TY 2013 Form 990

(A) Name and Title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(E) Reportable compensation from related organizations (W- 2/1099-MISC)
(1) ARONSON JEFFREY H........................................................................ CHAIR, TRUSTEE	3.00 .......................	X	X
(2) COLES N ANTHONY........................................................................ VICE CHAIR, TRUSTEE	3.00 .......................	X	X
(3) HODGSON DAVID C........................................................................ VICE CHAIR, TRUSTEE	3.00 .......................	X	X
(4) MCGOVERN GAIL J........................................................................ VICE CHAIR, TRUSTEE	3.00 .......................	X	X
(5) BAILEY JANIE E........................................................................ TRUSTEE	3.00 .......................	X
(6) BARBER JEFFREY S........................................................................ TRUSTEE	3.00 .......................	X
(7) BHASHYAM ABHIRAM R........................................................................ TRUSTEE	3.00 .......................	X
(8) BOGGS PAULA E........................................................................ TRUSTEE	3.00 .......................	X
(9) CHENAULT-FATTAH RENEE Y........................................................................ TRUSTEE	3.00 .......................	X
(10) CLARVIT CHARLES I........................................................................ TRUSTEE	3.00 .......................	X
(11) CORDISH BLAKE L........................................................................ TRUSTEE	3.00 .......................	X
(12) DRACOPOULOS ANDREAS C........................................................................ TRUSTEE	3.00 .......................	X
(13) FAXON ROGER C........................................................................ TRUSTEE	3.00 .......................	X
(14) FISHER MARJORIE M........................................................................ TRUSTEE	3.00 .......................	X
(15) FLAHERTY PAMELA P........................................................................ TRUSTEE	3.00 .......................	X
(16) FORSTER LOUIS J........................................................................ TRUSTEE	3.00 .......................	X
(17) HANEX TAYLOR A........................................................................ TRUSTEE	3.00 .......................	X

