Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
A For the 2013 calendar year, or tax year beginning 07-01-2013 , 2013, and ending 06-30-2014
BCheck if applicable:
CName of organization
ASSOCIATION OF AMERICAN COLLEGES AND UNIVERSITIES
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
1818 R STREET NW
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
WASHINGTON, DC20009
D Employer identification number

52-1945674
E Telephone number

G Gross receipts $ 17,913,295
F Name and address of principal officer:
CAROL GEARY SCHNEIDER
1818 R STREET NW
WASHINGTON,DC20009
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.AACU.ORG
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1994
M State of legal domicile: DC
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: THE MISSION OF THE ASSOCIATION OF AMERICAN COLLEGES AND UNIVERSITIES (AAC&U) IS TO MAKE LIBERAL EDUCATION AND INCLUSIVE EXCELLENCE THE FOUNDATION FOR INSTITUTIONAL PURPOSE AND EDUCATIONAL PRACTICE IN HIGHER EDUCATION.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 30
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 29
5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) ...... 5 67
6 Total number of volunteers (estimate if necessary) ............. 6 29
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 24,810
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b 7,693
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 3,782,093 6,920,330
9 Program service revenue (Part VIII, line 2g) ......... 6,913,708 7,578,571
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 74,891 63,020
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 12,921 45,489
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 10,783,613 14,607,410
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 1,405,898 3,869,268
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 5,184,088 5,577,630
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet318,948    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 3,851,051 4,330,802
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 10,441,037 13,777,700
19 Revenue less expenses. Subtract line 18 from line 12....... 342,576 829,710
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 11,734,386 13,365,421
21 Total liabilities (Part X, line 26)............. 5,331,663 6,032,953
22 Net assets or fund balances. Subtract line 21 from line 20..... 6,402,723 7,332,468
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2013)
Form 990 (2013)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: THE MISSION OF THE ASSOCIATION OF AMERICAN COLLEGES AND UNIVERSITIES (AAC&U) IS TO MAKE LIBERAL EDUCATION AND INCLUSIVE EXCELLENCE THE FOUNDATION FOR INSTITUTIONAL PURPOSE AND EDUCATIONAL PRACTICE IN HIGHER EDUCATION.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 9,040,618 including grants of $ 3,869,268 ) (Revenue $ 70,484 )
PROGRAMS TO STUDY AND RESEARCH EDUCATIONAL PROBLEMS AND ISSUES COMMON TO ALL MEMBERS OF THE ASSOCIATION. AAC&U WORKS WITH MEMBER INSTITUTIONS TO ADDRESS THE BROAD INDIVIDUAL AND SOCIETAL PURPOSES OF LIBERAL EDUCATION.
4b (Code:   ) (Expenses $ 1,462,319 including grants of $   ) (Revenue $ 2,974,217 )
MEETINGS AND OTHER COMMUNICATIONS OF THE ASSOCIATION WITH ITS MEMBERS REGARDING ISSUES AFFECTING HIGHER EDUCATION. THE ANNUAL MEETING, HELD EACH JANUARY, ATTRACTS OVER 1,300 ATTENDEES. THREE INSTITUTES AND FOUR TOPICAL MEETINGS WERE ALSO HELD.
4c (Code:   ) (Expenses $ 236,371 including grants of $   ) (Revenue $ 267,507 )
AAC&U PUBLICATIONS FOCUS ON TEACHING, LEARNING, CURRICULUM, AND ACADEMIC LEADERSHIP. JOURNALS AND OTHER MATERIALS ARE PUBLISHED TO PROVIDE THE MEMBERSHIP WITH INFORMATION ON METHODS OF EDUCATION. EACH ISSUE OF OUR THREE PERIODICALS IS DISTRIBUTED TO APPROXIMATELY 7,000 MEMBERS AND PAID SUBSCRIBERS. WE ALSO HAVE OVER 80 PUBLICATION TITLES AVAILABLE FOR SALE.
(Code:   ) (Expenses $ 211,481 including grants of $   ) (Revenue $ 4,266,363 )
MEMBERSHIP SERVICES RECRUITS NEW MEMBERS, DEVELOPS STRATEGIES TO RETAIN MEMBERS, ASSESSES MEMBER SATISFACTION, ANSWERS MEMBER INQUIRIES, PREPARES MATERIALS CONCERNING MEMBER BENEFITS, AND MAINTAINS MEMBERSHIP RECORDS.
4d Other program services (Describe in Schedule O.)
(Expenses $ 211,481 including grants of $   ) (Revenue $ 4,266,363 )
4e Total program service expensesMediumBullet10,950,789
Form 990 (2013)
Form 990 (2013)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II........
4
 
No
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part III............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions)....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2013)
Form 990 (2013)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I...................
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II....................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ..........................
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV.....................
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV...
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..
29
 
No
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M.............
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................
34
 
No
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
 
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2...
35b
 
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2.............
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
112
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
67
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
 
No
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
Form 990 (2013)
Form 990 (2013)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
30
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
29
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
Yes
 
