Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 10-01-2013 , and ending 09-30-2014
Name of foundation
JOY SPIVA CRAGIN CHARITABLE TRUST
 

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 0634   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE, WI532010634
A Employer identification number

43-6365083
B Telephone number (see instructions)

(314) 418-2643
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$628,683J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 15,932 15,888 44
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 75,907
b Gross sales price for all assets on line 6a 683,399
7 Capital gain net income (from Part IV, line 2)... 75,907
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 91,839 91,795 44
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 5,793 5,793    
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 750 0 0 750
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) Click to see attachment 1,874 336   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 8,417 6,129 0 750
25 Contributions, gifts, grants paid........ 66,000 66,000
26 Total expenses and disbursements. Add lines 24 and 25 74,417 6,129 0 66,750
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 17,422
b Net investment income (if negative, enter -0-) 85,666
c Adjusted net income (if negative, enter -0-)... 44
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............   3,475 3,475
2 Savings and temporary cash investments.......... 14,471 102 102
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 525,925 Click to see attachment398,913 412,186
c Investments—corporate bonds (attach schedule)........ 58,951 Click to see attachment214,001 212,920
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 599,347 616,491 628,683
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 599,347 616,491
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 599,347 616,491
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 599,347 616,491
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 599,347
2 Enter amount from Part I, line 27a..................... 2 17,422
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 616,769
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 278
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 616,491
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 25000. NIKE INC MTN 4.700% 10/01/13   2009-06-01 2013-10-01
b 35. PERRIGO CO   2012-11-11 2013-12-19
c 7000. CONOCOPHILLIPS 4.750% 2/01/14   2009-03-30 2014-02-01
d 2820.573 ABERDEEN FDS EMRGN   2013-03-11 2014-04-15
e 469.615 ABERDEEN FDS EMRGN   2013-04-22 2014-04-15
3354.119 INV BALANCE RISK COMM STR Y   2013-04-22 2014-04-15
40. ALLERGAN INC   2011-11-11 2014-04-15
100. ALTRIA GROUP INC   2008-05-21 2014-04-15
70. CERNER CORPORATION   2013-09-11 2014-04-15
30. COSTCO WHSL CORP   2013-09-11 2014-04-15
80. DOLLAR TREE INC   2011-11-11 2014-04-15
75. DR PEPPER SNAPPLE GROUP   2011-09-14 2014-04-15
263.921 DRIEHAUS SELECT CREDIT FUND   2013-09-11 2014-04-15
1960.206 DRIEHAUS ACTIVE INCOME FUND   2012-08-28 2014-04-15
125. EMC CORPORATION   2013-09-11 2014-04-15
50. EXXON MOBIL CORP   2001-05-30 2014-04-15
51. GENERAL MILLS INC   2008-11-05 2014-04-15
1658.887 HIGHLAND LONG SHORT EQUITY Z   2012-10-08 2014-04-15
105. INTEL CORP   2008-05-21 2014-04-15
15. INTERNATIONAL BUSINESS MACHINES CORP   2012-10-08 2014-04-15
129. ISHARES S P U S PREFERRED STOCK ETF   2010-09-28 2014-04-15
