAN 600 REGISTERED SYSTEMS. OUR CERTIFICATION AND ACCREDITATION OFFERINGS IN CONJUNCTION WITH THE JOINT COMMISSION AND SOCIETY FOR CARDIOVASCULAR PATIENT CARE NOW INCLUDE OVER 1,200 HOSPITALS ACROSS THE U.S. THESE INCLUDE OVER 1,000 PRIMARY STROKE CENTERS, 70 COMPREHENSIVE STROKE CENTERS, 57 ADVANCED HEART FAILURE CERTIFICATIONS, AND 53 MISSION: LIFELINE HEART ATTACK CENTERS. PATIENTS AND CAREGIVERS CAN EASILY IDENTIFY PARTICIPATING HOSPITALS AND PROGRAMS WITH THE AHA'S ICONIC HEART-CHECK MARK RECOGNITION OR LOCATE THEM ON OUR WEB-BASED INTERACTIVE MAPPING TOOL.
(Code:   ) (Expenses $ 40,428,594 including grants of $ 3,101,138 ) (Revenue $ 25,791,850 )
COMMUNITY PROGRAMSTHE AMERICAN HEART ASSOCIATION PROVIDES COMMUNITY SERVICES AT THE LOCAL, STATE AND NATIONAL LEVELS, MOST SIGNIFICANTLY THROUGH PUBLIC ADVOCACY. PUBLIC ADVOCACYOUR INITIATIVE WITH ROBERT WOOD JOHNSON FOUNDATION, CALLED "VOICES FOR HEALTHY KIDS," AIMS TO REVERSE THE CHILDHOOD OBESITY TREND BY 2015. OUR VISION FOR THIS INITIATIVE IS TO SEE EVERY CHILD WITH HEALTHY FOODS AND DRINKS AT HOME AND IN SCHOOL, SAFE STREETS FOR BIKING AND WALKING, AND PLACES TO PLAY AFTER SCHOOL. WE ARE WORKING TO ENSURE THAT THE PLACES WHERE CHILDREN LIVE, LEARN AND PLAY MAKE IT EASY AND ENJOYABLE FOR THEM TO EAT HEALTHY FOODS AND BE ACTIVE. IN ADDITION, OUR STATE AND COMMUNITY ADVOCACY EFFORTS CONTINUE TO ADDRESS A BROAD RANGE OF CARDIOVASCULAR DISEASE AND STROKE-RELATED ISSUES SUCH AS TOBACCO USE, ACCESS TO HEALTH CARE, STRENGTHENING SYSTEMS OF CARE FOR STROKE, HEART ATTACK AND SUDDEN CARDIAC ARREST PATIENTS, IMPROVING THE CHAIN OF SURVIVAL BY ASSURING ALL STUDENTS ARE TRAINED IN CPR BEFORE GRADUATING, AND ASSURING ALL NEWBORNS ARE SCREENED FOR CRITICAL CONGENITAL HEART DEFECTS USING PULSE OXIMETRY.
4d Other program services (Describe in Schedule O.)
(Expenses $ 40,428,594 including grants of $ 3,101,138 ) (Revenue $ 25,791,850 )
4e Total program service expensesMediumBullet502,765,823
Form 990 (2013)
Form 990 (2013)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part III
Click to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment
...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment
...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
 
No
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
Yes
 
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions).... Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III................... Click to see attachment
19
Yes
 
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2013)
Form 990 (2013)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?
......................
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I...................
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II....................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ..........................
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV
.....................
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV...
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M............. Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I
...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
2,873
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
2
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
3,915
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
Yes
 
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
Yes
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
Yes
 
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
1
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
Yes
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note.
See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
Form 990 (2013)
Form 990 (2013)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
21
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
21
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
Yes
 
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
Yes
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AK , AL , AR , CA , CT , FL , GA , HI , IL , IN , KS , KY , LA , MA , MD , ME , MI , MN , MS , NC , ND , NH , NJ , NM , NY , OH , OR , OK , PA , RI , SC , TN , UT , VA , WA , WI , WV
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletSUNDER JOSHI CFO CAO7272 GREENVILLE AVENUEDALLASTX75231 (214) 373-6300
Form 990 (2013)
Form 990 (2013)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) BERNARD P DENNIS........................................................................
CHAIRMAN OF THE BOARD
7.00
.......................  
X           0 0 0
(2) ALVIN L ROYSE JD CPA........................................................................
CHAIRMAN-ELECT
5.00
.......................  
X           0 0 0
(3) RON W HADDOCK........................................................................
IMMEDIATE PAST CHAIRMAN
4.00
.......................  
X           0 0 0
(4) MARIELL JESSUP MD FAHA........................................................................
PRESIDENT
8.00
.......................  
X           0 0 0
(5) DONNA K ARNETT PHD MSPH BSN FAHA........................................................................
IMMEDIATE PAST PRESIDENT
5.00
.......................  
X           0 0 0
(6) ELLIOTT M ANTMAN MD FAHA........................................................................
PRESIDENT-ELECT
5.00
.......................  
X           0 0 0
(7) DAVID A BUSH........................................................................
SECRETARY-TREASURER
6.00
.......................  
X           0 0 0
(8) JOYCE BEATTY MS........................................................................
BOARD MEMBER
3.00
.......................  
X           0 0 0
(9) MARK A CREAGER MD FAHA........................................................................
BOARD MEMBER
3.00
.......................  
X           0 0 0
(10) MARY CUSHMAN MD MSC FAHA........................................................................
BOARD MEMBER
3.00
.......................  
X           0 0 0
(11) STEVEN R HOUSER PHD FAHA........................................................................
BOARD MEMBER
3.00
.......................  
X           0 0 0
(12) WILLIE EDWARD LAWRENCE JR MD FAHA........................................................................
BOARD MEMBER
3.00
.......................  
X           0 0 0
(13) JOHNNY LEE MD........................................................................
BOARD MEMBER
3.00
.......................  
X           0 0 0
(14) PEGUI MARIDUENA CMC MBA........................................................................
BOARD MEMBER
3.00
.......................  
X           0 0 0
(15) JOHN J MULLENHOLZ........................................................................
BOARD MEMBER
3.00
.......................  
X           0 0 0
(16) JAMES J POSTL........................................................................
BOARD MEMBER
3.00
.......................  
X           0 0 0
(17) BERTRAM L SCOTT........................................................................
BOARD MEMBER
3.00
.......................  
X           0 0 0
Form 990 (2013)
Form 990 (2013)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) DAVID A SPINA........................................................................
BOARD MEMBER
3.00
.......................  
X           0 0 0
(19) BERNARD J TYSON........................................................................
BOARD MEMBER
3.00
.......................  
X           0 0 0
(20) RAYMOND P VARA JR........................................................................
BOARD MEMBER
3.00
.......................  
X           0 0 0
(21) HENRY HANK J WASIAK MBA........................................................................
BOARD MEMBER
3.00
.......................  
X           0 0 0
(22) NANCY BROWN........................................................................
CEO
38.00
.......................  
    X       793,999 0 333,146
(23) SUNDER JOSHI........................................................................
CAO/CFO
38.00
.......................  
    X       398,214 0 62,531
(24) LYNNE DARROUZET........................................................................
EVP - CORP SEC/GENERAL COUNSEL
38.00
.......................  
    X       217,297 0 41,206
(25) ROSE MARIE ROBERTSON........................................................................
CHIEF SCIENCE OFFICER
38.00
.......................  
    X       653,292 0 45,333
(26) MEIGHAN GIRGUS........................................................................
CHIEF MISSION OFFICER
38.00
.......................  
    X       424,870 0 54,659
(27) LESLIE UPTON........................................................................
CHIEF DEVELOPMENT OFFICER
38.00
.......................  
    X       385,574 0 55,621
(28) GERALD JOHNSON........................................................................
CHIEF DIVERSITY OFFICER
38.00
.......................  
      X     376,916 0 12,375
(29) MICHAEL WEAMER........................................................................
EVP
38.00
.......................  
      X     481,915 0 53,297
(30) DAVID MARKIEWICZ........................................................................
EVP
38.00
.......................  
      X     436,883 0 72,924
(31) ROMAN BOWSER........................................................................
EVP
38.00
.......................  
      X     487,098 0 42,078
(32) KEVIN HARKER........................................................................
EVP
38.00
.......................  
      X     406,037 0 70,131
(33) JEREMY BEAUCHAMP........................................................................
EVP
38.00
.......................  
      X     287,528 0 56,681
(34) MIDGE EPSTEIN........................................................................
EVP
38.00
.......................  
      X     538,510 0 53,297
(35) NICOLE SAPIO........................................................................
EVP
38.00
.......................  
      X     338,259 0 57,702
(36) JOANNE MCLAUGHLIN........................................................................
AFFILIATE DEVELOPMENT OFFICER
38.00
.......................  
        X   411,679 0 31,507
(37) JOHN MEINERS........................................................................
EVP - ECC
38.00
.......................  
        X   389,496 0 59,286
(38) KATHLEEN ROGERS........................................................................
EVP - STRATEGIC MKTS & CONSUMER BUS
38.00
.......................  
        X   317,874 0 57,594
(39) MARK SCHOEBERL........................................................................
EVP - ADVOCACY
38.00
.......................  
        X   293,628 0 55,901
(40) VIRGINIA GATLIN........................................................................
AFFILIATE DEVELOPMENT OFFICER
38.00
.......................  
        X   292,584 0 34,477
(41) DAVID LIVINGSTON........................................................................
FORMER EVP/GENERAL COUNSEL
0.00
.......................  
          X 126,411 0 5,665
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 8,058,064 0 1,255,411
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet325
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
INFOCISION MANAGEMENT CORP325 SPRINGSIDE DRIVEAKRONOH44333 TELEPHONE MARKETING 2,467,507
BRIGHAM AND WOMEN'S HOSPITAL75 FRANCIS STREETBOSTONMA02115 RESEARCH SERVICES 2,094,564
TRU SERVICES LLC200 CUMMINGS CENTER SUITE 272DBEVERLYMA01915 INSURANCE AND RISK MANAGEMENT 1,361,451
ORACLE AMERICA INC3180 IRVING BOULEVARDDALLASTX75287 DATABASE AND IT SERVICES 1,226,838
MERKLE INCPO BOX 64897BALTIMOREMD21264 MARKETING AND CUSTOMER RELATIONS 990,750
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet90
Form 990 (2013)
Form 990 (2013)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a 5,741,626
b Membership dues....1b  
c Fundraising events....1c 316,291,768
d Related organizations...1d  
e Government grants (contributions)1e 1,794,011
f All other contributions, gifts, grants, and
similar amounts not included above
1f
242,513,648
g Noncash contributions included in lines
1a-1f:$
46,875,758
h Total. Add lines 1a-1f.......MediumBullet 566,341,053
 Program Service RevenueAmt Business Code
2a CONFERENCES & SEMINARS 900099 21,749,775 21,749,775    
b MEMBERSHIP DUES 900099 3,305,154 3,305,154    
c FEES & GRANTS 900099 755,100 755,100    
d
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 25,810,029
 OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 19,348,345   160,310 19,188,035
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties...........MediumBullet 25,355,516     25,355,516
(i) Real (ii) Personal
6a Gross rents 1,528,925  
b Less: rental expenses 132,121  
c Rental income or (loss) 1,396,804  
d Net rental income or (loss).......MediumBullet 1,396,804     1,396,804
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 390,599,685 454,895
b Less: cost or other basis and sales expenses 323,331,320 538,644
c Gain or (loss) 67,268,365 -83,749
d Net gain or (loss)..........MediumBullet 67,184,616     67,184,616
8a Gross income from fundraising events (not including
$ 316,291,768
of contributions reported on line 1c). See Part IV, line 18 ..
a 19,774,995
b Less: direct expenses ...b 38,197,184
c Net income or (loss) from fundraising events..MediumBullet -18,422,189   -18,422,189
9a Gross income from gaming activities.
See Part IV, line 19 ...
a 264,844
b Less: direct expenses ...b 25,156
c Net income or (loss) from gaming activities...MediumBullet 239,688   6,407 233,281
10a Gross sales of inventory, less
returns and allowances .
a 77,592,400
b Less: cost of goods sold ..b 15,890,176
c Net income or (loss) from sales of inventory..MediumBullet 61,702,224 61,702,224    
Miscellaneous Revenue Business Code
11a CHANGE IN VALUE OF SPL 900099 4,856,718 4,856,718    
b OTHER REVENUE 900099 3,417,683 3,356,133 61,550  
c LOSS ON UNCOLLECTIBLE 900099 -1,272,236 -1,272,236    
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 7,002,165
12 Total revenue. See Instructions......MediumBullet 755,958,251 94,452,868 228,267 94,936,063
Form 990 (2013)
Form 990 (2013)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 139,731,795 139,731,795
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 522,310 522,310
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 146,760 146,760
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 6,979,912   6,979,912  
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 19,356   19,356  
7 Other salaries and wages 215,527,617 151,895,923 24,966,516 38,665,178
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 17,138,461 12,049,545 1,940,078 3,148,838
9 Other employee benefits ....... 19,470,857 13,237,983 2,421,876 3,810,998
10 Payroll taxes ........... 16,564,592 11,303,729 2,414,743 2,846,120
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 2,330,281   2,330,281  
c Accounting ........... 906,342   906,342  
d Lobbying ........... 3,258,509 3,258,509    
e Professional fundraising services. See Part IV, line 17 2,951,226 2,951,226
f Investment management fees ...... 1,780,677   1,780,677  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 37,899,802 35,733,553 402,091 1,764,158
12 Advertising and promotion .... 2,718,775 2,718,775    
13 Office expenses ....... 86,399,100 69,675,415 3,349,039 13,374,646
14 Information technology ...... 12,443,079 8,998,330 1,312,138 2,132,611
15 Royalties ..        
16 Occupancy ........... 15,317,057 11,054,337 1,611,490 2,651,230
17 Travel ............ 20,656,266 12,938,859 2,992,820 4,724,587
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings .... 19,257,359 16,651,958 974,562 1,630,839
20 Interest ........... 62,578   62,578  
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 9,206,316 6,847,053 1,064,341 1,294,922
23 Insurance .............. 1,320,002 459,290 810,007 50,705
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a OTHER EXPENSES 11,093,093 5,541,699 3,051,880 2,499,514
b UBI TAX 919   919  
c
d
e All other expenses        
25 Total functional expenses. Add lines 1 through 24e 643,703,041 502,765,823 59,391,646 81,545,572
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720). 186,132,033 120,313,268 22,352,673 43,466,092
Form 990 (2013)
Form 990 (2013)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year
(B)
End of year
Assets 1 Cash–non-interest-bearing ............. 32,006,467 1 35,750,850
2 Savings and temporary cash investments ......... 18,868,445 2 355,267
3 Pledges and grants receivable, net ........... 147,194,713 3 160,411,086
4 Accounts receivable, net ............. 14,701,595 4 12,974,401
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
  6  
7 Notes and loans receivable, net .............   7  
8 Inventories for sale or use .............. 7,481,538 8 4,784,149
9 Prepaid expenses and deferred charges .......... 14,806,623 9 10,659,794
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 204,002,171
b Less: accumulated depreciation ..... 10b 133,549,204 70,471,207 10c 70,452,967
11 Investments—publicly traded securities .......... 592,078,694 11 724,159,258
12 Investments—other securities. See Part IV, line 11 ..... 3,175,173 12 3,525,013
13 Investments—program-related. See Part IV, line 11 .....   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 200,946,025 15 225,098,211
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 1,101,730,480 16 1,248,170,996
Liabilities 17 Accounts payable and accrued expenses ......... 48,370,851 17 64,245,060
18 Grants payable ................. 264,501,291 18 275,464,389
19 Deferred revenue ................ 8,766,535 19 7,303,746
20 Tax-exempt bond liabilities ............. 1,205,000 20 1,025,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ....   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 32,548,630 25 36,528,394
26 Total liabilities. Add lines 17 through 25......... 355,392,307 26 384,566,589
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 334,136,591 27 394,368,837
28 Temporarily restricted net assets ........... 238,441,905 28 274,471,275
29 Permanently restricted net assets ........... 173,759,677 29 194,764,295
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 746,338,173 33 863,604,407
34 Total liabilities and net assets/fund balances ........ 1,101,730,480 34 1,248,170,996
Form 990 (2013)
Form 990 (2013)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
755,958,251
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
643,703,041
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
112,255,210
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
746,338,173
5
Net unrealized gains (losses) on investments ...............
5
6,118,803
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-1,107,779
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
863,604,407
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
AMERICAN HEART ASSOCIATION INC
 
Employer identification number

13-5613797
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 531,080,232 514,026,122 532,997,854 523,882,707 569,646,207 2,671,633,122
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 531,080,232 514,026,122 532,997,854 523,882,707 569,646,207 2,671,633,122
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 139,076,646
6 Public support. Subtract line 5 from line 4. 2,532,556,476
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
7 Amounts from line 4.. 531,080,232 514,026,122 532,997,854 523,882,707 569,646,207 2,671,633,122
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 34,594,992 36,207,978 41,572,085 43,394,143 46,072,477 201,841,675
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.).. -15,684,974 4,207,618 -2,049,898 1,571,360 6,940,615 -5,015,279
11 Total support (Add lines 7 through 10). 2,868,459,518
12
12
440,816,544
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here.................................................right arrow
Section C. Computation of Public Support Percentage
14
14
88.290 %
15
15
89.980 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Name of the organization
AMERICAN HEART ASSOCIATION INC
 
Employer identification number

13-5613797
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 2
Name of organization
AMERICAN HEART ASSOCIATION INC
 
Employer identification number

13-5613797
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
RESTRICTED
RESTRICTED
 

   
RESTRICTED
RESTRICTED
RESTRICTED, RESTRICTEDRESTRICTED

$RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 3
Name of organization
AMERICAN HEART ASSOCIATION INC
 
Employer identification number

13-5613797
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 4
Name of organization
AMERICAN HEART ASSOCIATION INC
 
Employer identification number

13-5613797
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  

Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.SchCMd Bullet Information about Schedule C (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
If the organization answered "Yes" to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
AMERICAN HEART ASSOCIATION INC
 
Employer identification number

13-5613797
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2013

Schedule C (Form 990 or 990-EZ) 2013
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.)
(a) Filing
organization's
totals
(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.
   
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in)
(a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e))
 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))
 
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2013


Schedule C (Form 990 or 990-EZ) 2013
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
Yes
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
Yes
 
280,299
d
Mailings to members, legislators, or the public? .........................
Yes
 
166,290
e
Publications, or published or broadcast statements? .......................
Yes
 
61,938
f
Grants to other organizations for lobbying purposes? .......................
Yes
 
2,128,318
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
352,951
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
Yes
 
268,713
i
Other activities? ..........................
 
