Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 10-01-2013 , and ending 09-30-2014
Name of foundation
RICHMOND-PENNOCK FAMILY SCHOLARSHIP
 

Number and street (or P.O. box number if mail is not delivered to street address)1525 W WT HARRIS BLVD D1114-044   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHARLOTTE, NC28262
A Employer identification number

23-6637016
B Telephone number (see instructions)

(800) 352-3705
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,665,713J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 7 7  
4 Dividends and interest from securities...... 30,106 28,296  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 124,009
b Gross sales price for all assets on line 6a 1,046,221
7 Capital gain net income (from Part IV, line 2)... 124,009
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 154,122 152,312  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 23,667 17,750   5,917
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,000 0 0 1,000
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) Click to see attachment 1,020 521   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 3 3    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 25,690 18,274 0 6,917
25 Contributions, gifts, grants paid........ 65,000 65,000
26 Total expenses and disbursements. Add lines 24 and 25 90,690 18,274 0 71,917
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 63,432
b Net investment income (if negative, enter -0-) 134,038
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 53,224 34,390 34,390
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)   Click to see attachment29,533 30,400
b Investments—corporate stock (attach schedule)........ 864,228 Click to see attachment1,137,212 1,280,560
c Investments—corporate bonds (attach schedule)........ 528,801 Click to see attachment308,613 320,363
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,446,253 1,509,748 1,665,713
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 1,446,253 1,509,748
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 1,446,253 1,509,748
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 1,446,253 1,509,748
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,446,253
2 Enter amount from Part I, line 27a..................... 2 63,432
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 1,581
4 Add lines 1, 2, and 3.......................... 4 1,511,266
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 1,518
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,509,748
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 90. AFLAC INC COM   2014-02-25 2014-06-10
b 57. AQR MANAGED FUTURES STR-I #15213   2014-01-23 2014-08-14
c 82. ARTISAN FDS INC INTL FD INVESTOR CLASS   2013-10-09 2014-01-21
d 44.363 ARTISAN MID CAP FUND-INS #1333   2013-02-11 2014-05-01
e 79.637 ARTISAN MID CAP FUND-INS #1333   2013-07-05 2014-05-01
75. CAPITAL ONE FINL CORP COM RTS EXP 11/29/2005   2014-02-25 2014-06-10
20. CITIGROUP INC.   2014-06-10 2014-09-11
90. COACH INC COM W/RTS ATTACHED EXP 5/2/2011   2014-02-25 2014-06-25
2058. CREDIT SUISSE COMM RET ST-I #2156   2011-08-26 2013-10-09
848. CREDIT SUISSE COMM RET ST-I #2156   2011-08-26 2014-05-01
2746. CREDIT SUISSE COMM RET ST-I #2156   2012-02-14 2014-07-08
