Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
A For the 2013 calendar year, or tax year beginning 07-01-2013 , 2013, and ending 06-30-2014
BCheck if applicable:
CName of organization
CORNELL UNIVERSITY
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
341 PINE TREE ROAD
Suite
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
ITHACA, NY14850
D Employer identification number

15-0532082
E Telephone number

G Gross receipts $ 12,288,968,492
F Name and address of principal officer:
DAVID J SKORTON PRESIDENT
341 PINE TREE ROAD
ITHACA,NY14850
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.CORNELL.EDU
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1865
M State of legal domicile: NY
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: EDUCATION, RESEARCH, MEDICAL SERVICES AND OTHER PUBLIC SERVICES.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 64
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 51
5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) ...... 5 38,767
6 Total number of volunteers (estimate if necessary) ............. 6 8,625
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 8,400,501
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b -3,452,213
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 478,613,388 842,647,482
9 Program service revenue (Part VIII, line 2g) ......... 2,621,326,973 3,091,992,142
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 261,368,298 416,208,319
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 11,011,188 17,890,972
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 3,372,319,847 4,368,738,915
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 127,471,177 452,582,733
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 2,023,326,452 2,137,135,595
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 126,093 604,755
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet63,634,589    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,060,898,525 1,099,586,170
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 3,211,822,247 3,689,909,253
19 Revenue less expenses. Subtract line 18 from line 12....... 160,497,600 678,829,662
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 11,468,209,918 12,498,894,139
21 Total liabilities (Part X, line 26)............. 3,368,569,469 3,274,322,744
22 Net assets or fund balances. Subtract line 21 from line 20..... 8,099,640,449 9,224,571,395
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2013)
Form 990 (2013)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,168,302,393 including grants of $ 392,908,393 ) (Revenue $ 929,207,773 )
THE UNIVERSITY IS RENOWNED FOR ITS UNDERGRADUATE, GRADUATE, PROFESSIONAL, POST-DOCTORAL, AND CONTINUING EDUCATION PROGRAMS. THE PRIMARY CAMPUSES ARE IN ITHACA, NEW YORK AND WEILL-CORNELL MEDICAL COLLEGE LOCATED IN NEW YORK CITY. THE UNIVERSITY ALSO HAS A SIGNIFICANT INTERNATIONAL PRESENCE IN EDUCATION AND IS NOTED FOR ITS MEDICAL COLLEGE IN QATAR. DURING THE FISCAL YEAR, THE UNIVERSITY GRANTED THE FOLLOWING ACADEMIC DEGREES: UNDERGRADUATE (3,570); MASTERS (2,328); PHD (505); JD, MD, DVM (276).
4b (Code:   ) (Expenses $ 841,664,000 including grants of $   ) (Revenue $ 827,432,582 )
MEDICAL SERVICES, INCLUDING THE EDUCATION AND TRAINING OF PHYSICIANS, IS A MAJOR COMPONENT OF THE UNIVERSITY'S MISSION. THE PHYSICIAN ORGANIZATION IS AN INTEGRAL PART OF THE MEDICAL SCHOOL AND THE UNIVERSITY. IT PROVIDES THE PATIENT BASE ESSENTIAL FOR TEACHING, RESEARCH, AND CLINICAL SERVICES.
4c (Code:   ) (Expenses $ 529,554,000 including grants of $ 59,674,340 ) (Revenue $ 601,582,109 )
RESEARCH, BOTH BASIC AND APPLIED, IS ALSO A CORE MISSION-RELATED ACTIVITY. REVENUES FROM SPONSORED AWARDS INCLUDE $471 MILLION IN DIRECT SUPPORT AND $130 MILLION IN INDIRECT COST RECOVERIES. ALTHOUGH THE REVENUES INCLUDE GRANT AND CONTRACT REVENUE FOR PUBLIC OUTREACH AND INSTRUCTION, THE SINGLE LARGEST PORTION IS RESEARCH RELATED.
4d Other program services (Describe in Schedule O.)
(Expenses $ 757,944,409 including grants of $   ) (Revenue $ 733,769,678 )
4e Total program service expensesMediumBullet3,297,464,802
Form 990 (2013)
Form 990 (2013)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part IIIClick to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment....
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions).... Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2013)
Form 990 (2013)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................ Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........ Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I................... Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II.................... Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV .......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV..................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M............. Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
24,612
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
38,767
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletAS , FR , IT , NP , QA
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
Yes
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
Yes
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
Form 990 (2013)
Form 990 (2013)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
64
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
51
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
Yes
 
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
 
No
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AL , AK , AR , CA , CO , CT , DC , FL , GA , HI , IL , KS , KY , LA , ME , MD , MA , MI , MN , MS , MO , NH , NJ , NM , NY , NC , ND , OH , OK , OR , PA , RI , SC , TN , UT , VA , WA
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletUNIVERSITY CONTROLLER341 PINE TREE ROADITHACANY148502820 (607) 255-3581
Form 990 (2013)
Form 990 (2013)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) STEPHEN B ASHLEY........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(2) BARBARA A BAIRD........................................................................
TRUSTEE
 55.0
.......................0.0 		X           232,069   45,843
(3) MATTHEW L BIBEN........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(4) JESSICA M BIBLIOWICZ........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(5) RICHARD L BOOTH........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(6) DOUGLAS L BRAUNSTEIN........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(7) MARIO CILENTO........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(8) EZRA CORNELL........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(9) DAVID D CROLL........................................................................
TRUSTEE-VICE CHAIRMAN
 1.0
.......................0.0 		X           0 0 0
(10) GARY S DAVIS........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(11) NICOLE B DELTORO........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(12) DARRICK TN EVENSEN........................................................................
TRUSTEE
 15.0
.......................0.0 		X           30,480    
(13) DAVID R FISCHELL........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(14) GREGORY J GALVIN........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(15) ROSS H GITLIN........................................................................
TRUSTEE
 15.0
.......................0.0 		X                
(16) RANA GLASGAL........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(17) NELSON G HAIRSTON........................................................................
TRUSTEE
 55.0
.......................0.0 		X           173,816   37,025
Form 990 (2013)
Form 990 (2013)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) PATRICIA E HARRIS........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(19) ROBERT S HARRISON........................................................................
TRUSTEE-CHAIRMAN
 1.0
.......................0.0 		X           0 0 0
(20) ROBERT J KATZ........................................................................
TRUSTEE-VICE CHAIRMAN
 1.0
.......................0.0 		X           0 0 0
(21) KRAIG H KAYSER........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(22) RUBEN J KING-SHAW........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(23) PEGGY J KOENIG........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(24) ROBERT S LANGER JR........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(25) LINDA R MACAULAY........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(26) LOWELL C MCADAM........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(27) WILLIAM H MCALEER........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(28) RONALD D MCCRAY........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(29) JOHN F MEGRUE........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(30) HOWARD P MILSTEIN........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(31) ALAN L MITTMAN........................................................................
TRUSTEE
 55.0
.......................0.0 		X           129,919   34,225
(32) JOHN A NOBLE........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(33) PETER J NOLAN........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(34) BARBARA GOLDMAN NOVICK........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(35) LUBNA SULIMAN OLAYAN........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(36) ARMANDO J OLIVERA........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(37) DONALD C OPATRNY........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(38) WILLIAM D PEREZ........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(39) LELAND C PILLSBURY........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(40) BRUCE S RAYNOR........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(41) PHILIP R REILLY........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(42) GENE D RESNICK........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(43) SUSAN T RODRIGUEZ........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(44) MEREDITH A ROSENBERG........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(45) PAUL SALVATORE........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(46) MARTIN F SCHEINMAN........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(47) DAVID J SKORTON........................................................................
PRESIDENT
 55.0
.......................0.0 		X   X       798,551   179,962
(48) DALIA P STILLER........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(49) CHIAKI TANUMA........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(50) RATAN N TATA........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(51) LISA SKEETE TATUM........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(52) ANDREW H TISCH........................................................................
TRUSTEE-VICE CHAIRMAN
 1.0
.......................0.0 		X           0 0 0
(53) SHERYL HILLIARD TUCKER........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(54) M EILEEN MCMANUS WALKER........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(55) PADMASREE Y WARRIOR........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(56) LAURA A WILKINSON........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(57) BARTON J WINOKUR........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(58) CRAIG YUNKER........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(59) MICHAEL J ZAK........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(60) KAREN P ZIMMER........................................................................
TRUSTEE
 1.0
.......................0.0 		X                
(61) JAN ROCK ZUBROW........................................................................
TRUSTEE-CHAIRMAN OF EXEC. CMT
 1.0
.......................0.0 		X                
(62) ANDREW CUOMO........................................................................
TRUSTEE-EX OFFICIO
 1.0
.......................0.0 		X                
(63) SHELDON SILVER........................................................................
TRUSTEE-EX OFFICIO
 1.0
.......................0.0 		X                
(64) DEAN G SKELOS........................................................................
TRUSTEE-EX OFFICIO
 1.0
.......................0.0 		X                
(65) JOANNE M DESTEFANO........................................................................
VP FINANCE & CFO
 55.0
.......................0.0 		    X       440,678   55,669
(66) W KENT FUCHS........................................................................
PROVOST
 55.0
.......................0.0 		    X       612,503   59,271
(67) LAURIE H GLIMCHER........................................................................
DEAN AND PROVOST MED. AFFRS
 55.0
.......................0.0 		    X       1,281,303   57,292
(68) JAMES J MINGLE........................................................................
UNIV. COUNSEL & SECRETARY
 55.0
.......................0.0 		    X       477,946   57,816
(69) ALBERT EDWARDS........................................................................
CHIEF INVESTMENT OFFICER
 55.0
.......................0.0 		      X     1,071,742   48,142
(70) DANIEL KNOWLES MD........................................................................
CHAIR & PROFESSOR OF PATHOLOGY
 55.0
.......................0.0 		      X     1,780,347   73,948
(71) ROBERT A BUHRMAN........................................................................
SR. VP FOR RESEARCH
 55.0
.......................0.0 		      X     377,059   40,201
(72) STEPHEN M COHEN........................................................................
EXECUTIVE VICE PROVOST
 55.0
.......................0.0 		      X     889,456   79,653
(73) ZEV ROSENWAKS MD........................................................................
DIRECTOR COHEN CNTR RPRDC MED
 55.0
.......................0.0 		        X   5,066,922   73,767
(74) STEVEN D SPANDORFER MD........................................................................
PROF. OBS GYN & REPRODUCT MED
 55.0
.......................0.0 		        X   3,243,298   69,898
(75) PHILIP E STEIG MD........................................................................
PROF. & CHAIR DEPT OF NEUROSGY
 55.0
.......................0.0 		        X   3,861,806   74,331
(76) HEY-JOO KANG MD........................................................................
PROF. OBS GYN & REPRODUCT MED
 55.0
.......................0.0 		        X   3,107,052   45,635
(77) THEODORE SCHWARTZ MD........................................................................
PROF. OF NEUROLOGICAL SURGERY
 55.0
.......................0.0 		        X   3,312,202   55,666
(78) ROSEMARY J AVERY........................................................................
FORMER TRUSTEE
 55.0
.......................0.0 		          X 254,736   49,290
(79) BETH MCKINNEY........................................................................
FORMER TRUSTEE
 55.0
.......................0.0 		          X 78,030   26,743
(80) ANTHONY GOTTO MD........................................................................
FORMER OFFICER
 55.0
.......................0.0 		          X 482,857   8,583
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 27,702,772 0 1,172,960
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet3,764
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
LECHASE CONSTRUCTION SERVICES LLC, 205 INDIGO CREEK DRROCHESTERNY14626 CONSTRUCTION 5,175,226
PAOLANGELI CONTRACTOR, 226 CECIL MALONE DR SUITE 1ITHACANY14850 CONSTRUCTION 2,003,684
SKIDMORE OWINGS MERRILL LLP, 14 WALL STNEW YORKNY10005 LEGAL 1,847,121
CASCADE PLAZA LLC, 130 E SENECA STITHACANY14850 REAL ESTATE RENTAL 1,685,640
SEDGWICK BUSINESS INTERIORS LLC, 100 W COURT STSYRACUSENY13204 BUSINESS EQUIPMENT 1,159,924
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet90
Form 990 (2013)
Form 990 (2013)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b 1,703,915
c Fundraising events....1c 3,001,098
d Related organizations...1d 14,103,845
e Government grants (contributions)1e 28,091,560
f All other contributions, gifts, grants, and
similar amounts not included above1f 		795,747,064
g Noncash contributions included in lines
1a-1f:$ 		26,802,689
h Total. Add lines 1a-1f.......MediumBullet 842,647,482
Program Service RevenueAmt Business Code
2a EDUCATION: TUITION 900099 929,207,773 929,207,773    
b Grants & Contracts for Research 900099 601,582,109 601,582,109    
c Medical Services 900099 827,432,582 827,432,582    
d Land Grant Mission Govt. Approp. 900099 149,065,116 149,065,116    
e AUXILIARY ENTERPRISES - ROOM & BOARD 900099 147,339,719 147,339,719    
f All other program service revenue . 437,364,843 434,154,134 3,210,709  
g Total. Add lines 2a–2f........MediumBullet 3,091,992,142
OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 103,963,483   4,959,049 99,004,434
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties...........MediumBullet 18,825,906     18,825,906
(i) Real (ii) Personal
6a Gross rents 4,587,875  
b Less: rental expenses 4,585,414  
c Rental income or (loss) 2,461 0
d Net rental income or (loss).......MediumBullet 2,462     2,462
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 8,202,982,000 290,836
b Less: cost or other basis and sales expenses 7,891,028,000  
c Gain or (loss) 311,954,000 290,836
d Net gain or (loss)..........MediumBullet 312,244,836     312,244,836
8a Gross income from fundraising events (not including
$ 3,001,098
of contributions reported on line 1c). See Part IV, line 18 ..
a 241,448
b Less: direct expenses ...b 1,340,826
c Net income or (loss) from fundraising events..MediumBullet -1,099,378   -1,099,378
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances .
a 23,437,319
b Less: cost of goods sold ..b 23,275,337
c Net income or (loss) from sales of inventory..MediumBullet 161,982   230,743 -68,761
Miscellaneous Revenue Business Code
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 0
12 Total revenue. See Instructions......MediumBullet 4,368,738,915 3,088,781,433 8,400,501 428,909,499
Form 990 (2013)
Form 990 (2013)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 59,674,340 59,674,340
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 381,590,056 381,590,056
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 11,318,337 11,318,337
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 9,065,947 906,594 4,532,974 3,626,379
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 0      
7 Other salaries and wages 1,687,582,703 1,462,965,445 186,646,647 37,970,611
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 71,637,493 54,859,992 13,947,820 2,829,681
9 Other employee benefits ....... 293,788,497 255,595,992 32,316,735 5,875,770
10 Payroll taxes ........... 75,060,955 65,303,031 8,256,705 1,501,219
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 7,402,127 6,587,893 814,234  
c Accounting ........... 1,161,344 1,161,344    
d Lobbying ........... 398,242     398,242
e Professional fundraising services. See Part IV, line 17 604,755 604,755
f Investment management fees ...... 1,673,634 1,673,634    
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 159,378,460 138,659,261 17,531,630 3,187,569
12 Advertising and promotion .... 0      
13 Office expenses ....... 41,519,939 36,122,347 4,567,193 830,399
14 Information technology ...... 34,441,740 29,964,314 3,788,591 688,835
15 Royalties .. 3,501,796 3,501,796    
16 Occupancy ........... 125,488,644 109,175,120 13,803,751 2,509,773
17 Travel ............ 38,777,902 29,858,985 5,816,685 3,102,232
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 12,824,623 11,157,422 1,410,708 256,493
20 Interest ........... 90,612,273 90,612,273    
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 229,707,025 204,439,252 25,267,773  
23 Insurance .............. 42,105,143 40,336,727 1,515,785 252,631
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a MAINTENANCE 35,335,285 31,448,404 3,886,881  
b SPONSORED RSRCH SUBCONTRACTS 65,104,091 65,104,091    
c OTHER SUPPLIES 64,460,299 64,460,299    
d STUDENT AND CAMPUS SERVICES 58,594,019 58,008,079 585,940  
e All other expenses 87,099,584 82,979,774 4,119,810  
25 Total functional expenses. Add lines 1 through 24e 3,689,909,253 3,297,464,802 328,809,862 63,634,589
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2013)
Form 990 (2013)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ............. 63,915,825 1 48,267,172
2 Savings and temporary cash investments ......... 178,781,163 2 89,408,150
3 Pledges and grants receivable, net ........... 834,461,643 3 1,093,569,361
4 Accounts receivable, net ............. 340,296,708 4 440,843,005
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
0 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
0 6 0
7 Notes and loans receivable, net ............. 69,393,124 7 72,803,135
8 Inventories for sale or use .............. 8,109,442 8 9,483,323
9 Prepaid expenses and deferred charges .......... 44,069,804 9 34,825,600
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 6,324,697,582
b Less: accumulated depreciation ..... 10b 2,623,140,794 3,537,117,480 10c 3,701,556,788
11 Investments—publicly traded securities .......... 1,401,035,000 11 1,740,299,000
12 Investments—other securities. See Part IV, line 11 ..... 4,887,738,680 12 5,104,567,745
13 Investments—program-related. See Part IV, line 11 ..... 0 13 0
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 103,291,049 15 163,270,860
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 11,468,209,918 16 12,498,894,139
Liabilities 17 Accounts payable and accrued expenses ......... 568,344,070 17 558,204,114
18 Grants payable ................. 49,201,426 18 52,275,390
19 Deferred revenue ................ 217,985,570 19 282,470,402
20 Tax-exempt bond liabilities ............. 1,277,410,000 20 1,243,095,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 577,995,045 23 322,770,323
24 Unsecured notes and loans payable to unrelated third parties .... 0 24 0
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 677,633,358 25 815,507,515
26 Total liabilities. Add lines 17 through 25......... 3,368,569,469 26 3,274,322,744
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 2,826,666,802 27 3,083,285,330
28 Temporarily restricted net assets ........... 2,705,677,011 28 3,406,995,894
29 Permanently restricted net assets ........... 2,567,296,636 29 2,734,290,171
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 8,099,640,449 33 9,224,571,395
34 Total liabilities and net assets/fund balances ........ 11,468,209,918 34 12,498,894,139
Form 990 (2013)
Form 990 (2013)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
4,368,738,915
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
3,689,909,253
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
678,829,662
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
8,099,640,449
5
Net unrealized gains (losses) on investments ...............
5
476,335,834
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-30,234,550
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
9,224,571,395
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 469,311,000 384,515,000 672,276,000 478,613,388 842,647,482 2,847,362,870
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......           0
3 The value of services or facilities furnished by a governmental unit to the organization without charge.. 35,784,499 34,917,173 41,164,608 40,366,808 40,276,265 192,509,353
4 Total. Add lines 1 through 3 505,095,499 419,432,173 713,440,608 518,980,196 882,923,747 3,039,872,223
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 0
6 Public support. Subtract line 5 from line 4. 3,039,872,223
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
7 Amounts from line 4.. 505,095,499 419,432,173 713,440,608 518,980,196 882,923,747 3,039,872,223
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 104,881,168 117,791,887 109,437,360 76,233,294 127,377,264 535,720,973
9 Net income from unrelated business activities, whether or not the business is regularly carried on..           0
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..           0
11 Total support (Add lines 7 through 10). 3,575,593,196
12
12
12,968,955,905
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here.................................................right arrow
Section C. Computation of Public Support Percentage
14
14
85.017 %
15
15
77.210 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 2
Name of organization
CORNELL UNIVERSITY
  		Employer identification number