No
 
j
Total. Add lines 1c through 1i ...............................
3,258,509
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
PART II-B, LINE 1: IN SUPPORT OF ITS MISSION TO BUILD HEALTHIER LIVES, FREE OF CARDIOVASCULAR DISEASES AND STROKE, THE AMERICAN HEART ASSOCIATION (AHA) PLANS, COORDINATES AND IMPLEMENTS A PUBLIC ADVOCACY PROGRAM. AT THE NATIONAL LEVEL, THIS PROGRAM INCLUDES MAINTAINING AND EXPANDING CONTACTS WITH MEMBERS OF CONGRESS. SIMILAR RELATIONSHIPS ARE BUILT BY THE REGIONAL AFFILIATES, ADVOCATING AT THE STATE AND LOCAL LEVELS. TO GUIDE ITS FEDERAL, STATE AND LOCAL EFFORTS, THE ASSOCIATION IMPLEMENTS A PUBLIC POLICY AGENDA BY MAINTAINING ACTIVE PARTNERSHIPS IN HEALTH-RELATED COALITIONS WITH OTHER LIKE-MINDED GROUPS; POLICY RESEARCH THAT IS SCIENCE AND EVIDENCE-BASED, PRODUCING DOCUMENTS SUCH AS POLICY POSITION STATEMENTS, FACT SHEETS, AND PUBLISHED PAPERS, MEDIA ADVOCACY, INCLUDING LETTERS TO THE EDITOR, OP-ED PIECES, ADVERTORIALS AND NEWS CONFERENCES; MONITORING AND COMMENTING ON REGULATORY PROPOSALS; SUBMITTING TESTIMONY AND STATEMENTS FOR THE RECORD IN RESPONSE TO PROPOSED POLICY INITIATIVES; MAINTAINING AN ACTIVE VOLUNTEER GRASSROOTS NETWORK AVAILABLE TO WRITE, CALL AND/OR VISIT LOCAL, STATE AND FEDERAL POLICYMAKERS; AND LOBBYING OF LOCAL, STATE AND FEDERAL LEGISLATIVE BODIES. THE AMERICAN HEART ASSOCIATION IS COMMITTED THROUGHOUT ITS PUBLIC POLICY WORK TO PROACTIVELY CONFRONT AND ADDRESS THE HEALTH INEQUITIES AND DISPARITIES THAT EXIST IN OUR COUNTRY. THE ASSOCIATION ENCOURAGES CONGRESS AND STATE LEGISLATURES TO JOIN THE FIGHT AGAINST CARDIOVASCULAR DISEASE, INCLUDING STROKE, THE LEADING CAUSE OF DEATH IN THE UNITED STATES. THE ASSOCIATION'S STRATEGIC PUBLIC POLICY PRIORITIES ARE IN THE FOLLOWING AREAS: HEART DISEASE AND STROKE RESEARCH: A TOP PRIORITY OF THE ASSOCIATION IS TO ENSURE SUPPORT FOR BASIC, CLINICAL, TRANSLATIONAL, HEALTH SERVICES, OUTCOMES, GENOMICS, AND COMPARATIVE EFFECTIVENESS RESEARCH AND THE OVERALL RESEARCH ENVIRONMENT AS WELL AS COMMUNITY HEALTH SERVICES, PUBLIC HEALTH PROGRAMS, POLICY EVALUATION AND ECONOMICS. THE AHA ADVOCATES FOR SIGNIFICANTLY INCREASING FUNDING FOR THE NATIONAL INSTITUTES OF HEALTH AND OTHER STATE AND FEDERAL GOVERNMENT AGENCIES TO ENHANCE HEART AND STROKE RESEARCH. IMPROVING CARDIOVASCULAR HEALTH (PREVENTION): THE AMERICAN HEART ASSOCIATION PRIORITIZES PUBLIC POLICIES AIMED AT PROMOTING AND IMPROVING THE HEALTH FACTORS FOR ALL AMERICANS. THESE POLICY PRIORITIES ADDRESS OBESITY PREVENTION, DIAGNOSIS, AND TREATMENT, INCREASING ACCESS TO HEALTHY AND AFFORDABLE FOODS, HEALTHY DIET AND NUTRITION, INCREASING PHYSICAL ACTIVITY, ADDRESSING TOBACCO CONTROL AND PREVENTION, AND AIR POLLUTION. THE AHA ADDRESSES THESE ISSUES AT THE LOCAL, STATE, AND FEDERAL LEVEL WITH LEGISLATION, REGULATION, AND OTHER POLICY CHANGE EFFORTS. SUPPORT HIGH QUALITY/HIGH VALUE HEART AND STROKE CARE AND REDUCE HEALTH DISPARITIES: THE AHA PROMOTES PUBLIC POLICIES AIMED AT IMPROVING HEALTH CARE QUALITY, REDUCING HEALTH DISPARITIES, AND PROMOTING HIGH VALUE, EVIDENCE-BASED CARDIOVASCULAR CARE. TO PROMOTE HEALTH CARE QUALITY, THE AHA ADDRESSES CLINICAL GUIDELINES AND TREATMENT PROTOCOLS, DEVELOPMENT OF DISEASE REGISTRIES, THE ROLE OF QUALITY IN HEALTH CARE PAYMENT SYSTEMS, DRUG FORMULARY POLICY, DELIVERY SYSTEM REFORMS AND CONTINUUM OF CARE, IMPROVED CARE COORDINATION, THE ROLE, DEVELOPMENT AND IMPLEMENTATION OF ELECTRONIC MEDICAL RECORDS AND RELATED HEALTH INFORMATION TECHNOLOGY, AND PROMOTING SAFE, EVIDENCE-BASED AND HIGH VALUE TREATMENTS FOR CARDIOVASCULAR DISEASE. ENSURE APPROPRIATE AND TIMELY ACCESS TO HEART DISEASE AND STROKE CARE: THE AHA ADVANCES COMPREHENSIVE COVERAGE AND TIMELY ACCESS TO APPROPRIATE CARE FOR HEART DISEASE, PERIPHERAL ARTERY DISEASE, AND STROKE WITH A FOCUS ON ADEQUATE AND AFFORDABLE COVERAGE, APPROPRIATE SYSTEMS OF EMERGENCY CARE, TELEMEDICINE, AND SURVEILLANCE. THIS INCLUDES PROMOTING SYSTEMS OF CARE AROUND STROKE, ST ELEVATED MYOCARDIAL INFARCTION (STEMI), EMERGENCY CARE, OUT OF HOSPITAL CARDIAC ARREST, AND TELEHEALTH. CHARITABLE ORGANIZATIONS: THE ASSOCIATION SUPPORTS POLICIES THAT PRESERVE THE VIABILITY OF NON-PROFIT ORGANIZATIONS BY MONITORING AND AS APPROPRIATE, INCLUDING LEGISLATIVE AND REGULATORY EFFORTS THAT ATTEMPT TO RESTRICT OR PROHIBIT CHARITABLE GIVING AND OTHER NON-PROFIT EFFORTS AND ACTIVITIES. THESE INCLUDE PROTECTING NON-PROFIT SECTOR INTERESTS, PROMOTING TAX POLICY CONDUCIVE TO CHARITABLE ORGANIZATIONS, ENCOURAGING VOLUNTEERISM, PRESERVING PUBLIC FUNDING FOR VOLUNTARY HEALTH ORGANIZATIONS, AND SAFEGUARDING THE ABILITY OF CHARITABLE ORGANIZATIONS TO ENGAGE IN ADVOCACY.
Schedule C (Form 990 or 990EZ) 2013

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions. SchDMd Bullet Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
AMERICAN HEART ASSOCIATION INC
 
Employer identification number

13-5613797
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 51,925,992 46,999,292 48,857,976 39,736,847 33,011,216
b Contributions ........ 1,527,764 1,794,378 173,835 1,771,259 3,052,355
c Net investment earnings, gains, and losses 7,416,550 4,714,826 -335,017 7,946,271 4,039,740
d Grants or scholarships .....          
e Other expenditures for facilities
and programs ........
1,622,503 1,582,504 1,697,502 596,401 366,464
f Administrative expenses ....          
g End of year balance ...... 59,247,803 51,925,992 46,999,292 48,857,976 39,736,847
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet72.800 %
c
Temporarily restricted endowment SchDMd Bullet27.200 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   10,652,226 10,652,226
b Buildings ................   82,466,637 43,021,963 39,444,674
c Leasehold improvements ............   5,178,285 3,132,376 2,045,909
d Equipment ................   104,167,189 86,460,358 17,706,831
e Other .................   1,537,834 934,507 603,327
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 70,452,967
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet  
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1) SPLIT INTEREST AGREEMENTS 73,866,848
(2) BENEFICIAL INTEREST IN PERPETUAL TRUSTS 151,231,363







Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet 225,098,211
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
CAPITAL LEASE OBLIGATIONS 1,325,204
POST-RETIREMENT BENEFITS 12,612,304
CHARITABLE GIFT ANNUITIES 14,827,307
RENT DEFERRALS/AMORTIZATION 2,961,274
SUPPLEMENTAL RETIREMENT PLAN 3,767,732
OTHER PAYABLES 1,034,573



Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 36,528,394
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 784,707,036
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 6,118,803
b Donated services and use of facilities ......... 2b 8,460,633
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e 14,579,436
3 Subtract line 2e from line 1..................... 3 770,127,600
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 1,780,677
b Other (Describe in Part XIII.) ........... 4b -15,950,026
c Add lines 4a and 4b....................... 4c -14,169,349
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 755,958,251
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 667,440,802
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a 8,460,633
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 1,107,779
e Add lines 2a through 2d...................... 2e 9,568,412
3 Subtract line 2e from line 1..................... 3 657,872,390
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 1,780,677
b Other (Describe in Part XIII.) ............ 4b -15,950,026
c Add lines 4a and 4b....................... 4c -14,169,349
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 643,703,041
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART V, LINE 4: THE INTENDED USE OF ENDOWMENT FUNDS IS TO PROVIDE FUNDING FOR RESEARCH AND OTHER MISSION-RELATED PROGRAMS.
PART X, LINE 2: THE ASSOCIATION IS EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE (IRC) OF 1986, AS AMENDED, AS AN ORGANIZATION DESCRIBED IN IRC SECTION 501(C)(3). FURTHER, THE ASSOCIATION HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION UNDER IRC SECTION 509(A) AND, AS SUCH, CONTRIBUTIONS TO THE ASSOCIATION QUALIFY FOR DEDUCTION AS CHARITABLE CONTRIBUTIONS. HOWEVER, INCOME GENERATED FROM ACTIVITIES UNRELATED TO THE ASSOCIATION'S EXEMPT PURPOSE IS SUBJECT TO TAX UNDER IRC SECTION 511. THE ASSOCIATION DID NOT HAVE ANY MATERIAL UNRELATED BUSINESS INCOME TAX LIABILITY FOR THE YEARS ENDED JUNE 30, 2014 AND 2013. THE ASSOCIATION BELIEVES THAT IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS.
PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -15,890,176. RENTAL EXPENSES -132,121. FUNDRAISING EXPENSES 72,271.
PART XII, LINE 2D - OTHER ADJUSTMENTS: POST-RETIREMENT (ASC 715) ADJUSTMENT 1,107,779.
PART XII, LINE 4B - OTHER ADJUSTMENTS: REFER TO SCHEDULE D, PART XI, LINE 4B EXPLANATION -15,950,026.
SCHEDULE D, PART XII, LINE 2D EFFECT OF ADOPTION OF FASB STATEMENT NO 158 (ASC 715) FASB STATEMENT 158 (ASC 715) REQUIRES EMPLOYERS TO FULLY RECOGNIZE THE OVERFUNDED OR UNDERFUNDED POSITIONS (THE DIFFERENCE BETWEEN THE FAIR VALUE OF PLAN ASSETS AND THE BENEFIT OBLIGATION) OF DEFINED BENEFIT PENSION, RETIREE HEALTHCARE AND OTHER POSTRETIREMENT PLANS IN THEIR BALANCE SHEETS. THE EFFECT OF THIS CHANGE ON AHA IS -$1,107,779 FOR FISCAL YEAR ENDED JUNE 30, 2014.
Schedule D (Form 990) 2013

Additional Data


Software ID:  
Software Version:  




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.Right pointing arrow large image Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
AMERICAN HEART ASSOCIATION INC
 
Employer identification number

13-5613797
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers.Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ...............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region
(f) Total expenditures
for and investments
in region
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 70,415
EAST ASIA AND THE PACIFIC 1 0 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 1,078,406
EUROPE (INCLUDING ICELAND & GREENLAND) 1 1 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 588,594
MIDDLE EAST AND NORTH AFRICA 1 2 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 897,261
NORTH AMERICA 0 0 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 795,558
SOUTH AMERICA 0 0 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 759,350
SOUTH ASIA 0 0 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 223,245
SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 128,574
EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING SCIENTIFIC RESEARCH PRIZE AND HONORARIUM 43,100
EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING STUDENT SCHOLARSHIP 500
        COMMUNITY IMPACT, SOCIAL NETWORKING, ADVOCACY  
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING SCIENTIFIC RESEARCH PRIZE AND HONORARIUM 20,400
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING STUDENT SCHOLARSHIP 4,500
MIDDLE EAST AND NORTH AFRICA 0 0 GRANTMAKING SCIENTIFIC LECTURE HONORARIUM 1,000
NORTH AMERICA 0 0 GRANTMAKING SCIENTIFIC RESEARCH PRIZE AND HONORARIUM 21,360
SOUTH AMERICA 0 0 GRANTMAKING COMMUNITY IMPACT, SOCIAL NETWORKING, ADVOCACY 55,000
RUSSIA AND NEIGHBORING STATES 0 0 GRANTMAKING SCIENTIFIC RESEARCH PRIZE AND HONORARIUM 400
SUB-SAHARAN AFRICA 0 0 GRANTMAKING SCIENTIFIC RESEARCH PRIZE AND HONORARIUM 500
CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS   68,579
EAST ASIA AND THE PACIFIC 0 0 INVESTMENTS   51,086,347
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS   75,159,397
MIDDLE EAST AND NORTH AFRICA 0 0 INVESTMENTS   2,270,369
NORTH AMERICA 0 0 INVESTMENTS   16,810,646
RUSSIA AND NEIGHBORING STATES 0 0 INVESTMENTS   1,720,177
SOUTH AMERICA 0 0 INVESTMENTS   3,699,696
SOUTH ASIA 0 0 INVESTMENTS   988,940
SUB-SAHARAN AFRICA 0 0 INVESTMENTS   954,656
3a Sub-total ..... 3 3 4,541,403
b Total from continuation sheets to Part I ... 0 0 152,905,567
c Totals (add lines 3a and 3b) 3 3 157,446,970
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(c) Region (d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount
of non-cash
assistance
(h) Description
of non-cash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
SOUTH AMERICA HEALTH COMMUNITY GRANT 10,000 WIRE TRANSFER      
SOUTH AMERICA ADVOCACY 25,000 WIRE TRANSFER      
SOUTH AMERICA COMMUNICATIONS 10,000 WIRE TRANSFER      
SOUTH AMERICA SOCIAL NETWORK GRANT PROJECT 10,000 WIRE TRANSFER      
             
             
             
             
             
             
             
             
             
             
             
             
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
4
3
Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
non-cash
assistance
(g) Description
of non-cash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
STUDENT SCHOLARSHIP EAST ASIA AND THE PACIFIC 1 500 WIRE TRANSFER      
SCIENCE RESEARCH PRIZE AND HONORARIUM EAST ASIA AND THE PACIFIC 31 43,100 WIRE TRANSFER      
STUDENT SCHOLARSHIP EUROPE (INCLUDING ICELAND & GREENLAND) 4 4,500 WIRE TRANSFER      
SCIENCE RESEARCH PRIZE AND HONORARIUM EUROPE (INCLUDING ICELAND & GREENLAND) 30 20,400 WIRE TRANSFER      
SCIENCE RESEARCH PRIZE AND HONORARIUM MIDDLE EAST AND NORTH AFRICA 1 1,000 WIRE TRANSFER      
SCIENCE RESEARCH PRIZE AND HONORARIUM NORTH AMERICA 26 21,360 WIRE TRANSFER      
SCIENCE RESEARCH PRIZE AND HONORARIUM RUSSIA AND NEIGHBORING STATES 2 400 WIRE TRANSFER      
SCIENCE RESEARCH PRIZE AND HONORARIUM SUB-SAHARAN AFRICA 1 500 WIRE TRANSFER      
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)...............................................
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
PART I, LINE 2: WITH RESPECT TO GRANTS MADE BY AMERICAN HEART ASSOCIATION TO FOREIGN INDIVIDUALS, THE RECIPIENT OF AHA FUNDS MUST SATISFY CERTAIN REQUIREMENTS OUTLINED IN THE GRANT AGREEMENT. UPON SATISFACTORY COMPLETION OF THE AGREEMENT AND WRITTEN ACCEPTANCE OF ALL SERVICES, AHA REMITS THE REMAINING BALANCE OF THE GRANTED FUNDS TO THE RECIPIENT. WITH RESPECT TO GRANTS MADE BY AMERICAN HEART ASSOCIATION TO FOREIGN ORGANIZATIONS, THE AHA'S POLICY IS TO UNDERTAKE EQUIVALENCY DETERMINATION ON FOREIGN ORGANIZATION RECIPIENTS. THIS PROCESS IS COMPRISED OF OBTAINING THE RECIPIENT ORGANIZATION'S MISSION STATEMENT, FINANCIAL RESULTS, ORGANIZATION DOCUMENTS, SUCH AS BYLAWS AND ARTICLES OF INCORPORATION, AND RENDERING AN OPINION AS TO WHETHER OR NOT THE ORGANIZATION WOULD QUALIFY AS A 501(C)(3) PUBLIC CHARITY IN THE UNITED STATES. RESULTS OF GRANT INITIATIVES, SUCH AS ECONOMIC STUDIES OF TOBACCO TAXATION ARE MADE AVAILABLE TO AHA BY THE RECIPIENT ORGANIZATION.
SCHEDULE F, PART I, LINE 3 THE ASSOCIATION'S INVESTMENTS IN SECURITIES OF FOREIGN CORPORATIONS ARE MADE THROUGH U.S. BROKERAGE ACCOUNTS. THESE INVESTMENTS ARE MANAGED BY INDEPENDENT INVESTMENT MANAGERS AS PART OF A DIVERSIFIED STRATEGY FOR THE ASSOCIATION'S INVESTMENTS. THE INVESTMENT MANAGERS ARE GUIDED BY THE ASSOCIATION'S INVESTMENT POLICY OVERSEEN BY THE INVESTMENT COMMITTEE OF THE BOARD OF DIRECTORS.
SCHEDULE F, PART IV, LINE 6 THE ASSOCIATION FILED FORM 5713 WITH ITS FEDERAL FORM 990-T TO REPORT SALES OF EDUCATION AND TRAINING MATERIALS IN THE UNITED ARAB EMIRATES (UAE). ALTHOUGH UAE IS CONSIDERED A BOYCOTTING COUNTRY, THE ASSOCIATION DOES NOT PARTICIPATE IN ANY BOYCOTTING ACTIVITIES.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2013
Additional Data


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Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
right arrowInformation about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
AMERICAN HEART ASSOCIATION INC
 
Employer identification number

13-5613797
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser)
(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity
(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i)
(vi) Amount paid to
(or retained by)
organization
Yes No
 
INFOCISION MANAGEMENT CORPORATION
33 SPRINGSIDE DRIVE
 
AKRON, OH44333
TELEMARKETING SOLICITATIONS   No 6,250,650 2,822,235 3,428,415
 
INSURANCE AUTO AUCTIONS
13085 HAMILTON CROSSING SUITE 500
 
CARMEL, IN46032
DONATED VEHICLE PROGRAM Yes   312,258 72,271 239,987
 
STRATEGIC FUNDRAISING INC
7800 3RD N SUITE 900
 
ST PAUL, MN55128
DIRECT MAIL DONOR MARKETING   No 88,582 47,070 41,512
             
             
             
