Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2014
Open to Public Inspection
For calendar year 2014, or tax year beginning 2014, and ending , 20
Name of foundation
MINNIE B THORNTON TEST TR CO REGIONS BANK
 

Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 2886   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MOBILE, AL366522886
A Employer identification number

63-6053979
B Telephone number (see instructions)

(205) 801-0380
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,974,745J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach
schedule)..............  
2 Check bullet
Sch. B ...............
3 Interest on savings and temporary cash investments 2 2  
4 Dividends and interest from securities...... 54,410 54,410  
5a Gross rents.............. 10,000 10,000  
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 202,837
b Gross sales price for all assets on line 6a 2,232,972
7 Capital gain net income (from Part IV, line 2)... 202,837
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 267,249 267,249  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 12,967 10,374   2,593
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 800 400 0 400
c Other professional fees (attach schedule).... Click to see attachment 3,624 3,624   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 2,134 572   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 312 312    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 19,837 15,282 0 2,993
25 Contributions, gifts, grants paid........ 100,350 100,350
26 Total expenses and disbursements. Add lines 24 and 25 120,187 15,282 0 103,343
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 147,062
b Net investment income (if negative, enter -0-) 251,967
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2014)
Form 990-PF (2014)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 48,728 10,845 10,845
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 171,848 Click to see attachment167,001 177,792
b Investments—corporate stock (attach schedule)........ 670,236 Click to see attachment763,521 820,290
c Investments—corporate bonds (attach schedule)........ 873,723 Click to see attachment970,324 965,684
11 Investments—land, buildings, and equipment: basis bullet1
Less: accumulated depreciation (attach schedule) bullet   1 1 1
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment133 Click to see attachment133 Click to see attachment133
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,764,669 1,911,825 1,974,745
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable..................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted...................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 1,764,669 1,911,825
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see instructions)...... 1,764,669 1,911,825
31 Total liabilities and net assets/fund balances (see instructions).. 1,764,669 1,911,825
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,764,669
2 Enter amount from Part I, line 27a..................... 2 147,062
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 115
4 Add lines 1, 2, and 3.......................... 4 1,911,846
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 21
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,911,825
Form 990-PF (2014)
Form 990-PF (2014)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 25000. UNITED STATES TREASURY N/B DTD 11/15/201   2012-09-12 2014-01-02
b 13000. ONTARIO (PROVINCE OF) DTD 01/27/2011 1.3   2012-06-07 2014-01-08
c 59. FEDERAL HOME LOAN MORTGAGE CORP POOL #G05937 DTD 07/01/2010 4.5% 0   2012-03-06 2014-01-15
d 85.57 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05408 DTD 04/01/2009 5% 1   2012-07-09 2014-01-15
e 53.2 FEDERAL HOME LOAN MORTGAGE CORP POOL #A95147 DTD 11/01/2010 4% 11   2012-06-11 2014-01-15
6000. TIME WARNER CABLE 6.75% 07/01/2018   2012-06-11 2014-01-16
56.59 FEDERAL NATIONAL MORTGAGE ASSN POOL #254   2011-08-09 2014-01-27
56.8 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH5575 DTD 02/01/2011 4% 02/   2013-07-11 2014-01-27
121.33 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH6827 DTD 03/01/2011 4% 0   2011-08-09 2014-01-27
62.1 FEDERAL NATIONAL MORTGAGE ASSN POOL #AL0393 DTD 06/01/2011 4.5% 0   2011-11-04 2014-01-27
37.47 FEDERAL NATIONAL MORTGAGE ASSN POOL #AQ0546 DTD 11/01/2012 3.5%   2013-07-08 2014-01-27
514.76 FEDERAL NATIONAL MORTGAGE ASSN POOL #725773 DTD 08/01/04 5.5% 0   2011-03-07 2014-01-27
148.07 FEDERAL NATIONAL MORTGAGE ASSN POOL #735580 DTD 05/01/05 5% 06/   2011-08-09 2014-01-27
138.63 FEDERAL NATIONAL MORTGAGE ASSN POOL #745418 DTD 03/01/06 5.5% 0   2012-06-07 2014-01-27
239.02 FEDERAL NATIONAL MORTGAGE ASSN POOL #745500 DTD 04/01/2006 5.5%   2011-03-07 2014-01-27
542.7 FEDERAL NATIONAL MORTGAGE ASSN POOL #888268 DTD 03/01/07 6% 03/0   2011-03-07 2014-01-27
142.51 FEDERAL NATIONAL MORTGAGE ASSN POOL #984077 DTD 05/01/2008 5% 0   2011-03-07 2014-01-27
32.25 FEDERAL NATIONAL MORTGAGE ASSN POOL #AA7236 DTD 05/01/2009 4% 06   2012-02-07 2014-01-27
44.3 FEDERAL NATIONAL MORTGAGE ASSN POOL #MA1062 DTD 04/01/2012 3% 05/   2012-05-07 2014-01-27
52.44 FEDERAL NATIONAL MORTGAGE ASSN POOL # AD6432 DTD 06/01/2010 4.5%   2012-04-05 2014-01-27
58.27 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0378 DTD 09/01/2010 5.5%   2011-08-12 2014-01-27
47.47 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0981 DTD 02/01/2011 3.5%   2013-03-06 2014-01-27
115.52 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE3066 DTD 09/01/2010 3.5%   2011-08-09 2014-01-27
77.156 INVESCO INTERNATIONAL GROWTH FD CL R5   2013-05-17 2014-01-31
2417.571 INVESCO INTERNATIONAL GROWTH FD CL R5   2013-01-18 2014-01-31
4260.122 AMERICAN CENTURY SMALL CAP VALUE INST CL   2012-10-11 2014-01-31
441.896 AMERICAN CENTURY SMALL CAP VALUE INST CL   2013-04-15 2014-01-31
145. AMERICAN EXPRESS CO   2011-08-17 2014-01-31
104. ANADARKO PETROLEUM CORP   2012-08-02 2014-01-31
20. APPLE COMPUTER INC   2012-11-06 2014-01-31
85. AUTO DESK INC   2013-08-15 2014-01-31
15. BLACKROCK INC   2011-08-17 2014-01-31
113. CVS CORP   2011-08-17 2014-01-31
109. CHEVRONTEXACO CORP COM   2012-12-05 2014-01-31
170. CISCO SYSTEMS COM STK   2012-08-13 2014-01-31
250. CITIGROUP INC   2013-08-02 2014-01-31
80. CITRIX SYSTEM INC   2013-11-22 2014-01-31
84. DANAHER CORP COM   2012-03-15 2014-01-31
150. WALT DISNEY CO COM   2012-12-05 2014-01-31
32. WALT DISNEY CO COM   2013-08-02 2014-01-31
175. E M C CORP MASS COM   2012-08-13 2014-01-31
43. EXPRESS SCRIPTS HOLDING CO   2013-07-05 2014-01-31
112. EXXON MOBIL CORP   2012-12-05 2014-01-31
1419.043 JP MORGAN MID CAP VALUE FD CL I   2013-01-18 2014-01-31
445. FORD MTR CO DEL COM PAR $0.01   2013-09-25 2014-01-31
390. GENERAL ELEC CO COM   2011-09-21 2014-01-31
50. GILEAD SCIENCES INC   2013-07-05 2014-01-31
83. HONEYWELL INTERNATIONAL INC COM   2013-05-17 2014-01-31
405. INTEL CORP COM   2012-10-11 2014-01-31
65. INTUIT   2013-07-05 2014-01-31
176. JP MORGAN CHASE & CO COM   2012-12-05 2014-01-31
77. JOHNSON & JOHNSON COM   2011-02-08 2014-01-31
16850. LORD ABBETT INVESTMENT TRUST-SHORT DURAT   2013-01-18 2014-01-31
23468.209 LORD ABBETT INVESTMENT TRUST-SHORT DURAT   2013-09-25 2014-01-31
235. LOWES CO   2012-10-11 2014-01-31
250. MFS RESH INTL FD CL I   2013-05-17 2014-01-31
4298.027 MFS RESH INTL FD CL I   2012-08-13 2014-01-31
33. MCDONALDS CORP   2012-10-11 2014-01-31
85. MCKESSON HBOC INC   2013-04-26 2014-01-31
195. MERCK & CO. INC. NEW   2011-08-17 2014-01-31
1419.825 NATIONWIDE GENEVA MID CAP GROWTH FUND   2013-01-18 2014-01-31
232.728 NATIONWIDE GENEVA MID CAP GROWTH FUND   2013-04-15 2014-01-31
110. NEXTERA ENERGY, INC.   2011-08-17 2014-01-31
232. ORACLE CORPORATION COM   2011-08-17 2014-01-31
125. PEPSICO INC COM   2011-09-21 2014-01-31
100. PHILIP MORRIS INTERNATIONAL INC   2012-10-11 2014-01-31
40. PHILLIPS 66   2013-09-25 2014-01-31
90. PHILLIPS 66   2012-12-05 2014-01-31
5690.388 PIONEER BOND FUND CLASS Y FD #0703   2012-04-03 2014-01-31
76. PRAXAIR INC   2011-08-10 2014-01-31
110. PROCTER & GAMBLE CO   2009-02-10 2014-01-31
42. PRUDENTIAL FINANCIAL INC COM   2012-10-11 2014-01-31
87. QUALCOMM INC   2012-08-13 2014-01-31
79. SCHLUMBERGER LTD COM   2011-09-21 2014-01-31
65. STRYKER CORP   2009-02-10 2014-01-31
85. TJX COS INC NEW   2013-05-17 2014-01-31
107. TARGET CORP COM   2012-03-15 2014-01-31
252. TEXAS INSTRS INC   2012-08-13 2014-01-31
38. THERMO ELECTRON CORP   2009-02-10 2014-01-31
67. 3M CO COM   2011-09-21 2014-01-31
60. TIFFANY & CO   2012-12-05 2014-01-31
27. TRAVELERS COMPANIES, INC.   2009-02-10 2014-01-31
25. UNION PACIFIC CORP   2013-09-25 2014-01-31
24. UNITED TECHNOLOGIES CORP COM   2009-02-10 2014-01-31
25. VERIZON COMMUNICATIONS COM   2009-02-10 2014-01-31
32. VISA INC - CLASS A SHRS   2011-08-17 2014-01-31
171.166 VIRTUS SMALL-MID CAP FUND-I   2013-04-15 2014-01-31
1859.058 VIRTUS SMALL-MID CAP FUND-I   2012-10-11 2014-01-31
3025.661 VIRTUS EMERGING MARKETS OPPORTUNITY-I   2012-10-11 2014-01-31
110. WALMART STORES INC COM   2013-04-12 2014-01-31
270. WELLS FARGO & CO NEW COM   2012-10-11 2014-01-31
54. ACCENTURE PLC SEDOL #B4BNMY3 ISIN #IE00B   2012-10-11 2014-01-31
235. INVESCO LTD   2013-11-13 2014-01-31
55. LYONDELLBASELL INDUSTRIES - CL A SEDOL #B3SPXZ3 ISIN #NL0009434992   2013-09-25 2014-01-31
229000. UNITED STATES TREASURY DTD 11/30/2010 1.   2014-01-31 2014-02-06
11. COCA-COLA ENTERPRISES INC   2014-01-31 2014-02-12
7. EXXON MOBIL CORP   2009-02-10 2014-02-12
48. PTT EXPLOATION & PR SP ADR   2014-01-31 2014-02-12
99.713 VANGUARD 500 INDEX ADMIR FUND #540   2014-01-31 2014-02-12
43.02 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05937 DTD 07/01/2010 4.5%   2012-03-06 2014-02-18
103.14 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05408 DTD 04/01/2009 5%   2012-07-09 2014-02-18
45.68 FEDERAL HOME LOAN MORTGAGE CORP POOL #A95147 DTD 11/01/2010 4% 1   2012-06-11 2014-02-18
55.73 FEDERAL NATIONAL MORTGAGE ASSN POOL #254   2011-08-09 2014-02-25
47.3 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH5575 DTD 02/01/2011 4% 02/   2013-07-11 2014-02-25
133.46 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH6827 DTD 03/01/2011 4% 0   2011-08-09 2014-02-25
57.74 FEDERAL NATIONAL MORTGAGE ASSN POOL #AL0393 DTD 06/01/2011 4.5%   2011-11-04 2014-02-25
35.44 FEDERAL NATIONAL MORTGAGE ASSN POOL #AQ0546 DTD 11/01/2012 3.5%   2013-07-08 2014-02-25
465.48 FEDERAL NATIONAL MORTGAGE ASSN POOL #725773 DTD 08/01/04 5.5% 0   2011-03-07 2014-02-25
147.27 FEDERAL NATIONAL MORTGAGE ASSN POOL #735580 DTD 05/01/05 5% 06/   2011-08-09 2014-02-25
114.07 FEDERAL NATIONAL MORTGAGE ASSN POOL #745418 DTD 03/01/06 5.5% 0   2012-06-07 2014-02-25
237.75 FEDERAL NATIONAL MORTGAGE ASSN POOL #745500 DTD 04/01/2006 5.5%   2011-03-07 2014-02-25
473.8 FEDERAL NATIONAL MORTGAGE ASSN POOL #888268 DTD 03/01/07 6% 03/0   2011-03-07 2014-02-25
60.97 FEDERAL NATIONAL MORTGAGE ASSN POOL #984077 DTD 05/01/2008 5% 06   2011-03-07 2014-02-25
16.74 FEDERAL NATIONAL MORTGAGE ASSN POOL #AA7236 DTD 05/01/2009 4% 06   2012-02-07 2014-02-25
78.52 FEDERAL NATIONAL MORTGAGE ASSN POOL #MA1062 DTD 04/01/2012 3% 05   2012-05-07 2014-02-25
50.57 FEDERAL NATIONAL MORTGAGE ASSN POOL # AD6432 DTD 06/01/2010 4.5%   2012-04-05 2014-02-25
57.72 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0378 DTD 09/01/2010 5.5%   2011-08-12 2014-02-25
40.17 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0981 DTD 02/01/2011 3.5%   2013-03-06 2014-02-25
92.73 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE3066 DTD 09/01/2010 3.5%   2011-08-09 2014-02-25
9000. CREDIT SUISSE NEW YORK DTD 5/4/09 5.5% 0   2012-06-07 2014-02-28
.101 VERIZON COMMUNICATIONS COM   2009-02-10 2014-03-04
.727 VODAFONE GROUP PLC SP ADR   2014-01-31 2014-03-04
1000. AFLAC INC DTD 5/21/09 8.5% 05/15/2019   2011-06-15 2014-03-06
1000. AT&T INC DTD 05/13/08 5.6% 05/15/2018   2012-06-07 2014-03-06
1000. AMERICAN EXPRESS CREDIT CORP SERIES: MTN DTD 09/13/2010 2.75% 09   2011-08-22 2014-03-06
1000. DIRECTV HOLDGS/FING DTD 03/11/2010 3.55%   2011-03-08 2014-03-06
1000. MORGAN STANLEY SERIES: MTN DTD 9/23/09 5   2011-03-07 2014-03-06
1000. MORGAN STANLEY DTD 11/20/2009 4.2% 11/20   2011-05-06 2014-03-06
1000. UNITED STATES TREASURY DTD 05/15/2013 2.   2014-02-06 2014-03-06
2000. UNITED STATES TREASURY DTD 11/30/2010 1.   2014-01-31 2014-03-06
1035.25 UNITED STATES TREASURY INFLATION INDEX BOND DTD 07/29/2011 .62   2012-06-07 2014-03-06
1000. VERIZON COMMUNICATIONS DTD 03/28/2011 6%   2012-06-07 2014-03-06
1000. WACHOVIA CORP DTD 06/08/07 5.75% 06/15/2   2012-06-11 2014-03-06
32.83 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05937 DTD 07/01/2010 4.5%   2012-03-06 2014-03-17
67.57 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05408 DTD 04/01/2009 5% 1   2012-07-09 2014-03-17
37.93 FEDERAL HOME LOAN MORTGAGE CORP POOL #G07021 DTD 05/01/2012 5% 0   2014-02-07 2014-03-17
3.73 FEDERAL HOME LOAN MORTGAGE CORP POOL #G08568 DTD 01/01/2014 4.5%   2014-02-07 2014-03-17
45.78 FEDERAL HOME LOAN MORTGAGE CORP POOL #A95147 DTD 11/01/2010 4% 1   2012-06-11 2014-03-17
5. BANCO BRADESCO BANCO BRADESCO S.A.   2014-01-31 2014-03-25
5. BANCO SANTANDER S.A. ADR ONE ADR REPRS O   2014-01-31 2014-03-25
5. BANK OF CHINA LTD -UNSPON ADR   2014-01-31 2014-03-25
5. BAYERISHE MOTOREN WERKE BMW - UNSPONSORE   2014-01-31 2014-03-25
5. DEVRY INC DEL   2014-01-31 2014-03-25
50.52 FEDERAL NATIONAL MORTGAGE ASSN POOL #254   2011-08-09 2014-03-25
50.86 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH5575 DTD 02/01/2011 4% 02   2013-07-11 2014-03-25
76.81 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH6827 DTD 03/01/2011 4% 03   2011-08-09 2014-03-25
34.66 FEDERAL NATIONAL MORTGAGE ASSN POOL #AL0393 DTD 06/01/2011 4.5%   2011-11-04 2014-03-25
28.68 FEDERAL NATIONAL MORTGAGE ASSN POOL #AQ0546 DTD 11/01/2012 3.5%   2013-07-08 2014-03-25
366.78 FEDERAL NATIONAL MORTGAGE ASSN POOL #725773 DTD 08/01/04 5.5% 0   2011-03-07 2014-03-25
110.85 FEDERAL NATIONAL MORTGAGE ASSN POOL #735580 DTD 05/01/05 5% 06/   2011-08-09 2014-03-25
99.42 FEDERAL NATIONAL MORTGAGE ASSN POOL #745418 DTD 03/01/06 5.5% 04   2012-06-07 2014-03-25
222.52 FEDERAL NATIONAL MORTGAGE ASSN POOL #745500 DTD 04/01/2006 5.5%   2011-03-07 2014-03-25
392.54 FEDERAL NATIONAL MORTGAGE ASSN POOL #888268 DTD 03/01/07 6% 03/   2011-03-07 2014-03-25