15-0532082
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

   
RESTRICTED
RESTRICTED
RESTRICTED, RESTRICTEDRESTRICTED

$RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 3
Name of organization
CORNELL UNIVERSITY
  		Employer identification number

15-0532082
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 4
Name of organization
CORNELL UNIVERSITY
  		Employer identification number

15-0532082
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.SchCMd Bullet Information about Schedule C (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
If the organization answered "Yes" to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2013

Schedule C (Form 990 or 990-EZ) 2013
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))		  
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2013


Schedule C (Form 990 or 990-EZ) 2013
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
 
d
Mailings to members, legislators, or the public? .........................
 
No
 
e
Publications, or published or broadcast statements? .......................
 
No
 
f
Grants to other organizations for lobbying purposes? .......................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
568,657
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
No
 
i
Other activities? ..........................
Yes
 
 
j
Total. Add lines 1c through 1i ...............................
568,657
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
PART I-A-LINE 1. THE UNIVERSITY DOES NOT PARTICIPATE DIRECTLY OR INDIRECTLY IN ANY POLITICAL CAMPAIGN AND REMINDS THE UNIVERSITY COMMUNITY, AT THE TIME OF ANY IMPORTANT LOCAL, STATE OR NATIONAL ELECTION, ABOUT THE PROHIBITION AGAINST UNIVERSITY PARTICIPATION. THE MESSAGE MAKES CLEAR THAT THIS PROHIBITION DOES NOT IN ANY WAY AFFECT AN INDIVIDUAL'S PERSONAL ACTIVITIES. THE UNIVERSITY DOES NOT DEEM IT NECESSARY TO ISSUE A FORMAL POLICY ON POLITICAL CAMPAIGN PROHIBITIONS THROUGH ITS POLICY OFFICE.
PART II-B-LINE 1 B. Cornell's lobbying efforts were handled through the University Relations offices located in Albany and Washington DC primarily by five registered lobbyists. In addition, throughout the fiscal year ending June 30, 2014, Cornell employees and students lobbied in Albany and/or Washington D.C. Lobbying efforts centered on higher education matters, state and federal budgets, university-based research proposals, and legislative bills affecting Cornell students and staff. Cornell is a paying member of several state and federal associations that do direct lobbying and public advocacy on behalf of public and private not-for-profit higher education, research, college athletics, and university operations including student health insurance, energy, and financial planning. The University contracted with a lobbying firm in New York City to represent our interests relating to the Cornell Tech campus.
PART II-B-LINE 1 G. Cornell university staff lobbied legislators, staff and government officials in Washington, Albany, New York City, and Ithaca during the fiscal year ending June 30, 2014. Topics included: student health insurance, contracting processes, agriculture testing and research programs, labor law training, environmental protection programs, funding for operations and facilities, including the expansion of Cornell's Veterinary College facility and an Ag. Science Research Lab, student financial aid programs, Cornell Tech campus land use, USDA Farm Bill, student loan interest rates, economic development programs, immigration, graduate medical education, patent reform, science and technology initiatives, and agency reauthorizations.
PART II-B-LINE 1 I. IN ADDITION TO MEETING WITH GOVERNMENT OFFICIALS TO ADVANCE THE INTERESTS OF HIGHER EDUCATION IN GENERAL AND UNIVERSITY BASED RESEARCH ACTIVITIES IN PARTICULAR, THE UNIVERSITY IS A MEMBER OF KEY ORGANIZATIONS THAT ALSO LOBBY ON BEHALF OF ISSUES AFFECTING HIGHER EDUCATION.
Schedule C (Form 990 or 990EZ) 2013

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions. SchDMd Bullet Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $ 160,346
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $ 74,427,586
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 5,140,214,516 4,799,313,766 4,928,070,000 4,259,950,000 3,836,289,000
b Contributions ........ 162,578,975 142,698,495 107,392,000 112,278,000 109,055,000
c Net investment earnings, gains, and losses 791,728,922 517,725,141 -9,223,000 734,562,000 393,907,000
d Grants or scholarships ..... 81,084,751 77,885,532 -30,500,080 -22,504,820 -26,326,325
e Other expenditures for facilities
and programs ........ 		230,432,044 201,765,031 -154,846,560 -115,986,380 -129,429,505
f Administrative expenses .... 38,136,174 39,872,323 -49,269,360 -34,622,800 -39,769,170
g End of year balance ...... 5,744,869,444 5,140,214,516 5,260,855,000 5,279,904,000 4,534,776,000
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet32.617 %
b
Permanent endowment SchDMd Bullet29.581 %
c
Temporarily restricted endowment SchDMd Bullet37.802 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
Yes
 
(ii) related organizations ........................
3a(ii)
Yes
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
Yes
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   23,724,966 23,724,966
b Buildings ................   4,229,413,428 1,519,830,481 2,709,582,947
c Leasehold improvements ............   408,840,678 276,520,101 132,320,577
d Equipment ................   525,492,974 518,512,750 6,980,224
e Other .................   1,173,594,976 332,387,797 841,207,179
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 3,713,815,893
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests 20,209,000 F
(3)Other
(A) DOMESTIC EQUITIES 		186,569,000 F

(B) FOREIGN EQUITIES 		258,622,000 F

(C) HEDGED EQUITIES 		545,068,000 F

(D) PRIVATE EQUITIES 		1,178,884,000 F

(E) FIXED INCOME ASSET BACKED SEC 		30,852,000 F

(F) FIXED INCOME CORPORATE BONDS 		429,009,000 F

(G) FIXED INCOME EQUITY PSHIPS 		308,006,000 F

(H) FIXED INCOME OTHER 		454,243,948 F

(I) MARKETABLE ALT AND RE 		1,696,531,000 F
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 5,107,993,948
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes 0
OBLIGATIONS UNDER SPLIT INT AG 126,224,130
DEFERRED BENEFITS 476,450,976
FUNDS HELD IN TRUST FOR OTHERS 212,832,684






Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 815,507,790
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 4,531,141,324
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 476,335,834
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d 6,119,869
e Add lines 2a through 2d ..................... 2e 482,455,703
3 Subtract line 2e from line 1..................... 3 4,048,685,621
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b 320,053,294
c Add lines 4a and 4b....................... 4c 320,053,294
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 4,368,738,915
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 3,415,135,381
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 74,480,998
e Add lines 2a through 2d...................... 2e 74,480,998
3 Subtract line 2e from line 1..................... 3 3,340,654,383
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b 349,254,870
c Add lines 4a and 4b....................... 4c 349,254,870
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 3,689,909,253
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART III, LINE 4: ART COLLECTION: THE HERBERT F. JOHNSON MUSEUM OF ART IS PARTICULARLY NOTED FOR ITS COLLECTION IN THE AREA OF ASIAN ART, 19TH AND 20TH CENTURY AMERICAN ART AND THE GRAPHIC ARTS. THE COLLECTION IS USED FOR TEACHING, RESEARCH, AND PUBLIC OUTREACH. THE MUSEUM'S CALENDAR OF EVENTS IS AVAILABLE ON ITS WEB SITE AND PROVIDES INFORMATION TO ENCOURAGE USE OF THE COLLECTION BY THE PUBLIC.
Part V, Line 4: ENDOWMENT FUNDS: THE UNIVERSITY'S ENDOWMENT CONSISTS PRIMARILY OF PERMANENT ENDOWMENT AND BOARD DESIGNATED ENDOWMENT (I.E., FUNDS FUNCTIONING AS ENDOWMENT). THE INCOME FROM THE ENDOWMENT PROVIDES CRITICAL SUPPORT FOR ENDOWED FACULTY CHAIRS, STUDENT FINANCIAL AID, AND SUPPORT FOR VARIOUS INSTITUTIONAL PROGRAMS FOR TEACHING, RESEARCH, AND PUBLIC OUTREACH.
Part XI, Line 2d: Change in FMV of Split Interest $16,747,538 Write-off on pledges $(10,627,669) --------------------- Total $6,119,869 =====================
Part XI, Line 4b: Reclass of student assistance $349,254,870 Reclass of Rent Expense $(4,585,413) Reclass of Special Event Expenses $(1,340,826) Reclass of Cost of Goods Sold $(23,275,337) --------------------- Total $320,053,294 =====================
Part XII, Line 2d: Loss on Swap Termination $12,851,575 FAS 158 $32,427,847 Reclass of Special Event Expenses $1,340,826 Reclass of Rent Expense $4,585,413 Reclass of Cost of Goods Sold $23,275,337 --------------------- Total $74,480,998 =====================
Part XII, Line 4b: Reclass of student assistance $349,254,870 --------------------- Total $349,254,870 =====================
Schedule D (Form 990) 2013

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Information about Schedule E (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2013
Schedule E (Form 990 or 990EZ) 2013
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Return Reference Explanation
EXPLANATION FOR LINE 3 THE UNIVERSITY, ORGANIZED IN THE 1860'S, INCLUDED IN ITS CHARTER A COMMITMENT TO NON-DISCRIMINATION BASED ON RELIGION. FROM ITS EARLIEST HISTORY, THE UNIVERSITY ADMITTED A DIVERSE STUDENT BODY IN TERMS OF RACE, GENDER, AND RELIGION. THE STATISTICS ABOUT THE COMPOSITION OF FACULTY, STAFF, AND STUDENTS, AS WELL AS THE UNIVERSITY'S ONGOING EFFORTS TO INCREASE DIVERSITY, REFLECT THE STRONG COMMITMENT TO NON-DISCRIMINATION.
EXPLANATION FOR LINE 6A CORNELL RECEIVES ASSISTANCE FROM BOTH THE FEDERAL GOVERNMENT AND NEW YORK STATE. THE FEDERAL GOVERNMENT PROVIDES SUPPORT FOR LOANS, STUDENT EMPLOYMENT, AND GRANTS. THE MAJOR LOAN PROGRAMS ARE W.D. FORD SUBSIDIZED AND UNSUBSIDIZED LOANS, PERKINS LOANS, AND DIRECT PLUS LOANS. EMPLOYMENT INCLUDES FUNDS FOR FEDERAL WORK-STUDY. THE MAJOR GRANTS ARE PELL GRANTS AND SUPPLEMENTAL EDUCATIONAL OPPORTUNITY ASSISTANCE PROGRAM (TAP).
Schedule E (Form 990 or 990-EZ) 2013
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.Right pointing arrow large image Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers.Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ...............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
Central America and the Caribbean 1 3 Program Services Education & Research 356,142
East Asia and the Pacific 1 3 Program Services Education & Research 2,202,730
Europe (Including Iceland and Greenland) 6 38 Program Services Education & Research 6,802,943
Middle East and North Africa 1 477 Program Services Education & Research 123,737,715
North America   5 Program Services Education & Research 503,121
Russia and the Newly Independent States   3 Program Services Education & Research 95,413
South America   2 Program Services Education & Research 390,510
South Asia 3 10 Program Services Education & Research 212,538
Sub-Saharan Africa   3 Program Services Education & Research 762,499
South Asia     Program Services Instruction 158,292
East Asia and the Pacific     Investments   126,000
Europe (Including Iceland and Greenland)     Investments   78,214,346
Central America and the Caribbean     Investments   588,500,466
Central America and the Caribbean     Program Services Medical Services 550,390
South Asia     Program Services Public Srvc & Exten 1,021,278
East Asia and the Pacific     Program Services Research Sub-Contracts 979,535
Europe (Including Iceland and Greenland)     Program Services Research Sub-Contracts 1,136,850
Middle East and North Africa     Program Services Research Sub-Contracts 815,195
North America     Program Services Research Sub-Contracts 5,991,342
Russia and the Newly Independent States     Program Services Research Sub-Contracts 58,000
South America     Program Services Research Sub-Contracts 1,339,954
South Asia     Program Services Research Sub-Contracts 1,407,757
Sub-Saharan Africa     Program Services Research Sub-Contracts 4,578,451
Europe (Including Iceland and Greenland)     Fundraising Foundation 120,997
Europe (Including Iceland and Greenland)     Grantmaking   1,198,784
Russia and the Newly Independent States     Grantmaking   130,466
South America     Grantmaking   619,346
Central America and the Caribbean     Grantmaking   263,561
Middle East and North Africa     Grantmaking   250,442
North America     Grantmaking   1,015,526
East Asia and the Pacific     Grantmaking   6,000,389
South Asia     Grantmaking   1,455,751
Sub-Saharan Africa     Grantmaking   384,072
3a Sub-total ..... 12 544 805,750,768
b Total from continuation sheets to Part I ...     25,630,033
c Totals (add lines 3a and 3b) 12 544 831,380,801
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
 