             
             
             
             
Total .................right arrow 6,651,490 2,941,576 3,709,914
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, WY, WI, WA, VA, VT, UT, TX, TN, SD, SC, RI, PA, OR, OK, OH, ND, NC, NY, NM, NJ, NH, NV, NE, MT, MO, MS, MN, MI, MA, MD, ME, LA, KY, KS, IA, IN, IL, WV
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

DALLAS HEARTWALK
(event type)
(b) Event #2

DENVER HEARTWALK
(event type)
(c) Other events

6,447
(total number)
(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 5,485,138 3,440,653 292,308,047 301,233,838
2 Less: Contributions . . 5,485,138 3,440,653 272,533,052 281,458,843
3 Gross income (line 1
minus line 2) . . .
    19,774,995 19,774,995
VerticalDirectExpenses 4 Cash prizes . . .        
5 Noncash prizes . . 115,690 21,663 10,569,197 10,706,550
6 Rent/facility costs . . 369,250 62,943 9,163,373 9,595,566
7 Food and beverages . 1,522 1,200 7,614,678 7,617,400
8 Entertainment . . . 20,580   1,257,246 1,277,826
9 Other direct expenses . 4,856 107 2,509,384 2,514,347
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 31,711,689
11 Net income summary. Subtract line 10 from line 3, column (d)........... right arrow -11,936,694
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo
(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . . 6,407   258,437 264,844
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .     25,156 25,156
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
%
%
%
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow 25,156
8 Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow 239,688
9
Enter the state(s) in which the organization operates gaming activities: AL , AR , FL , LA , MS , NY , SD , TN , TX , NJ , DC
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
LICENSED WHERE REQUIRED. SOME STATES DO NOT REQUIRE SPECIFIC LICENSURE OR THE ACTIVITY IS BELOW THE SPECIFIED THRESHOLD.
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
%
b
An outside facility ........................
13b
100.000 %
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
SUNDER JOSHI CFO CAO
Address right arrow
7272 GREENVILLE AVENUE
DALLAS,TX75231
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
SEE SCHEDULE G PART IV
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Return Reference Explanation
SCHEDULE G, PART III, LINE 16 THE ASSOCIATION DOES NOT HAVE AN OVERALL MANAGER FOR GAMING ACTIVITIES. EACH GAMING EVENT IS MANAGED LOCALLY BY THE AFFILIATE OFFICE STAFF RESPONSIBLE FOR EVENTS IN THAT LOCATION.
Schedule G (Form 990 or 990-EZ) 2013
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
AMERICAN HEART ASSOCIATION INC
 
