TY 2013 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bullet

Information about Form 990-PF and its instructions is at www.irs.gov/form990pf.

OMB No. 1545-0052

2013

Open to Public Inspection

For calendar year 2013, or tax year beginning 08-01-2013 , and ending 07-31-2014

Name of foundation
BRODY BROTHERS FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 1046 NO 200 Room/suite

City or town, state or province, country, and ZIP or foreign postal code
KINSTON, NC28503

A Employer identification number

56-0858144

B Telephone number (see instructions)

(252) 353-2141

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85% test,
check here and attach computation ........... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ......... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$3,403,362J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ......... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities......	68,846		68,846
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		412,854
b	Gross sales price for all assets on line 6a 2,482,592
7	Capital gain net income (from Part IV, line 2)...			412,854
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		313	313	0
12	Total. Add lines 1 through 11........	482,013		482,013	0
13	Compensation of officers, directors, trustees, etc.	0		0	0	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......		5,000	5,000	0	0
c	Other professional fees (attach schedule)....		25,068	25,068	0	0
17	Interest...............
18	Taxes (attach schedule) (see instructions)		8,413	2,893	0	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		70	70	0	0
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	38,551		33,031	0	0
25	Contributions, gifts, grants paid........	152,410				152,410
26	Total expenses and disbursements. Add lines 24 and 25	190,961		33,031	0	152,410
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	291,052
b	Net investment income (if negative, enter -0-)			448,982
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2013)

Form 990-PF (2013)

Page 2

Part II		Balance Sheets	Attached schedules and amounts in the description column should be for end-of-year amounts only. (See instructions.)	Beginning of year	End of year
Part II		Balance Sheets		(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............
	2	Savings and temporary cash investments..........		11,602	65,498	65,498
	3	Accounts receivable
		Less: allowance for doubtful accounts		2,474
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule)........		3,338,150	3,578,090	3,337,864
	c	Investments—corporate bonds (attach schedule)........
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)		3,352,226	3,643,588	3,403,362
		17	Accounts payable and accrued expenses..........
18		Grants payable...................
19		Deferred revenue..................
20		Loans from officers, directors, trustees, and other disqualified persons
21		Mortgages and other notes payable (attach schedule)......
22		Other liabilities (describe )
23		Total liabilities (add lines 17 through 22)..........		0	0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........		407,356	407,356
	28	Paid-in or capital surplus, or land, bldg., and equipment fund		0	0
	29	Retained earnings, accumulated income, endowment, or other funds		2,944,870	3,236,232
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................		3,352,226	3,643,588
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................		3,352,226	3,643,588

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	3,352,226
2	Enter amount from Part I, line 27a.....................	2	291,052
3	Other increases not included in line 2 (itemize)	3	310
4	Add lines 1, 2, and 3..........................	4	3,643,588
5	Decreases not included in line 2 (itemize)	5	0
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	3,643,588