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
Yes
 
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
NC , CA , GA , MD , NJ , NY , PA , VA , IN , IL , CO , CT , FL , AL , AK , AZ , AR , DC , KS , MA , ME , MS , MN , NH , OH , OR , SC , TN , WA , WI , KY , MI , NM , OK , RI , UT , WV
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletTHE ASSOCIATION1818 R STREET NWWASHINGTONDC20009 (202) 387-3760
Form 990 (2013)
Form 990 (2013)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) KEN RUSCIO........................................................................
CHAIR
 5.00
.......................   		X   X       0 0 0
(2) EDWARD J RAY........................................................................
VICE CHAIR
 5.00
.......................   		X   X       0 0 0
(3) DR MILDRED GARCIA........................................................................
PAST CHAIR
 5.00
.......................   		X   X       0 0 0
(4) DR SEAN DECATUR........................................................................
TREASURER
 5.00
.......................   		X   X       0 0 0
(5) JOHNNELLA BUTLER........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(6) DR JAMES P COLLINS........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(7) GRANT CORNWELL........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(8) DR CHARLENE DUKES........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(9) RICARDO FERNANDEZ........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(10) JIM GROSSMAN........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(11) RICHARD GUARASCI........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(12) TORI HARING-SMITH........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(13) DR DIANNE F HARRISON........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(14) DR ALEX JOHNSON........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(15) LUCILLE JORDAN........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(16) MARTHA KANTER........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(17) DARCY B KELLEY........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
Form 990 (2013)
Form 990 (2013)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) DWIGHT MCBRIDE........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(19) HOLIDAY HART MCKIERNAN........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(20) BRIAN MURPHY........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(21) ROBERT L NIEHOFF........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(22) ELSA NUNEZ........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(23) DR SIDNEY A RIBEAU........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(24) MICHAEL S ROTH........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(25) ELIZABETH SIMMONS........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(26) DR THEDA SKOCPOL........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(27) KUMBLE SUBBASWAMY........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(28) CANDACE THILLE........................................................................
DIRECTOR
 3.00
.......................   		X           0 0 0
(29) MARC ROY........................................................................
DIRECTOR/EX OFFICIO
 3.00
.......................   		X           0 0 0
(30) CAROL GEARY SCHNEIDER........................................................................
PRESIDENT
 45.00
.......................   		X   X       544,782 0 131,085
(31) MICHELLE HANNAHS........................................................................
VP, FINANCE AND ADMINISTRATION
 35.00
.......................   		    X       137,018 0 26,114
(32) TERREL RHODES........................................................................
VP, QUALITY, CURRICULUM AND ASSESSMENT
 35.00
.......................   		      X     158,097 0 37,742
(33) DAVID PARIS........................................................................
VP, INTEGRATIVE LEARNING AND THE GLOBAL COMMONS
 35.00
.......................   		        X   148,847 0 31,566
(34) KELLY MACK........................................................................
VP, UNDERGRAD STEM ED, ED PROJECT KAL.
 35.00
.......................   		        X   143,581 0 22,260
(35) SUSAN ALBERTINE........................................................................
VP, DIVERSITY, EQUITY AND STUDENT SUCCESS
 35.00
.......................   		        X   147,314 0 26,575
(36) DEBRA HUMPHREYS........................................................................
VP, OFFICE OF COMM/POLICY/PUBLIC ENGAGEMENT
 35.00
.......................   		        X   142,618 0 24,626
(37) BETHANY SUTTON........................................................................
CHIEF OF STAFF
 35.00
.......................   		        X   115,312 0 27,885
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 1,537,569 0 327,853
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet11
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
ALMA CLAYTON-PEDERSEN, 13621 NORTH GATE DRIVESILVER SPRINGMD20906 FACILITATOR OF PROJECT ACTIVITIES 107,500
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet1
Form 990 (2013)
Form 990 (2013)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c  
d Related organizations...1d  
e Government grants (contributions)1e 731,134
f All other contributions, gifts, grants, and
similar amounts not included above1f 		6,189,196
g Noncash contributions included in lines
1a-1f:$ 		 
h Total. Add lines 1a-1f.......MediumBullet 6,920,330
Program Service RevenueAmt Business Code
2a MEMBERSHIP DUES 900099 4,266,363 4,266,363    
b CONFERENCES 900099 2,858,217 2,858,217    
c PUBLICATIONS 511120 267,507 267,507    
d MEETING SPONSORSHIPS 900099 116,000 91,190 24,810  
e EDUCATIONAL PROGRAMS 900099 70,484 70,484    
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 7,578,571
OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 71,461     71,461
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties...........MediumBullet 2,432     2,432
(i) Real (ii) Personal
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss)    
d Net rental income or (loss).......MediumBullet        
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 3,297,444  
b Less: cost or other basis and sales expenses 3,305,885  
c Gain or (loss) -8,441  
d Net gain or (loss)..........MediumBullet -8,441     -8,441
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ..
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a OTHER INCOME 900099 43,057     43,057
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 43,057
12 Total revenue. See Instructions......MediumBullet 14,607,410 7,553,761 24,810 108,509
Form 990 (2013)
Form 990 (2013)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 3,370,225 3,370,225
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 489,043 489,043
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 10,000 10,000
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 1,038,790 684,760 299,103 54,927
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages 3,433,853 2,294,090 949,085 190,678
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 250,181 155,524 84,231 10,426
9 Other employee benefits ....... 563,055 350,021 189,569 23,465
10 Payroll taxes ........... 291,751 200,713 73,719 17,319
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 7,939 7,939    
c Accounting ........... 41,580 1,500 40,080  
d Lobbying ...........        
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ...... 5,600   5,600  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 869,113 782,302 83,394 3,417
12 Advertising and promotion .... 33,928 22,296 11,632  
13 Office expenses ....... 631,362 403,815 226,768 779
14 Information technology ...... 108,489 39,296 69,193  
15 Royalties ..        
16 Occupancy ...........        
17 Travel ............ 334,284 278,993 47,398 7,893
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings .... 1,419,485 1,357,482 60,439 1,564
20 Interest ...........        
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 149,624   149,624  
23 Insurance .............. 33,375   33,375  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a UBI 1,154   1,154  
b PRINTING & PUBLICATIONS 250,921 224,285 26,141 495
c CREDIT CARD FEES 109,159 109,159    
d DESIGN & LAYOUT 66,291 59,050 7,241  
e All other expenses 268,498 110,296 150,217 7,985
25 Total functional expenses. Add lines 1 through 24e 13,777,700 10,950,789 2,507,963 318,948
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2013)
Form 990 (2013)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ............. 276,946 1 804,159
2 Savings and temporary cash investments ......... 102,702 2 102,820
3 Pledges and grants receivable, net ........... 399,863 3 397,007
4 Accounts receivable, net ............. 21,824 4 53,832
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
  6  
7 Notes and loans receivable, net .............   7  
8 Inventories for sale or use ..............   8  
9 Prepaid expenses and deferred charges .......... 101,314 9 142,941
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 2,795,401
b Less: accumulated depreciation ..... 10b 2,010,532 744,773 10c 784,869
11 Investments—publicly traded securities ..........   11  
12 Investments—other securities. See Part IV, line 11 ..... 9,843,514 12 10,691,795
13 Investments—program-related. See Part IV, line 11 .....   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 243,450 15 387,998
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 11,734,386 16 13,365,421
Liabilities 17 Accounts payable and accrued expenses ......... 611,701 17 793,398
18 Grants payable .................   18  
19 Deferred revenue ................ 2,163,455 19 2,383,164
20 Tax-exempt bond liabilities .............   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ....   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 2,556,507 25 2,856,391
26 Total liabilities. Add lines 17 through 25......... 5,331,663 26 6,032,953
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 5,673,974 27 6,519,504
28 Temporarily restricted net assets ........... 612,749 28 696,964
29 Permanently restricted net assets ........... 116,000 29 116,000
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 6,402,723 33 7,332,468
34 Total liabilities and net assets/fund balances ........ 11,734,386 34 13,365,421
Form 990 (2013)
Form 990 (2013)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
14,607,410
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
13,777,700
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
829,710
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
6,402,723
5
Net unrealized gains (losses) on investments ...............
5
179,193
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-79,158
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
7,332,468
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
ASSOCIATION OF AMERICAN COLLEGES AND UNIVERSITIES
 