Employer identification number
13-5613797
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government
(b) EIN (c) IRC Code section
if applicable
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
non-cash assistance
(h) Purpose of grant
or assistance
(1) ADRIAN AMBULANCE SERVICE
209 MAIN AVENUE
ADRIAN,MN56110
41-6004915   17,996       DEFIBRILLATORS AND MONITORS
(2) ALBANY MEDICAL CENTER
47 NEW SCOTLAND AVENUE
ALBANY,NY12208
14-1338310 501(C)(3) 459,912       RESEARCH
(3) ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVENUE
BRONX,NY10461
13-1624225 501(C)(3) 206,569       RESEARCH
(4) ALLIANCE FOR A HEALTHER GENERATION
55 WEST 125TH STREET
NEW YORK,NY10027
27-2028308 501(C)(3) 2,060,000       CHILDHOOD OBESITY INITIATIVE
(5) ALPINE EMS
PO BOX 3030
ALPINE,WY83128
83-0294404 501(C)(3) 26,200       DEFIBRILLATORS AND MONITORS
(6) ALTOONA REGIONAL HEALTH SYSTEM
620 HOWARD AVENUE 5TH FLOOR
ALTOONA,PA16601
55-0787040 501(C)(3) 7,065       EMERGENCY EQUIPMENT UPGRADE
(7) ALTRU HEALTH FOUNDATION
2501 DEMERS AVENUE
GRAND FORKS,ND58201
45-0315225 501(C)(3) 29,552       DEFIBRILLATORS AND MONITORS
(8) AMBULANCE SERVICE INC
120 MINNESOTA AVENUE
BRECKENRIDGE,MN56520
41-0957165   11,071       DEFIBRILLATORS AND MONITORS
(9) AMERICAN FRIENDS SERVICE COMMITTEE
1501 CHERRY STREET
PHILADELPHIA,PA19102
23-1352010 501(C)(3) 25,000       COMMUNITY IMPACT GRANT
(10) AMERICAN MEDICAL RESPONSE
600 EAST CARLSON STREET--SUITE 101
CHEYENNE,WY82001
75-2474011   103,657       EMERGENCY EQUIPMENT UPGRADE
(11) ARIZONA STATE UNIVERSITY TEMPE
1151 SOUTH FOREST AVENUE
TEMPE,AZ85287
86-0196696 STATE OF AZ 267,633       RESEARCH
(12) ASHBY FIRE DEPARTMENT AMBULANCE
203 WEST MAIN STREET
ASHBY,MN56309
41-6004942   22,356       EMERGENCY EQUIPMENT UPGRADE
(13) ASHLEY MEDICAL CENTER
PO BOX 450
ASHLEY,ND58413
83-0280078 501(C)(3) 11,999       EMERGENCY EQUIPMENT UPGRADE
(14) ATWATER FIRE DEPARTMENT AMBULANCE
PO BOX 457
ATWATER,MN56209
41-1478024   17,737       DEFIBRILLATORS AND MONITORS
(15) AUBURN UNIVERSITY
208 M WHITE SMITH HALL
AUBURN,AL36849
63-6000724 STATE OF AL 267,775       RESEARCH
(16) BALATON AMBULANCE
PO BOX 388
BALATON,MN56115
41-6004955   22,722       DEFIBRILLATORS AND MONITORS
(17) BARROW NEUROLOGICAL INSTITUTE
350 WEST THOMAS ROAD
PHOENIX,AZ85013
86-0096787 501(C)(3) 121,716       RESEARCH
(18) BAYCARE HEALTH SYSTEM
16255 BAY VISTA DRIVE
CLEARWATER,FL33760
59-2796965 501(C)(3) 19,138       ACTION REGISTRY
(19) BAYLOR COLLEGE OF MEDICINE
PO BOX 301207
DALLAS,TX75303
74-1613878 501(C)(3) 1,718,481       RESEARCH
(20) BENNETT COUNTY HOSPITAL AND NURSING HOME
102 MAJOR ALLEN STREET
MARTIN,SD57551
41-0957165 501(C)(3) 12,719       EMERGENCY EQUIPMENT UPGRADE
(21) BETH ISRAEL DEACONESS MEDICAL CENTER
330 BROOKLINE AVENUE
BOSTON,MA02215
04-2103881 501(C)(3) 1,099,180       RESEARCH
(22) BERTHA AMBULANCE SERVICE
PO BOX 66
BERTHA,MN56437
41-6005438   19,332       DEFIBRILLATORS AND MONITORS
(23) BEYOND SOCCER INC
60 ISLAND STREET SUITE 508E
LAWRENCE,MA01840
45-0648718 501(C)(3) 15,000       COMMUNITY IMPACT GRANT
(24) BICYCLE TRANSPORTATION ALLIANCE
PO BOX 28289
PORTLAND,OR97228
93-1057956 501(C)(3) 44,704       CHILDHOOD OBESITY INITIATIVE
(25) BIGFORK AMBULANCE SERVICE ASSOCIATION
PO BOX 36
BIGFORK,MN56628
83-0303845 501(C)(3) 20,720       EMERGENCY EQUIPMENT UPGRADE
(26) BILLINGS CLINIC FOUNDATION
2917 10TH AVENUE NORTH
BILLINGS,MT59101
81-0407289 501(C)(3) 48,244       EMERGENCY EQUIPMENT UPGRADE
(27) BOSTON EDUCATIONAL DEVELOPMENT
26 COURT STREET--5TH FLOOR
BOSTON,MA02108
22-2514422 501(C)(3) 22,500       COMMUNITY IMPACT GRANT
(28) BOSTON MEDICAL CENTER
660 HARRISON AVENUE--2ND FLOOR
BOSTON,MA02118
04-3314093 501(C)(3) 267,775       RESEARCH
(29) BOSTON UNIVERSITY MEDICAL CAMPUS
85 EAST NEWTON STREET
BOSTON,MA02118
04-2103547 501(C)(3) 984,854       RESEARCH
(30) BRIGHAM & WOMEN'S HOSPITAL
PO BOX 3887
BOSTON,MA02241
04-2312909 501(C)(3) 2,319,083       RESEARCH
(31) BROWN UNIVERSITY
PO BOX 1929
PROVIDENCE,RI02912
05-0258809 501(C)(3) 267,775       RESEARCH
(32) BROWNS VALLEY AMBULANCE SERVICE
801 NEVADA AVENUE--SUITE 100
MORRIS,MN56267
83-6000127 501(C)(3) 22,846       DEFIBRILLATORS AND MONITORS
(33) CALIFORNIA INSTITUTE OF TECHNOLOGY PASADENA
1200 EAST CALIFORNIA BOULEVARD
PASADENA,CA91125
95-1643307 501(C)(3) 146,059       RESEARCH
(34) CAMPAIGN FOR TOBACCO FREE KIDS
1400 I STREET NORTHWEST--SUITE 1200
WASHINGTON,DC20005
52-1969967 501(C)(3) 62,500       ANTI-TOBACCO ADVOCACY
(35) CAMPBELL COUNTY MEMORIAL HOSPITAL
PO BOX 3004
GILLETTE,WY82717
83-6012994 501(C)(3) 10,500       EMERGENCY EQUIPMENT UPGRADE
(36) CARBON COUNTY EMS
2221 WEST ELM STREET
RAWLINS,WY82301
83-6000025   76,166       DEFIBRILLATORS AND MONITORS
(37) CARNEGIE MELLON UNIVERSITY
PO BOX 371032
PITTSBURGH,PA15250
25-0969449 501(C)(3) 45,209       RESEARCH
(38) CARRINGTON HEALTH CENTER
800 4TH STREET NORTH
CARRINGTON,ND58421
41-6005324 501(C)(3) 16,820       DEFIBRILLATORS AND MONITORS
(39) CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVENUE
CLEVELAND,OH44106
34-1018992 501(C)(3) 864,175       RESEARCH
(40) CASSELTON AMBULANCE SERVICE INC
PO BOX 826
CASSELTON,ND58012
41-6005403 501(C)(3) 10,000       DEFIBRILLATORS AND MONITORS
(41) CEDARS-SINAI MEDICAL CENTER
6500 WILSHIRE BOULEVARD--SUITE 1150
LOS ANGELES,CA90048
95-1644600 501(C)(3) 389,490       RESEARCH
(42) CHEYENNE REGIONAL MEDICAL CENTER
214 EAST 23RD STREET
CHEYENNE,WY82001
83-0236858 501(C)(3) 97,389       EMERGENCY EQUIPMENT UPGRADE
(43) CHILDREN AT RISK INC
2900 WESLAYAN STREET--SUITE 400
HOUSTON,TX77027
76-0360533 501(C)(3) 49,535       CHILDHOOD OBESITY INITIATIVE
(44) CHILDREN'S HOSPITAL BOSTON
PO BOX 414413
BOSTON,MA02241
04-2774441 501(C)(3) 814,105       RESEARCH
(45) CHILDRENS HOSPITAL LOS ANGELES
4650 SUNSET BOULEVARD--MAIL STOP 97
97
LOS ANGELES,CA90025
95-1690977 501(C)(3) 267,775       RESEARCH
(46) CHILDREN'S HOSPITAL MEDICAL CENTER
5700 MARTIN LUTHER KING JR WAY
OAKLAND,CA94609
94-0382330 501(C)(3) 78,246       RESEARCH
(47) CHILDREN'S HOSPITAL CINCINNATI
3333 BURNET AVENUE
CINCINNATI,OH45229
31-0833936 501(C)(3) 360,800       RESEARCH
(48) CHISHOLM AMBULANCE SERVICE
329 NORTHWEST 1ST STREET
CHISHOLM,MN55719
41-1457194   19,632       DEFIBRILLATORS AND MONITORS
(49) CITIZENS VOLUNTEER HOSE COMPANY
965 BURTNER ROAD
NATRONA HEIGHTS,PA15065
25-1329569 501(C)(3) 5,187       DEFIBRILLATORS AND MONITORS
(50) CITY OF BABBITT AMBULANCE SERVICE
71 SOUTH DRIVE
BABBITT,MN55706
41-6008765 CITY OF BABBITT 19,132       DEFIBRILLATORS AND MONITORS
(51) CITY OF BIWABIK AMBULANCE SERVICE
321 MAIN STREET
BIWABIK,MN55708
41-6004984 CITY OF BIWABIK 19,839       DEFIBRILLATORS AND MONITORS
(52) CLEMSON UNIVERSITY
109 DRIVE
CLEMSON,SC29634
57-6000254 STATE OF SC 401,662       RESEARCH
(53) CLEVELAND CLINIC FOUNDATION
9500 EUCLID AVENUE
CLEVELAND,OH44195
34-0714585 501(C)(3) 911,129       RESEARCH
(54) CLEVELAND STATE UNIVERSITY
2121 EUCLID AVENUE
CLEVELAND,OH44115
34-0966056 STATE OF OH 133,887       RESEARCH
(55) COLORADO SCHOOL OF MINES
1500 ILLINOIS STREET
GOLDEN,CO80401
84-6000551 STATE OF CO 121,716       RESEARCH
(56) COLORADO STATE UNIVERSITY FORT COLLINS
2002 CAMPUS DELIVERY
FORT COLLINS,CO80523
84-6000545 STATE OF CO 213,615       RESEARCH
(57) COLUMBIA UNIVERSITY NEW YORK
PO BOX 29789
NEW YORK,NY10087
13-5598093 501(C)(3) 172,141       RESEARCH
(58) COMMUNITY AMBULANCE SERVICE INC
PO BOX 718
BEACH,ND58621
41-6005307 501(C)(3) 22,966       DEFIBRILLATORS AND MONITORS
(59) COMPREHENSIVE HEALTH EDUCATION FOUNDATION
159 SOUTH JACKSON STREET--SUITE 510
SEATTLE,WA98104
91-6186093 501(C)(3) 83,937       CHILDHOOD OBESITY INITIATIVE
(60) CONCRETE SAFARIS
1775 THIRD AVENUE
NEW YORK,NY10029
20-4976317 501(C)(3) 25,000       COMMUNITY IMPACT GRANT
(61) COOK AREA AMBULANCE SERVICE
127 SOUTH RIVER STREET
COOK,MN55723
27-4317171 501(C)(3) 18,132       EMERGENCY EQUIPMENT UPGRADE
(62) COOK COUNTY HOSPITAL DISTRICT
515 5TH AVENUE WEST
GRAND MARAIS,MN55604
41-1546026 501(C)(3) 34,874       EMERGENCY EQUIPMENT UPGRADE
(63) CORNELL UNIVERSITY ITHACA
341 PINE TREE ROAD
ITHACA,NY14850
15-0532082 501(C)(3) 83,288       RESEARCH
(64) CORPORACION DE SALUD ASEGURADA POR NUESTRA ORG SARIDARIA INC
PO BOX 1025
CAGUAS,PR00726
66-0671421 501(C)(3) 26,854       ACTION REGISTRY
(65) COTTONWOOD AMBULANCE SERVICE
78 WEST MAIN STREET
COTTONWOOD,MN56229
41-6005075   27,635       DEFIBRILLATORS AND MONITORS
(66) COUNTY EMERGENCY MEDICAL SERVICES
PO BOX 685
FERTILE,MN56540
83-6000080 501(C)(3) 21,523       EMERGENCY EQUIPMENT UPGRADE
(67) DANVERSCARES COMMUNITY PARTNERSHIP
64 CABOT ROAD
DANVERS,MA01923
04-6001125 501(C)(3) 16,400       COMMUNITY IMPACT GRANT
(68) DAYTON RESCUE
610 BROADWAY STREET
DAYTON,WY82839
83-0316898   25,141       DEFIBRILLATORS AND MONITORS
(69) DEER RIVER HEALTH CENTER INC
115 10TH AVENUE NORTHEAST
DEER RIVER,MN56636
41-0844574 501(C)(3) 26,440       EMERGENCY EQUIPMENT UPGRADE
(70) DENVER RESEARCH INSTITUTE
1055 CLERMONT STREET
DENVER,CO80220
84-1392442 501(C)(3) 78,792       RESEARCH
(71) DUKE UNIVERSITY MEDICAL CENTER
PO BOX 602651
CHARLOTTE,NC28260
56-0532129 501(C)(3) 1,447,617       RESEARCH
(72) EAST TENNESSEE STATE UNIVERSITY JOHNSON CITY
PO BOX 70732
JOHNSON CITY,TN37614
62-6021046 STATE OF TN 23,474       RESEARCH
(73) EASTERN IDAHO REGIONAL MEDICAL CENTER
PO BOX 2077
IDAHO FALLS,ID83403
82-0436622   36,650       ACTION REGISTRY
(74) EASTERN VIRGINIA MEDICAL SCHOOL NORFOLK
721 FAIRFAX AVENUE SUITE 132
NORFOLK,VA23507
54-6055378 501(C)(3) 133,887       RESEARCH
(75) EASTERN WYOMING AMBULANCE SERVICE
2450 MARIPOSE
WHEATLAND,WY82201
83-0298311   56,892       DEFIBRILLATORS AND MONITORS
(76) ELLIS HOSPITAL FOUNDATION INC
1101 NOTT STREET
SCHENECTADY,NY12308
14-1338428 501(C)(3) 20,000       COMMUNITY IMPACT GRANT
(77) ELY-BLOOMENSON COMMUNITY HOSPITAL
328 WEST CONAN STREET
ELY,MN55731
41-0808719 501(C)(3) 11,996       EMERGENCY EQUIPMENT UPGRADE
(78) EMORY UNIVERSITY
PO BOX 935084
ATLANTA,GA31193
58-0566256 501(C)(3) 1,782,513       RESEARCH AND EMS REGISTRY
(79) ESSENTIA HEALTH FOUNDATION
502 EAST 2ND STREET
DULUTH,MN55805
83-0282780 501(C)(3) 76,355       EMERGENCY EQUIPMENT UPGRADE
(80) EUREKA COMMUNITY & BENEVOLENT HOSPITAL
PO BOX 517
EUREKA,SD57437
41-6005438 501(C)(3) 13,000       DEFIBRILLATORS AND MONITORS
(81) EVANSTON REGIONAL HOSPITAL
PO BOX 6005
EVANSTON,WY82931
83-0275464 501(C)(3) 10,500       ACTION REGISTRY
(82) EVANSVILLE EMERGENCY SERVICES
235 CURTIS STREET
EVANSVILLE,WY82636
83-6000060   23,374       DEFIBRILLATORS AND MONITORS
(83) FIRST CARE HEALTH CENTER
PO BOX 1
PARK RIVER,ND58270
62-1650573 501(C)(3) 11,999       EMERGENCY EQUIPMENT UPGRADE
(84) FIRST LIGHT HEALTH SYSTEM
407 GROVE STREET NORTH
MORA,MN55051
83-0235334 501(C)(3) 16,945       DEFIBRILLATORS AND MONITORS
(85) FLORIDA INSTITUTE OF TECHNOLOGY MELBOURNE
150 WEST UNIVERSITY BOULEVARD
MELBOURNE,FL32901
59-6046500 501(C)(3) 114,761       RESEARCH
(86) FLORIDA STATE UNIVERSITY
2000 LEVY AVENUE
TALLAHASSEE,FL32310
59-3211153 STATE OF FL 277,262       RESEARCH
(87) FM AMBULANCE
2215 18TH STREET SOUTH
FARGO,ND58103
45-0314626 501(C)(3) 44,903       DEFIBRILLATORS AND MONITORS
(88) FRED HUTCHINSON CANCER RESEARCH CENTER SEATTLE
PO BOX 19024
SEATTLE,WA98109
23-7156071 501(C)(3) 78,246       RESEARCH
(89) GARRISON MEMORIAL HOSPITAL
407 3RD AVENUE SOUTHEAST
GARRISON,ND58540
83-0316898 501(C)(3) 13,000       EMERGENCY EQUIPMENT UPGRADE
(90) GEORGE WASHINGTON UNIVERSITY
45155 RESEARCH PLACE--SUITE 240V
ASHBURN,VA20147
53-0196584 501(C)(3) 208,656       RESEARCH
(91) GEORGIA REGENTS UNIVERSITY
PO BOX 945552
ATLANTA,GA30394
58-1418202 STATE OF GA 2,075,687       RESEARCH
(92) GEORGIA TECH RESEARCH CORPORATION
PO BOX 100117
ATLANTA,GA30384
58-0603146 501(C)(3) 45,209       RESEARCH
(93) GLACIAL RIDGE AMBULANCE
7 4TH AVENUE SOUTHEAST
GLENWOOD,MN56334
83-6000083 501(C)(3) 27,160       DEFIBRILLATORS AND MONITORS
(94) GLADSTONE INSTITUTE SAN FRANCISCO
1650 OWENS STREET
SAN FRANCISCO,CA94158
23-7203666 501(C)(3) 346,021       RESEARCH
(95) GRAND ITASCA CLINIC & HOSPITAL
1601 GOLF COURSE ROAD
GRAND RAPIDS,MN55744
41-1865874 501(C)(3) 11,996       EMERGENCY EQUIPMENT UPGRADE
(96) GRANDMONT ROSEDALE DEVELOPMENT CORPORATION
19800 GRAND RIVER AVENUE
DETROIT,MI48223
38-2885952 501(C)(3) 5,000       COMMUNITY INNOVATION GRANT
(97) GUNFLINT TRAIL VOLUNTEER FIRE DEPARTMENT
7401 GUNFLINT TRAIL
GRAND MARAIS,MN55604
41-1738096 501(C)(3) 7,597       DEFIBRILLATORS AND MONITORS
(98) HALEY HOUSE INC
23 DARTMOUTH STREET
BOSTON,MA02116
04-2437845 501(C)(3) 5,000       COMMUNITY IMPACT GRANT
(99) HARVARD SCHOOL OF PUBLIC HEALTH
677 HUNTINGTON AVENUE
BOSTON,MA02115
04-2103580 501(C)(3) 889,859       RESEARCH
(100) HARVEY AMBULANCE SERVICE INC
708 ALDER AVENUE
HARVEY,ND58341
45-0354864 501(C)(3) 10,783       DEFIBRILLATORS AND MONITORS
(101) HAWAII PUBLIC HEALTH INSTITUTE
320 WARD AVENUE--SUITE 212
HONOLULU,HI96814
68-0637054 501(C)(3) 44,829       CHILDHOOD OBESITY INITIATIVE
(102) HAWK SPRINGS AMBULANCE
PO BOX 124
HAWK SPRINGS,WY82217
27-4317171   26,955       EMERGENCY EQUIPMENT UPGRADE
(103) HENDRICKS COMMUNITY HOSPITAL ASSOCIATION
PO BOX 106
HENDRICKS,MN56136
41-0307617 501(C)(3) 22,878       DEFIBRILLATORS AND MONITORS
(104) HENRY COUNTY HEALTH DEPARTMENT
4424 US HIGHWAY 34
KEWANEE,IL61443
36-6006568 STATE OF IL 26,111       COMMUNITY WELLNESS INITIATIVE
(105) HENRY FORD HEALTH SYSTEM
2799 WEST GRAND BOULEVARD
DETROIT,MI48202
38-1357020 501(C)(3) 991,309       RESEARCH
(106) HOFFMAN VOLUNTEER AMBULANCE
PO BOX 227
HOFFMAN,MN56339
41-6005239   22,560       DEFIBRILLATORS AND MONITORS
(107) HORIZON FOUNDATION OF HOWARD COUNTY INC
10480 LITTLE PATUXENT PARKWAY--SUIT
900
COLUMBIA,MD21044
52-2119011 501(C)(3) 90,457       CHILDHOOD OBESITY INITIATIVE
(108) HOT SPRINGS COUNTY MEMORIAL HOSPITAL
150 EAST ARAPHOE STREET
THERMOPOLIS,WY82443
83-6000182 501(C)(3) 26,336       EMERGENCY EQUIPMENT UPGRADE
(109) HOUSTON METHODIST HOSPITAL
6670 BERTNER AVENUE
HOUSTON,TX77030
87-0721923 501(C)(3) 388,915       RESEARCH
(110) ILLINOIS PUBLIC HEALTH INSTITUTE
954 WEST WASHINGTON BOULEVARD--SUIT
4
CHICAGO,IL60607
26-2757523 501(C)(3) 149,867       CHILDHOOD OBESITY INITIATIVE
(111) INDIANA UNIVERSITY INDIANAPOLIS
PO BOX 66057
INDIANAPOLIS,IN46266
35-6001673 STATE OF IN 858,353       RESEARCH
(112) IVINSON MEMORIAL HOSPITAL
255 NORTH 30TH STREET
LARAMIE,WY82072
83-0259429 501(C)(3) 22,499       EMERGENCY EQUIPMENT UPGRADE
(113) JACKSON HOLE FIRE EMS
PO BOX 901
JACKSON,WY83001
83-6000127 CITY OF JACKSON 54,800       DEFIBRILLATORS AND MONITORS
(114) JACKSON MEMORIAL HOSPITAL
969 LAKELAND DRIVE
JACKSON,MS39216
64-0303091 501(C)(3) 5,638       ACTION REGISTRY
(115) JACOBSON MEMORIAL HOSPITAL CARE CENTER
PO BOX 367
ELGIN,ND58533
45-0222079 501(C)(3) 13,000       EMERGENCY EQUIPMENT UPGRADE
(116) JOHNS HOPKINS UNIVERSITY SCHOOL OF MEDICINE
12529 COLLECTIONS CENTER DRIVE
CHICAGO,IL60693
52-0595110 501(C)(3) 1,780,528       RESEARCH
(117) JOSEPH M SMITH COMMUNITY HEALTH CENTER INC
287 WESTERN AVENUE
ALLSTON,MA02134
23-7221597 501(C)(3) 15,000       COMMUNITY IMPACT GRANT
(118) KANSAS STATE UNIVERSITY
2 FAIRCHILD HALL
MANHATTAN,KS66506
48-0771751 STATE OF KS 267,775       RESEARCH
(119) KITTSON MEMORIAL HOSPITAL ASSOCIATION