19. ISHARES S P U S PREFERRED STOCK ETF   2011-03-02 2014-04-15
54. J P MORGAN CHASE CO   2009-03-30 2014-04-15
50. JOHNSON JOHNSON   2005-10-26 2014-04-15
56. MACYS INC   2011-11-11 2014-04-15
64. MASTERCARD INC   2012-10-08 2014-04-15
100. MICROSOFT CORP   2012-10-08 2014-04-15
50. NEXTERA ENERGY INC   2003-07-11 2014-04-15
65. NIKE INC   2008-05-21 2014-04-15
445.241 NUVEEN HIGH INCOME BOND FD CL I   2013-03-06 2014-04-15
282.256 NUVEEN REAL ESTATE SECS I   2003-07-11 2014-04-15
116.037 NUVEEN REAL ESTATE SECS I   2010-12-01 2014-04-15
1208.727 NUVEEN SHORT TERM BOND FUND CL I   2012-11-15 2014-04-15
1796.407 OPPENHEIMER SENIOR FLOATING RATE Y   2013-09-11 2014-04-15
100. ORACLE CORPORATION   2011-09-14 2014-04-15
50. QUALCOMM INC   2005-10-26 2014-04-15
468.42 T ROWE PRICE SC STOCK   2012-06-29 2014-04-15
182. SPDR DOW JONES INTERNATIONAL ETF   2011-02-16 2014-04-15
75. SCHLUMBERGER LTD   2009-03-30 2014-04-15
3175.597 SCOUT INTERNATIONAL FUND   2013-03-06 2014-04-15
31. 3M CO   2005-02-23 2014-04-15
16.99994 PERRIGO CO LTD   2013-12-19 2014-04-15
18.00006 PERRIGO CO LTD   2013-12-19 2014-04-15
50. ACE LTD   2011-09-14 2014-04-15
281.977 ABERDEEN FDS EMRGN   2013-03-11 2014-04-17
276.244 INV BALANCE RISK COMM STR Y   2013-04-22 2014-04-17
1158.017 DOUBLELINE TOTAL RET BD I   2013-09-11 2014-04-17
120. ISHARES S P U S PREFERRED STOCK ETF   2010-09-28 2014-04-17
113.378 NUVEEN REAL ESTATE SECS I   2003-07-11 2014-04-17
34.152 T ROWE PRICE MID CAP GROWTH FD #64   2011-09-19 2014-04-17
84.063 T ROWE PRICE MID CAP VALUE FD INC   2009-10-06 2014-04-17
26. ANADARKO PETROLEUM CORP   2014-04-17 2014-06-20
1240.323 BLACKROCK EMERGING MKTS L S EQTY IS   2014-04-17 2014-06-20
198.255 CAUSEWAY EMERGING MARKETS INSTL   2014-04-15 2014-06-20
44. MACYS INC   2011-11-11 2014-06-20
885.495 NEUBERGER BERMAN LONG SH INS   2014-04-15 2014-06-20
268.528 NUVEEN HIGH INCOME BOND FD CL I   2013-03-06 2014-06-20
25. OCCIDENTAL PETROLEUM CORPORATION   2008-11-05 2014-06-20
236.958 OPPENHEIMER DEVELOPING MARKETS I   2014-04-15 2014-06-20
590.179 ROBECO BOSTON PARTNERS L S RSRCH   2013-03-11 2014-06-20
166.00321 STAPLES INC   2014-04-17 2014-06-20
44.99679 STAPLES INC   2014-04-17 2014-06-20
350.824 MORGAN DEMPSEY SMALL MICRO CAP VALUE   2014-04-15 2014-06-20
52. WELLS FARGO CO   2014-04-15 2014-06-20
35. WORKDAY INC   2014-04-15 2014-06-20
167.225 ABERDEEN FDS EMRGN   2013-04-22 2014-07-02
19.432 CAMBIAR INTL EQUITY FUND INS   2014-04-15 2014-07-02
12. AMERICAN EXPRESS CO   2014-06-20 2014-07-02
16. AMERICAN TOWER CORP   2014-06-20 2014-07-02
7. AMERIPRISE FINL INC   2014-06-20 2014-07-02
14. AMPHENOL CORP CL A   2014-04-15 2014-07-02
71. BANK OF AMERICA CORP   2014-04-15 2014-07-02
5. BIOGEN IDEC INC   2014-04-15 2014-07-02
11. BOEING CO   2014-04-17 2014-07-02
54. C M S ENERGY CORP   2014-04-15 2014-07-02
22. CAPITAL ONE FINANCIAL CORP   2014-04-15 2014-07-02
46.208 CAUSEWAY EMERGING MARKETS INSTL   2014-04-15 2014-07-02
6. CHEVRON CORPORATION   2014-06-20 2014-07-02
88. CISCO SYSTEMS INC   2013-09-11 2014-07-02
21. CITIGROUP INC   2014-04-15 2014-07-02
10. CUMMINS INC   2014-04-15 2014-07-02
14. DISNEY WALT CO   2014-04-15 2014-07-02
24. DOW CHEM CO   2014-04-15 2014-07-02
26. EMERSON ELEC CO   2014-04-15 2014-07-02
32. FMC TECHNOLOGIES INC   2014-04-15 2014-07-02
27. GENERAL MILLS INC   2008-11-05 2014-07-02
13. GILEAD SCIENCES INC   2014-06-20 2014-07-02
40.537 GLENMEDE SC EQUITY PORT ADV   2014-04-15 2014-07-02
3. GOOGLE INC CL A   2014-04-15 2014-07-02