178.7 FEDERAL NATIONAL MORTGAGE ASSN POOL #984077 DTD 05/01/2008 5% 06   2011-03-07 2014-03-25
16.1 FEDERAL NATIONAL MORTGAGE ASSN POOL #AA7236 DTD 05/01/2009 4% 06/   2012-02-07 2014-03-25
58.3 FEDERAL NATIONAL MORTGAGE ASSN POOL #MA1062 DTD 04/01/2012 3% 05/   2012-05-07 2014-03-25
43.2 FEDERAL NATIONAL MORTGAGE ASSN POOL # AD6432 DTD 06/01/2010 4.5%   2012-04-05 2014-03-25
53.73 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0378 DTD 09/01/2010 5.5%   2011-08-12 2014-03-25
40.91 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0981 DTD 02/01/2011 3.5%   2013-03-06 2014-03-25
86. FEDERAL NATIONAL MORTGAGE ASSN POOL #AE3066 DTD 09/01/2010 3.5% 09   2011-08-09 2014-03-25
5. FIRST REPUBLIC BANK SAN FRAN   2014-01-31 2014-03-25
7. FLUOR CORP   2014-01-31 2014-03-25
7. GLACIER BANCORP, INC.   2014-01-31 2014-03-25
5. GRUPO FINANCIERO BANORTE -SPON ADR   2014-01-31 2014-03-25
5. GULFPORT ENERGY CORP   2014-01-31 2014-03-25
56. IND & COMM BK OF CHINA UNSPONSOR ADR   2014-01-31 2014-03-25
6. JP MORGAN CHASE & CO COM   2011-09-21 2014-03-25
5. LOCKHEED MARTIN CORP COM   2014-01-31 2014-03-25
6. MEDNAX, INC MEDNAX   2014-01-31 2014-03-25
5. MOBILE MINI INC   2014-01-31 2014-03-25
5. NATIONAL INSTRS CORP   2014-01-31 2014-03-25
8. NATURAL GROCERS BY VITAMIN COTT INC   2014-01-31 2014-03-25
5. PRICESMART INC   2014-01-31 2014-03-25
11. ROPER TECHNOLOGIES INC   2014-01-31 2014-03-25
5. SK TELECOM CO LTD-ADR   2014-01-31 2014-03-25
16. CHARLES SCHWAB CORP NEW   2014-01-31 2014-03-25
5. STARBUCKS CORP   2014-01-31 2014-03-25
5. STATOIL ASA -SPON ADR   2014-01-31 2014-03-25
9. SUPERIOR ENERGY SVCS INC   2014-01-31 2014-03-25
6. TECHTRONIC INDUSTRIES COMPANY   2014-01-31 2014-03-25
5. THERMO ELECTRON CORP   2009-02-10 2014-03-25
6. UMPQUA HOLDINGS CORP   2014-01-31 2014-03-25
5. WELLS FARGO & CO NEW COM   2012-08-13 2014-03-25
5. ZEBRA TECHNOLOGIES CORP CL A   2014-01-31 2014-03-25
12. TYCO INTERNATIONAL LTD   2014-01-31 2014-03-25
4. FLUOR CORP   2014-01-31 2014-03-31
59. NETAPP INC   2014-03-25 2014-03-31
10. ROPER TECHNOLOGIES INC   2014-01-31 2014-03-31
14. ORACLE CORPORATION COM   2009-02-10 2014-04-02
13. TYCO INTERNATIONAL LTD   2014-01-31 2014-04-02
7000. CREDIT SUISSE NEW YORK DTD 5/4/09 5.5% 0   2014-02-11 2014-04-08
3000. CREDIT SUISSE NEW YORK DTD 5/4/09 5.5% 0   2011-11-04 2014-04-08
4000. GOLDMAN SACHS GROUP INC DTD 5/6/09 6% 05   2014-02-06 2014-04-08
6000. GOLDMAN SACHS GROUP INC DTD 5/6/09 6% 05   2012-06-07 2014-04-08
21. MANNING & NAPIER INC   2014-01-31 2014-04-08
4. WADDELL & REED FINANCIAL INC CL A   2014-01-31 2014-04-08
12. LORILLARD INC.   2014-01-31 2014-04-09
18. TYCO INTERNATIONAL LTD   2014-01-31 2014-04-09
57.4 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05937 DTD 07/01/2010 4.5%   2012-03-06 2014-04-15
78.15 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05408 DTD 04/01/2009 5% 1   2012-07-09 2014-04-15
44.71 FEDERAL HOME LOAN MORTGAGE CORP POOL #G07021 DTD 05/01/2012 5% 0   2014-02-07 2014-04-15
9.47 FEDERAL HOME LOAN MORTGAGE CORP POOL #G08568 DTD 01/01/2014 4.5%   2014-02-07 2014-04-15
61.27 FEDERAL HOME LOAN MORTGAGE CORP POOL #A95147 DTD 11/01/2010 4% 1   2012-06-11 2014-04-15
18. PFIZER INC COM   2014-01-31 2014-04-24
55.48 FEDERAL NATIONAL MORTGAGE ASSN POOL #254   2011-08-09 2014-04-25
43.78 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH5575 DTD 02/01/2011 4% 02   2013-07-11 2014-04-25
99.51 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH6827 DTD 03/01/2011 4% 03   2011-08-09 2014-04-25
36.93 FEDERAL NATIONAL MORTGAGE ASSN POOL #AL0393 DTD 06/01/2011 4.5%   2011-11-04 2014-04-25
33.93 FEDERAL NATIONAL MORTGAGE ASSN POOL #AQ0546 DTD 11/01/2012 3.5%   2013-07-08 2014-04-25
85.35 FEDERAL NATIONAL MORTGAGE ASSN POOL #AT2062 DTD 04/01/2013 2.5%   2014-03-07 2014-04-25
420.27 FEDERAL NATIONAL MORTGAGE ASSN POOL #725773 DTD 08/01/04 5.5% 0   2011-03-07 2014-04-25
121.29 FEDERAL NATIONAL MORTGAGE ASSN POOL #735580 DTD 05/01/05 5% 06/   2011-08-09 2014-04-25
111.87 FEDERAL NATIONAL MORTGAGE ASSN POOL #745418 DTD 03/01/06 5.5% 0   2012-06-07 2014-04-25
229.46 FEDERAL NATIONAL MORTGAGE ASSN POOL #745500 DTD 04/01/2006 5.5%   2011-03-07 2014-04-25
371.57 FEDERAL NATIONAL MORTGAGE ASSN POOL #888268 DTD 03/01/07 6% 03/   2011-03-07 2014-04-25
298.83 FEDERAL NATIONAL MORTGAGE ASSN POOL #984077 DTD 05/01/2008 5% 0   2011-03-07 2014-04-25
65.84 FEDERAL NATIONAL MORTGAGE ASSN POOL #AA7236 DTD 05/01/2009 4% 06   2012-02-07 2014-04-25
71.72 FEDERAL NATIONAL MORTGAGE ASSN POOL #MA1062 DTD 04/01/2012 3% 05   2012-05-07 2014-04-25
66.92 FEDERAL NATIONAL MORTGAGE ASSN POOL # AD6432 DTD 06/01/2010 4.5%   2012-04-05 2014-04-25
57.99 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0378 DTD 09/01/2010 5.5%   2011-08-12 2014-04-25
45.16 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0981 DTD 02/01/2011 3.5%   2013-03-06 2014-04-25
111.48 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE3066 DTD 09/01/2010 3.5%   2011-08-09 2014-04-25
1. MEAD JOHNSON NUTRITION COMPANY   2014-01-31 2014-04-28
7. LORILLARD INC.   2014-01-31 2014-04-29
1000. BHP BILLITON FIN USA LTD DTD 02/24/2012   2012-02-22 2014-05-06
1000. CITIGROUP INC DTD 01/10/2013 1.25% 01/15   2013-04-24 2014-05-06
1000. PETROBRAS INTL FIN CO DTD 10/30/09 5.75%   2012-06-11 2014-05-06
3000. UNITED STATES TREASURY DTD 05/15/2013 2.   2014-02-06 2014-05-06
63000. UNITED STATES TREASURY DTD 11/30/2010 1.   2014-01-31 2014-05-08
83. ABB LTD SPON ADR   2014-01-31 2014-05-09
38. ADIDAS AG   2014-01-31 2014-05-09
3. APPLE COMPUTER INC   2012-11-06 2014-05-09
131. COMPASS GROUP PLC COMPASS GROUP PLC SPON   2014-03-25 2014-05-09
2. COSTCO WHSL CORP NEW   2014-01-31 2014-05-09
5. EXXON MOBIL CORP   2009-02-10 2014-05-09
20. HSBC HLDGS PLC SPONSORED ADR NEW   2014-01-31 2014-05-09
7. LORILLARD INC.   2014-01-31 2014-05-09
16. TOYOTA MTR CORP 00   2014-03-25 2014-05-09
56. THE WEIR GROUP PLC UNSP ADR   2014-03-25 2014-05-09
55. UBS AG-NEW SEDOL #B18YFJ4   2014-03-25 2014-05-09
48.29 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05937 DTD 07/01/2010 4.5%   2012-03-06 2014-05-15
89.9 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05408 DTD 04/01/2009 5% 12   2012-07-09 2014-05-15
43.61 FEDERAL HOME LOAN MORTGAGE CORP POOL #G07021 DTD 05/01/2012 5% 0   2014-02-07 2014-05-15
16.8 FEDERAL HOME LOAN MORTGAGE CORP POOL #G08568 DTD 01/01/2014 4.5%   2014-02-07 2014-05-15
46.85 FEDERAL HOME LOAN MORTGAGE CORP POOL #A95147 DTD 11/01/2010 4% 1   2012-06-11 2014-05-15
2. LOCKHEED MARTIN CORP COM   2014-01-31 2014-05-16
6000. DIRECTV HOLDGS/FING DTD 03/10/2011 3.5%   2013-05-16 2014-05-19
3000. DIRECTV HOLDGS/FING DTD 03/10/2011 3.5%   2014-02-06 2014-05-19
54.75 FEDERAL NATIONAL MORTGAGE ASSN POOL #254   2011-08-09 2014-05-27
51.73 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH5575 DTD 02/01/2011 4% 02   2013-07-11 2014-05-27
112.51 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH6827 DTD 03/01/2011 4% 0   2011-08-09 2014-05-27
50.22 FEDERAL NATIONAL MORTGAGE ASSN POOL #AL0393 DTD 06/01/2011 4.5%   2011-11-04 2014-05-27
65.36 FEDERAL NATIONAL MORTGAGE ASSN POOL #AQ0546 DTD 11/01/2012 3.5%   2013-07-08 2014-05-27
98.02 FEDERAL NATIONAL MORTGAGE ASSN POOL #AT2062 DTD 04/01/2013 2.5%   2014-03-07 2014-05-27
407.96 FEDERAL NATIONAL MORTGAGE ASSN POOL #725773 DTD 08/01/04 5.5% 0   2011-03-07 2014-05-27
131.29 FEDERAL NATIONAL MORTGAGE ASSN POOL #735580 DTD 05/01/05 5% 06/   2011-08-09 2014-05-27
100.38 FEDERAL NATIONAL MORTGAGE ASSN POOL #745418 DTD 03/01/06 5.5% 0   2012-06-07 2014-05-27
217.56 FEDERAL NATIONAL MORTGAGE ASSN POOL #745500 DTD 04/01/2006 5.5%   2011-03-07 2014-05-27
429.43 FEDERAL NATIONAL MORTGAGE ASSN POOL #888268 DTD 03/01/07 6% 03/   2011-03-07 2014-05-27
113.57 FEDERAL NATIONAL MORTGAGE ASSN POOL #984077 DTD 05/01/2008 5% 0   2011-03-07 2014-05-27
16.39 FEDERAL NATIONAL MORTGAGE ASSN POOL #AA7236 DTD 05/01/2009 4% 06   2012-02-07 2014-05-27
55.23 FEDERAL NATIONAL MORTGAGE ASSN POOL #MA1062 DTD 04/01/2012 3% 05   2012-05-07 2014-05-27
58. FEDERAL NATIONAL MORTGAGE ASSN POOL # AD6432 DTD 06/01/2010 4.5% 0   2012-04-05 2014-05-27
55.27 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0378 DTD 09/01/2010 5.5%   2011-08-12 2014-05-27
48.48 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0981 DTD 02/01/2011 3.5%   2013-03-06 2014-05-27
93.64 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE3066 DTD 09/01/2010 3.5%   2011-08-09 2014-05-27
9. LIFE TIME FITNESS INC   2014-01-31 2014-05-27
37. INFOBLOX, INC   2014-03-25 2014-06-02
8. LORILLARD INC.   2014-01-31 2014-06-02
9000. UNITED STATES TREASURY DTD 11/30/2010 1.   2014-05-06 2014-06-04
1000. MERRILL LYNCH & CO 6.11% 01/29/2037   2012-06-07 2014-06-05
2000. UNITED STATES TREASURY DTD 11/30/2010 1.   2014-04-08 2014-06-05
11. LIFE TIME FITNESS INC   2014-01-31 2014-06-11
10. COMCAST CORP SPECIAL CL A   2014-01-31 2014-06-12
3. LOCKHEED MARTIN CORP COM   2014-01-31 2014-06-12
55.88 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05937 DTD 07/01/2010 4.5%   2012-03-06 2014-06-16
70.07 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05408 DTD 04/01/2009 5% 1   2012-07-09 2014-06-16
39.37 FEDERAL HOME LOAN MORTGAGE CORP POOL #G07021 DTD 05/01/2012 5% 0   2014-02-07 2014-06-16
13.69 FEDERAL HOME LOAN MORTGAGE CORP POOL #G08568 DTD 01/01/2014 4.5%   2014-02-07 2014-06-16
127.24 FEDERAL HOME LOAN MORTGAGE CORP POOL #A95147 DTD 11/01/2010 4%   2012-06-11 2014-06-16
14. COCA-COLA ENTERPRISES INC   2014-01-31 2014-06-19
7. COVIDIEN PLC SEDOL:B68SQD2 ISIN:IE00B68S   2014-01-31 2014-06-19
9. BHP BILLITON PLC SPONSORED ONE ADR REPRS   2014-03-25 2014-06-20
4. BAYER A G SPONSORED ADRS ONE ADR REPRS   2014-01-31 2014-06-20
16. DR REDDYS LABS LTD   2014-01-31 2014-06-20
21. ENI S P A - SPONSORED ADR EACH ADR REPRS 10 ORD SHS   2014-01-31 2014-06-20
14. ROYAL BK CANADA MONTREAL   2014-01-31 2014-06-20
10. SMITH & NEPHEW P L C SPD ADR NEW   2014-01-31 2014-06-20
27. SOUTHERN COPPER CORPORATION   2014-01-31 2014-06-20
3. VISA INC - CLASS A SHRS   2011-02-08 2014-06-20
53.7 FEDERAL NATIONAL MORTGAGE ASSN POOL #254   2011-08-09 2014-06-25
51.74 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH5575 DTD 02/01/2011 4% 02   2013-07-11 2014-06-25
78.95 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH6827 DTD 03/01/2011 4% 03   2011-08-09 2014-06-25
36.77 FEDERAL NATIONAL MORTGAGE ASSN POOL #AL0393 DTD 06/01/2011 4.5%   2011-11-04 2014-06-25
65.66 FEDERAL NATIONAL MORTGAGE ASSN POOL #AQ0546 DTD 11/01/2012 3.5%   2013-07-08 2014-06-25
92.2 FEDERAL NATIONAL MORTGAGE ASSN POOL #AT2062 DTD 04/01/2013 2.5% 0   2014-03-07 2014-06-25
339.87 FEDERAL NATIONAL MORTGAGE ASSN POOL #725773 DTD 08/01/04 5.5% 0   2011-03-07 2014-06-25
119.03 FEDERAL NATIONAL MORTGAGE ASSN POOL #735580 DTD 05/01/05 5% 06/   2011-08-09 2014-06-25
100.6 FEDERAL NATIONAL MORTGAGE ASSN POOL #745418 DTD 03/01/06 5.5% 04   2012-06-07 2014-06-25
203.49 FEDERAL NATIONAL MORTGAGE ASSN POOL #745500 DTD 04/01/2006 5.5%   2011-03-07 2014-06-25
341.05 FEDERAL NATIONAL MORTGAGE ASSN POOL #888268 DTD 03/01/07 6% 03/   2011-03-07 2014-06-25
58.51 FEDERAL NATIONAL MORTGAGE ASSN POOL #984077 DTD 05/01/2008 5% 06   2011-03-07 2014-06-25
32.82 FEDERAL NATIONAL MORTGAGE ASSN POOL #AA7236 DTD 05/01/2009 4% 06   2012-02-07 2014-06-25
65.13 FEDERAL NATIONAL MORTGAGE ASSN POOL #MA1062 DTD 04/01/2012 3% 05   2012-05-07 2014-06-25
48.45 FEDERAL NATIONAL MORTGAGE ASSN POOL # AD6432 DTD 06/01/2010 4.5%   2012-04-05 2014-06-25
55.59 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0378 DTD 09/01/2010 5.5%   2011-08-12 2014-06-25
52.33 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0981 DTD 02/01/2011 3.5%   2013-03-06 2014-06-25
90.16 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE3066 DTD 09/01/2010 3.5%   2011-08-09 2014-06-25
11. BLACKBAUD INC   2014-01-31 2014-07-03
8. CVS CORP   2009-02-10 2014-07-03
5. CARDTRONICS INC   2014-01-31 2014-07-03
22. CHEFS' WAREHOUSE HOLDINGS, INC   2014-01-31 2014-07-03
7. FIRST REPUBLIC BANK SAN FRAN   2014-01-31 2014-07-03
5. MIDDLEBY CORP   2014-01-31 2014-07-03
5. NEWELL RUBBERMAID INC COM   2014-01-31 2014-07-03
5. PROTO LABS INC   2014-01-31 2014-07-03
5. QEP RESOURCES INC   2014-01-31 2014-07-03
6. RPM INC OHIO   2014-01-31 2014-07-03
13. TRACTOR SUPPLY CO   2014-01-31 2014-07-03
7. TYLER TECHNOLOGIES INC   2014-01-31 2014-07-03
23. WADDELL & REED FINANCIAL INC CL A   2014-01-31 2014-07-03
4. GOLDMAN SACHS GROUP INC   2014-01-31 2014-07-09
56.89 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05937 DTD 07/01/2010 4.5%   2012-03-06 2014-07-15
54.63 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05408 DTD 04/01/2009 5% 1   2012-07-09 2014-07-15
44.07 FEDERAL HOME LOAN MORTGAGE CORP POOL #G07021 DTD 05/01/2012 5% 0   2014-02-07 2014-07-15
31.27 FEDERAL HOME LOAN MORTGAGE CORP POOL #G08568 DTD 01/01/2014 4.5%   2014-02-07 2014-07-15
64.14 FEDERAL HOME LOAN MORTGAGE CORP POOL #A95147 DTD 11/01/2010 4% 1   2012-06-11 2014-07-15
7. HITTITE MICROWAVE CORP   2014-01-31 2014-07-18
2. WELLS FARGO & CO NEW COM   2012-08-13 2014-07-18
2. COVIDIEN PLC SEDOL:B68SQD2 ISIN:IE00B68S   2014-01-31 2014-07-18
27. GULFPORT ENERGY CORP   2014-01-31 2014-07-24
55.85 FEDERAL NATIONAL MORTGAGE ASSN POOL #254   2011-08-09 2014-07-25
64.49 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH5575 DTD 02/01/2011 4% 02   2013-07-11 2014-07-25
120.87 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH6827 DTD 03/01/2011 4% 0   2011-08-09 2014-07-25
33.69 FEDERAL NATIONAL MORTGAGE ASSN POOL #AL0393 DTD 06/01/2011 4.5%   2011-11-04 2014-07-25
57.24 FEDERAL NATIONAL MORTGAGE ASSN POOL #AQ0546 DTD 11/01/2012 3.5%   2013-07-08 2014-07-25
100.98 FEDERAL NATIONAL MORTGAGE ASSN POOL #AT2062 DTD 04/01/2013 2.5%   2014-03-07 2014-07-25
396.14 FEDERAL NATIONAL MORTGAGE ASSN POOL #725773 DTD 08/01/04 5.5% 0   2011-03-07 2014-07-25
142.32 FEDERAL NATIONAL MORTGAGE ASSN POOL #735580 DTD 05/01/05 5% 06/   2011-08-09 2014-07-25
108.37 FEDERAL NATIONAL MORTGAGE ASSN POOL #745418 DTD 03/01/06 5.5% 0   2012-06-07 2014-07-25
195.49 FEDERAL NATIONAL MORTGAGE ASSN POOL #745500 DTD 04/01/2006 5.5%   2011-03-07 2014-07-25
390.62 FEDERAL NATIONAL MORTGAGE ASSN POOL #888268 DTD 03/01/07 6% 03/   2011-03-07 2014-07-25
103.82 FEDERAL NATIONAL MORTGAGE ASSN POOL #984077 DTD 05/01/2008 5% 0   2011-03-07 2014-07-25
45.86 FEDERAL NATIONAL MORTGAGE ASSN POOL #AA7236 DTD 05/01/2009 4% 06   2012-02-07 2014-07-25