PO BOX 700
HALLOCK,MN56728
83-0128950 501(C)(3) 15,511       EMERGENCY EQUIPMENT UPGRADE
(120) LA JOLLA INSTITUTE FOR ALLERGY AND IMMUNOLOGY
9420 ATHENA CIRCLE
LA JOLLA,CA92037
33-0328688 501(C)(3) 632,922       RESEARCH
(121) LAKE COUNTY AMBULANCE SERVICE
421 20TH AVENUE
TWO HARBORS,MN55616
41-1893902 501(C)(3) 20,980       DEFIBRILLATORS AND MONITORS
(122) LAKEWOOD HEALTH CENTER
600 MAIN AVENUE SOUTH
BAUDETTE,MN56623
83-0236879 501(C)(3) 17,832       DEFIBRILLATORS AND MONITORS
(123) LAKEWOOD HEALTH SYSTEM
49725 COUNTY ROAD 83
STAPLES,MN56479
41-1842965 501(C)(3) 22,738       EMERGENCY EQUIPMENT UPGRADE
(124) LAMBERTON AMBULANCE SERVICE
PO BOX 356
LAMBERTON,MN56152
41-6005307   22,922       DEFIBRILLATORS AND MONITORS
(125) LATROBE AREA HOSPITAL INC
121 WEST 2ND AVENUE
LATROBE,PA15650
25-1580203 501(C)(3) 8,065       EMERGENCY EQUIPMENT UPGRADE
(126) LIFECARE MEDICAL CENTER
715 DELMORE DRIVE
ROSEAU,MN56751
83-0298311 501(C)(3) 37,091       DEFIBRILLATORS AND MONITORS
(127) LINTON HOSPITAL
519 NORTH BROADWAY STREET
LINTON,ND58552
41-1457194 501(C)(3) 11,999       EMERGENCY EQUIPMENT UPGRADE
(128) LITTLEFORK AMBULANCE SERVICE
901 MAIN STREET
LITTLEFORK,MN56653
41-6005324   19,132       DEFIBRILLATORS AND MONITORS
(129) LOUISIANA STATE UNIVERSITY
433 BOLIVAR STREET--SUITE 619
NEW ORLEANS,LA70112
72-6087770 STATE OF LA 204,921       RESEARCH
(130) LOUISIANA STATE UNIVERSITY SHREVEPORT
PO BOX 33932
SHREVEPORT,LA71103
72-0702002 STATE OF LA 520,770       RESEARCH
(131) LOYOLA UNIVERSITY MEDICAL CENTER
820 NORTH MICHIGAN AVENUE
CHICAGO,IL60611
36-1408475 501(C)(3) 252,126       RESEARCH
(132) MAINE MEDICAL CENTER
22 BRAMHALL STREET
PORTLAND,ME04102
01-0238552 501(C)(3) 212,133       RESEARCH
(133) MARBLETON-BIG PINEY CLINIC
103 WEST 3RD STREET
BIG PINEY,WY83113
83-0282780   6,750       EMERGENCY EQUIPMENT UPGRADE
(134) MASSACHUSETTS GENERAL HOSPITAL
PO BOX 414876
BOSTON,MA02114
04-2697983 501(C)(3) 2,101,765       RESEARCH
(135) MASSACHUSETTS INSTITUTE OF TECHNOLOGY
77 MASSACHUSETTS AVENUE
CAMBRIDGE,MA02139
04-2103594 501(C)(3) 824,190       RESEARCH
(136) MAYO CLINIC HEALTH SYSTEM MANKATO
1025 MARSH STREET
MANKATO,MN56001
83-0208743 501(C)(3) 77,355       EMERGENCY EQUIPMENT UPGRADE
(137) MAYO CLINIC ROCHESTER
200 FIRST STREET SOUTHWEST
ROCHESTER,MN55905
41-6011702 501(C)(3) 1,015,193       RESEARCH
(138) MEDCOR INC
4805 WEST PRIME PARKWAY
MCHENRY,IL60050
36-4358697   69,552       EMERGENCY EQUIPMENT UPGRADE
(139) MEDICAL CENTER OF THE ROCKIES
2315 EAST HARMONY ROAD--SUITE 200
FORT COLLINS,CO80528
04-3730045 501(C)(3) 25,400       ACTION REGISTRY
(140) MEDICAL COLLEGE OF WISCONSIN
8701 WATERTOWN PLANK ROAD
MILWAUKEE,WI53226
39-0806261 501(C)(3) 266,450       RESEARCH
(141) MEDICAL UNIVERSITY OF SOUTH CAROLINA
19 HAGOOD AVENUE--SUITE 303
CHARLESTON,SC29425
57-6000722 STATE OF SC 476,430       RESEARCH
(142) MEMORIAL HOSPITAL OF CONVERSE COUNTY
PO BOX 393
DOUGLAS,WY82633
83-0309209 501(C)(3) 30,250       ACTION REGISTRY
(143) MEMORIAL HOSPITAL OF SWEETWATER COUNTY
PO BOX 1359
ROCK SPRINGS,WY82902
83-0449421 501(C)(3) 11,999       EMERGENCY EQUIPMENT UPGRADE
(144) MERCY HOSPITAL & MEDICAL CENTER
2525 SOUTH MICHIGAN AVENUE
CHICAGO,IL60616
83-6000090 501(C)(3) 7,881       QUEST STROKE INITIATIVE
(145) MERCY HOSPITAL OF VALLEY CITY
570 CHAUTAUQUA BOULEVARD
VALLEY CITY,ND58072
41-6005075 501(C)(3) 11,999       DEFIBRILLATORS AND MONITORS
(146) MERCY MEDICAL CENTER
1301 15TH AVENUE WEST
WILLISTON,ND58801
41-6004984 501(C)(3) 11,999       DEFIBRILLATORS AND MONITORS
(147) MGH COMMUNITY HEALTH ASSOCIATES
36 FIRST AVENUE
BOSTON,MA02129
04-2868893 501(C)(3) 5,000       COMMUNITY IMPACT GRANT
(148) MICHIGAN STATE UNIVERSITY
426 AUDITORIUM ROAD--SUITE 2
EAST LANSING,MI48824
38-6005984 STATE OF MI 45,209       RESEARCH
(149) MICHIGAN TECHNOLOGICAL UNIVERSITY HOUGHTON
1400 TOWNSEND DRIVE
HOUGHTON,MI49931
38-6005955 STATE OF MI 45,209       RESEARCH
(150) MILLS FIRE DEPARTMENT
300 LAKEVIEW DRIVE
MILLS,WY82644
83-6000080 CITY OF MILLS 49,518       DEFIBRILLATORS AND MONITORS
(151) MOHALL AMBULANCE SERVICE
PO BOX 685
MOHALL,ND58761
36-4358697 501(C)(3) 5,880       DEFIBRILLATORS AND MONITORS
(152) MONTANA STATE UNIVERSITY BOZEMAN
PO BOX 172470
BOZEMAN,MT59717
81-6010045 STATE OF MT 21,735       RESEARCH
(153) MOREHOUSE SCHOOL OF MEDICINE
720 WESTVIEW DRIVE SOUTHWEST
ATLANTA,GA30310
58-1438873 501(C)(3) 23,474       RESEARCH
(154) MORTIMORE AMBULANCE SERVICE
620 ARAPAHOE STREET
THERMOPOLIS,WY82443
83-0221354   24,675       DEFIBRILLATORS AND MONITORS
(155) MOUNT SINAI SCHOOL OF MEDICINE
ONE GUSTAVE L LEVY PLACE
NEW YORK,NY10029
13-6171197 501(C)(3) 3,532,225       RESEARCH
(156) NASHWAUK AMBULANCE SERVICE
2 HAWKINS AVENUE
NASHWAUK,MN55769
41-6005403   19,722       DEFIBRILLATORS AND MONITORS
(157) NATIONAL ACADEMY OF SCIENCES - INSTITUTE OF MEDICINE
500 5TH STREET NORTHWEST
WASHINGTON,DC20001
53-0196932 501(C)(3) 200,000       RESEARCH
(158) NATIONAL REHABILITATION HOSPITAL
102 IRVING STREET NORTHWEST
WASHINGTON,DC20010
52-1369749 501(C)(3) 133,887       RESEARCH
(159) NATIONWIDE CHILDREN'S HOSPITAL
PO BOX 715245
COLUMBUS,OH43271
31-6056230 501(C)(3) 179,096       RESEARCH
(160) NATRONA COUNTY FIRE PROTECTION
PO BOX 820
MILLS,WY82644
83-0303845 NATRONA COUNTY 73,527       DEFIBRILLATORS AND MONITORS
(161) NEW TOWN AMBULANCE SERVICE INC
PO BOX 716
NEW TOWN,ND58763
20-5924808   21,370       DEFIBRILLATORS AND MONITORS
(162) NEW YORK BLOOD CENTER
310 EAST 67TH STREET
NEW YORK,NY10065
13-1949477 501(C)(3) 172,141       RESEARCH
(163) NEW YORK UNIVERSITY
700 WASHINGTON SQUARE SOUTH
NEW YORK,NY10012
13-5562309 501(C)(3) 950,165       RESEARCH
(164) NEWCASTLE EMS
PO BOX 711
NEWCASTLE,WY82701
83-0335671 501(C)(3) 28,293       DEFIBRILLATORS AND MONITORS
(165) NORTH BIG HORN HOSPITAL
1115 LANE 12
LOVELL,WY82431
83-6000891 501(C)(3) 78,477       EMERGENCY EQUIPMENT UPGRADE
(166) NORTH CAROLINA PEDIATRIC SOCIETY FOUNDATION
1100 WAKE FOREST ROAD--SUITE 150
RALEIGH,NC27604
31-1657902 501(C)(3) 90,000       CHILDHOOD OBESITY INITIATIVE
(167) NORTH CAROLINA STATE UNIVERSITY
CAMPUS BOX 7103
RALEIGH,NC27695
56-6000756 STATE OF NC 43,470       RESEARCH
(168) NORTHEAST OHIO MEDICAL UNIVERSITY
4209 STATE ROUTE 44
ROOTSTOWN,OH44272
34-1131512 501(C)(3) 283,424       RESEARCH
(169) NORTHWESTERN MEMORIAL HOSPITAL
251 EAST HURON STREET
CHICAGO,IL60611
87-6000525 501(C)(3) 7,500       QUEST STROKE INITIATIVE
(170) NORTHWESTERN UNIVERSITY
633 CLARK STREET
EVANSTON,IL60208
36-2167817 501(C)(3) 4,732,468       RESEARCH
(171) OAKES COMMUNITY HOSPITAL
1200 NORTH 7TH STREET
OAKES,ND58474
41-1478024 501(C)(3) 11,999       DEFIBRILLATORS AND MONITORS
(172) OAKES VOLUNTEER AMBULANCE SERVICE
615 IVY AVENUE
OAKES,ND58474
45-0314626   11,200       DEFIBRILLATORS AND MONITORS
(173) OMRF (OKLAHOMA MEDICAL RESEARCH FOUNDATION)
825 NORTHEAST 13TH STREET
OKLAHOMA CITY,OK73104
73-0580274 501(C)(3) 121,716       RESEARCH
(174) OREGON HEALTH & SCIENCE UNIVERSITY PORTLAND
690 SOUTHWEST BANCROFT STREET
PORTLAND,OR97239
93-1176109 STATE OF OR 714,819       RESEARCH
(175) ORR AMBULANCE
PO BOX 237
ORR,MN55771
41-6005438   24,728       DEFIBRILLATORS AND MONITORS
(176) OSAGE VOLUNTEER AMBULANCE SERVICE
PO BOX 311
OSAGE,WY82723
83-0266625 501(C)(3) 27,147       DEFIBRILLATORS AND MONITORS
(177) PARK RIVER VOLUNTEER AMBULANCE SERVICE
PO BOX 106
PARK RIVER,ND58270
41-0974679 501(C)(3) 20,000       DEFIBRILLATORS AND MONITORS
(178) PARTNERSHIP FOR A HEALTHY MISSISSIPPI INC
200 PARK CIRCLE DRIVE--SUITE 3
FLOWOOD,MS39232
64-0895372 501(C)(3) 78,050       CHILDHOOD OBESITY INITIATIVE
(179) PENNSYLVANIA STATE UNIVERSITY UNIVERSITY PARK
227 WEST BEAVER STREET--SUITE 401
STATE COLLEGE,PA16801
24-6000376 STATE OF PA 762,008       RESEARCH
(180) PEOPLE ORGANIZED TO WIN EMPLOYMENT RIGHTS
2145 KEITH STREET
SAN FRANCISCO,CA94124
94-3305957 501(C)(3) 90,000       CHILDHOOD OBESITY INITIATIVE
(181) PERHAM AREA EMS
525 WEST MAIN STREET
PERHAM,MN56573
06-1337182   26,440       DEFIBRILLATORS AND MONITORS
(182) PEW CHARITABLE TRUSTS
2005 MARKET STREET
PHILADELPHIA,PA19103
56-2307147 501(C)(3) 360,000       CHILDHOOD OBESITY INITIATIVE
(183) PHYS ED PLUS INC
154 GRAND STREET
NEW YORK,NY10013
54-2154416 501(C)(3) 25,000       COMMUNITY IMPACT GRANT
(184) PINEDALE MEDICAL CLINIC
PO BOX 544
PINEDALE,WY82941
83-0337007 501(C)(3) 6,750       EMERGENCY EQUIPMENT UPGRADE
(185) PLATTE COUNTY MEMORIAL HOSPITAL FOUNDATION
PO BOX 1031
WHEATLAND,WY82201
81-0577061 501(C)(3) 5,250       EMERGENCY EQUIPMENT UPGRADE
(186) PLAY RUGBY INC
630 9TH AVENUE SUITE 809
NEW YORK,NY10036
20-0029252 501(C)(3) 25,000       COMMUNITY IMPACT GRANT
(187) PLAYWORKS EDUCATION ENERGIZED
29 GERMANIA AVENUE
BOSTON,MA02130
94-3251867 501(C)(3) 20,000       COMMUNITY IMPACT GRANT
(188) PORTLAND STATE UNIVERSITY
1825 SOUTHWEST BROADWAY STREET
PORTLAND,OR97201
48-1278529 STATE OF OR 121,716       RESEARCH
(189) PRAIRIE RIDGE HOSPITAL AND HEALTH SERVICES INC
930 1ST STREET NORTHEAST
ELBOW LAKE,MN56531
41-1763968 501(C)(3) 22,547       EMERGENCY EQUIPMENT UPGRADE
(190) PRESENCE RESURRECTION MEDICAL CENTER
100 NORTH RIVER ROAD
DES PLAINES,IL60016
41-6004915 501(C)(3) 7,500       QUEST STROKE INITIATIVE
(191) PRINCETON UNIVERSITY
701 CARNEGIE STREET
PRINCETON,NJ08540
21-0634501 501(C)(3) 39,992       RESEARCH
(192) PUBLIC HEALTH INSTITUTE
555 12TH STREET--10TH FLOOR
OAKLAND,CA94607
94-1646278 501(C)(3) 385,315       CHILDHOOD OBESITY INITIATIVE
(193) PURDUE UNIVERSITY WEST LAFAYETTE
155 SOUTH GRANT STREET
WEST LAFAYETTE,IN47907
35-6002041 STATE OF IN 398,184       RESEARCH
(194) RANGE REGIONAL HEALTH SERVICES
750 EAST 34TH STREET
HIBBING,MN55746
41-1293970 501(C)(3) 11,996       EMERGENCY EQUIPMENT UPGRADE
(195) RAPID CITY REGIONAL HOSPITAL
PO BOX 6000
RAPID CITY,SD57709
46-0319070 501(C)(3) 29,150       ACTION REGISTRY
(196) RED LAKE FALLS VOLUNTEER AMBULANCE
PO BOX 357
RED LAKE FALLS,MN56750
41-0974679   22,832       DEFIBRILLATORS AND MONITORS
(197) RESEARCH FOUNDATION OF SUNY
PO BOX 9
ALBANY,NY12201
14-1368361 501(C)(3) 130,410       RESEARCH
(198) RHODE ISLAND HOSPITAL
593 EDDY STREET
PROVIDENCE,RI02903
05-0258954 501(C)(3) 516,423       RESEARCH
(199) RICE MEMORIAL HOSPITAL
301 BECKER AVENUE SOUTHWEST
WILLMAR,MN56201
41-1466869 501(C)(3) 11,999       EMERGENCY EQUIPMENT UPGRADE
(200) RICE UNIVERSITY
6100 MAIN STREET
HOUSTON,TX77005
74-1109620 501(C)(3) 135,626       RESEARCH
(201) ROCKY MOUNTAIN AMBULANCE SERVICE
731 BROADWAY STREET
SHERIDAN,WY82801
83-0329720   30,595       EMERGENCY EQUIPMENT UPGRADE
(202) RUSH UNIVERSITY MEDICAL CENTER
1700 WEST VAN BUREN STREET--ROOM
150
CHICAGO,IL60612
36-2174823 501(C)(3) 248,648       RESEARCH
(203) RUTGERS THE STATE UNIVERSITY OF NEW JERSEY RBHS
65 DAVIDSON ROAD--SUITE 306
PISCATAWAY,NJ08854
46-2354111 STATE OF NJ 560,327       RESEARCH
(204) SAINT CLOUD HOSPITAL
1406 6TH AVENUE NORTH
SAINT CLOUD,MN56303
45-0354864 501(C)(3) 102,795       DEFIBRILLATORS AND MONITORS
(205) SAINT JOHN'S MEDICAL CENTER
PO BOX 428
JACKSON,WY83001
83-0325788 501(C)(3) 47,352       EMERGENCY EQUIPMENT UPGRADE
(206) SAINT LUKE'S HOSPITAL OF DULUTH
915 EAST 1ST STREET
DULUTH,MN55805
82-0436622 501(C)(3) 76,355       EMERGENCY EQUIPMENT UPGRADE
(207) SAINT MARK'S HOSPITAL
1200 EAST 3900 STREET SOUTH
SALT LAKE CITY,UT84124
62-1650573   25,400       ACTION REGISTRY
(208) SAINT VINCENT HEALTHCARE FOUNDATION
1106 NORTH 30TH STREET
BILLINGS,MT59101
81-0468034 501(C)(3) 14,150       ACTION REGISTRY
(209) SAN DIEGO STATE UNIVERSITY RESEARCH FOUNDATION
5250 CAMPANILE DRIVE
SAN DIEGO,CA92182
95-6042721 STATE OF CA 286,901       RESEARCH
(210) SANFORD HEALTH FOUNDATION WEST
300 NORTH 7TH STREET
BISMARCK,ND58501
45-0397196 501(C)(3) 27,455       DEFIBRILLATORS AND MONITORS
(211) SANFORD HEALTH FOUNDATION
1305 WEST 18TH STREET
SIOUX FALLS,SD57117
45-0344371 501(C)(3) 22,500       DEFIBRILLATORS AND MONITORS
(212) SANFORD HEALTH FOUNDATION NORTH DAKOTA
PO BOX 2010
FARGO,ND58122
06-1337182 501(C)(3) 26,095       DEFIBRILLATORS AND MONITORS
(213) SANFORD HEALTH SYSTEM
1300 ANNE STREET SOUTHWEST
BEMIDJI,MN56601
83-0231658 501(C)(3) 155,188       EMERGENCY EQUIPMENT UPGRADE
(214) SANFORD-BURNHAM MEDICAL RESEARCH INSTITUTE
10901 NORTH TORREY PINES ROAD
LA JOLLA,CA92037
51-0197108 501(C)(3) 662,600       RESEARCH
(215) SCRIPPS RESEARCH INSTITUTE
10550 NORTH TORREY PINES ROAD
LA JOLLA,CA92037
33-0435954 501(C)(3) 643,355       RESEARCH
(216) SEATTLE BIOMEDICAL RESEARCH INSTITUTE
307 WESTLAKE AVENUE NORTH SUITE 500
500
SEATTLE,WA98109
91-0961784 501(C)(3) 81,723       RESEARCH
(217) SEATTLE CHILDREN'S HOSPITAL
PO BOX 5371
SEATTLE,WA98145
91-0564748 501(C)(3) 121,716       RESEARCH
(218) SHERIDAN AREA FIRE PROTECTION
PO BOX 993
SHERIDAN,WY82801
83-0304073 501(C)(3) 26,412       DEFIBRILLATORS AND MONITORS
(219) SHERIDAN FIRE RESCUE
151 SOUTH SCOTT STREET
SHERIDAN,WY82801
83-6000090   49,336       DEFIBRILLATORS AND MONITORS
(220) SHERIDAN MEMORIAL HOSPITAL
PO BOX 391
SHERIDAN,WY82801
74-1905155 501(C)(3) 13,400       ACTION REGISTRY
(221) SOUTH BIG HORN COUNTY HOSPITAL
388 SOUTH US HIGHWAY 20
BASIN,WY82410
83-0181409   11,999       EMERGENCY EQUIPMENT UPGRADE
(222) SOUTH CAROLINA EAT SMART MOVE MORE COALITION
111 STONEMARK LANE--SUITE 115
COLUMBIA,SC29210
57-1096619 501(C)(3) 121,333       CHILDHOOD OBESITY INITIATIVE
(223) SOUTH CENTRAL WYOMING EMS
PO BOX 159
ELK MOUNTAIN,WY82324
37-1582795   99,960       EMERGENCY EQUIPMENT UPGRADE
(224) SOUTH LINCOLN MEDICAL CENTER
711 ONYX STREET
KEMMERER,WY83101
83-0128950   83,050       EMERGENCY EQUIPMENT UPGRADE
(225) SOUTHWEST HEALTHCARE SERVICES
802 2ND STREET NORTHWEST
BOWMAN,ND58623
41-6008765 501(C)(3) 13,000       DEFIBRILLATORS AND MONITORS
(226) ST JUDE CHILDREN'S RESEARCH HOSPITAL
262 DANNY THOMAS PLACE
MEMPHIS,TN38105
62-0646012 501(C)(3) 85,577       RESEARCH
(227) ST LOUIS UNIVERSITY
3700 WEST PINE MALL DRIVE
ST LOUIS,MO63108
43-0654872 501(C)(3) 173,010       RESEARCH
(228) ST MARY'S HEALTHCARE
427 GUY PARK AVENUE
AMSTERDAM,NY12010
14-1347719 501(C)(3) 31,011       ACTION REGISTRY
(229) STANFORD UNIVERSITY SCHOOL OF MED
PO BOX 44253
SAN FRANCISCO,CA94144
94-1156365 501(C)(3) 2,138,720       RESEARCH
(230) STAR VALLEY EMS
PO BOX 737
ALTON,WY83110
26-0442866   51,920       DEFIBRILLATORS AND MONITORS
(231) STATE UNIVERSITY OF NEW YORK
PO BOX 9
ALBANY,NY12201
14-1368361 STATE OF NY 384,274       RESEARCH
(232) SUBLETTE COUNTY RURAL HEALTH CENTER
PO BOX 742
PINEDALE,WY82941
27-1760231 501(C)(3) 105,596       EMERGENCY EQUIPMENT UPGRADE
(233) SWEETWATER MEDICS LLC
1108 ROSEWOOD DRIVE
ROCK SPRINGS,WY82901
20-5842094   27,839       EMERGENCY EQUIPMENT UPGRADE
(234) TEMPLE UNIVERSITY
PO BOX 824242
PHILADELPHIA,PA19172
23-1365971 501(C)(3) 974,596       RESEARCH
(235) TENNESSEE OBESITY TASKFORCE
1000 CHURCH STREET
NASHVILLE,TN37203
45-4318811 501(C)(3) 43,650       CHILDHOOD OBESITY INITIATIVE
(236) TEXAS A&M UNIVERSITY
400 HARVEY MITCHELL PARKWAY--SUITE
300
COLLEGE STATION,TX77845
74-6000541 STATE OF TX 262,094       RESEARCH
(237) TEXAS A&M UNIVERSITY HEALTH SCIENCE CENTER
400 HARVEY MITCHELL PARKWAY--SUITE
300
COLLEGE STATION,TX77845
74-2907553 STATE OF TX 365,147       RESEARCH
(238) TEXAS BIOMEDICAL RESEARCH INSTITUTE
