Department of the Treasury Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
Attach to Form 990 or Form 990-EZ. See separate instructions. Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
ASSOCIATION OF ACADEMIC HEALTH CENTERS INC
Employer identification number
52-0940978
Part I
Reason for Public Charity Status
(All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).
f
If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III supporting organization, check this box
..................................................
g
Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons?
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization?
................
11g(i)
(ii)
A family member of a person described in (i) above?
......................
11g(ii)
(iii)
A 35% controlled entity of a person described in (i) or (ii) above?
................
11g(iii)
h
Provide the following information about the supported organization(s).
(i) Name of supported organization
(ii) EIN
(iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions))
(iv) Is the organization in col. (i) listed in your governing document?
(v) Did you notify the organization in col. (i) of your support?
(vi) Is the organization in col. (i) organized in the U.S.?
(vii) Amount of monetary support
Yes
No
Yes
No
Yes
No
Total
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only if you checked the box on line 5, 7, or 8 of Part I or if the
organization failed to qualify under Part III. If the organization fails to
qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....
2
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3
The value of services or facilities furnished by a governmental unit to the organization without charge..
4
Total. Add lines 1 through 3
5
The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included
on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
6
Public support. Subtract line 5 from line 4.
Section B. Total Support
Calendar year
(or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
7
Amounts from line 4..
8
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...
9
Net income from unrelated business activities, whether or not the business is regularly carried on..
10
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..
11
Total support (Add lines 7 through 10).
12
Gross receipts from related activities, etc. (see instructions)
..................
12
13
First five years.
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here.................................................
Section C. Computation of Public Support Percentage
14
Public support percentage for 2013 (line 6, column (f) divided by line 11, column (f))
.........
14
15
Public support percentage for 2012 Schedule A, Part II, line 14
...............
15
16a
33 1/3% support test—2013.
If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization
.......................
b
33 1/3% support test—2012.
If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization
.....................
17a
10%-facts-and-circumstances test—2013.
If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization
.....................................................
b
10%-facts-and-circumstances test—2012.
If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization
................................................
18
Private foundation.
If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions
.....................................................
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2) (Complete only if you checked the box on line 9 of Part I or if the organization
failed to qualify under Part II. If the organization fails to qualify under
the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2,805,601
3,208,250
3,150,506
3,181,690
3,408,936
15,754,983
2
Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
177,528
157,014
196,277
170,062
159,654
860,535
3
Gross receipts from activities that are not an unrelated trade or business under section 513..
4
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5
The value of services or facilities furnished by a governmental unit to the organization without charge..
6
Total. Add lines 1 through 5.
2,983,129
3,365,264
3,346,783
3,351,752
3,568,590
16,615,518
7a
Amounts included on lines 1, 2, and 3 received from disqualified persons...
0
b
Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
0
c
Add lines 7a and 7b..
0
8
Public support (Subtract line 7c from line 6.)
16,615,518
Section B. Total Support
Calendar year (or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
9
Amounts from line 6...
2,983,129
3,365,264
3,346,783
3,351,752
3,568,590
16,615,518
10a
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
48,443
55,606
66,210
93,299
92,752
356,310
b
Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c
Add lines 10a and 10b.
48,443
55,606
66,210
93,299
92,752
356,310
11
Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)
..
5,000
2,500
7,500
13
Total support. (Add lines 9, 10c, 11, and 12.)..
3,036,572
3,423,370
3,412,993
3,445,051
3,661,342
16,979,328
14
First five years.
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here.............................................
Section C. Computation of Public Support Percentage
15
Public support percentage for 2013 (line 8, column (f) divided by line 13, column (f))
.........
15
97.860 %
16
Public support percentage from 2012 Schedule A, Part III, line 15
...............
16
97.870 %
Section D. Computation of Investment Income Percentage
17
Investment income percentage for 2013 (line 10c, column (f) divided by line 13, column (f))
......
17
2.100 %
18
Investment income percentage from 2012 Schedule A, Part III, line 17
.............
18
2.040 %
19a
33 1/3% support tests—2013.
If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
........
b
33 1/3% support tests—2012.
If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
.....
20
Private foundation.
If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions
.....
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information.
Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
Explanation
Schedule A (Form 990 or 990-EZ) 2013
Additional Data
Software ID:
Software Version:
-
TIN:
SCHEDULE O (Form 990 or 990-EZ)
Department of the Treasury Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ
Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
Attach to Form 990 or 990-EZ.
Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
ASSOCIATION OF ACADEMIC HEALTH CENTERS INC
Employer identification number
52-0940978
Return Reference
Explanation
FORM 990, PART VI, SECTION A, LINE 4
THERE WERE A VARIETY OF CHANGES TO THE BYLAWS FOR FY2014, WHICH FELL INTO A FEW PRIMARY CATEGORIES: -TERMINOLOGY REFLECTING CURRENT METHODS OF COMMUNICATION HAS BEEN UPDATED -THE PROCEDURE FOR FILLING VACANT LEADERSHIP POSITIONS ON THE BOARD HAS BEEN CLARIFIED -MEMBERSHIP LANGUAGE HAS BEEN UPDATED THROUGHOUT THE DOCUMENT TO DISTINGUISH U.S. INSTITUTIONAL MEMBERSHIP AND TWO CATEGORIES OF INTERNATIONAL MEMBERSHIP -LANGUAGE HAS BEEN ADDED TO REFLECT THE EVOLVING STRUCTURE OF THE SUBSIDIARY ORGANIZATION, THE ASSOCIATION OF ACADEMIC HEALTH CENTERS INTERNATIONAL (AAHCI). AAHCI HAS TWO MEMBERSHIP CATEGORIES AND A STEERING COMMITTEE, AND IT IS PROPOSED THAT THERE BE ONE SEAT ON THE AAHC BOARD FOR A REPRESENTATIVE OF AAHCI -THE STANDING MEMBERSHIP COMMITTEE OF THE BOARD IS BEING PROPOSED FOR REMOVAL. THIS COMMITTEE HAS BEEN DORMANT FOR YEARS, AS THE AAHC BOARD OF DIRECTORS HAS BEEN SERVING IN THE CAPACITY OF SUPPORTING MEMBERSHIP RECRUITMENT AND RETENTION.
FORM 990, PART VI, SECTION A, LINE 6
MEMBERSHIP SHALL BE OPEN TO ENTITIES THAT QUALIFY UNDER ONE OF THE MEMBERSHIP CLASSES, THAT ARE INTERESTED IN AND SUPPORTIVE OF THE PURPOSES OF THE CORPORATION, AND THAT REMAIN CURRENT WITH RESPECT TO PAYMENT OF THEIR APPLICABLE DUES. THERE SHALL BE THREE CLASSES OF MEMBERS OF THE ASSOCIATION: UNITED STATES INSTITUTIONAL MEMBERS, INTERNATIONAL INSTITUTIONAL MEMBERS, AND INTERNATIONAL ASSOCIATE MEMBERS. UNITED STATES INSTITUTIONAL MEMBERS: UNITED STATES INSTITUTIONAL MEMBERS SHALL BE ACCREDITED, 501(C)(3) DEGREE-GRANTING INSTITUTIONS OF HIGHER EDUCATION IN THE UNITED STATES THAT EDUCATE A WIDE VARIETY OF HEALTH CARE PROFESSIONALS, OFFER COMPREHENSIVE BASIC AND ADVANCED PATIENT CARE, AND CONDUCT A BROAD SPECTRUM OF BIOMEDICAL AND HEALTH SERVICES RESEARCH. UNITED STATES INSTITUTIONAL MEMBERS SHALL ALSO CONSIST OF STATE INSTITUTIONS AND STATE SYSTEMS OF HIGHER EDUCATION WHERE THERE IS AN ADMINISTRATIVE OFFICER WITH AUTHORITY OVER THE EDUCATIONAL AND TRAINING PROGRAMS OF THE MEDICAL AND HEALTH SCIENCES OF THE STATE INSTITUTION OR SYSTEM. UNITED STATES INSTITUTIONAL MEMBERS SHALL ALSO CONSIST OF FEDERAL ENTITIES THAT COULD MEET THE UNITED STATES INSTITUTIONAL MEMBERS CRITERIA AND HAVE A DESIGNATED REPRESENTATIVE. INTERNATIONAL INSTITUTIONAL AND INTERNATIONAL ASSOCIATE MEMBERS: INTERNATIONAL INSTITUTIONAL MEMBERS ARE INSTITUTIONS SITUATED IN COUNTRIES OTHER THAN THE UNITED STATES THAT HAVE A SCHOOL OF MEDICINE, ONE OR MORE OTHER HEALTH PROFESSIONS SCHOOLS AND/OR ADVANCED MEDICAL RESEARCH PROGRAMS, AND A RELATIONSHIP TO ONE OR MORE TEACHING HOSPITALS OR HEALTH SYSTEMS. INTERNATIONAL ASSOCIATE MEMBERS ARE INSTITUTIONS SITUATED IN COUNTRIES OTHER THAN THE UNITED STATES THAT DO NOT MEET THE QUALIFICATION CRITERIA FOR INTERNATIONAL INSTITUTIONAL MEMBERSHIP BUT THAT INTEND TO DEVELOP, BECOME PART OF, OR OVERSEE AN ACADEMIC HEALTH CENTER.