(A) Name and Title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(E) Reportable compensation from related organizations (W- 2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(18) HANKIN MICHAEL D........................................................................ TRUSTEE	3.00 .......................	X					0	0
(19) HENDLER LEE MEYERHOFF........................................................................ TRUSTEE	3.00 .......................	X					0	0
(20) HOEHN-SARIC R CHRISTOPHER........................................................................ TRUSTEE	3.00 .......................	X					0	0
(21) HOMCY CHARLES J........................................................................ TRUSTEE	3.00 .......................	X					0	0
(22) HURLEY FRANK L........................................................................ TRUSTEE	3.00 .......................	X					0	0
(23) JANNEY III STUART S........................................................................ TRUSTEE	3.00 .......................	X					0	0
(24) KURZ DONALD A........................................................................ TRUSTEE	3.00 .......................	X					0	0
(25) LEDER ETHAN D........................................................................ TRUSTEE	3.00 .......................	X					0	0
(26) LEE CHRISTOPHER H........................................................................ TRUSTEE	3.00 .......................	X					0	0
(27) LEEDOM-ACKERMAN JOANNE........................................................................ TRUSTEE	3.00 .......................	X					0	0
(28) LENROW JAY L........................................................................ TRUSTEE	3.00 .......................	X					0	0
(29) LEVI ALEXANDER H........................................................................ TRUSTEE	3.00 .......................	X					0	0
(30) LICHTENSTEIN SAMUEL R........................................................................ TRUSTEE	3.00 .......................	X					0	0
(31) MCBRIDE TERRI L........................................................................ TRUSTEE	3.00 .......................	X					0	0
(32) MURREN HEATHER H........................................................................ TRUSTEE	3.00 .......................	X					0	0
(33) NOLAN DAVID P........................................................................ TRUSTEE	3.00 .......................	X					0	0
(34) O'HAGAN SARAH B........................................................................ TRUSTEE	3.00 .......................	X					0	0
(35) ROGERS BRIAN C........................................................................ TRUSTEE	3.00 .......................	X					0	0
(36) RUBENSTEIN DAVID M........................................................................ TRUSTEE	3.00 .......................	X					0	0
(37) SALANT MARSHAL L........................................................................ TRUSTEE	3.00 .......................	X					0	0
(38) SCHARF CHARLES W........................................................................ TRUSTEE	3.00 .......................	X					0	0
(39) SCHEELER CHARLES P........................................................................ TRUSTEE	3.00 .......................	X					0	0
(40) SHATTUCK MAYO A........................................................................ TRUSTEE	3.00 .......................	X					0	0
(41) SINGH RAJENDRA........................................................................ TRUSTEE	3.00 .......................	X					0	0
(42) WARD JR WILLIAM F........................................................................ TRUSTEE	3.00 .......................	X					0	0
(43) WINTER JAMES L........................................................................ TRUSTEE	3.00 .......................	X					0	0
(44) DANIELS RONALD J........................................................................ PRESIDENT, TRUSTEE	50.00 .......................	X	X				1,469,558	279,320
(45) ATES KATHERINE........................................................................ VP AND CHIEF OF STAFF	50.00 .......................		X				0	0
(46) BIELER GLENN........................................................................ VP - COMMUNICATIONS & PUBL	50.00 .......................		X				273,448	77,999
(47) CRECELIUS KATHRYN J........................................................................ CHIEF INVESTMENT OFFICER	50.00 .......................		X				1,265,917	91,291
(48) ENNIS DANIEL G........................................................................ SR. VP - FINANCE & ADMINIS	50.00 .......................		X				699,406	91,222
(49) FISH ALAN........................................................................ VP - REAL ESTATE & CAMPUS	50.00 .......................		X				347,525	51,231
(50) GRADY HELENE........................................................................ VP - PLANNING & BUDGET	50.00 .......................		X				258,234	40,403
(51) HAYES CHARLENE........................................................................ VP - HUMAN RESOURCES	50.00 .......................		X				316,841	50,658
(52) HILL KEITH........................................................................ VP - CORPORATE SECURITY	22.50 .......................		X				93,321	12,726
(53) LEWIS THOMAS........................................................................ VP - GOVT, COMMUN, PUB AFF	50.00 .......................		X				280,605	39,750
(54) LIEBERMAN ROBERT........................................................................ VP AND PROVOST	50.00 .......................		X				449,061	45,111
(55) MARSH MAUREEN........................................................................ SECRETARY	50.00 .......................		X				212,177	24,200
(56) ROTENBERG MARK........................................................................ VP AND GENERAL COUNSEL	50.00 .......................		X				416,982	45,279
(57) ROTHMAN PAUL........................................................................ CEO, DEAN OF MEDICAL FACUL	50.00 .......................		X				1,995,442	206,288
(58) RUM STEVEN........................................................................ VP - DEVELOPMENT ALUMNI RE	50.00 .......................		X				589,319	85,802
(59) SCHROEDER III FREDERIC........................................................................ VP - DEVELOPMENT ALUMNI RE	50.00 .......................		X				561,121	93,371
(60) SEMMEL RALPH........................................................................ DIRECTOR - APL	50.00 .......................		X				674,792	35,950
(61) SPECTOR PHILLIP........................................................................ VP - STRATEGIC INITIATIVES	50.00 .......................		X				271,778	38,875
(62) GRINNALDS JOHN........................................................................ DIR. FACILITIES,MEDICINE	50.00 .......................			X			304,294	48,585
(63) GROSSI RICHARD........................................................................ SR. ASSOCIATE DEAN	50.00 .......................			X			902,047	247,408
(64) KLAG MICHAEL........................................................................ DEAN - SCHOOL OF PUBLIC HE	50.00 .......................			X			730,478	70,185
(65) NIMMO RUTH........................................................................ APL DIR. OF FACILITIES	50.00 .......................			X			402,733	36,757
(66) STARK WALTER J........................................................................ PROFESSOR (SEE SCHED. O)	50.00 .......................				X		2,921,505	63,061
(67) GOKASLAN ZIYA........................................................................ PROFESSOR (SEE SCHED. O)	50.00 .......................				X		1,167,422	60,307
(68) KEBAISH KHALED........................................................................ PROFESSOR (SEE SCHED. O)	50.00 .......................				X		1,104,355	44,123
(69) BREM HENRY........................................................................ PROFESSOR (SEE SCHED. O)	50.00 .......................				X		1,083,573	121,346
(70) SPONSELLER PAUL........................................................................ PROFESSOR (SEE SCHED. O)	50.00 .......................				X		1,045,911	68,230
(71) BAGGER JONATHAN........................................................................ INTERIM VP - PROVOST	50.00 .......................					X	391,627	73,201
(72) DUNHAM STEPHEN S........................................................................ VP - GENERAL COUNSEL	50.00 .......................					X	189,989	0
(73) MILLER JR EDWARD D........................................................................ VP/DEAN - MEDICAL SCHOOL	50.00 .......................					X	250,203	0
(74) MOK JACQUELINE........................................................................ INTERIM VP - CHIEF OF STAFF	50.00 .......................					X	341,635	61,171
(75) SAVAGE FREDERICK........................................................................ INTERIM VP - GENERAL COUNSEL	50.00 .......................					X	273,367	47,606
(76) ZEGER SCOTT........................................................................ FORMER PROVOST/VP	50.00 .......................					X	390,428	70,099

(A) Name and business address	(B) Description of services	(C) Compensation
WHITING TURNER CONTRACTING COMPANY300 EAST JOPPA RDBALTIMOREMD21286	CONSTRUCTION SERVICES	32,707,728
BROADWAY SERVICES INC3709 E MONUMENT STREETBALTIMOREMD21205	SECURITY, PARKING, SHUTTLE, FACILITY MGT	17,255,879
ARAMARK SERVICES INC1101 MARKET STREETPHILADELPHIAPA19107	FOOD SERVICE MANAGEMENT	6,400,095
ALLIED BARTON SECURITY SERVICES LLCPO BOX 828854PHILADELPHIAPA19182	SECURITY SERVICES	4,392,355
OAK CONTRACTING LLC1000 CROMWELL BRIDGE RDTOWSONMD21286	CONSTRUCTION SERVICES	3,827,401
2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 431