7620 NORTHWEST LOOP 410
SAN ANTONIO,TX78227
74-1109630 501(C)(3) 93,638       RESEARCH
(239) TEXAS TECH UNIVERSITY HEALTH SCIENCE CENTER
3601 4TH STREET
LUBBOCK,TX79430
75-2668104 STATE OF TX 121,716       RESEARCH
(240) TEXAS TECH UNIVERSITY HEALTH SCIENCES CENTER AMARILLO
1400 SOUTH COULTER STREET
AMARILLO,TX79106
75-6002622 STATE OF TX 121,716       RESEARCH
(241) TEXAS WOMAN'S UNIVERSITY DENTON
304 ADMINISTRATION DRIVE
DENTON,TX76201
75-6002618 STATE OF TX 43,470       RESEARCH
(242) THAYNE AMBULANCE SERVICE
PO BOX 298
THAYNE,WY83127
83-0235334   25,750       EMERGENCY EQUIPMENT UPGRADE
(243) THE CHILDREN'S HOSPITAL OF PHILADELPHIA
3615 CIVIC CENTER BOULEVARD
PHILADELPHIA,PA19104
23-1352155 501(C)(3) 122,585       RESEARCH
(244) THE FEINSTEIN INSTITUTE FOR MEDICAL RESEARCH
972 BRUSH HOLLOW ROAD--5TH FLOOR
WESTBURY,NY11590
11-2673595 501(C)(3) 172,141       RESEARCH
(245) THE OHIO STATE UNIVERSITY
1960 KENNY ROAD
COLUMBUS,OH43210
31-6025986 STATE OF OH 912,868       RESEARCH
(246) THE OPEN DOOR INC
28 EMERSEON AVENUE
GLOUCESTER,MA01930
22-2513482 501(C)(3) 20,000       COMMUNITY IMPACT GRANT
(247) THE ROCKEFELLER UNIVERSITY
1230 YORK AVENUE
NEW YORK,NY10065
13-1624158 501(C)(3) 200,831       RESEARCH
(248) THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON
PO BOX 301418
DALLAS,TX75303
74-1761309 STATE OF TX 1,052,537       RESEARCH
(249) THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT TYLER
11937 US HIGHWAY 271
TYLER,TX75708
75-6001354 STATE OF TX 243,432       RESEARCH
(250) THE UNIVERSITY OF TEXAS MEDICAL BRANCH
PO BOX 660120
DALLAS,TX75266
74-6000949 STATE OF TX 121,716       RESEARCH
(251) THOMAS JEFFERSON UNIVERSITY
1020 WALNUT STREET
PHILADLEPHIA,PA19107
23-1352651 501(C)(3) 506,859       RESEARCH
(252) TIDES CENTER
PO BOX 29907
SAN FRANCISCO,CA94129
94-3213100 501(C)(3) 45,001       CHILDHOOD OBESITY INITIATIVE
(253) TIOGA MEDICAL CENTER
PO BOX 159
TIOGA,ND58852
83-0329720 501(C)(3) 12,788       EMERGENCY EQUIPMENT UPGRADE
(254) TOBACCO FREE KIDS ACTION FUND
1400 I STREET NORTHWEST--SUITE 1200
WASHINGTON,DC20005
52-1974904 501(C)(3) 187,500       ANTI-TOBACCO ADVOCACY
(255) TORRINGTON AMBULANCE SERVICE
PO BOX 879
TORRINGTON,WY82240
26-2927872 501(C)(3) 49,297       DEFIBRILLATORS AND MONITORS
(256) TOWER AREA AMBULANCE SERVICE
PO BOX 576
TOWER,MN55790
41-6005577   26,440       EMERGENCY EQUIPMENT UPGRADE
(257) TOWN OF BURNS EMS
327 MAIN STREET
BURNS,WY82053
83-0208743 TOWN OF BURNS 49,999       DEFIBRILLATORS AND MONITORS
(258) TOWN OF PINE BLUFFS EMS
220 MAIN STREET
PINE BLUFFS,WY82802
83-6000083 TOWN OF PINE BLUFFS 48,157       DEFIBRILLATORS AND MONITORS
(259) TOWNER COUNTY MEDICAL CENTER INC
HIGHWAY 281 NORTH BOX 688
CANDO,ND58324
41-6004955 501(C)(3) 13,000       DEFIBRILLATORS AND MONITORS
(260) TRI-COUNTY HEALTHCARE EMS
415 JEFFERSON STREET NORTH
WADENA,MN56482
41-0713913 501(C)(3) 23,813       DEFIBRILLATORS AND MONITORS
(261) TRINITY KENMARE HOSPITAL
PO BOX 697
KENMARE,ND58746
41-2002769 501(C)(3) 13,000       EMERGENCY EQUIPMENT UPGRADE
(262) TUFTS MEDICAL CENTER
800 WASHINGTON STREET
BOSTON,MA02111
04-3400617 501(C)(3) 638,399       RESEARCH
(263) TULANE UNIVERSITY NEW ORLEANS
800 EAST COMMERCE ROAD SUITE 203
HARAHAN,LA70123
72-0423889 501(C)(3) 291,248       RESEARCH
(264) UNIVERSITY OF ALABAMA AT BIRMINGHAM
1720 2ND AVENUE SOUTH
BIRMINGHAM,AL35294
63-6005396 STATE OF AL 1,185,289       RESEARCH
(265) UNIVERSITY OF ARIZONA
PO BOX 3520
TUCSON,AZ85722
74-2652689 STATE OF AZ 165,186       RESEARCH
(266) UNIVERSITY OF ARKANSAS FOR MEDICAL SCIENCES
4301 WEST MARKHAM STREET SUITE 560
LITTLE ROCK,AR72205
71-6046242 STATE OF AR 230,391       RESEARCH
(267) UNIVERSITY OF CALIFORNIA BERKELEY
2195 HEARST AVENUE SUITE 130
BERKELEY,CA94720
94-6002123 STATE OF CA 235,607       RESEARCH
(268) UNIVERSITY OF CALIFORNIA DAVIS
PO BOX 989062
WEST SACRAMENTO,CA95798
94-6036494 STATE OF CA 927,213       RESEARCH
(269) UNIVERSITY OF CALIFORNIA IRVINE
260 ALDRICH HALL
IRVINE,CA92697
95-2226406 STATE OF CA 451,826       RESEARCH
(270) UNIVERSITY OF CALIFORNIA LOS ANGELES
405 HILGARD AVENUE
LOS ANGELES,CA90095
95-6006143 STATE OF CA 3,873,604       RESEARCH
(271) UNIVERSITY OF CALIFORNIA SAN DIEGO
9500 GILMAN DRIVE
LA JOLLA,CA92093
95-6006144 STATE OF CA 2,423,448       RESEARCH
(272) UNIVERSITY OF CALIFORNIA SAN FRANCISCO
1855 FOLSOM STREET
SAN FRANCISCO,CA94143
94-6036493 STATE OF CA 2,523,863       RESEARCH
(273) UNIVERSITY OF CALIFORNIA SANTA BARBARA
UC SANTA BARBARA
SANTA BARBARA,CA93106
95-6006145 STATE OF CA 121,716       RESEARCH
(274) UNIVERSITY OF CHICAGO
1427 EAST 60TH STREET
CHICAGO,IL60637
36-2177139 501(C)(3) 717,546       RESEARCH
(275) UNIVERSITY OF CINCINNATI
PO BOX 691031
CINCINNATI,OH45269
31-6000989 STATE OF OH 179,096       RESEARCH
(276) UNIVERSITY OF COLORADO
PO BOX 910238
DENVER,CO80291
84-6000555 STATE OF CO 3,803,022       RESEARCH
(277) UNIVERSITY OF CONNECTICUT FARMINGTON
263 FARMINGTON AVENUE
FARMINGTON,CT06030
52-1725543 STATE OF CT 156,405       RESEARCH
(278) UNIVERSITY OF FLORIDA GAINESVILLE
219 GRINTER HALL
GAINESVILLE,FL32611
59-6002052 STATE OF FL 1,237,050       RESEARCH
(279) UNIVERSITY OF GEORGIA RESEARCH FOUNDATION INC
475 NORTH LUMPKIN STREET
ATHENS,GA30606
58-6001998 501(C)(3) 188,659       RESEARCH
(280) UNIVERSITY OF GEORGIA ATHENS
475 NORTH LUMPKIN STREET
ATHENS,GA30601
58-1353149 STATE OF GA 398,560       RESEARCH
(281) UNIVERSITY OF HAWAII
2600 CAMPUS ROAD
HONOLULU,HI96822
99-6000354 STATE OF HI 121,716       RESEARCH
(282) UNIVERSITY OF HOUSTON HOUSTON
4800 CALHOUN ROAD
HOUSTON,TX77004
74-6001399 STATE OF TX 200,508       RESEARCH
(283) UNIVERSITY OF ILLINOIS
PO BOX 20787
SPRINGFIELD,IL62708
37-6000511 STATE OF IL 1,181,286       RESEARCH
(284) UNIVERSITY OF ILLINOIS HOSPITAL & HEALTH SCIENCES
1740 WEST TAYLOR STREET--SUITE 1400
CHICAGO,IL60612
37-6000511 STATE OF IL 6,000       QUEST STROKE INITIATIVE
(285) UNIVERSITY OF IOWA IOWA CITY
125 NORTH MADISON STREET
IOWA CITY,IA52242
42-6004813 STATE OF IA 2,871,224       RESEARCH
(286) UNIVERSITY OF KANSAS MEDICAL CENTER
3901 RAINBOW BOULEVARD
KANSAS CITY,KS66160
48-1108830 STATE OF KS 127,996       RESEARCH
(287) UNIVERSITY OF KENTUCKY
PO BOX 931113
CLEVELAND,OH44193
61-6033693 STATE OF KY 1,564,917       RESEARCH
(288) UNIVERSITY OF LOUISVILLE
2301 SOUTH 3RD STREET
LOUISVILLE,KY40292
61-1029626 STATE OF KY 174,749       RESEARCH
(289) UNIVERSITY OF MARYLAND BALTIMORE
PO BOX 41428
BALTIMORE,MD21203
52-6002033 STATE OF MD 1,425,812       RESEARCH
(290) UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL
55 LAKE AVENUE NORTH
WORCESTER,MA01655
04-3167352 STATE OF MA 643,442       RESEARCH
(291) UNIVERSITY OF MIAMI
PO BOX 405803
ATLANTA,GA30384
59-0624458 501(C)(3) 2,961,922       RESEARCH
(292) UNIVERSITY OF MICHIGAN MEDICAL CENTER
3003 SOUTH STATE STREET
ANN ARBOR,MI48109
38-6006309 STATE OF MI 2,297,736       RESEARCH
(293) UNIVERSITY OF MINNESOTA
200 OAK STREET SOUTHEAST
MINNEAPOLIS,MN55455
41-6007513 STATE OF MN 549,428       RESEARCH
(294) UNIVERSITY OF MISSISSIPPI JACKSON
2500 NORTH STATE STREET
JACKSON,MS39216
64-6008520 STATE OF MS 2,408,060       RESEARCH
(295) UNIVERSITY OF MISSOURI
310 JESSE HALL
COLUMBIA,MO65211
43-6003859 STATE OF MO 977,183       RESEARCH
(296) UNIVERSITY OF NEBRASKA MEDICAL CENTER OMAHA
985100 NEBRASKA MEDICAL CENTER
DRIVE
OMAHA,NE68198
47-0049123 STATE OF NE 623,793       RESEARCH
(297) UNIVERSITY OF NEW MEXICO - HEALTH SCIENCES CENTER
1 UNIVERSITY OF NEW MEXICO DRIVE
ALBUQUERQUE,NM87131
85-6000642 STATE OF NM 530,333       RESEARCH
(298) UNIVERSITY OF NORTH CAROLINA CHAPEL HILL
104 AIRPORT DRIVE--SUITE 2200
CHAPEL HILL,NC27599
56-6001393 STATE OF NC 1,437,115       RESEARCH
(299) UNIVERSITY OF NORTH TEXAS HEALTH SCIENCE CENTER FORT WORTH
3500 CAMP BOWIE BOULEVARD
FORT WORTH,TX76107
75-6064033 STATE OF TX 238,389       RESEARCH
(300) UNIVERSITY OF NOTRE DAME
836 GRACE HALL
NOTRE DAME,IN46556
35-0868188 501(C)(3) 90,417       RESEARCH
(301) UNIVERSITY OF OKLAHOMA HEALTH SCIENCES CENTER
1100 NORTH LINDSAY STREET
OKLAHOMA CITY,OK73104
73-6017987 501(C)(3) 690,420       RESEARCH
(302) UNIVERSITY OF OREGON EUGENE
5219 UNIVERSITY OF OREGON DRIVE
EUGENE,OR97403
48-1278531 STATE OF OR 114,761       RESEARCH
(303) UNIVERSITY OF PENNSYLVANIA
3451 WALNUT STREET
PHILADELPHIA,PA19104
23-1352685 501(C)(3) 1,777,050       RESEARCH
(304) UNIVERSITY OF PITTSBURGH
PO BOX 371220
PITTSBURGH,PA15251
25-0965591 501(C)(3) 1,893,550       RESEARCH
(305) UNIVERSITY OF ROCHESTER MEDICAL CENTER
910 GENESEE STREET
ROCHESTER,NY14611
16-0743209 501(C)(3) 212,133       RESEARCH
(306) UNIVERSITY OF SOUTH ALABAMA MOBILE
307 UNIVERSITY BOULEVARD
MOBILE,AL36688
63-0477348 STATE OF AL 260,562       RESEARCH
(307) UNIVERSITY OF SOUTH CAROLINA COLUMBIA
1600 HAMPTON STREET--SUITE 612
COLUMBIA,SC29208
57-6001153 STATE OF SC 133,887       RESEARCH
(308) UNIVERSITY OF SOUTH FLORIDA TAMPA
PO BOX 864568
ORLANDO,FL32886
59-3102112 STATE OF FL 297,710       RESEARCH
(309) UNIVERSITY OF SOUTHERN CALIFORNIA
900 WEST 34TH STREET
LOS ANGELES,CA90074
95-1642394 501(C)(3) 408,400       RESEARCH
(310) UNIVERSITY OF TENNESSEE HEALTH SCIENCE CENTER MEMPHIS
62 SOUTH DUNLAP STREET--SUITE 300
MEMPHIS,TN38163
62-6001636 STATE OF TN 433,830       RESEARCH
(311) UNIVERSITY OF TEXAS
101 EAST 27TH STREET
AUSTIN,TX78713
74-6000203 STATE OF TX 517,647       RESEARCH
(312) UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO
7703 FLOYD CURL DRIVE
SAN ANTONIO,TX78229
74-1586031 STATE OF TX 320,808       RESEARCH
(313) UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER
PO BOX 841753
DALLAS,TX75284
75-6002868 STATE OF TX 5,954,766       RESEARCH
(314) UNIVERSITY OF TEXAS ARLINGTON
219 WEST MAIN STREET
ARLINGTON,TX76019
75-6000121 STATE OF TX 121,716       RESEARCH
(315) UNIVERSITY OF TOLEDO HEALTH SCIENCE CAMPUS
PO BOX 72327
CLEVELAND,OH44192
34-6401483 STATE OF OH 339,065       RESEARCH
(316) UNIVERSITY OF UTAH
201 PRESIDENTS CIRCLE--SUITE 408
SALT LAKE CITY,UT84112
87-6000525 STATE OF UT 935,762       RESEARCH AND ACTION REGISTRY
(317) UNIVERSITY OF VERMONT BURLINGTON
85 SOUTH PROSPECT STREET
BURLINGTON,VT05405
03-0179440 STATE OF VT 388,621       RESEARCH
(318) UNIVERSITY OF VIRGINIA CHARLOTTESVILLE
PO BOX 400195
CHARLOTTESVILLE,VA22904
54-6001796 STATE OF VA 1,231,937       RESEARCH
(319) UNIVERSITY OF WASHINGTON
12455 COLLECTIONS DRIVE
CHICAGO,IL60693
91-6001537 STATE OF WA 2,730,876       RESEARCH AND OUTCOMES CONSORTIUM REGISTRY
(320) UNIVERSITY OF WISCONSIN MADISON
21 NORTH PARK STREET
MADISON,WI53715
39-6006492 STATE OF WI 1,159,883       RESEARCH
(321) UPSTREAM PUBLIC HEALTH
240 NORTH BROADWAY STREET--SUITE
201
PORTLAND,OR97227
42-1579435 501(C)(3) 74,961       CHILDHOOD OBESITY INITIATIVE
(322) UPTON FIRE DEPARTMENT
915 ASH STREET
UPTON,WY82730
83-0236879 CITY OF UPTON 26,195       DEFIBRILLATORS AND MONITORS
(323) UTAH STATE UNIVERSITY
1415 OLD MAIN STREET--ROOM 26
LOGAN,UT84322
87-6000528 STATE OF UT 5,651       RESEARCH
(324) VANDERBILT UNIVERSITY
1400 18TH AVENUE SOUTH
NASHVILLE,TN31192
62-0476822 501(C)(3) 6,521,199       RESEARCH
(325) VETERANS ADMINISTRATION MEDICAL CENTER
1601 SOUTHWEST ARCHER ROAD
GAINESVILLE,FL32608
59-3432918 FEDERAL GOV'T 77,053       RESEARCH
(326) VETERANS MEDICAL RESEARCH FOUNDATION SAN DIEGO
3350 LA JOLLA VILLAGE DRIVE
SAN DIEGO,CA92161
33-0189397 501(C)(3) 347,758       RESEARCH
(327) VIRGINIA COMMONWEALTH UNIVERSITY RICHMOND
PO BOX 843039
RICHMOND,VA23284
54-6001758 STATE OF VA 476,430       RESEARCH
(328) VOICES FOR ALABAMA'S CHILDREN
PO BOX 4576
MONTGOMERY,AL36103
58-2020321 501(C)(3) 46,331       CHILDHOOD OBESITY INITIATIVE
(329) WAKE FOREST UNIVERSITY
MEDICAL CENTER BOULEVARD
WINSTONSALEM,NC27157
22-3849199 501(C)(3) 980,586       RESEARCH
(330) WALTON CITY FIRE RESCUE
63 BO PETE MANOR ROAD
DEFUNIAK SPRINGS,FL32435
27-3868200 501(C)(3) 10,789       EMERGENCY EQUIPMENT UPGRADE
(331) WAMSUTTER EMS
231 MCCORMICK STREET
WAMSUTTER,WY82336
83-0231658 CITY OF WAMSUTTER 48,560       DEFIBRILLATORS AND MONITORS
(332) WARREN VOLUNTEER AMBULANCE SERVICES
109 SOUTH MINNESOTA STREET
WARREN,MN56762
41-1605558 501(C)(3) 22,737       DEFIBRILLATORS AND MONITORS
(333) WASHAKIE COUNTY AMBULANCE
100 NORTH 10TH STREET
WORLAND,WY82401
74-2539227 501(C)(3) 30,850       DEFIBRILLATORS AND MONITORS
(334) WASHINGTON STATE UNIVERSITY
PO BOX 641014
PULLMAN,WA99164
91-6001008 STATE OF WA 121,716       RESEARCH
(335) WASHINGTON UNIVERSITY SCHOOL OF MEDICINE
700 ROSEDALE AVENUE
ST LOUIS,MO63112
43-0653611 501(C)(3) 2,363,365       RESEARCH
(336) WAYNE STATE UNIVERSITY
5057 WOODWARD STREET--13TH FLOOR
DETROIT,MI48202
38-6028429 STATE OF MI 440,785       RESEARCH
(337) WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY
1300 YORK AVENUE
NEW YORK,NY10065
13-1623978 501(C)(3) 305,081       RESEARCH
(338) WELL HOUSE
600 CASE AVENUE SOUTHEAST
GRAND RAPIDS,MI49503
38-2779457 501(C)(3) 5,000       COMMUNITY INNOVATION GRANT
(339) WEST PARK HOSPITAL DISTRICT
707 SHERIDAN AVENUE
CODY,WY82414
83-0321641 501(C)(3) 12,749       EMERGENCY EQUIPMENT UPGRADE
(340) WEST PENN ALLEGHENY HEALTH SYSTEM
120 FIFTH AVENUE--SUITE 922
PITTSBURGH,PA15222
25-0969492 501(C)(3) 44,710       ELECTROCARDIOGRAM FUNDING
(341) WEST TRAIL AMBULANCE SERVICE INC
42 6TH AVENUE SOUTHEAST
MAYVILLE,ND58257
45-0315225 501(C)(3) 21,370       DEFIBRILLATORS AND MONITORS
(342) WEST VIRGINIA UNIVERSITY MORGANTOWN
PO BOX 6001
MORGANTOWN,WV26506
55-0665758 STATE OF WV 335,588       RESEARCH
(343) WESTERN MICHIGAN UNIVERSITY
1903 WEST MICHIGAN AVENUE
KALAMAZOO,MI49008
38-6007327 STATE OF MI 22,604       RESEARCH
(344) WESTERN UNIVERSITY OF HEALTH SCIENCES
309 EAST 2ND STREET
POMONA,CA91766
95-3127273 501(C)(3) 121,716       RESEARCH
(345) WESTON COUNTY HOSPITAL DISTRICT
PO BOX 821
NEWCASTLE,WY82701
74-2020537 501(C)(3) 17,335       ACTION REGISTRY
(346) WISHEK HOSPITAL CLINIC ASSOCIATION
PO BOX 647
WISHEK,ND58495
41-6005577 501(C)(3) 22,201       DEFIBRILLATORS AND MONITORS
(347) WORCESTER POLYTECHNIC INSTITUTE
100 INSTITUTE ROAD
WORCESTER,MA01609
04-2121659 501(C)(3) 39,992       RESEARCH
(348) WYOMING MEDICAL CENTER HOSPITAL
1233 EAST 2ND STREET
CASPER,WY82601
83-0279242 501(C)(3) 81,375       ACTION REGISTRY
(349) YALE UNIVERSITY SCHOOL OF MEDICINE
47 COLLEGE STREET
NEW HAVEN,CT06510
06-0646973 501(C)(3) 3,158,658       RESEARCH & CHILDHOOD OBESITY INITATIVE
(350) YELLOWSTONE ASSOCIATION
PO BOX 117
YELLOWSTONE NATIONAL P,WY82190
03-0374417 501(C)(3) 41,600       EMERGENCY EQUIPMENT UPGRADE
(351) YMCA OF GREATER INDIANAPOLIS
615 N ALABAMA STREET--SUITE 200
INDIANAPOLIS,IN46204
35-0868211 501(C)(3) 5,000       COMMUNITY INNOVATION GRANT
(352) YMCA OF GREATER NEW YORK
5 WEST 63RD STREET 6TH FLOOR
NEW YORK,NY10023
13-1624228 501(C)(3) 10,000       COMMUNITY IMPACT GRANT
(353) YMCA OF METRO NORTH INC
2 CENTENNIAL DRIVE SUITE 4A
PEABODY,MA01960
04-2105883 501(C)(3) 8,600       COMMUNITY IMPACT GRANT
(354) YODER AMBULANCE SERVICE
308 MAIN STREET
YODER,WY82244
83-0280078   22,484       DEFIBRILLATORS AND MONITORS
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
316
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
38
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2013