63.43 FEDERAL NATIONAL MORTGAGE ASSN POOL #MA1062 DTD 04/01/2012 3% 05   2012-05-07 2014-07-25
45.75 FEDERAL NATIONAL MORTGAGE ASSN POOL # AD6432 DTD 06/01/2010 4.5%   2012-04-05 2014-07-25
54.47 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0378 DTD 09/01/2010 5.5%   2011-08-12 2014-07-25
58.68 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0981 DTD 02/01/2011 3.5%   2013-03-06 2014-07-25
141. FEDERAL NATIONAL MORTGAGE ASSN POOL #AE3066 DTD 09/01/2010 3.5% 0   2011-08-09 2014-07-25
8. MICROS SYS INC   2014-01-31 2014-07-25
3. AMPHENOL CORP CL A   2014-01-31 2014-08-04
9. ASAHI CHEM INDUS   2014-01-31 2014-08-04
16. ASTELLAS PHARMA INC UNSP ADR   2014-01-31 2014-08-04
1. AUSTRALIA & NEW ZEALAND BKG GR SPONSORED ADR ONE ADR RPRS 5 ORD SHS   2014-01-31 2014-08-04
2. BP PLC SPONS ADR   2014-06-20 2014-08-04
1. BNP PARIBAS SPONSORED ADR   2014-01-31 2014-08-04
2. BANCO BRADESCO BANCO BRADESCO S.A.   2014-01-31 2014-08-04
3. BANCO SANTANDER S.A. ADR ONE ADR REPRS O   2014-01-31 2014-08-04
1. CARLSBERG A/S - B -SPON ADR   2014-06-20 2014-08-04
3. CREDIT SUISSE GROUP SPONSORED ADR EACH ADR RPRS 1 REGISTERED SHR   2014-01-31 2014-08-04
2. DEUTSCHE TELEKOM AG - SPONSORED ADR ONE ADR REPRS ONE ORD SHS   2014-01-31 2014-08-04
11. FLUOR CORP   2014-01-31 2014-08-04
1. HITACHI LTD - SPONSORED ADR EACH ADR REPRS 10 COMMON SHS   2014-01-31 2014-08-04
7. HUTCHISON WHAMPOA LTD ADR   2014-01-31 2014-08-04
5. INFOSYS LIMITED SPON ADR 1/4 SHARE   2014-01-31 2014-08-04
7. ING GROEP N V SPONSORED ADR   2014-01-31 2014-08-04
3. INTESA SANPAOLO SPON ADR   2014-06-20 2014-08-04
28. ITOCHU CORP UNSPON ADR   2014-01-31 2014-08-04
2. KOC HOLDING AS UNSPON ADR   2014-06-20 2014-08-04
41. KOREA ELECTRIC POWER CORP SPONSORED ADR   2014-01-31 2014-08-04
22. LENOVO GROUP LTD ADR   2014-01-31 2014-08-04
3. LOCKHEED MARTIN CORP COM   2014-01-31 2014-08-04
4. METHANEX CORP   2014-03-25 2014-08-04
148. MITSUBISHI UF J FINL GRP-ADR   2014-01-31 2014-08-04
1. ORIX CORP (PFIC)   2014-01-31 2014-08-04
1. PT BANK MANDIRI UNSPON ADR   2014-05-09 2014-08-04
4. PT ASTRA INTERNATIONAL TBK -UNSP ADR   2014-06-20 2014-08-04
2. PANDORA A/S - ADR   2014-05-09 2014-08-04
3. PRUDENTIAL PLC ADR   2014-01-31 2014-08-04
13. RESMED INC   2014-01-31 2014-08-04
1. RICOH COMPANY, LTD ADR   2014-01-31 2014-08-04
1. ROLLS-ROYCE HOLDINGS PLC SPONSORED ADR ONE ADR REPRS 5 ORD SHS   2014-01-31 2014-08-04
26. SEGA SAMMY HOLDINGS INC.   2014-01-31 2014-08-04
12. SEKISUI HOUSE SPONS-ADR   2014-01-31 2014-08-04
13. SEVEN & I HOLDINGS CO.,LTD.   2014-01-31 2014-08-04
16. SOCIETE GENERALE FRANCE SPONSORED ADR ONE ADR REPRS 1/5TH OF A SHA   2014-03-25 2014-08-04
3. STATOIL ASA -SPON ADR   2014-06-20 2014-08-04
2. SWEDBANK AB   2014-01-31 2014-08-04
3. TELENOR ASA-ADS   2014-01-31 2014-08-04
17. TENCENT HOLDINGS LTD UNSPONSOR ADR   2014-03-25 2014-08-04
14. VODAFONE GROUP PLC SP ADR   2014-01-31 2014-08-04
6. ACCENTURE PLC SEDOL #B4BNMY3 ISIN #IE00B   2012-10-11 2014-08-04
4. HOLLYSYS AUTOMATION TECH LTD SEDOL# B0JCH50 ISIN# VGG456671053   2014-05-09 2014-08-04
1000. FEDERAL HOME LOAN MTG CORP DTD 01/07/201   2012-06-07 2014-08-06
1000. GENERAL ELECTRIC CAPITAL CORP DTD 02/11/   2012-06-07 2014-08-06
1000. ROYAL BANK OF CANADA DTD 09/19/2012 1.2%   2012-09-17 2014-08-06
9. ST JUDE MEDICAL INC COM   2014-01-31 2014-08-06
1000. UNITED STATES TREASURY DTD 05/15/2013 2.   2014-02-06 2014-08-06
1056.17 UNITED STATES TREASURY INFLATION INDEX BOND DTD 07/29/2011 .62   2012-06-07 2014-08-06
1000. WAL MART STORES INC DTD 04/15/2008 6.2%   2012-03-02 2014-08-06
65.15 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05937 DTD 07/01/2010 4.5%   2012-03-06 2014-08-15
67.73 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05408 DTD 04/01/2009 5% 1   2012-07-09 2014-08-15
37.44 FEDERAL HOME LOAN MORTGAGE CORP POOL #G07021 DTD 05/01/2012 5% 0   2014-02-07 2014-08-15
50.93 FEDERAL HOME LOAN MORTGAGE CORP POOL #G08568 DTD 01/01/2014 4.5%   2014-02-07 2014-08-15
79.2 FEDERAL HOME LOAN MORTGAGE CORP POOL #A95147 DTD 11/01/2010 4% 11   2012-06-11 2014-08-15
5. FLUOR CORP   2014-01-31 2014-08-15
8. NESTLE SA SPONSORED ADR FOR REG   2014-01-31 2014-08-15
19. PFIZER INC COM   2014-01-31 2014-08-15
47.85 FEDERAL NATIONAL MORTGAGE ASSN POOL #254   2011-08-09 2014-08-25
59.82 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH5575 DTD 02/01/2011 4% 02   2013-07-11 2014-08-25
145.06 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH6827 DTD 03/01/2011 4% 0   2011-08-09 2014-08-25
38.75 FEDERAL NATIONAL MORTGAGE ASSN POOL #AL0393 DTD 06/01/2011 4.5%   2011-11-04 2014-08-25
72.59 FEDERAL NATIONAL MORTGAGE ASSN POOL #AQ0546 DTD 11/01/2012 3.5%   2013-07-08 2014-08-25
90.01 FEDERAL NATIONAL MORTGAGE ASSN POOL #AT2062 DTD 04/01/2013 2.5%   2014-03-07 2014-08-25
365.77 FEDERAL NATIONAL MORTGAGE ASSN POOL #725773 DTD 08/01/04 5.5% 0   2011-03-07 2014-08-25
115.28 FEDERAL NATIONAL MORTGAGE ASSN POOL #735580 DTD 05/01/05 5% 06/   2011-08-09 2014-08-25
100.77 FEDERAL NATIONAL MORTGAGE ASSN POOL #745418 DTD 03/01/06 5.5% 0   2012-06-07 2014-08-25
190.97 FEDERAL NATIONAL MORTGAGE ASSN POOL #745500 DTD 04/01/2006 5.5%   2011-03-07 2014-08-25
322.42 FEDERAL NATIONAL MORTGAGE ASSN POOL #888268 DTD 03/01/07 6% 03/   2011-03-07 2014-08-25
125.75 FEDERAL NATIONAL MORTGAGE ASSN POOL #984077 DTD 05/01/2008 5% 0   2011-03-07 2014-08-25
31. FEDERAL NATIONAL MORTGAGE ASSN POOL #AA7236 DTD 05/01/2009 4% 06/0   2012-02-07 2014-08-25
50.22 FEDERAL NATIONAL MORTGAGE ASSN POOL #MA1062 DTD 04/01/2012 3% 05   2012-05-07 2014-08-25
65.13 FEDERAL NATIONAL MORTGAGE ASSN POOL # AD6432 DTD 06/01/2010 4.5%   2012-04-05 2014-08-25
50.34 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0378 DTD 09/01/2010 5.5%   2011-08-12 2014-08-25
61.09 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0981 DTD 02/01/2011 3.5%   2013-03-06 2014-08-25
121.37 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE3066 DTD 09/01/2010 3.5%   2011-08-09 2014-08-25
2000. UNITED STATES TREASURY DTD 05/15/2013 2.   2013-09-03 2014-09-05
8000. CATERPILLAR INC DTD 12/05/08 7.9% 12/15/   2013-06-18 2014-09-11
50.98 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05937 DTD 07/01/2010 4.5%   2012-03-06 2014-09-15
64.53 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05408 DTD 04/01/2009 5% 1   2012-07-09 2014-09-15
38.07 FEDERAL HOME LOAN MORTGAGE CORP POOL #G07021 DTD 05/01/2012 5% 0   2014-02-07 2014-09-15
28.53 FEDERAL HOME LOAN MORTGAGE CORP POOL #G08568 DTD 01/01/2014 4.5%   2014-02-07 2014-09-15
69.43 FEDERAL HOME LOAN MORTGAGE CORP POOL #A95147 DTD 11/01/2010 4% 1   2012-06-11 2014-09-15
11. AIR METHODS CORP NEW   2014-01-31 2014-09-19
5. AKAMAI TECHNOLOGIES INC   2014-01-31 2014-09-19
5. AMERICAN CAMPUS COMMUNITIES   2014-04-29 2014-09-19
10. APTARGROUP INC   2014-01-31 2014-09-19
5. ARTISAN PARTNERS ASSET MGMT   2014-07-03 2014-09-19
6. ARYZTA AG -UNSPON ADR   2014-05-09 2014-09-19
7. ASAHI CHEM INDUS   2014-01-31 2014-09-19
6. ASTELLAS PHARMA INC UNSP ADR   2014-01-31 2014-09-19
5. BHP BILLITON PLC SPONSORED ONE ADR REPRS   2014-08-04 2014-09-19
5. BP PLC SPONS ADR   2014-06-20 2014-09-19
8. BANCO BRADESCO BANCO BRADESCO S.A.   2014-01-31 2014-09-19
14. BANCO SANTANDER S.A. ADR ONE ADR REPRS O   2014-01-31 2014-09-19
19. BANK OF CHINA LTD -UNSPON ADR   2014-08-04 2014-09-19
63. BARCLAYS PLC SPONSORED ADR ONE ADR REPRS   2014-01-31 2014-09-19
5. BLACKBAUD INC   2014-01-31 2014-09-19
10. CLECO CORP NEW   2014-07-03 2014-09-19
4000. CSX CORP DTD 3/27/08 6.25% 04/01/2015   2012-03-07 2014-09-19
5. CARDTRONICS INC   2014-01-31 2014-09-19
61. CARLSBERG A/S - B -SPON ADR   2014-06-20 2014-09-19
7. CEPHEID INC CEPHEID INC   2014-01-31 2014-09-19
5. CHEFS' WAREHOUSE HOLDINGS, INC   2014-01-31 2014-09-19
5. COMPASS MINERALS INTERNATION   2014-01-31 2014-09-19
5. CORPORATE EXECUTIVE BRD CO   2014-01-31 2014-09-19
5. CREDIT SUISSE GROUP SPONSORED ADR EACH ADR RPRS 1 REGISTERED SHR   2014-01-31 2014-09-19
5. CUBIST PHARMACEUTICALS INC   2014-01-31 2014-09-19
7. DEUTSCHE TELEKOM AG - SPONSORED ADR ONE ADR REPRS ONE ORD SHS   2014-01-31 2014-09-19
40. DEUTSCHE POST AG   2014-01-31 2014-09-19
6. DEVRY INC DEL   2014-08-06 2014-09-19
5. WALT DISNEY CO COM   2013-08-02 2014-09-19
5. DONALDSON INC   2014-01-31 2014-09-19
5. DRIL-QUIP INC   2014-01-31 2014-09-19
5. EMBRAER SA - ADR   2014-05-09 2014-09-19
6. ENAGAS UNSPON ADR   2014-08-04 2014-09-19
5. EXPONET INC   2014-07-25 2014-09-19
5. FIRST REPUBLIC BANK SAN FRAN   2014-01-31 2014-09-19
5. GARTNER INC   2014-01-31 2014-09-19
8. GLACIER BANCORP, INC.   2014-01-31 2014-09-19
5. GREENHILL & CO INC   2014-01-31 2014-09-19
6. GROUP 1 AUTOMOTIVE INC   2014-07-03 2014-09-19
5. GRUPO FINANCIERO BANORTE -SPON ADR   2014-08-04 2014-09-19
10. HEARTLAND EXPRESS INC   2014-01-31 2014-09-19
5. HIBBETT SPORTS INC   2014-01-31 2014-09-19
7. HUTCHISON WHAMPOA LTD ADR   2014-01-31 2014-09-19
5. IBERIABANK CORP   2014-01-31 2014-09-19
8. ING GROEP N V SPONSORED ADR   2014-01-31 2014-09-19
6. INTESA SANPAOLO SPON ADR   2014-06-20 2014-09-19
5. ITOCHU CORP UNSPON ADR   2014-01-31 2014-09-19
6500. IVY HIGH INCOME FUND CL I   2012-11-06 2014-09-19
465.602 IVY HIGH INCOME FUND CL I   2014-01-31 2014-09-19
5. JACOBS ENGR GROUP DEL   2014-01-31 2014-09-19
7. KIRBY CORP   2014-01-31 2014-09-19
8. KOREA ELECTRIC POWER CORP SPONSORED ADR   2014-01-31 2014-09-19
5. LVMH MOET HENNESSY LOUIS VUITTON - ADR   2014-01-31 2014-09-19
5. LENOVO GROUP LTD ADR   2014-01-31 2014-09-19
5. LINCOLN ELEC HLDGS INC   2014-01-31 2014-09-19
7. MANNING & NAPIER INC   2014-01-31 2014-09-19
5. MARKETAXESS HOLDINGS INC   2014-01-31 2014-09-19
11. MEDNAX, INC MEDNAX   2014-07-03 2014-09-19
7. MICHELIN (CGDE) -UNSPON ADR   2014-08-04 2014-09-19
6. MICROCHIP TECHNOLOGY INC   2014-01-31 2014-09-19
5. MID-AMERICA APARTMENT COMMUNITIES INC (REIT)   2014-07-03 2014-09-19
5. MIDDLEBY CORP   2014-01-31 2014-09-19
13. MITSUBISHI UF J FINL GRP-ADR   2014-01-31 2014-09-19
6. MOBILE MINI INC   2014-07-03 2014-09-19
5. NATURAL GROCERS BY VITAMIN COTT INC   2014-01-31 2014-09-19
12. NEWELL RUBBERMAID INC COM   2014-07-25 2014-09-19
33. NIPPON TELEG & TEL CORP SPONSORED ADR   2014-01-31 2014-09-19
11. NISSAN MOTOR CO LTD SPONSORED ADR   2014-08-04 2014-09-19
10. NOMURA HOLDINGS INC ADR   2014-06-20 2014-09-19
5. NORDSON CORP   2014-01-31 2014-09-19
15. LUKOIL SPONSORED ADR 1 ADR REPRS 4 COMMO   2014-01-31 2014-09-19
10. PT BANK MANDIRI UNSPON ADR   2014-05-09 2014-09-19
7. PT ASTRA INTERNATIONAL TBK -UNSP ADR   2014-06-20 2014-09-19
8. PANDORA A/S - ADR   2014-05-09 2014-09-19
11. PETROLEO BRASILEIRO SA PETROBRAS 00   2014-08-04 2014-09-19
226.532 PIMCO ALL ASSET FD INSL CL   2014-01-31 2014-09-19
5. PRICESMART INC   2014-07-03 2014-09-19
7. PROASSURANCE CORP COM   2014-01-31 2014-09-19
5. QEP RESOURCES INC   2014-01-31 2014-09-19
7. QUESTAR CORP   2014-01-31 2014-09-19
11. RPM INC OHIO   2014-01-31 2014-09-19
5. RESMED INC   2014-01-31 2014-09-19
11. RITCHIE BROS AUCTIONEERS INC   2014-01-31 2014-09-19
8. ROCHE HOLDINGS LTD SPONSORED ADR   2014-08-04 2014-09-19
6. RYLAND GROUP INC   2014-01-31 2014-09-19
5. SK TELECOM CO LTD-ADR   2014-08-04 2014-09-19
7. SS&C TECHNOLOGIES HOLDINGS, INC.   2014-06-03 2014-09-19
5. SVB FINANCIAL GROUP   2014-01-31 2014-09-19
6. SAMPO OYJ - A SHS-UNSP ADR   2014-01-31 2014-09-19
20. SEGA SAMMY HOLDINGS INC.   2014-01-31 2014-09-19
8. SEKISUI HOUSE SPONS-ADR   2014-01-31 2014-09-19
11. SHIRE PHARMACEUTICALS GROUP PLC SPONSORED ADR   2014-01-31 2014-09-19
6. SIGNATURE BANK   2014-01-31 2014-09-19
10. SOCIETE GENERALE FRANCE SPONSORED ADR ONE ADR REPRS 1/5TH OF A SHA   2014-01-31 2014-09-19
5. SOLERA HOLDINGS INC   2014-01-31 2014-09-19
10. STATOIL ASA -SPON ADR   2014-06-20 2014-09-19
5. STEPAN COMPANY   2014-01-31 2014-09-19
6. STERIS CORP   2014-01-31 2014-09-19
8. SUBSEA 7 SA -SPON ADR   2014-01-31 2014-09-19
7. SUPERIOR ENERGY SVCS INC   2014-07-03 2014-09-19
6. SWEDBANK AB   2014-01-31 2014-09-19
13. SWISS RE LTD. -SPN ADR   2014-01-31 2014-09-19
22. TDK CORP ONE ADR REPRESENTS 1 ORDINARY   2014-01-31 2014-09-19
11. TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR   2014-03-25 2014-09-19
5. TECHNIP-COFLEXIP ADR   2014-08-04 2014-09-19
9. TECHTRONIC INDUSTRIES COMPANY   2014-08-04 2014-09-19
401.746 TEMPLETON GLOBAL BOND FUND ADV   2011-02-08 2014-09-19
18. TENARIS SA-ADR   2014-01-31 2014-09-19
9. TENCENT HOLDINGS LTD UNSPONSOR ADR   2014-03-25 2014-09-19
6. TOKIO MARINE HOLDINGS - ADR   2014-01-31 2014-09-19
5. TORO CO   2014-01-31 2014-09-19
5. TUPPERWARE CORP COM   2014-01-31 2014-09-19
9. UMPQUA HOLDINGS CORP   2014-07-03 2014-09-19
14000. UNITED STATES TREASURY DTD 11/30/2010 1.   2013-09-09 2014-09-19
5286.05 UNITED STATES TREASURY INFLATION INDEX BOND DTD 07/29/2011 .62   2012-06-07 2014-09-19
11630.6072 UNITED STATES TREASURY INFLATION INDEX BOND DTD 07/29/2011   2011-08-25 2014-09-19
10570.8028 UNITED STATES TREASURY INFLATION INDEX BOND DTD 07/29/2011   2014-02-06 2014-09-19
5. URBAN OUTFITTERS INC   2014-01-31 2014-09-19
279. VANGUARD FTSE DEVELOPED MARKETS ETF   2014-01-31 2014-09-19
279.591 VANGUARD SMALL CAP INDEX-SIG   2014-01-31 2014-09-19
109.248 VANGUARD MID-CAP INDEX FUND-ADM   2014-01-31 2014-09-19
5. WABTEC   2014-01-31 2014-09-19
5. WEST PHARMACEUTICAL SERVICES INC   2014-08-04 2014-09-19
5. ZEBRA TECHNOLOGIES CORP CL A   2014-01-31 2014-09-19
5. COVIDIEN PLC SEDOL:B68SQD2 ISIN:IE00B68S   2014-01-31 2014-09-19
6. HOLLYSYS AUTOMATION TECH LTD SEDOL# B0JCH50 ISIN# VGG456671053   2014-05-09 2014-09-19
3000. CSX CORP DTD 3/27/08 6.25% 04/01/2015   2014-02-06 2014-09-23
2000. CSX CORP DTD 3/27/08 6.25% 04/01/2015   2011-03-07 2014-09-23
1. GOLDMAN SACHS GROUP INC   2014-01-31 2014-09-24
5000. UNITED STATES TREASURY DTD 05/15/2013 2.   2014-02-06 2014-09-24
5000. UNITED STATES TREASURY DTD 05/15/2013 2.   2013-09-03 2014-09-24
67000. UNITED STATES TREASURY DTD 11/30/2010 1.   2014-09-23 2014-09-24
3000. UNITED STATES TREASURY DTD 11/30/2010 1.   2013-09-09 2014-09-24
51.38 FEDERAL NATIONAL MORTGAGE ASSN POOL #254   2011-08-09 2014-09-25
54.6 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH5575 DTD 02/01/2011 4% 02/   2013-07-11 2014-09-25
96.28 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH6827 DTD 03/01/2011 4% 03   2011-08-09 2014-09-25
45.43 FEDERAL NATIONAL MORTGAGE ASSN POOL #AL0393 DTD 06/01/2011 4.5%   2011-11-04 2014-09-25
