Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 10-01-2013 , and ending 09-30-2014
Name of foundation
ROSCOE & FRANCES COX CHAR TR 99000350
 

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 0634   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE, WI532010634
A Employer identification number

91-6454934
B Telephone number (see instructions)

(503) 464-3580
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$727,244J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 21,490 21,490  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 96,017
b Gross sales price for all assets on line 6a 722,941
7 Capital gain net income (from Part IV, line 2)... 96,017
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 117,507 117,507  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 11,473 10,326   1,147
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,500 0 0 1,500
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) Click to see attachment 1,092 374   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 25     25
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 14,090 10,700 0 2,672
25 Contributions, gifts, grants paid........ 37,533 37,533
26 Total expenses and disbursements. Add lines 24 and 25 51,623 10,700 0 40,205
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 65,884
b Net investment income (if negative, enter -0-) 106,807
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 11,464 58,068 57,668
3 Accounts receivable bullet63
Less: allowance for doubtful accounts bullet     63 63
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 419,390 Click to see attachment153,834 191,507
c Investments—corporate bonds (attach schedule)........ 201,086 Click to see attachment485,842 478,006
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 631,940 697,807 727,244
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 631,940 697,807
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 631,940 697,807
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 631,940 697,807
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 631,940
2 Enter amount from Part I, line 27a..................... 2 65,884
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 697,824
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 17
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 697,807
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 15. BRISTOL-MYERS SQUIBB CO   2008-11-24 2014-02-10
b 3510.099 CREDIT SUISSE COMM RET ST CO   2012-03-20 2014-02-10
c 423.466 CREDIT SUISSE COMM RET ST CO   2011-11-17 2014-02-10
d 1848.382 DRIEHAUS ACTIVE INCOME FUND   2011-11-17 2014-02-10
e .05 FIDELITY ADV DIVERS INTL CL I   2011-11-18 2014-02-10
95.952 FIDELITY ADV DIVERS INTL CL I   2012-03-20 2014-02-10
2. GOLDMAN SACHS GROUP INC   2006-03-16 2014-02-10
3629.767 HIGHLAND LONG SHORT EQUITY Z   2011-11-17 2014-02-10
.11 NUVEEN HIGH INCOME BOND FD CL I   2001-04-25 2014-02-10
220.473 NUVEEN HIGH INCOME BOND FD CL I   2004-01-21 2014-02-10
27.121 NUVEEN CORE PLUS BOND I   1998-02-19 2014-02-10
472.645 NUVEEN FUNDS CORE BD FD I   2001-04-25 2014-02-10
1189.498 NUVEEN DIVIDEND VALUE FUND CLASS I   2004-01-21 2014-02-10
928.477 NUVEEN INFLATION PRO SEC CL I   2012-08-23 2014-02-10