Do not include amounts reported on lines 6b, 7b, 8b, 9b, and 10b of Part VIII.	(A) Total expenses	(B) Program service expenses	(C) Management and general expenses	(D) Fundraising expenses
1	Grants and other assistance to governments and organizations in the United States. See Part IV, line 21	371,667,000	371,667,000
2	Grants and other assistance to individuals in the United States. See Part IV, line 22	310,324,000	310,324,000
3	Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16	132,239,000	132,239,000
4	Benefits paid to or for members
5	Compensation of current officers, directors, trustees, and key employees ....	14,673,000	1,181,000	12,115,000	1,377,000
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....	3,092,000	2,588,000	504,000
7	Other salaries and wages	2,150,796,000	1,986,571,000	129,839,000	34,386,000
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....	193,456,000	183,433,000	7,871,000	2,152,000
9	Other employee benefits .......	383,134,000	329,068,000	46,693,000	7,373,000
10	Payroll taxes ...........	100,356,000	92,245,000	6,476,000	1,635,000
11	Fees for services (non-employees):
a	Management ......	34,498,000	27,793,000	6,155,000	550,000
b	Legal .........	4,686,000	1,456,000	3,176,000	54,000
c	Accounting ...........	1,362,000	387,000	971,000	4,000
d	Lobbying ...........	233,000		233,000
e	Professional fundraising services. See Part IV, line 17	834,000			834,000
f	Investment management fees ......	33,577,000		33,577,000
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........	351,005,000	336,822,000	8,101,000	6,082,000
12	Advertising and promotion ....	7,603,000	6,964,000	465,000	174,000
13	Office expenses .......	165,191,000	141,304,000	15,221,000	8,666,000
14	Information technology ......	40,752,000	35,023,000	5,282,000	447,000
15	Royalties ..	16,840,000	8,343,000	8,405,000	92,000
16	Occupancy ...........	133,881,000	115,693,000	13,553,000	4,635,000
17	Travel ............	126,093,000	119,262,000	3,578,000	3,253,000
18	Payments of travel or entertainment expenses for any federal, state, or local public officials ......
19	Conferences, conventions, and meetings ....	12,334,000	11,401,000	755,000	178,000
20	Interest ...........	54,456,000	50,140,000	2,867,000	1,449,000
21	Payments to affiliates .......
22	Depreciation, depletion, and amortization .....	201,234,000	167,419,000	33,402,000	413,000
23	Insurance ..............	46,656,000	44,431,000	1,859,000	366,000
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	OTHER MISC. EXPENSES	188,355,000	186,606,000	1,556,000	193,000
b	RESEARCH/LAB EXPENSES	124,422,000	123,022,000	1,069,000	331,000
c
d
e	All other expenses
25	Total functional expenses. Add lines 1 through 24e	5,203,749,000	4,785,382,000	343,723,000	74,644,000
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).

Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
	1	Cash–non-interest-bearing .............	37,535,000	1	35,718,000
2	Savings and temporary cash investments .........	198,342,000	2	286,687,000
3	Pledges and grants receivable, net ...........	202,170,000	3	190,428,000
4	Accounts receivable, net .............	465,287,000	4	478,022,000
5	Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L ..................
		300,000	5	250,000
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
			6
7	Notes and loans receivable, net .............		7
8	Inventories for sale or use ..............	2,739,000	8	2,589,000
9	Prepaid expenses and deferred charges ..........	43,916,000	9	53,305,000
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	4,402,248,000
b	Less: accumulated depreciation .....	10b	2,328,590,000	2,116,037,000	10c	2,073,658,000
11	Investments—publicly traded securities ..........	2,416,766,000	11	2,632,644,000
12	Investments—other securities. See Part IV, line 11 .....	2,283,552,000	12	2,563,043,000
13	Investments—program-related. See Part IV, line 11 .....	33,265,000	13	35,932,000
14	Intangible assets ...............		14
15	Other assets. See Part IV, line 11 ...........	412,462,000	15	527,179,000
16	Total assets. Add lines 1 through 15 (must equal line 34)......	8,212,371,000	16	8,879,455,000
	17	Accounts payable and accrued expenses .........	487,033,000	17	449,054,000
18	Grants payable .................		18
19	Deferred revenue ................	456,395,000	19	460,799,000
20	Tax-exempt bond liabilities .............	719,917,000	20	659,096,000
21	Escrow or custodial account liability. Complete Part IV of Schedule D..	519,624,000	21	585,120,000
22	Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
	persons. Complete Part II of Schedule L..........		22
23	Secured mortgages and notes payable to unrelated third parties ..	95,311,000	23	103,264,000
24	Unsecured notes and loans payable to unrelated third parties ....	622,716,000	24	648,667,000
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D....................	432,566,000	25	424,020,000
26	Total liabilities. Add lines 17 through 25.........	3,333,562,000	26	3,330,020,000
		Organizations that follow SFAS 117 (ASC 958), check here and complete lines 27 through 29, and lines 33 and 34.
27	Unrestricted net assets ..............	2,242,101,000	27	2,486,850,000
28	Temporarily restricted net assets ...........	1,075,232,000	28	1,379,841,000
29	Permanently restricted net assets ...........	1,561,476,000	29	1,682,744,000
	Organizations that do not follow SFAS 117 (ASC 958), check here and complete lines 30 through 34.
30	Capital stock or trust principal, or current funds ........		30
31	Paid-in or capital surplus, or land, building or equipment fund .....		31
32	Retained earnings, endowment, accumulated income, or other funds		32
33	Total net assets or fund balances ...........	4,878,809,000	33	5,549,435,000
34	Total liabilities and net assets/fund balances ........	8,212,371,000	34	8,879,455,000

