Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 12-01-2013 , and ending 11-30-2014
Name of foundation
John C Griswold Foundation
 
% FOUNDATION SOURCE
Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside RdSuite 123Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Wilmington, DE198091377
A Employer identification number

13-2978937
B Telephone number (see instructions)

(800) 839-1754
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$15,345,930J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet
3 Interest on savings and temporary cash investments 345 345  
4 Dividends and interest from securities...... 330,868 330,868  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,232,774
b Gross sales price for all assets on line 6a 4,137,097
7 Capital gain net income (from Part IV, line 2)... 1,232,774
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,563,987 1,563,987  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 1,063 0 0 1,063
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 134,494 134,494    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 31,970 541    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 37,266     37,266
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 58,123 300   57,823
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 262,916 135,335 0 96,152
25 Contributions, gifts, grants paid........ 739,240 739,240
26 Total expenses and disbursements. Add lines 24 and 25 1,002,156 135,335 0 835,392
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 561,831
b Net investment income (if negative, enter -0-) 1,428,652
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 526,539 309,804 309,804
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 843,271 Click to see attachment794,244 842,920
b Investments—corporate stock (attach schedule)........ 7,564,790 Click to see attachment8,436,007 12,075,059
c Investments—corporate bonds (attach schedule)........ 2,113,457 Click to see attachment2,069,833 2,118,147
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 11,048,057 11,609,888 15,345,930
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 11,048,057 11,609,888
30 Total net assets or fund balances (see page 17 of the
instructions).................... 11,048,057 11,609,888
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 11,048,057 11,609,888
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 11,048,057
2 Enter amount from Part I, line 27a..................... 2 561,831
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 11,609,888
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 11,609,888
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 4,137,097   2,904,323 1,232,774
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       1,232,774
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,232,774
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 772,356 13,676,877 0.056472
2011 746,181 12,691,206 0.058795
2010 742,660 12,955,754 0.057323
2009 801,940 12,509,839 0.064105
2008 856,413 11,269,921 0.075991
2 Total of line 1, column (d) ...................... 2 0.312686
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.062537
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 14,819,530
5 Multiply line 4 by line 3....................... 5 926,769
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 14,287
7 Add lines 5 and 6......................... 7 941,056
8 Enter qualifying distributions from Part XII, line 4.............. 8 835,392
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 28,573
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 28,573
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 28,573
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 24,600
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 24,600
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 3,973
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletFOUNDATION SOURCE Telephone no.bullet (800) 839-1754
    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    Allyson Griswold DayakClick to see attachment Trustee
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Christopher B EarlsClick to see attachment Trustee
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    David EarlsClick to see attachment VP* / Trustee / Pres
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Jeffrey W EarlsClick to see attachment Sec / Trustee
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    John G EarlsClick to see attachment Treas / Trustee*
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    John V EarlsClick to see attachment Trustee