1503.866 DIAMOND HILL LONG-SHORT FD CL I #11   2012-08-10 2014-02-24
15. DISNEY (WALT) COMPANY HOLDING COMPANY COM   2014-02-25 2014-09-10
65. DODGE & COX INT'L STOCK FD # 1048   2013-10-09 2014-01-21
26. DODGE & COX INT'L STOCK FD # 1048   2013-10-09 2014-05-01
1788.675 DODGE & COX INCOME FD COM   2013-02-11 2013-10-09
824.325 DODGE & COX INCOME FD COM   2008-09-26 2013-10-09
230.853 DODGE & COX INCOME FD COM   2014-05-05 2014-07-08
578.147 DODGE & COX INCOME FD COM   2008-09-26 2014-07-08
389. DODGE & COX INCOME FD COM   2008-09-26 2014-09-11
1648. DREYFUS EMG MKT DEBT LOC C-I #6083   2012-08-10 2013-10-10
45. DREYFUS EMG MKT DEBT LOC C-I #6083   2011-02-04 2014-05-01
1208. DREYFUS EMG MKT DEBT LOC C-I #6083   2010-12-17 2014-07-08
512.271 DRIEHAUS ACTIVE INCOME FUND   2013-07-05 2013-10-09
783.729 DRIEHAUS ACTIVE INCOME FUND   2013-02-11 2013-10-09
647. DRIEHAUS ACTIVE INCOME FUND   2013-07-05 2014-01-21
48.468 DRIEHAUS ACTIVE INCOME FUND   2014-05-05 2014-07-08
591.532 DRIEHAUS ACTIVE INCOME FUND   2013-07-05 2014-07-08
1607.671 EATON VANCE GLOBAL MACRO - I #0088   2013-07-05 2013-10-09
25. GILEAD SCIENCES INC COM   2014-02-25 2014-09-10
10. GOLDMAN SACHS GRP INC COM   2014-07-11 2014-09-11
8. GOOGLE INC CL A   2014-02-25 2014-09-11
134. HARBOR FD CAP APPRECIATION   2013-10-09 2014-01-21
5.374 HARBOR FD CAP APPRECIATION   2013-10-09 2014-02-24
2217.762 HARBOR FD CAP APPRECIATION   2013-02-11 2014-02-24
13. ISHARES S&P 500 INDEX FUND   2013-10-09 2014-01-21
34. ISHARES S&P 500 INDEX FUND   2013-10-09 2014-02-24
173. ISHARES S&P 500 INDEX FUND   2011-08-24 2014-02-24
20. JP MORGAN CHASE & CO COM   2014-02-25 2014-09-11
4545. JPMORGAN HIGH YIELD FUND SS #3580   2014-02-24 2014-05-01
18. KALMAR GR W/ VAL SM CAP-INS #4   2014-05-05 2014-07-08
50. KEELEY SMALL CAP VAL FD CL I #2251   2013-10-09 2014-01-21
48.085 KEELEY SMALL CAP VAL FD CL I #2251   2014-05-05 2014-07-08
328.594 KEELEY SMALL CAP VAL FD CL I #2251   2013-10-09 2014-07-08
885.285 KEELEY SMALL CAP VAL FD CL I #2251   2010-12-17 2014-07-08
2207. LAUDUS MONDRIAN INT GV FI-INST #2940   2011-10-20 2013-10-09
435.549 LAUDUS MONDRIAN INT GV FI-INST #2940   2014-01-23 2014-05-01
464.568 LAUDUS MONDRIAN INT GV FI-INST #2940   2012-02-14 2014-05-01
272.607 LAUDUS MONDRIAN INT GV FI-INST #2940   2013-07-05 2014-05-01
118. MFS VALUE FUND-CLASS I #893   2013-10-09 2014-01-21
2365.996 MFS VALUE FUND-CLASS I #893   2012-02-14 2014-02-24
196.898 MFS VALUE FUND-CLASS I #893   2013-10-09 2014-02-24
941. MERGER FD SH BEN INT   2011-10-20 2013-10-09
450.507 MERGER FD SH BEN INT   2013-07-05 2014-08-14
140.493 MERGER FD SH BEN INT   2014-07-10 2014-08-14
20. MONSTER BEVERAGE CORP   2014-02-25 2014-09-10
546. ASG GLOBAL ALTERNATIVES-Y #1993   2013-07-05 2014-01-21
842. ASG GLOBAL ALTERNATIVES-Y #1993   2013-07-05 2014-08-14
17. NOW INC/SH   2014-02-25 2014-06-10
.5 NOW INC/SH   2014-02-25 2014-06-17
213.118 OPPENHEIMER DEVELOPING MKT-Y #788   2013-10-09 2014-07-08
10.882 OPPENHEIMER DEVELOPING MKT-Y #788   2014-05-05 2014-07-08
173. OPPENHEIMER DEVELOPING MKT-I #799   2013-10-09 2014-09-11
3292. PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL   2012-05-10 2013-10-09
414.378 PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL   2014-05-05 2014-07-08
644.622 PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL   2008-10-31 2014-07-08
469. PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL   2008-10-31 2014-09-11
1997. PIMCO FOREIGN BOND FUND-INST   2011-10-20 2013-10-09
12. PIMCO FOREIGN BOND FUND-INST   2014-01-23 2014-05-01
682. BOSTON P LNG/SHRT RES-INS   2013-10-09 2014-01-21
1141. BOSTON P LNG/SHRT RES-INS   2013-10-09 2014-07-08
1029.097 RIDGEWORTH SEIX HY BD-I #5855   2013-07-05 2014-01-21
233. RIDGEWORTH SEIX HY BD-I #5855   2013-10-09 2014-01-21
2536.903 RIDGEWORTH SEIX HY BD-I #5855   2011-08-26 2014-01-21
4239.724 RIDGEWORTH SEIX HY BD-I #5855   2011-10-20 2014-02-24
6899. ROWE T PRICE SHORT TERM BD FD INC   2013-02-11 2013-10-09
2038. ROWE T PRICE SHORT TERM BD FD INC   2013-02-11 2014-05-01
694.486 ROWE T PRICE SHORT TERM BD FD INC   2012-02-14 2014-07-08
454.514 ROWE T PRICE SHORT TERM BD FD INC   2014-01-23 2014-07-08
51. SPDR DJ WILSHIRE INTERNATIONAL REAL   2013-10-09 2014-05-01
9. SPDR DJ WILSHIRE INTERNATIONAL REAL   2013-10-09 2014-07-08
35. 3M CO COM   2014-02-25 2014-08-06
15. UNITEDHEALTH GRP INC COM   2014-07-11 2014-09-11
383. VANGARD MSCI EMERGING MARKETS EFT   2013-07-02 2014-01-21
495. VANGARD MSCI EMERGING MARKETS EFT   2013-10-09 2014-01-21
1121. VANGARD MSCI EMERGING MARKETS EFT   2012-08-08 2014-01-21
39. VANGUARD REIT VIPER   2013-10-09 2014-05-01
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 5,691   5,627 64
b 568   600 -32
c 2,481   2,298 183
d 2,129   1,849 280
e 3,823   3,596 227
6,117   5,324 793
1,042   987 55
3,064   4,348 -1,284
15,065   19,304 -4,239
6,597   7,954 -1,357
20,842   23,325 -2,483
33,867   25,334 8,533
1,344   1,203 141
2,807   2,603 204
1,167   1,041 126
24,147   24,809 -662
11,128   9,537 1,591
3,202   3,195 7
8,019   6,689 1,330
5,403   4,501 902
23,451   24,175 -724
633   651 -18
17,709   17,347 362
5,486   5,486  
8,394   8,417 -23
6,988   6,929 59
521   522 -1
6,353   6,335 18
15,128   15,562 -434
2,700   2,095 605
1,812   1,648 164
4,704   4,880 -176
7,706   6,806 900
319   273 46
131,735   83,279 48,456
2,406   2,167 239
6,352   5,668 684
32,318   20,299 12,019
1,195   1,142 53
36,815   36,905 -90
384   378 6
1,926   1,767 159
1,885   1,795 90
12,884   11,613 1,271
34,712   22,061 12,651
24,012   27,168 -3,156
4,795   4,669 126
5,115   5,644 -529
3,001   2,846 155
3,913   3,578 335
78,362   54,677 23,685
6,521   5,970 551
15,207   14,896 311
7,379   7,168 211
2,301   2,287 14
1,829   1,429 400
6,241   6,213 28
9,371   9,582 -211
556   514 42
16   15 1
8,514   7,826 688
435   406 29
7,008   6,361 647
35,619   34,644 975
4,529   4,496 33
7,046   6,536 510
5,112   4,620 492
21,108   19,699 1,409
129   127 2
9,841   9,214 627
17,069   15,415 1,654
10,147   10,229 -82
2,297   2,332 -35
25,014   23,771 1,243
42,058   39,680 2,378
33,046   33,391 -345
9,782   9,864 -82
3,327   3,361 -34
2,177   2,177  
2,176   2,135 41
395   377 18
4,885   4,650 235
1,305   1,245 60
15,048   16,553 -1,505
19,448   20,349 -901
44,043   51,209 -7,166
2,836   2,565 271
      20,189
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       64
b       -32
c       183
d       280
e       227
      793
      55
      -1,284
      -4,239
      -1,357
      -2,483
      8,533
      141
      204
      126
      -662
      1,591
      7
      1,330
      902
      -724
      -18
      362
       