Schedule I (Form 990) 2013
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients
(c)Amount of
cash grant
(d)Amount of
non-cash assistance
(e)Method of valuation (book,
FMV, appraisal, other)
(f)Description of non-cash assistance
(1) LECTURE HONORARIA 26 27,000      
(2) TRAVEL STIPENDS TO SCIENTIFIC CONFERENCES 135 106,676      
(3) INVESTIGATOR AND SCIENCE RESEARCH PRIZES 283 199,546      
(4) STUDENT SCHOLARSHIPS 86 189,088      






Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
PART I, LINE 2: INSTITUTIONAL ELIGIBILITY FOR AWARDS AND LOCATION OF WORK FOR APPLICANTS/AWARDEES ASSOCIATION RESEARCH AWARDS MUST BE LIMITED TO NON-PROFIT INSTITUTIONS. SUCH INSTITUTIONS INCLUDE: MEDICAL, OSTEOPATHIC AND DENTAL SCHOOLS, VETERINARY SCHOOLS, SCHOOLS OF PUBLIC HEALTH, PHARMACY SCHOOLS, NURSING SCHOOLS, UNIVERSITIES AND COLLEGES, PUBLIC AND VOLUNTARY HOSPITALS AND OTHER NON-PROFIT INSTITUTIONS THAT CAN DEMONSTRATE THE ABILITY TO CONDUCT THE PROPOSED RESEARCH. APPLICATIONS WILL NOT BE ACCEPTED FOR WORK WITH FUNDING TO BE ADMINISTERED THROUGH ANY FEDERAL INSTITUTION OR WORK TO BE PERFORMED BY A FEDERAL EMPLOYEE WITH THE EXCEPTION OF THE VETERANS ADMINISTRATION EMPLOYEES. THE RESEARCH COMMITTEE SHOULD SCRUTINIZE THE AVAILABLE RESOURCES AS THEY RELATE TO LOCAL, STATE OR NATIONAL NEEDS. INDIVIDUAL ELIGIBILITY FOR AWARDS THE PRINCIPAL INVESTIGATOR MUST HOLD A DOCTORAL OR APPROPRIATE ADVANCED DEGREE AT THE TIME THE AWARD IS ACTIVATED FOR FELLOWSHIPS AND, FOR GRANTS, AT THE TIME OF APPLICATION. EXCEPTIONS MUST BE DOCUMENTED IN WRITING BY THE RESEARCH COMMITTEE OF REFERENCE AND APPROVED BY THE AHA RESEARCH COMMITTEE. THE BASIC REQUIREMENTS OF ELIGIBILITY FOR ALL AMERICAN HEART ASSOCIATION RESEARCH PROGRAMS, NATIONAL CENTER OR AFFILIATES ARE GIVEN BELOW. PREDOCTORAL FELLOWSHIPS POST BACCALAUREATE, PREDOCTORAL STUDENTS SEEKING A PH.D., M.D., D.O., OR EQUIVALENT DEGREE WHO SEEK RESEARCH TRAINING AND EXPERIENCE UNDER THE SUPERVISION OF A SPONSOR/MENTOR PRIOR TO EMBARKING ON A POSTGRADUATE RESEARCH CAREER. THIS AWARD IS NOT INTENDED FOR INDIVIDUALS WHO HAVE ALREADY ATTAINED A DOCTORAL DEGREE, UNLESS THE INDIVIDUAL IS PURSUING A SECOND DOCTORAL DEGREE. POSTDOCTORAL FELLOWSHIPS INDIVIDUALS WHO HAVE OBTAINED A PH.D., M.D., D.O. OR EQUIVALENT DEGREE BY THE TIME OF AWARD ACTIVATION AND WHO SEEK ADDITIONAL RESEARCH TRAINING UNDER THE SUPERVISION OF A SPONSOR/PRECEPTOR/MENTOR PRIOR TO EMBARKING ON A CAREER OF INDEPENDENT RESEARCH. THIS AWARD IS NOT INTENDED FOR INDIVIDUALS OF FACULTY RANK. EXCEPTION: MD'S OR MD/PHD'S WITH CLINICAL RESPONSIBILITIES WHO NEED INSTRUCTOR OR SIMILAR TITLE TO SEE PATIENTS, BUT WHO DEVOTE AT LEAST 80% FULL-TIME TO RESEARCH TRAINING. MENTORED CLINICAL AND POPULATION RESEARCH AWARD HEALTH CARE PROFESSIONALS WITH A MASTERS, M.D., D.O. OR PH.D. DEGREE. INDIVIDUALS ARE NOT ELIGIBLE TO BE THE PRINCIPAL INVESTIGATOR IF THEY CURRENTLY HOLD OR HAVE HELD, CERTAIN NIH AWARDS (SUCH AS RO1, R21, PO1); CERTAIN AHA AWARDS (BGIA, SDG, EIA, GIA); OR AN AWARD EQUIVALENT TO THE ABOVE (AN INDEPENDENT INVESTIGATOR AWARD). INTERDISCIPLINARY RESEARCH TEAMS ARE ELIGIBLE. ALL PRINCIPAL INVESTIGATORS MUST ALSO IDENTIFY A MENTOR WITH AN EARNED DOCTORATE AND A TRACK RECORD OF HIGH QUALITY CLINICAL INVESTIGATION. NATIONAL FELLOW-TO-FACULTY TRANSITION AWARD AT THE TIME OF APPLICATION SUBMISSION, PHYSICIANS WHO HOLD AN M.D., M.D./PHD., D.O. OR EQUIVALENT DOCTORAL DEGREE AND WHO SEEK ADDITIONAL RESEARCH TRAINING UNDER THE SUPERVISION OF A SPONSOR/MENTOR PRIOR TO EMBARKING ON A CAREER OF INDEPENDENT RESEARCH. - APPLICANTS MUST BE ENROLLED IN OR HAVE COMPLETED AN ACCREDITATION COUNCIL FOR GRADUATE MEDICAL EDUCATION (ACGME)-APPROVED RESIDENCY OR A CLINICAL FELLOWSHIP PROGRAM ASSOCIATED WITH AN ACGME-APPROVED RESIDENCY. - APPLICANTS MUST HAVE COMPLETED THE CLINICAL PORTION OF THEIR TRAINING PROGRAM BY THE TIME OF AWARD ACTIVATION. THE APPLICANT IS RESPONSIBLE FOR IDENTIFYING AND WORKING WITH A SPONSOR/MENTOR TO DEVELOP THE APPLICATION. - AT THE TIME OF APPLICATION, CANDIDATES MAY HAVE HAD NO MORE THAN FIVE YEARS OF POSTDOCTORAL RESEARCH TRAINING (BEYOND CLINICAL TRAINING). - THE AWARD IS NOT FOR INDIVIDUALS OF FACULTY/STAFF RANK. - AT THE TIME OF AWARD ACTIVATION, APPLICANT MAY NOT HOLD A FACULTY/STAFF APPOINTMENT. (EXCEPTIONS: M.D. OR M.D./PH.D. WITH CLINICAL RESPONSIBILITIES WHO HOLD A TITLE OF INSTRUCTOR OR SIMILAR DUE TO THEIR PATIENT CARE RESPONSIBILITIES BUT WHO DEVOTE AT LEAST 80 PERCENT FULL-TIME EFFORT TO RESEARCH TRAINING.) THE MENTOR MAY HOLD AN M.D., PHD., D.O. OR OTHER EQUIVALENT DEGREE. BECAUSE OF THE STRONG MENTORING COMPONENT OF THIS AWARD AND THE IMPORTANCE OF DEVELOPING A MEANINGFUL RELATIONSHIP BETWEEN AWARDEE AND MENTOR, AN INDIVIDUAL MENTOR MAY SPONSOR ONLY ONE APPLICANT TO THE PROGRAM PER YEAR. BEGINNING GRANT-IN-AID FACULTY/STAFF MEMBERS INITIATING INDEPENDENT RESEARCH CAREERS. AT APPLICATION, APPLICANTS MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. AT ACTIVATION, APPLICANTS MUST HOLD A FACULTY/STAFF RANK UP TO AND INCLUDING ASSISTANT PROFESSOR (OR EQUIVALENT). SCIENTIST DEVELOPMENT GRANT INDIVIDUALS INITIATING INDEPENDENT RESEARCH CAREERS. AT APPLICATION, APPLICANTS MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. AT ACTIVATION, APPLICANT MUST HOLD A FACULTY/STAFF POSITION. APPLICANT'S FACULTY RANK SHALL BE UP TO AND INCLUDING ASSISTANT PROFESSOR (OR EQUIVALENT) AT APPLICATION. APPLICATIONS MAY BE SUBMITTED IN THE FINAL YEAR OF A POSTDOCTORAL RESEARCH FELLOWSHIP OR IN THE INITIAL YEARS OF THE INDEPENDENT RESEARCH CAREER. AT TIME OF AWARD ACTIVATION, NO MORE THAN FOUR YEARS WILL HAVE ELAPSED SINCE APPLICANT'S FIRST FULL-TIME FACULTY/STAFF APPOINTMENT AT THE LEVEL OF ASSISTANT PROFESSOR OR ITS EQUIVALENT. A PIVOTAL REQUIREMENT IS THE DEMONSTRATION THAT THE AWARD WILL PROMOTE INDEPENDENT STATUS FOR THE APPLICANT. APPLICANT SHALL HAVE RECEIVED NO PRIOR NATIONAL-LEVEL GRANT AS OF TIME OF SCIENTIST DEVELOPMENT GRANT ACTIVATION. ESTABLISHED INVESTIGATOR AWARD AT TIME OF APPLICATION, FACULTY/STAFF MEMBERS AT THE MID-LEVEL STAGES OF THEIR INDEPENDENT RESEARCH CAREERS. AT APPLICATION, APPLICANTS MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. AT THE TIME OF AWARD ACTIVATION, THE INVESTIGATOR MUST BE AT LEAST FOUR (4) YEARS BUT NO MORE THAN NINE (9) YEARS (I.E., EIGHT YEARS AND 12 MONTHS SINCE THE FIRST FACULTY/STAFF APPOINTMENT AT THE LEVEL OF ASSISTANT PROFESSOR OR EQUIVALENT (INCLUDING, BUT NOT LIMITED TO, RESEARCH ASSISTANT PROFESSOR, RESEARCH SCIENTIST, STAFF SCIENTIST, ETC.) INSTRUCTOR POSITIONS (OR EQUIVALENT POSITIONS) DO NOT COUNT TOWARD THE FOUR OR NINE YEARS OF ELIGIBILITY. APPLICANTS MUST HAVE CURRENT NATIONAL-LEVEL FUNDING AS PRINCIPAL INVESTIGATOR ON AN R01 GRANT OR ITS EQUIVALENT (E.G. VA MERIT AWARD, NSF GRANT, OR PI ON PROGRAM PROJECT GRANT FROM NIH). NIH "K" SERIES AWARDS ARE NOT CONSIDERED EQUIVALENT TO AN R01. GRANT-IN-AID FACULTY/STAFF MEMBERS CONDUCTING INDEPENDENT RESEARCH AT TIME OF APPLICATION. AT APPLICATION, PRINCIPAL INVESTIGATOR MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. SPECIAL AWARDS/PILOT PROGRAMS ELIGIBILITY IS DETERMINED BY AN AFFILIATE OR THE NATIONAL CENTER BASED UPON SPECIAL LOCAL OR NATIONAL CIRCUMSTANCES. THE FUNDING COMPONENT MUST REQUEST AND RECEIVE APPROVAL FROM THE AHA RESEARCH COMMITTEE TO DEVELOP AND IMPLEMENT A PILOT RESEARCH PROGRAM FOR A LIMITED PERIOD OF TIME. AFFILIATE SUMMER UNDERGRADUATE RESEARCH FELLOWSHIP TO BE ELIGIBLE FOR THIS PROGRAM, UNDERGRADUATE STUDENTS SHOULD BE CURRENTLY CLASSIFIED AT THE JUNIOR OR SENIOR ACADEMIC STATUS AT THE TIME OF AWARD ACTIVATION. STUDENTS MUST BE ENROLLED FULL-TIME IN AN UNDERGRADUATE DEGREE PROGRAM, AT THE TIME OF APPLICATION, IN EITHER A FOUR-YEAR COLLEGE OR UNIVERSITY, OR A TWO-YEAR INSTITUTION WITH PLANS TO TRANSFER TO A FOUR-YEAR COLLEGE OR UNIVERSITY BY THE FALL SEMESTER IMMEDIATELY FOLLOWING THE SUMMER PROGRAM. STUDENTS MAY EITHER BE ATTENDING AN INSTITUTION WITHIN THE AFFILIATE, OR BE A RESIDENT OF ONE OF THESE STATES. AFFILIATE MEDICAL STUDENT RESEARCH PROGRAM - INSTITUTIONAL THIS IS AN INSTITUTIONAL AWARD TO QUALIFIED RESEARCH INSTITUTIONS WITHIN THE AFFILIATE'S GEOGRAPHIC BOUNDARIES THAT CAN OFFER A MEANINGFUL RESEARCH EXPERIENCE TO HEALTH SCIENCES STUDENTS. FELLOWSHIP TARGETS PRE-DOCTORAL M.D., D.O., D.D.S., PHARM.D. AND D.V.M. (OR EQUIVALENT) HEALTH SCIENCE STUDENTS.
SCHEDULE I, PART IV - CONTINUED AFFILIATE MEDICAL STUDENT RESEARCH PROGRAM INVESTIGATOR INITIATED THIS PROGRAM IS INTENDED FOR FULL-TIME STUDENTS (WITHIN THE AFFILIATE'S GEOGRAPHIC BOUNDARIES) WHO HAVE NOT YET OBTAINED AN MD BUT ARE ENROLLED IN AN MD PROGRAM, HEALTHCARE PROFESSIONALS WITH DOCTORAL DEGREES, PH.D., D.O., D.D.S., PHARM.D. AND D.V.M. (OR EQUIVALENT) IN AN MD PROGRAM WHO SEEK RESEARCH TRAINING WITH A SPONSOR/MENTOR PRIOR TO EMBARKING ON A RESEARCH CAREER. NATIONAL INNOVATIVE RESEARCH GRANT ALL LEVELS OF FACULTY/STAFF MEMBERS CONDUCTING RESEARCH AT TIME OF APPLICATION. AT APPLICATION, PRINCIPAL INVESTIGATOR MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. ELIGIBILITY FOR THE INNOVATIVE RESEARCH AWARD IS NOT RESTRICTED BASED UPON EXPERIENCE LEVEL OR SENIORITY. SENIORITY WILL NOT BE USED AS A CRITERION IN EVALUATING AN APPLICATION'S MERIT. NATIONAL COLLABORATIVE SCIENCE AWARD THE PROPOSAL MUST FOCUS ON THE COLLABORATIVE RELATIONSHIP, SUCH THAT THE SCIENTIFIC OBJECTIVES COULD NOT BE ACHIEVED WITHOUT THE EFFORTS OF AT LEAST TWO CO-PRINCIPAL INVESTIGATORS AND THEIR RESPECTIVE DISCIPLINES. AN APPLICATION MUST BE SUBMITTED JOINTLY BY AT LEAST TWO CO-PRINCIPAL INVESTIGATORS. CO-PIS MUST EACH HOLD FACULTY/STAFF APPOINTMENTS OF ANY RANK (OR EQUIVALENT). CO-PIS MUST BE INDEPENDENT RESEARCHERS. (THIS AWARD IS NOT INTENDED FOR INDIVIDUALS IN RESEARCH TRAINING OR FELLOWSHIP POSITIONS.) CO-PIS MUST HOLD A M.D., PH.D., D.O., D.V.M. OR EQUIVALENT POST-BACCALAUREATE TERMINAL DEGREE. NATIONAL MENTOR/AHA MENTEE AWARD AT TIME OF APPLICATION, INDEPENDENT INVESTIGATORS HOLDING A FACULTY/STAFF APPOINTMENT EQUIVALENT TO ASSOCIATE OR FULL PROFESSOR. APPLICANTS MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE. APPLICANTS MUST HAVE CURRENT NATIONAL-LEVEL FUNDING AS PRINCIPAL INVESTIGATOR ON AN R01 GRANT OR ITS EQUIVALENT (E.G. VA MERIT AWARD, NSF GRANT, OR PI ON PROGRAM PROJECT GRANT FROM NIH). NATIONAL STRATEGICALLY FOCUSED RESEARCH NETWORK DIRECTORS AND PRINCIPAL INVESTIGATORS OF PROJECTS OF THE CENTERS MUST POSSESS AN M.D., PH.D., D.O., D.V.M., OR EQUIVALENT DOCTORAL DEGREE AT TIME OF APPLICATION. THEY SHOULD BE FACULTY OR STAFF MEMBERS OF THE NON-PROFIT APPLICANT ORGANIZATION AT APPLICATION. ANOTHER MAJOR ELIGIBILITY REQUIREMENT FOR INDIVIDUALS IS CITIZENSHIP. AWARDS ARE MADE TO PRINCIPAL INVESTIGATORS AND TRAINEES WHO ARE: (A) UNITED STATES CITIZENS OR (B) FOREIGN NATIONALS HOLDING PERMANENT RESIDENCE OR CERTAIN OTHER VISA STATUSES OR (C) FOREIGN NATIONALS WHO HAVE APPLIED FOR PERMANENT RESIDENCY (FORM I-485 ON FILE WITH U.S. CITIZENSHIP AND IMMIGRATION SERVICES) AND WHO HAVE RECEIVED AUTHORIZATION TO LEGALLY REMAIN IN THE U.S. (HAVING FILED AN APPLICATION FOR EMPLOYMENT FORM I-765). AWARDEE MUST MEET AMERICAN HEART ASSOCIATION CITIZENSHIP CRITERIA THROUGHOUT THE DURATION OF THE AWARD. THE NATIONAL CENTER AND EACH AFFILIATE RESEARCH COMMITTEE HAVE THE AUTHORITY TO ADD MORE RESTRICTIVE ELIGIBILITY CRITERIA TO A RESEARCH AWARD PROGRAM. FOR EXAMPLE, A LIMITATION MAY BE PLACED ON ANNUAL FUNDING DOLLARS FROM OTHER SOURCES. RESEARCH GRANTS ARE AWARDED BY THE AMERICAN HEART ASSOCIATION ANNUALLY AND PAID TO THE GRANTEE'S INSTITUTION QUARTERLY OVER THE MULTI-YEAR LIFE OF THE AWARD. GRANTEES ARE REQUIRED TO SUBMIT REPORTS OF SCIENTIFIC PROGRESS ANNUALLY PRIOR TO ISSUING EACH SUBSEQUENT YEAR'S PAYMENTS. THESE REPORTS MAY BE REVIEWED BY VOLUNTEER COMMITTEES COMPRISED PRIMARILY OF ACTIVE AND EXPERIENCED RESEARCHERS. AN ANNUAL FINANCIAL REPORT IS REQUIRED PRIOR TO ISSUING EACH SUBSEQUENT YEAR'S PAYMENTS. FINANCIAL REPORTS ARE REQUIRED TO BE FILED WITHIN 90 DAYS OF THE END OF EACH GRANT YEAR, AND ARE REVIEWED BY AHA.
Schedule I (Form 990) 2013