3
Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
STUDENT FINANCIAL AID Europe (Including Iceland and Greenland) 22 1,138,015 Check/ACH   none FMV
STUDENT FINANCIAL AID Russia and the Newly Independent States 2 120,466 Check/ACH   none FMV
STUDENT FINANCIAL AID South America 9 461,357 Check/ACH   none FMV
STUDENT FINANCIAL AID Central America and the Caribbean 5 240,931 Check/ACH   none FMV
STUDENT FINANCIAL AID Middle East and North Africa 4 233,242 Check/ACH   none FMV
STUDENT FINANCIAL AID North America 19 1,012,423 Check/ACH   none FMV
STUDENT FINANCIAL AID East Asia and the Pacific 113 5,913,064 Check/ACH   none FMV
STUDENT FINANCIAL AID South Asia 26 1,376,383 Check/ACH   none FMV
STUDENT FINANCIAL AID Sub-Saharan Africa 5 284,503 Check/ACH   none FMV
STUDENT TRAVEL GRANT/FELLOWSHIP Central America and the Caribbean 16 22,630 Check/ACH   none FMV
STUDENT TRAVEL GRANT/FELLOWSHIP East Asia and the Pacific 50 87,325 Check/ACH   none FMV
STUDENT TRAVEL GRANT/FELLOWSHIP Europe (Including Iceland and Greenland) 37 60,769 Check/ACH   none FMV
STUDENT TRAVEL GRANT/FELLOWSHIP Middle East and North Africa 15 17,200 Check/ACH   none FMV
STUDENT TRAVEL GRANT/FELLOWSHIP North America 1 3,103 Check/ACH   none FMV
STUDENT TRAVEL GRANT/FELLOWSHIP Russia and the Newly Independent States 6 10,000 Check/ACH   none FMV
STUDENT TRAVEL GRANT/FELLOWSHIP South America 36 157,989 Check/ACH   none FMV
STUDENT TRAVEL GRANT/FELLOWSHIP South Asia 21 79,368 Check/ACH   none FMV
STUDENT TRAVEL GRANT/FELLOWSHIP Sub-Saharan Africa 31 99,569 Check/ACH   none FMV
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)...............................................
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
Part I, Line 2: THE UNIVERSITY REVIEWS ALL INVOICES AND OTHER REQUIRED DOCUMENTATION FOR ACCURACY, APPROPRIATENESS OF THE EXPENDITURES IN COMPLIANCE WITH THE AWARD DOCUMENTS AND TIMELINEES OF SUBMISSION.
PART III: THESE AMOUNTS INCLUDE SCHOLARSHIP, FELLOWSHIP, AND GRANT FUNDING PROVIDED TO STUDENTS WITH A COUNTRY OF CITIZENSHIP OUTSIDE OF THE US. FURTHER, EDUCATIONAL TRAVEL GRANTS PROVIDED TO INDIVIDUALS, REGARDLESS OF CITIZENSHIP, IS REPORTED IF THE PRIMARY DESTINATION WAS OUTSIDE OF THE UNITED STATES.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2013
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
right arrowInformation about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
GRENZENBACK GLIER AND ASSOCIATES
401 N MICHIGAN AVE
 
CHICAGO, IL60611 		CONSULTING   No   151,017 -151,017
JFM GROUP LLC
629 FIFTH AVE SUITE 106
 
PELHAM, NY10803 		EVNT MNGT SRVCS   No 2,980,725 333,738 2,646,987
COMMUNITY COUNSELING SERVICE CO
461 FIFTH AVE
 
NEW YORK, NY10017 		FNDRSNG CAM CONSULTING   No   120,000 -120,000
             
             
             
             
             
             
             
Total .................right arrow 2,980,725 604,755 2,375,970
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
AL, AK, AR, CA, CO, CT, DC, FL, GA, HI, IL, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, NH, NJ, NM, NY, NC, ND, OK, OR, PA, RI, SC, TN, UT, VA, WA, WV, WI
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