Employer identification number

52-1945674
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..  
6 Public support. Subtract line 5 from line 4.  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..            
11 Total support (Add lines 7 through 10).  
12
12
 
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here.................................................right arrow
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") . 5,872,700 6,289,634 7,278,486 7,756,763 11,186,693 38,384,276
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose...... 2,448,776 2,850,007 2,668,023 2,939,038 3,287,398 14,193,242
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5. 8,321,476 9,139,641 9,946,509 10,695,801 14,474,091 52,577,518
7a Amounts included on lines 1, 2, and 3 received from disqualified persons... 1,362,517 1,632,239 2,316,422 2,014,057 5,311,051 12,636,286
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.           0
c Add lines 7a and 7b.. 1,362,517 1,632,239 2,316,422 2,014,057 5,311,051 12,636,286
8 Public support (Subtract line 7c from line 6.) 39,941,232
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
9 Amounts from line 6... 8,321,476 9,139,641 9,946,509 10,695,801 14,474,091 52,577,518
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources.. 80,583 126,360 88,337 68,691 73,893 437,864
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.   5,434 5,141 4,339 6,539 21,453
c Add lines 10a and 10b. 80,583 131,794 93,478 73,030 80,432 459,317
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) .. 14,351 307 6,500 10,880 43,057 75,095
13 Total support. (Add lines 9, 10c, 11, and 12.).. 8,416,410 9,271,742 10,046,487 10,779,711 14,597,580 53,111,930
14
Section C. Computation of Public Support Percentage
15
15
75.200 %
16
16
81.380 %
Section D. Computation of Investment Income Percentage
17
17
0.860 %
18
18
1.050 %
19a
b
20
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Name of the organization
ASSOCIATION OF AMERICAN COLLEGES AND UNIVERSITIES
 
Employer identification number

52-1945674
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 2
Name of organization
ASSOCIATION OF AMERICAN COLLEGES AND UNIVERSITIES
  		Employer identification number

52-1945674
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

   
RESTRICTED
RESTRICTED
RESTRICTED, RESTRICTEDRESTRICTED

$RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 3
Name of organization
ASSOCIATION OF AMERICAN COLLEGES AND UNIVERSITIES
  		Employer identification number

52-1945674
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 4
Name of organization
ASSOCIATION OF AMERICAN COLLEGES AND UNIVERSITIES
  		Employer identification number

52-1945674
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data


Software ID:  
Software Version:  
SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions. SchDMd Bullet Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
ASSOCIATION OF AMERICAN COLLEGES AND UNIVERSITIES
 