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Kit EarlsClick to see attachment Trustee
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Michael G EarlsClick to see attachment Trustee
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Mark GriswoldClick to see attachment Pres* / Trustee
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    D Ross Griswold JrClick to see attachment VP / Trustee
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    UBS Financial Services Investment Managemen 121,145
    8044 Montgomery Road
    CINCINNATI,OH45236
    Foundation Source Administrative 57,073
    55 Walls Drive suite 302
    Fairfield,CT06824
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    740,977
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    28,573
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    28,573
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    712,404
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    712,404
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    712,404
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 712,404
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only.......  
    b Total for prior years:2011, 2010, 2009  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 297,407
    b From 2009....... 182,470
    c From 2010....... 112,902
    d From 2011....... 124,972
    e From 2012....... 108,741
    fTotal of lines 3a through e......... 826,492
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 835,392
    a Applied to 2012, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 712,404
    e Remaining amount distributed out of corpus 122,988
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 949,480
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		297,407
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		652,073
    10 Analysis of line 9:
    a Excess from 2009.... 182,470
    b Excess from 2010.... 112,902
    c Excess from 2011.... 124,972
    d Excess from 2012.... 108,741
    e Excess from 2013.... 122,988
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AIDS SERVICE FOUNDATION OF GREATER KANSAS CITY
    PO BOX 32192
    KANSAS CITY,MO64171     		N/A PC General & Unrestricted 5,000
    ARTS CORPS
    4408 DELRIDGE WAY SW STE 110
    SEATTLE,WA98106     		N/A PC Youth Speaks Program 6,000
    BIKE WORKS SEATTLE
    3709 S FERDINAND ST
    SEATTLE,WA98118     		N/A PC General & Unrestricted 6,000
    BOLSA CHICA CONSERVANCY
    3842 WARNER AVE
    HUNTINGTON BEACH,CA92649     		N/A PC Table and Give Aways 4,000
    BOLSA CHICA CONSERVANCY
    3842 WARNER AVE
    HUNTINGTON BEACH,CA92649     		N/A PC Grant Request Program 40,000
    BOLSA CHICA CONSERVANCY
    3842 WARNER AVE
    HUNTINGTON BEACH,CA92649     		N/A PC Endowment Scholarship fund 5,000
    BUYAMBA INC
    587 N VENTU PARK RD E410
    NEWBURY PARK,CA91320     		N/A PC General & Unrestricted 15,000
    CINCINNATI BALLET COMPANY INC
    1555 CENTRAL PKWY
    CINCINNATI,OH45214     		N/A PC General & Unrestricted 25,000
    CINCINNATI MUSICAL FESTIVAL ASSOC
    1241 ELM ST
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 5,000
    CINCINNATI OPERA ASSOCIATION
    1243 ELM ST MUSIC HALL
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 31,000
    CINCINNATI SYMPHONY ORCHESTRA
    1241 ELM ST
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 10,000
    CONSPIRARE INC
    505 E HUNTLAND DR STE 155
    AUSTIN,TX78752     		N/A PC General & Unrestricted 3,000
    DIRECT CONNECTIONS TO AFRICA INC
    1278 GLENNEYRE STE 47
    LAGUNA BEACH,CA92651     		N/A PC General & Unrestricted 25,000
    DRAGONFLY DEVELOPMENT RESOURCES INC
    321 S MAIN ST
    PROVIDENCE,RI02903     		N/A PF Expenditure Responsibility Grant 35,000
    FAMILY REENTRY INC
    75 WASHINGTON AVE
    BRIDGEPORT,CT06604     		N/A PC General & Unrestricted 10,000
    FAMILY REENTRY INC
    75 WASHINGTON AVE
    BRIDGEPORT,CT06604     		N/A PC Champions Youth Mentoring Gobetrotter Tickets Program 600
    FAMILY REENTRY INC
    75 WASHINGTON AVE
    BRIDGEPORT,CT06604     		N/A PC Charitable Event 30,000
    FAMILY REENTRY INC
    75 WASHINGTON AVE
    BRIDGEPORT,CT06604     		N/A PC Year End Ask Event 20,000
    FIRST STEP HOME INC
    2203 FULTON AVE
    CINCINNATI,OH45206     		N/A PC General & Unrestricted 5,000
    FRIENDS AND FOUNDATION ST HELENA PUBLIC LIBRARY
    1492 LIBRARY LN
    SAINT HELENA,CA94574     		N/A PC General & Unrestricted 1,500
    GRACE EPISCOPAL CHURCH
    1314 SPRING ST
    ST HELENA,CA94574     		N/A PC General & Unrestricted 2,500