CABARET NIGHT
(event type) 		(b) Event #2

GREENBERG DINN
(event type) 		(c) Other events

2
(total number) 		(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 2,980,725 236,060 25,761 3,242,546
2 Less: Contributions . . 2,821,055 171,060 8,983 3,001,098
3 Gross income (line 1
minus line 2) . . . 		159,670 65,000 16,778 241,448
VerticalDirectExpenses 4 Cash prizes . . .        
5 Noncash prizes . .        
6 Rent/facility costs . . 50,000   5,095 55,095
7 Food and beverages . 381,324 114,314 1,100 496,738
8 Entertainment . . . 223,802   400 224,202
9 Other direct expenses . 507,040 56,010 1,741 564,791
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 1,340,826
11 Net income summary. Subtract line 10 from line 3, column (d)........... right arrow -1,099,378
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
%
%
%
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
%
b
An outside facility ........................
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2013
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number
15-0532082
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) AGING IN NEW YORK FUND INC
2 LAFAYETTE ST SUITE 2100
NY,NY10007 		13-3153550 501(C)(3) 29,622   FMV none RESEARCH
(2) ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVE
BRONX,NY10461 		13-1624225 501(C)(3) 39,847   FMV none Research RESEARCH
(3) ARIZONA STATE UNIVERSITY
PO BOX 876011
TEMPE,AZ85287 		86-0196696 501(C)(3) 757,966   FMV none Research RESEARCH
(4) ARTANN LABORATORIES INC
1459 LOWER FERRY RD
TRENTON,NJ08618 		22-3503679 - 35,914   FMV none Research RESEARCH
(5) ATC-NY
PO BOX 422
TRUMANSBURG,NY14886 		16-1549760 - 292,311   FMV none Research RESEARCH
(6) AUBURN UNIVERSITY
310 SAMFORD HALL
AUBURN,AL36849 		63-6000724 501(C)(3) 44,081   FMV none Research RESEARCH
(7) AUDIENCE VIEWPOINTS CONSULTING
13148 ROUNDING RUN CIRCLE
HERNOD,VA20171 		45-5500148 - 30,100   FMV none Public Service/Extension/Research
(8) BAAR-SCIENTIFIC LLC
6374 ROUTE 89
ROMULUS,NY14541 		14-1878299 - 8,000   FMV none Research RESEARCH
(9) BEDFORD VA RESEARCH
200 SPRINGS RD BIDG
BEDFORD,MA01730 		04-3512440 501(C)(3) 20,560   FMV none Research RESEARCH
(10) BELTON SPACE EXPLORATION INITIATIVES
430 SOUTH RANDOLPH WAY
TUCSON,AZ85716 		86-0987248 - 28,038   FMV none Research RESEARCH
(11) BETH ISRAEL MEDICAL CENTER
10 UNION SQUARE
NY,NY10003 		13-5564934 501(C)(3) 526,022   FMV none Research RESEARCH
(12) BIOHAPTIX INC
8736 DOUGLAS DR N
BROOKLYN PARK,MN55445 		45-4813891 - 19,996   FMV none Research RESEARCH
(13) BOSTON MEDICAL CENTER
660 HARRISON AVE
BOSTON,MA02118 		04-3314093 501(C)(3) 12,606   FMV none Research RESEARCH
(14) BOSTON UNIVERSITY
25 BUICK ST
BOSTON,MA02215 		04-2103547 501(C)(3) 11,104   FMV none Research RESEARCH
(15) BOYCE THOMPSON INSTITUTE FOR PLANT RESEARCH
100 BOYCE THOMPSON TOWER
ITHACA,NY14853 		13-1739923 501(C)(3) 1,121,185   FMV none Research RESEARCH
(16) BRADLEY UNIVERSITY
1501 W BRADLEY AVE
PEORIA,IL61625 		37-0661949 501(C)(3) 24,182   FMV none Research RESEARCH
(17) BRIGHAM AND WOMENS HOSPITAL
75 FRANCIS ST
BOSTON,MA02115 		04-2312909 501(C)(3) 41,993   FMV none Public Service/Extension RESEARCH
(18) BRIGHAM YOUNG UNIVERSITY
A-285 ASB CAMPUS DR
PROVO,UT84602 		87-0217280 501(C)(3) 59,545   FMV none Research RESEARCH
(19) BRIGHTTREE HOME HEALTH AND HOSPICE
1735 N BROWN RD
LAWRENCEVILLE,GA30043 		20-4450365 - 157,500   FMV none Research RESEARCH
(20) Broad Institute
SEVEN CAMBRIDGE CENTER
CAMBRIDGE,MA02142 		26-3428781 501(C)(3) 27,188   FMV none Research RESEARCH
(21) CAL STATE LA UNIVERSITY AUXILIARY SERVICES INC
5151 STATE UNIV DR
Los Angeles,CA90032 		95-4016653 501(C)(3) 45,046   FMV none Research RESEARCH
(22) CALIFORNIA INSTITUTE OF TECHNOLOGY
1200 E CA BLVD 201-05
PASADENA,CA91125 		95-1643307 501(C)(3) 190,738   FMV none Research RESEARCH
(23) CARNEGIE MELLON UNIVERSITY
5000 FORBES AVE
PITTSBURGH,PA15213 		25-0969449 501(C)(3) 213,067   FMV none Research RESEARCH
(24) CARY INSTITUTE OF ECOSYSTEM STUDIES
2801 SHARON Tpke
MILLBROOK,NY12545 		22-3232968 501(C)(3) 169,637   FMV none Research RESEARCH
(25) CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVE
CLEVELAND,OH44106 		34-1018992 501(C)(3) 70,734   FMV none Research RESEARCH
(26) CCAT OBSERVATORY INC
508 SPACE SCIENCES Bldg
ITHACA,NY14853 		45-4104640 501(C)(3) 898,787   FMV none Research RESEARCH
(27) CELGENE CORPORATION
86 MORRIS AVE
SUMMIT,NJ07901 		22-2711928 - 37,500   FMV none Research RESEARCH
(28) CELLANA LLC
73-4460 KAAHUMANU HWY
KAILUAKONA,HI96740 		51-0658850 - 1,418,264   FMV none Research RESEARCH
(29) CENTER FOR SCIENCE AND INDUSTRY
333 WEST BRD ST
COLUMBUS,OH43215 		31-4383802 501(C)(3) 29,364   FMV none Public Service/Extension/Research RESEARCH
(30) CHILDRENS HOSPITAL BOSTON
PO BOX 414413
Boston,MA02241 		04-2774441 501(C)(3) 242,048   FMV none Public Service/Extension RESEARCH
(31) CHILDRENS HOSPITAL CORPORATION
300 LONGWOOD AVE
Boston,MA02155 		04-3085427 501(C)(3) 12,885   FMV none Research RESEARCH
(32) CHILDRENS HOSPITAL OF PHILADELPHIA
34TH ST CIVIC BLVD
PHILADELPHIA,PA19104 		23-1352166 501(C)(3) 43,666   FMV none Research RESEARCH
(33) CLARKSON UNIVERSITY
8 CLARKSON AVE PO BOX5630
Potsdam,NY13699 		15-0543659 501(C)(3) 28,666   FMV none Research RESEARCH
(34) CLEMSON UNIVERSITY
300 BRACKETT HALL
Clemson,SC29634 		57-6000254 501(C)(3) 13,253   FMV none Instruction RESEARCH
(35) COLD SPRING HARBOR LABORATORY
1 BUNGTOWN RD
Cold Spring Harbor,NY11724 		11-2013303 501(C)(3) 362,778   FMV none Research RESEARCH
(36) COLLEGE OF CHARLESTON
66 GEORGE ST
CHARLESTON,SC29424 		57-6000265 501(C)(3) 11,106   FMV none Public Service/Extension RESEARCH
(37) COLLEGE OF WOOSTER
1189 BEALL AVE
WOOSTER,OH44691 		34-0714654 501(C)(3) 63,335   FMV none Research RESEARCH
(38) COLORADO STATE UNIVERSITY
601 SOUTH HOWES
FORT COLLINS,CO80523 		84-6000545 501(C)(3) 271,464   FMV none Research RESEARCH
(39) CORNELL COOPERATIVE EXTENSION BALLSTON SPA
50 WEST HIGH ST
BALLSTON SPA,NY12020 		14-6036892 GOVERNMENT 10,500   FMV none Research RESEARCH
(40) CORNELL COOPERATIVE EXTENSION CANTON
1894 STATE HIGHWAY 68
CANTON,NY13617 		14-6037202 GOVERNMENT 6,818   FMV none Research RESEARCH
(41) CORNELL COOPERATIVE EXTENSION PENN YAN
417 LIBERTY ST
PENN YAN,NY14527 		16-6072900 GOVERNMENT 12,460   FMV none Research RESEARCH
(42) CORNELL COOPERATIVE EXTENSION ONTARIO CTY
480 N MAIN ST
CANANDAIGUA,NY14424 		16-6098242 GOVERNMENT 7,637   FMV none Research RESEARCH
(43) DICKINSON COLLEGE
PO BOX 1773
CARLISE,PA17013 		23-1365954 501(C)(3) 24,266   FMV none Research RESEARCH
(44) DONALD DANFORTH PLANT SCIENCE CENTER
975 N WARSON RD
ST LOUIS,MO63132 		31-1584621 501(C)(3) 94,066   FMV none Research RESEARCH
(45) DREXEL UNIVERSITY
3201 ARCH ST STE 100
PHILADELPHIA,PA19104 		23-1352630 501(C)(3) 165,988   FMV none Research RESEARCH
(46) DUKE UNIVERSITY
2200 WEST MAIN ST
DURHAM,NC27705 		56-0532129 501(C)(3) 260,885   FMV none Research RESEARCH
(47) ECRI INSTITUTE
5200 BUTLER PIKE
PLYMOUTH MEETING,PA19462 		23-1662091 501(C)(3) 48,765   FMV none Research RESEARCH
(48) EMORY UNIVERSITY
954 GATEWOOD RD NE
ATLANTA,GA30329 		58-0566256 501(C)(3) 568,751   FMV none Research RESEARCH
(49) ESS GROUP INC
888 WORCESTER ST STE 240
WELLESLEY,MA02482 		04-6924295 - 13,625   FMV none Research RESEARCH
(50) FLORIDA AGRICULTURAL AND MECHANICAL UNI
1607 S MLK Jr Blvd
Tallahassee,FL32307 		59-0977235 501(C)(3) 18,815   FMV none Research RESEARCH
(51) GENERAL ELECTRIC COMPANY
ONE RESEARCH CIRCLE
NISKAYUNA,NY12309 		14-0689340 - 118,987   FMV none Research RESEARCH
(52) GEORGETOWN UNIVERSITY
37TH AND O STS NW
WASHINGTON,DC20057 		53-0196603 501(C)(3) 321,815   FMV none Research RESEARCH
(53) GEORGIA TECH RESEARCH CORPORATION
505 TENTH ST NW
ATLANTA,GA30332 		58-0603146 501(C)(3) 1,801,282   FMV none Research RESEARCH
(54) GREENMARKET
CENYC51 CHAMBERS ST RM 228
NY,NY10007 		13-2765465 501(C)(3) 36,871   FMV none Research RESEARCH
(55) HEALTH RESEARCH INC
150 BRDWAY STE 560
MENANDS,NY12204 		14-1402155 501(C)(3) 70,473   FMV none Public Service/Extension/Research RESEARCH
(56) HONEYBEE ROBOTICS LTD
P O BOX 27420
BROOKLYN,NY11202 		88-0193033 - 107,397   FMV none Public Service/Extension RESEARCH
(57) HOSPITAL FOR SPECIAL SURGERY
535 EAST 7OTH ST
NY,NY10021 		13-1624135 501(C)(3) 546,821   FMV none Research RESEARCH
(58) HOWARD UNIVERSITY
525 BRYANT ST
WASHINGTON,DC20059 		53-0204707 501(C)(3) 677,924   FMV none Research RESEARCH
(59) HUBBARD BROOK RESEARCH FOUNDATION
PO BOX 282
NORTH WOODSTOCK,NH03262 		02-0474938 501(C)(3) 45,804   FMV none Research RESEARCH
(60) HYDRACOUSTIC TECHNOLOGY INCORPORATED
715 NE NORTHLAKE WAY
SEATTLE,WA98105 		91-1397519 - 19,524   FMV none Public Service/Extension RESEARCH
(61) INDIANA CORN MARKETING COUNCIL
5730 WEST 74TH ST
INDIANAPOLIS,IN46278 		37-1420618 501(C)(3) 10,000   FMV none Research RESEARCH
(62) INSTITUTE FOR ETHNOMEDICINE
PO BOX 3464
JACKSON,WY83001 		20-1829529 501(C)(3) 93,220   FMV none Public Service/Extension/Research RESEARCH
(63) INTEGRATED MARINE SOLUTIONS
73-4156 KAALA PLACE
KAILUAKONA,HI96740 		58-5478630 - 95,200   FMV none Research RESEARCH
(64) INT'l SERV FOR THE ACQ OF AGRI-BIOTECH APP
105 LELAND LAB
ITHACA,NY14853 		52-1740743 501(C)(3) 440,597   FMV none Research RESEARCH
(65) IOWA STATE UNIVERSITY
1138 PEARSON
AMES,IA50011 		42-6004224 501(C)(3) 692,164   FMV none Research RESEARCH
(66) J CRAIG VENTER INSTITUTE
9704 MEDICAL CTR DR
ROCKVILLE,MD20850 		52-1842938 501(C)(3) 122,003   FMV none Public Service/Extension RESEARCH
(67) JOHNS HOPKINS UNI APPLIED PHYSICS LAB LLC
11100 JOHN HOPKINS RD
LAUREL,MD20723 		52-0595110 501(C)(3) 64,176   FMV none Research RESEARCH
(68) KAISER FOUNDATION RESEARCH INSTITUTE
1800 HARRISON ST 16TH FL
OAKLAND,CA94612 		94-1105628 501(C)(3) 143,826   FMV none Public Service/Extension RESEARCH
(69) KANSAS STATE UNIVERSITY
2 FAIRCHILD HALL
MANHATTAN,KS66506 		48-0771751 501(C)(3) 154,571   FMV none Public Service/Extension RESEARCH
(70) KOKUA CONTRACTING AND PROJECT MGMT
77-6441 KUAKINI HWY
KAILUA KONA,HI96740 		26-0764795 - 324,335   FMV none Public Service/Extension RESEARCH
(71) LAWRENCE BERKELEY NATIONAL LABORATORY
ONE CYCLOTRON RD
BERKELEY,CA94720 		94-2951741 GOVERNMENT 137,609   FMV none Research RESEARCH
(72) LEHIGH UNIVERSITY (LU)
526 BRODHEAD AVE
BETHLEHEM,PA18015 		24-0795445 501(C)(3) 25,987   FMV none Public Service/Extension RESEARCH
(73) MASSACHUSETTS GENERAL HOSPITAL
50 STANFORD ST STE 1001
BOSTON,MA02114 		04-2697983 501(C)(3) 7,087   FMV none Public Service/Extension/Research RESEARCH
(74) MAYO CLINIC ARIZONA (MAYOAZ)
13400 EAST SHEA BLVD
SCOTTSDALE,AZ85259 		86-0800150 501(C)(3) 33,422   FMV none Public Service/Extension/Research RESEARCH
(75) MCW RESEARCH FOUNDATION INC
8701 WATERTOWN PLANK RD
MILWAUKEE,WI53226 		39-1454191 501(C)(3) 45,312   FMV none Research RESEARCH
(76) MEMORIAL SLOAN KETTERING
1275 YORK AVE
New York,NY10021 		13-1924236 501(C)(3) 2,845,672   FMV none Research RESEARCH
(77) MESO SCALE DIAGNOSTICS LLC
PO BOX 75112
BALTIMORE,MD21275 		52-1974952 - 38,586   FMV none Research RESEARCH
(78) METHODIST HOSPITAL
6670 BERTNER AVEM
HOUSTON,TX77030 		87-0721923 501(C)(3) 104,353   FMV none Instruction/Research RESEARCH
(79) MGT ENVIROTEC LTD
222 EAST CALL
ALGONA,IA50511 		42-1501959 - 47,236   FMV none Research RESEARCH
(80) MIAMI UNIVERSITY
500 E HIGHT ST
OXFORD,OH45056 		31-6402089 501(C)(3) 32,177   FMV none Research RESEARCH
(81) MICHIGAN STATE UNIVERSITY
426 AUDITORIUM RD RM 2
E LANSING,MI48824 		38-6005984 501(C)(3) 133,081   FMV none Research RESEARCH
(82) MISSISSIPPI STATE UNIVERSITY
133 ETHEREDGE HALL
MS State,MS39762 		64-6000819 501(C)(3) 6,326   FMV none Research RESEARCH
(83) MONTCLAIR STATE UNIVERSITY
COLLEGE HALL 307
MONTCLAIR,NJ07043 		22-2912682 501(C)(3) 66,786   FMV none Research RESEARCH
(84) MOUNT SINAI SCHOOL OF MEDICINE
ONE GUSTAVE L LEVY PL BOX3500
NY,NY10029 		13-6171197 501(C)(3) 51,010   FMV none Research RESEARCH
(85) NATIONAL CENTER FOR GENOME RESOURCES
2935 RODEO PARK DR EAST
SANTE FE,NM87505 		85-0418280 501(C)(3) 282,255   FMV none Public Service/Extension/Research RESEARCH
(86) NEW YORK CITY HEALTH AND HOSPITALS
160 WATER ST 7TH FL
NY,NY10038 		13-2655001 GOVERNMENT 388,588   FMV none Research RESEARCH
(87) NEW YORK UNIVERSITY
665 BRDWAY STE 801
NY,NY10012 		13-5562308 501(C)(3) 17,479   FMV none Research RESEARCH
(88) NOHMS TECHNOLOGIES INC
95 BROWN RD BOX 1080
ITHACA,NY14850 		27-3907632 - 46,680   FMV none Research RESEARCH
(89) NORTH CAROLINA AGRIC AND TECH STATE Uni
2000 P ST NW STE 540
WASHINGTON,DC20036 		56-6000007 501(C)(3) 58,640   FMV none Research RESEARCH
(90) NORTH CAROLINA STATE UNIVERSITY
2701 SULLIVAN DR STE 240