- TIN:

SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service

Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.

Attach to Form 990 or Form 990-EZ. right arrow

See separate instructions.
right arrow

Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization

JOHNS HOPKINS UNIVERSITY

Employer identification number

52-0595110

Part I

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)

A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).

A school described in section 170(b)(1)(A)(ii). (Attach Schedule E.)

A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in

section 170(b)(1)(A)(iv). (Complete Part II.)

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part II.)

A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)

An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross

receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of

its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses

acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)

An organization organized and operated exclusively to test for public safety. See section 509(a)(4).

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box that describes the type of supporting organization and complete lines 11e through 11h.

Type I

Type II

Type III - Functionally integrated

Type III - Non-functionally integrated

By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).

If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III supporting organization, check this box ..................................................

Since August 17, 2006, has the organization accepted any gift or contribution from any of the
following persons?

(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)

Yes

and (iii) below, the governing body of the supported organization? ................

11g(i)

(ii) A family member of a person described in (i) above? ......................

11g(ii)

(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................

11g(iii)

Provide the following information about the supported organization(s).

(i) Name of supported organization	(ii) EIN	(iv) Is the organization in col. (i) listed in your governing document?		(v) Did you notify the organization in col. (i) of your support?		(vi) Is the organization in col. (i) organized in the U.S.?		(vii) Amount of monetary support
(i) Name of supported organization	(ii) EIN	Yes	No	Yes	No	Yes	No	(vii) Amount of monetary support


Total

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.

Cat. No. 11285F

Schedule A (Form 990 or 990-EZ) 2013

Page 2

Part II

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....	1,320,288,000	1,652,777,000	1,561,854,000	1,679,574,000	1,794,255,000	8,008,748,000
2	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3	The value of services or facilities furnished by a governmental unit to the organization without charge..
4	Total. Add lines 1 through 3	1,320,288,000	1,652,777,000	1,561,854,000	1,679,574,000	1,794,255,000	8,008,748,000
5	The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..						259,483,783
6	Public support. Subtract line 5 from line 4.						7,749,264,217

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
7	Amounts from line 4..	1,320,288,000	1,652,777,000	1,561,854,000	1,679,574,000	1,794,255,000	8,008,748,000
8	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...	79,274,000	79,110,000	72,385,000	82,080,000	122,302,000	435,151,000
9	Net income from unrelated business activities, whether or not the business is regularly carried on..		1,058,017	18,750,485			19,808,502
10	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..
11	Total support (Add lines 7 through 10).						8,463,707,502

Gross receipts from related activities, etc. (see instructions) ..................

15,572,996,463

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here................................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2013 (line 6, column (f) divided by line 11, column (f)) .........

91.560 %

Public support percentage for 2012 Schedule A, Part II, line 14 ...............

90.160 %

16a

33 1/3% support test—2013. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization ....................... right arrow

33 1/3% support test—2012. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow

17a

10%-facts-and-circumstances test—2013. If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization ..................................................... right arrow

10%-facts-and-circumstances test—2012. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly
supported organization ................................................ right arrow

Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow

Schedule A (Form 990 or 990-EZ) 2013

Page 3

Part III

Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2	Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
3	Gross receipts from activities that are not an unrelated trade or business under section 513..
4	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5	The value of services or facilities furnished by a governmental unit to the organization without charge..
6	Total. Add lines 1 through 5.
7a	Amounts included on lines 1, 2, and 3 received from disqualified persons...
b	Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c	Add lines 7a and 7b..
8	Public support (Subtract line 7c from line 6.)

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
9	Amounts from line 6...
10a	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b	Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c	Add lines 10a and 10b.
11	Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..
13	Total support. (Add lines 9, 10c, 11, and 12.)..

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here............................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2013 (line 8, column (f) divided by line 13, column (f)) .........

Public support percentage from 2012 Schedule A, Part III, line 15 ...............

Section D. Computation of Investment Income Percentage

Investment income percentage for 2013 (line 10c, column (f) divided by line 13, column (f)) ......

Investment income percentage from 2012 Schedule A, Part III, line 17 .............