2. ORACLE CORPORATION   2008-11-24 2014-02-10
2472.907 P I M C O FDS TOTAL RETURN FD   2011-02-28 2014-02-10
1002.182 P I M C O FDS TOTAL RETURN FD   2013-02-20 2014-02-10
.019 T ROWE PRICE GROWTH STOCK #40   2010-08-31 2014-02-10
726.035 T ROWE PRICE GROWTH STOCK #40   2011-11-17 2014-02-10
2. QUALCOMM INC   2002-08-22 2014-02-10
534. SPDR DOW JONES INTERNATIONAL ETF   2011-11-17 2014-02-10
3944.228 TEMPLETON INSTL EMERGING MKT SER ADV   2013-02-20 2014-02-10
1871.712 TEMPLETON INSTL EMERGING MKT SER ADV   2012-03-20 2014-02-10
2. 3M CO   2008-11-24 2014-02-10
1. ACCENTURE PLC CL A   2006-03-16 2014-02-10
149.557 CREDIT SUISSE COMM RET ST CO   2012-03-20 2014-02-25
60. EXELON CORP   2006-03-16 2014-02-25
325.135 NUVEEN REAL ESTATE SECS I   2012-03-20 2014-02-25
.325 VERITIV CORP   2014-02-10 2014-08-07
12. AGILENT TECHNOLOGIES INC   2014-02-10 2014-08-18
384.084 AMERICAN CENTY INTL BOND FD INSTL   2011-11-17 2014-08-18
758.48 AMERICAN CENTY INTL BOND FD INSTL   2014-02-10 2014-08-18
10. ANADARKO PETE CORP   2014-02-10 2014-08-18
40. APPLE COMPUTER INC   2014-02-10 2014-08-18
19. AUTODESK INC   2014-02-10 2014-08-18
116. BANK OF AMERICA CORP   2014-02-10 2014-08-18
1. BEST BUY INC   2014-02-10 2014-08-18
2. BOEING CO   2014-02-10 2014-08-18
2. BORG WARNER INC   2014-02-10 2014-08-18
7. BRISTOL-MYERS SQUIBB CO   2008-11-24 2014-08-18
17. BRUNSWICK CORP   2014-02-10 2014-08-18
5. CVS CORP COM   2014-02-10 2014-08-18
3. CAPITAL ONE FINANCIAL CORP   2014-02-10 2014-08-18
8. CITIGROUP INC   2014-02-10 2014-08-18
9.408 DODGE & COX STOCK FUND   2014-02-10 2014-08-18
211.836 DODGE & COX STOCK FUND   2012-03-20 2014-08-18
24. DOW CHEM CO   2014-02-10 2014-08-18
10. E O G RES INC   2014-02-10 2014-08-18
3. EXXON MOBIL CORP   2007-12-10 2014-08-18
292.678 FIDELITY ADV DIVERS INTL CL I   2011-11-18 2014-08-18
1473.689 FIDELITY ADV DIVERS INTL CL I   2012-03-20 2014-08-18
48. FIFTH THIRD BANCORP   2014-02-10 2014-08-18
17. FOOT LOCKER INC   2014-02-10 2014-08-18
11. GILEAD SCIENCES INC   2014-02-10 2014-08-18
1. GOLDMAN SACHS GROUP INC   2006-03-16 2014-08-18
2616.733 GOLDMAN SACHS COMM STRAT INS   2014-02-10 2014-08-18
2. GOOGLE INC CL A   2014-02-10 2014-08-18
23. HEWLETT PACKARD CO   2006-03-16 2014-08-18
14. HOME DEPOT INC COMMON STOCK   2008-11-24 2014-08-18
16. INTEL CORP   2004-09-20 2014-08-18
1. INTERNATIONAL BUSINESS MACHINES CAPITAL STOCK   2007-12-10 2014-08-18
2. INTERNATIONAL PAPER CO   2014-02-10 2014-08-18
39. J P MORGAN CHASE & CO   2008-11-24 2014-08-18
21. JARDEN CORP   2014-02-10 2014-08-18
16. KOHLS CORP   2014-02-10 2014-08-18
24. LINCOLN NATL CORP COM   2014-02-10 2014-08-18
14. LOWES COMPANIES INC   2014-02-10 2014-08-18
30. MACYS INC   2014-02-10 2014-08-18
20. MARATHON OIL CORPORATION   2014-02-10 2014-08-18
15. MASTERCARD INC   2014-02-10 2014-08-18
6. MCKESSON CORPORATION   2014-02-10 2014-08-18
3. MEDTRONIC INC COMMON STOCK   2014-02-10 2014-08-18
30. MICROSOFT CORP   2007-12-10 2014-08-18
30. MICROSOFT CORP   2014-02-10 2014-08-18
8. MOHAWK INDS INC   2014-02-10 2014-08-18
1. MONSANTO CO   2014-02-10 2014-08-18
14. MORGAN STANLEY DEAN WITTER & CO   2014-02-10 2014-08-18
1824.968 LOOMIS SAYLES STRATEGIC ALPHA FUND Y   2014-02-10 2014-08-18