      -23
      59
      -1
      18
      -434
      605
      164
      -176
      900
      46
      48,456
      239
      684
      12,019
      53
      -90
      6
      159
      90
      1,271
      12,651
      -3,156
      126
      -529
      155
      335
      23,685
      551
      311
      211
      14
      400
      28
      -211
      42
      1
      688
      29
      647
      975
      33
      510
      492
      1,409
      2
      627
      1,654
      -82
      -35
      1,243
      2,378
      -345
      -82
      -34
       
      41
      18
      235
      60
      -1,505
      -901
      -7,166
      271
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 124,009
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 73,648 1,591,530 0.046275
2011 75,425 1,536,228 0.049098
2010 73,522 1,554,390 0.0473
2009 26,348 1,412,841 0.018649
2008 65,548 1,187,222 0.055211
2 Total of line 1, column (d) ...................... 2 0.216533
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.043307
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 1,679,472
5 Multiply line 4 by line 3....................... 5 72,733
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,340
7 Add lines 5 and 6......................... 7 74,073
8 Enter qualifying distributions from Part XII, line 4.............. 8 71,917
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 2,681
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 2,681
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,681
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 896
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 896
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 1,785
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletPA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletWELLS FARGO BANK NA Telephone no.bullet (800) 352-3705
    Located atbullet1525 WEST WT HARRIS BLVD D1114-044CHARLOTTENC ZIP+4bullet282881161
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    WELLS FARGO BANK NA Trustee
    40     		23,667    
    1525 WEST WT HARRIS BLVD D1114-044
    CHARLOTTE,NC282881161
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    83,974
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    2,681
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,681
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    81,293
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    81,293
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    81,293
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 81,293
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 23,043
    b Total for prior years:2011, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 0
    b From 2009....... 0
    c From 2010....... 0
    d From 2011....... 0
    e From 2012....... 0
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 71,917
    a Applied to 2012, but not more than line 2a 23,043
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 48,874
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		32,419
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009.... 0
    b Excess from 2010.... 0
    c Excess from 2011.... 0
    d Excess from 2012.... 0
    e Excess from 2013.... 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    RICHMOND PENNOCK FAMILY SCHOLARSHIP
    12 EAST MARKET STREET
    YORK,PA17404
    (717) 354-1550
    bThe form in which applications should be submitted and information and materials they should include:
    INFORMATION AVAILABLE IN GUIDANCE ROOM OF GARDEN SPOT HIGH SCHOOL IN LANCASTER PA
    cAny submission deadlines:
    INFORMATION AVAILABLE IN GUIDANCE ROOM OF GARDEN SPOT HIGH SCHOOL IN LANCASTER PA
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    MUST BE A GRADUATE STUDENT OF GARDEN SPOT HIGH SCHOOL IN LANCASTER PA
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    PENNSYLVANIA COLLEGE OF
    TECHNOLOGY
    1 COLLEGE AVENUE
    WILLIAMSPORT,PA17701     		NONE PC SCHOLARSHIP 26,000
    PENNSYLVANIA COLLEGE OF
    HEALTH SCIENCES
    410 N LIME STREET
    LANCASTER,PA17602     		NONE PC SCHOLARSHIP 13,000
    UNIVERSITY OF PITTSBURGH
    3501 TERRACE STREET
    PITTSBURGH,PA15213     		NONE PC SCHOLARSHIP 15,000
    BLOOMSBURG UNIVERSITY
    400 E 2ND STREET
    BLOOMSBURG,PA17815     		NONE PC SCHOLARSHIP 2,000
    ALVERNIA UNIVERSITY
    400 SAINT BERNARDINE ST
    READING,PA19607     		NONE PC SCHOLARSHIP 1,000
    YORK COLLEGE OF PENNSYLVANIA
    441 COUNTRY CLUB ROAD
    YORK,PA17403     		NONE PC SCHOLARSHIP 2,000
    READING SCHOOL OF HEALTH
    SCIENCES
    PO BOX 16052
    READING,PA196126052     		NONE PC SCHOLARSHIP 3,000
    MESSIAH COLLEGE
    1 COLLEGE AVENUE
    GRANTHAM,PA17027     		NONE PC SCHOLARSHIP 3,000
    Total .................................bullet 3a 65,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 7  
    4 Dividends and interest from securities....     14 30,106  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 124,009  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   154,122  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13154,122
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    RICHMOND-PENNOCK FAMILY SCHOLARSHIP
    EIN: 23-6637016
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,000     1,000