RALEIGH,NC27695 		56-6000756 501(C)(3) 693,210   FMV none Research RESEARCH
(91) NORTH DAKOTA STATE UNIVERSITY
DEPT 4000 PO BOX 6050
FARGO,ND58105 		45-6002439 501(C)(3) 132,892   FMV none Public Service/Extension RESEARCH
(92) NORTH WESTERN UNIVERSITY
2205 TECH DR HOGAN 2-100
EVANSTON,IL60208 		36-2167817 501(C)(3) 184,036   FMV none Research RESEARCH
(93) NORTHEAST ORGANIC FARMING ASSOCIATION OF NY
249 HIGHLAND AVE
Rochester,NY14620 		03-0259137 501(C)(3) 129,870   FMV none Research RESEARCH
(94) NORTHEASTERN UNIVERSITY
360 HUNTINGTON AVE 960
BOSTON,MA02115 		04-1679980 501(C)(3) 40,260   FMV none Public Service/Extension RESEARCH
(95) NORTHERN MANHATTAN PERINATAL
127 WEST 127TH ST STE 305
NY,NY10027 		13-3782555 501(C)(3) 99,959   FMV none Research RESEARCH
(96) NORTHERN PLAINS SUSTAINABLE AGRIC SOCIETY
PO BOX 194 100 1ST AVE SW
LAMOURE,ND58458 		45-0423762 501(C)(3) 60,817   FMV none Research RESEARCH
(97) NYU SCHOOL OF MEDICINE
PO BOX 5166
New York,NY10087 		13-5562308 501(C)(3) 935,617   FMV none Research RESEARCH
(98) OHIO STATE UNIVERSITY
650 ACKERMAN RD RM344
COLUMBUS,OH43202 		31-6025986 GOVERNMENT 71,154   FMV none Research RESEARCH
(99) OKLAHOMA CITY UNIVERSITY
2501 N BLACKWELDER
OKLAHOMA CITY,OK73106 		73-0579265 501(C)(3) 41,714   FMV none Research RESEARCH
(100) OKLAHOMA STATE UNIVERSITY
203 WHITEHURST HALL
STILLWATER,OK74078 		73-6017987 501(C)(3) 12,428   FMV none Research RESEARCH
(101) OREGON STATE UNIVERSITY
308 KERR ADMIN BLDG
CORVALIS,OR97331 		61-1730890 501(C)(3) 80,283   FMV none Research RESEARCH
(102) ORGANIC GROWERS
1124 COUNTRY RD 38
BRAINBRIDGE,NY13733 		45-4134508 501(C)(3) 45,035   FMV none Research RESEARCH
(103) ORGANIC SEED ALLIANCE
PO BOX 772
PORT TOWNSEND,WA98368 		51-0175667 501(C)(3) 19,781   FMV none Public Service/Extension RESEARCH
(104) PACE UNIVERSITY
ONE PACE PLAZA
New York,NY10038 		13-5562314 501(C)(3) 50,624   FMV none Research RESEARCH
(105) PALEONTOLOGICAL RESEARCH INSTITUTION
1259 TRUMANSBURG RD
ITHACA,NY14850 		15-0554849 501(C)(3) 46,076   FMV none Research RESEARCH
(106) PARENT NETWORK OF NEW YORK STATE I INC
1000 MAIN ST
BUFFALO,NY14202 		22-2717094 501(C)(3) 29,879   FMV none Public Service/Extension RESEARCH
(107) PENNYSLVANIA ASSC FOR SUSTAINABLE AGRIC
PO BOX 419
MILLHEIM,PA16854 		25-1685497 501(C)(3) 24,658   FMV none Research RESEARCH
(108) PLANETARY SCIENCE INSTITUTE
1700 E FT LOWELL STE106
TUCSCON,AZ85719 		33-0175263 501(C)(3) 40,070   FMV none Research RESEARCH
(109) PRESIDENTS AND FELLOWS OF HARVARD
1350 MA AVE HC600
CAMBRING,MA02138 		04-2103580 501(C)(3) 1,148,608   FMV none Research RESEARCH
(110) PUGET SOUND BLOOD CENTER
921 TERRY AVENUE
SEATTLE,WA98104 		19-1019655 501(C)(3) 15,464   FMV none Research RESEARCH
(111) PURDUE UNIVERSITY
615 W STATE
WEST LAFAYETTE,IN47907 		35-6002041 501(C)(3) 12,890   FMV none Research RESEARCH
(112) REED COLLEGE
3203 SE WOODSTOCK
PORTLAND,OR97202 		93-0386908 501(C)(3) 98,508   FMV none Research RESEARCH
(113) REGENEMED INC
9855 TOWNE CENTRE DR
SAN DIEGO,CA92121 		65-1201114 - 219,304   FMV none Public Service/Extension/Research RESEARCH
(114) REGENTS OF THE UNIVERSITY OF CA SACRAMENTO
PO BOX 989062
WEST SACRAMENTO,CA95798 		04-7120084 501(C)(3) 110,556   FMV none Research RESEARCH
(115) REGENTS OF THE UNIVERSITY OF CA IRVINE
111 ACADEMY WAY STE 210
IRVINE,CA90024 		95-2226406 501(C)(3) 95,219   FMV none Research RESEARCH
(116) REGENTS OF THE UNIVERSITY OF CA LOS ANGELES
10920 WILSHIRE BLVD 5TH FL
LA,CA90024 		95-6006143 501(C)(3) 24,035   FMV none Research RESEARCH
(117) REGENTS OF THE UNIVERSITY OF CA BERKELEY
2150 SHATTUCK AVE
BERKELEY,CA94720 		94-6002123 501(C)(3) 224,525   FMV none Public Service/Extension RESEARCH
(118) REGENTS OF THE UNIVERSITY OF CA IRVINE RESRCH
5171 CA AVE STE 150
IRVINE,CA92697 		95-2226406 501(C)(3) 111,613   FMV none Research RESEARCH
(119) REGENTS OF THE UNIVERSITY OF CA LA JOLLA
9500 GILMAN DR
LA JOLLA,CA92093 		95-2872494 501(C)(3) 214,824   FMV none Research RESEARCH
(120) REGENTS OF THE UNIVERSITY OF CA SANTA BARBARA
RM 3227 CHEADLE HL
SANTA BARBARA,VA93106 		95-6006145 501(C)(3) 1,297,085   FMV none Public Service/Extension RESEARCH
(121) REGENTS OF THE UNIVERSITY OF CA-DAVIS
1850 RES PARK DR STE 300
DAVIS,CA95618 		94-6036494 501(C)(3) 771,682   FMV none Research RESEARCH
(122) REGENTS OF THE UNIVERSITY OF CA-SF
3333 CA ST STE 315
SAN FRANCISCO,CA94118 		94-6036493 501(C)(3) 14,447   FMV none Research RESEARCH
(123) REGENTS OF THE UNIVERSITY OF MICHIGAN
WOLVERINE TWR RM 1056
ANN ARBOR,MI48109 		38-6006309 501(C)(3) 1,726,869   FMV none Research RESEARCH
(124) RENSSELAER POLYTECHNIC INSTITUTE
110 8TH ST WEST HALL
TROY,NY12180 		14-1340095 501(C)(3) 83,621   FMV none Research RESEARCH
(125) RESEARCH FOUNDATION FOR MENTAL
150 BRDWAY STE301
MENANDS,NY12204 		14-1410842 501(C)(3) 103,785   FMV none Public Service/Extension RESEARCH
(126) RESEARCH FDN OF THE CITY UNIVERSITY OF NY
230 WEST 41ST ST 7TH FL
NY,NY10036 		13-1988190 501(C)(3) 719,619   FMV none Public Service/Extension RESEARCH
(127) RESEARCH TRIANGLE INSTITUTE
PO Box 12194
RESEARCH TRIANGLE PARK,NC27709 		56-0686338 501(C)(3) 8,952   FMV none Public Service/Extension RESEARCH
(128) RESOURCES FOR CHILDREN WITH SPECIAL NEEDS INC
116 EAST 16TH ST 5TH FL
NY,NY10003 		11-2594790 501(C)(3) 19,589   FMV none Research RESEARCH
(129) RHODE ISLAND HOSPITAL
593 EDDY ST
PROVIDENCE,RI02903 		05-0258954 501(C)(3) 13,148   FMV none Public Service/Extension/Research RESEARCH
(130) ROCHESTER INSTITUTE OF TECHNOLOGY
141 LOMB BUILDING
ROCHESTER,NY14623 		16-0743140 501(C)(3) 9,530   FMV none Research RESEARCH
(131) ROCKEFELLER UNIVERSITY
1230 YORK AVE
New YOrk,NY10021 		13-1624158 501(C)(3) 47,729   FMV none Research RESEARCH
(132) RUSH UNIVERSITY MEDICAL CENTER
707 S WOOD ST 0 ANNEX
CHICAGO,IL60612 		36-2174823 501(C)(3) 36,497   FMV none Research RESEARCH
(133) SALISBURY UNIVERSITY
1101 CAMDEN AVE
SALISBURY,MD21801 		52-6002033 GOVERNMENT 93,216   FMV none Public Service/Extension RESEARCH
(134) SAN FRANCISCO STATE UNIVERSITY
1600 HOLLOWAY AVE
SAN FRANCISCO,CA94132 		93-1137247 501(C)(3) 130,557   FMV none Public Service/Extension RESEARCH
(135) SATHGURU INC
88 BRD ST
BOSTON,MA02110 		80-0664005 - 1,462,373   FMV none Public Service/Extension RESEARCH
(136) SCIENCE APPLICATIONS INTERNATIONAL CORP
1710 SAIC DR M/S T2-4-5
MCLEAN,VA22102 		95-3630868 - 153,120   FMV none Research RESEARCH
(137) SCIENCE MUSEUM OF MINNESOTA
120 WEST KELLOGG
ST PAUL,MN55102 		41-0706172 501(C)(3) 56,888   FMV none Research RESEARCH
(138) SCIENCENTER DISCOVERY MUSEUM (SDM)
601 FIRST ST
ITHACA,NY14850 		22-2470652 501(C)(3) 124,965   FMV none Research RESEARCH
(139) SCIRE-SOUTHERN CALIFORNIA INSTITUTE
5901 E SEVENTH ST
LONG BEACH,CA90822 		33-0331855 501(C)(3) 293,329   FMV none Research RESEARCH
(140) SCRIPPS RESEARCH INSTITUTE
10550 N TORREY PINES RD
LA JOLLA,CA92037 		33-0435954 501(C)(3) 441,598   FMV none Research RESEARCH
(141) SETI INSTITUTE
189 BERNARDO A
MOUNTAIN VIEW,CA94043 		94-2951356 501(C)(3) 88,401   FMV none Research RESEARCH
(142) SLOAN KETTERING INSTITUTE FOR CANCER RSRCH
1275 YORK AVE
New York,NY10065 		13-1624182 501(C)(3) 52,811   FMV none Public Service/Extension/Research RESEARCH
(143) SMITHSONIAN INSTITUTION (SMITH)
PO BOX 37012 MRC 1205
WASHINGTON,DC20013 		53-0206027 501(C)(3) 41,056   FMV none Research RESEARCH
(144) SOUTH DAKOTA STATE UNIVERSITY
ADMIN 133 BOX 2201
BROOKINGS,SD57007 		46-6000364 501(C)(3) 102,597   FMV none Research RESEARCH
(145) SOUTHWEST SCIENCES INCORPORATED (SSI)
1570 PACHECO ST STE E-11
SANTA FE,NM87505 		85-0340320 - 5,380   FMV none Research RESEARCH
(146) STANFORD UNI BRD OF LELAND STANFORD JR UNI
BECKMAN CENTER RM B062
STANFORD,CA94305 		94-1156365 501(C)(3) 3,139,436   FMV none Public Service/Extension RESEARCH
(147) SYMMETRICOM INC
34 TOZER RD
BEVERLY,MA01915 		95-1906306 - 60,161   FMV none Research RESEARCH
(148) TEXAS A&M UNIVERSITY
400 HARVEY
COLLEGE STATION,TX77845 		74-6000531 501(C)(3) 42,643   FMV none Research RESEARCH
(149) TEXAS A&M UNIVERSITY HEALTH SCIENCE
400 HARVEY
VALLEY PARK CENTER,TX77845 		74-1238434 GOVERNMENT 159,946   FMV none Research RESEARCH
(150) Texas Engineering Experment Station
1470 William D
College Station,TX77845 		74-1974733 GOVERNMENT 63,119   FMV none Research RESEARCH
(151) TEXAS TECH UNIVERSITY
203 HOLDEN HALL
LUBBOCK,TX79409 		75-6002622 501(C)(3) 134,661   FMV none Research RESEARCH
(152) TEXAS WESLEYAN UNIVERSITY
1201 WESLEYAN
FORT WORTH,TX76105 		75-0800691 501(C)(3) 69,586   FMV none Research RESEARCH
(153) THE ARIZONA BOARD OF REGENTS UNI OF ARIZONA
PO BOX 210158
TUCSON,AZ85721 		74-2652689 501(C)(3) 113,818   FMV none Research RESEARCH
(154) THE COLLEGE OF WILLIAM & MARY
PO BOX 8795
WILLAMSBURG,VA23187 		54-6001718 501(C)(3) 48,954   FMV none Research RESEARCH
(155) THE CONNECTICUT AGRICLEXPERIMENT STATION
123 HUNTINGTON ST
NEW HAVEN,CT06504 		06-6032987 GOVERNMENT 32,794   FMV none Research RESEARCH
(156) THE CONSERVATION FUND
1655 N FORT MYER DR
ARLINGTON,VA22209 		52-1388917 501(C)(3) 5,514   FMV none Research RESEARCH
(157) THE CURATORS OF THE UNIVERSITY OF MISSOURI
310 JESSE HALL
COLUMBIA,MO65211 		43-6003859 501(C)(3) 619,542   FMV none Public Service/Extension/Research RESEARCH
(158) THE GENERAL HOSPITAL CORP
55 FRUITE ST
BOSTON,MA02114 		04-3230035 501(C)(3) 272,549   FMV none Research RESEARCH
(159) THE GRODEN CENTER INC
86 MOUNT HOPE AVE
PROVIDENCE,RI02906 		05-0369378 501(C)(3) 63,708   FMV none Research RESEARCH
(160) THE OHIO STATE UNIVERSITY (OSU)
1960 KENNY RD
COLUMBUS,OH43210 		31-6025986 501(C)(3) 386,537   FMV none Research RESEARCH
(161) THE REGENTS OF THE UNIVERSITY OF CALIFORNIA
2150 SHATTUCK AVE
BERKELEY,CA94704 		61-3002123 GOVERNMENT 70,747   FMV none Research RESEARCH
(162) THE REGENTS OF THE UNIVERSITY OF COLORADO
572 UCB
BOULDER,CO80309 		84-6000555 501(C)(3) 644,590   FMV none Research RESEARCH
(163) THE ROGOSIN INSTITUTE
506 EASE 70TH ST
New York,NY10021 		13-3184198 501(C)(3) 30,324   FMV none Research RESEARCH
(164) THE TRUSTEES OF PRINCETON UNIVERSITY
PO BOX 36
PRINCETON,NJ08544 		21-0634501 501(C)(3) 53,888   FMV none Research RESEARCH
(165) THE UNIVERSITY OF SOUTHERN MISSISSIPPI
118 COLLEGE DR
HATTIESBURG,MS39406 		64-6000818 501(C)(3) 110,104   FMV none Research RESEARCH
(166) THE UNIVERSITY OF TEXAS
101 E 27TH ST STOP A9000
AUSTIN,TX78713 		74-0230239 501(C)(3) 1,050,944   FMV none Public Service/Extension RESEARCH
(167) THE WASHINGTON UNIVERSITY
CAMPUS BOX 1034 700
ST LOUIS,MO63112 		43-0653611 501(C)(3) 866,308   FMV none Research RESEARCH
(168) THE WILLIAM H MINER AGRIC RSRCH INSTIT
PO BOX 90 1034 MINER FARM
CHAZY,NY12921 		14-1414736 501(C)(3) 55,307   FMV none Public Service/Extension RESEARCH
(169) TRUMAN STATE UNIVERSITY
105 MCCLAIN HALL
KIRKSVILLE,MO63501 		43-6005833 501(C)(3) 52,518   FMV none Research RESEARCH
(170) TRUSTEES OF CLARK UNIVERSITY
950 Main Street
WORCESTER,MA01610 		04-2111203 501(C)(3) 18,102   FMV none Research RESEARCH
(171) TRUSTEES OF DARTMOUTH COLLEGE
11 ROPE FERRY RD 6210
HANOVER,NH03755 		02-0222111 501(C)(3) 279,911   FMV none Public Service/Extension/Research RESEARCH
(172) TUFTS UNIVERSITY
136 HARRISON AVE
BOSTON,MA02111 		04-2103634 501(C)(3) 59,020   FMV none Research RESEARCH
(173) TULANE UNIVERSITY HEALTH
1430 TULANE AVE TB-51
NEW ORLEANS,LA70112 		72-0423889 501(C)(3) 53,591   FMV none Research RESEARCH
(174) UNION COLLEGE
MCKEAN HOUSE 807
SCHENECTADY,NY12308 		14-1338580 501(C)(3) 14,749   FMV none Research RESEARCH
(175) UNIVERSITY CORP FOR ATMOSPHERIC RESEARCH
PO BOX 3000
BOULDER,CO80307 		84-0412668 501(C)(3) 403,023   FMV none Research RESEARCH
(176) UNIVERSITY OF ALASKA-ANCHORAGE
3211 PROVIDENCE DR
ANCHORAGE,AK99508 		92-6000147 501(C)(3) 45,805   FMV none Research RESEARCH
(177) UNIVERSITY OF ARKANSAS
120 OZARK HALL
FAYETTEVILLE,AR72701 		71-6003252 501(C)(3) 292,846   FMV none Research RESEARCH
(178) UNIVERSITY OF CENTRAL FLORIDA
12201 RES PARKWAY STE 501
ORLANDO,FL32826 		59-2924021 501(C)(3) 711,037   FMV none Research RESEARCH
(179) UNIVERSITY OF CHICAGO
6030 S Ellis AVE RM 114
CHICAGO,IL60637 		36-2177139 501(C)(3) 26,787   FMV none Research RESEARCH
(180) UNIVERSITY OF CONNECTICUT (UCONN)
438 WHITNEY RD
STORRS,CT06269 		06-0772160 501(C)(3) 20,778   FMV none Research RESEARCH
(181) UNIVERSITY OF DELAWARE
210 HULLIHEN HALL
NEWARK,DE19716 		51-6000297 501(C)(3) 17,618   FMV none Research RESEARCH
(182) UNIVERSITY OF FLORIDA
219 GRINTER HALL
GAINESVILLE,FL32611 		59-6002052 501(C)(3) 158,882   FMV none Research RESEARCH
(183) UNIVERSITY OF GEORGIA RESEARCH FOUNDATION
617 BOYD GRADUATE
ATHENS,GA30602 		58-1353149 501(C)(3) 61,189   FMV none Research RESEARCH
(184) UNIVERSITY OF HAWAII
2440 CAMPUS RD BOX 368