Form 990-PF (2013)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	ROBERT HALF INTL INC	P	2011-02-01	2014-07-24
b	NIELSEN HOLDINGS N V SHS ISIN#NL0009538479	P	2014-07-07	2014-07-22
c	ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B4BNMY34	P	2010-06-22	2014-07-22
d	AON PLC SHS CL A ISIN#GB00B5BT0K07	P	2013-11-07	2014-07-22
e	WYNN RESORTS LTD COM	P	2012-07-09	2014-07-22
	WATERS CORP COM	P	2012-09-25	2014-07-22
	WABTEC COM	P	2013-04-22	2014-07-22
	WABTEC COM	P	2013-04-19	2014-07-22
	TWENTY-FIRST CENTY FOX INC CL A	P	2013-08-29	2014-07-22
	TRIMBLE NAV LTD	P	2013-09-12	2014-07-22
	TRIMBLE NAV LTD	P	2013-09-11	2014-07-22
	TRIMBLE NAV LTD	P	2013-09-10	2014-07-22
	TOWERS WATSON & CO CL A	P	2013-10-24	2014-07-22
	STANLEY BLACK & DECKER INC COM	P	2012-10-18	2014-07-22
	SCRIPPS NETWORKS INTERACTIVE INC CL A	P	2011-05-26	2014-07-22
	SCRIPPS NETWORKS INTERACTIVE INC CL A	P	2008-09-18	2014-07-22
	ROBERT HALF INTL INC	P	2011-02-01	2014-07-22
	ROBERT HALF INTL INC	P	2010-06-22	2014-07-22
	PRICE T ROWE GROUP INC COM	P	2013-10-15	2014-07-22
	JONES LANG LASALLE INC COM	P	2014-03-06	2014-07-22
	HOSPIRA INC COM	P	2012-06-14	2014-07-22
	DANAHER CORP COM	P	2014-06-06	2014-07-22
	CELGENE CORP	P	2014-07-11	2014-07-22
	AMETEK INC NEW COM	P	2013-07-02	2014-07-22
	AMETEK INC NEW COM	P	2013-07-01	2014-07-22
	AFFILIATED MANAGERS GROUP INC COM	P	2009-06-18	2014-07-22
	AFFILIATED MANAGERS GROUP INC COM	P	2008-12-23	2014-07-22
	STANLEY BLACK & DECKER INC COM	P	2012-10-18	2014-07-11
	STANLEY BLACK & DECKER INC COM	P	2012-10-01	2014-07-11
	HOSPIRA INC COM	P	2012-06-14	2014-07-11
	ANSYS INC COM	P	2011-11-17	2014-06-27
	STARWOOD HOTELS & RESORTS WORLDWIDE INC COM	P	2011-11-17	2014-06-06
	STARWOOD HOTELS & RESORTS WORLDWIDE INC COM	P	2011-11-17	2014-06-06
	STARWOOD HOTELS & RESORTS WORLDWIDE INC COM	P	2011-07-15	2014-06-06
	ANSYS INC COM	P	2011-11-17	2014-05-29
	ANSYS INC COM	P	2011-11-17	2014-05-28
	ANSYS INC COM	P	2011-11-17	2014-05-27
	STARWOOD HOTELS & RESORTS WORLDWIDE INC COM	P	2011-07-15	2014-04-23
	WYNN RESORTS LTD COM	P	2012-07-09	2014-03-06
	WATERS CORP COM	P	2012-09-25	2014-03-06
	MASTERCARD INC CL A COM	P	2011-06-01	2014-02-07
	HOSPIRA INC COM	P	2012-06-14	2014-01-31
	EMC CORP COM	P	2008-08-19	2014-01-31
	ANSYS INC COM	P	2011-11-17	2014-01-31
	ANSYS INC COM	P	2011-08-10	2014-01-31
	AFFILIATED MANAGERS GROUP INC COM	P	2008-12-23	2014-01-31
	MASTERCARD INC CL A COM	P	2011-06-01	2013-11-29
	ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B4BNMY34	P	2010-06-22	2013-11-21
	ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B4BNMY34	P	2009-08-14	2013-11-21
	AON PLC SHS CL A ISIN#GB00B5BT0K07	P	2013-11-07	2013-11-21
	WYNN RESORTS LTD COM	P	2012-07-09	2013-11-21
	WATERS CORP COM	P	2012-09-25	2013-11-21
	WATERS CORP COM	P	2012-09-24	2013-11-21
	WABTEC COM	P	2013-04-19	2013-11-21
	TWENTY-FIRST CENTY FOX INC CL A	P	2013-08-29	2013-11-21
	TRIMBLE NAV LTD	P	2013-09-10	2013-11-21
	TOWERS WATSON & CO CL A	P	2013-10-24	2013-11-21
	STARWOOD HOTELS & RESORTS WORLDWIDE INC COM	P	2011-07-15	2013-11-21
	STANLEY BLACK & DECKER INC COM	P	2012-10-01	2013-11-21
	SCRIPPS NETWORKS INTERACTIVE INC CL A	P	2008-09-18	2013-11-21
	ROBERT HALF INTL INC	P	2010-06-22	2013-11-21
	PRICE T ROWE GROUP INC COM	P	2013-10-15	2013-11-21
	MASTERCARD INC CL A COM	P	2011-06-01	2013-11-21
	HOSPIRA INC COM	P	2012-06-14	2013-11-21
	HOSPIRA INC COM	P	2012-06-13	2013-11-21
	EMC CORP COM	P	2008-08-19	2013-11-21
	ANSYS INC COM	P	2011-08-10	2013-11-21
	AMETEK INC NEW COM	P	2013-07-01	2013-11-21
	AFFILIATED MANAGERS GROUP INC COM	P	2008-12-23	2013-11-21
	MASTERCARD INC CL A COM	P	2011-06-01	2013-11-07
	MASTERCARD INC CL A COM	P	2011-05-26	2013-11-07
	SCRIPPS NETWORKS INTERACTIVE INC CL A	P	2008-09-18	2013-10-22
	WYNN RESORTS LTD COM	P	2012-07-09	2013-10-17
	EXPRESS SCRIPTS HLDG CO COM	P	2013-07-24	2013-09-18
	EXPRESS SCRIPTS HLDG CO COM	P	2012-03-06	2013-09-18
	EXPRESS SCRIPTS HLDG CO COM	P	2011-08-22	2013-09-18
	EXPRESS SCRIPTS HLDG CO COM	P	2010-11-30	2013-09-18
	ROBERT HALF INTL INC	P	2010-06-22	2013-08-26
	ROBERT HALF INTL INC	P	2010-06-22	2013-08-23
	WYNN RESORTS LTD COM	P	2011-07-22	2014-07-22
	WENDYS CO COM	P	2012-11-27	2014-07-22
	WENDYS CO COM	P	2012-11-07	2014-07-22
	WENDYS CO COM	P	2012-10-26	2014-07-22
	VIACOM INC NEW CL B	P	2013-05-22	2014-07-22
	VIACOM INC NEW CL B	P	2013-05-14	2014-07-22
	TOURMALINE OIL CORP COM ISIN#CA89156V1067	P	2012-01-25	2014-07-22
	TRI POINTE HOMES INC COM	P	2014-07-10	2014-07-22
	STARZ COM SER A	P	2011-09-21	2014-07-22
	STARZ COM SER A	P	2011-09-08	2014-07-22
	STARZ COM SER A	P	2011-08-26	2014-07-22
	STARZ COM SER A	P	2011-08-25	2014-07-22
	STARZ COM SER A	P	2011-08-18	2014-07-22
	STARZ COM SER A	P	2011-08-02	2014-07-22
	STARZ COM SER A	P	2011-07-11	2014-07-22
	STARZ COM SER A	P	2011-07-08	2014-07-22
	STARZ COM SER A	P	2013-01-23	2014-07-22
	STARZ COM SER A	P	2011-10-12	2014-07-22
	STARZ COM SER A	P	2011-10-06	2014-07-22
	STARZ COM SER A	P	2011-10-05	2014-07-22
	STARZ COM SER A	P	2010-12-13	2014-07-22
	SEARS HLDGS CORP COM	P	2013-01-08	2014-07-22
	SEARS HLDGS CORP COM	P	2011-06-15	2014-07-22
	SEARS HLDGS CORP COM	P	2010-11-18	2014-07-22
	SEARS HLDGS CORP COM	P	2010-08-05	2014-07-22