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    RICHMOND-PENNOCK FAMILY SCHOLARSHIP
    EIN: 23-6637016
    Name of Bond End of Year Book Value End of Year Fair Market Value
    256210105 DODGE & COX INCOME F 42,638 50,856
    261980494 DREYFUS EMG MKT DEBT 42,065 41,273
    262028855 DRIEHAUS ACTIVE INCO 34,420 34,526
    51855Q655 LAUDUS MONDRIAN INTL    
    693390700 PIMCO TOTAL RET FD-I 47,613 51,041
    693390882 PIMCO FOREIGN BD FD 12,105 13,436
    76628T645 RIDGEWORTH SEIX HY B    
    77957P105 T ROWE PRICE SHORT T 34,124 34,041
    261980668 DREYFUS INTERNATL BO 13,101 13,043
    315920702 FID ADV EMER MKTS IN 24,792 25,471
    4812C0803 JPMORGAN HIGH YIELD 31,314 30,651
    77958B402 T ROWE PRICE INST FL 26,441 26,025

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    RICHMOND-PENNOCK FAMILY SCHOLARSHIP
    EIN: 23-6637016
    Name of Stock End of Year Book Value End of Year Fair Market Value
    04314H204 ARTISAN INTERNATIONA 73,609 99,741
    04314H600 ARTISAN MID CAP FUND 56,975 69,703
    22544R305 CREDIT SUISSE COMM R 73,564 66,167
    25264S833 DIAMOND HILL LONG-SH    
    256206103 DODGE & COX INT'L ST 67,960 101,359
    339128100 JP MORGAN MID CAP VA 52,175 70,563
    367829884 GATEWAY FUND - Y #19    
    411511504 HARBOR CAPITAL APRCT    
    448108100 HUSSMAN STRATEGIC GR    
    464287200 ISHARES CORE S & P 5    
    487300808 KEELEY SMALL CAP VAL    
    552983694 MFS VALUE FUND-CLASS    
    589509108 MERGER FD SH BEN INT    
    683974505 OPPENHEIMER DEVELOPI    
    78463X863 SPDR DJ WILSHIRE INT 59,520 65,635
    87234N849 TCW SMALL CAP GROWTH    
    922042858 VANGUARD FTSE EMERGI    
    922908553 VANGUARD REIT VIPER 51,146 67,826
    00203H859 AQR MANAGED FUTURES 26,139 26,874
    277923728 EATON VANCE GLOBAL M    
    483438206 KALMAR GR W/VAL SM C    
    63872T885 ASG GLOBAL ALTERNATI 51,829 51,168
    008252108 AFFILIATED MANAGERS 6,685 7,013
    03524A108 ANHEUSER-BUSCH INBEV 6,139 6,651
    037411105 APACHE CORP 4,972 5,632
    037833100 APPLE INC 12,006 16,221
    071813109 BAXTER INTL INC 5,841 6,100
    084670702 BERKSHIRE HATHAWAY I 9,098 11,051
    088606108 BHP BILLITON LIMITED 3,133 2,650
    09247X101 BLACKROCK INC 4,402 4,596
    097023105 BOEING CO 8,702 8,917
    12572Q105 CME GROUP INC 6,596 7,196
    126650100 CVS HEALTH CORPORATI 7,202 7,959
    150870103 CELANESE CORP 4,210 4,682
    166764100 CHEVRON CORP 5,887 5,966
    17275R102 CISCO SYSTEMS INC 7,200 8,306
    172967424 CITIGROUP INC. 7,358 7,773
    20030N101 COMCAST CORP CLASS A 8,359 8,874
    231021106 CUMMINS INC. 9,483 8,579
    25243Q205 DIAGEO PLC - ADR 5,058 4,616