26. HALLIBURTON CO   2014-04-17 2014-07-02
29. HASBRO INC   2014-06-20 2014-07-02
19. HOME DEPOT INC   2014-06-20 2014-07-02
53. INTEL CORP   2008-05-21 2014-07-02
31. LINCOLN NATL CORP IND   2014-04-15 2014-07-02
109.483 LOOMIS SAYLES GLBL BOND INST   2014-04-15 2014-07-02
29. LULULEMON ATHLETICA INC   2013-09-11 2014-07-02
5. MCKESSON CORPORATION   2014-04-15 2014-07-02
17. MERCK AND CO INC   2014-04-15 2014-07-02
19. NIKE INC   2008-05-21 2014-07-02
56.753 NUVEEN INTERMEDIATE GOVT BD FD CL I   2014-04-15 2014-07-02
64.888 NUVEEN INFLATION PRO SEC CL I   2014-04-15 2014-07-02
11. P N C FINANCIAL SERVICES GROUP INC   2014-06-20 2014-07-02
12. PRAXAIR INC   2014-04-15 2014-07-02
25. PROCTER & GAMBLE CO   2000-05-25 2014-07-02
9. RALPH LAUREN CORP   2014-06-20 2014-07-02
53.379 T ROWE PRICE MID CAP GROWTH FD #64   2011-09-19 2014-07-02
41.592 T ROWE PRICE MID CAP VALUE FD INC   2009-10-06 2014-07-02
59. SPDR DOW JONES INTERNATIONAL ETF   2011-02-16 2014-07-02
24. STARBUCKS CORP   2013-09-11 2014-07-02
242.952 TCW EMERGING MARKETS INCOME FUND   2014-04-15 2014-07-02
11. 3M CO   2005-02-23 2014-07-02
25. UNITED HEALTH GROUP INC   2013-09-11 2014-07-02
5. VISA INC   2014-04-15 2014-07-02
14. WALGREEN CO   2014-04-15 2014-07-02
30. WHOLE FOODS MKT INC   2013-09-11 2014-07-02
20. WILLIAMS COS INC   2014-06-20 2014-07-02
6. WYNN RESORTS LTD   2014-04-15 2014-07-02
17. ACCENTURE PLC CL A   2014-04-17 2014-07-02
10. PERRIGO CO LTD   2013-12-21 2014-07-02
49.261 BLACKROCK EMERGING MKTS L S EQTY IS   2014-04-17 2014-07-08
118.408 MORGAN DEMPSEY SMALL MICRO CAP VALUE   2014-04-15 2014-07-08
5. BOSTON PPTYS INC   2014-07-02 2014-07-29
45.413 DOUBLELINE TOTAL RET BD I   2013-09-11 2014-07-29
544.876 DOUBLELINE TOTAL RET BD I   2014-04-15 2014-07-29
3. GOLDMAN SACHS GROUP INC   2014-07-02 2014-07-29
15. ACCENTURE PLC CL A   2014-04-17 2014-07-29
34.73049 HIGHLAND LONG SHORT EQUITY Z   2014-06-20 2014-09-15
40.30451 HIGHLAND LONG SHORT EQUITY Z   2014-06-20 2014-09-15
235.053 ROBECO BOSTON PARTNERS L S RSRCH   2013-03-11 2014-09-15
54.399 T ROWE PRICE MID CAP VALUE FD INC   2009-10-06 2014-09-15
39.904 CAUSEWAY EMERGING MARKETS INSTL   2014-04-15 2014-09-29
291.095 DOUBLELINE TOTAL RET BD I   2013-09-11 2014-09-29
191.49388 DRIEHAUS SELECT CREDIT FUND   2013-09-11 2014-09-29
49.78412 DRIEHAUS SELECT CREDIT FUND   2013-09-11 2014-09-29
25. GENERAL ELECTRIC CO   1997-12-22 2014-09-29
289.57 GOLDMAN SACHS COMM STRAT INS   2014-04-15 2014-09-29
13. J P MORGAN CHASE CO   2009-03-30 2014-09-29
59.28548 LOOMIS SAYLES GLBL BOND INST   2014-04-15 2014-09-29
22.88252 LOOMIS SAYLES GLBL BOND INST   2014-04-15 2014-09-29
9. MASTERCARD INC   2012-10-08 2014-09-29
235.515 LOOMIS SAYLES STRATEGIC ALPHA FUND Y   2014-04-15 2014-09-29
115.533 NUVEEN HIGH INCOME BOND FD CL I   2013-03-06 2014-09-29
76.583 NUVEEN REAL ESTATE SECS I   2010-12-01 2014-09-29
145.752 NUVEEN INTERMEDIATE GOVT BD FD CL I   2014-04-15 2014-09-29
113.328 NUVEEN INFLATION PRO SEC CL I   2014-04-15 2014-09-29
162.589 OPPENHEIMER DEVELOPING MARKETS I   2014-04-15 2014-09-29
27. PFIZER INC   2009-10-15 2014-09-29
1. THE PRICELINE GROUP INC   2014-04-15 2014-09-29
12.62 T ROWE PRICE MID CAP GROWTH FD #64   2011-09-19 2014-09-29
121.16699 T ROWE PRICE INTL GR&INC FD   2014-04-17 2014-09-29
64.91201 T ROWE PRICE INTL GR&INC FD   2014-04-17 2014-09-29
35.72386 LAUDUS INTERNATIONAL MARKETMASTERS   2014-04-15 2014-09-29
56.40014 LAUDUS INTERNATIONAL MARKETMASTERS   2014-04-15 2014-09-29