    HEART OF AMERICA SHAKESPEARE FESTIVAL
    3619 BROADWAY
    KANSAS CITY,MO64111     		N/A PC General & Unrestricted 36,420
    HORIZONS AT GREENS FARMS ACADEMY
    35 BEACHSIDE AVE
    GREEN FARMS,CT06436     		N/A PC General & Unrestricted 5,000
    KANSAS CITY ACTORS THEATRE INC
    PO BOX 22510
    KANSAS CITY,MO64113     		N/A PC General & Unrestricted 10,000
    KANSAS CITY COMMUNITY GARDENS INC
    6917 KENSINGTON AVE
    KANSAS CITY,MO64132     		N/A PC The Giving Grove Program 5,000
    LINTON INCORPORATED
    1241 ELM ST CINCINNATI MUSIC HALL
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 5,000
    MILLIKIN UNIVERSITY
    1184 W MAIN ST
    DECATUR,IL62522     		N/A PC Transform MU Campaign 30,000
    MILLIKIN UNIVERSITY
    1184 W MAIN ST
    DECATUR,IL62522     		N/A PC Exercise Science & Sports Pavilion 30,000
    NATIONAL MULTIPLE SCLEROSIS SOCIETY
    4440 LAKE FOREST DR STE 120
    BLUE ASH,OH45242     		N/A PC General & Unrestricted 1,000
    NIMBUS ARTS
    888 COLLEGE AVE
    SAINT HELENA,CA94574     		N/A PC General & Unrestricted 10,000
    NORTHERN NEW MEXICO RADIO FOUNDATION
    6401 S RICHARDS AVE
    SANTA FE,NM87508     		N/A PC General & Unrestricted 4,220
    POSITIVE DIRECTIONS-CTR FOR PREVENTION & RECOVERY
    420 POST RD W
    WESTPORT,CT06880     		N/A PC General & Unrestricted 6,000
    POWELL GARDENS INC
    1609 NW US HWY 50
    KINGSVILLE,MO64061     		N/A PC General & Unrestricted 20,000
    PROSPECT HOUSE INC
    682 HAWTHORNE AVE
    CINCINNATI,OH45205     		N/A PC General & Unrestricted 35,000
    SANTA MARIA COMMUNITY SERVICES
    617 STEINER ST
    CINCINNATI,OH45204     		N/A PC General & Unrestricted 3,000
    SEATTLE INSIGHT MEDITATION SOCIETY
    2729 6TH AVE S 101
    SEATTLE,WA98134     		N/A PC General & Unrestricted 4,000
    SOUTHPORT CONG CHURCH - UNITED CHURCH OF CHRIST
    PO BOX 366
    SOUTHPORT,CT06890     		N/A PC General & Unrestricted 12,500
    ST HELENA MONTESSORI SCHOOL INC
    880 COLLEGE AVE
    SAINT HELENA,CA94574     		N/A PC General & Unrestricted 85,000
    STEPHEN C MCCULLAGH FUND
    1478 RAILROAD AVE
    SAINT HELENA,CA94574     		N/A PC General & Unrestricted 5,000
    THE CONNECTICUT AUDUBON SOCIETY INCORPORATED
    2325 BURR ST
    FAIRFIELD,CT06824     		N/A PC General & Unrestricted 7,500
    THE CONNECTICUT AUDUBON SOCIETY INCORPORATED
    2325 BURR ST
    FAIRFIELD,CT06824     		N/A PC Charitable Event 2,500
    THEATER LEAGUE INC
    9140 WARD PKWY
    KANSAS CITY,MO64114     		N/A PC WaterFire KC Program 1,000
    UNICORN THEATRE
    3828 MAIN ST
    KANSAS CITY,MO64111     		N/A PC General & Unrestricted 25,000
    UNIVERSITY OF CALIFORNIA IRVINE FOUNDATION
    100 THEORY STE 250
    IRVINE,CA92617     		N/A PC Orthopaedic Biomechanics Lab in the Department of Orthopaedic Surgery 15,000
    UNIVERSITY OF CINCINNATI FOUNDATION
    PO BOX 19970
    CINCINNATI,OH45219     		N/A PC The Waddell Center for Multiple Sclerosis 20,000
    UNIVERSITY OF SAN DIEGO
    5998 ALCALA PARK
    SAN DIEGO,CA92110     		N/A PC Daniel Burkett Memorial Scholarship Fund 5,000
    VOCAL ARTS ENSEMBLE OF CINCINNATI
    1241 ELM ST
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 30,000
    VOLUNTEER CENTER OF GREATER ORANGE COUNTY - oneoc
    1901 E 4TH ST STE 100
    SANTA ANA,CA92705     		N/A PC Orange County Marine Protected Area 15,000
    WOMANS ART CLUB OF CINCINNATI FOUNDATION
    6980 CAMBRIDGE AVE
    CINCINNATI,OH45227     		N/A PC General & Unrestricted 6,500
    WWP INC - WOUNDED WARRIOR PROJECT INC
    4899 BELFORT RD STE 300
    JACKSONVILLE,FL32256     		N/A PC General & Unrestricted 10,000
    YOUNG LIFE
    PO BOX 520
    COLORADO SPRINGS,CO80901     		N/A PC San Clemente Young Life Division 5,000
    YOUNG LIFE
    PO BOX 520
    COLORADO SPRINGS,CO80901     		N/A PC San Clemente Young Life Division 5,000
    Total .................................bullet 3a 739,240
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 345  
    4 Dividends and interest from securities....     14 330,868  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 1,232,774  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,563,987  
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,563,987
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 CompensationExplanation
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Person Name Explanation
    Christopher B Earls *Removed from foundation in 1/2014
    David Earls *Removed from position in 9/2014
    John G Earls *Resigned as Trustee in 9/2014
    Mark Griswold *Removed from position in 9/2014