    254687106 WALT DISNEY CO 8,820 9,793
    268648102 E M C CORP MASS 5,432 6,145
    375558103 GILEAD SCIENCES INC 5,029 6,387
    38141G104 GOLDMAN SACHS GROUP 4,086 4,589
    38259P706 GOOGLE INC-CL C 4,864 4,619
    404280406 HSBC - ADR 7,325 7,123
    459200101 INTERNATIONAL BUSINE 3,667 3,797
    46625H100 JPMORGAN CHASE & CO 8,252 8,735
    478366107 JOHNSON CONTROLS INC 6,461 5,720
    483438305 KALMAR GR W/ VAL SM 40,974 44,051
    517834107 LAS VEGAS SANDS CORP 5,664 5,599
    58155Q103 MCKESSON CORP 7,076 7,787
    589509207 MERGER FUND-INST #30 24,388 25,180
    594918104 MICROSOFT CORP 5,751 6,954
    611740101 MONSTER BEVERAGE COR 3,572 4,584
    637071101 NATIONAL OILWELL INC 5,492 6,088
    641069406 NESTLE S.A. REGISTER 5,634 5,522
    64128R608 NEUBERGER BERMAN LON 35,214 34,997
    68389X105 ORACLE CORPORATION 5,363 5,359
    683974604 OPPENHEIMER DEVELOPI 151,998 164,675
    74255L696 PRINCIPAL GL MULT ST 16,800 16,846
    74925K581 ROBECO BP LNG/SHRT R 23,718 26,281
    806857108 SCHLUMBERGER LTD 8,085 8,644
    863137105 STRATTON SM-CAP VALU 49,299 47,155
    872540109 TJX COS INC NEW 6,406 6,213
    87612E106 TARGET CORP 7,655 8,462
    883556102 THERMO FISHER SCIENT 5,562 5,477
    89151E109 TOTAL S.A. - ADR 5,402 5,478
    902973304 US BANCORP DEL NEW 6,346 6,484
    907818108 UNION PACIFIC CORP 8,926 10,842
    911312106 UNITED PARCEL SERVIC 4,774 4,915
    91324P102 UNITEDHEALTH GROUP I 8,281 9,488
    G29183103 EATON CORP PLC 5,648 4,753

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    RICHMOND-PENNOCK FAMILY SCHOLARSHIP
    EIN: 23-6637016
    US Government Securities - End of Year Book Value:

    29,533
    US Government Securities - End of Year Fair Market Value:

    30,400
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2013 OtherDecreasesSchedule
    Name:
    RICHMOND-PENNOCK FAMILY SCHOLARSHIP
    EIN: 23-6637016
    Description Amount
    MUTUAL FUND TAX EFFECTIVE DATE AFTER TYE 1,379
    ROC 136
    ROUNDING 3


    TY 2013 OtherExpensesSchedule
    Name:
    RICHMOND-PENNOCK FAMILY SCHOLARSHIP
    EIN: 23-6637016
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADR FEES 3 3   0


    TY 2013 OtherIncreasesSchedule
    Name:
    RICHMOND-PENNOCK FAMILY SCHOLARSHIP
    EIN: 23-6637016
    Description Amount
    MUTUAL FUND TAX EFFECTIVE DATE BEFORE TYE 1,581


    TY 2013 TaxesSchedule
    Name:
    RICHMOND-PENNOCK FAMILY SCHOLARSHIP
    EIN: 23-6637016
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 125 125   0
    FEDERAL ESTIMATES - PRINCIPAL 499 0   0
    FOREIGN TAXES ON QUALIFIED FOR 271 271   0
    FOREIGN TAXES ON NONQUALIFIED 125 125   0