147.462 TCW EMERGING MARKETS INCOME FUND   2014-04-15 2014-09-29
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 25,000   26,328 -1,328
b 5,328   3,224 2,104
c 7,000   7,287 -287
d 41,998   45,439 -3,441
e 6,993   7,387 -394
30,221   30,489 -268
4,999   3,413 1,586
3,825   2,274 1,551
3,735   3,377 358
3,355   3,538 -183
4,024   3,150 874
3,844   2,879 965
2,679   2,668 11
21,053   20,000 1,053
3,326   3,378 -52
4,875   2,214 2,661
2,618   1,727 891
19,990   18,606 1,384
2,782   2,505 277
2,940   3,142 -202
5,035   5,143 -108
742   747 -5
2,946   1,390 1,556
4,929   3,150 1,779
3,191   1,739 1,452
4,557   3,035 1,522
3,926   2,972 954
4,830   1,595 3,235
4,683   2,143 2,540
4,092   4,132 -40
6,176   4,263 1,913
2,539   2,026 513
12,148   12,090 58
15,036   15,000 36
3,947   2,859 1,088
3,961   2,255 1,706
20,428   16,170 4,258
7,567   7,107 460
7,448   3,107 4,341
116,100   100,082 16,018
4,118   2,601 1,517
2,354   2,587 -233
2,493   2,740 -247
4,972   3,095 1,877
4,255   4,543 -288
2,503   2,511 -8
12,646   12,553 93
4,685   4,784 -99
2,494   1,712 782
2,511   1,931 580
2,589   1,665 924
2,899   2,559 340
12,403   12,360 43
2,486   2,339 147
2,566   1,366 1,200
11,449   11,095 354
2,503   2,492 11
2,586   1,427 1,159
9,381   8,803 578
8,829   7,566 1,263
1,848   1,992 -144
501   540 -39
5,052   4,880 172
2,731   2,521 210
2,989   2,614 375
2,605   2,631 -26
499   471 28
1,143   1,147 -4
1,437   1,422 15
849   834 15
1,359   1,274 85
1,128   1,146 -18
1,656   1,386 270
1,403   1,404 -1
1,617   1,616 1
1,836   1,627 209
591   545 46
781   791 -10
2,203   2,141 62
1,008   1,010 -2
1,537   1,406 131
1,211   1,079 132
1,240   1,127 113
1,731   1,713 18
1,923   1,699 224
1,431   914 517
1,127   1,051 76
1,110   1,037 73
1,771   1,610 161
1,839   1,578 261
1,556   1,529 27
1,557   1,527 30
1,633   1,265 368
1,620   1,428 192
1,827   1,816 11
1,195   2,041 -846
945   828 117
1,000   941 59
1,480   626 854
499   499  
731   719 12
979   984 -5
1,592   1,538 54
1,993   816 1,177
1,454   1,399 55
4,146   3,018 1,128
1,371   824 547
2,624   2,304 320
1,875   1,788 87
2,133   2,072 61
1,593   923 670
2,054   1,867 187
1,074   1,004 70
1,025   906 119
1,168   1,663 -495
1,160   1,154 6
1,272   1,192 80
1,376   1,335 41
1,530   1,570 -40
500   490 10
1,697   1,647 50
605   590 15
501   492 9
6,010   5,972 38
528   501 27
1,212   1,178 34
432   435 -3
502   505 -3
3,561   3,013 548
1,795   1,078 717
492   471 21
3,196   3,155 41
1,882   1,936 -54
489   503 -14
635   612 23
1,541   1,703 -162
783   335 448
957   984 -27
370   380 -10
671   427 244
2,383   2,362 21
1,036   1,072 -36
1,725   1,191 534
1,283   1,283  
1,253   1,256 -3
6,271   6,040 231
803   473 330
1,160   1,148 12
964   714 250
1,885   1,924 -39
1,010   1,031 -21
821   843 -22
1,297   1,332 -35
1,261   1,258 3
      3,679
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -1,328
b       2,104
c       -287
d       -3,441
e       -394
      -268
      1,586
      1,551
      358
      -183
      874
      965
      11
      1,053
      -52
      2,661
      891
      1,384
      277
      -202
      -108
      -5
      1,556
      1,779
      1,452
      1,522
      954
      3,235
      2,540
      -40
      1,913
      513
      58
      36
      1,088
      1,706
      4,258
      460
      4,341
      16,018
      1,517
      -233
      -247
      1,877
      -288
      -8
      93
      -99
      782
      580
      924
      340
      43
      147
      1,200