19a

33 1/3% support tests—2013. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ........ right arrow

33 1/3% support tests—2012. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ..... right arrow

Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions ..... right arrow

Schedule A (Form 990 or 990-EZ) 2013

Page 4

Part IV

Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).

Facts And Circumstances Test

Explanation

Schedule A (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule B
(Form 990, 990-EZ,
or 990-PF)

Department of the Treasury
Internal Revenue Service

Schedule of Contributors

Attach to Form 990, 990-EZ, or 990-PF.

Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Name of the organization

JOHNS HOPKINS UNIVERSITY

Employer identification number

52-0595110

Organization type (check one):

Filers of:

Section:

Form 990 or 990-EZ

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (in money or
property) from any one contributor. Complete Parts I and II.

Special Rules

For a section 501(c)(3) organization filing Form 990 or 990-EZ that met the 33¹/3% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi) and received from any one contributor, during the year, a contribution of the
greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 for use exclusively for religious, charitable,
scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and
III.

For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did
not total more than $1,000. If this box is checked, enter here the total contributions that were received during
the year for an exclusively religious, charitable, etc., purpose. Do not complete any of the parts unless the General Rule
applies to this organization because it received nonexclusively religious, charitable, etc., contributions of $5,000 or more
during the year ......................... Arrow Bullet

Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.

Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Page 2

Name of organization JOHNS HOPKINS UNIVERSITY

Part I	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
RESTRICTED	RESTRICTED RESTRICTED RESTRICTED RESTRICTED, RESTRICTEDRESTRICTED	$RESTRICTED	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Page 3

Name of organization JOHNS HOPKINS UNIVERSITY

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Page 4

Name of organization
JOHNS HOPKINS UNIVERSITY

Employer identification number

52-0595110

Part III

Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet

$
Use duplicate copies of Part III if additional space is needed.

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet

Complete if the organization is described below. SchCMd Bullet

Attach to Form 990 or Form 990-EZ.
SchCMd Bullet

See separate instructions. SchCMd Bullet

Information about Schedule C (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

If the organization answered "Yes" to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet

Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet

Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet

Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet

Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet

Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet

Section 501(c)(4), (5), or (6) organizations: Complete Part III.

Name of the organization

JOHNS HOPKINS UNIVERSITY

Employer identification number

52-0595110

Part I-A

Complete if the organization is exempt under section 501(c) or is a section 527 organization.

Provide a description of the organization’s direct and indirect political campaign activities in Part IV.

Political expenditures .................................... SchCMd Bullet

Volunteer hours ........................................

Part I-B

Complete if the organization is exempt under section 501(c)(3).

Enter the amount of any excise tax incurred by the organization under section 4955 ......... SchCMd Bullet

Enter the amount of any excise tax incurred by organization managers under section 4955 ...... SchCMd Bullet

If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............

Yes No

Was a correction made? .........................................

Yes No

If "Yes," describe in Part IV.

Part I-C

Complete if the organization is exempt under section 501(c), except section 501(c)(3).

Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet

Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ................................... SchCMd Bullet

Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b.. SchCMd Bullet

Did the filing organization file Form 1120-POL for this year? ..........................

Yes No

Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.

(a) Name	(b) Address	(c) EIN	(d) Amount paid from filing organization's funds. If none, enter -0-.	(e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.

For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.

Cat. No. 50084S

Schedule C (Form 990 or 990-EZ) 2013

Page 2

Part II-A

Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).

A Check SchCMd Bullet

if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN, expenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet

if the filing organization checked box A and "limited control" provisions apply.

Limits on Lobbying Expenditures (The term "expenditures" means amounts paid or incurred.)		(b) Affiliated group totals
1a	Total lobbying expenditures to influence public opinion (grass roots lobbying) ......
b	Total lobbying expenditures to influence a legislative body (direct lobbying) .......
c	Total lobbying expenditures (add lines 1a and 1b) ...................
d	Other exempt purpose expenditures ........................
e	Total exempt purpose expenditures (add lines 1c and 1d) ...............
f	Lobbying nontaxable amount. Enter the amount from the following table in both columns.
	If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
	Not over $500,00020% of the amount on line 1e.
	Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
	Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
	Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
	Over $17,000,000$1,000,000.

g	Grassroots nontaxable amount (enter 25% of line 1f) .................
h	Subtract line 1g from line 1a. If zero or less, enter -0-. ................
i	Subtract line 1f from line 1c. If zero or less, enter -0-. ................
j	If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting section 4911 tax for this year? ......................................	Yes No

4-Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
	Calendar year (or fiscal year beginning in)	(a) 2010	(b) 2011	(c) 2012	(d) 2013	(e) Total

2a	Lobbying nontaxable amount

b	Lobbying ceiling amount (150% of line 2a, column(e))

c	Total lobbying expenditures

d	Grassroots nontaxable amount

e	Grassroots ceiling amount (150% of line 2d, column (e))

f	Grassroots lobbying expenditures

Schedule C (Form 990 or 990-EZ) 2013

Page 3

Part II-B

Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).