64.44 FEDERAL NATIONAL MORTGAGE ASSN POOL #AQ0546 DTD 11/01/2012 3.5%   2013-07-08 2014-09-25
100.52 FEDERAL NATIONAL MORTGAGE ASSN POOL #AT2062 DTD 04/01/2013 2.5%   2014-03-07 2014-09-25
309.08 FEDERAL NATIONAL MORTGAGE ASSN POOL #725773 DTD 08/01/04 5.5% 0   2011-03-07 2014-09-25
114.04 FEDERAL NATIONAL MORTGAGE ASSN POOL #735580 DTD 05/01/05 5% 06/   2011-08-09 2014-09-25
101.42 FEDERAL NATIONAL MORTGAGE ASSN POOL #745418 DTD 03/01/06 5.5% 0   2012-06-07 2014-09-25
192.82 FEDERAL NATIONAL MORTGAGE ASSN POOL #745500 DTD 04/01/2006 5.5%   2011-03-07 2014-09-25
329.44 FEDERAL NATIONAL MORTGAGE ASSN POOL #888268 DTD 03/01/07 6% 03/   2011-03-07 2014-09-25
199.24 FEDERAL NATIONAL MORTGAGE ASSN POOL #984077 DTD 05/01/2008 5% 0   2011-03-07 2014-09-25
12.07 FEDERAL NATIONAL MORTGAGE ASSN POOL #AA7236 DTD 05/01/2009 4% 06   2012-02-07 2014-09-25
59.08 FEDERAL NATIONAL MORTGAGE ASSN POOL #MA1062 DTD 04/01/2012 3% 05   2012-05-07 2014-09-25
66.47 FEDERAL NATIONAL MORTGAGE ASSN POOL # AD6432 DTD 06/01/2010 4.5%   2012-04-05 2014-09-25
50.28 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0378 DTD 09/01/2010 5.5%   2011-08-12 2014-09-25
63.78 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0981 DTD 02/01/2011 3.5%   2013-03-06 2014-09-25
120.48 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE3066 DTD 09/01/2010 3.5%   2011-08-09 2014-09-25
1000. ANHEUSER-BUSCH INBEV WOR DTD 01/27/2011   2012-06-07 2014-10-06
1000. APPLE INC DTD 05/03/2013 1% 05/03/2018   2013-05-01 2014-10-06
2000. BHP BILLITON FIN USA LTD DTD 02/24/2012   2012-02-22 2014-10-06
2000. CA INC DTD 11/13/09 5.375% 12/01/2019   2012-06-07 2014-10-06
1000. CISCO SYSTEMS INC CALLABLE 5.5% 02/22/20   2012-12-10 2014-10-06
2000. CITIGROUP INC DTD 01/10/2013 1.25% 01/15   2013-04-24 2014-10-06
1000. COMCAST CORP DTD 06/18/09 5.7% 07/01/201   2011-03-07 2014-10-06
2000. JOHN DEERE CAPITAL CORP SERIES MTN DTD 09/15/2014 2.3% 09/16/201   2014-09-12 2014-10-06
2000. DUKE ENERGY CORPORATION DTD 11/17/2011 2   2011-11-14 2014-10-06
2000. FEDERAL NATIONAL MORTGAGE ASSN 5% 03/1   2012-06-07 2014-10-06
3000. FEDERAL HOME LOAN MTG CORP DTD 01/07/201   2012-06-07 2014-10-06
1000. GOLDMAN SACHS GROUP INC DTD 2/5/09 7.5%   2012-06-07 2014-10-06
1000. HESS CORPORATION DTD 2/3/09 8.125% 02/15   2011-03-07 2014-10-06
2000. HEWLETT-PACKARD CO DTD 12/02/2010 2.2% 1   2012-06-07 2014-10-06
1000. INTEL CORP DTD 09/19/2011 3.3% 10/01/202   2012-06-07 2014-10-06
3000. INTERNATIONAL BUSINESS MACHINES DTD 07/22/2011 1.95% 07/22/2016   2012-02-02 2014-10-06
1000. J P MORGAN CHASE & CO DTD 04/23/09 6.3%   2011-03-07 2014-10-06
1000. KRAFT FOOD INC DTD 02/08/2010 4.125% 02/   2012-06-07 2014-10-06
1000. MERRILL LYNCH & CO INC SERIES: MTN DTD 04/25/08 6.875% 04/25/201   2011-03-07 2014-10-06
1000. MERRILL LYNCH & CO 6.11% 01/29/2037   2011-03-07 2014-10-06
1000. ORACLE CORPORATION DTD 04/09/08 5.75% 04   2011-03-07 2014-10-06
2000. PETROBRAS INTL FIN CO DTD 10/30/09 5.75%   2012-06-11 2014-10-06
1000. PFIZER INC DTD 3/24/09 6.2% 03/15/2019   2012-06-07 2014-10-06
1000. PRUDENTIAL FINANCIAL DTD 11/18/2010 4.5%   2012-06-07 2014-10-06
2000. ROYAL BANK OF CANADA DTD 09/19/2012 1.2%   2012-09-17 2014-10-06
1000. SUNTRUST BKS INC DTD 11/01/2011 3.5% 01/   2012-06-07 2014-10-06
1000. TALISMAN ENERGY INC DTD 6/1/09 7.75% 06/   2012-06-11 2014-10-06
1000. TOYOTA MOTOR CREDIT CORP SERIES MTN DTD 09/15/2011 3.4% 09/15/20   2012-06-07 2014-10-06
3000. UNITED STATES TREAS BDS DTD 8/15/93 6.25% 08/15/2023   2012-06-07 2014-10-06
10000. UNITED STATES TREASURY N/B DTD 08/02/10   2014-06-05 2014-10-06
5000. UNITED STATES TREASURY DTD 05/15/2013 1.   2013-06-24 2014-10-06
1000. VERIZON COMMUNICATIONS DTD 03/28/2011 6%   2011-03-25 2014-10-06
2000. KRAFT FOODS INC DTD 12/04/2012 1.625% 06   2013-02-07 2014-10-07
2000. TARGET CORP CALLABLE 5.375% 05/01/2017   2012-06-07 2014-10-07
1000. BARCLAYS BANK PLC DTD 04/07/2010 3.9% 04   2012-06-07 2014-10-08
2000. MARATHON OIL CORP DTD 10/29/2012 .9% 11/   2013-03-26 2014-10-08
60.21 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05937 DTD 07/01/2010 4.5%   2012-03-06 2014-10-15
83.75 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05408 DTD 04/01/2009 5% 1   2012-07-09 2014-10-15
40.22 FEDERAL HOME LOAN MORTGAGE CORP POOL #G07021 DTD 05/01/2012 5% 0   2014-02-07 2014-10-15
23.38 FEDERAL HOME LOAN MORTGAGE CORP POOL #G08568 DTD 01/01/2014 4.5%   2014-02-07 2014-10-15
77.26 FEDERAL HOME LOAN MORTGAGE CORP POOL #A95147 DTD 11/01/2010 4% 1   2012-06-11 2014-10-15
4000. MORGAN STANLEY DTD 11/20/2009 4.2% 11/20   2014-02-06 2014-10-20
5000. MORGAN STANLEY DTD 11/20/2009 4.2% 11/20   2012-06-11 2014-10-20
5. AMERICAN CAMPUS COMMUNITIES   2014-04-29 2014-10-21
5. ANSYS INC   2014-01-31 2014-10-21
5. CLECO CORP NEW   2014-01-31 2014-10-21
5. CHEFS' WAREHOUSE HOLDINGS, INC   2014-01-31 2014-10-21
11. CHEVRONTEXACO CORP COM   2009-02-10 2014-10-21
5. CROWN HOLDINGS INC   2014-05-16 2014-10-21
5. DORMAN PRODUCTS, INC.   2014-06-11 2014-10-21
5. GARTNER INC   2014-01-31 2014-10-21
5. ILLINOIS TOOL WKS INC COM   2014-09-19 2014-10-21
5. NATIONAL HEALTH INVESTORS INC (REIT)   2014-01-31 2014-10-21
14. ORACLE CORPORATION COM   2009-02-10 2014-10-21
6. PHILIP MORRIS INTERNATIONAL INC   2009-02-10 2014-10-21
5. PIER 1 IMPORTS, INC.   2014-01-31 2014-10-21
6. QUALCOMM INC   2009-02-10 2014-10-21
14. RESMED INC   2014-01-31 2014-10-21
20. ACCENTURE PLC SEDOL #B4BNMY3 ISIN #IE00B   2012-10-11 2014-10-21
5. COVIDIEN PLC SEDOL:B68SQD2 ISIN:IE00B68S   2014-01-31 2014-10-21
5. DELPHI AUTOMOTIVE PLC   2014-09-19 2014-10-21
5. EATON CORP PLC ISIN: IE00B8KQN827 SEDOL:   2014-02-12 2014-10-21
5. CHEVRONTEXACO CORP COM   2009-02-10 2014-10-22
5. 3M CO COM   2009-02-10 2014-10-22
47.97 FEDERAL NATIONAL MORTGAGE ASSN POOL #254   2011-08-09 2014-10-27
60.76 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH5575 DTD 02/01/2011 4% 02   2013-07-11 2014-10-27
97.21 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH6827 DTD 03/01/2011 4% 03   2011-08-09 2014-10-27
49.22 FEDERAL NATIONAL MORTGAGE ASSN POOL #AL0393 DTD 06/01/2011 4.5%   2011-11-04 2014-10-27
61.26 FEDERAL NATIONAL MORTGAGE ASSN POOL #AQ0546 DTD 11/01/2012 3.5%   2013-07-08 2014-10-27
93.56 FEDERAL NATIONAL MORTGAGE ASSN POOL #AT2062 DTD 04/01/2013 2.5%   2014-03-07 2014-10-27
340.91 FEDERAL NATIONAL MORTGAGE ASSN POOL #725773 DTD 08/01/04 5.5% 0   2011-03-07 2014-10-27
120.94 FEDERAL NATIONAL MORTGAGE ASSN POOL #735580 DTD 05/01/05 5% 06/   2011-08-09 2014-10-27
82.55 FEDERAL NATIONAL MORTGAGE ASSN POOL #745418 DTD 03/01/06 5.5% 04   2012-06-07 2014-10-27
194.48 FEDERAL NATIONAL MORTGAGE ASSN POOL #745500 DTD 04/01/2006 5.5%   2011-03-07 2014-10-27
271.12 FEDERAL NATIONAL MORTGAGE ASSN POOL #888268 DTD 03/01/07 6% 03/   2011-03-07 2014-10-27
94.38 FEDERAL NATIONAL MORTGAGE ASSN POOL #984077 DTD 05/01/2008 5% 06   2011-03-07 2014-10-27
6.92 FEDERAL NATIONAL MORTGAGE ASSN POOL #AA7236 DTD 05/01/2009 4% 06/   2012-02-07 2014-10-27
81.95 FEDERAL NATIONAL MORTGAGE ASSN POOL #MA1062 DTD 04/01/2012 3% 05   2012-05-07 2014-10-27
59.02 FEDERAL NATIONAL MORTGAGE ASSN POOL # AD6432 DTD 06/01/2010 4.5%   2012-04-05 2014-10-27
47.22 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0378 DTD 09/01/2010 5.5%   2011-08-12 2014-10-27
58.35 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0981 DTD 02/01/2011 3.5%   2013-03-06 2014-10-27
97.45 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE3066 DTD 09/01/2010 3.5%   2011-08-09 2014-10-27
8000. FEDERAL HOME LOAN MTG CORP DTD 01/07/201   2012-01-10 2014-10-28
39. CHEFS' WAREHOUSE HOLDINGS, INC   2014-03-25 2014-11-03
1000. AT&T INC DTD 05/13/08 5.6% 05/15/2018   2011-03-07 2014-11-06
2000. FEDERAL HOME LOAN MTG CORP DTD 01/07/201   2014-02-06 2014-11-06
7000. FEDERAL HOME LOAN MTG CORP DTD 01/07/201   2012-01-10 2014-11-06
8000. FEDERAL HOME LOAN MTG CORP DTD 01/07/201   2014-02-06 2014-11-07
1000. MOLSON COORS BREWING CO DTD 05/03/2012   2014-09-19 2014-11-10
55.69 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05937 DTD 07/01/2010 4.5%   2012-03-06 2014-11-17
76.22 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05408 DTD 04/01/2009 5% 1   2012-07-09 2014-11-17
37.41 FEDERAL HOME LOAN MORTGAGE CORP POOL #G07021 DTD 05/01/2012 5% 0   2014-02-07 2014-11-17
14.77 FEDERAL HOME LOAN MORTGAGE CORP POOL #G08568 DTD 01/01/2014 4.5%   2014-02-07 2014-11-17
48.36 FEDERAL HOME LOAN MORTGAGE CORP POOL #A95147 DTD 11/01/2010 4% 1   2012-06-11 2014-11-17
50.98 FEDERAL NATIONAL MORTGAGE ASSN POOL #254   2011-08-09 2014-11-25
64.99 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH5575 DTD 02/01/2011 4% 02   2013-07-11 2014-11-25
114.67 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH6827 DTD 03/01/2011 4% 0   2011-08-09 2014-11-25
44.88 FEDERAL NATIONAL MORTGAGE ASSN POOL #AL0393 DTD 06/01/2011 4.5%   2011-11-04 2014-11-25
46.38 FEDERAL NATIONAL MORTGAGE ASSN POOL #AQ0546 DTD 11/01/2012 3.5%   2013-07-08 2014-11-25
85.37 FEDERAL NATIONAL MORTGAGE ASSN POOL #AT2062 DTD 04/01/2013 2.5%   2014-03-07 2014-11-25
327.14 FEDERAL NATIONAL MORTGAGE ASSN POOL #725773 DTD 08/01/04 5.5% 0   2011-03-07 2014-11-25
106.41 FEDERAL NATIONAL MORTGAGE ASSN POOL #735580 DTD 05/01/05 5% 06/   2011-08-09 2014-11-25
82.95 FEDERAL NATIONAL MORTGAGE ASSN POOL #745418 DTD 03/01/06 5.5% 04   2012-06-07 2014-11-25
173.57 FEDERAL NATIONAL MORTGAGE ASSN POOL #745500 DTD 04/01/2006 5.5%   2011-03-07 2014-11-25
315.78 FEDERAL NATIONAL MORTGAGE ASSN POOL #888268 DTD 03/01/07 6% 03/   2011-03-07 2014-11-25
79.01 FEDERAL NATIONAL MORTGAGE ASSN POOL #984077 DTD 05/01/2008 5% 06   2011-03-07 2014-11-25
50.69 FEDERAL NATIONAL MORTGAGE ASSN POOL #AA7236 DTD 05/01/2009 4% 06   2012-02-07 2014-11-25
50.21 FEDERAL NATIONAL MORTGAGE ASSN POOL #MA1062 DTD 04/01/2012 3% 05   2012-05-07 2014-11-25
56.04 FEDERAL NATIONAL MORTGAGE ASSN POOL # AD6432 DTD 06/01/2010 4.5%   2012-04-05 2014-11-25
49.26 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0378 DTD 09/01/2010 5.5%   2011-08-12 2014-11-25
52.04 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0981 DTD 02/01/2011 3.5%   2013-03-06 2014-11-25
105.69 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE3066 DTD 09/01/2010 3.5%   2011-08-09 2014-11-25
2100. LORD ABBETT INVESTMENT TRUST-SHORT DURAT   2014-09-19 2014-12-03
1400. TEMPLETON GLOBAL BOND FUND ADV   2011-03-07 2014-12-03
.8 CALIFORNIA RESOURCES CORP   2014-09-19 2014-12-04
63. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009   2014-09-19 2014-12-08
12. BANK OF CHINA LTD -UNSPON ADR   2014-08-04 2014-12-08
5. BAYERISHE MOTOREN WERKE BMW - UNSPONSORE   2014-08-04 2014-12-08
5. CVS CORP   2014-09-19 2014-12-08
39. CVS CORP   2009-02-10 2014-12-08
8. CALIFORNIA RESOURCES CORP   2014-09-19 2014-12-08
7. CARDTRONICS INC   2014-01-31 2014-12-08
5. CEPHEID INC CEPHEID INC   2014-01-31 2014-12-08
50. COMCAST CORP SPECIAL CL A   2014-09-19 2014-12-08
6. COSTCO WHSL CORP NEW   2014-09-19 2014-12-08
12. COVANCE INC COM   2014-01-31 2014-12-08
20. CROWN HOLDINGS INC   2014-09-19 2014-12-08
31. DANAHER CORP COM   2012-03-15 2014-12-08
10. DIAGEO PLC SPONSORED ADR NEW   2014-01-31 2014-12-08
13. WALT DISNEY CO COM   2013-08-02 2014-12-08
20. EOG RES INC   2014-10-22 2014-12-08
27. EXPRESS SCRIPTS HOLDING CO   2013-09-25 2014-12-08
26. EXXON MOBIL CORP   2011-08-17 2014-12-08
37. FIDELITY NATIONAL INFORMATION   2014-09-19 2014-12-08
8. FLUOR CORP   2014-01-31 2014-12-08
52. FRANKLIN RESOURCES   2014-09-19 2014-12-08
53. GENERAL MILLS INC   2014-09-19 2014-12-08
10. GILEAD SCIENCES INC   2013-07-05 2014-12-08
14. GOLDMAN SACHS GROUP INC   2014-01-31 2014-12-08
27. HONEYWELL INTERNATIONAL INC COM   2013-04-12 2014-12-08
5. HONEYWELL INTERNATIONAL INC COM   2014-09-19 2014-12-08
20. ILLINOIS TOOL WKS INC COM   2014-04-09 2014-12-08
10. IMPERIAL TOBACCO GROUP PLC ADR ONE ADR REPRS TWO ORDINARY SHARES   2014-05-09 2014-12-08
9. INTERNATIONAL BUSINESS MACHS COM   2014-01-31 2014-12-08
26. JP MORGAN CHASE & CO COM   2009-02-10 2014-12-08
48. JOHNSON CTLS INC COM   2014-10-21 2014-12-08
12. LOCKHEED MARTIN CORP COM   2014-01-31 2014-12-08
29. LORILLARD INC.   2014-09-19 2014-12-08
11. MCDONALDS CORP   2014-07-09 2014-12-08
7. MCDONALDS CORP   2012-10-11 2014-12-08
5. MEAD JOHNSON NUTRITION COMPANY   2014-09-19 2014-12-08
55. MERCK & CO. INC. NEW   2014-10-21 2014-12-08
60. METLIFE INC COM   2014-10-21 2014-12-08
42. NASDAQ OMX GROUP INC   2014-09-19 2014-12-08
6. NATURAL GROCERS BY VITAMIN COTT INC   2014-01-31 2014-12-08
32. NESTLE SA SPONSORED ADR FOR REG   2014-09-19 2014-12-08
22. OCCIDENTAL PETROLEUM CORP   2014-09-19 2014-12-08
5. PT BANK RAKYAT INDONESIA - UN ADR   2014-05-09 2014-12-08
112. PFIZER INC COM   2014-10-21 2014-12-08
39. PHILIP MORRIS INTERNATIONAL INC   2009-02-10 2014-12-08
5. PHILIP MORRIS INTERNATIONAL INC   2014-09-19 2014-12-08
6. PRUDENTIAL FINANCIAL INC COM   2014-10-21 2014-12-08
13. PRUDENTIAL FINANCIAL INC COM   2009-02-10 2014-12-08
18. CHARLES SCHWAB CORP NEW   2014-09-19 2014-12-08
5. SMITH & NEPHEW P L C SPD ADR NEW   2014-08-04 2014-12-08
21. STATE STREET CORP COM   2014-10-21 2014-12-08
25. TARGET CORP COM   2012-03-15 2014-12-08
5. TARGET CORP COM   2014-10-21 2014-12-08
34. TEXAS INSTRS INC   2014-10-22 2014-12-08
12. THERMO ELECTRON CORP   2009-02-10 2014-12-08
5. THERMO ELECTRON CORP   2014-09-19 2014-12-08
28. TIME WARNER INC   2014-09-19 2014-12-08
10. TRAVELERS COMPANIES, INC.   2014-09-19 2014-12-08
28. TRAVELERS COMPANIES, INC.   2009-02-10 2014-12-08
19. UNITED PARCEL SVC INC CL B   2014-01-31 2014-12-08
74000. UNITED STATES TREASURY DTD 11/30/2010 1.   2014-11-06 2014-12-08
21. UNITED TECHNOLOGIES CORP COM   2009-02-10 2014-12-08
5. UNITED TECHNOLOGIES CORP COM   2014-09-19 2014-12-08
36.951 VANGUARD 500 INDEX ADMIR FUND #540   2014-09-19 2014-12-08
27.101 VERIZON COMMUNICATIONS COM   2014-10-21 2014-12-08
54.899 VERIZON COMMUNICATIONS COM   2009-02-10 2014-12-08
13. WELLS FARGO & CO NEW COM   2014-10-21 2014-12-08
98. WELLS FARGO & CO NEW COM   2012-08-13 2014-12-08
6. ZEBRA TECHNOLOGIES CORP CL A   2014-10-21 2014-12-08
19. ACCENTURE PLC SEDOL #B4BNMY3 ISIN #IE00B   2014-09-19 2014-12-08
45. ACCENTURE PLC SEDOL #B4BNMY3 ISIN #IE00B   2012-10-11 2014-12-08
10. COVIDIEN PLC SEDOL:B68SQD2 ISIN:IE00B68S   2014-01-31 2014-12-08
28. DELPHI AUTOMOTIVE PLC   2014-09-24 2014-12-08
23. EATON CORP PLC ISIN: IE00B8KQN827 SEDOL:   2014-09-19 2014-12-08