	SEARS HLDGS CORP COM	P	2010-07-29	2014-07-22
	SEARS HLDGS CORP COM	P	2010-07-20	2014-07-22
	SEARS HLDGS CORP COM	P	2010-07-15	2014-07-22
	SEARS HLDGS CORP COM	P	2010-07-08	2014-07-22
	SEARS HLDGS CORP COM	P	2010-07-01	2014-07-22
	SEARS CDA INC COM ISIN#CA81234D1096	P	2012-11-13	2014-07-22
	ROUSE PPTYS INC COM	P	2012-12-19	2014-07-22
	ROUSE PPTYS INC COM	P	2012-10-23	2014-07-22
	PLATFORM SPECIALTY PRODS CORP COM	P	2014-02-06	2014-07-22
	PLATFORM SPECIALTY PRODS CORP COM	P	2014-01-30	2014-07-22
	LIBERTY MEDIA CORP DELAWARE CL A	P	2011-07-11	2014-07-22
	LIBERTY MEDIA CORP DELAWARE CL A	P	2011-07-08	2014-07-22
	LIBERTY MEDIA CORP DELAWARE CL A	P	2010-12-13	2014-07-22
	LIBERTY MEDIA CORP DELAWARE CL A	P	2010-09-02	2014-07-22
	LIBERTY MEDIA CORP DELAWARE CL A	P	2010-08-12	2014-07-22
	LIBERTY INTERACTIVE CORP LIBERTY VENTURES COM SER A	P	2012-06-20	2014-07-22
	LIBERTY INTERACTIVE CORP LIBERTY VENTURES COM SER A	P	2012-06-07	2014-07-22
	LIBERTY INTERACTIVE CORP INTERACTIVE COM SER A	P	2012-06-20	2014-07-22
	LIBERTY INTERACTIVE CORP INTERACTIVE COM SER A	P	2012-06-07	2014-07-22
	LEUCADIA NATL CORP COM	P	2010-08-31	2014-07-22
	LEUCADIA NATL CORP COM	P	2010-05-04	2014-07-22
	LANDS END INC NEW COM	P	2013-01-08	2014-07-22
	LANDS END INC NEW COM	P	2011-06-15	2014-07-22
	LANDS END INC NEW COM	P	2010-11-18	2014-07-22
	LANDS END INC NEW COM	P	2010-08-05	2014-07-22
	LANDS END INC NEW COM	P	2010-07-29	2014-07-22
	LANDS END INC NEW COM	P	2010-07-20	2014-07-22
	LANDS END INC NEW COM	P	2010-07-15	2014-07-22
	LANDS END INC NEW COM	P	2010-07-08	2014-07-22
	LANDS END INC NEW COM	P	2010-07-01	2014-07-22
	L BRANDS INC COM	P	2011-08-03	2014-07-22
	L BRANDS INC COM	P	2011-07-27	2014-07-22
	JARDEN CORP COM	P	2010-09-15	2014-07-22
	JARDEN CORP COM	P	2010-09-14	2014-07-22
	JARDEN CORP COM	P	2010-09-02	2014-07-22
	JARDEN CORP COM	P	2010-08-10	2014-07-22
	HOWARD HUGHES CORP COM	P	2011-11-22	2014-07-22
	HOWARD HUGHES CORP COM	P	2011-11-21	2014-07-22
	HOWARD HUGHES CORP COM	P	2011-08-12	2014-07-22
	HOWARD HUGHES CORP COM	P	2011-08-11	2014-07-22
	HOWARD HUGHES CORP COM	P	2011-08-10	2014-07-22
	HOWARD HUGHES CORP COM	P	2011-04-19	2014-07-22
	EQUITY LIFESTYLE PPTYS INC COM	P	2012-02-22	2014-07-22
	EQUITY LIFESTYLE PPTYS INC COM	P	2012-02-15	2014-07-22
	DREAMWORKS ANIMATION SKG INC CL A	P	2011-08-05	2014-07-22
	DREAMWORKS ANIMATION SKG INC CL A	P	2011-07-12	2014-07-22
	DREAMWORKS ANIMATION SKG INC CL A	P	2011-06-15	2014-07-22
	DREAMWORKS ANIMATION SKG INC CL A	P	2011-04-27	2014-07-22
	DISH NETWORK CORP CL A	P	2011-11-03	2014-07-22
	DISH NETWORK CORP CL A	P	2011-10-18	2014-07-22
	CONTINENTAL RES INC COM ISIN#US2120151012	P	2011-12-16	2014-07-22
	COLFAX CORP COM	P	2012-01-27	2014-07-22
	COLFAX CORP COM	P	2012-01-06	2014-07-22
	BROOKFIELD RESIDENTIAL PPTYS INC COM ISIN#CA11283W1041	P	2012-05-08	2014-07-22
	BROOKFIELD ASSET MGMT INC VTG SHS CL A ISIN#CA1125851040	P	2007-07-10	2014-07-22
	BROOKFIELD ASSET MGMT INC VTG SHS CL A ISIN#CA1125851040	P	2006-06-07	2014-07-22
	BERKSHIRE HATHAWAY INC DEL CL B NEW	P	2006-06-07	2014-07-22
	AUTONATION INC DEL COM	P	2011-02-02	2014-07-22
	AUTONATION INC DEL COM	P	2011-01-26	2014-07-22
	AUTONATION INC DEL COM	P	2011-01-14	2014-07-22
	AUTONATION INC DEL COM	P	2011-01-04	2014-07-22
	CALLOWAY REAL ESTATE INVT TR TR UNIT NEW ISIN#CA1312532056	P	2012-08-30	2014-07-16
	CALLOWAY REAL ESTATE INVT TR TR UNIT NEW ISIN#CA1312532056	P	2012-08-09	2014-07-16
	MSC INDL DIRECT INC CL A	P	2012-06-05	2014-07-14
	MSC INDL DIRECT INC CL A	P	2012-04-12	2014-07-14
	LENNAR CORP CL A COM STK	P	2012-04-04	2014-07-09
	OSH ONE LIQUIDATING CORP PFD CL A 0% PERPETUAL MATURITY	P	2010-07-29	2014-05-19
	OSH ONE LIQUIDATING CORP PFD CL A 0% PERPETUAL MATURITY	P	2010-07-20	2014-05-19
	OSH ONE LIQUIDATING CORP PFD CL A 0% PERPETUAL MATURITY	P	2010-07-15	2014-05-19
	OSH ONE LIQUIDATING CORP PFD CL A 0% PERPETUAL MATURITY	P	2010-07-08	2014-05-19
	OSH ONE LIQUIDATING CORP PFD CL A 0% PERPETUAL MATURITY	P	2010-07-01	2014-05-19
	OSH ONE LIQUIDATING CORP PFD CL A 0% PERPETUAL MATURITY	P	2010-06-24	2014-05-19
	OSH ONE LIQUIDATING CORP PFD CL A 0% PERPETUAL MATURITY	P	2010-06-17	2014-05-19
	OSH ONE LIQUIDATING CORP PFD CL A 0% PERPETUAL MATURITY	P	2010-05-28	2014-05-19
	OSH ONE LIQUIDATING CORP PFD CL A 0% PERPETUAL MATURITY	P	2011-06-15	2014-05-19
	OSH ONE LIQUIDATING CORP PFD CL A 0% PERPETUAL MATURITY	P	2010-11-18	2014-05-19
	OSH ONE LIQUIDATING CORP PFD CL A 0% PERPETUAL MATURITY	P	2010-08-05	2014-05-19
	OSH ONE LIQUIDATING CORP PFD CL A 0% PERPETUAL MATURITY	P	2010-04-28	2014-05-19
	OSH ONE LIQUIDATING CORP CL A 5/16/14 DEEMED WORTHLESS NULL AND VOID	P	2010-07-29	2014-05-16
	OSH ONE LIQUIDATING CORP CL A 5/16/14 DEEMED WORTHLESS NULL AND VOID	P	2010-07-20	2014-05-16
	OSH ONE LIQUIDATING CORP CL A 5/16/14 DEEMED WORTHLESS NULL AND VOID	P	2010-07-15	2014-05-16
	OSH ONE LIQUIDATING CORP CL A 5/16/14 DEEMED WORTHLESS NULL AND VOID	P	2010-07-08	2014-05-16
	OSH ONE LIQUIDATING CORP CL A 5/16/14 DEEMED WORTHLESS NULL AND VOID	P	2010-07-01	2014-05-16
	OSH ONE LIQUIDATING CORP CL A 5/16/14 DEEMED WORTHLESS NULL AND VOID	P	2010-06-24	2014-05-16