355.999 NUVEEN SMALL CAP VALUE FUND CL I   2012-03-20 2014-08-18
452.867 NUVEEN SMALL CAP VALUE FUND CL I   2014-02-10 2014-08-18
1903.571 NUVEEN HIGH INCOME BOND FD CL I   2011-02-28 2014-08-18
216.992 NUVEEN STRATEGIC INCOME I   2008-11-18 2014-08-18
578.037 NUVEEN REAL ESTATE SECS I   2002-02-01 2014-08-18
414.654 NUVEEN CORE PLUS BOND I   2002-02-01 2014-08-18
149.634 NUVEEN FUNDS CORE BD FD I   2001-04-25 2014-08-18
183.236 NUVEEN DIVIDEND VALUE FUND CLASS I   2004-01-21 2014-08-18
887.916 NUVEEN DIVIDEND VALUE FUND CLASS I   2012-03-20 2014-08-18
401.874 NUVEEN INFLATION PRO SEC CL I   2012-08-23 2014-08-18
3649.346 NUVEEN INTL SELECT FD CL I   2013-02-20 2014-08-18
169.52 NUVEEN MID CAP GRWTH OPP FD CL I   2002-02-22 2014-08-18
46.025 NUVEEN MID CAP GRWTH OPP FD CL I   2002-08-22 2014-08-18
317.914 NUVEEN MID CAP GRWTH OPP FD CL I   2014-02-10 2014-08-18
211.79 NUVEEN SMALL CAP GWTH OPP CL I   2014-02-10 2014-08-18
315.127 NUVEEN SMALL CAP GWTH OPP CL I   2011-11-17 2014-08-18
300.914 NUVEEN PREFERRED SECURITIES FUND   2014-02-10 2014-08-18
3. OCCIDENTAL PETE CORP COM   2007-12-10 2014-08-18
991.602 OPPENHEIMER SENIOR FLOATING RATE I   2014-02-10 2014-08-18
20. ORACLE CORPORATION   2008-11-24 2014-08-18
37. PFIZER INC COMMON STOCK   2007-12-10 2014-08-18
3. POLARIS INDS INC   2014-02-10 2014-08-18
24. PRUDENTIAL FINL INC   2014-02-10 2014-08-18
3. QUALCOMM INC   2002-08-22 2014-08-18
4. ROCKWELL AUTOMATION INC   2014-02-10 2014-08-18
543.955 T ROWE PRICE MID CAP VALUE FD INC   2012-08-24 2014-08-18
24. SPDR DOW JONES INTERNATIONAL ETF   2011-11-17 2014-08-18
11. SCHLUMBERGER LTD ISIN #AN8068571086   2006-03-16 2014-08-18
2001.821 LAUDUS INTERNATIONAL MARKETMASTERS   2012-12-06 2014-08-18
75.182 LAUDUS INTERNATIONAL MARKETMASTERS   2014-02-10 2014-08-18
10.278 LAUDUS INTERNATIONAL MARKETMASTERS   2013-02-20 2014-08-18
30. SOUTHWEST AIRLINES CO   2014-02-10 2014-08-18
2. SOUTHWESTERN ENERGY CO   2014-02-10 2014-08-18
6. STRYKER CORP   2014-02-10 2014-08-18
1. 3M CO   2008-11-24 2014-08-18
3. UNITED HEALTH GROUP INC   2014-02-10 2014-08-18
6. WELLS FARGO & CO NEW   2014-02-10 2014-08-18
52. WELLS FARGO & CO NEW   2006-03-16 2014-08-18
3. ACCENTURE PLC CL A   2006-03-16 2014-08-18
3. COVIDIEN PLC   2014-02-10 2014-08-18
21. INVESCO LTD   2014-02-10 2014-08-18
7. ACE LTD   2008-11-24 2014-08-18
25. ROYAL CARIBBEAN CRUISES LTD   2014-02-10 2014-08-18
148.799 AMERICAN CENTY INTL BOND FD INSTL   2011-11-17 2014-08-19
.07 AMERICAN CENTY INTL BOND FD INSTL   2014-02-10 2014-08-19
1. AUTODESK INC   2014-02-10 2014-08-21
53. BANK OF AMERICA CORP   2014-02-10 2014-08-21
5. CVS CORP COM   2014-02-10 2014-08-21
21. CISCO SYS INC   2007-12-10 2014-08-21
11. EMERSON ELECTRIC CO   2008-11-24 2014-08-21
29. FIFTH THIRD BANCORP   2014-02-10 2014-08-21
5. HEWLETT PACKARD CO   2006-03-16 2014-08-21
11. INTEL CORP   2007-12-10 2014-08-21
2. INTERNATIONAL BUSINESS MACHINES CAPITAL STOCK   2007-12-10 2014-08-21
9. ORACLE CORPORATION   2008-11-24 2014-08-21
17. P G E CORP   2008-11-24 2014-08-21
73. STAPLES INC COMMON STOCK   2014-02-10 2014-08-21
7. UNITED TECHNOLOGIES CORP   2003-07-25 2014-08-21
4. EATON CORP PLC   2014-02-10 2014-08-21
7. JARDEN CORP   2014-02-10 2014-08-28