HONOLULU,HI96822 		99-6000354 501(C)(3) 691,124   FMV none Research RESEARCH
(185) UNIVERSITY OF KENTUCKY
109 KINKEAD HALL
LEXINGTON,KY40506 		61-6033693 501(C)(3) 192,480   FMV none Research RESEARCH
(186) UNI OF MAINE SYSTEM ACTING THROUGH THE UNIV
5717 CORBETT HALL
ORONO,ME04469 		01-6000769 501(C)(3) 123,439   FMV none Research RESEARCH
(187) UNIVERSITY OF MARYLAND
3112 LEE BUILDING
COLLEGE PARK,MD20742 		52-6002033 501(C)(3) 132,009   FMV none Research RESEARCH
(188) UNIVERSITY OF MASSACHUSETTS
70 BUTTERFIELD TERRACE
AMHERST,MA01003 		04-3167352 501(C)(3) 345,653   FMV none Research RESEARCH
(189) UNIVERSITY OF NEW HAMPSHIRE
111 SERVICE BLDG 51 CLG RD
DURHA,NH03824 		02-6000937 501(C)(3) 218,588   FMV none Public Service/Extension RESEARCH
(190) UNIVERSITY OF NORTH CAROLINA AT
104 AIRPORT DR
CHAPEL HILL,NC27599 		56-6001393 GOVERNMENT 20,566   FMV none Research RESEARCH
(191) UNI OF NORTH CAROLINA AT GREENSBORO
PO BOX 26170
GREENSBORO,NC27402 		56-6086393 GOVERNMENT 13,001   FMV none Public Service/Extension/Research RESEARCH
(192) UNIVERSITY OF NORTH TEXAS
1155 UNION CIR 305250
DENTON,TX76203 		75-6002149 501(C)(3) 84,798   FMV none Research RESEARCH
(193) UNIVERSITY OF PENNSYLVANIA
P221 FRANKLIN BLDG
PHILADELPHIA,PA19104 		23-1352685 501(C)(3) 150,035   FMV none Public Service/Extension RESEARCH
(194) UNIVERSITY OF PITTSBURGH
123 UNIV PL
PITTSBURGH,PA15213 		25-0965591 501(C)(3) 129,771   FMV none Research RESEARCH
(195) UNIVERSITY OF PUERTO RICO-RIO PIEDRAS CAMPUS
PO BOX 21790
SAN JUAN,PR00931 		66-0433760 501(C)(3) 29,460   FMV none Research RESEARCH
(196) UNIVERSITY OF RHODE ISLAND
70 LOWER COLLEGE RD
KINGSTON,RI02881 		22-3011455 501(C)(3) 16,442   FMV none Research RESEARCH
(197) UNIVERSITY OF SOUTHERN CALIFORNIA
3720 S FLOWER ST CUB 301
LA,CA90089 		95-1642394 501(C)(3) 698,714   FMV none Research RESEARCH
(198) UNIVERSITY OF TEXAS AT AUSTIN
24 GUADALAUPE
AUSTIN,TX78713 		74-6000203 GOVERNMENT 400,084   FMV none Research RESEARCH
(199) University of Texas Health Science Center
7703 Floyd Curl DR
San Antonio,TX78229 		74-1586031 GOVERNMENT 94,815   FMV none Research RESEARCH
(200) UNIVERSITY OF TEXAS MEDICAL
301 UNIV BLVD BSB 1106
GALVESTON,TX77555 		74-6000949 GOVERNMENT 60,993   FMV none Research RESEARCH
(201) University of Texas- San Antonio
One UTSA Circle
San Antonio,TX78249 		74-1717115 GOVERNMENT 19,182   FMV none Research RESEARCH
(202) UNIVERSITY OF THE VIRGIN ISLANDS
2 JOHN BREWERS BAY
ST THOMAS,VI00802 		66-0432514 501(C)(3) 45,723   FMV none Research RESEARCH
(203) UNIVERSITY OF UTAH
201 S PRESIDENTS
SALT LAKE CITY,UT84112 		87-6000525 GOVERNMENT 38,827   FMV none Research RESEARCH
(204) UNIVERSITY OF VIRGINIA
PO BOX 400195
CHARLOTTESVILLE,VA22904 		54-6001796 501(C)(3) 92,465   FMV none Research RESEARCH
(205) UNIVERSITY OF WASHINGTON
4333 BROOKLYN AVE NE
SEATTLE,WA98195 		91-6001537 501(C)(3) 998,450   FMV none Research RESEARCH
(206) UNIVERSITY OF WISCONSIN (UOWMAD)
21 N PARK ST STE 6401
MADISON,WI53715 		39-6028867 501(C)(3) 335,857   FMV none Public Service/Extension/Research RESEARCH
(207) US GEOLOGICAL SURVEY US DEPT OF THE INTERIOR
2255 N GEMINI DR
FLAGSTAFF,AZ86001 		53-0196958 GOVERNMENT 251,713   FMV none Research RESEARCH
(208) VANDERBILT UNIVERSITY
110 21ST AVE SOUTH
NASHVILLE,TN37235 		62-0476822 501(C)(3) 71,836   FMV none Research RESEARCH
(209) VANDERBILT UNIVERSITY MEDICAL CENTER
3319 WEST END AVE
NASHVILLE,TN37203 		62-0476822 501(C)(3) 200,333   FMV none Research RESEARCH
(210) VIRGINIA COMMONWEALTH UNIVERSITY
PO BOX 980568
RICHMOND,VA23298 		54-6001758 501(C)(3) 18,851   FMV none Research RESEARCH
(211) WASHINGTON STATE UNIVERSITY
NEILL HALL RM 423
PULLMAN,WA99164 		91-6001108 501(C)(3) 338,460   FMV none Research RESEARCH
(212) WELLESLEY COLLEGE
106 CENTRAL ST GRH139
WELLESLEY,MA02481 		04-2103637 501(C)(3) 54,646   FMV none Research RESEARCH
(213) WELLS COLLEGE
170 MAIN ST
AURORA,NY13026 		15-0532276 501(C)(3) 24,111   FMV none Research RESEARCH
(214) WEST VIRGINIA UNIVERSITY RESEARCH CORP
886 CHESTNUT RIDGE RD
MORGANTOWN,WV26506 		55-0665758 501(C)(3) 57,846   FMV none Research RESEARCH
(215) WESTCHESTER JEWISH COMMUNITY SERVICES
845 N BRDWAY
WHITE PLAINS,NY10603 		13-1740071 501(C)(3) 37,459   FMV none Research RESEARCH
(216) Whitehead Institute
9 CAMBRIDGE CENTER
CAMBRIDGE,MA02142 		06-1043412 501(C)(3) 125,065   FMV none Research RESEARCH
(217) WILLIAM MARSH RICE UNIVERSITY
PO BOX 1892 MS16
HOUSTON,TX77251 		74-1109620 501(C)(3) 110,320   FMV none Research RESEARCH
(218) YALE UNIVERSITY
214 WHITNEY AVE RM 230
NEW HAVEN,CT06520 		06-0646973 501(C)(3) 286,906   FMV none Research RESEARCH
(219) AMERICAN UNIVERSITY
4400 MA AVE NW
WASHINGTON,DC20016 		53-0196549 501(C)(3) 46,609   FMV none Research PUBLIC SERVICE/RESEARCH
(220) COLUMBIA UNIVERSITY
615 WEST 131 ST
New York,NY10027 		13-5598093 501(C)(3) 1,000,223   FMV none Public Service/Extension/Research PUBLIC SERVICE/RESEARCH
(221) CORNELL COOPERATIVE EXTENSION PLATTSBURGH
6064 ROUTE 22 STE 5
PLATTSBURGH,NY12901 		16-1159507 GOVERNMENT 27,556   FMV none Research PUBLIC SERVICE/RESEARCH
(222) CORNELL COOPERATIVE EXTENSION MILLBROOK
2715 US ROUTE 44 STE 1
MILLBROOK,NY12545 		16-6036882 GOVERNMENT 157,627   FMV none Research PUBLIC SERVICE/RESEARCH
(223) CORNELL COOPERATIVE EXTENSION WATERTOWN
203 N HAMILTON ST
WATERTOWN,NY13601 		16-6072882 GOVERNMENT 22,909   FMV none Research PUBLIC SERVICE/RESEARCH
(224) CORNELL COOPERATIVE EXTENSION ROCHESTER
249 HIGHLAND AVE
ROCHESTER,NY14620 		16-6072886 GOVERNMENT 70,379   FMV none Research PUBLIC SERVICE/RESEARCH
(225) CORNELL COOPERATIVE EXTENSION SUFFOLK CTY
423 GRIFFING AVE
RIVERHEAD,NY11901 		11-6081424 GOVERNMENT 124,209   FMV none Public Service/Extension PUBLIC SERVICE/RESEARCH
(226) CORNELL COOPERATIVE EXTENSION ULSTER CTY
232 PLAZA RD
KINGSTON,NY12401 		14-6036893 GOVERNMENT 42,566   FMV none Research PUBLIC SERVICE/RESEARCH
(227) PENNSYLVANIA STATE UNIVERSITY
110 TECH CTR BLDG
UNIVERSITY PARK,PA16802 		24-6000376 501(C)(3) 1,762,864   FMV none Research PUBLIC SERVICE/RESEARCH
(228) RESEARCH FDN FOR THE STATE UNIVERSITY OF NE
PO BOX 9
ALBANY,NY12201 		14-1368361 501(C)(3) 805,090   FMV none Research PUBLIC SERVICE/RESEARCH
(229) RUTGERS THE STATE UNIVERSITY OF NEW JERSEY
III 3 RUTGERS PLAZA
NEW BRUNSWICK,NJ08901 		22-6001086 501(C)(3) 374,137   FMV none Research PUBLIC SERVICE/RESEARCH
(230) SYRACUSE UNIVERSITY
113 BOWNE HALL
SYRACUSE,NY13244 		15-0532081 501(C)(3) 570,082   FMV none Public Service/Extension/Research PUBLIC SERVICE/RESEARCH
(231) THE BOARD OF TRUSTEES OF THE UNIVERSITY OF IL
1901 S FIRST ST STE A
CHAMPAIGN,IL61820 		37-6000511 501(C)(3) 259,392   FMV none Public Service/Extension PUBLIC SERVICE/RESEARCH
(232) THE REGENTS OF THE UNIVERSITY OF MINNESOTA
200 OAK ST SE STE 450
Minneapolis,MN55455 		41-6007513 501(C)(3) 1,847,524   FMV none Research PUBLIC SERVICE/RESEARCH
(233) UNIVERSITY OF ROCHESTER
515 HYLAN BLDG
ROCHESTER,NY14627 		16-0743209 501(C)(3) 751,550   FMV none Public Service/Extension PUBLIC SERVICE/RESEARCH
(234) UNIVERSITY OF TENNESSEE
2621 MORGAN CIRCLE DR
KNOXVILLE,TN37996 		62-6001636 501(C)(3) 77,585   FMV none Research PUBLIC SERVICE/RESEARCH
(235) UNIVERSITY OF VERMONT
340 WATERMAN BLDG
BURLINGTON,VT05405 		03-0179440 501(C)(3) 91,240   FMV none Research PUBLIC SERVICE/RESEARCH
(236) USDA-ARS
5601 SUNNYSIDE AVE
BELTSVILLE,MD20705 		72-0564834 GOVERNMENT 701,993   FMV none Research PUBLIC SERVICE/RESEARCH
(237) VA POLYTECHNIC INSTITUTE & STATE UNIVERSITY
N END CENTER STE 4200
BLACKSBURG,VA24060 		54-6001805 501(C)(3) 90,865   FMV none Research PUBLIC SERVICE/RESEARCH
(238) BOSTON HOUSING AUTHORITY
52 CHAUNCEY ST
BOSTON,MA02111 		04-6001907 GOVERNMENT 7,955   FMV none Public Service/Extension/Research PUBLIC SERVICE/EXTENSION
(239) CORNELL COOPERATIVE EXTENSION MALONE
355 WEST MAIN ST STE 150
MALONE,NY12953 		14-6037203 GOVERNMENT 58,371   FMV none Research PUBLIC SERVICE/EXTENSION
(240) CORNELL COOPERATIVE EXTENSION JAMESTOWN
3542 TURNER RD
JAMESTOWN,NY14701 		16-6072874 GOVERNMENT 6,395   FMV none Research PUBLIC SERVICE/EXTENSION
(241) CORNELL COOPERATIVE EXTENSION CORTLAND
60 CENTRAL AVE RM 105
CORTLAND,NY13045 		16-6072877 GOVERNMENT 15,843   FMV none Research PUBLIC SERVICE/EXTENSION
(242) CORNELL COOPERATIVE EXTENSION ITHACA
615 WILLOW AVE
ITHACA,NY14850 		16-6072897 GOVERNMENT 9,152   FMV none Research PUBLIC SERVICE/EXTENSION
(243) CORNELL COOPERATIVE EXTENSION
24 MARTIN RD
VOORHEESVILLE,NY12186 		14-6036881 GOVERNMENT 13,455   FMV none Research PUBLIC SERVICE/EXTENSION
(244) CORNELL COOPERATIVE EXT ASSOC OF COLUMBIA
6055 ROUTE 23
ACRA,NY12405 		14-6036887 GOVERNMENT 214,367   FMV none Research PUBLIC SERVICE/EXTENSION
(245) CORNELL COOPERATIVE EXTENSION BROOME CTY
840 UPPER FRONT ST
BINGHAMTON,NY13905 		14-6271874 GOVERNMENT 124,312   FMV none Research PUBLIC SERVICE/EXTENSION
(246) CORNELL COOPERATIVE EXTENSION ERIE COUNTY
21 SOUTH GROVE ST
EAST AURORA,NY14052 		16-6072879 GOVERNMENT 16,929   FMV none Research PUBLIC SERVICE/EXTENSION
(247) CORNELL COOPERATIVE EXTENSION ORANGE CTY
18 SEWARD AVE STE 300
MIDDLETOWN,NY10940 		14-6036889 GOVERNMENT 20,818   FMV none Research PUBLIC SERVICE/EXTENSION
(248) CORNELL COOPERATIVE EXTENSION PUTNAM CTY
TERRAVEST CORP PARK
BREWSTER,NY10509 		14-6036878 GOVERNMENT 8,684   FMV none Public Service/Extension PUBLIC SERVICE/EXTENSION
(249) CORNELL COOPERATIVE EXTENSION-MADISON CTY
PO BOX 1209 EATON ST
MORRISVILLE,NY13408 		16-6072885 GOVERNMENT 26,314   FMV none Research PUBLIC SERVICE/EXTENSION
(250) DUTCHESS CTY SOIL & WATER CONSERVATION DISTRI
2715 RTE 44 STE 3
MILLBROOK,NY12545 		14-6011863 GOVERNMENT 10,000   FMV none Research PUBLIC SERVICE/EXTENSION
(251) EDU INC
6900-29 DANIELS
FORT MYERS,FL33912 		65-0434251 - 35,000   FMV none Research PUBLIC SERVICE/EXTENSION
(252) ENVIRONMENTAL EDUCATION EXCHANGE
738 N 5TH AVE STE 100
TUCSON,AZ85705 		86-0682018 501(C)(3) 125,060   FMV none Research PUBLIC SERVICE/EXTENSION
(253) INFORMED GREEN SOLUTIONS
PO BOX 60
EAST BURKE,VT05832 		26-4427379 501(C)(3) 11,118   FMV none Research PUBLIC SERVICE/EXTENSION
(254) MAINE MEDICAL CENTER
22 BRAMHALL ST
SOUTH PORTLAND,ME04102 		01-0238552 501(C)(3) 7,843   FMV none Research PUBLIC SERVICE/EXTENSION
(255) NATIONAL CENTER FOR HEALTHY HOUSING
10320 LITTLE PATUXENT
COLUMBIA,MD21044 		52-1792579 501(C)(3) 10,013   FMV none Research PUBLIC SERVICE/EXTENSION
(256) NEW MEXICO BUSINESS LEADERSHIP NETWORK
PO BOX 90803
ALBUQUERQUE,NM87199 		41-2055631 501(C)(3) 8,835   FMV none Research PUBLIC SERVICE/EXTENSION
(257) NORTH AMERICAN ASSOC FOR ENVIRON EDU
2000 P ST NW STE 540
WASHINGTON,DC20036 		23-7158061 501(C)(3) 1,078,805   FMV none Research PUBLIC SERVICE/EXTENSION
(258) ORANGE COUNTY SOIL & WATER
225 DOLSON AVE STE 103
MIDDLETOWN,NY10940 		14-6036889 GOVERNMENT 8,260   FMV none Research PUBLIC SERVICE/EXTENSION
(259) RESEARCH FDN CUNY ON BEHALF OF LEHMAN COLLE
230 W 41ST ST
New York,NY10036 		13-1988190 501(C)(3) 10,951   FMV none Research PUBLIC SERVICE/EXTENSION
(260) ST MARK'S DAY SCHOOL
1346 PRESIDENT ST
BROOKLYN,NY11213 		11-1694941 501(C)(3) 11,900   FMV none Research PUBLIC SERVICE/EXTENSION
(261) THE ADVOCACY CENTER
590 SOUTH AVE
ROCHESTER,NY14620 		23-7298613 501(C)(3) 116,066   FMV none Research PUBLIC SERVICE/EXTENSION
(262) THE CONFERENCE BOARD INC
845 THIRD AVE
New York,NY10022 		13-1624108 501(C)(3) 45,000   FMV none Public Service/Extension PUBLIC SERVICE/EXTENSION
(263) TUSKEGEE UNIVERSITY
CARNEGIE HALL 4TH FLOOR
TUSKEGEE,AL36088 		63-0288878 501(C)(3) 9,521   FMV none Research PUBLIC SERVICE/EXTENSION
(264) ULSTER COUNTY BOCES
175 ROUTE 32 NORTH
NEW PALTZ,NY12561 		14-6003939 501(C)(3) 52,530   FMV none Research PUBLIC SERVICE/EXTENSION
(265) UNITED SPINAL ASSOCIATION
75-20 ASTORIA BLVD
JACKSON HEIGHTS,NY11370 		13-5612621 501(C)(3) 17,250   FMV none Research PUBLIC SERVICE/EXTENSION
(266) UNIVERSITY OF LOUISVILLE RESEARCH FDN
2301 S THIRD
LOUISVILLE,KY40202 		61-1014882 501(C)(3) 20,617   FMV none Research PUBLIC SERVICE/EXTENSION
(267) US BUSINESS LEADERSHIP NETWORK
13130 BRADDOCK PL
ALEXANDRIA,VA22314 		26-0482057 501(C)(3) 89,397   FMV none Research PUBLIC SERVICE/EXTENSION
(268) VASSAR COLLEGE
BOX 4 124 RAYMOND
POUGHKEEPSIE,NY12604 		14-1338587 501(C)(3) 5,637   FMV none Research PUBLIC SERVICE/EXTENSION
(269) WALDRON EDUCATIONAL CONSULTING
W1840 STEINER RD
CHILTON,WI53014 		11-5709435 - 17,792   FMV none Research INSTRUCTION
(270) UNIVERSITY OF MARYLAND EASTERN SHORE
11868 ACADEMIC OVAL
PRINCESS ANNE,MD21853 		52-6002033 GOVERNMENT 79,258   FMV NONE RESEARCH
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
245
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
26
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2013