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

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    TY 2013 ExpenditureResponsibilityStmt
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    DRAGONFLY DEVELOPMENT RESOURCES INC
          		321 South Main Street Suite 301
    Providence,RI02903     		2013-09-13 25,000 To help fund the Purple Crayon Project 25,000 NO 7/22/14   None Necessary
    DRAGONFLY DEVELOPMENT RESOURCES INC
          		321 South Main Street Suite 301
    Providence,RI02903     		2014-09-17 35,000 To help fund the Purple Crayon Project   NO Expected in 2015   None Necessary

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Name of Bond End of Year Book Value End of Year Fair Market Value
    AT&T INC GLBL NT - 3.000% - 02 149,646 149,286
    BERKSHIRE HATHAWAY FIN CORP - 53,564 56,386
    BLACKROCK INC FR 3.375% - 06/0 159,686 155,345
    CATERPILLAR INC NT - 5.700% - 151,165 162,791
    CISCO SYSTEMS INC - 5.500% - 0 156,693 159,072
    CITIGROUP INC - 2.650% - 03/02 50,075 50,274
    COMCAST CORP BOND - 2.85% - 01 149,684 149,536
    DEERE JOHN CAP CORP - 2.80% - 95,850 99,826
    GE - 5.250% - 12/06/2017 190,806 194,372
    GOLDMAN SACHS GROUP INC - 2.37 100,683 101,801
    GOLDMAN SACHS GRP INC - 5.125% 52,911 50,270
    JPMORGAN CHASE & CO - 3.450% - 101,917 103,232
    MERRILL LYNCH & CO NOTES - 5.0 192,253 201,058
    MORGAN STANLEY - 2.125% - 04/2 24,882 25,115
    MORGAN STANLEY - 2.5% - 01/24/ 50,736 50,587
    ORACLE CORP - 5.250% - 01/15/2 73,759 79,003
    PEPSICO INC NOTES - 4.500% - 0 156,801 167,286
    UNITED PARCEL SRVC NT - 5.500% 105,142 112,291
    WELLS FARGO CO MTN BE - 3.625% 53,580 50,616