14. GENPACT LIMITED   2014-09-19 2014-12-08
250. VANGUARD 500 INDEX ADMIR FUND #540   2014-09-19 2014-12-10
68. FMSA HOLDINGS INC   2014-12-08 2014-12-11
43. FEDERAL HOME LOAN MORTGAGE CORP POOL #G05937 DTD 07/01/2010 4.5% 0   2012-03-06 2014-12-15
49.32 FEDERAL HOME LOAN MORTGAGE CORP POOL #G05408 DTD 04/01/2009 5% 1   2012-07-09 2014-12-15
33.69 FEDERAL HOME LOAN MORTGAGE CORP POOL #G07021 DTD 05/01/2012 5% 0   2014-02-07 2014-12-15
43. FEDERAL HOME LOAN MORTGAGE CORP POOL #G08568 DTD 01/01/2014 4.5% 0   2014-02-07 2014-12-15
41.18 FEDERAL HOME LOAN MORTGAGE CORP POOL #A95147 DTD 11/01/2010 4% 1   2012-06-11 2014-12-15
8. BED BATH & BEYOND INC   2014-12-08 2014-12-16
13. FLUOR CORP   2014-01-31 2014-12-16
4. FOSSIL GROUP INC   2014-01-31 2014-12-16
19. BOEING CO   2014-12-08 2014-12-18
11. FLUOR CORP   2014-09-19 2014-12-23
2. FOSSIL GROUP INC   2014-01-31 2014-12-23
45.3 FEDERAL NATIONAL MORTGAGE ASSN POOL #254   2011-08-09 2014-12-26
53.48 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH5575 DTD 02/01/2011 4% 02   2013-07-11 2014-12-26
127.47 FEDERAL NATIONAL MORTGAGE ASSN POOL #AH6827 DTD 03/01/2011 4% 0   2011-08-09 2014-12-26
38.95 FEDERAL NATIONAL MORTGAGE ASSN POOL #AL0393 DTD 06/01/2011 4.5%   2011-11-04 2014-12-26
68.62 FEDERAL NATIONAL MORTGAGE ASSN POOL #AQ0546 DTD 11/01/2012 3.5%   2013-07-08 2014-12-26
84.87 FEDERAL NATIONAL MORTGAGE ASSN POOL #AT2062 DTD 04/01/2013 2.5%   2014-03-07 2014-12-26
37.71 FEDERAL NATIONAL MORTGAGE ASSN POOL #AU3735 DTD 08/01/2013 3% 08   2014-11-07 2014-12-26
286.33 FEDERAL NATIONAL MORTGAGE ASSN POOL #725773 DTD 08/01/04 5.5% 0   2011-03-07 2014-12-26
87.77 FEDERAL NATIONAL MORTGAGE ASSN POOL #735580 DTD 05/01/05 5% 06/0   2011-08-09 2014-12-26
77.07 FEDERAL NATIONAL MORTGAGE ASSN POOL #745418 DTD 03/01/06 5.5% 04   2012-06-07 2014-12-26
188.51 FEDERAL NATIONAL MORTGAGE ASSN POOL #745500 DTD 04/01/2006 5.5%   2011-03-07 2014-12-26
229.39 FEDERAL NATIONAL MORTGAGE ASSN POOL #888268 DTD 03/01/07 6% 03/   2011-03-07 2014-12-26
98.8 FEDERAL NATIONAL MORTGAGE ASSN POOL #984077 DTD 05/01/2008 5% 06/   2011-03-07 2014-12-26
22.17 FEDERAL NATIONAL MORTGAGE ASSN POOL #AA7236 DTD 05/01/2009 4% 06   2012-02-07 2014-12-26
54.48 FEDERAL NATIONAL MORTGAGE ASSN POOL #MA1062 DTD 04/01/2012 3% 05   2012-05-07 2014-12-26
56.87 FEDERAL NATIONAL MORTGAGE ASSN POOL # AD6432 DTD 06/01/2010 4.5%   2012-04-05 2014-12-26
47.03 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0378 DTD 09/01/2010 5.5%   2011-08-12 2014-12-26
50.61 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE0981 DTD 02/01/2011 3.5%   2013-03-06 2014-12-26
99.67 FEDERAL NATIONAL MORTGAGE ASSN POOL #AE3066 DTD 09/01/2010 3.5%   2011-08-09 2014-12-26
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 25,447   25,256 191
b 13,006   13,001 5
c 59   63 -4
d 86   93 -7
e 53   57 -4
6,740   6,638 102
57   61 -4
57   59 -2
121   127 -6
62   66 -4
37   37  
515   555 -40
148   160 -12
139   153 -14
239   259 -20
543   594 -51
143   152 -9
32   34 -2
44   46 -2
52   56 -4
58   64 -6
47   50 -3
116   120 -4
2,505   2,302 203
78,499   70,659 7,840
40,003   36,722 3,281
4,149   4,008 141
12,368   3,607 8,761
8,428   6,945 1,483
9,989   11,726 -1,737
4,377   3,080 1,297
4,529   2,614 1,915
7,673   3,400 4,273
12,288   10,112 2,176
3,728   2,854 874
11,960   12,694 -734
4,365   4,694 -329
6,253   4,610 1,643
10,893   7,480 3,413
2,324   2,093 231
4,268   2,654 1,614
3,207   2,695 512
10,390   9,240 1,150
48,446   39,837 8,609
6,670   6,504 166
9,855   7,506 2,349
4,071   2,669 1,402
7,567   6,429 1,138
9,959   7,103 2,856
4,775   4,052 723
9,826   6,677 3,149
6,816   4,504 2,312
76,668   78,167 -1,499
106,780   107,760 -980
10,951   7,290 3,661
4,375   4,338 37
75,215   51,813 23,402
3,101   3,058 43
14,849   8,923 5,926
10,354   6,439 3,915
40,934   36,084 4,850
6,710   5,963 747
10,102   6,065 4,037
8,584   4,809 3,775
10,060   6,927 3,133
7,861   6,721 1,140
2,939   2,317 622
6,613   4,639 1,974
54,798   49,544 5,254
9,491   7,172 2,319
8,453   5,766 2,687
3,547   1,764 1,783
6,414   3,878 2,536
6,956   4,740 2,216
5,045   2,692 2,353
4,854   4,313 541
6,042   6,270 -228
10,667   8,157 2,510
4,377   1,470 2,907
8,567   4,067 4,500
4,975   3,538 1,437
2,195   1,093 1,102
4,382   3,983 399
2,732   1,155 1,577
1,201   718 483
6,947   2,542 4,405
4,176   3,627 549
45,361   36,698 8,663
27,170   29,954 -2,784
8,242   8,649 -407
12,296   9,329 2,967
4,304   3,756 548
7,802   7,792 10
4,398   3,980 418
233,446   233,453 -7
501   480 21
635   545 90
437   497 -60
16,761   16,400 361
43   46 -3
103   112 -9
46   49 -3
56   60 -4
47   49 -2
133   140 -7
58   61 -3
35   35  
465   502 -37
147   159 -12
114   126 -12
238   258 -20
474   519 -45
61   65 -4
17   18 -1
79   82 -3
51   54 -3
58   63 -5
40   42 -2
93   96 -3
9,075   9,000 75
5   3 2
30   50 -20
1,297   1,170 127
1,144   1,142 2
1,032   1,008 24
1,029   1,006 23
1,144   1,017 127
1,025   1,010 15
852   857 -5
2,037   2,038 -1
1,078   1,158 -80
1,104   1,252 -148
1,142   1,112 30
33   35 -2
68   73 -5
38   41 -3
4   4  
46   49 -3
64   53 11
45   44 1
52   53 -1
205   182 23
201   183 18
51   55 -4
51   53 -2
77   81 -4
35   37 -2
29   29  
367   396 -29
111   120 -9
99   109 -10
223   241 -18
393   430 -37
179   190 -11
16   17 -1
58   61 -3
43   46 -3
54   59 -5
41   43 -2
86   89 -3
273   244 29
537   532 5
207   185 22
158   160 -2
339   309 30
661   688 -27
365   181 184
801   746 55
378   330 48
219   194 25
148   148  
347   295 52
537   450 87
1,475   1,508 -33
109   110 -1
443   399 44
373   358 15
140   119 21
265   216 49
82   78 4
590   193 397
113   105 8
246   170 76
352   277 75
504   486 18
312   304 8
2,183   2,482 -299
1,336   1,371 -35
573   248 325
553   526 27
7,021   7,079 -58
3,009   3,000 9
4,012   4,050 -38
6,019   6,000 19
341   354 -13
280   260 20
631   592 39
744   728 16
57   61 -4
78   85 -7
45   49 -4
9   10 -1
61   66 -5
552   549 3
55   60 -5
44   45 -1
100   105 -5
37   39 -2
34   34  
85   86 -1
420   454 -34
121   131 -10
112   123 -11
229   249 -20
372   407 -35
299   318 -19
66   70 -4
72   75 -3
67   71 -4
58   63 -5
45   48 -3
111   116 -5
87   79 8
402   345 57
1,006   1,001 5
1,006   1,002 4
1,061   1,089 -28
2,706   2,572 134
64,132   64,067 65
1,932   2,071 -139
2,013   2,128 -115
1,743   1,759 -16
2,151   1,986 165
231   226 5
509   389 120
1,006   1,036 -30
410   345 65
1,742   1,783 -41
1,257   998 259
1,131   1,098 33
48   51 -3
90   97 -7
44   48 -4
17   18 -1
47   50 -3
326   299 27
6,292   6,257 35
3,146   3,132 14
55   59 -4
52   54 -2
113   118 -5
50   53 -3
65   65  
98   98  
408   440 -32
131   142 -11
100   110 -10
218   236 -18
429   470 -41
114   121 -7
16   17 -1
55   58 -3
58   62 -4
55   61 -6
48   51 -3
94   97 -3
492   369 123
457   1,104 -647
487   395 92
9,153   9,141 12
1,138   957 181
2,034   2,030 4
521   451 70
522   522  
494   448 46
56   60 -4
70   76 -6
39   43 -4
14   15 -1
127   137 -10
654   611 43
642   477 165
582   541 41
565   530 35
649   664 -15
1,137   956 181
977   868 109
922   725 197
804   754 50
629   222 407
54   58 -4
52   54 -2
79   83 -4
37   39 -2
66   66  
92   92  
340   367 -27
119   128 -9
101   111 -10
203   221 -18
341   373 -32
59   62 -3
33   35 -2
65   68 -3
48   52 -4
56   61 -5
52   55 -3
90   94 -4
400   382 18
613   223 390
172   193 -21
434   523 -89
388   341 47
413   409 4
157   155 2
422   396 26
169   156 13
276   240 36
803   866 -63
666   738 -72
1,474   1,492 -18
660   660  
57   61 -4
55   59 -4
44   48 -4
31   34 -3
64   69 -5
545   404 141
102   68 34
177   136 41
1,559   1,670 -111
56   60 -4
64   67 -3
121   127 -6
34   36 -2
57   57  
101   101  
396   427 -31
142   154 -12
108   119 -11
195   212 -17
391   428 -37
104   111 -7
46   49 -3
63   66 -3
46   49 -3
54   60 -6
59   62 -3
141   146 -5
542   445 97
289   261 28
145   137 8
223   198 25
31   26 5
98   106 -8
34   39 -5
31   21 10
30   26 4
19   21 -2
82   91 -9
32   32  
797   835 -38
76   76  
190   173 17
283   292 -9
91   93 -2
55   58 -3
717   686 31
52   49 3
839   666 173
601   587 14
501   448 53
251   264 -13
869   894 -25
80   77 3
9   9  
53   48 5
35   33 2
137   122 15
630   570 60
56   52 4
88   98 -10
128   154 -26
154   167 -13
1,100   1,029 71
158   188 -30
87   95 -8
51   52 -1
206   188 18
283   247 36
463   956 -493
472   417 55
89   80 9
1,013   1,012 1
1,144   1,096 48
997   1,000 -3
586   547 39
931   859 72
1,109   1,179 -70
1,281   1,325 -44
65   69 -4
68   73 -5
37   41 -4
51   55 -4
79   85 -6
361   380 -19
617   582 35
544   580 -36
48   52 -4
60   62 -2
145   152 -7
39   41 -2
73   72 1
90   90  
366   395 -29
115   124 -9
101   111 -10
191   207 -16
322   353 -31
126   134 -8
31   33 -2
50   53 -3
65   69 -4
50   55 -5
61   65 -4
121   126 -5
1,881   1,677 204
9,848   9,889 -41
51   54 -3
65   70 -5
38   42 -4
29   31 -2
69   75 -6
603   558 45
312   240 72
184   190 -6
612   640 -28
260   279 -19
261   283 -22
116   107 9
88   74 14
293   304 -11
232   264 -32
128   85 43
139   122 17
218   226 -8
968   1,133 -165
197   174 23
548   532 16
4,121   4,084 37
171   193 -22
1,161   1,285 -124
306   375 -69
87   119 -32
444   395 49
327   368 -41
139   151 -12
331   370 -39
108   113 -5
1,340   1,393 -53
263   260 3
453   327 126
207   207  
457   513 -56
198   172 26
97   88 9
368   370 -2
243   244 -1
375   352 23
225   212 13
241   258 -17
462   495 -33
168   172 -4
246   212 34
215   298 -83
177   173 4
337   331 6
119   106 13
111   116 -5
128   122 6
55,965   54,800 1,165
4,009   4,030 -21
262   304 -42
851   696 155
173   130 43
172   179 -7
155   134 21
361   347 14
120   118 2
312   313 -1
608   621 -13
143   153 -10
292   263 29
335   362 -27
449   409 40
75   79 -4
223   280 -57
93   185 -92
417   380 37
1,038   890 148
216   215 1
63   74 -11
392   349 43
808   856 -48
87   87  
84   84  
158   130 28
184   175 9
2,827   2,703 124
444   452 -8
320   323 -3
157   156 1
158   164 -6
521   440 81
257   219 38
245   251 -6
301   279 22
218   268 -50
155   116 39
308   308  
575   565 10
147   139 8
82   119 -37
96   111 -15
2,848   1,650 1,198
712   728 -16
106   114 -8
296   336 -40
284   317 -33
228   319 -91
335   276 59
115   139 -24
235   229 6
150   157 -7
1,063   1,126 -63
1,253   1,039 214
226   198 28
105   115 -10
130   120 10
5,351   5,456 -105
838   804 34
144   130 14
185   177 8
290   318 -28
363   392 -29
157   161 -4
14,194   14,126 68
5,382   5,547 -165
11,845   12,204 -359
10,766   10,972 -206
190   178 12
11,469   11,073 396
13,871   13,007 864
16,260   14,535 1,725
416   369 47
222   201 21
370   277 93
457   341 116
135   120 15
3,087   3,089 -2
2,058   2,037 21
186   165 21
4,621   4,297 324
4,621   4,195 426
67,937   67,755 182
3,042   3,023 19
51   56 -5
55   56 -1
96   101 -5
45   48 -3
64   64  
101   101  
309   334 -25
114   123 -9
101   112 -11
193   209 -16
329   361 -32
199   212 -13
12   13 -1
59   62 -3
66   71 -5
50   55 -5
64   67 -3
120   125 -5
1,030   1,023 7
978   1,000 -22
2,004   1,998 6
2,226   2,124 102
1,067   1,064 3
2,010   2,003 7
1,158   1,055 103
2,007   2,001 6
2,046   2,001 45
2,132   2,098 34
3,027   3,019 8
1,198   1,100 98
1,233   1,152 81
2,032   1,998 34
1,037   1,049 -12
3,064   3,044 20
1,167   1,069 98
1,043   1,034 9
1,158   1,064 94
1,170   942 228
1,137   1,066 71
2,117   2,128 -11
1,170   1,174 -4
1,094   1,034 60
1,989   2,000 -11
1,048   1,017 31
1,217   1,171 46
1,043   1,047 -4
3,943   3,880 63
10,381   10,414 -33
4,766   4,676 90
1,191   1,007 184
2,012   2,012  
2,209   2,153 56
1,017   1,006 11
2,002   2,000 2
60   64 -4
84   91 -7
40   44 -4
23   25 -2
77   83 -6
4,011   4,000 11
5,014   4,996 18
197   190 7
379   393 -14
267   243 24
91   119 -28
1,254   807 447
237   242 -5
219   271 -52
379   352 27
431   442 -11
311   314 -3
537   248 289
522   217 305
63   96 -33
449   214 235
672   614 58
1,552   1,391 161
449   341 108
322   329 -7
313   345 -32
578   367 211
702   264 438
48   52 -4
61   63 -2
97   102 -5
49   52 -3
61   61  
94   94  
341   368 -27
121   130 -9
83   91 -8
194   211 -17
271   297 -26
94   101 -7
7   7  
82   86 -4
59   63 -4
47   52 -5
58   62 -4
97   101 -4
8,059   8,020 39
629   895 -266
1,125   1,055 70
2,013   2,002 11
7,047   7,005 42
8,050   8,004 46
1,042   1,016 26
56   59 -3
76   83 -7
37   41 -4
15   16 -1
48   52 -4
51   55 -4
65   67 -2
115   120 -5
45   48 -3
46   46  
85   86 -1
327   353 -26
106   115 -9
83   91 -8
174   188 -14
316   346 -30
79   84 -5
51   54 -3
50   53 -3
56   60 -4
49   54 -5
52   55 -3
106   110 -4
9,408   9,471 -63
18,382   19,012 -630
6   7 -1
2,885   2,339 546
165   142 23
187   192 -5
455   408 47
3,549   1,088 2,461
48   63 -15
271   270 1
264   268 -4
2,806   2,603 203
856   748 108
1,239   1,142 97
1,014   952 62
2,632   1,701 931
1,212   1,191 21
1,222   850 372
1,764   1,908 -144
2,292   1,687 605
2,392   1,958 434
2,269   1,946 323
486   608 -122
3,072   2,771 301
2,806   2,574 232
1,061   534 527
2,753   2,309 444
2,677   2,004 673
496   482 14
1,942   1,660 282
884   836 48
1,459   1,589 -130
1,633   696 937
2,358   2,207 151
2,279   1,791 488
1,854   1,481 373
1,020   1,114 -94
649   649  
515   488 27
3,384   3,262 122
3,389   2,989 400
1,958   1,630 328
150   222 -72
2,367   2,338 29
1,687   1,932 -245
90   88 2
3,587   3,403 184
3,388   1,412 1,976
434   425 9
532   500 32
1,153   368 785
544   515 29
173   179 -6
1,678   1,420 258
1,839   1,465 374
368   309 59
1,887   1,582 305
1,544   464 1,080
643   616 27
2,337   1,986 351
1,057   895 162
2,959   1,133 1,826
2,102   1,812 290
74,841   74,855 -14
2,382   1,011 1,371
567   542 25
7,053   6,852 201
1,333   1,300 33
2,700   1,576 1,124
714   679 35
5,382   3,325 2,057
453   392 61
1,618   1,507 111
3,832   3,130 702
1,035   682 353
2,041   1,727 314
1,575   1,544 31
262   242 20
46,930   43,910 3,020
492   831 -339
43   46 -3
49   53 -4
34   37 -3
43   46 -3
41   44 -3
586   577 9
738   987 -249
424   449 -25
2,406   2,484 -78
668   802 -134
222   225 -3
45   49 -4
53   55 -2
127   134 -7
39   41 -2
69   68 1
85   85  
38   38  
286   309 -23
88   95 -7
77   85 -8
189   204 -15
229   251 -22
99   105 -6
22   23 -1
54   57 -3
57   61 -4
47   51 -4
51   53 -2
100   103 -3
      1
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       191
b       5
c       -4
d       -7
e       -4
      102
      -4
      -2
      -6
      -4
       