Schedule I (Form 990) 2013
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) Student Financial Aid 14366 251,512,483   FMV NONE












Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
Schedule I, Part II THE UNIVERSITY REPORTS ALL GRANT RECIPIENTS INCLUDING SUB-GRANTEES OF WHICH IT IS AWARE. THIS INCLUDES SUB RECIPIENT AWARDS, PRIMARILY FOR RESEARCH, TO GOVERNMENT AGENCIES, ORGANIZATIONS EXEMPT UNDER 501(C)(3) AND FOR-PROFIT ENTITIES FOR WHICH NO AUTHORITY FOR EXEMPTION IS PROVIDED.
Schedule I, Part III Cornell University provided need-based financial aid totalling $251,512,483 to approximately 14,366 students in the fiscal year ending June 30, 2014. In addition to Cornell endowed scholarships, annual gifts and tuition funded grants of $224,766,791, this amount includes scholarships and grants from federal, state, and external sources totalling $26,745,692.
Schedule I (Form 990) 2013


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)BARBARA A BAIRDTRUSTEE (i)
(ii)		 175,718
  		11,458
  		44,893
  		25,139
  		20,704
  		277,912
  		 
 
(2)NELSON G HAIRSTONTRUSTEE (i)
(ii)		 173,816
  		 
  		 
  		17,806
  		19,219
  		210,841
  		 
 
(3)ALAN L MITTMANTRUSTEE (i)
(ii)		 129,919
  		 
  		 
  		13,570
  		20,655
  		164,144
  		 
 
(4)DAVID J SKORTONPRESIDENT (i)
(ii)		 790,839
  		0
  		7,712
  		71,322
  		108,640
  		978,513
  		 
 
(5)JOANNE M DESTEFANOVP FINANCE & CFO (i)
(ii)		 406,372
  		12,370
  		21,936
  		41,380
  		14,289
  		496,347
  		 
 
(6)W KENT FUCHSPROVOST (i)
(ii)		 557,266
  		32,900
  		22,337
  		25,500
  		33,771
  		671,774
  		 
 
(7)LAURIE H GLIMCHERDEAN AND PROVOST MED. AFFRS (i)
(ii)		 588,437
  		 
  		692,866
  		36,315
  		20,977
  		1,338,595
  		 
 
(8)JAMES J MINGLEUNIV. COUNSEL & SECRETARY (i)
(ii)		 438,255
  		9,748
  		29,943
  		34,500
  		23,316
  		535,762
  		 
 
(9)ZEV ROSENWAKS MDDIRECTOR COHEN CNTR RPRDC MED (i)
(ii)		 304,209
  		 
  		4,762,713
  		36,315
  		37,452
  		5,140,689
  		 
 
(10)STEVEN D SPANDORFER MDPROF. OBS GYN & REPRODUCT MED (i)
(ii)		 94,049
  		 
  		3,149,249
  		36,315
  		33,583
  		3,313,196
  		 
 
(11)PHILIP E STEIG MDPROF. & CHAIR DEPT OF NEUROSGY (i)
(ii)		 321,121
  		 
  		3,540,685
  		36,315
  		38,016
  		3,936,137
  		 
 
(12)HEY-JOO KANG MDPROF. OBS GYN & REPRODUCT MED (i)
(ii)		 85,540
  		 
  		3,021,512
  		15,315
  		30,320
  		3,152,687
  		 
 
(13)THEODORE SCHWARTZ MDPROF. OF NEUROLOGICAL SURGERY (i)
(ii)		 224,363
  		 
  		3,087,839
  		25,815
  		29,851
  		3,367,868
  		 
 
(14)ANTHONY GOTTO MDFORMER OFFICER (i)
(ii)		 477,913
  		 
  		4,944
  		 
  		8,583
  		491,440
  		 
 
(15)ROSEMARY J AVERYFORMER TRUSTEE (i)
(ii)		 204,137
  		 
  		50,599
  		37,005
  		12,285
  		304,026
  		 
 
(16)BETH MCKINNEYFORMER TRUSTEE (i)
(ii)		 62,630
  		15,400
  		 
  		8,397
  		18,346
  		104,773
  		 
 
(17)ALBERT EDWARDSCHIEF INVESTMENT OFFICER (i)
(ii)		 552,988
  		518,754
  		 
  		25,500
  		22,642
  		1,119,884
  		 
 
(18)DANIEL KNOWLES MDCHAIR & PROFESSOR OF PATHOLOGY (i)
(ii)		 415,110
  		 
  		1,365,237
  		36,315
  		37,633
  		1,854,295
  		 
 
(19)ROBERT A BUHRMANSR. VP FOR RESEARCH (i)
(ii)		 309,019
  		50,540
  		17,500
  		25,500
  		14,701
  		417,260
  		 
 
(20)STEPHEN M COHENEXECUTIVE VICE PROVOST (i)
(ii)		 811,456
  		 
  		78,000
  		36,315
  		43,338
  		969,109
  		 
 
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
LINES 1A AND 2 PAYMENT OR REIMBURSEMENT OF THE EXPENSES DESCRIBED IN 1A IS COVERED BY THE UNIVERSITY'S TRAVEL POLICIES OR SPECIFIC EMPLOYMENT CONTRACTS AND INCLUDES THE UNIVERSITY'S IMPLEMENTATION OF AN ACCOUNTABLE PLAN. THERE IS OCCASIONALLY UNIT DISCRETION.
LINE 4B The president participates in a board authorized deferred compensation agreement under IRC Section 457(f). The deferral for the president of $45,822 under IRC Section 457(f) of amounts not substantially vested are disclosed on Schedule J, Part II, Column (c) for the president as a component of overall qualified and non-qualified deferred compensation.
LINE 7 BONUS PAYMENTS ARE PROVIDED TO INDIVIDUALS IN RECOGNITION OF ACCOMPLISHMENTS OF SPECIFIC GOALS OR OVERALL PERFORMANCE.
ADDITIONAL INFORMATION ON BOARD OF TRUSTEES THE CORNELL BOARD INCLUDES FACULTY, STAFF AND STUDENTS. FACULTY MEMBERS ELECT TWO (2) MEMBERS; THE STUDENT BODY ELECTS TWO (2) MEMBERS; THE "EMPLOYEE ASSEMBLIES" ELECT ONE (1) MEMBER. FOR FISCAL YEAR ENDED JUNE 30, 2012, THE FACULTY MEMBERS WERE BARBARA A. BAIRD AND NELSON G. HAIRSTON; THE STUDENT REPRESENTATIVES WERE ROSS H. GITLIN AND DARRICK T.N EVENSON; AND THE EMPLOYEE REPRESENTATIVE WAS ALAN MITTMAN.
Schedule J (Form 990) 2013

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number
15-0532082
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A TCIBA (SERIES 2008A-70 MILLION PAR)
  		16-1214039 890099EQ3 06-23-2010 75,307,598 Refund 2008 Bonds (1/30/2008)   X   X   X
B DASNY (Series 1990B - 5045 million PAR)
  		14-6000293 649905ZH2 05-03-2010 55,997,134 Refund 1990 Bonds (12/19/1990)   X   X   X
C DASNY (Series 2004 A&B - 921 million PAR)
  		14-6000293 46983TRF2 05-27-2004 92,100,000 See Supplemental Information   X   X   X
D DASNY (Series 2006A - 250 million PAR)
  		14-6000293 64983QL98 05-11-2006 258,479,025 See Supplemental Information   X   X   X
DASNY (Series 2009A - 305 million PAR)
  		14-6000293 649905DC7 04-22-2009 312,100,133 See supplemental information   X   X   X
DASNY (Series 2010A - 285 million PAR)
  		14-6000293 649905R99 06-09-2010 310,560,097 See supplemental information   X   X   X
DASNY CP Program (May 12 2011 Tax certificate)
  		14-6000293 64983L000 05-12-2011 59,000,000 Finance Capital Projects   X   X   X
DASNY (Series 2008B & C - 127785 million PAR)
  		14-6000293 649905A97 05-03-2010 139,688,300 Refunded 2008 DASNY Bonds   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 5,835,000 10,355,000 17,925,000 87,630,000
2 Amount of bonds legally defeased . . . . . . . . . . . 0 0 0 0
3 Total proceeds of issue . . . . . . . . . . . . . . 75,307,598 55,997,134 92,663,883 261,813,216
4 Gross proceeds in reserve funds . . . . . . . . . . . . 0 0 0 0
5 Capitalized interest from proceeds . . . . . . . . . . . 0 0 0 0
6 Proceeds in refunding escrows . . . . . . . . . . . . 0 0 0 0
7 Issuance costs from proceeds . . . . . . . . . . . . 520,432 0 842,345 1,698,799
8 Credit enhancement from proceeds . . . . . . . . . . . 0 0 0 0
9 Working capital expenditures from proceeds . . . . . . . . . 0 0 0 0
10 Capital expenditures from proceeds . . . . . . . . . . . 0 0 50,376,296 79,584,039
11 Other spent proceeds . . . . . . . . . . . . . . 74,787,166 55,997,154 41,445,242 180,530,378
12 Other unspent proceeds . . . . . . . . . . . . . . 0 0 0 0
13 Year of substantial completion . . . . . . . . . . . . 2010 2010 2006 2008
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . . X   X   X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.400 % 0.120 % 0.020 % 0.050 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.430 % 0.030 % 0.020 % 0.020 %
6 Total of lines 4 and 5 . . . . . . . . . . . . . 0.830 % 0.150 % 0.040 % 0.070 %
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of.        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? . . . . . . . 		X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X     X   X
c No rebate due? . . . . . . . .   X   X X   X  
If you checked "No rebate due" in line 2c, provide in
Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .   X   X X     X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . . 0
  		0
  		0
  		 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was the hedge terminated? . . . . . .                
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . . 0
  		0
  		0
  		0
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
SERIES 2008A PART I REFUND 2008 TCIDA BONDS (ISSUED JANUARY 30, 2008). PART IV QUESTION 2 ARBITRAGE REBATE COMPUTATION COMPLETED 9/12/2012.
SERIES 1990B PART IV QUESTION 2 SERIES 1990B BONDS REFINANCE EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
2004 BONDS PART I REFUNDED 1998 TAX EXEMPT COMMERCIAL PAPER ($40,805,000) AND FINANCED NEW PROJECTS. PART IV QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/24/2007.
SERIES 2006 PART I REFUNDED 1996 BONDS (63,717,543 DATE OF ISSUE 6/20/1996); REFUNDED TAXABLE CP ($40,000,000); REFUNDED TAX EXEMPT CP ($75,000,000); AND FINANCED CAPITAL CONSTRUCTION OF THE ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES. PART IV QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 5/31/2008.
SERIES 2009 PART I REFUND $150 MILLION OF TAX-EXEMPT CP AND FINANCE CAPITAL PROJECTS ON ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES. PART IV QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 4/30/2012
SERIES 2010 PART I REFUNDED $50 MILLION OF TAXABLE DEBT AND FINANCED CONSTRUCTION OF A MEDICAL BUILDING ON THE WEILL MEDICAL COLLEGE CAMPUS. PART III OF THE $285 MILLION ISSUED, THERE WAS A REFUNDING OF $50 MILLION USED FOR CAPITAL RENOVATIONS. THERE WAS NO PRIVATE USE NOTED. APPROXIMATELY $235 MILLION OF THE BOND SERIES WAS USED FOR CONSTRUCTION OF A BUILDING THAT WAS PLACED IN SERVICE IN JANUARY 2014. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/31/2012
SERIES 1998 COMMERCIAL PAPER PART I FINANCE CAPITAL CONSTRUCTION ON ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES. PART IV QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 5/12/13.
SERIES 2008 B&C PART I REFUND 2008 DASNY BONDS (ISSUED APRIL 10, 2008). PART IV QUESTION 2 SERIES 2008 REFUNDED EXISTING BONDS WITH NO NEW MONEY COMPONENT. EXEMPT FROM ARBITRAGE REBATE CALCULATION.
Schedule K (Form 990) 2013

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
SchKMediumBulletInformation about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number
15-0532082
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A TCIBA (SERIES 2008A-70 MILLION PAR)
  		16-1214039 890099EQ3 06-23-2010 75,307,598 Refund 2008 Bonds (1/30/2008)   X   X   X
B DASNY (Series 1990B - 5045 million PAR)
  		14-6000293 649905ZH2 05-03-2010 55,997,134 Refund 1990 Bonds (12/19/1990)   X   X   X
C DASNY (Series 2004 A&B - 921 million PAR)
  		14-6000293 46983TRF2 05-27-2004 92,100,000 See Supplemental Information   X   X   X
D DASNY (Series 2006A - 250 million PAR)
  		14-6000293 64983QL98 05-11-2006 258,479,025 See Supplemental Information   X   X   X
DASNY (Series 2009A - 305 million PAR)
  		14-6000293 649905DC7 04-22-2009 312,100,133 See supplemental information   X   X   X
DASNY (Series 2010A - 285 million PAR)
  		14-6000293 649905R99 06-09-2010 310,560,097 See supplemental information   X   X   X
DASNY CP Program (May 12 2011 Tax certificate)
  		14-6000293 64983L000 05-12-2011 59,000,000 Finance Capital Projects   X   X   X
DASNY (Series 2008B & C - 127785 million PAR)
  		14-6000293 649905A97 05-03-2010 139,688,300 Refunded 2008 DASNY Bonds   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 5,835,000 10,355,000 17,925,000 87,630,000
2 Amount of bonds legally defeased . . . . . . . . . . . 0 0 0 0
3 Total proceeds of issue . . . . . . . . . . . . . . 75,307,598 55,997,134 92,663,883 261,813,216
4 Gross proceeds in reserve funds . . . . . . . . . . . . 0 0 0 0
5 Capitalized interest from proceeds . . . . . . . . . . . 0 0 0 0
6 Proceeds in refunding escrows . . . . . . . . . . . . 0 0 0 0
7 Issuance costs from proceeds . . . . . . . . . . . . 520,432 0 842,345 1,698,799
8 Credit enhancement from proceeds . . . . . . . . . . . 0 0 0 0
9 Working capital expenditures from proceeds . . . . . . . . . 0 0 0 0
10 Capital expenditures from proceeds . . . . . . . . . . . 0 0 50,376,296 79,584,039
11 Other spent proceeds . . . . . . . . . . . . . . 74,787,166 55,997,154 41,445,242 180,530,378
12 Other unspent proceeds . . . . . . . . . . . . . . 0 0 0 0
13 Year of substantial completion . . . . . . . . . . . . 2010 2010 2006 2008
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . . X   X   X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.400 % 0.120 % 0.020 % 0.050 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.430 % 0.030 % 0.020 % 0.020 %
6 Total of lines 4 and 5 . . . . . . . . . . . . . 0.830 % 0.150 % 0.040 % 0.070 %
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of.        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? . . . . . . . 		X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X     X   X
c No rebate due? . . . . . . . .   X   X X   X  
If you checked "No rebate due" in line 2c, provide in
Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .   X   X X     X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . . 0
  		0
  		0
  		 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was the hedge terminated? . . . . . .                
Schedule K (Form 990) 2013
Schedule K (Form 990) 2013
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . . 0
  		0
  		0
  		0
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
SERIES 2008A PART I REFUND 2008 TCIDA BONDS (ISSUED JANUARY 30, 2008). PART IV QUESTION 2 ARBITRAGE REBATE COMPUTATION COMPLETED 9/12/2012.
SERIES 1990B PART IV QUESTION 2 SERIES 1990B BONDS REFINANCE EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION.
2004 BONDS PART I REFUNDED 1998 TAX EXEMPT COMMERCIAL PAPER ($40,805,000) AND FINANCED NEW PROJECTS. PART IV QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/24/2007.
SERIES 2006 PART I REFUNDED 1996 BONDS (63,717,543 DATE OF ISSUE 6/20/1996); REFUNDED TAXABLE CP ($40,000,000); REFUNDED TAX EXEMPT CP ($75,000,000); AND FINANCED CAPITAL CONSTRUCTION OF THE ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES. PART IV QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 5/31/2008.
SERIES 2009 PART I REFUND $150 MILLION OF TAX-EXEMPT CP AND FINANCE CAPITAL PROJECTS ON ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES. PART IV QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 4/30/2012
SERIES 2010 PART I REFUNDED $50 MILLION OF TAXABLE DEBT AND FINANCED CONSTRUCTION OF A MEDICAL BUILDING ON THE WEILL MEDICAL COLLEGE CAMPUS. PART III OF THE $285 MILLION ISSUED, THERE WAS A REFUNDING OF $50 MILLION USED FOR CAPITAL RENOVATIONS. THERE WAS NO PRIVATE USE NOTED. APPROXIMATELY $235 MILLION OF THE BOND SERIES WAS USED FOR CONSTRUCTION OF A BUILDING THAT WAS PLACED IN SERVICE IN JANUARY 2014. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/31/2012
SERIES 1998 COMMERCIAL PAPER PART I FINANCE CAPITAL CONSTRUCTION ON ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES. PART IV QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 5/12/13.
SERIES 2008 B&C PART I REFUND 2008 DASNY BONDS (ISSUED APRIL 10, 2008). PART IV QUESTION 2 SERIES 2008 REFUNDED EXISTING BONDS WITH NO NEW MONEY COMPONENT. EXEMPT FROM ARBITRAGE REBATE CALCULATION.
Schedule K (Form 990) 2013