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
AMERICAN HEART ASSOCIATION INC
 
Employer identification number

13-5613797
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
Yes
 
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)NANCY BROWNCEO (i)
(ii)
667,284
0
89,946
0
36,769
0
306,259
0
26,887
0
1,127,145
0
0
0
(2)SUNDER JOSHICAO/CFO (i)
(ii)
360,428
0
35,640
0
2,146
0
50,691
0
11,840
0
460,745
0
0
0
(3)LYNNE DARROUZETEVP - CORP SEC/GENERAL COUNSEL (i)
(ii)
206,902
0
10,395
0
0
0
25,602
0
15,604
0
258,503
0
0
0
(4)ROSE MARIE ROBERTSONCHIEF SCIENCE OFFICER (i)
(ii)
424,267
0
41,580
0
187,445
0
35,500
0
9,833
0
698,625
0
182,928
0
(5)MEIGHAN GIRGUSCHIEF MISSION OFFICER (i)
(ii)
379,796
0
37,620
0
7,454
0
53,458
0
1,201
0
479,529
0
0
0
(6)LESLIE UPTONCHIEF DEVELOPMENT OFFICER (i)
(ii)
349,147
0
34,244
0
2,183
0
49,043
0
6,578
0
441,195
0
0
0
(7)GERALD JOHNSONCHIEF DIVERSITY OFFICER (i)
(ii)
328,935
0
41,780
0
6,201
0
0
0
12,375
0
389,291
0
0
0
(8)MICHAEL WEAMEREVP (i)
(ii)
447,660
0
0
0
34,255
0
35,500
0
17,797
0
535,212
0
27,948
0
(9)DAVID MARKIEWICZEVP (i)
(ii)
386,883
0
42,000
0
8,000
0
55,127
0
17,797
0
509,807
0
0
0
(10)ROMAN BOWSEREVP (i)
(ii)
401,322
0
62,400
0
23,376
0
35,500
0
6,578
0
529,176
0
21,017
0
(11)KEVIN HARKEREVP (i)
(ii)
366,259
0
38,462
0
1,316
0
51,955
0
18,176
0
476,168
0
0
0
(12)JEREMY BEAUCHAMPEVP (i)
(ii)
279,528
0
0
0
8,000
0
40,180
0
16,501
0
344,209
0
0
0
(13)MIDGE EPSTEINEVP (i)
(ii)
376,532
0
54,319
0
107,659
0
35,500
0
17,797
0
591,807
0
106,078
0
(14)NICOLE SAPIOEVP (i)
(ii)
319,479
0
10,000
0
8,780
0
45,327
0
12,375
0
395,961
0
0
0
(15)JOANNE MCLAUGHLINAFFILIATE DEVELOPMENT OFFICER (i)
(ii)
213,776
0
0
0
197,903
0
29,728
0
1,779
0
443,186
0
0
0
(16)JOHN MEINERSEVP - ECC (i)
(ii)
329,444
0
60,052
0
0
0
46,911
0
12,375
0
448,782
0
0
0
(17)KATHLEEN ROGERSEVP - STRATEGIC MKTS & CONSUMER BUS (i)
(ii)
286,869
0
28,859
0
2,146
0
41,093
0
16,501
0
375,468
0
0
0
(18)MARK SCHOEBERLEVP - ADVOCACY (i)
(ii)
264,685
0
26,760
0
2,183
0
38,104
0
17,797
0
349,529
0
0
0
(19)VIRGINIA GATLINAFFILIATE DEVELOPMENT OFFICER (i)
(ii)
235,390
0
56,594
0
600
0
32,379
0
2,098
0
327,061
0
0
0
(20)DAVID LIVINGSTONFORMER EVP/GENERAL COUNSEL (i)
(ii)
4,308
0
13,860
0
108,243
0
0
0
5,665
0
132,076
0
30,400
0
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 1A TO ENCOURAGE GOOD HEALTH PRACTICES, AMERICAN HEART ASSOCIATION (AHA) MAKES AVAILABLE A MEMBERSHIP TO A LOCAL FITNESS CENTER TO SENIOR MANAGEMENT. OF THE OFFICERS AND KEY EMPLOYEES LISTED, THE FOLLOWING PARTICIPATE IN THE PROGRAM -- NANCY BROWN, SUNDER JOSHI, LESLIE UPTON, KATHLEEN ROGERS, AND MARK SCHOEBERL. THESE BENEFITS ARE TREATED AS TAXABLE INCOME.
PART I, LINES 4A-B JOANNE MCLAUGHLIN RETIRED AS AFFILIATE DEVELOPMENT OFFICER IN 2013. DURING THE CALENDAR YEAR, MRS. MCLAUGHLIN RECEIVED SEVERANCE PAY OF $197,381, INCLUDING $38,222 FOR PAYOUT OF ACCRUED AND UNUSED PERSONAL TIME OFF PER COMPANY POLICY. DAVID LIVINGSTON RETIRED AS EVP/GENERAL COUNSEL IN 2013, AND RECEIVED $77,584 FOR PAYOUT OF ACCRUED AND UNUSED PERSONAL TIME OFF. NONQUALIFIED RETIREMENT PLAN: AHA PROVIDES A 457(F) RETIREMENT RESTORATION PLAN TO CERTAIN MEMBERS OF SENIOR MANAGEMENT. WHILE AHA EMPLOYEES ARE GENERALLY ELIGIBLE TO PARTICIPATE IN THE QUALIFIED RETIREMENT PLAN AND THE 403(B) PLAN, CONTRIBUTIONS BY AHA TO THE QUALIFIED RETIREMENT PLAN AND THE 403(B) PLAN ARE CAPPED PURSUANT TO IRS REGULATIONS. UNDER THE RETIREMENT RESTORATION PLAN, AHA IS ALLOWED TO MAKE CONTRIBUTIONS BASED ON THE AMOUNT A PARTICIPANT WOULD HAVE BEEN ALLOWED TO RECEIVE IF THE RETIREMENT CONTRIBUTIONS BY AHA WERE NOT CAPPED. THE RETIREMENT RESTORATION PLAN SEEKS TO MAKE WHOLE, UPON A SPECIFIED VESTING DATE, THOSE PARTICIPANTS WHOSE COMPENSATION IS SUCH THAT THE ALLOWABLE QUALIFIED RETIREMENT CONTRIBUTION IS CAPPED DURING THEIR SERVICE TO AHA. ONCE A PARTICIPANT IS VESTED, THE RESTORATION PLAN BALANCE (THAT ACCUMULATED OVER MANY YEARS AND INCLUDES GAINS/LOSSES FROM THE MARKET) IS PAID OUT TO THE PARTICIPANT IN A LUMP SUM. AFTER THE PARTICIPANT HAS PASSED HIS OR HER VESTING DATE, ANY CONTRIBUTION THAT WOULD HAVE BEEN MADE TO THE RESTORATION PLAN IS PAID TO THE EMPLOYEE AT THE END OF THE YEAR IN A LUMP SUM. THE PAYMENT IS CONSIDERED EARNED INCOME WITH APPLICABLE TAXES WITHHELD. IF THE EMPLOYEE LEAVES AHA PRIOR TO REACHING HIS OR HER VESTING DATE, THE ACCOUNT BALANCE IS FORFEITED. DURING THE CALENDAR YEAR, SOME ELIGIBLE PARTICIPANTS IN AHA'S RETIREMENT RESTORATION PLAN REACHED THEIR VESTING DATE OR HAD PREVIOUSLY REACHED THEIR VESTING DATE AND RECEIVED LUMP SUM PAYMENTS FROM THE PLAN. ROSE MARIE ROBERTSON RECEIVED $182,928, AND MIDGE EPSTEIN RECEIVED $106,078. PREVIOUSLY VESTED, MICHAEL WEAMER RECEIVED $27,948, AND ROMAN BOWSER RECEIVED $21,016. FORMER EVP/GENERAL COUNSEL DAVID LIVINGSTON RECEIVED $30,400.
PART I, LINE 5 THE SENIOR MANAGEMENT OF AHA PARTICIPATES IN AN INCENTIVE PLAN DESIGNED TO MOTIVATE AND REWARD SIGNIFICANT GROWTH AND PERFORMANCE OF THE ASSOCIATION AND CREATE A SENSE OF SHARED OWNERSHIP TO ACHIEVE THE STRATEGIC PLAN AND FURTHER THE MISSION. THE INCENTIVE PLAN IS DESIGNED AS PART OF THE TOTAL CASH COMPENSATION PROVIDED TO THE SENIOR EXECUTIVES. THE TOTAL CASH COMPENSATION HAS BEEN DETERMINED AS REASONABLE BY THE COMPENSATION AND BENEFITS COMMITTEE AND OUTSIDE INDEPENDENT COMPENSATION CONSULTANTS. THE INCENTIVE PLAN FOCUSES ON FOUR BROAD CRITERIA, WHICH HAVE QUALITATIVE AND QUANTITATIVE ASPECTS: ASSOCIATION REVENUE GOALS, AFFILIATE-SPECIFIC REVENUE GOALS, TALENT MANAGEMENT GOALS, AND MISSION GOALS. AWARD OPPORTUNITIES FOR SENIOR MANAGEMENT AND THE CEO RANGE FROM 0%-30% AND 0%-60% RESPECTIVELY.
SCHEDULE J, PART II IN APRIL OF 2013, THE BOARD APPROVED A RETENTION AGREEMENT FOR NANCY BROWN TO ALLOW FOR LEADERSHIP STABILITY, A SATISFACTORY DEGREE OF SUCCESSION PLANNING, AND RECOGNITION OF EXTERNAL MARKET PRESSURES FOR EXECUTIVE TALENT. $213,333 OF THE AMOUNT, WHICH IS REFLECTED IN SCHEDULE J, PART II, LINE (I), COLUMN (C), IS AN ANNUALIZED ACCRUAL OF THE BOARD-APPROVED RETENTION AGREEMENT. AS OF JUNE 30, 2014, $356,190 HAS BEEN ACCRUED AS PART OF THE BOARD-APPROVED AGREEMENT. NO AMOUNT WAS ACTUALLY PAID TO THE CEO DURING THE YEAR UNDER THIS AGREEMENT, AS THE TERMS OF THAT AGREEMENT HAVE NOT YET BEEN SATISFIED.
Schedule J (Form 990) 2013

Additional Data


Software ID:  
Software Version:  
SCHEDULE M
(Form 990)


Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.

Right pointing arrow large imageInformation about Schedule M (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
AMERICAN HEART ASSOCIATION INC
 
Employer identification number

13-5613797
Part I
Types of Property
(a)
Check if applicable
(b)
Number of contributions or items contributed
(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g
(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 1,383 485,359 FAIR MARKET VALUE
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 9,081 FAIR MARKET VALUE
5 Clothing and household
goods .......
     
6 Cars and other vehicles .. X 396 312,258 FAIR MARKET VALUE
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 290 3,191,333 FAIR MARKET VALUE
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests ....
       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures .....
       
14 Qualified conservation
contribution—Other ...
       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles ..... X 2,321 657,860 FAIR MARKET VALUE
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( AD COUNCIL AD ) X 1 31,362,000 FAIR MARKET VALUE
26 Other Right pointing arrow large image ( MISCELLANEOUS ) X 1,168 3,113,896 FAIR MARKET VALUE
27 Other Right pointing arrow large image ( TRAVEL ) X 2,211 2,286,346 FAIR MARKET VALUE
28 Other Right pointing arrow large image ( RECREATION ) X 5,432 1,660,160 FAIR MARKET VALUE
Other Right pointing arrow large image ( FOOD & DRINK ) X 6,222 1,635,362 FAIR MARKET VALUE
Other Right pointing arrow large image ( TANGIBLE PERS ) X 7,462 1,313,816 FAIR MARKET VALUE
Other Right pointing arrow large image ( PERSONAL SERV ) X 4,023 848,287 FAIR MARKET VALUE
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
...
29
2
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that
it must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2013)
Schedule M (Form 990) (2013)
Page 2
Part II
Supplemental Information. Provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 32B: THE ASSOCIATION RECEIVES THE PROCEEDS FROM THE SALE OF DONATED VEHICLES THAT ARE RECEIVED AND PROCESSED BY INSURANCE AUTO AUCTIONS.
Schedule M (Form 990) (2013)
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
AMERICAN HEART ASSOCIATION INC
 
Employer identification number

13-5613797
Return Reference Explanation
FORM 990, PART VI, SECTION B, LINE 11 IN EARLY NOVEMBER, MANAGEMENT DISTRIBUTED A DRAFT OF THE FORM 990 TO THE AUDIT COMMITTEE APPOINTED BY THE AMERICAN HEART ASSOCIATION'S BOARD OF DIRECTORS. THE AUDIT COMMITTEE MEMBERS REVIEWED THE DRAFT. MANAGEMENT UPDATED THE DRAFT BASED ON FEEDBACK FROM THE AUDIT COMMITTEE MEMBERS. PRIOR TO FINALIZATION OF THE RETURN, A FINAL DRAFT OF FORM 990 WAS PROVIDED TO ALL MEMBERS OF THE BOARD OF DIRECTORS. THE FORM DISTRIBUTED TO THE BOARD OF DIRECTORS REFLECTS THE RETURN ULTIMATELY FILED WITH THE INTERNAL REVENUE SERVICE.
FORM 990, PART VI, SECTION B, LINE 12C THE AMERICAN HEART ASSOCIATION (AHA) HAS ESTABLISHED A CONFLICT OF INTEREST POLICY WHICH HAS BEEN REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS. THE POLICY IS BINDING ON ALL VOLUNTEERS, STAFF AND COMPONENTS OF AHA. A CONFLICT OF INTEREST QUESTIONNAIRE, WHICH INCLUDES THE CONFLICT OF INTEREST POLICY, STANDARDS AND ETHICS POLICY, IS REQUIRED TO BE COMPLETED BY ALL AHA BOARD OF DIRECTORS MEMBERS, COMMITTEE, SUBCOMMITTEE, TASK FORCE, WRITING GROUP MEMBERS, AND DESIGNATED STAFF, AHA SPOKESPERSONS UPON THEIR APPOINTMENT, AND TO OFFICERS AND JOURNAL EDITORS PRIOR TO THEIR ELECTION OR APPOINTMENT. AFTER THE INITIAL COMPLETION OF THE CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRE, VOLUNTEERS AND DESIGNATED STAFF ARE REQUESTED TO UPDATE IT WHENEVER MATERIAL CHANGES OCCUR IN THEIR AHA ROLE, EMPLOYMENT OR OTHER RELATIONSHIP IDENTIFIED AS RELEVANT ON THE DISCLOSURE QUESTIONNAIRE. AHA HAS IDENTIFIED THE FOLLOWING AREAS IN ITS POLICY TO BE POTENTIAL CONFLICTS OF INTEREST: DIRECT OR INDIRECT INTEREST IN, OR RELATIONSHIP WITH, ANY INDIVIDUAL OR ORGANIZATION THAT PROPOSES TO ENTER INTO ANY TRANSACTION WITH AHA; THE SALE, PURCHASE, LEASE OR RENTAL OF ANY PROPERTY OR OTHER ASSET; EMPLOYMENT, OR RENDITION OF SERVICES, PERSONAL OR OTHERWISE; THE AWARD OF ANY GRANT, CONTRACT, OR SUBCONTRACT; OR THE INVESTMENT OR DEPOSIT OF ANY FUNDS OF AHA.
FORM 990, PART VI, SECTION B, LINE 15 AHA'S BOARD OF DIRECTORS CHARGES A COMPENSATION AND BENEFITS COMMITTEE TO PROVIDE RECOMMENDATIONS REGARDING COMPENSATION-RELATED MATTERS WITHIN THE ORGANIZATION. THE COMPENSATION COMMITTEE IS RESPONSIBLE FOR REVIEWING AND PROVIDING RECOMMENDATIONS FOR THE CHIEF EXECUTIVE OFFICER'S (CEO) COMPENSATION TO THE OFFICERS OF THE BOARD OF DIRECTORS. THE OFFICERS OF THE BOARD OF DIRECTORS REVIEW AND MAKE FINAL RECOMMENDATIONS ON THE CHIEF EXECUTIVE OFFICER'S COMPENSATION TO THE BOARD OF DIRECTORS FOR FINAL APPROVAL. THE COMPENSATION COMMITTEE IS COMPRISED OF MEMBERS WHO ARE CONSIDERED INDEPENDENT OF MANAGEMENT PURSUANT TO AHA'S CONFLICT OF INTEREST POLICY. THE COMPENSATION COMMITTEE ENGAGES AN OUTSIDE INDEPENDENT CONSULTANT TO PROVIDE EXTERNAL BENCHMARKING WITH RESPECT TO COMPENSATION LEVELS AND PROVISION OF BENEFITS. THE COMPENSATION COMMITTEE'S OUTSIDE INDEPENDENT CONSULTANT PROVIDES INFORMATION WITH RESPECT TO THE APPROPRIATENESS OF THE CEO'S COMPENSATION AS COMPARED TO THE EXTERNAL BENCHMARKING AS WELL AS THE METHODOLOGY IN DEVELOPING CURRENT COMPENSATION. THE INDEPENDENT CONSULTANT ALSO EVALUATES THE COMPENSATION RANGE OF OTHER OFFICERS AND SENIOR EXECUTIVES. SEVERAL SURVEYS WERE UTILIZED IN DEVELOPING THE COMPARISON INCLUDING SURVEYS FROM VARIOUS COMPENSATION CONSULTING FIRMS. ADDITIONALLY, THE OUTSIDE INDEPENDENT CONSULTANT PROVIDED A REASONABLENESS OPINION IN ORDER TO INSURE THAT AHA COMPLIES WITH THE INTERMEDIATE SANCTION & REBUTTABLE PRESUMPTION POLICY. FOR PURPOSES OF THE 2013-14 FISCAL YEAR, THE COMPENSATION REVIEW OF THE CEO BY THE COMPENSATION COMMITTEE WAS LAST COMPLETED IN SEPTEMBER OF 2013. KEY FACTORS THAT ARE CONSIDERED BY THE COMPENSATION COMMITTEE WITH RESPECT TO COMPENSATION ARE AS FOLLOWS: COMPENSATION PHILOSOPHY, EXPERIENCE AND QUALIFICATIONS OF THE CANDIDATE, MARKET COMPETITIVENESS, AND COMPENSATION REQUIREMENTS AND HISTORY OF THE CANDIDATE. COMPONENTS OF COMPENSATION THAT ARE ROUTINELY REVIEWED BY THE COMPENSATION COMMITTEE INCLUDE BASE SALARY, INCENTIVE OPPORTUNITY BOTH SHORT AND LONG TERM, RETIREMENT, BENEFITS AND PERQUISITES.
FORM 990, PART VI, SECTION C, LINE 19 THE AMERICAN HEART ASSOCIATION (AHA) MAKES AVAILABLE THE THREE MOST RECENT YEARS OF AUDITED FINANCIAL STATEMENTS, THREE MOST RECENT YEARS OF THE FORM 990 AND THE CONFLICT OF INTEREST POLICY ON AHA'S INTERNET WEBSITE, WWW. HEART.ORG. THE AHA DOES NOT MAKE ITS GOVERNING DOCUMENTS AVAILABLE TO THE GENERAL PUBLIC.
FORM 990, PART XI, LINE 9: POST-RETIREMENT ADJUSTMENT (ASC 715) -1,107,779.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2013

Additional Data


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SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.
MediumBullet
Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
AMERICAN HEART ASSOCIATION INC
 
Employer identification number

13-5613797
Part I
Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Total income


(e)
End-of-year assets


(f)
Direct controlling
entity

(1) AMHAS LLC
7272 GREENVILLE AVENUE
DALLAS,TX75231
13-5613797
INVESTMENTS DE 586,710 61,482,860 AMERICAN HEART ASSOCIATION INC
 










Part II
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Exempt Code section


(e)
Public charity status
(if section 501(c)(3))

(f)
Direct controlling
entity

(g)
Section 512(b)(13) controlled entity?
Yes No












For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



(b)
Primary activity




(c)
Legal
domicile
(state or foreign
country)


(d)
Direct controlling
entity



(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




(g)
Share of end-of-year
assets



(h)
Disproprtionate allocations?




(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?



(k)
Percentage
ownership


Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Type of entity
(C corp, S corp,
or trust)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Percentage
ownership
(i)
Section 512(b)(13) controlled entity?
Yes No
(1) 24 VARIOUS PERPETUAL TRUSTS

7272 GREENVILLE AVENUE
DALLAS,TX75231
99-9999999
FIDUCIARY TX AMERICAN HEART ASSOCIATION INC
 
T       Yes  
(2) 11 CHARITABLE REMAINDER TRUSTS

7272 GREENVILLE AVENUE
DALLAS,TX75231
99-9999999
FIDUCIARY TX AMERICAN HEART ASSOCIATION INC
 
T       Yes  










Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 3
Part V
Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
 
No
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
 
No
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization
(b)
Transaction
type (a-s)
(c)
Amount involved
(d)
Method of determining amount involved
(1) 11 CHARITABLE REMAINDER TRUSTS

C 1,185,927 CASH CONTRIBUTIONS RECEIVED
(2) 24 VARIOUS PERPETUAL TRUSTS

C 1,047,824 CASH CONTRIBUTIONS RECEIVED
(3) AMHAS LLC

B 60,772,040 CAPITAL CONTRIBUTION



Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations?
(f)
Share of total income




(g)
Share of
end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code V?UBI
amount in box 20
of Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership


Yes No Yes No Yes No






























Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference Explanation
SCHEDULE R, PART I AMHAS, LLC IS A SINGLE MEMBER LIMITED LIABILITY COMPANY THAT HOLDS INVESTMENTS THAT ARE PART OF THE AMERICAN HEART ASSOCIATION'S INVESTMENT PORTFOLIO.
SCHEDULE R, PART IV THESE RELATED ENTITES ARE TRUSTS IN WHICH THE AMERICAN HEART ASSOCIATION HAS A GREATER THAN 50% BENEFICIAL INTEREST. THE EIN AND STATE OF LEGAL DOMICILE VARY BY TRUST.
Schedule R (Form 990) 2013
Additional Data


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