10. LIBERTY MEDIA CORP DELAWARE   2014-02-10 2014-08-28
20. LIBERTY MEDIA CORP C   2014-02-10 2014-08-28
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 775   298 477
b 25,729   31,923 -6,194
c 3,104   3,583 -479
d 19,926   18,632 1,294
e 1   1  
1,885   1,497 388
322   296 26
45,045   39,564 5,481
1   1  
2,000   2,143 -143
310   305 5
4,778   4,731 47
19,329   15,606 3,723
10,213   11,049 -836
75   33 42
26,856   26,888 -32
10,884   11,207 -323
1     1
38,044   22,972 15,072
149   30 119
21,365   17,348 4,017
26,860   43,623 -16,763
12,746   22,183 -9,437
259   123 136
80   32 48
1,143   1,265 -122
1,833   3,379 -1,546
6,955   5,554 1,401
13   12 1
700   705 -5
5,531   5,500 31
10,922   10,611 311
1,083   806 277
3,967   3,029 938
1,020   994 26
1,783   1,940 -157
30   25 5
250   253 -3
125   107 18
349   139 210
730   712 18
395   334 61
241   213 28
395   394 1
1,685   1,547 138
37,944   24,469 13,475
1,267   1,099 168
1,050   873 177
298   275 23
5,991   4,138 1,853
30,166   22,990 7,176
956   1,024 -68
859   653 206
1,104   883 221
175   148 27
14,392   14,706 -314
1,188   1,174 14
811   782 29
1,173   300 873
550   338 212
189   109 80
95   95  
2,228   1,032 1,196
1,205   1,264 -59
923   818 105
1,260   1,162 98
706   649 57
1,741   1,586 155
776   644 132
1,149   1,145 4
1,150   1,038 112
191   168 23
1,351   878 473
1,351   1,102 249
1,139   1,155 -16
119   111 8
456   416 40
18,596   18,323 273
6,771   4,688 2,083
8,614   7,989 625
17,513   17,491 22
2,502   1,710 792
13,699   7,628 6,071
4,851   4,669 182
1,546   1,498 48
3,205   2,404 801
15,530   13,061 2,469
4,569   4,782 -213
38,099   31,846 6,253
8,939   7,103 1,836
2,427   1,420 1,007
16,764   16,077 687
5,621   5,600 21
8,363   6,778 1,585
5,272   5,101 171
301   216 85
8,260   8,329 -69
811   329 482
1,064   899 165
450   374 76
2,140   1,987 153
225   45 180
462   448 14
17,809   13,240 4,569
1,074   780 294
1,188   679 509
48,224   39,778 8,446
1,811   1,744 67
248   213 35
918   637 281
79   83 -4
486   481 5
144   62 82
247   210 37
303   273 30
2,630   1,567 1,063
239   96 143
263   207 56
828   719 109
728   312 416
1,589   1,267 322
2,137   2,131 6
1   1  
54   52 2
832   886 -54
397   334 63
521   583 -62
709   368 341
584   619 -35
184   170 14
383   306 77
383   219 164
375   148 227
779   636 143
789   972 -183
770   263 507
280   272 8
418   421 -3
490   442 48
972   853 119
      27,033
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       477
b       -6,194
c       -479
d       1,294
e        
      388
      26
      5,481
       
      -143
      5
      47
      3,723
      -836
      42
      -32
      -323
      1
      15,072
      119
      4,017
      -16,763
      -9,437
      136
      48
      -122
      -1,546
      1,401
      1
      -5
      31
      311
      277
      938
      26
      -157
      5
      -3
      18
      210
      18
      61
      28
      1
      138
      13,475
      168
      177
      23
      1,853
      7,176
      -68
      206
      221
      27
      -314
      14
      29
      873
      212
      80
       
      1,196
      -59
      105
      98
      57
      155
      132
      4
      112
      23
      473
      249
      -16
      8