      354
      11
      1,159
      578
      1,263
      -144
      -39
      172
      210
      375
      -26
      28
      -4
      15
      15
      85
      -18
      270
      -1
      1
      209
      46
      -10
      62
      -2
      131
      132
      113
      18
      224
      517
      76
      73
      161
      261
      27
      30
      368
      192
      11
      -846
      117
      59
      854
       
      12
      -5
      54
      1,177
      55
      1,128
      547
      320
      87
      61
      670
      187
      70
      119
      -495
      6
      80
      41
      -40
      10
      50
      15
      9
      38
      27
      34
      -3
      -3
      548
      717
      21
      41
      -54
      -14
      23
      -162
      448
      -27
      -10
      244
      21
      -36
      534
       
      -3
      231
      330
      12
      250
      -39
      -21
      -22
      -35
      3
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 75,907
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 25,312 631,621 0.040075
2011 30,580 604,441 0.050592
2010 29,250 634,397 0.046107
2009 25,500 609,546 0.041834
2008 28,596 522,420 0.054738
2 Total of line 1, column (d) ...................... 2 0.233346
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.046669
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 644,681
5 Multiply line 4 by line 3....................... 5 30,087
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 857
7 Add lines 5 and 6......................... 7 30,944
8 Enter qualifying distributions from Part XII, line 4.............. 8 66,750
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 857
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 857
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 857
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 1,927
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,927
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,070
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet860 RefundedBullet 11 210
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMO
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletUS BANK NA Telephone no.bullet (314) 418-2643
    Located atbulletPO BOX 387ST LOUISMO ZIP+4bullet63166
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    US BANK TRUSTEE
    0     		5,793    
    PO BOX 387
    ST LOUIS,MO63166
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    32,234
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    857
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    857
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    31,377
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    31,377
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    31,377
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 31,377
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 30,719
    b Total for prior years:2011, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 0
    b From 2009....... 0
    c From 2010....... 0
    d From 2011....... 0
    e From 2012....... 0
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 66,750
    a Applied to 2012, but not more than line 2a 30,719
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 31,377
    e Remaining amount distributed out of corpus 4,654
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 4,654
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		4,654