FORM 990, PART VI, SECTION A, LINE 7A
THE BOARD OF DIRECTORS SHALL CONSIST OF: (A) REPRESENTATIVES OF AT LEAST SIX UNITED STATES INSTITUTIONAL MEMBERS OF THE ASSOCIATION, WITH THE PRECISE NUMBER AS FIXED BY RESOLUTION OF THE BOARD, WHO ARE ELECTED BY A MAJORITY VOTE OF THE UNITED STATES INSTITUTIONAL MEMBERSHIP PRESENT AT THE ANNUAL MEETING; (B) AS APPOINTED BY MAJORITY VOTE OF THE BOARD, THE CHAIR OF THE AAHC INTERNATIONAL STEERING COMMITTEE OR EQUIVALENT BODY, OR, IN THE EVENT OF THE ABSENCE OR UNAVAILABILITY OF THAT CHAIR, ANOTHER MEMBER OF THE INTERNATIONAL STEERING COMMITTEE, AND, (C) THE CHAIR OF THE ASSOCIATION , THE CHAIR-ELECT OF THE ASSOCIATION AND THE ASSOCIATION'S IMMEDIATE PAST CHAIR.
FORM 990, PART VI, SECTION B, LINE 11
A DRAFT OF THE FORM 990 IS SENT TO THE FINANCE COMMITTEE FOR REVIEW BEFORE BEING MADE FINAL. ANY QUESTIONS OR COMMENTS ARE SHARED WITH AAHC'S EXECUTIVE STAFF AND ACCOUNTANTS.
FORM 990, PART VI, SECTION B, LINE 12C
IN CASE OF ANY BOARD MEMBER-DISCLOSED CONFLICT, THE BOARD, ABSENT THE MEMBER IN QUESTION, WILL DETERMINE HOW TO RESOLVE THE CONFLICT INCLUDING: (1) WHETHER THE BOARD MEMBER SHOULD BE ENTITLED TO VOTE ON THE MATTER; AND (2) WHETHER THE BOARD MEMBER SHOULD BE REMOVED FROM (A) ANY PORTION OF, OR (B) ALL OF, THE DISCUSSION OF THE MATTER. IN RARE INSTANCES, A CONFLICT MAY BE SO EXTENSIVE AND IRRECONCILABLE THAT THE BOARD WILL HAVE TO CONSIDER AND VOTE ON WHETHER THE BOARD MEMBER INVOLVED IN THE CONFLICT CAN CONTINUE TO SERVE AS A BOARD MEMBER, OR IF THE BOARD MEMBER MUST RESIGN OR BE REMOVED (E.G., WHEN A BOARD MEMBER OWNS A COMPANY THAT COMPETES DIRECTLY WITH AAHC'S SERVICES). TO PROTECT AAHC AND THE BOARD, THIS DETERMINATION SHOULD BE NOTED IN THE BOARD MINUTES. WHEN A STAFF MEMBER OR VOLUNTEER DISCLOSES A CONFLICT, THE IMMEDIATE SUPERVISOR AND THE PRESIDENT SHALL DETERMINE HOW TO RESOLVE THE CONFLICT INCLUDING WHETHER THE STAFF PERSON INVOLVED CAN HAVE ANY DECISION-MAKING OR SUPERVISORY AUTHORITY OVER THE MATTER. IN RARE INSTANCES, A CONFLICT MAY BE SO EXTENSIVE AND IRRECONCILABLE THAT THE IMMEDIATE SUPERVISOR AND THE PRESIDENT WILL HAVE TO DETERMINE WHETHER THE STAFF MEMBER OR VOLUNTEER CAN CONTINUE WORKING WITH AAHC (E.G., WHEN A STAFF MEMBER OWNS A COMPANY THAT COMPETES DIRECTLY WITH AAHC'S SERVICES).
FORM 990, PART VI, SECTION B, LINE 15
EXECUTIVE COMMITTEE OF THE BOARD (CHAIR, CHAIR-ELECT, AND PAST-CHAIR) DETERMINES SALARY FOR DR. WARTMAN ANNUALLY. DR. WARTMAN, IN CONJUNCTION WITH THE BOARD OF DIRECTORS, DETERMINES THE STAFF SALARY CHANGES YEAR TO YEAR (HE WORKS WITH EACH DEPARTMENT HEAD TO DISCUSS EACH STAFF MEMBER'S PROGRESS).
FORM 990, PART VI, SECTION C, LINE 19
THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS ARE NOT GENERALLY MADE AVAILABLE TO THE GENERAL PUBLIC, BUT IF REQUESTS FOR COPIES OF THESE DOCUMENTS WERE TO BE RECEIVED, THE ORGANIZATION WOULD CONSIDER MAKING THEM AVAILABLE TO THE REQUESTOR.
FORM 990, PART XII, LINE 2C:
THE AUDIT OVERSIGHT PROCESS HAS REMAINED UNCHANGED FROM THE PREVIOUS YEAR.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.