      -40
      -12
      -14
      -20
      -51
      -9
      -2
      -2
      -4
      -6
      -3
      -4
      203
      7,840
      3,281
      141
      8,761
      1,483
      -1,737
      1,297
      1,915
      4,273
      2,176
      874
      -734
      -329
      1,643
      3,413
      231
      1,614
      512
      1,150
      8,609
      166
      2,349
      1,402
      1,138
      2,856
      723
      3,149
      2,312
      -1,499
      -980
      3,661
      37
      23,402
      43
      5,926
      3,915
      4,850
      747
      4,037
      3,775
      3,133
      1,140
      622
      1,974
      5,254
      2,319
      2,687
      1,783
      2,536
      2,216
      2,353
      541
      -228
      2,510
      2,907
      4,500
      1,437
      1,102
      399
      1,577
      483
      4,405
      549
      8,663
      -2,784
      -407
      2,967
      548
      10
      418
      -7
      21
      90
      -60
      361
      -3
      -9
      -3
      -4
      -2
      -7
      -3
       
      -37
      -12
      -12
      -20
      -45
      -4
      -1
      -3
      -3
      -5
      -2
      -3
      75
      2
      -20
      127
      2
      24
      23
      127
      15
      -5
      -1
      -80
      -148
      30
      -2
      -5
      -3
       