      40
      273
      2,083
      625
      22
      792
      6,071
      182
      48
      801
      2,469
      -213
      6,253
      1,836
      1,007
      687
      21
      1,585
      171
      85
      -69
      482
      165
      76
      153
      180
      14
      4,569
      294
      509
      8,446
      67
      35
      281
      -4
      5
      82
      37
      30
      1,063
      143
      56
      109
      416
      322
      6
       
      2
      -54
      63
      -62
      341
      -35
      14
      77
      164
      227
      143
      -183
      507
      8
      -3
      48
      119
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 96,017
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 37,617 698,519 0.053853
2011 34,676 642,415 0.053978
2010 34,627 628,410 0.055103
2009 32,635 589,069 0.055401
2008 27,339 511,015 0.053499
2 Total of line 1, column (d) ...................... 2 0.271834
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.054367
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 733,395
5 Multiply line 4 by line 3....................... 5 39,872
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,068
7 Add lines 5 and 6......................... 7 40,940
8 Enter qualifying distributions from Part XII, line 4.............. 8 40,205
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 2,136
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 2,136
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,136
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 576
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 576
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 1,560
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletWA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletUS BANK Telephone no.bullet (503) 464-3580
    Located atbullet555 SW OAKPORTLANDOR ZIP+4bullet97204
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    US BANK TRUSTEE
    1     		12,973    
    PO BOX 3168
    PORTLAND,OR97208
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    36,670
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    2,136
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,136
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    34,534
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    34,534
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    34,534
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 34,534
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:2011, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 2,088
    b From 2009....... 3,380
    c From 2010....... 3,618
    d From 2011....... 3,093
    e From 2012....... 3,267
    fTotal of lines 3a through e......... 15,446
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 40,205
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 34,534
    e Remaining amount distributed out of corpus 5,671
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 21,117
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		2,088
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		19,029
    10 Analysis of line 9:
    a Excess from 2009.... 3,380
    b Excess from 2010.... 3,618
    c Excess from 2011.... 3,093