Employer identification number

52-1945674
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 139,503 124,226 123,711 72,200 72,380
b Contributions ........ 200 200   52,989 265
c Net investment earnings, gains, and losses 21,390 15,077 3,094 264 55
d Grants or scholarships .....          
e Other expenditures for facilities
and programs ........ 		912   2,579 1,742 500
f Administrative expenses ....          
g End of year balance ...... 160,181 139,503 124,226 123,711 72,200
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet0 %
b
Permanent endowment SchDMd Bullet72.420 %
c
Temporarily restricted endowment SchDMd Bullet27.580 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   96,350 96,350
b Buildings ................   65,822   65,822
c Leasehold improvements ............   1,186,508 880,035 306,473
d Equipment ................   1,446,721 1,130,497 316,224
e Other .................        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 784,869
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) MONEY MARKET FUNDS 		5,902,290 F

(B) MUTUAL FUNDS 		1,051,104 F

(C) VANGUARD ADMIRAL FUND 		3,738,401 F






Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 10,691,795
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
REFUNDABLE ADVANCES 2,022,863
ACCRUED POST RETIREMENT MEDICAL BENEFITS 445,530
DEFERRED COMPENSATION 387,998






Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 2,856,391
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 14,804,103
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 179,193
b Donated services and use of facilities ......... 2b 17,500
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e 196,693
3 Subtract line 2e from line 1..................... 3 14,607,410
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b....................... 4c 0
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 14,607,410
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 13,795,200
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a 17,500
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d...................... 2e 17,500
3 Subtract line 2e from line 1..................... 3 13,777,700
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b....................... 4c 0
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 13,777,700
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART V, LINE 4: THE ASSOCIATION'S ENDOWMENT CONSISTS OF CONTRIBUTIONS FROM THE FORD FOUNDATION FOR A RESEARCH AND DEVELOPMENT FUND, THE EARNINGS OF WHICH ARE TO BE USED TO IMPROVE THE STATUS OF WOMEN ON CAMPUS, AND CONTRIBUTIONS FROM ELISABETH A. ZINSER ENDOWMENT FUND FOR INNOVATION IN LIBERAL EDUCATION.
PART X, LINE 2: THE ASSOCIATION BELIEVES IT HAS APPROPRIATE SUPPORT FOR INCOME TAX POSITIONS TAKEN, AND THEREFORE, DOES NOT HAVE ANY UNCERTAIN INCOME TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. AT A MINIMUM, THE TAX RETURNS FROM THE PAST THREE YEARS ARE OPEN FOR EXAMINATION BY TAXING AUTHORITIES.
Schedule D (Form 990) 2013

Additional Data


Software ID:  
Software Version:  




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.Right pointing arrow large image Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
ASSOCIATION OF AMERICAN COLLEGES AND UNIVERSITIES
 
Employer identification number

52-1945674
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers.Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ...............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
NORTH AMERICA - CANADA AND MEXICO, BUT BUT NOT THE UNITED STATES 0 0 GRANTMAKING   10,000
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
3a Sub-total ..... 0 0 10,000
b Total from continuation sheets to Part I ... 0 0 0
c Totals (add lines 3a and 3b) 0 0 10,000
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
NORTH AMERICA - CANADA AND MEXICO, BUT BUT NOT THE UNITED STATES SEMINAR GRANT AND PROGRAM DEVELOPMENT AWARD 10,000 CHECK      
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
0
3
Enter total number of other organizations or entities .......................MediumBullet
1
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)...............................................
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
PART I, LINE 2: GRANT RECIPIENTS ARE REQUIRED TO SUBMIT REPORTS CONCERNING HOW FUNDS WERE SPENT. ALSO SITE VISITS ARE MADE BY AAC&U STAFF TO SOME GRANT RECIPIENTS.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2013
Additional Data


Software ID:  
Software Version:  



Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
ASSOCIATION OF AMERICAN COLLEGES AND UNIVERSITIES
 
Employer identification number
52-1945674
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) ADMINISTRATORS OF THE TULANE EDUCATIONAL FUND
6823 ST CHARLES AVE
NEW ORLEANS,LA70118 		72-0423889 501C3 37,500       DEMO SITE PROGRAM
(2) BATES COLLEGE
4 ANDREWS RD
LEWISTON,ME04240 		01-0211781 501C3 10,000       PSWB
(3) BELLARMINE UNIVERSITY
2001 NEWBURG RD
LOUISVILLE,KY40205 		61-0482955 501C3 7,000       PROGRAM DEVELOPMENT GRANT
(4) BLUE RIDGE COMMUNITY COLLEGE
ONE COLLEGE LANE
WEYERS CAVE,VA24486 		54-1268283 115 15,000       QUALITY COLLABORATIVES AWARD
(5) BOSTON UNIVERSITY
871 COMMONWEALTH AVE
BOSTON,MA02215 		04-2103547 501C3 11,000       PROGRAM DEVELOPMENT AND SEMINAR GRANTS
(6) BRYN MAWR COLLEGE
101 N MERION AVENUE
BRYN MAWR,PA19010 		23-1352621 501C3 62,681       TEACHING TO INCREASE DIVERSITY AND EQUITY IN STEM
(7) CALIFORNIA STATE UNIVERSITY - MONTEREY BAY
100 CAMPUS CENTER
SEASIDE,CA939558001 		91-1785970 115 7,000       PROGRAM DEVELOPMENT GRANT
(8) CALIFORNIA STATE UNIVERSITY - CHICO
400 WEST FIRST ST
CHICO,CA95929 		95-1230865 115 21,000       PROGRAM, SEMINAR AND PSWB GRANTS
(9) CALIFORNIA STATE UNIVERSITY - NORTHRIDGE
18111 NORDHOFF ST
NORTHRIDGE,CA91330 		95-4358677 115 139,231       QUALITY COLLABORATIVES AWARD/TEACHING TO INCREASE DIVERSITY AND EQUITY IN STEM
(10) CALIFORNIA STATE UNIVERSITY FOUNDATION
401 GOLDEN SHORE
LONG BEACH,CA90802 		95-6123757 501C3 10,000       QUALITY COLLABORATIVES AWARD
(11) CARLETON COLLEGE
ONE NORTH COLLEGE ST
NORTHFIELD,MN55057 		41-0694747 501C3 8,750       SERC WORK W/SISL PROJECT
(12) CHATTANOOGA STATE COMMUNITY COLLEGE
4501 AMNICOLA HIGHWAY CBIH 219
CHATTANOOGA,TN374061097 		62-0725362 115 10,000       PSWB
(13) CONNECTICUT COLLEGE
270 MOHEGAN AVE
NEW LONDON,CT06320 		06-0646587 501C3 11,426       TEACHING TO INCREASE DIVERSITY AND EQUITY IN STEM
(14) COUNCIL ON POSTSECONDARY EDUCATION
1024 CAPITAL CENTER DRIVE SUITE 320
320
FRANKFURT,KY40601 		61-0600439 115 10,000       QUALITY COLLABORATIVES AWARD
(15) CUNY- GRADUATE CENTER
365 5TH AVE
NEW YORK,NY100164309 		35-2189280 115 37,500       DEMO SITE PROGRAM
(16) UNIVERSITY OF DAYTON
300 COLLEGE PARK
DAYTON,OH45469 		31-0536715 501C3 124,985       TEACHING TO INCREASE DIVERSITY AND EQUITY IN STEM
(17) DICKINSON COLLEGE
PO BOX 1773
CARLISLE,PA17013 		23-1365954 501C3 10,000       PSWB
(18) ELON UNIVERSITY
2610 CAMPUS BOX
ELON,NC27244 		56-0532303 501C3 10,000       PSWB
(19) EMORY UNIVERSITY
1525 CLIFTON RD
ATLANTA,GA30322 		58-0566256 501C3 10,000       PSWB
(20) EVERGREEN STATE COLLEGE
2700 EVERGREEN PKWY NW
OLYMPIA,WA98505 		91-0826533 501C3 10,000       PSWB
(21) FAIRLEIGH DICKINSON UNIVERSITY
1000 RIVER RD H-DH3
TEANECK,NJ07666 		22-1494434 115 115,539       TEACHING TO INCREASE DIVERSITY AND EQUITY IN STEM
(22) FAYETTEVILLE STATE UNIVERSITY
1200 MURCHISON RD
FAYETTEVILLE,NC28301 		56-1238736 115 124,915       TEACHING TO INCREASE DIVERSITY AND EQUITY IN STEM
(23) FITCHBURG STATE UNIVERSITY
160 PEARL STREET
FITCHBURG,MA01420 		04-6002284 115 15,000       QUALITY COLLABORATIVES AWARD
(24) GEORGETOWN UNIVERSITY
207 VILLAGE C WEST
WASHINGTON,DC20057 		53-0196603 501C3 11,000       PSWB AND SEMINAR GRANTS
(25) GOUCHER COLLEGE
1021 DULANEY VALLEY RD
BALTIMORE,MD21204 		52-0591613 501C3 10,000       PROGRAM DEVELOPMENT GRANT
(26) HOWARD UNIVERSITY
2300 6TH ST NW
WASHINGTON,DC20059 		53-0204707 501C3 124,596       TEACHING TO INCREASE DIVERSITY AND EQUITY IN STEM
(27) INDIANA UNIVERSITY
FINANCIAL MANAGEMENT SERVICES PO
BOX 66057
INDIANAPOLIS,IN46266 		35-6001673 501C3 15,000       QUALITY COLLABORATIVES AWARD
(28) IVY TECH COMMUNITY COLLEGE OF INDIANA
50 WEST FALL CREEK PARKWAY NORTH
DRIVE
INDIANAPOLIS,IN46208 		35-1180631 115 17,000       QUALITY COLLABORATIVES AWARD/ PROJECT DEVELOPMENT GRANT