      -3
      11
      1
      -1
      23
      18
      -4
      -2
      -4
      -2
       
      -29
      -9
      -10
      -18
      -37
      -11
      -1
      -3
      -3
      -5
      -2
      -3
      29
      5
      22
      -2
      30
      -27
      184
      55
      48
      25
       
      52
      87
      -33
      -1
      44
      15
      21
      49
      4
      397
      8
      76
      75
      18
      8
      -299
      -35
      325
      27
      -58
      9
      -38
      19
      -13
      20
      39
      16
      -4
      -7
      -4
      -1
      -5
      3
      -5
      -1
      -5
      -2
       
      -1
      -34
      -10
      -11
      -20
      -35
      -19
      -4
      -3
      -4
      -5
      -3
      -5
      8
      57
      5
      4
      -28
      134
      65
      -139
      -115
      -16
      165
      5
      120
      -30
      65
      -41
      259
      33
      -3
      -7
      -4
      -1
      -3
      27
      35
      14
      -4
      -2
      -5
      -3
       
       
      -32
      -11
      -10
      -18
      -41
      -7
      -1
      -3
      -4
      -6
      -3
      -3
      123
      -647
      92
      12
      181
      4
      70
       
      46
      -4
      -6
      -4
      -1
      -10
      43
      165
      41
      35
      -15
      181
      109
      197
      50
      407
      -4
      -2
      -4
      -2
       
       
      -27
      -9
      -10
      -18
      -32
      -3
      -2
      -3
      -4
      -5
      -3
      -4
      18
      390
      -21
      -89
      47
      4
      2
      26
      13
      36
      -63
      -72
      -18
       
      -4
      -4
      -4
      -3
      -5
      141
      34
      41
      -111
      -4
      -3
      -6
      -2
       
       
      -31
      -12
      -11
      -17
      -37
      -7
      -3
      -3
      -3
      -6
      -3
      -5
      97
      28
      8
      25
      5
      -8
      -5
      10
      4
      -2
      -9
       
      -38
       
      17
      -9
      -2
      -3
      31
      3
      173
      14
      53
      -13
      -25
      3
       
      5
      2
      15
      60
      4
      -10
      -26
      -13
      71
      -30
      -8
      -1
      18
      36
      -493
      55
      9
      1
      48
      -3
      39
      72
      -70
      -44
      -4
      -5
      -4
      -4
      -6
      -19
      35
      -36
      -4
      -2
      -7
      -2
      1
       
      -29
      -9
      -10
      -16
      -31
      -8
      -2
      -3
      -4
      -5
      -4
      -5
      204
      -41
      -3
      -5
      -4
      -2
      -6
      45
      72
      -6
      -28
      -19
      -22
      9
      14
      -11
      -32
      43
      17
      -8
      -165
      23
      16
      37
      -22
      -124
      -69
      -32
      49
      -41
      -12
      -39
      -5
      -53
      3
      126
       
      -56
      26
      9
      -2
      -1
      23
      13
      -17
      -33
      -4
      34
      -83
      4
      6
      13
      -5
      6
      1,165
      -21
      -42
      155
      43
      -7
      21
      14
      2
      -1
      -13
      -10
      29
      -27
      40
      -4
      -57
      -92
      37
      148
      1
      -11
      43
      -48
       
       
      28
      9
      124
      -8
      -3
      1
      -6
      81
      38
      -6
      22
      -50
      39
       
      10
      8
      -37
      -15
      1,198
      -16
      -8
      -40
      -33
      -91
      59
      -24
      6
      -7
      -63
      214
      28
      -10
      10
      -105
      34
      14
      8
      -28
      -29
      -4
      68
      -165
      -359
      -206
      12
      396
      864
      1,725
      47
      21
      93
      116
      15
      -2
      21
      21
      324
      426
      182
      19
      -5
      -1
      -5
      -3
       
       
      -25
      -9
      -11
      -16
      -32
      -13
      -1
      -3
      -5
      -5
      -3
      -5
      7
      -22
      6
      102
      3
      7
      103
      6
      45
      34
      8
      98
      81
      34
      -12
      20
      98
      9
      94
      228
      71
      -11
      -4
      60
      -11
      31
      46
      -4
      63
      -33
      90
      184
       
      56
      11
      2
      -4
      -7
      -4
      -2
      -6
      11
      18
      7
      -14
      24
      -28
      447
      -5
      -52
      27
      -11
      -3
      289
      305
      -33
      235
      58
      161
      108
      -7
      -32
      211
      438
      -4
      -2
      -5
      -3
       
       
      -27
      -9
      -8
      -17
      -26
      -7
       
      -4
      -4
      -5
      -4
      -4
      39
      -266
      70
      11
      42
      46
      26
      -3
      -7
      -4
      -1
      -4
      -4
      -2
      -5
      -3
       
      -1
      -26
      -9
      -8
      -14
      -30
      -5
      -3
      -3
      -4
      -5
      -3
      -4
      -63
      -630
      -1
      546
      23
      -5
      47
      2,461
      -15
      1
      -4
      203
      108
      97
      62
      931
      21
      372
      -144
      605
      434
      323
      -122
      301
      232
      527
      444
      673
      14
      282
      48
      -130
      937
      151
      488
      373
      -94
       
      27
      122
      400
      328
      -72
      29
      -245
      2
      184
      1,976
      9
      32
      785
      29
      -6
      258
      374
      59
      305
      1,080
      27
      351
      162
      1,826
      290
      -14
      1,371
      25
      201
      33
      1,124
      35
      2,057
      61
      111
      702
      353
      314
      31
      20
      3,020
      -339
      -3
      -4
      -3
      -3
      -3
      9
      -249
      -25
      -78
      -134
      -3
      -4
      -2
      -7
      -2
      1
       
       
      -23
      -7
      -8
      -15
      -22
      -6
      -1
      -3
      -4
      -4
      -2
      -3
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 202,837
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2013 63,760 1,901,991 0.033523
2012 189,748 1,787,085 0.106177
2011 137,033 1,714,787 0.079913
2010 114,434 1,589,152 0.072009
2009 194,092 1,378,648 0.140784
2 Total of line 1, column (d) ...................... 2 0.432406
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.086481
4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5..... 4 1,967,330
5 Multiply line 4 by line 3....................... 5 170,137
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 2,520
7 Add lines 5 and 6......................... 7 172,657
8 Enter qualifying distributions from Part XII, line 4.............. 8 103,343
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2014)
Form 990-PF (2014)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 5,039
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 5,039
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 5,039
6 Credits/Payments:
a 2014 estimated tax payments and 2013 overpayment credited to 2014 6a 2,136
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,136
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 2,903
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2015 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletAL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletREGIONS BANK
    TRUST DEPARTMENT     Telephone no.bullet (205) 801-0380
    Located atbullet1901 6TH AVE NBIRMINGHAMAL ZIP+4bullet35203
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2014?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2014, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2014?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?........................
    b
    If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2014.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? (see instructions)..................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.......................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    REGIONS BANK TRUSTEE
    2     		12,967    
    PO BOX 11426
    BIRMINGHAM,AL35202
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 CARBON HILL PRESBYTERIAN CHURCH 19,870
    2 THORNTON SCHOLARSHIP 1,000
    3 METHODIST CHURCH OF CARBON HILL 19,870
    4 CITY OF CARBON HILL 19,870
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 8
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 SEE ATTACHED LIST  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,997,289
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,997,289
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,997,289
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    29,959
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,967,330
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    98,367
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    98,367
    2a
    Tax on investment income for 2014 from Part VI, line 5......
    2a
    5,039
    b
    Income tax for 2014. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    5,039
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    93,328
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    93,328
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    93,328
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    103,343
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    103,343
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    103,343
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2013     		(c)
    2013     		(d)
    2014
    1 Distributable amount for 2014 from Part XI, line 7 93,328
    2 Undistributed income, if any, as of the end of 2014:
    a Enter amount for 2013 only....... 0
    b Total for prior years:2012, 20, 20 0
    3 Excess distributions carryover, if any, to 2014:
    a From 2009....... 67,193
    b From 2010....... 38,454
    c From 2011....... 58,414
    d From 2012....... 105,804
    e From 2013....... 0
    fTotal of lines 3a through e......... 269,865
    4Qualifying distributions for 2014 from Part
    XII, line 4: bullet$ 103,343
    a Applied to 2013, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2014 distributable amount..... 93,328
    e Remaining amount distributed out of corpus 10,015
    5 Excess distributions carryover applied to 2014. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 279,880
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2013. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2014. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2015 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8Excess distributions carryover from 2009 not
    applied on line 5 or line 7 (see instructions) ...     		67,193
    9Excess distributions carryover to 2015.
    Subtract lines 7 and 8 from line 6a ......     		212,687
    10 Analysis of line 9:
    a Excess from 2010.... 38,454
    b Excess from 2011.... 58,414
    c Excess from 2012.... 105,804
    d Excess from 2013.... 0
    e Excess from 2014.... 10,015
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2014, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2014 (b) 2013 (c) 2012 (d) 2011
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ST CECELIA CATHOLIC CHURCH
    2159 HIGHWAY 195
    JASPER,AL35503     		NONE EXEMPT DISCRETION OF RECIPIENT 19,870
    THORNTON SCHOLARSHIP
    C/O REGIONS BANK TRUST DEPT
    P O BOX 11426
    BIRMINGHAM,AL35202     		NONE EXEMPT SCHOLARSHIP FOR TUITION 1,000
    WALKER COLLEGE FOUNDATION
    ATTN MR DAVID ABRAMS
    1411 INDIANA AVENUE
    JASPER,AL35501     		NONE EXEMPT DISCRETION OF RECIPIENT 19,870
    METHODIST CHURCH OF CARBON HILL
    C/O MR KENNETH GUIN
    CARBON HILL,AL355490458     		NONE EXEMPT DISCRETION OF RECIPIENT 19,870
    CARBON HILL PRESBYTERIAN CHURCH
    P O BOX 567
    CARBON HILL,AL355490567     		NONE EXEMPT DISCRETION OF RECIPIENT 19,870
    CITY OF CARBON HILL
    ATTN CITY TREASURER
    170 2ND AVENUE NW
    CARBON HILL,AL35549     		NONE EXEMPT MAINTAIN AND FUND CITY 19,870
    Total .................................bullet 3a 100,350
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 2  
    4 Dividends and interest from securities....     14 54,410  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		      0  
    7 Other investment income.....     15 10,000  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 202,837  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   267,249  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13267,249
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2014)
    Form 990-PF (2014)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2014)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2014 AccountingFeesSchedule
    Name:
    MINNIE B THORNTON TEST TR CO REGIONS BANK
    EIN: 63-6053979
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 800 400   400

    TY 2014 InvestmentsCorpBondsSchedule
    Name:
    MINNIE B THORNTON TEST TR CO REGIONS BANK
    EIN: 63-6053979
    Name of Bond End of Year Book Value End of Year Fair Market Value
    FHLM 4.5% 8/1/40 3,127 3,182
    FHLM 5% 12/1/36 2,764 2,818
    FHLM 4% 11/1/40 5,930 5,901
    FNMA 5% 2/1/18 1,126 1,096
    FNMA 4% 3/1/26 5,552 5,659
    FNMA 4.5% 6/1/41 3,512 3,615
    FNMA 5.5% 9/1/34 16,246 16,942
    FNMA 5% 6/1/35 5,545 5,693
    FNMA 5.5% 4/1/36 3,652 3,710
    FNMA 5.5% 12/1/18 4,073 3,970
    FNMA 6% 3/1/37 11,082 11,496
    FNMA 5% 6/1/23 6,369 6,459
    FNMA 4% 6/1/39 2,785 2,813
    FNMA 3% 5/1/27 5,228 5,203
    FNMA 4.5% 6/1/40 3,170 3,234
    FNMA 5.5% 5/1/25 1,279 1,236
    FNMA 3.5% 9/1/25 5,659 5,769
    AFLAC INC 8.5% 5/15/19 8,349 8,748
    AT&T 5.6% 5/15/18 7,586 7,801
    AMERICAN EXPRESS 2.75% 9/15/15 9,106 9,139
    ANHEUSER-BUSCH 2.875% 2/15/16 8,084 8,183
    BHP BILLITON 1% 2/24/15 17,003 17,009
    BARCLAYS BANK 3.9% 4/7/15 8,074 8,068
    CSX CORP 6.25% 4/1/15    
    CA INC 5.375% 12/1/19 7,443 7,748
    CATERPILLAR INC 7.9% 12/15/18 8,438 8,535
    CISCO 5.5% 2/22/16 8,568 8,440
    COMCAST 5.7% 7/1/19 7,705 8,037
    CREDIT SUISSE 5.5% 5/1/14    
    DIRECTV 3.55% 3/15/15 9,071 9,053
    DUKE ENERGY 2.15% 11/15/16 8,087 8,148
    GENERAL ELECTRIC 5.3% 2/11/21 8,418 9,136
    GOLDMAN SACHS 7.5% 2/15/19 8,007 8,326
    GOLDMAN SACHS 6% 5/1/14    
    HESS CORP 8.125% 2/15/19 8,332 8,329
    HEWLETT-PACK 2.2% 12/1/15 7,987 8,079
    INTEL CORP 3.3% 10/1/21 8,015 8,389
    INTL BUSINESS 1.95% 7/22/16 16,308 16,301
    JP MORGAN CHASE 6.3% 4/23/19 7,760 8,131
    MONDELEZ INTL 4.125% 2/9/16    
    MERRILL LYNCH 6.875% 4/25/18 7,708 8,040
    MERRILL LYNCH 6.11% 1/29/37 6,890 8,265
    MORGAN STANLEY 5.625% 9/23/19 8,391 9,030
    MORGAN STANLEY 4.2% 11/20/14    
    ONTARIO 1.375% 1/27/14    
    ORACLE CORP 5.75% 4/15/18 7,680 7,913
    PETROBRAS INTL 5.75% 1/20/20 16,600 15,451
    PFIZER INC 6.2% 3/15/19 7,901 8,144
    PRUDENTIAL FINC 4.5% 11/15/20 8,193 8,682
    ROYAL BANK OF CAN 1.2% 9/19/17 16,970 16,903
    SUNTRUST BKS 3.5% 1/20/17 8,148 8,340
    TALISMAN ENERGY 7.75% 6/1/19 8,078 8,063
    TARGET CORP 5.375% 5/1/17 7,526 7,644
    TIME WARNER 6.75% 7/1/18    
    TOYOTA MOTOR 3.4% 9/15/21 8,086 8,414
    VERIZON COMM 6% 4/1/41 7,293 8,250
    WACHOVIA CORP 5.75% 6/15/17 8,606 8,832
    WAL MART 6.2% 4/15/38 9,018 9,375
    IVY HIGH INCOME FD CL I    
    LORD ABBETT INVEST 121,769 120,244
    PIONEER BD FD #0703    
    TEMPLETON GLOBAL BD FD 122,928 114,452
    FNMA 4% 2/1/41 4,957 5,120
    FNMA 3.5% 11/1/42 6,515 6,815
    FNMA 3.5% 3/1/41 5,382 5,322
    APPLE INC 1% 5/3/18 8,918 8,866
    CITIGROUP INC 1.25% 1/15/16 17,073 17,017
    DIRECTV HOLDGS 3.5% 3/1/16    
    KRAFT FOODS INC 4.125% 2/9/16 8,211 8,297
    MARATHON OIL CORP .9% 11/1/15 8,005 7,977
    FHLM 5% 9/1/39 1,455 1,469
    FHLM 4.5% 1/1/44 1,891 1,907
    FNMA 2.5% 4/1/28 9,313 9,484
    FNMA 3% 8/1/43 8,477 8,591
    BRANCH BANKING & TRUST 1% 8,974 8,927
    JOHN DEERE CAPITAL CORP 2.3% 7,998 8,047
    FORD MOTOR 1.724% 12/6/17 9,011 8,907
    KRAFT FOODS 1.625% 6/4/15 8,039 8,034
    MOLSON COORS 5% 5/1/42 8,081 8,684
    MORGAN STANLEY 3.7% 10/23/24 9,026 9,123
    WALGREENS BOOTS ALLIANCE 3.8% 8,047 8,159
    WELLS FARGO & CO 4.65% 7,985 8,255
    HARTFORD WORLD BOND FUND 60,392 58,767
    PIMCO ALL ASSET FD INSL CL 59,281 57,619
    PRUDENTIAL HIGH YIELD FD CL Z 62,068 59,859