	OSH ONE LIQUIDATING CORP CL A 5/16/14 DEEMED WORTHLESS NULL AND VOID	P	2010-06-17	2014-05-16
	OSH ONE LIQUIDATING CORP CL A 5/16/14 DEEMED WORTHLESS NULL AND VOID	P	2010-05-28	2014-05-16
	OSH ONE LIQUIDATING CORP CL A 5/16/14 DEEMED WORTHLESS NULL AND VOID	P	2011-06-15	2014-05-16
	OSH ONE LIQUIDATING CORP CL A 5/16/14 DEEMED WORTHLESS NULL AND VOID	P	2010-11-18	2014-05-16
	OSH ONE LIQUIDATING CORP CL A 5/16/14 DEEMED WORTHLESS NULL AND VOID	P	2010-08-05	2014-05-16
	OSH ONE LIQUIDATING CORP CL A 5/16/14 DEEMED WORTHLESS NULL AND VOID	P	2010-04-28	2014-05-16
	ROUSE PPTYS INC COM	P	2012-10-23	2014-05-02
	ROUSE PPTYS INC COM	P	2012-10-22	2014-05-02
	ROUSE PPTYS INC COM	P	2012-10-19	2014-05-02
	ROUSE PPTYS INC COM	P	2012-10-19	2014-05-01
	ROUSE PPTYS INC COM	P	2012-10-17	2014-05-01
	ROUSE PPTYS INC COM	P	2012-09-19	2014-05-01
	ROUSE PPTYS INC COM	P	2012-09-18	2014-05-01
	AIR LEASE CORP CL A	P	2011-12-21	2014-04-17
	AIR LEASE CORP CL A	P	2011-11-30	2014-04-17
	LANDS END INC NEW COM	P	2010-07-01	2014-04-10
	LEUCADIA NATL CORP COM	P	2010-05-04	2014-04-08
	LEUCADIA NATL CORP COM	P	2006-06-07	2014-04-08
	CALLOWAY REAL ESTATE INVT TR TR UNIT NEW ISIN#CA1312532056	P	2012-08-09	2014-04-03
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	SPDR S&P 500 ETF TR TR UNIT	P	2014-02-10	2014-04-08
	SPDR S&P 500 ETF TR TR UNIT	P	2014-02-10	2014-04-07
	SPDR S&P 500 ETF TR TR UNIT	P	2014-02-06	2014-04-07
	SPDR S&P 500 ETF TR TR UNIT	P	2013-12-19	2014-04-07
	ISHARES TR RUSSELL 2000 ETF	P	2014-03-04	2014-03-26
	ISHARES TR RUSSELL 2000 ETF	P	2014-02-13	2014-03-26
	ISHARES TR RUSSELL 2000 ETF	P	2014-02-13	2014-03-26
	SPDR S&P 500 ETF TR TR UNIT	P	2013-12-19	2014-03-14
	SPDR S&P 500 ETF TR TR UNIT	P	2013-10-10	2014-03-14
	SPDR S&P 500 ETF TR TR UNIT	P	2013-09-05	2014-03-14
	ISHARES TR RUSSELL 2000 ETF	P	2014-02-13	2014-03-14
	SPDR S&P 500 ETF TR TR UNIT	P	2013-09-05	2014-02-04
	SPDR S&P 500 ETF TR TR UNIT	P	2013-07-19	2014-02-04
	ISHARES TR RUSSELL 2000 ETF	P	2013-12-19	2014-01-28
	SPDR S&P 500 ETF TR TR UNIT	P	2013-07-19	2014-01-09
	SPDR S&P 500 ETF TR TR UNIT	P	2013-07-19	2013-12-12
	SPDR S&P 500 ETF TR TR UNIT	P	2013-06-28	2013-12-12
	SPDR S&P 500 ETF TR TR UNIT	P	2013-06-28	2013-11-15
	ISHARES TR RUSSELL 2000 ETF	P	2013-10-11	2013-11-06
	POWERSHARES QQQ TR UNIT SER 1	P	2013-10-16	2013-10-29
	ISHARES TR RUSSELL 2000 ETF	P	2013-10-11	2013-10-29
	SPDR S&P 500 ETF TR TR UNIT	P	2013-06-28	2013-10-03
	SPDR S&P 500 ETF TR TR UNIT	P	2013-01-25	2013-10-03
	ISHARES TR MSCI EMERGING MKTS ETF	P	2013-09-09	2013-10-03
	ISHARES TR RUSSELL 2000 ETF	P	2013-09-09	2013-09-20
	SPDR S&P 500 ETF TR TR UNIT	P	2013-01-25	2013-08-15
	SPDR S&P 500 ETF TR TR UNIT	P	2013-01-25	2013-08-15
	SPDR S&P 500 ETF TR TR UNIT	P	2013-01-14	2013-08-15
	SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RCPT	P	2013-03-11	2014-06-16
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2011-01-20	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2010-12-17	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2010-11-17	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2010-10-19	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2013-12-17	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2013-12-17	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2010-09-17	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2013-12-17	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2013-12-17	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2013-11-18	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2013-10-16	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2013-09-17	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2013-08-16	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2013-07-16	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2013-06-18	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2013-05-16	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2013-04-16	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2010-08-20	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2013-03-18	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2013-02-19	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2013-01-16	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2012-12-18	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2012-12-18	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2012-12-18	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2012-11-16	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2012-10-16	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2012-09-18	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2012-08-17	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2010-07-19	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2012-07-18	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2012-06-19	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2012-05-17	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2012-04-18	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2012-03-19	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2012-02-17	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2012-01-19	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2011-12-19	