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABERCROMBIE & FITCH 107,267 98,234
    AETNA INC. 62,342 124,840
    AGCO CP 90,387 73,833
    ALKERMES 9,160 15,846
    ALLIANCE DATA SYSTEM CORP 39,016 120,637
    ALLY FINANCIAL INC 68,689 65,514
    ALTERA CORPORATION 11,807 22,121
    AMAZON COM 89,529 98,206
    AMERICAN EAGLES OUTFITTERS INC 135,778 155,876
    AMERICAN TOWER REIT INC 7,552 19,427
    AMERIPRISE FINANCIAL INC 14,283 35,841
    AMERISOURCEBERGEN CORP 17,936 36,420
    AMETEK INC. 9,775 31,340
    AMPHENOL CORPORATION 12,830 26,279
    ANADARKO PETROLEUM CORP 71,637 81,129
    ANSYS INC. 6,634 18,124
    APACHE CORPORATION 48,546 39,415
    APPLE INC. 7,803 168,286
    ASHLAND INC. 15,507 17,222
    ATLAS AIR WORLDWIDE HOLDINGS 76,656 83,996
    AUTOMATIC DATA PROCESSING INC. 59,981 115,614
    AUTONATION INC 13,369 21,636
    AUTOZONE INC 8,514 56,616
    AVAGO TECHNOLOGIES LIMITED 10,202 40,722
    AVALONBAY CMNTYS INC 31,158 40,037
    AVNET INC. 85,249 123,707
    BANK OF AMERICA CORP 85,150 96,872
    BARCLAYS ETN PLUS SELECT MLP 413,200 465,599
    BED BATH & BEYOND INC. 13,648 26,487
    BERRY PLASTICS GROUP INC 11,373 19,361
    BIG LOTS INC 94,161 154,178
    BLACKROCK INC 24,330 49,912
    BOEING CO 42,761 77,257
    BP PLC SPONSORED ADR 95,166 81,589
    BROWN FORMAN CORP CL B 8,921 23,971
    CAPITAL ONE FINANCIAL CORP 50,164 80,704
    CARBO CERAMICS INC 58,903 42,034
    CARDTRONICS INC 19,386 24,945
    CATAMARAN CORP 10,487 20,223
    CELANESE CORPORATION 10,742 20,063
    CHARTER COMMUNICATIONS 6,334 14,255
    CHECK POINT SOFTWARE TECHNOLOG 48,551 84,964
    CHESAPEAKE ENERGY CORPORATION 71,264 66,959
    CHURCH & DWIGHT 9,082 23,397
    CISCO SYSTEMS INC 25,946 88,724
    CITIGROUP INC 57,855 71,240
    CITRIX SYSTEMS INC 65,580 69,626
    COGNIZANT TECHNOLOGY SOLUTIONS 11,958 53,612
    COLGATE-PALMOLIVE COMPANY 55,737 60,195
    COMCAST CORP CL A 87,330 140,889
    COMMUNITY HEALTH 60,656 117,935
    CONCHO RESOURCES INC 7,980 15,716
    COVIDIEN LTD 78,977 142,410
    CROWN HOLDINGS INC 13,380 19,454
    CVS CAREMARK CORP. 41,805 94,101
    DANAHER CORP 52,359 101,108
    DELPHI AUTOMOTIVE PLC 15,246 16,268
    DICK'S SPORTING GDS 6,286 15,942
    DIRECTV GROUP 23,124 41,224
    DISCOVERY COMMUNICATIONS, INC 9,351 19,386
    DOLLAR GENERAL CORP 53,955 75,750
    DOLLAR TREE INC. 6,532 37,461
    EATON CORP PLC 64,121 93,605
    EMC CORP-MASS 64,232 81,035
    EPAM SYSTEMS INC. 16,223 24,545
    EQT CORPORATION 36,870 57,590
    EQUINIX, INC. 8,934 22,263
    EXPRESS SCRIPTS HOLDING CO. 79,330 147,758
    F M C CP 10,978 15,558
    FIDELITY NATIONAL INFORMATION 35,738 71,776
    FIRST NIAGARA FINANCIAL GROUP 106,668 98,081
    FISERV INC 55,291 129,611
    FLUOR CORP 12,337 13,700
    FOOT LOCKER INC N.Y. 13,679 24,921
    GAMESTOP CORP 9,772 15,994
    GENERAL ELECTRIC CO 20,625 108,212
    GOOGLE INC CL A 17,099 35,690
    GOOGLE INC CL C 65,890 89,402
    GRAINGER W W INC. 8,483 27,025
    HARTFORD FINANCIALSERVICES GRO 86,878 139,181
    HCA INC 16,232 17,562
    HEALTH NET INC 56,910 88,117
    HEALTHSOUTH CP 12,248 24,513
    HOME DEPOT INC. 96,814 124,747
    HUBBELL CLASS B 9,187 9,292
    HUMANA INC 7,539 24,697
    IHS INC 15,532 16,899
    ING US INC 123,444 145,324
    INT'L FLAVORS & FRAGRANCES INC 16,585 18,716
    INTERCONTINETAL EXCHANGE INC 10,709 24,859
    INTERNATIONAL PAPER CO. 55,603 118,673
    ISHARES MSCI EMERGING MARKETS 286,373 332,000
    ISHARES MSCI PACIFIC EX-JAPAN 394,250 558,599
    ISHARES TRUST MSCI EAFE INDEX 199,585 191,970
    JAZZ PHARMACEUTICALS INC 15,322 18,594
    JOHNSON & JOHNSON 47,587 75,775
    JOHNSON CONTROLS INC. 53,156 93,750
    JONES LANG LASALLE 3,953 18,062
    JP MORGAN CHASE & CO 188,795 231,014
    KANSAS CITY SOUTHERN 5,903 18,911