    10 Analysis of line 9:
    a Excess from 2009.... 0
    b Excess from 2010.... 0
    c Excess from 2011.... 0
    d Excess from 2012.... 0
    e Excess from 2013.... 4,654
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    CHILDRENS HAVEN OF SOUTHWEST
    MISSOURI
    701 S PICHER
    JOPLIN,MO64801     		NONE PUBLIC EXEMPT PURPOSE 3,000
    WILDCAT GLADES AUDUBON CENTER
    201 W RIVIERA DR STE A
    JOPLIN,MO64804     		NONE PUBLIC EXEMPT PURPOSE 2,500
    JOPLIN SCHOOLS R-VIII FOUNDATION
    1717 E 15TH STREET PO BOX 128
    JOPLIN,MO648020128     		NONE PUBLIC EXEMPT PURPOSE 1,500
    TURNAROUND
    PO BOX 2526
    JOPLIN,MO64803     		NONE PUBLIC EXEMPT PURPOSE 500
    SALVATION ARMY OF JOPLIN
    C/O SALVATION ARMY
    1130 HAMPTON AVE
    ST LOUIS,MO63139     		NONE PUBLIC EXEMPT PURPOSE 500
    OZARK CENTER AUTISM SCHOOL
    PO BOX 2526
    JOPLIN,MO64803     		NONE PUBLIC EXEMPT PURPOSE 2,000
    MISSOURI SOUTHERN FOUNDATION
    3950 NEWMAN RD
    JOPLIN,MO648011512     		NONE PUBLIC EXEMPT PURPOSE 10,000
    LAFAYETTE HOUSE
    PO BOX 1765
    JOPLIN,MO64802     		NONE PUBLIC EXEMPT PURPOSE 5,000
    CROSSLINES CHURCHES OF JOPLIN
    131 S HIGH
    JOPLIN,MO64801     		NONE PUBLIC EXEMPT PURPOSE 2,000
    PRO MUSICA
    211 S MAIN ST STE 318
    JOPLIN,MO64801     		NONE PUBLIC EXEMPT PURPOSE 2,000
    COMMUNITY HEALTH CLINIC OF JOPLIN
    701 S JOPLIN AVENUE
    JOPLIN,MO64801     		NONE PUBLIC EXEMPT PURPOSE 3,000
    CHILDREN'S CENTER OF SW MISSOURI
    921 EAST 34TH STREET SUITE A
    JOPLIN,MO64804     		NONE PUBLIC EXEMPT PURPOSE 1,500
    ST PHILIPS EPISCOPAL CHURCH
    706 BYERS AVE
    JOPLIN,MO64801     		NONE PUBLIC EXEMPT PURPOSE 2,000
    CEREBRAL PALSY OF TRI COUNTY
    1401 W AUSTIN
    WEBB CITY,MO64870     		NONE PUBLIC EXEMPT PURPOSE 1,500
    BOYS AND GIRLS CLUBS OF JOPLIN MO
    PO BOX 819
    JOPLIN,MO648020819     		NONE PUBLIC EXEMPT PURPOSE 1,000
    JOPLIN LITTLE THEATER INC
    PO BOX 374
    JOPLIN,MO648020374     		NONE PUBLIC EXEMPT PURPOSE 1,500
    GEORGE A SPIVA CENTER FOR THE ARTS
    222 WEST 3RD
    JOPLIN,MO64801     		NONE PUBLIC EXEMPT PURPOSE 10,000
    AMERICAN RED CROSS
    SOUTHWEST MISSOURI CHAPTER
    410 JACKSON
    JOPLIN,MO64801     		NONE PUBLIC EXEMPT PURPOSE 2,000
    OSAGE PRAIRIE YMCA
    500 W HIGHLAND
    NEVADA,MO64772     		NONE PUBLIC EXEMPT PURPOSE 1,500
    ST LAURENCE EPISCOPAL CHURCH
    PO BOX 361
    CONIFER,CO80433     		NONE PUBLIC EXEMPT PURPOSE 2,000
    TRINITY LUTHERAN CHURCH
    OF NEVADA
    1630 NORTH ASH STREET
    NEVADA,MO64772     		NONE PUBLIC EXEMPT PURPOSE 2,000
    VERNON COUNTY CANCER RELIEF FUND
    1901 S SPRING
    NEVADA,MO64772     		NONE PUBLIC EXEMPT PURPOSE 3,000
    MOUNTAIN RESOURCE CENTER
    PO BOX 425
    CONIFER,CO80433     		NONE PUBLIC EXEMPT PURPOSE 2,000
    THOMAS JEFFERSON INDEPENDENT
    DAY SCHOOL
    3401 E NEWMAN RD
    JOPLIN,MO64801     		NONE PUBLIC EXEMPT PURPOSE 2,000
    CHILDRENS CENTER OF SW MISSOURI
    921 EAST 34TH STREET SUITE A
    JOPLIN,MO64804     		NONE PUBLIC EXEMPT PURPOSE 1,000
    CENTAUR RISING
    12889 S PARKER AVENUE
    PINE,CO80470     		NONE PUBLIC EXEMPT PURPOSE 1,000
    Total .................................bullet 3a 66,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 15,932  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 75,907  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   91,839  
    13Total. Add line 12, columns (b), (d), and (e)..................