(29) J SARGEANT REYNOLDS COMMUNITY COLLEGE
PO BOX 85622
RICHMOND,VA23285 		54-1268266 501C3 15,000       QUALITY COLLABORATIVES AWARD
(30) JAMES MADISON UNIVERSITY
MSC 5713 1031 HARRISON ST JMAC-6
SUITE 26
HARRISONBURG,VA22807 		54-6001756 501C3 15,000       QUALITY COLLABORATIVES AWARD
(31) KENTUCKY COMMUNITY AND TECHNICAL COLLEGE
600 COLLEGE ST
ELIZABETHTOWN,KY42701 		61-1320380 115 15,000       QUALITY COLLABORATIVES AWARD
(32) KNOX COLLEGE
2 EAST SOUTH STREET
GALESBURG,IL61401 		37-0673513 501C3 11,426       TEACHING TO INCREASE DIVERSITY AND EQUITY IN STEM
(33) KUTZTOWN UNIVERSITY
15200 KUTZTOWN RD
KUTZTOWN,PA19530 		23-2710197 115 7,000       PSWB
(34) UNIVERSITY OF LA VERNE
1950 3RD ST
LA VERNE,CA917504443 		95-1644026 115 10,000       TEACHING TO INCREASE DIVERSITY AND EQUITY IN STEM
(35) LAWRENCE TECHNOLOGICAL UNIVERSITY
21000 WEST TEN MILE ROAD
SOUTHFIELD,MI480751058 		38-1369604 501C3 122,498       TEACHING TO INCREASE DIVERSITY AND EQUITY IN STEM
(36) LOS ANGELES COMMUNITY COLLEGE
6201 WINNETKA AVENUE
WOODLAND HILLS,CA91371 		95-2587353 115 15,000       QUALITY COLLABORATIVES AWARD
(37) UNIVERSITY OF LOUISVILLE
2301 S THIRD ST
LOUISVILLE,KY40292 		61-1014882 115 15,000       QUALITY COLLABORATIVES AWARD
(38) MASSACHUSETTS DEPARTMENT OF HIGHER EDUCATION
ONE ASHBURN PLACE
BOSTON,MA02108 		04-6002284 115 10,000       QUALITY COLLABORATIVES AWARD
(39) UNIVERSITY OF MASSACHUSETTS - LOWELL
600 SUFFOLK ST
LOWELL,MA01854 		04-3167352 115 15,000       QUALITY COLLABORATIVES AWARD
(40) UNIVERSITY OF MICHIGAN
915 E WASHINGTON STREET
ANN ARBOR,MI48109 		38-6006309 115 10,000       PSWB
(41) MIDDLESEX COMMUNITY COLLEGE
33 KEARNEY SQUARE
LOWELL,MA01852 		04-2720058 501C3 15,000       QUALITY COLLABORATIVES AWARD
(42) MONTGOMERY COLLEGE FOUNDATION
40 WEST GUDE DRIVE
ROCKVILLE,MD20850 		52-1267008 501C3 124,993       TEACHING TO INCREASE DIVERSITY AND EQUITY IN STEM
(43) MORGAN STATE UNIVERSITY
1700 E COLD SPRING LANE
BALTIMORE,MD21251 		52-6002033 115 124,916       TEACHING TO INCREASE DIVERSITY AND EQUITY IN STEM
(44) MOUNT WASCHUSETT COMMUNITY COLLEGE
444 GREEN ST
GARDNER,MA01440 		04-6002284 115 15,000       QUALITY COLLABORATIVES AWARD
(45) UNIVERSITY OF NEBRASKA - LINCOLN
106 CANFIELD ADMINISTRATION
BUILDING
LINCOLN,NE685880423 		47-0049123 501C3 10,000       PSWB
(46) NEBRASKA WESLEYAN UNIVERSITY
5000 SAINT PAUL AVE
LINCOLN,NE68504 		47-0376524 501C3 15,000       PSWB
(47) NORTH DAKOTA UNIVERSITY SYSTEM
600 E BOULEVARD AVE
BISMARCK,ND585050230 		43-1974004 115 15,000       QUALITY COLLABORATIVES AWARD
(48) OHIO NOTHERN UNIVERSITY
525 SOUTH MAIN ST
ADA,OH45810 		34-4429091 501C3 11,426       TEACHING TO INCREASE DIVERSITY AND EQUITY IN STEM
(49) OREGON STATE UNIVERSITY
CAPS-OSU 500 SNELL HALL
CORVALLIS,OR97331 		48-1278540 115 11,000       PSWB AND SEMINAR GRANTS
(50) OREGON UNIVERSITY SYSTEM
PO BOX 488
CORVALLIS,OR973390488 		93-6001786 115 10,000       QUALITY COLLABORATIVES AWARD
(51) PITZER COLLEGE
1050 N MILLS
CLAREMONT,CA91711 		95-2261113 501C3 28,426       TIDES, SEMINAR AND PSWB AWARDS
(52) UNIVERSITY OF PUERTO RICO
PO BOX 860 100 CAFETERIA 908
HUMACAO,PR00792 		66-0433765 115 124,199       TEACHING TO INCREASE DIVERSITY AND EQUITY IN STEM
(53) PURCHASE COLLEGE STATE UNIVERSITY OF NEW YORK
735 ANDERSON HILL ROAD
PURCHASE,NY10577 		14-7400026 115 11,000       PROGRAM DEVELOPMENT AND SEMINAR GRANTS
(54) RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW YORK
1300 ELMWOOD AVE
BUFFALO,NY14224 		14-1368361 501C3 16,000       PROGRAM DEVELOPMENT AND PSWB GRANT TO SUNY CORTLAND
(55) RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK
65-30 KISSENA BOULEVARD
FLUSHING,NY11367 		13-1988190 501C3 11,426       TEACHING TO INCREASE DIVERSITY AND EQUITY IN STEM
(56) SALISH KOOTENAI COLLEGE
53138 US HWY 93 PO BOX 70