    KENNAMETAL INC 101,749 93,155
    KEYCORP 84,612 118,395
    LKQ CORPORATION 17,107 18,708
    MACY'S INC 78,373 119,110
    MARATHON OIL CORP COM 65,645 52,490
    MARRIOTT INTERNATIONAL INC. CL 14,149 34,825
    MEDIVATION, INC. 21,630 36,389
    MEDNAX, INC. 16,315 33,385
    MEDTRONIC INC 31,723 36,196
    MERCK & CO INC. 49,616 84,862
    METLIFE INC. 67,426 122,898
    MICROCHIP TECHNOLOGY INC. 15,560 28,490
    MICROSOFT CORPORATION 63,533 110,919
    MOHAWK INDS INC 10,258 20,888
    MONSTER BEVERAGE CORP 4,917 38,916
    MYLAN INC. 23,006 26,726
    MYRIAD GENETICS, INC 27,860 33,027
    NEWMONT MINING CORP 36,896 24,196
    NOBLE ENERGY INC. 10,331 11,705
    NXP SEMICONDUCTORS 18,144 37,115
    OMNICOM GROUP 71,398 78,429
    ORACLE CORP 68,998 116,840
    PANERA BREAD CO. CL. A. 8,075 16,573
    PBF ENERGY INC 104,632 126,181
    PENTAIR INC. 18,385 15,466
    PEPSICO INC 37,928 72,573
    PETSMART INC. 6,805 19,217
    PIONEER NAT RES CO 15,168 20,768
    POLARIS INDUSTRIES 16,853 21,156
    PRAXAIR INC. 62,870 88,582
    PRUDENTIAL FINCL INC 91,999 87,529
    REGENERON PHARMACEUTICALS, INC 7,916 18,725
    RIO TINTO PLC SPONSORED ADR 115,079 102,986
    ROCKWOOD HOLDINGS INC 4,910 15,434
    ROPER INDUSTRIES 14,993 32,984
    ROSS STORES, INC. 20,921 30,554
    SBA COMMUNICATIONS 15,468 33,824
    SIMON PPTY GROUP INC 56,654 68,704
    SKYWORKS SOLUTIONS, INC 9,053 26,718
    SPIRIT AEROSYSTEMS HOLDINGS CL 90,182 134,934
    STERICYCLE INC 3,798 22,561
    STRYKER CORPORATION 37,067 75,722
    SYMANTEC CORP 110,084 139,582
    T. ROWE PRICE ASSOCIATES 11,174 19,449
    TARGET CORPORATION 127,004 160,580
    TD AMERITRADE HOLDING CORP 18,802 20,247
    TE CONNECTIVITY LTD 9,608 11,299
    TEAM HEALTH HOLDINGS, INC 16,768 27,551
    TERADATA CORPORATION 39,861 34,532
    TEVA PHARMECEUTICAL SP ADR 95,202 133,618
    TEXTRON INC. 73,556 112,415
    TIDEWATER INC. 164,192 105,403
    TIMKEN CO COM 8,850 11,639
    TITAN INTERNATIONAL INC - ILL 55,414 31,136
    TJX COMPANIES INC 68,034 113,134
    TRACTOR SUPPLY CO COM 11,829 21,156
    TRIUMPH GROUP INC 127,258 135,848
    UNION PACIFIC 31,692 54,882
    UNITED TECHNOLOGIES CORP 49,758 82,010
    UNITEDHEALTH GROUP INC. 48,309 105,534
    UNIVERSAL HLTH SVC B 22,749 26,050
    US BANCORP 84,243 103,428
    V F CORP 25,927 67,653
    VANTIV INC - CLASS A 18,507 27,431
    VERIZON COMMUNICATIONS 96,883 100,674
    VISA INC 56,823 104,051
    WABTEC 14,285 15,397
    WALT DISNEY HOLDINGS CO. 28,987 43,017
    WELLS FARGO & CO. 80,349 149,820
    WEX, INC. 14,489 23,294
    WHIRLPOOL CORP 14,317 25,319
    WILLIAMS COS 84,889 127,305

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    US Government Securities - End of Year Book Value:

    794,244
    US Government Securities - End of Year Fair Market Value:

    842,920
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2013 InvestmentsLandSchedule2
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Category/ Item Cost/Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value

    TY 2013 LandEtcSchedule2
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2013 LegalFeesSchedule
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    General Consultations 1,063     1,063


    TY 2013 OtherExpensesSchedule
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 57,073     57,073
    Bank Charges 300 300    
    State or Local Filing Fees 750     750


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Management Services 134,494 134,494    


    TY 2013 TaxesSchedule
    Name:
    John C Griswold Foundation
    EIN: 13-2978937
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    990-PF Estimated Tax for 2014 24,600      
    990-PF Excise Tax for 2013 6,829      
    Foreign Tax Paid 541 541