    1391,839
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    JOY SPIVA CRAGIN CHARITABLE TRUST
    EIN: 43-6365083
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 750     750

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    JOY SPIVA CRAGIN CHARITABLE TRUST
    EIN: 43-6365083
    Name of Bond End of Year Book Value End of Year Fair Market Value
    HONEYWELL INTL 4.250% 3/1/13    
    NIKE INC MTN 4.70% 10/1/13    
    CONOCOPHILLIPS 4.750% 2/1/14    
    BANK OF AMERICA 3.70% 9/1/15 25,336 25,670
    DOUBLELINE TOTAL RET BD I 64,395 64,292
    ISHARES S P U S PREFERRED STOC 12,702 12,725
    LOOMIS SAYLES GLBL BONDS INST 19,052 18,515
    NUVEEN INTERMEDIATE GOVT BD FD 22,660 22,634
    NUVEEN HIGH INCOME BOND FD CL 12,304 11,906
    NUVEEN INFLATION PRO SEC CL I 18,157 18,108
    TCW EMERGING MARKETS INCOME FU 17,967 17,866
    DRIEHAUS SELECT CREDIT FUND 10,906 10,607
    LOOMIS SAYLES STRATEGIC ALPHA 10,522 10,597

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    JOY SPIVA CRAGIN CHARITABLE TRUST
    EIN: 43-6365083
    Name of Stock End of Year Book Value End of Year Fair Market Value
    GENERAL ELEC CO 1,837 1,922
    3M CO 671 1,133
    APACHE CORP    
    EXXON MOBIL CORP 912 846
    MASTERCARD INC 1,280 1,996
    TARGET CORP    
    PROCTER & GAMBLE CO 816 2,094
    ABBOTT LABS    
    JOHNSON & JOHNSON    
    GOLDMAN SACHS GROUP INC    
    VERIZON COMMUNICATIONS    
    QUALCOMM INC 1,207 1,122
    ALTRIA GROUP INC    
    CISCO SYS INC 1,143 1,183
    INTEL CORP 1,002 1,462
    NIKE INC 528 1,427
    ORACLE CORPORATION    
    DRIEHAUS SELECT CREDIT FUND    
    GENERAL MILLS INC 745 1,110
    JP MORGAN CHASE & CO 850 1,988
    OCCIDENTAL PETROLEUM CORP 718 673
    SCHLUMBERGER LTD    
    NEXTERA ENERGY INC    
    PFIZER INC 1,244 2,099
    IPATH DOW JONES UBS COMMOD    
    NEUBERGER BERMAN GENESIS INSTL    
    ROWE T PRICE MIDCAP VALUE FD    
    SCOUT INTERNATIONAL FUND    
    PIMCO TOTAL RETURN FUND INST    
    DR PEPPER SNAPPLE GROUP    
    ACE LTD 1,779 1,783
    CHECK POINT SOFTWARE TECH LTD    
    HIGHLAND LONG SHORT EQUITY Z 10,804 10,652
    ISHARES MSCI EMERGING MKTS ETF    
    ISHARES S&P PREF STK INDX FD    
    NUVEEN REAL ESTATE SECURIT 12,284 14,387
    ROWE T PRICE MID CAP GROWTH FD    
    SPDR DJ WILSHIRE INTERNATIONAL 13,367 15,280
    DRIEHAUS ACTIVE INCOME FUND    
    ISHARES BARCLAYS TIPS BOND ETF    
    NUVEEN SHORT TERM BOND FUND    
    ALLERGAN INC 1,360 1,426
    CATERPILLAR INC    
    DOLLAR TREE INC 766 785
    MACYS INC 886 873
    PERRIGO CO 1,256 1,202
    PYXIS LONG SHORT EQUITY Z    
    T ROWE PRICE SC STOCK    
    DOUBLELINE TOTAL RET BD 1    
    ABERDEEN FDS EMRGN MKT INSTL    
    COSTCO WHSL CORP 578 627
    E M C CORPORATION    
    IBM    
    LULULEMON ATHLETICA 1,126 672
    MICROSOFT 711 788
    ROBECO BOSTON PRTNERS LS RSRCH 8,642 9,396
    STARBUCKS 1,565 1,585
    T ROWE PRICE MID CAP GRW FD 64 12,764 14,877
    T ROWE PRICE MID CAP VALUE FD 10,786 15,011
    UNITED HEALTH GROUP 1,493 1,725
    WHOLE FOODS MKT 1,109 762
    APPLE 3,227 3,526
    CERNER CORP 827 953
    INV BAL RISK COMM STR Y    
    NUVEEN HIGH INC BOND FD CL 1    
    OPPENHEIMER SR FLOAT RATE Y    
    AGILENT TECHNOLOGIES INC 696 684
    ALEXLON PHARMACEUTICALS INC 983 995
    AMAZON COM INC 1,309 1,290
    AMERICAN EXPRESS CO 1,434 1,313
    AMERIPRISE FINL INC 1,787 1,851