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2011-12-19	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2011-11-17	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2010-06-17	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2011-10-27	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2011-10-19	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2011-09-19	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2011-08-17	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2011-07-19	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2011-06-17	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2011-05-18	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2011-04-19	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2011-03-17	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2011-02-17	2013-12-26
	TEMPLETON GLOBAL BOND FUND CLASS C	P	2010-06-09	2013-12-26
	CREDIT SUISSE GROUP AG N Y BRH MED TERM SR NTS 6.250% 02/27/15 B/E DTD 02/28	P	2013-02-22	2013-11-29
	JPMORGAN CHASE BK NEW YORK N Y MEDIUM TERM BK NTS 7.500% 02/17/15 B/E DTD 02	P	2013-02-08	2013-08-15
	BREVAN HOWARD MULTI	P	2012-03-01	2014-02-03
	CARLSON DOUBLE BLACK	P	2011-11-01	2013-10-30
	ML TRANSTREND DTP	P	2011-11-01	2013-08-09
	ML WINTON FUTURESACCESS	P	2011-11-01	2013-08-09
	YORK TOTAL ACCESS II LTD CLASS C	P	2008-11-01	2013-10-21
	MCVEAN TRADING & INVESTMENTS,LLC	P		2013-12-31
	CAPITAL GAINS DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	10,024	6,198	3,826
b	2,715	2,715	0
c	5,866	2,825	3,041
d	6,440	5,668	772
e	9,564	4,341	5,223
	6,109	4,801	1,308
	6,170	3,780	2,390
	2,468	1,511	957
	6,281	5,984	297
	479	424	55
	5,841	5,157	684
	351	308	43
	7,050	7,729	-679
	6,386	5,197	1,189
	1,500	889	611
	6,332	3,088	3,244
	3,172	2,098	1,074
	6,056	3,150	2,906
	4,341	3,945	396
	3,892	3,745	147
	7,663	4,881	2,782
	6,083	6,414	-331
	5,438	5,438	0
	6,841	5,715	1,126
	3,185	2,637	548
	2,501	696	1,805
	2,501	425	2,076
	6,096	4,986	1,110
	12,364	10,953	1,411
	2,848	1,810	1,038
	9,789	7,598	2,191
	15,864	9,506	6,358
	6,039	4,067	1,972
	2,094	1,441	653
	962	760	202
	1,041	818	223
	1,269	994	275
	8,447	6,097	2,350
	3,720	1,416	2,304
	2,499	1,853	646
	12,202	4,560	7,642
	6,369	4,687	1,682
	28,844	18,003	10,841
	2,747	2,046	701
	6,278	3,893	2,385
	8,567	1,523	7,044
	12,951	4,845	8,106
	1,337	658	679
	3,145	1,438	1,707
	2,764	2,714	50
	5,888	3,398	2,490
	407	337	70
	4,575	3,807	768
	5,458	4,131	1,327
	4,972	4,718	254
	5,282	4,593	689
	2,077	2,077	0
	6,335	4,711	1,624
	8,392	7,835	557
	4,787	2,601	2,186
	5,714	3,775	1,939
	3,301	3,052	249
	5,241	1,995	3,246
	5,298	4,396	902
	935	773	162
	5,895	3,731	2,164
	5,062	2,920	2,142
	7,411	6,528	883
	5,622	992	4,630
	2,922	1,140	1,782
	8,765	3,309	5,456
	9,880	4,998	4,882
	15,601	8,683	6,918
	6,988	7,462	-474
	14,858	12,307	2,551
	6,988	5,058	1,930
	1,637	1,362	275
	4,308	2,900	1,408
	3,568	2,397	1,171
	1,039	797	242
	2,225	1,256	969
	3,681	1,914	1,767
	298	151	147
	1,573	1,254	319
	2,359	1,857	502
	2,432	1,239	1,193
	1,453	1,453	0
	560	184	376
	667	204	463
	80	24	56
	373	111	262
	720	215	505
	533	184	349
	1,040	344	696
	240	80	160
	121	63	58
	453	126	327
	133	37	96
	800	219	581
	482	119	363
	1,347	1,169	178
	346	484	-138
	1,462	1,857	-395
	616	883	-267
	1,077	1,482	-405
	846	1,092	-246
	923	1,196	-273
	769	969	-200
	308	400	-92
	645	584	61
	1,225	1,137	88
	242	209	33
	642	366	276
	3,772	1,984	1,788
	1,856	329	1,527
	1,120	201	919
	4,379	582	3,797
	4,096	417	3,679
	2,674	271	2,403
	394	107	287
	701	186	515
	2,386	1,226	1,160
	524	265	259
	3,019	2,480	539
	377	363	14
	15	10	5
	101	107	-6
	426	411	15
	180	196	-16
	314	328	-14
	247	242	5
	269	265	4
	224	215	9
	88	87	1
	1,265	787	478
	2,473	1,628	845
	3,037	1,063	1,974
	3,321	1,158	2,163
	2,980	1,018	1,962
	1,732	564	1,168
	453	135	318
	453	135	318
	4,229	1,480	2,749
	1,208	436	772
	2,719	951	1,768
	2,266	945	1,321
	670	500	170
	893	675	218
	293	256	37
	1,733	1,607	126
	1,553	1,476	77
	1,709	1,709	0
	2,620	971	1,649
	575	235	340
	1,527	632	895
	963	447	516
	1,444	623	821
	1,490	859	631
	266	241	25
	7,481	4,711	2,770
	3,078	1,451	1,627
	456	228	228
	2,792	1,452	1,340
	3,419	1,698	1,721
	171	85	86
	1,512	1,846	-334
	805	997	-192
	2,322	1,738	584
	1,876	1,648	228
	1,803	1,165	638
		3	-3
		2	-2
		2	-2
		2	-2
		2	-2
		2	-2
		2	-2
		2	-2
		1	-1
		3	-3
		2	-2
			0
		105	-105
		77	-77
		84	-84
		68	-68
		92	-92
		76	-76
		89	-89
		92	-92
		34	-34
		131	-131
		62	-62
		10	-10
	233	209	24
	466	418	48
	499	452	47
	166	151	15
	333	300	33
	432	369	63
	33	28	5
	1,924	1,255	669
	109	67	42
	1	1	0
	1,448	1,332	116
	737	847	-110
	204	272	-68
	340	450	-110
	1,407	1,692	-285
	113	139	-26
	1,457	870	587
	448	264	184
	409	242	167
	2,642	1,623	1,019
	2,064	2,250	-186
	17	18	-1
	1,534	1,618	-84
	500	511	-11
	2,009	2,177	-168
	856	811	45
	653	630	23
	342	340	2
	608	602	6
	1,524	1,724	-200
	366	397	-31
	454	417	37
	1,462	1,275	187
	1,430	1,456	-26
	910	932	-22
	16	15	1
	1,688	1,623	65
	127	125	2
	462	429	33
	2,915	2,229	686
	817	797	20
	1,206	1,145	61
	3,619	1,746	1,873
	320	275	45
	2,879	1,711	1,168
	411	113	298
	791	167	624
	764	160	604
	845	180	665
	764	152	612
	107	21	86