PABLO,MT59855 		81-0378823 501C3 124,779       TEACHING TO INCREASE DIVERSITY AND EQUITY IN STEM
(57) SALT LAKE COMMUNITY COLLEGE
4600 S REDWOOD RD
SALT LAKE CITY,UT84130 		87-6000448 501C3 15,000       QUALITY COLLABORATIVES AWARD
(58) SCHOOL OF THE ART INSTITUTE OF CHICAGO
36 S WABASH AVE SUITE 1204
CHICAGO,IL60603 		36-2167725 501C3 10,000       PSWB
(59) SCRIPPS COLLEGE
1030 COLUMBIA AVE
CLAREMONT,CA91711 		95-1664123 501C3 7,500       PROGRAM DEVELOPMENT
(60) SMITH COLLEGE
COLLEGE HALL 204 ELM STREET
NORTHAMPTON,MA01063 		04-1843040 501C3 118,250       TEACHING TO INCREASE DIVERSITY AND EQUITY IN STEM
(61) SPELMAN COLLEGE
350 SPELMAN LANE SW
ATLANTA,GA30345 		58-0566243 501C3 10,000       PSWB
(62) STATE COUNCIL OF HIGHER EDUCATION
101 N 14TH ST
RICHMOND,VA23219 		54-6020516 115 10,000       QUALITY COLLABORATIVES AWARD
(63) STATE HIGHER EDUCATION EXECUTIVE OFFICERS ASSOCIATION
3035 CENTER GREEN DRIVE SUITE 100
BOULDER,CO80301 		23-7167258 501C3 701,472       GEMS AND VALUE COMPETENCY FRAMEWORK AWARD
(64) STATE UNIVERSITY OF NEW YORK - GENESEO
ONE COLLEGE CIRCLE
GENESEO,NY14454 		14-1368361 115 6,000       PSWB
(65) SYRACUSE UNIVERSITY
360 HUNTINGTON HALL
SYRACUSE,NY132442340 		15-0532081 501C3 11,000       PSWB AND SEMINAR GRANTS
(66) TIDEWATER COMMUNITY COLLEGE
PO BOX 9000
NORFOLK,VA23509 		54-1268286 115 10,000       PSWB
(67) TUFTS UNIVERSITY
10 UPPER CAMPUS RD
MEDFORD,MA02155 		04-2103634 115 47,500       DEMO SITE GRANT AND PSWB
(68) UNIVERSITY OF CALIFORNIA - LOS ANGELES
10920 WILSHIRE BLVD 5TH FLOOR
LOS ANGELES,CA900246502 		95-2250801 115 10,000       PSWAB
(69) UTAH SYSTEM OF HIGHER EDUCATION
60 S 400 W
SALT LAKE CITY,UT84101 		87-6000545 115 10,000       QUALITY COLLABORATIVES AWARD
(70) UNIVERSITY OF UTAH
1471 EAST FEDERAL WAY
SALT LAKE CITY,UT84102 		87-6000525 115 15,000       QUALITY COLLABORATIVES AWARD
(71) VIRGINIA COMMONWEALTH UNIVERSITY
800 EAST LEIGH ST PO BOX 843039
RICHMOND,VA232843039 		54-6001758 115 15,000       QUALITY COLLABORATIVES AWARD
(72) WAGNER COLLEGE
ONE CAMPUS RD
STATEN ISLAND,NY10301 		13-5604699 501C3 10,000       PSWB
(73) WASHINGTON AND JEFFERSON COLLEGE
60 SOUTH LINCOLN STREET
WASHINGTON,PA15301 		25-0965601 501C3 11,000       PSWB AND SEMINAR GRANTS
(74) WELLESLEY COLLEGE
106 CENTRAL ST
WELLESLEY,MA02482 		04-2103637 501C3 10,000       PSWB
(75) WESTMINSTER COLLEGE
1840 SOUTH 1300 EAST
SALT LAKE CITY,UT84105 		87-0212470 501C3 111,391       TEACHING TO INCREASE DIVERSITY AND EQUITY IN STEM
(76) WIDENER UNIVERSITY
ONE UNIVERSITY PLACE
CHESTER,PA19013 		23-1386178 501C3 10,000       PROGRAM DEVELOPMENT
(77) UNIVERSITY OF WISCONSIN - PARKSIDE
900 WOOD RD
KENOSHA,WI531412000 		39-1805963 115 15,000       QUALITY COLLABORATIVES AWARD
(78) THE BOARD OF REGENTS OF THE UNIVERSITY OF WISCONSIN SYSTEM
21 N PARK ST 6234
MADISON,WI537151218 		39-6006492 115 5,231       SERC WORK W/SISL PROJECT
(79) UNIVERSITY OF WISCONSIN- WAUKESHA
1500 N UNIVERSITY DR
WAUKESHA,WI531882799 		39-1805963 115 15,000       QUALITY COLLABORATIVES AWARD
(80) UNIVERSITY OF WISCONSIN SYSTEM ADMINISTRATION
1730 VAN HISE HALL 1220 LINDEN DR
MADISON,WI53706 		39-1805963 115 10,000       QUALITY COLLABORATIVES AWARD
(81) UNIVERSITY OF WISCONSIN - FOX VALLEY
1478 MIDWAY RD
MENASHA,WI54952 		39-1277701 115 15,000       QUALITY COLLABORATIVES AWARD
(82) UNIVERSITY OF WISCONSIN - OSHKOSH
800 ALGOMA BLVD
OSHKOSH,WI54901 		39-6076856 115 15,000       QUALITY COLLABORATIVES AWARD
(83) WOFFORD COLLEGE
429 NORTH CHURCH STREET
SPARTANBURG,SC29303 		57-0314422 501C3 15,000       PSWB
(84) WRIGHT STATE UNIVERSITY
3640 COL GLENN HWY
DAYTON,OH454350001 		31-0732831 115 125,000       TEACHING TO INCREASE DIVERSITY AND EQUITY IN STEM
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
84
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
0
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2013