    d Excess from 2012.... 3,267
    e Excess from 2013.... 5,671
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    WASHINGTON STATE UNIVERSITY FDN
    PO BOX 644750
    PULLMAN,WA99164     		NONE SCHOOL SCHOLARSHIPS 37,533
    Total .................................bullet 3a 37,533
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 21,490  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 96,017  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   117,507  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13117,507
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    ROSCOE & FRANCES COX CHAR TR 99000350
    EIN: 91-6454934
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,500     1,500

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    ROSCOE & FRANCES COX CHAR TR 99000350
    EIN: 91-6454934
    Name of Bond End of Year Book Value End of Year Fair Market Value
    NUVEEN CORE PLUS BOND FND 1 1
    NUVEEN HIGH INCOME BOND 16,572 16,308
    NUVEEN INTERMEDIATE TERM BOND 20,411 20,318
    NUVEEN INFLATION PRO SEC 23,761 22,167
    NUVEEN STRATEGIC INCOME FND 2,999 4,319
    PIMCO TOTAL RETURN FUND #35 8,198 7,987
    ABERDEEN FDS EMRGN MKT INSTL 11,686 12,927
    BAIRD AGGREGATE BD FD INST SHR 22,105 21,920
    BLACKROCK EMERGING MKTS L S EQ 4,826 4,902
    CAMBIAR INTL EQTY FUND INS 11,806 11,638
    CAUSEWAY EMERGIN MARKETS INSTL 33,488 31,860
    FEDERATED INST HI YLD BD FD 52,891 51,608
    GOLDMAN SACHS COMM STRAT INS 23,218 21,740
    JOHN HANCOCK FDS DISCPLN V I 23,428 23,317
    LOOMIS SAYLES STRAT APLHA FD 1 1
    LS OPPORTUNIY 5,459 5,447
    MORGAN DEMPSEY SM MICRO CAP VA 3,034 2,851
    NEUBERGER BERMAN LONG SH INS 6,158 6,120
    OPPENHEIMER SR FLOATING RATE 22,349 21,976
    ROBECO BOSTON PARTNERS L S RSR 8,016 8,433
    SCOUT INTERNATIONAL FUND 44,626 43,201
    T ROWE PRICE INTL BOND FUND 19,904 18,972
    T ROWE PRICE INTL GR&INC FUND 15,235 14,575
    T ROWE PRICE MID CAP GROWTH FD 21,057 20,664
    TCW EMERGING MARKETS INCOME FD 15,062 15,351
    VANGUARD 500 IDX FD 69,551 69,403
    AMERICAN CENTY INTL BND FD 392    
    CREDIT SUISSE COMM RET ST    
    DRIEHAUS ACTIVE INCOME FND 640    
    NUVEEN FDS CORE BND FND    

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    ROSCOE & FRANCES COX CHAR TR 99000350
    EIN: 91-6454934
    Name of Stock End of Year Book Value End of Year Fair Market Value
    APACHE CORP 158 469
    BRISTOL-MYERS SQUIBB CO 556 1,433
    CISCO SYS 1,722 1,561
    CONOCOPHILLIPS 433 689
    EMERSON ELEC CO 802 1,502
    EXXON MOBIL CORP 1,743 1,787
    GENERAL ELECTRIC 1,610 1,281
    GOLDMAN SACHS GROUP 888 1,101
    HEWLETT PACKARD CO 1,428 1,490
    HOME DEPOT INC 278 1,193
    INTEL CORP 1,190 1,532
    INTERNATIONAL BUSINESS MACHINE 874 1,519
    JP MORGAN CHASE 619 723
    JOHNSON & JOHNSON 1,206 2,452
    MICROSOFT CORP 1,139 1,437
    OCCIDENTAL PETROLEUM CORP 848 1,058
    ORACLE CORPORATION 609 1,416
    PG & E CORP 1,234 1,486
    PEPSICO 795 1,583
    PFIZER INC 1,710 1,952
    PROCTER & GAMBLE CO 2,010 2,261
    QUALCOMM INC 182 897
    UNITED TECHNOLOGIES 526 1,478
    VERIZON COMMUNICATIONS 1,238 2,200
    3M CO 984 2,267
    ACCENTURE PLC 830 2,114
    ACE LTD 757 1,783