	1,095	1,100	-5
	1,155	1,310	-155
	1,277	1,540	-263
	1,155	1,592	-437
	790	1,459	-669
	1,250	781	469
	1,091	685	406
	500	299	201
	1,315	381	934
	4,493	1,317	3,176
	4,059	1,114	2,945
	570	153	417
	2,210	1,177	1,033
	4,352	4,686	-334
	448	265	183
	2,752	1,752	1,000
	1,347	1,229	118
	357	307	50
	137	46	91
	3,940	1,363	2,577
	2,298	823	1,475
	2,928	1,066	1,862
	1,518	882	636
	2,277	1,153	1,124
	1,085	543	542
	1,032	537	495
	1,051	999	52
	1,082	1,012	70
	260	207	53
	748	638	110
	1,366	1,220	146
	1,464	1,323	141
	325	295	30
	1,854	1,618	236
	1,627	1,443	184
	2,503	1,305	1,198
	1,121	632	489
	1,721	890	831
	1,334	1,530	-196
	813	432	381
	815	458	357
	6,509	4,599	1,910
	3,722	1,935	1,787
	738	424	314
	2,068	1,197	871
	2,855	1,606	1,249
	39	27	12
	2,644	2,015	629
	570	410	160
	224	159	65
	310	218	92
	639	449	190
	260	177	83
	302	204	98
	647	435	212
	523	432	91
	1,020	813	207
	1,156	830	326
	1,868	1,217	651
	11,029	6,766	4,263
	2,938	1,454	1,484
	4,080	5,222	-1,142
	2,674	2,201	473
	4,081	4,394	-313
	11,185	9,280	1,905
	2,463	2,574	-111
	380	543	-163
	2,855	4,045	-1,190
	3,126	2,021	1,105
	2,675	1,891	784
	4,365	4,507	-142
	6,455	4,774	1,681
	119	117	2
	699	643	56
	2,012	2,771	-759
	7,223	10,108	-2,885
	8,029	11,419	-3,390
	5	6	-1
	851	1,003	-152
	2,378	1,963	415
	720	316	404
	475	390	85
	237	211	26
	850	642	208
	666	482	184
	222	159	63
	1,760	1,384	376
	2,693	1,537	1,156
	433	206	227
	954	846	108
	519	669	-150
	567	461	106
	1,738	949	789
	1,708	2,049	-341
	192	232	-40
	1,150	1,931	-781
	1,629	2,637	-1,008
	791	1,122	-331
	1,287	1,520	-233
	557	796	-239
	3,708	3,753	-45
	799	1,104	-305
	26	35	-9
	42	43	-1
	132	163	-31
	1,409	1,752	-343
	345	178	167
	2,796	3,339	-543
	1,807	1,480	327
	6	10	-4
	2	3	-1
	3,742	2,458	1,284
	3,131	1,598	1,533
	2,452	1,329	1,123
	6,149	2,846	3,303
	669	555	114
	1,673	1,474	199
	1,841	1,383	458
	2,482	3,672	-1,190
	593	665	-72
	677	760	-83
	283	268	15
	325	278	47
	259	171	88
	710	670	40
	695	625	70
	281	210	71
	1,497	1,138	359
	2,364	2,467	-103
	1,740	1,680	60
	2,319	2,783	-464
	1,040	1,646	-606
	1,327	937	390
	3,025	1,919	1,106
	281	443	-162
	2,265	1,615	650
	457	338	119
	683	507	176
	5,705	5,265	440
	324	321	3
	1,825	568	1,257
	2,505	1,575	930
	674	422	252
	1,530	568	962
	998	944	54
	2,496	1,989	507
	1,948	1,265	683
	625	422	203
	1,251	879	372
	6,322	5,720	602
	1,445	1,599	-154
	3,211	2,208	1,003
	3,413	3,732	-319
	587	440	147
	2,844	2,198	646
	1,428	500	928
	500	294	206
	3,330	1,951	1,379
	1,451	1,499	-48
	1,451	1,504	-53
	1,512	975	537
	7,904	6,296	1,608
	505	341	164
	1,714	1,406	308
	2,281	1,702	579
	1,949	1,241	708
	2,643	2,177	466
	948	945	3
	702	272	430
	2,006	1,585	421
	1,497	1,169	328
	1,047	420	627
	2,464	789	1,675
	2,854	2,005	849
	3,035	807	2,228
	2,949	2,949	0
	2,058	1,664	394
	1,789	1,550	239
	2,669	2,254	415
	3,704	4,011	-307
	2,031	1,989	42
	2,392	1,491	901
	2,038	1,777	261
	3,397	3,310	87
	3,818	5,071	-1,253
	624	871	-247
	411	602	-191
	787	1,293	-506
	3,278	4,224	-946
	1,224	1,691	-467
	4,200	1,981	2,219
	1,400	821	579
	2,660	1,839	821
	8,175	9,565	-1,390
	1,396	1,716	-320
	798	1,008	-210
	3,455	2,893	562
	8,608	5,792	2,816
	1,940	1,842	98
	6,970	2,583	4,387
	1,013	1,167	-154
	2,074	1,715	359
	1,169	823	346
	1,238	932	306
	144	122	22
	5,200	4,663	537
	2,384	1,819	565
	7,179	2,801	4,378
	1,900	796	1,104
	4,885	1,987	2,898
	3,582	3,083	499
	3,672	2,671	1,001
	1,757	614	1,143
	169	87	82
	5,760	2,978	2,782
	7,339	5,765	1,574
	9,530	2,863	6,667
	5,022	5,012	10
	5,048	4,345	703
	1,730	1,550	180
	4,562	4,395	167
	2,108	2,682	-574
	10,398	8,791	1,607
	7,528	6,365	1,163
	1,771	1,395	376
	4,309	2,983	1,326
	5,339	5,101	238
	10,250	10,031	219
	10,396	7,442	2,954
	10,834	6,043	4,791
	3,037	1,489	1,548
	1,790	1,268	522
	3,195	1,901	1,294
	2,212	994	1,218
	2,610	1,217	1,393
	983	899	84
	1,562	1,438	124
	739	719	20
	45,794	44,568	1,226
	13,110	12,571	539
	6,463	6,341	122
	31,844	32,590	-746
	10,105	9,788	317
	23,383	22,792	591
	16,086	15,763	323
	48,074	43,781	4,293
	2,774	2,490	284
	705	687	18
	20,499	19,419	1,080
	21,024	20,261	763
	23,096	23,096	0
	550	507	43
	9,465	8,949	516
	37,324	33,675	3,649
	1,258	1,128	130
	22,677	22,148	529
	39,121	37,921	1,200
	22,928	22,256	672
	19,950	19,174	776
	2,012	1,794	218
	22,074	21,932	142
	22,600	21,918	682
	17,817	15,998	1,819
	1,998	1,794	204
	1,166	1,029	137
	61,174	49,522	11,652
	300	310	-10
	1,166	1,197	-31
	294	306	-12
	288	304	-16
	44	45	-1
	506	509	-3
	293	303	-10
	471	473	-2
	38	38	0
	438	437	1
	431	433	-2
	438	435	3
	440	432	8
	432	431	1
	430	430	0
	406	425	-19
	412	428	-16
	296	303	-7
	411	424	-13
	416	429	-13
	410	422	-12
	1,938	1,963	-25
	2,846	2,883	-37
	19	20	-1
	399	410	-11
	397	408	-11
	399	408	-9
	515	520	-5
	303	302	1
	525	518	7
	543	522	21
	534	515	19
	519	515	4
	511	511	0
	512	512	0
	527	509	18
	2,807	2,637	170
	913	858	55
	503	494	9
	304	303	1
	49,212	50,000	-788
	324	321	3
	314	319	-5
	303	318	-15
	298	316	-18
	299	315	-16
	298	314	-16
	295	313	-18
	305	312	-7
	304	314	-10
	86,652	85,000	1,652
	100,000	100,000	0
	100,000	100,000	0
	97,230	97,000	230
	107,757	100,000	7,757
	18,930	18,666	264
	17,118	16,828	290
	151,665	99,942	51,723
		5,413	-5,413
	347		347