    AMPHENOL CORP CL A 1,274 1,398
    ANADARKO PETROLEUM CORP 970 913
    BANK OF AMERICA CORP 1,388 1,466
    BIOGEN IDEC INC 1,109 1,323
    BOEING CO 1,148 1,146
    BORG WARNER INC 803 631
    BRISTOL MYERS SQUIBB CO 1,109 1,177
    C M S ENERGY CORP 928 919
    CA INC 756 726
    CALPINE CORP 752 716
    CAPITAL ONE FINANCIAL CORP 887 979
    CARMAX INC 632 557
    CBS CORP CLASS B NON VOTING 1,028 856
    CENTURYLINK INC 753 859
    CHEVRON CORPORATION 1,713 1,551
    CHIPOTLE MEXICAN GRILL 677 667
    CITIGROUP INC 1,539 1,658
    CUMMINS INC 1,125 1,056
    DELTA AIR LINES INC 1,072 1,012
    DIRECTV 1,197 1,211
    DISCOVERY COMMUNICATIONS C 336 336
    DISCOVERY COMMUNICATIONS INC C 345 340
    DISNEY WALT CO 1,464 1,692
    DOW CHEM CO 1,362 1,521
    ECOLAB INC 1,219 1,263
    EMERSON ELEC CO 856 814
    EXELON CORPORATION 690 682
    FACEBOOK INC A 1,148 1,344
    FIFTH THIRD BANCORP 665 621
    FMC TECHNOLOGIES INC 849 869
    GILEAD SCIENCES INC 1,536 2,023
    GLENMADE SC EQUITY PORT ADV 6,626 6,357
    GOOGLE INC CL A 1,653 1,765
    GOOGLE INC CL C 1,737 1,732
    GRAINGER W W INC 502 503
    HALIBURTON CO 1,980 1,935
    HASBRO INC 1,002 1,045
    HEWLETT PACKARD CO 852 887
    HOME DEPOT INC 1,125 1,284
    HUNT J B TRANS SVCS INC 664 666
    JARDEN CORP 834 842
    KANSAS CITY SOUTHERN 648 727
    LAUDER ESTEE COS INC CL A 1,555 1,569
    LINCOLN NATL CORP IND 1,106 1,286
    MCKEESON CORPORATION 1,656 1,947
    MERK AND CO INC 1,550 1,660
    MORGAN DEMPSEY SMALL MICRO CAP 5,277 4,823
    MOSAIC CO 543 489
    MOTOROLA SOLUTIONS INC 872 823
    OCEANEERING INTERNATIONAL INC 619 521
    P G E CORP 605 586
    P N C FINANCIAL SERVICES GROUP 1,611 1,540
    P P G INDS INC 1,044 984
    PHILIP MORRIS INTL 849 834
    PIONEER NAT RES CO 2,702 2,758
    POLARIS INDS INC 658 749
    PRAXAIR INC 1,025 1,032
    PRECISION CASTPARTS CORP 1,270 1,184
    PRICELINE COM INC 2,297 2,317
    PRUDENTIAL FINANCIAL INC 813 791
    RALPH LAUREN CORP 1,244 1,318
    REPUBLIC SVCS INC 645 663
    SALESFORCE COM INC 1,006 978
    STAPLES INC 544 545
    STATE STR CORP 1,297 1,399
    TRACTOR SUPPLY CO 612 615
    UNITED TECHNOLOGIES CORP 2,523 2,323
    UNUM GROUP 1,084 1,066
    VISA INC 1,607 1,707
    WALGREEN CO 1,617 1,482
    WELLS FARGO CO 1,266 1,245
    WILLIAMS COS INC 1,385 1,328
    WORKDAY INC 636 578
    WYNN RESORTS LTD 1,192 1,122
    ARM HLDGS PLC A D R 654 612
    CAMBIAR INTL EQUITY FUND INS 10,785 10,656
    CARNIVAL CORP 642 683
    COVIDIEN PLC COM 1,276 1,211
    EATON CORP PLC 701 570
    INGERSOLL RAND PLC 692 620
    LAUDUS INTERNATIONAL MARKETMAS 50,378 48,856
    T ROWE PRICE INTL GR&INC FD 49,000 47,490
    CAUSEWAY EMERGING MARKETS INST 10,502 10,974
    OPPENHEIMER DEVELOPING MARKETS 35,850 36,881
    BLACKROCK EMERGING MKTS L S EQ 3,607 3,752
    NEUBERGER BERMAN LONG SH INS 10,429 10,669
    AMERICAN TOWER CORP 1,155 1,217
    BOSTON PPTYS INC 1,172 1,158
    GOLDMAN SACHS COMM STRAT INS 25,915 23,008

    TY 2013 OtherDecreasesSchedule
    Name:
    JOY SPIVA CRAGIN CHARITABLE TRUST
    EIN: 43-6365083
    Description Amount
    COST ADJ 278


    TY 2013 TaxesSchedule
    Name:
    JOY SPIVA CRAGIN CHARITABLE TRUST
    EIN: 43-6365083
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL ESTIMATES - PRINCIPAL 1,538 0   0
    FOREIGN TAXES ON QUALIFIED FOR 303 303   0
    FOREIGN TAXES ON NONQUALIFIED 33 33   0