Schedule I (Form 990) 2013
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) PARTICIPANT SUPPORT 438 489,043      












Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
PART I, LINE 2: GRANT RECIPIENTS ARE REQUIRED TO SUBMIT REPORTS CONCERNING HOW FUNDS WERE SPENT. ALSO SITE VISITS ARE MADE BY AAC&U STAFF TO SOME GRANT RECIPIENTS.
Schedule I (Form 990) 2013


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
ASSOCIATION OF AMERICAN COLLEGES AND UNIVERSITIES
 
Employer identification number

52-1945674
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
 
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)CAROL GEARY SCHNEIDERPRESIDENT (i)
(ii)		 293,850
0 		0
0 		250,932
0 		124,761
0 		7,352
0 		676,895
0 		0
0
(2)MICHELLE HANNAHSVP, FINANCE AND ADMINISTRATION (i)
(ii)		 135,669
0 		0
0 		1,349
0 		15,034
0 		12,288
0 		164,340
0 		0
0
(3)TERREL RHODESVP, QUALITY, CURRICULUM AND ASSESSME (i)
(ii)		 157,305
0 		0
0 		792
0 		18,791
0 		20,669
0 		197,557
0 		0
0
(4)DAVID PARISVP, INTEGRATIVE LEARNING AND THE GLO (i)
(ii)		 148,055
0 		0
0 		792
0 		16,941
0 		16,038
0 		181,826
0 		0
0
(5)KELLY MACKVP, UNDERGRAD STEM ED, ED PROJECT KA (i)
(ii)		 143,465
0 		0
0 		116
0 		10,695
0 		15,302
0 		169,578
0 		0
0
(6)SUSAN ALBERTINEVP, DIVERSITY, EQUITY AND STUDENT SU (i)
(ii)		 146,530
0 		0
0 		784
0 		16,635
0 		12,485
0 		176,434
0 		0
0
(7)DEBRA HUMPHREYSVP, OFFICE OF COMM/POLICY/PUBLIC ENG (i)
(ii)		 142,450
0 		0
0 		168
0 		15,796
0 		10,404
0 		168,818
0 		0
0
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 4B CAROL SCHNEIDER 457 (F) PLAN - $249,408 (VESTED) AND $88,328 (NONVESTED)
Schedule J (Form 990) 2013

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
ASSOCIATION OF AMERICAN COLLEGES AND UNIVERSITIES
 
Employer identification number

52-1945674
Return Reference Explanation
FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE IS A STANDING COMMITTEE OF THE BOARD CONSISTING OF THE OFFICERS OF THE ASSOCIATION AND BOARD MEMBERS-AT-LARGE APPOINTED BY AND FROM AMONG THE BOARD. THE EXECUTIVE COMMITTEE HAS AND MAY EXERCISE THE FULL POWER OF THE BOARD BETWEEN MEETINGS OF THE BOARD, EXCEPT THAT THE EXECUTIVE COMMITTEE CANNOT OVERRULE ANY PRIOR BOARD ACTION.
FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS TWO CLASSES OF MEMBERS: AFFILIATE MEMBERS AND REGULAR MEMBERS. EACH REGULAR MEMBER IS ENTITLED TO ONE VOTE.
FORM 990, PART VI, SECTION A, LINE 7A DIRECTORS ARE ELECTED BY THE VOTING REPRESENTATIVES AT THE ANNUAL MEETING.
FORM 990, PART VI, SECTION A, LINE 7B THE BOARD HAS FULL POWER AND AUTHORITY TO MANAGE THE AFFAIRS, FUNDS, AND PROPERTY OF THE ASSOCIATION. THE BOARD AT ITS DISCRETION MAY REFER ANY MATTER OVER WHICH IT HAS POWER AND AUTHORITY TO ITS MEMBERS FOR CONSIDERATION.
FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED BY THE CPA FIRM OF TATE AND TRYON BASED ON INFORMATION PROVIDED BY THE ASSOCIATION. THE COMPLETED FORM IS REVIEWED BY THE CHIEF FINANCIAL OFFICER AND THEN GIVEN TO THE FINANCE COMMITTEE FOR REVIEW. AFTER THE FINANCE COMMITTEE APPROVES THE FORM, IT IS SENT TO THE ENTIRE BOARD.
FORM 990, PART VI, SECTION B, LINE 12C THE DISCLOSURE FORMS ARE REVIEWED BY THE CHIEF FINANCIAL OFFICER. IF A CONFLICT IS NOTED, THE BOARD MEMBER IS PROHIBITED FROM PARTICIPATING IN DELIBERATIONS AND DECISIONS REGARDING THAT ENTITY OR MATTER.
FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD MUST APPROVE THE COMPENSATION OF THE PRESIDENT AND THE CHIEF FINANCIAL OFFICER. THEY REVIEW COMPARABILITY DATA GATHERED FROM THE OTHER HIGHER EDUCATION ASSOCIATIONS LOCATED IN WASHINGTON, DC.
FORM 990, PART VI, SECTION C, LINE 19 THESE ARE ALSO AVAILABLE ON REQUEST.
FORM 990, PART XI, LINE 9: ACTUARIAL ADJUSTMENT TO PENSION VALUE -79,158.
FORM 990, PART XII, LINE 2C THE PROCESS HAS REMAINED UNCHANGED FROM THE PRIOR YEAR.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2013

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