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			3,826
b			0
c			3,041
d			772
e			5,223
			1,308
			2,390
			957
			297
			55
			684
			43
			-679
			1,189
			611
			3,244
			1,074
			2,906
			396
			147
			2,782
			-331
			0
			1,126
			548
			1,805
			2,076
			1,110
			1,411
			1,038
			2,191
			6,358
			1,972
			653
			202
			223
			275
			2,350
			2,304
			646
			7,642
			1,682
			10,841
			701
			2,385
			7,044
			8,106
			679
			1,707
			50
			2,490
			70
			768
			1,327
			254
			689
			0
			1,624
			557
			2,186
			1,939
			249
			3,246
			902
			162
			2,164
			2,142
			883
			4,630
			1,782
			5,456
			4,882
			6,918
			-474
			2,551
			1,930
			275
			1,408
			1,171
			242
			969
			1,767
			147
			319
			502
			1,193
			0
			376
			463
			56
			262
			505
			349
			696
			160
			58
			327
			96
			581
			363
			178
			-138
			-395
			-267
			-405
			-246
			-273
			-200
			-92
			61
			88
			33
			276
			1,788
			1,527
			919
			3,797
			3,679
			2,403
			287
			515
			1,160
			259
			539
			14
			5
			-6
			15
			-16
			-14
			5
			4
			9
			1
			478
			845
			1,974
			2,163
			1,962
			1,168
			318
			318
			2,749
			772
			1,768
			1,321
			170
			218
			37
			126
			77
			0
			1,649
			340
			895
			516
			821
			631
			25
			2,770
			1,627
			228
			1,340
			1,721
			86
			-334
			-192
			584
			228
			638
			-3
			-2
			-2
			-2
			-2
			-2
			-2
			-2
			-1
			-3
			-2
			0
			-105
			-77
			-84
			-68
			-92
			-76
			-89
			-92
			-34
			-131
			-62
			-10
			24
			48
			47
			15
			33
			63
			5
			669
			42
			0
			116
			-110
			-68
			-110
			-285
			-26
			587
			184
			167
			1,019
			-186
			-1
			-84
			-11
			-168
			45
			23
			2
			6
			-200
			-31
			37
			187
			-26
			-22
			1
			65
			2
			33
			686
			20
			61
			1,873
			45
			1,168
			298
			624
			604
			665
			612
			86
			-5
			-155
			-263
			-437
			-669
			469
			406
			201
			934
			3,176
			2,945
			417
			1,033
			-334
			183
			1,000
			118
			50
			91
			2,577
			1,475
			1,862
			636
			1,124
			542
			495
			52
			70
			53
			110
			146
			141
			30
			236
			184
			1,198
			489
			831
			-196
			381
			357
			1,910
			1,787
			314
			871
			1,249
			12
			629
			160
			65
			92
			190
			83
			98
			212
			91
			207
			326
			651
			4,263
			1,484
			-1,142
			473
			-313
			1,905
			-111
			-163
			-1,190
			1,105
			784
			-142
			1,681
			2
			56
			-759
			-2,885
			-3,390
			-1
			-152
			415
			404
			85
			26
			208
			184
			63
			376
			1,156
			227
			108
			-150
			106
			789
			-341
			-40
			-781
			-1,008
			-331
			-233
			-239
			-45
			-305
			-9
			-1
			-31
			-343
			167
			-543
			327
			-4
			-1
			1,284
			1,533
			1,123
			3,303
			114
			199
			458
			-1,190
			-72
			-83
			15
			47
			88
			40
			70
			71
			359
			-103
			60
			-464
			-606
			390
			1,106
			-162
			650
			119
			176
			440
			3
			1,257
			930
			252
			962
			54
			507
			683
			203
			372
			602
			-154
			1,003
			-319
			147
			646
			928
			206
			1,379
			-48
			-53
			537
			1,608
			164
			308
			579
			708
			466
			3
			430
			421
			328
			627
			1,675
			849
			2,228
			0
			394
			239
			415
			-307
			42
			901
			261
			87
			-1,253
			-247
			-191
			-506
			-946
			-467
			2,219
			579
			821
			-1,390
			-320
			-210
			562
			2,816
			98
			4,387
			-154
			359
			346
			306
			22
			537
			565
			4,378
			1,104
			2,898
			499
			1,001
			1,143
			82
			2,782
			1,574
			6,667
			10
			703
			180
			167
			-574
			1,607
			1,163
			376
			1,326
			238
			219
			2,954
			4,791
			1,548
			522
			1,294
			1,218
			1,393
			84
			124
			20
			1,226
			539
			122
			-746
			317
			591
			323
			4,293
			284
			18
			1,080
			763
			0
			43
			516
			3,649
			130
			529
			1,200
			672
			776
			218
			142
			682
			1,819
			204
			137
			11,652
			-10
			-31
			-12
			-16
			-1
			-3
			-10
			-2
			0
			1
			-2
			3
			8
			1
			0
			-19
			-16
			-7
			-13
			-13
			-12
			-25
			-37
			-1
			-11
			-11
			-9
			-5
			1
			7
			21
			19
			4
			0
			0
			18
			170
			55
			9
			1
			-788
			3
			-5
			-15
			-18
			-16
			-16
			-18
			-7
			-10
			1,652
			0
			0
			230
			7,757
			264
			290
			51,723
			-5,413
			347