    SCHLUMBERGER LTD 684 814
    T ROWE PRICE GRWTH STK FND #40 36,861 44,292
    NUVEEN MID CAP GRWTH OPP 6,641 7,473
    NUVEEN REAL ESTATE SECS FUND 11,884 17,967
    FIDELITY ADV DIVERS INTL CL I 2,215 3,007
    NUVEEN DIVIDEND VALUE FUND 1,061 1,402
    NUVEEN SMALL CAP GROWTH OPP 7,629 7,464
    T ROWE PRICE MID CAP VAL FND 11,584 13,821
    SPDR DJ WILSHIRE INTERNATIONAL 4,093 5,218
    AGILENT TECHNOLOGIES INC 705 684
    AMERICAN TOWER CORP 1,781 2,060
    AMERIPRISE FINL INC 318 370
    ANADARKO PETROLEUM CORP 1,048 1,319
    APPLE INC 151 202
    BEST BUY CO INC 928 1,243
    BOEING CO 1,393 1,401
    BORG WARMER INC 1,233 1,210
    BRUNSWICK CORP 419 421
    CALPINE CORP 137 152
    CHEVRON CORPORATION 1,225 1,313
    CVS CAREMARK CORP 1,269 1,512
    DIRECTV 565 692
    DISNEY WALT CO 462 534
    DOW CHEM CO 916 1,049
    E O G RES INC 349 396
    FOOT LOCKER INC 192 278
    GENERAL MILLS INC 338 353
    GILEAD SCIENCES INC 1,043 1,384
    GOOGLE INC CL C 1,171 1,155
    HALLIBURTON CO 312 387
    HARLEY DAVIDSON INC 1,163 1,048
    HASBRO INC 478 495
    ILLINOIS TOOL WORKSINC 1,184 1,266
    INTERNATIONAL PAPER CO 710 716
    KOHLS CORP 409 488
    LINCOLN NATL CORP IND 872 964
    LOWES CO INC 695 794
    MARATHON OIL CORPORATION 612 714
    MASTERCARD INC 611 591
    MCKESSON CORPORATION 865 973
    MEDTRONIC INC 1,117 1,239
    MERCK AND CO INC 439 474
    MONSANTO CO 1,335 1,350
    MORGAN STANLEY 1,129 1,314
    MOSAIC CO 282 266
    NAVIENT CORP W D 863 1,045
    NRG ENERGY INC 1,078 1,189
    P N C FINANCIAL SERVICES GROUP 637 685
    P P G INDS INC 1,472 1,574
    PHILIP MORRIS INTL 79 83
    PIONEER NAT RES CO 375 394
    PITNEY BOWES INC 1,207 1,200
    POLARIS INDS INC 996 1,198
    PRUDENTIAL FINANCIAL INC 166 176
    ROCKWELL AUTOMATION INC 897 879
    SEMPRA ENERGY 555 632
    SLM CORP 483 505
    SOUTHWEST AIRLINES CO 828 1,317
    SOUTHWESTERN ENERGY CO 166 140
    STAPLES INC 892 811
    STATE STR CORP 408 442
    STRYKER CORP 561 565
    UNITED HEALTH GROUP INC 70 86
    UNUM GROUP 361 378
    WALGREEN CO 486 474
    WILLIAMS COS INC 492 664
    XEROX CORP 784 992
    CARNIVAL CORP 161 161
    COVIDIEN PLC COM 138 173
    EATON CORP PLC 1,497 1,394
    INGERSOLL RAND PLC 415 395
    INVESCO LTD 890 1,026
    LAUDUS INTL MRKTMASTERS    
    EXELON CORPORATION    
    WELLS FARGO CO    
    NUVEEN SMALL CAP VALUE FUND    
    DODGE & COX STOCK FUND #145    
    TEMPLETON INSTL EMERGING MKT    
    NUVEEN INTL SELECT FD    
    HIGHLAND LONG SHORT EQUITY FND    

    TY 2013 OtherDecreasesSchedule
    Name:
    ROSCOE & FRANCES COX CHAR TR 99000350
    EIN: 91-6454934
    Description Amount
    PENALTY INTEREST 12
    ROUNDING ADJUSTMENT 5


    TY 2013 OtherExpensesSchedule
    Name:
    ROSCOE & FRANCES COX CHAR TR 99000350
    EIN: 91-6454934
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    STATE FILING FEE 25 0   25


    TY 2013 TaxesSchedule
    Name:
    ROSCOE & FRANCES COX CHAR TR 99000350
    EIN: 91-6454934
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAX PAYMENT - PRIOR YE 142 0   0
    FEDERAL ESTIMATES - PRINCIPAL 576 0   0
    FOREIGN TAXES ON QUALIFIED FOR 225 225   0
    FOREIGN TAXES ON NONQUALIFIED 149 149   0