    TY 2014 InvestmentsCorpStockSchedule
    Name:
    MINNIE B THORNTON TEST TR CO REGIONS BANK
    EIN: 63-6053979
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AMERICAN EXPRESS    
    CVS    
    CHEVRON 4,073 4,263
    CISCO    
    WALT DISNEY    
    E M C CORP 4,410 4,372
    EXXON MOBIL 4,458 4,623
    INTEL    
    J P MORGAN CHASE 2,602 4,694
    JOHNSON & JOHNSON 2,441 3,974
    ORACLE 4,093 5,217
    PEPSICO    
    PHILIP MORRIS INTL    
    PROCTOR & GAMBLE    
    PRUDENTIAL FINANCIAL    
    QUALCOMM 6,875 8,771
    SCHLUMBERGER 2,265 3,929
    STRYKER    
    THERMO FISHER SCIENTIFIC    
    3M 686 2,136
    TIFFANY & CO    
    TRAVELERS    
    UNITED TECHNOLOGIES    
    VERIZON    
    ANADARKO PETROLEUM CORP    
    APPLE INC 4,703 6,181
    BLACKROCK INC    
    GENERAL ELECTRIC CO    
    GOOGLE INC CL A 1,847 3,184
    DANAHER CORP DEL 3,102 4,286
    LOWE'S    
    MCDONALDS CORP    
    MERCK & CO. INC NEW    
    NEXTERA ENERGY INC    
    PHILLIPS 66    
    PRAXAIR INC    
    TARGET CORP    
    TEXAS INSTRS INC    
    VISA INC CL A SHRS 2,413 6,031
    WELLS FARGO & CO    
    ACCENTURE PLC CL A    
    AMERICAN CENT SM CAP VAL    
    VIRTUS SM MID CAP FD - I    
    INVESCO INTL GRWTH FD CL R5    
    MFS RESH INTL FD CL-I    
    VIRTUS EMERGING MKTS OPP- I    
    AUTO DESK INC    
    CITIGROUP INC RR 4,228 4,058
    CITRIX SYSTEM INC.    
    EXPRESS SCRIPTS HOLDING CO 4,281 5,673
    FORD MOTOR COMPANY COM    
    GILEAD SCIENCES INC 2,691 3,770
    HONEYWELL INTL INC    
    INTUIT INC    
    MICKESSON CORP    
    STARBUCKS CORP 4,021 4,595
    TJX COS INC. NEW    
    UNION PAC CORP    
    WAL-MART STORES INC. 4,313 4,380
    INVESCO LTD    
    LYONDELLBASELL INDUSTRIES CL-A    
    JP MORGAN MID CAP VALUE FD    
    NATIONWIDE GENEVA MID CAP    
    AIR METHODS CORP NEW 930 837
    AKAMAI TECHNOLOGIES INC 659 818
    AMERICAN CAMPUS COMMUNITIES 1,619 1,861
    AMPHENOL GROUP CL A 3,220 3,874
    ANSYS INC 3,542 3,690
    APTARGROUP INC 1,290 1,337
    ARTISAN PARTNERS ASSET MGMT 1,317 1,213
    BAXTER INTERNATIONAL INC 4,010 3,958
    BED BATH & BEYOND INC 4,325 4,570
    BLACKBAUD INC 1,041 1,255
    BRISTOL MYERS SQUIBB CO 2,347 2,302
    CLECO CORP NEW 1,950 2,127
    CAPITAL ONE FINL CORP 4,404 4,375
    CARDTRONICS INC 734 733
    CEPHEID INC 910 920
    CISCO SYSTEMS INC 4,554 4,645
    COGNEX CORP 960 951
    COGNIZANT TECHNOLOGY SOLUTIONS 2,409 2,633
    COFLAX CORP 741 722
    COMPASS MINERALS INTERNATION 1,206 1,302
    CORPORATE EXECUTIVE BRD CO 1,246 1,233
    COSTCO WHOLESALE CORP 2,032 2,552
    COSTAR GROUP INC 2,033 2,204
    COVANCE INC 1,660 1,869
    CUBIST PHARMACEUTICALS INC 2,056 2,617
    CUMMINS INC 4,436 4,325
    DAVITA HEALTHCARE PARTNERS INC 3,122 3,560
    DEVRY EDUCATION GROUP INC 1,330 1,614
    DISCOVERY COMMUNICATIONS - A 1,552 1,344
    DISCOVERY COMMUNICATIONS - C 2,151 1,922
    DONALDSON INC 980 927
    DORMAN PRODUCTS, INC. 948 869
    DRIL-QUIP INC 1,298 1,074
    ECOLAB INC 3,404 3,449
    EMERSON ELECTRIC CO 4,985 4,815
    EXPONET INC 1,415 1,568
    FMC TECHNOLOGIES INC 3,803 3,466
    FASTENAL CO 3,307 3,424
    F5 NETWORKS INC 860 1,044
    FIRST REPUBLIC BANK SAN FRAN 1,430 1,511
    FOSSIL GROUP INC 1,235 1,218
    THE GAP, INC. 3,945 4,127
    GARTNER INC 1,557 1,768
    GLACIER BANCORP, INC. 1,309 1,361
    GOOGLE INC CL C - W/I 1,843 3,158
    GRAINGER W W INC 3,270 3,314
    GREENHILL & CO INC 1,156 1,046
    GROUP 1 AUTOMOTIVE INC 1,309 1,703
    HARMAN INTL INDS INC 1,359 1,387
    HEARTLAND EXPRESS INC 1,005 1,242
    HIBBETT SPORTS INC 1,198 1,017
    ICU MEDICAL INC 647 819
    IBERIABANK CORP 915 908
    INTEL CORP 4,164 4,064
    INTUITIVE SURGICAL INC 3,262 4,232
    JACOBS ENGR GROUP DEL 1,202 938
    KAPSTONE PAPER AND PACKAGING 1,475 1,348
    KIRBY CORP 1,818 1,534
    LAUDER ESTEE COS INC CL A 3,569 3,886
    LINCOLN ELEC HOLDINGS INC 1,114 1,105
    MANNING & NAPIER INC 769 650
    MARKETAXESS HOLDINGS INC 1,655 1,864
    MATTEL INC 3,636 3,652
    MEAD JOHNSON NUTRITION COMPANY 3,219 4,122
    MEDNAX, INC 1,377 1,653
    MICROSOFT CORP 4,597 4,459
    MICROCHIP TECHNOLOGY INC 1,262 1,263
    MID-AMER APT CMNTYS INC REIT 1,331 1,494
    MIDDLEBY CORP 1,875 2,180
    MOBILE MINI INC 979 1,013
    NATIONAL HEALTH INVS INC REIT 1,088 1,189
    NATIONAL INSTRS CORP 1,857 1,928
    NATURAL GROCERS BY VITAMIN 476 451
    NETSUITE INC 1,370 1,638
    NEWELL RUBBERMAID INC 1,621 1,943
    NORDSON CORP 1,019 1,091
    NORFOLK SOUTHERN CORP 3,427 3,617
    PARKER HANNIFIN CORP 5,161 5,158
    PIER 1 IMPORTS INC 838 724
    POWER INTEGRATIONS INC 945 828
    PRICESMART INC 1,539 1,551
    PROASSURANCE CORP 1,485 1,445
    PROTO LABS INC 1,425 1,343
    QEP RESOURCES INC 1,124 789
    QUESTAR CORP 1,249 1,340
    RPM INTL INC RPM INC OHIO 2,190 2,688
    RBC BEARINGS INC. 1,094 1,097
    ROSETTA RES INC 1,238 759
    RYLAND GROUP INC 1,665 1,504
    SS&C TECHNOLOGIES HLDGS, INC. 1,402 1,813
    SVB FINANCIAL GROUP 1,468 1,509
    SALESFORCE.COM INC 3,676 3,618
    CHARLES SCHWAB CORP NEW 4,324 5,132
    SIGNATURE BANK 2,326 2,393
    SOLERA HOLDINGS INC 1,465 1,177
    STEPAN COMPANY 805 561
    STERICYCLE INC 4,175 4,588
    STERIS CORP 1,249 1,621
    SUPERIOR ENERGY SVCS INC 1,050 927
    TRW AUTOMOTIVE HLDGS CORP 2,372 2,366
    TEXAS CAPITAL BANCSHARES INC 988 978
    TORO CO 1,585 1,595
    TRACTOR SUPPLY CO 933 1,103
    TRIPADVISOR INC. - W/I 1,298 1,344
    TUPPERWARE BRANDS CORP 1,181 1,008
    TYLER TECHNOLOGIES INC 1,500 1,642
    UMPQUA HOLDINGS CORP 835 816
    UNUM GROUP 4,015 4,116
    URBAN OUTFITTERS INC 1,136 1,194
    WABTEC 1,539 1,738
    WATERS CORP 1,304 1,353
    WEST PHARMACEUTICAL SERVICES 1,033 1,278
    WESTERN DIGITAL CORP 4,412 4,649
    WHOLE FOODS MKT INC 4,842 4,941
    ZEBRA TECHNOLOGIES CORP CL A 664 929
    ARYZTA AG -UNSPON ADR 2,043 1,694
    ASAHI CHEM INDUS 855 1,051
    ASTELLAS PHARMA INC UNSP ADR 1,096 1,252
    AUSTRALIA & NEW ZEALAND BKG 1,610 1,602
    BASF SE SPON ADR 1,007 846
    BHP BILLITON PLC SPON ADR 2,647 2,021
    BP PLC SPON ADR 1,863 1,525
    BNP PARIBAS SPON ADR 1,092 835
    BANCO BRADESCO S.A. 723 882
    BANCO SANTANER S.A. ADR 1,135 1,083
    BANK OF CHINA LTD -UNSPON ADR 1,930 2,465
    BAYER A G SPONSORED ADR 1,722 1,778
    BAYERISHE MOTOREN WERKE BMW 1,092 1,086
    BRITISH AMERN TOB PLC SPON ADR 2,194 2,372
    CANADIAN NATIONAL RAILWAY 964 896
    CANADIAN PACIFIC RAILWAY LTD 2,474 3,083
    CARLSBERG A/S - B - SPON ADR 949 716
    CREDIT SUISSE GROUP SPON ADR 1,101 928
    DEUTSCHE TELEKOM AG -SPON ADR 1,003 994
    EMBRAER SA - ADR 1,073 1,143
    ENAGAS UNSPON ADR 944 1,093
    GRUPO FINANCIERO BANORTE -SPON 1,569 1,377
    HITACHI LTD SPON ADR 917 901
    HUTCHISON WHAMPOA LTD UNSPON 2,493 2,325
    INFOSYS LIMITED SPON ADR 1,495 1,636
    ING GROEP N V SPON ADR 1,070 1,038
    INTESA SANPAOLO SPON ADR 715 651
    ITOCHU CORP UNSPON ADR 1,329 1,185
    KASIKORNBANK PUBLIC CO LMTD UN 854 807
    KOC HOLDING AS UNSPON ADR 851 928
    KOREA ELECTRIC POWER CORP SPON 977 1,123
    L.G. DISPLAY COMPANY LTD ADR 1,081 985
    LVMH MOET HENNESSY LOUIS VUITT 1,392 1,248
    LENOVO GROUP LTD ADR 1,334 1,342
    MAGNA INTERNATIONAL INC 1,273 1,630
    METHANEX CORP 1,399 1,054
    MICHELIN (CGDE) UNSPON ADR 1,455 1,239
    MITSUBISHI UF J FINL GRP-ADR 772 730
    NETEASE, INC. ADR 526 694
    NISSAN MOTOR CO LTD SPON ADR 1,887 1,798
    NOMURA HLDGS INC ADR 636 493
    LUKOIL SPON ADR 1,027 667
    ORIX CORP 925 750
    PT BANK RAKYAT INDONESIA -UN 562 602
    PT BANK MANDIRI UNSPON ADR 591 592
    PT ASTRA INTL TBK -UNSP ADR 709 707
    PANDORA A/S - ADR 1,004 1,230
    PETROLEO BRASILEIRO SA ADR 1,464 788
    PRUDENTIAL PLC ADR 1,501 1,708
    RICOH COMPANY, LTD ADR 936 923
    RITCHIE BROS AUCTIONEERS INC 1,070 1,237
    ROCHE HOLDINGS LTD SPON ADR 2,049 2,003
    ROLLS-ROYCE HLDGS PLC SPON ADR 1,474 1,017
    ROYAL BANK OF CANADA 1,490 1,589
    ROYAL DUTCH SHELL PLC-ADR 2,485 2,544
    SK TELECOM LTD SPON ADR 1,434 1,729
    SAMPO OYJ - A SHS - UNSPON ADR 1,258 1,268
    SANLAM LIMITED SPON ADR 1,154 1,125
    SAP SE ADR 2,279 2,090
    SASOL LTD -SPON ADR 669 570
    SEGA SAMMY HOLDINGS INC 888 522
    SEKISUI HOUSE SPONS-ADR 863 847
    SEVEN & I HOLDINGS CO., LTD. 1,267 1,163
    SMITH & NEPHEW P L C 1,049 1,286
    SOCIETE GENERALE FRANCE SPON 1,068 796
    SODEXHO - SPON ADR 1,303 1,180
    SOFTBANK CORP - UNSPON ADR 972 782
    STATOIL ASA - SPON ADR 2,069 1,585
    SUBSEA 7 SA - SPON ADR 715 470
    SWEDBANK AB 1,022 974
    TAIWAN SEMICONDUCTOR MFG LTD 812 1,029
    TATA MOTORS LTD SPON ADR 871 930
    TECHNIP-COFLEXIP ADR 1,282 897
    TECHTRONIC INDUSTRIES COMPANY 1,440 1,757
    TELENOR ASA-ADS 1,064 1,031
    TENAGA NASIONAL SPON ADR 1,098 1,121
    TENCENT HLDGS LTD UNSPON ADR 1,073 1,117
    TOKIO MARINE HLDGS - ADR 825 919
    UNITED OVERSEAS BK LTD SPON 617 740
    VALEANT PHARMACEUTICALS INTL 1,181 1,431
    WUXI PHARMATECH INC - ADR 792 808
    ENSCO PLC - CL A SEDOL 2,013 2,067
    GENPACT LIMITED 2,198 2,442
    HOLLYSYS AUTOMATION TECH LTD 978 1,173
    ACE LTD 4,318 4,595
    CORE LABORATORIES N V 3,804 2,647
    BANCO LATINO AMERICANO DE COM 1,081 993
    VANGUARD MID-CAP INDEX FD ADM 44,510 49,836
    VANGUARD SM CAP INDEX FD ADM 47,105 50,223
    VANGUARD 500 INDEX ADMIR #540 165,512 191,093
    VANGUARD TOTAL INTL STOCK INDX 61,642 58,038
    VANGUARD FTSE DEVELOPED MKTS 40,308 38,486

    TY 2014 InvestmentsGovtObligationsSch
    Name:
    MINNIE B THORNTON TEST TR CO REGIONS BANK
    EIN: 63-6053979
    US Government Securities - End of Year Book Value:

    167,001
    US Government Securities - End of Year Fair Market Value:

    177,792
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2014 OtherAssetsSchedule
    Name:
    MINNIE B THORNTON TEST TR CO REGIONS BANK
    EIN: 63-6053979
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    100% INT IN FAYETTE COUNTY 1 1 1
    26.67% INT IN WALKER COUNTY 132 132 132


    TY 2014 OtherDecreasesSchedule
    Name:
    MINNIE B THORNTON TEST TR CO REGIONS BANK
    EIN: 63-6053979
    Description Amount
       


    TY 2014 OtherExpensesSchedule
    Name:
    MINNIE B THORNTON TEST TR CO REGIONS BANK
    EIN: 63-6053979
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER EXPENSES 312 312   0


    TY 2014 OtherIncreasesSchedule
    Name:
    MINNIE B THORNTON TEST TR CO REGIONS BANK
    EIN: 63-6053979
    Description Amount
       


    TY 2014 OtherProfessionalFeesSchedule
    Name:
    MINNIE B THORNTON TEST TR CO REGIONS BANK
    EIN: 63-6053979
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MGMT FEES-SUBJECT T 3,624 3,624    


    TY 2014 TaxesSchedule
    Name:
    MINNIE B THORNTON TEST TR CO REGIONS BANK
    EIN: 63-6053979
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAXES 2,134 572   0