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	412,854
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2012	21,190	3,638,473	0.005824
2011	25,850	3,410,445	0.007580
2010	14,850	3,375,668	0.004399
2009	478,900	3,382,162	0.141596
2008	441,326	3,412,133	0.129340

2	Total of line 1, column (d) ......................	2	0.288739
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.057748
4	Enter the net value of noncharitable-use assets for 2013 from Part X, line 5.....	4	3,945,074
5	Multiply line 4 by line 3.......................	5	227,820
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	4,490
7	Add lines 5 and 6.........................	7	232,310
8	Enter qualifying distributions from Part XII, line 4..............	8	152,410
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2013)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	8,980
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2............................	3	8,980
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	8,980
6	Credits/Payments:

a	2013 estimated tax payments and 2012 overpayment credited to 2013	6a	2,720
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	2,720
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8	8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	6,268
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2014 estimated tax	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?

If "Yes," complete Part XIV.............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

HYMAN BRODY Telephone no. bullet

(252) 353-2141

Located at bullet

530 SE GREENVILLE BLVD SUITE 200GREENVILLENC ZIP+4 bullet

27858

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country?

16 No

See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the

foreign country bullet

Form 990-PF (2013)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2013?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2013, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2013?...............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?.........................YesNo

If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2013.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?........................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2013)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
DAVID BRODY	PRESIDENT 1.00	0	0	0
1200 SWEETBRIAR CIRCLE KINSTON,NC28501	PRESIDENT 1.00	0	0	0
HYMAN J BRODY	VICE PRESIDENT 1.00	0	0	0
530 GREENVILLE BLVD SE SUITE GREENVILLE,NC27858	VICE PRESIDENT 1.00	0	0	0
STACY C BRODY	TREASURER 1.00	0	0	0
530 GREENVILLE BLVD SE SUITE GREENVILLE,NC27858	TREASURER 1.00	0	0	0
LAURA C BRODY	SECRETARY 1.00	0	0	0
1200 SWEETBRIAR CIRCLE KINSTON,NC27858	SECRETARY 1.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2013)

Page 7

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

Minimum investment return. Enter 5% of line 5..................

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

197,254

Tax on investment income for 2013 from Part VI, line 5......

8,980

Income tax for 2013. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

8,980

Distributable amount before adjustments. Subtract line 2c from line 1............

188,274

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

188,274

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

188,274

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2013)

Page 8

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2012	(c) 2012	(d) 2013
1 Distributable amount for 2013 from Part XI, line 7					188,274
2 Undistributed income, if any, as of the end of 2013:
a Enter amount for 2012 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2013:
a From 2008.......	173,786
b From 2009.......	310,155
c From 2010.......	786,191
d From 2011.......
e From 2012.......
fTotal of lines 3a through e.........		1,270,132
4Qualifying distributions for 2013 from Part
XII, line 4: $ 152,410
a Applied to 2012, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions)......			0
c Treated as distributions out of corpus (Election required—see instructions).........		0
d Applied to 2013 distributable amount.....					152,410
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2013.		35,864			35,864
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		1,234,268
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2012. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2013. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2014 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............		0
8Excess distributions carryover from 2008 not applied on line 5 or line 7 (see instructions) ...		137,922
9Excess distributions carryover to 2014. Subtract lines 7 and 8 from line 6a ......		1,096,346
10 Analysis of line 9:
a Excess from 2009....	310,155
b Excess from 2010....	786,191
c Excess from 2011....
d Excess from 2012....
e Excess from 2013....

Form 990-PF (2013)

Page 9

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2013, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2013	(b) 2012	(c) 2011	(d) 2010	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ...........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2013)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
BOYS & GIRLS CLUB OF LENOIR COUNTY 621 W FIRETOWER RD WINTERVILLE,NC28590		EXEMPT	GENERAL PURPOSE	10,000
FOOD BANK OF EASTERN NC 3803 TARHEEL DRIVE RALEIGH,NC27609		EXEMPT	GENERAL PURPOSE	750
KENNEDY DALTON SCHOLARSHIP FUND 401 N HERITAGE STREET KINSTON,NC28502		EXEMPT	EDUCATIONAL	1,000
KINSTONLENOIR COUNTY CHAMBER OF COMMERCE PO BOX 157 KINSTON,NC28502		EXEMPT	GENERAL PURPOSE	390
LENOIR COMMUNITY COLLEGE FOUNDATION PO BOX 188 KINSTON,NC28502		EXEMPT	EDUCATIONAL	500
LENOIR COMMITTE OF 100INC PO BOX 2022 KINSTON,NC28502		EXEMPT	GENERAL PURPOSE	1,000
LENOIRGREENE UNITED WAY 327 N QUEEN STREET KINSTON,NC28501		EXEMPT	GENERAL PURPOSE	500
NC MUSEUM OF ART 4630 MAIL SERVICE CENTER RALEIGH,NC27699		EXEMPT	GENERAL PURPOSE	5,000
PENLAND SCHOOL OF CRAFTS PO BOX 37 PENLAND,NC287650037		EXEMPT	EDUCATIONAL	500
THE HUN SCHOOL OF PRINCETON 176 EDGERSTOUNE RD PRINCETON,NJ08540		EXEMPT	EDUCATIONAL	1,000
THE NATURE CONSERVANCY 4705 UNIVERSITY DRIVE DURHAM,NC27707		EXEMPT	GENERAL PURPOSE	1,500
ECU FOUR SEASONS COLLEGE OF FINE ARTS EAST CAROLINA UNIVERSITY GREENVILLE,NC278584353		EXEMPT	GENERAL	500
DUKE CTR FOR EATING DISORDERS PO BOX 90581 DURHAM,NC277080581		EXEMPT	MEDICAL	125,000
TEMPLE ISRAEL 1007 HARVEY CIRCLE KINSTON,NC28501		EXEMPT	RELIGIOUSRELIGIOUS	1,000
NC MUSEUM OF ART 4630 MAIL SERVICE CENTER RALEIGH,NC27699		EXEMPT	GENERAL	1,000
ECU MEDICAL & HEALTH SCIENCES FOUNDATIONINC(MEMORY OF JENNIFER JAMES) 525 MOYE BLVD GREENVILLE,NC278342849		EXEMPT	GENERAL	1,000
AMERICAN HEBREW ACADEMY 4334 HOBBSTANGER RD GREENSBOR,NC27410		EXEMPT	EDUCATIONAL	500
PRIDE OF KINSTON 327 NORTH QUEEN STREET KINSTON,NC28501		EXEMPT	GENERAL	250
LENOIR COMMITTEE OF 100 PO BOX 2022 KINSTON,NC28502		EXEMPT	GENERAL	20
EAST CAROLINA COUNCIL PO BOX 1698 KINSTON,NC28503		EXEMPT	EDUCATIONAL	1,000
Total ................................. 3a				152,410

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2013)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ............
4 Dividends and interest from securities....			14	68,846
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property .............
7 Other investment income.....			14	313
8 Gain or (loss) from sales of assets other than inventory .............			18	412,854
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		0		482,013	0

13Total. Add line 12, columns (b), (d), and (e)..................

13482,013

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2013)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political

Yes

organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2013)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
BRODYCO FEES	1,000	1,000	0	0
TERRAY SUGGS	4,000	4,000	0	0

Description	Revenue And Expenses Per Books	Net Investment Income
OTHER INCOME	1,005	1,005
ML WINTON K-1	145	145
ML TRANSTREND K-1	-831	-831
BROOKFEILD PROPERTY PTNERS K-1	-4	-4
LAZARD K-1	-2	-2

Category	Amount	Net Investment Income
MGMT FEES CSFB 2A7-022458	3,119	3,119
MGMT FEES CSFB 2A7-013820	2,697	2,697
MGMT FEES CSFB 2A7-014703	4,323	4,323
MGMT FEES CSFB 2A7-026061	3,809	3,809
MGMT FEES CSFB 2A7-030352	5,963	5,963
MGMT FEES CSFB 2A7-011238	4,947	4,947
MGMT FEES MERRILL LYNCH 6AP-02273	60	60
MGMT FEES CSFB 217-814029	150	150

Category	Amount	Net Investment Income
FOREIGN TAX PAID	2,893	2,893
2013 BAL DUE WITH FORM 990PF	2,800	0
ESTIMATED TAX PMTS	2,720	0