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBullet See separate instructions.
MediumBulletInformation about Schedule L (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
Total ......Small Bullet $  
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2013
Schedule L (Form 990 or 990-EZ) 2013
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) Verizon TRUSTEE-MCADAM 469,633 Purchase of goods/service   No
(2) Verizon Wireless Services LLC TRUSTEE-MCADAM 1,700,152 Purchase of goods/service   No
(3) Verizon Select Services Inc TRUSTEE-MCADAM 5,975 Purchase of goods/service   No
(4) Verizon Wireless TRUSTEE-MCADAM 6,400 Purchase of goods/service   No
(5) JP Morgan Chase TRUSTEE-BRAUNSTEIN 2,020,980 Banking fees paid by Univ   No
(6) Charles River Various Funds TRUSTEE-ZAK 233,081 Investment by Univ   No
(7) Charles River Various Funds TRUSTEE-ZAK 1,116,502 Distribution to Univ   No
(8) First Reserve Various Funds TRUSTEE-MACAULAY 111,817 Investment by Univ   No
(9) First Reserve Various Funds TRUSTEE-MACAULAY 5,609,278 Distribution to Univ   No
(10) MC Ventures Various Funds TRUSTEE-CROLL 746,894 Distribution to Univ   No
(11) Oak Hill European Credit Fund TRUSTEE-DAVIS 7,920,000 Investment by Univ   No
(12) Kionix TRUSTEE-GALVIN 1,877,967 Royalties paid to Univ   No
(13) SB Ashley Management Co TRUSTEE-ASHLEY 336,542 RE mngt fees paid by Univ   No
(14) P DeStefano OFFICER-SPOUSE 79,138 Compensation   No
(15) R Davisson OFFICER-SPOUSE 243,842 Compensation   No
(16) Waters Corp OFFICER-GLIMCHER 589,810 Purchase of goods/service   No
(17) Waters Technology Corp OFFICER-GLIMCHER 33,123 Purchase of goods/service   No
(18) Vicam Waters Corp OFFICER-GLIMCHER 29,184 Purchase of goods/service   No
(19) TA Instruments Waters Corp OFFICER-GLIMCHER 77,816 Purchase of goods/service   No
(20) Merck Co OFFICERS-GLIMCHER & GOTTO 259,540 Purchase of goods/service   No
(21) Pfizer OFFICERS-GLIMCHER & GOTTO 582,433 Purchase of goods/service   No
(22) Roche Diagnostics USA FRMR OFFICER GOTTO 208,525 Purchase of goods/service   No
(23) Roche Molecular Systems Inc FRMR OFFICER GOTTO 27,088 Purchase of goods/service   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageInformation about Schedule M (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 32 614,675 APPRAISAL
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 1,391,728 APPRAISAL
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes .... X 1 10,250 APPRAISAL
8 Intellectual property ...        
9 Securities—Publicly traded .        
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( COMPUTER & SOFTWARE ) X 2 23,618,645 APPRAISAL
26 Other Right pointing arrow large image ( EQUIPMENT ) X 104 986,331 APPRAISAL
27 Other Right pointing arrow large image ( HORSES ) X 49 181,060 APPRAISAL
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
46
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that
it must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2013)
Schedule M (Form 990) (2013)
Page 2
Part II
Supplemental Information. Provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
Schedule M (Form 990) (2013)
Additional Data


Software ID:  
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SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Return Reference Explanation
Form 990 Part III Line 1 THE ORGANIZATION'S MISSION IS TO PROVIDE UNDERGRADUATE AND GRADUATE DEGREE PROGRAMS, DISCOVER, PRESERVE, AND DISSEMINATE KNOWLEDGE, PRODUCE CREATIVE WORK AND PROMOTE A CULTURE OF BROAD INQUIRY.
Form 990 Part III Line 4d OTHER PROGRAM SERVICE ACCOMPLISHMENTS INCLUDE, BUT ARE NOT LIMITED TO, THE LAND-GRANT MISSION, ACADEMIC CONFERENCES, PUBLICATIONS AND ROOM AND BOARD FOR THE STUDENT BODY.
Form 990 Part VI Line 4 On May 24, 2014 the Board approved amendments to the Bylaws to Articles III, Sections 1.a., 8.a., and 12 and Article XII, Section 3., Article XIV, Section 1. The first removes the section regarding "Special Committees" to conform with changes in the New York Not-for-Profit Corporation Law ("NPCL") which, along with the Cornell Charter, governs Cornell University as an education corporation. The NPCL currently distinguishes between (i) the executive committee and other standing committees of the board, on one hand, and (ii) special committees of the board, on the other hand. Pursuant to NPCL Section 712(c), special committees of the board may be authorized by the bylaws, and some corporations misused special committees (in lieu of establishing standing committees) for ongoing corporate activity instead of for specific matters of limited duration, as the law intended. Therefore, the New York Non-Profit Revitalization Act of 2013 (effective July 1, 2014) amended Section 712, deleted Section 712(c), eliminating special committees. The second Bylaws change provides that the Chief Investment Officer may report to the President "or designee." This amendment accommodates the recent administrative change in the CIO's reporting relationship previously to the President, and currently to the Vice President and Chief Financial Officer. FORM 990 PART VI LINE 7A PURSUANT TO THE UNIVERSITY'S CHARGER, THE BOARD OF TRUSTEES CONSISTS OF 64 MEMBERS. OF THIS NUMBER, THE GOVERNOR, THE TEMPORARY PRESIDENT OF THE SENATE, THE SPEAKER OF THE ASSEMBLY, AND THE PRESIDENT OF THE UNIVERSITY ARE EX OFFICIO TRUSTEES DURING THEIR TERMS OF OFFICE. FURTHER, THE ELDEST LINEAL DESCENDANT OF EZRA CORNELL IS APPOINTED AS A TRUSTEE FOR HIS OR HER LIFE. THE GOVERNOR ALSO APPOINTS THREE TRUSTEES. ADDITIONALLY, ACADEMIC FACULTY APPOINT TWO MEMBERS, THE STUDENT BODY APPOINTS TWO MEMBERS, THE NON-ACADEMIC STAFF APPOINT ONE MEMBER, AND THE ALUMNI ELECT EIGHT MEMBERS. ALL REMAINING TRUSTEES ARE SELECTED BY THE BOARD OF TRUSTEES. BOARD OF TRUSTEES.
Form 990 Part VI Line 11a With the exception of the identity of one contributor in Schedule B, Part I, a complete copy of the Form 990 was provided to all members of the board of trustees before filing the return
Form 990 Part VI Line 11b IN ADVANCE OF FILING, THE UNIVERSITY PRESENTS A DRAFT OF FORM 990 TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES AT THEIR SPRING MEETING WHICH GENERALLY OCCURS IN MARCH OF EACH YEAR. FURTHER, PRIOR TO THE SPRING AUDIT COMMITTEE MEETING, ALL VOTING MEMBERS OF THE BOARD OF TRUSTEES ARE NOTIFIED OF MATERIALS BEING REVIEWED BY THE COMMITTEE AND A DRAFT FORM 990 IS INCLUDED IN THIS NOTIFICATION. IF ANY CHANGES ARE MADE, PRIOR TO FILING, THE FINAL 990 IS POSTED TO THE BOARD OF TRUSTEES' PASSWORD-PROTECTED WEBSITE. AN EMAIL NOTIFICATION IS SENT TO ALL VOTING MEMBERS OF THE BOARD OF TRUSTEES INFORMING THEM THAT CHANGES HAVE BEEN MADE WITH A LINK TO THE SECURE WEBSITE.
Form 990 Part VI Line 12C INFORMATION ON MONITORING CONFLICT OF INTEREST: UNDER THE UNIVERSITY'S CONFLICT OF INTEREST POLICY, OFFICERS, DIRECTORS, OTHER KEY EMPLOYEES, AND FACULTY MEMBERS MUST FILE AN ANNUAL CONFLICT OF INTEREST STATEMENT. ANY CONFLICT IDENTIFIED IS REPORTED TO THE APPROPRIATE OFFICE RESPONSIBLE FOR MANAGING THE CONFLICT, SUCH AS THE REAL ESTATE OFFICE FOR REAL ESTATE MATTERS. THIS PROCEDURE IS DESIGNED TO HELP ENSURE THAT SUCH TRANSACTIONS ARE SUBJECT TO ADDITIONAL REVIEW AND AUTHORIZATION.
Form 990 Part VI Line 15a COMPENSATION: THE UNIVERSITY HAS FORMAL PROCEDURES TO AUTHORIZE AND MANAGE COMPENSATION ISSUES. THE PROCEDURES IDENTIFIED BELOW APPLY TO ALL OFFICERS; ALL FORMER OFFICERS WHO CONTINUE TO PROVIDE SERVICES TO THE INSTITUTION AS A WHOLE; ALL EMPLOYEES WHO OCCUPY CERTAIN ROLES SUCH AS DEAN AND VICE PRESIDENT; AND ALL EMPLOYEES WHOSE COMPENSATION EXCEEDS A PRE-ESTABLISHED THRESHOLD. THE VICE PRESIDENT FOR THE DIVISION OF HUMAN RESOURCES (VP) DEVELOPS THE LIST OF INDIVIDUALS SUBJECT TO REVIEW AND OBTAINS COMPARATIVE DATA FROM EXTERNAL, INDEPENDENT CONSULTING FIRMS. THE VP AND HER INTERNAL STAFF DEVELOP A FORMAL PRESENTATION FOR THE COMPENSATION SUBCOMMITTEE OF THE EXECUTIVE COMMITTEE OF THE BOARD. THE SUBCOMMITTEE REVIEWS THE INFORMATION AND MODIFIES IT IF DEEMED APPROPRIATE. THE SUBCOMMITEE RECOMMENDS COMPENSATION FOR FINAL REVIEW AND APPROVAL TO THE EXECUTIVE COMMITTEE OF THE BOARD. IN ADDITION, THE UNIVERSITY MAINTAINS CONTEMPORANEOUS WRITTEN RECORDS OF THE PROCEDURES THAT, TOGETHER WITH THE FOREGOING, GIVE RISE TO A REBUTTABLE PRESUMPTION OF REASONABLENESS. NOTE: COMPENSATION PROPOSALS WHICH OCCUR OUTSIDE THE SPRING TIMELINE AND REQUIRE EXECUTIVE COMMITTEE APPROVAL ARE PRESENTED FOR REVIEW AND APPROVAL IN A PRIVATE SESSION OF THE EXECUTIVE COMMITTEE. IF THERE IS A DISCRETIONARY COMPONENT OF COMPENSATION, IT IS LIMITED BY AMOUNT. PERCENTAGE OR OTHER CLEARLY SPECIFIED CRITERIA. AMOUNTS IN EXCESS OF THESE AUTHORIZED GUIDELINES REQUIRE REVIEW BY THE BOARD AS A WHOLE.
Form 990 Part VI Line 16a PROCEDURES FOR PARTICIPATION IN JOINT VENTURES: THE UNIVERSITY HAS NUMEROUS CONTROLS IN PLACE TO ENSURE THAT ANY INVESTMENT IN, CONTRIBUTION OF ASSETS TO, OR PARTICIPATION IN A JOINT VENTURE OR SIMILAR ARRANGEMENT WITH A TAXABLE OR NON-TAXABLE ENTITY ARE IN FULL COMPLIANCE WITH UNIVERSITY POLICIES, INCLUDING, BUT NOT LIMITED TO, THE POLICY ON TRANSACTION AUTHORITY AND UNRELATED BUSINESS INCOME. COMPLIANCE WITH THE UNIVERSITY'S POLICIES SERVES TO PROTECT THE ORGANIZATION'S EXEMPT STATUS.
Form 990 Part VI Line 19 GOVERNING DOCUMENTS : THE UNIVERSITY'S CHARTER, BY-LAWS, POLICIES AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH THE UNIVERSITY'S WEBSITE, IDENTIFIED ON PAGE ONE OF THE FORM 990. THE UNIVERSITY ALSO MAKES ALL DOCUMENTS AVAILABLE, IF REQUESTED, IN PERSON, BY PHONE OR MAIL.
FORM 990 PART X We are restating the beginning of the year balance sheet amounts on a stand-alone basis instead of a consolidated basis.
Form 990 Part XI Line 9 Other changes to net assets: FAS 158 ($32,427,847) Write-off on pledges ($10,627,669) Loss on Swap Termination ($12,851,575) Financial Statement Consolidation Adjustment $8,925,003 Changes in FMV of split interest $16,747,538 --------------------- Total ($30,234,550) =====================
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.
MediumBullet Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
CORNELL UNIVERSITY
 
Employer identification number

15-0532082
Part I
Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) Cornell University Foundation UK Ltd
19 Norcott Road
London   N16 7EJ
UK
UK Donations UK   187,852 Cornell Univ
 










Part II
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) CORNELL CENTER OF NEW YORK

6 EAST 44TH ST

NEW YORK,NY10017
16-1301416 		SOCIAL CLUB NY 501(C)(7) N/A CORNELL UNIV
 
Yes
 
(2) MRSI MANAGEMENT INC

575 LEXINGTON AVE

NEW YORK,NY10022
13-3366821 		MEDICAL SERV NY 501(C)(3) 11B TYPEIII CORNELL UNIV
 
Yes
 
(3) CORNELL REAL PROPERTY SERVICES INC

15 THORNWOOD

ITHACA,NY14850
16-1450535 		PROPERTY SERV NY 501(C)(3) 11D TYPEIII CORNELL UNIV
 
Yes
 
(4) CORNELL RESEARCH FOUNDATION INC

CORNELL UNIV DAY HALL

ITHACA,NY14850
16-6050703 		HOLDS IP PROP NY 501(C)(2) N/A CORNELL UNIV
 
Yes
 
(5) SAMUEL CURTIS JOHNSON FOUNDATION

130 SENECA PL

ITHACA,NY14850
22-2572815 		SUPPORT ORG NY 501(C)(3) 11C TYPEIII CORNELL UNIV
 
Yes
 
(6) CORNELL UNIVERSITY FOUNDATION

130 SENECA PL

ITHACA,NY14850
22-2848738 		SUPPORT ORG NY 501(C)(3) 11A TYPE I CORNELL UNIV
 
Yes
 
(7) ROBERT J MIN MD PC

575 LEXINGTON AVE

NEW YORK,NY10022
13-3366820 		MEDICAL SERV NY 501(C)(3) 9 CORNELL UNIV
 
Yes
 
(8) THE FRNDS OF THE CORNELL LAB OF ORN INC

1209 ORANGE ST

WILMINGTON,DE19801
46-1979945 		SUPPORT ORG DE 501(C)(3) 11A TYPE I NA
 
 
No
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) ITHACA LP

35 THORNWOOD
ITHACA,NY14850
 INVESTMENTS PW CORNELL UNIV
  		RELATED 7,940,749 46,572,466   No     No 100.000 %












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) TOWER INNOVATIVE LEARNING SOLUTIONS

950 DANBY RD
ITHACA,NY14850
16-1593492 		DIST. LEARNING NY CORNELL UNIV
  		C Corp 1,429,558 8,851,289 100.000 % Yes  
(2) LENROC CORPORATION

15 THORNWOOD
ITHACA,NY14850
16-1450466 		REAL ESTATE NY CORNELL UNIV
  		C Corp   -2,387 100.000 % Yes  
(3) UNIVERSITY VETERINARY SPECIALISTS INC

800 CANAL ST
STAMFORD,CT06902
27-2461725 		VET SERVICES NY CORNELL UNIV
  		C Corp 1,453,613 11,782,617 100.000 % Yes  








Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 3
Part V
Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
Yes
 
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
Yes
 
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) Tower

 a(iii 2,221,454 COST
(2) UNIVERSITY VETERINARY SPECIALISTS INC

 a(i) 394,815 COST
(3) UNIVERSITY VETERINARY SPECIALISTS INC

 s 158,056 COST
(4) UNIVERSITY VETERINARY SPECIALISTS INC

 b 1,738,988 COST
(5) UNIVERSITY VETERINARY SPECIALISTS INC

 f 200,000 COST
(6) CORNELL UNIVERSITY FOUNDATION UK LTD

 c 342,362 COST
(7) CORNELL REAL PROPERTY SERVICES INC

 l 50,000 COST
(8) CORNELL UNIVERSITY FOUNDATION

 c 11,562,483 COST
(9) SAMUEL CURTIS JOHNSON FOUNDATION

 c 2,199,000 COST
(10) MRSI MANAGEMENT INC

 q 1,265,236 COST
(11) ROBERT J MIN MD PC

 l 124,271 COST
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V?UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference Explanation
Schedule R (Form 990) 2013
Additional Data


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