For each "Yes" response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.

(a)

Yes

(b)

Amount

During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:

Volunteers? .........................................

Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....

Yes

Media advertisements? ....................................

Mailings to members, legislators, or the public? .........................

Publications, or published or broadcast statements? .......................

Grants to other organizations for lobbying purposes? .......................

Direct contact with legislators, their staffs, government officials, or a legislative body? ........

Yes

1,110,312

Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......

Other activities? ..........................

Total. Add lines 1c through 1i ...............................

1,110,312

Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....

If "Yes," enter the amount of any tax incurred under section 4912 .................

If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....

If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......

Part III-A

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).

Yes

Were substantially all (90% or more) dues received nondeductible by members? ................

Did the organization make only in-house lobbying expenditures of $2,000 or less? ................

Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........

Part III-B

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."

Dues, assessments and similar amounts from members .....................

Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).

Current year .........................................

Carryover from last year ....................................

Total ............................................

Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .

If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................

Taxable amount of lobbying and political expenditures (see instructions) ..............

Part IV

Supplemental Information

Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.

Return Reference	Explanation
PART II-B, LINE 1:	JOHNS HOPKINS OFFICE OF GOVERNMENT AND COMMUNITY AFFAIRS SERVICES AS A RESOURCE FOR POLICY MAKERS AND OTHER JOHNS HOPKINS OFFICIALS AND ADVANCES THE CONGRESSIONAL, STATE AND LOCAL LEGISLATIVE AND REGULATORY INTERESTS OF JOHNS HOPKINS UNIVERSITY. IN FY14, MEMBERS OF THE GOVERNMENT AND COMMUNITY AFFAIRS OFFICE LOBBIED FEDERAL, STATE AND LOCAL GOVERNMENT OFFICIALS ON MATTERS OF BUDGETS AND APPROPRIATIONS, EDUCATION INCLUDING HIGHER EDUCATION, K-12 AND EARLY CHILDHOOD, HEALTH CARE INCLUDING MEDICARE/MEDICAID, SCIENCE AND TECHNOLOGY, TAXATION, LABOR, WORKPLACE AND ANTITRUST, RETIREMENT, AND THE ENVIRONMENT. IN ADDITION, GOVERNMENT AND COMMUNITY AFFAIRS LOBBIED FEDERAL GOVERNMENT OFFICIALS ON MATTERS RELATED TO VETERANS, CIVIL RIGHTS AND URBAN DEVELOPMENT POLICY AND LOBBIED BALTIMORE CITY GOVERNMENT OFFICIALS ON MATTERS RELATED TO ECONOMIC AND COMMUNITY DEVELOPMENT, TECH TRANSFER, TAXATION OF NONPROFITS, LAND USE, ZONING AND PLANNING ISSUES, TRANSPORTATION AND STREETSCAPES, PEDESTRIAN SAFETY, PUBLIC SAFETY, K-12 AND HIGHER EDUCATION, CAMPUS POLICIES, STUDENT LIFE, PUBLIC POLICY ON HEALTH MATTERS, AND YOUTH AND RECREATION PROGRAMS. IN ADDITION, DURING THE TAX YEAR EXPENSES WERE PAID TO AN OUTSIDE LOBBYING FIRM FOR THE PRIMARY PURPOSE OF ASSISTING JOHNS HOPKINS UNIVERSITY APPLIED PHYSICS LABORATORY (APL) WITH EXECUTING LEGISLATIVE STRATEGIES TO FURTHER STRENGTHEN JHU/APL'S ROLE IN NASA MISSIONS, PROJECTS AND PROGRAMS. IN THIS CAPACITY, THE OUTSIDE FIRM OCCASSIONALLY INTERACTS WITH MEMBERS OF CONGRESS AND CONGRESSIONAL STAFFS.

Return Reference

Explanation

PART II-B, LINE 1:

JOHNS HOPKINS OFFICE OF GOVERNMENT AND COMMUNITY AFFAIRS SERVICES AS A RESOURCE FOR POLICY MAKERS AND OTHER JOHNS HOPKINS OFFICIALS AND ADVANCES THE CONGRESSIONAL, STATE AND LOCAL LEGISLATIVE AND REGULATORY INTERESTS OF JOHNS HOPKINS UNIVERSITY. IN FY14, MEMBERS OF THE GOVERNMENT AND COMMUNITY AFFAIRS OFFICE LOBBIED FEDERAL, STATE AND LOCAL GOVERNMENT OFFICIALS ON MATTERS OF BUDGETS AND APPROPRIATIONS, EDUCATION INCLUDING HIGHER EDUCATION, K-12 AND EARLY CHILDHOOD, HEALTH CARE INCLUDING MEDICARE/MEDICAID, SCIENCE AND TECHNOLOGY, TAXATION, LABOR, WORKPLACE AND ANTITRUST, RETIREMENT, AND THE ENVIRONMENT. IN ADDITION, GOVERNMENT AND COMMUNITY AFFAIRS LOBBIED FEDERAL GOVERNMENT OFFICIALS ON MATTERS RELATED TO VETERANS, CIVIL RIGHTS AND URBAN DEVELOPMENT POLICY AND LOBBIED BALTIMORE CITY GOVERNMENT OFFICIALS ON MATTERS RELATED TO ECONOMIC AND COMMUNITY DEVELOPMENT, TECH TRANSFER, TAXATION OF NONPROFITS, LAND USE, ZONING AND PLANNING ISSUES, TRANSPORTATION AND STREETSCAPES, PEDESTRIAN SAFETY, PUBLIC SAFETY, K-12 AND HIGHER EDUCATION, CAMPUS POLICIES, STUDENT LIFE, PUBLIC POLICY ON HEALTH MATTERS, AND YOUTH AND RECREATION PROGRAMS. IN ADDITION, DURING THE TAX YEAR EXPENSES WERE PAID TO AN OUTSIDE LOBBYING FIRM FOR THE PRIMARY PURPOSE OF ASSISTING JOHNS HOPKINS UNIVERSITY APPLIED PHYSICS LABORATORY (APL) WITH EXECUTING LEGISLATIVE STRATEGIES TO FURTHER STRENGTHEN JHU/APL'S ROLE IN NASA MISSIONS, PROJECTS AND PROGRAMS. IN THIS CAPACITY, THE OUTSIDE FIRM OCCASSIONALLY INTERACTS WITH MEMBERS OF CONGRESS AND CONGRESSIONAL STAFFS.

Schedule C (Form 990 or 990EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet

Attach to Form 990. SchDMd Bullet

See separate instructions. SchDMd Bullet

Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

JOHNS HOPKINS UNIVERSITY

Employer identification number

52-0595110

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.

		(a) Donor advised funds
1	Total number at end of year .........	1
2	Aggregate contributions to (during year) ...	122,531
3	Aggregate grants from (during year) .....	120,000
4	Aggregate value at end of year ........	126,772

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements .......................	2a
b	Total acreage restricted by conservation easements ..................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register ....................	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.

If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenues included in Form 990, Part VIII, line 1 ........................ SchDMd Bullet

(ii)

Assets included in Form 990, Part X .............................. SchDMd Bullet

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:

Revenues included in Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2013

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No

If "Yes," explain the arrangement in Part XIII and complete the following table:


c	Beginning balance .................................	1c
d	Additions during the year ..............................	1d
e	Distributions during the year .............................	1e
f	Ending balance ...................................	1f

Did the organization include an amount on Form 990, Part X, line 21? .....................

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........

Part V

Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.

		(a)Current year	(b)Prior year	b (c)Two years back	(d)Three years back	(e)Four years back
1a	Beginning of year balance ....	2,918,546,000	2,593,316,000	2,598,467,000	2,226,665,000	1,983,341,000
b	Contributions ........	121,246,000	113,100,000	80,019,000	93,620,000	62,949,000
c	Net investment earnings, gains, and losses	487,871,000	341,414,000	39,170,000	401,847,000	304,247,000
d	Grants or scholarships .....	89,587,000	74,759,000	80,374,000	81,779,000	77,486,000
e	Other expenditures for facilities and programs ........	27,380,000	36,708,000	26,349,000	24,354,000	30,054,000
f	Administrative expenses ....	18,167,000	17,817,000	17,617,000	17,532,000	16,332,000
g	End of year balance ......	3,392,529,000	2,918,546,000	2,593,316,000	2,598,467,000	2,226,665,000

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

30.700 %

Permanent endowment SchDMd Bullet

44.600 %

Temporarily restricted endowment SchDMd Bullet

24.700 %

The percentages in lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) unrelated organizations ........................

3a(i)

Yes

(ii) related organizations ........................

3a(ii)

If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(b)Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value
1a	Land .................	76,294,000		76,294,000
b	Buildings ................	2,868,329,000	1,377,740,000	1,490,589,000
c	Leasehold improvements ............	90,248,000	67,281,000	22,967,000
d	Equipment ................	927,575,000	695,213,000	232,362,000
e	Other .................	439,802,000	188,356,000	251,446,000
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......				2,073,658,000

Schedule D (Form 990) 2013

Page 3

Part VII

InvestmentsOther Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)	(b)Book value	(c) Method of valuation: Cost or end-of-year market value
(1)Financial derivatives
(2)Closely-held equity interests
(3)Other (A) CASH AND EQUIVALENTS	471,432,000	F
(B) PRIVATE EQUITY AND VENTURE CAPITAL	637,911,000	F
(C) REAL PROPERTY ASSETS	752,206,000	F
(D) ABSOLUTE RETURN FUNDS	701,494,000	F





Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)	2,563,043,000

Part VIII

InvestmentsProgram Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment		(b) Book value	(c) Method of valuation: Cost or end-of-year market value









Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value
(1) INVESTMENTS IN AND LOANS TO AFFILIATES				208,231,000
(2) INTERESTS IN TRUSTS AND ENDOWMENT FUNDS HELD BY OTHERS				114,337,000
(3) MCIC MALPRACTICE INSURANCE RECOVERIES RECEIVABLE				58,304,000
(4) MCIC INVESTMENT				49,775,000
(5) DEFERRED COMPENSATION				95,217,000
(6) DONATED PROPERTY				1,315,000



Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........				527,179,000

Part X

Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability		(b) Book value
Federal income taxes
PENSION & POST-RETIREMENT OBLIGATIONS		143,454,000
SWAP - MARKET VALUE ADJUSTMENT		19,029,000
DEFERRED COMPENSATION LIABILITIES		94,399,000
MCIC MEDICAL MALPRACTICE LIABILITY		107,122,000
GOVERNMENT LOAN FUND ADVANCES		29,923,000
OTHER LIABILITIES		30,093,000



Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)		424,020,000
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................

Schedule D (Form 990) 2013

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......			1	5,555,147,000
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains on investments ..........	2a	288,565,000
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d .....................			2e	288,565,000
3	Subtract line 2e from line 1.....................			3	5,266,582,000
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a	33,577,000
b	Other (Describe in Part XIII.) ...........	4b	268,845,000
c	Add lines 4a and 4b.......................			4c	302,422,000
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......			5	5,569,004,000

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........			1	4,901,327,000
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities ..........	2a
b	Prior year adjustments ..............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d......................			2e	0
3	Subtract line 2e from line 1.....................			3	4,901,327,000
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a	33,577,000
b	Other (Describe in Part XIII.) ............	4b	268,845,000
c	Add lines 4a and 4b.......................			4c	302,422,000
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......			5	5,203,749,000

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation
PART III, LINE 1A:	CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES AND SIMILAR ASSETS HELD AS PART OF COLLECTIONS ARE NOT RECOGNIZED OR CAPITALIZED.
PART III, LINE 4:	AMONG COLLECTIONS HOUSED AT THE MILTON S. EISENHOWER LIBRARY, THE UNIVERSITY'S PRINCIPAL RESEARCH LIBRARY, ARE THE EISENHOWER RARE BOOK COLLECTION, THE FERDINAND HAMBURGER UNIVERSITY ARCHIVES, AN EXTENSIVE HISTORICAL MANUSCRIPTS COLLECTION AND THE LESTER S. LEVY COLLECTION OF SHEET MUSIC. THESE COLLECTIONS INCLUDE ARCHIVES, MAPS, PHOTOGRAPHS, MEDIEVAL AND RENAISSANCE MANUSCRIPT BOOKS, POETRY WORKS AND THOUSANDS OF PIECES OF SHEET MUSIC. THE PEABODY ARCHIVES, THE WILLIAM F. LUCAS & FAMILY PAPERS, THE PHYLLIS BRYN-JULSON COLLECTION, THE ANDREW S. POPE COLLECTION AND THE CHARLIE BYRD COLLECTION ARE ALL HOUSED AT THE PEABODY INSTITUTE OF THE JOHNS HOPKINS UNIVERSITY. THESE COLLECTIONS INCLUDE HISTORICAL WRITINGS, RECORDINGS, RECORD CATALOGUES, CONCERT AND RECITAL PROGRAMS, BOOKS, PICTURES, ORIGINAL MUSIC SCORES, PRINTED MUSIC AND SHEET MUSIC. THE PEABODY CONSERVATORY ALSO MAINTAINS A COLLECTION OF MUSICAL INSTRUMENTS THAT INCLUDE BAROQUE AND RENAISSANCE INSTRUMENTS. THE UNIVERSITY'S EVERGREEN MUSEUM AND LIBRARY CONTAINS COLLECTIONS OF RARE BOOKS, LITERARY WORKS, EARLY MANUSCRIPTS, PAINTINGS, DRAWINGS, ARTIFACTS AND ONE OF THE LARGEST PRIVATE COLLECTIONS OF INCUNABULA IN THE UNITED STATES (BOOKS PRINTED PRIOR TO 1501). THE UNIVERSITY'S HOMEWOOD MUSEUM HOUSES COLLECTIONS OF FINE AND DECORATIVE ART THAT INCLUDE FURNITURE, ENGLISH CERAMICS AND SILVER AS WELL AS RARE BOOKS AND MANUSCRIPTS. THE UNIVERSITY MAINTAINS OTHER SPECIALIZED COLLECTIONS IN MEDICINE, INTERNATIONAL AFFAIRS, MUSIC, AND EARTH AND SPACE SCIENCE THAT ARE LOCATED ACROSS ITS CAMPUSES. THE COLLECTIONS THAT HAVE BEEN DESCRIBED PROVIDE CULTURAL VALUE AND RESOURCES TO BE USED TO FOSTER EDUCATION, INDEPENDENT THINKING AND PROFESSIONAL RESEARCH WITHIN THE JOHNS HOPKINS UNIVERSITY COMMUNITY AS WELL AS ITS SURROUNDING ENVIRONMENT.
PART IV, LINE 2B:	THE UNIVERSITY HAS ENTERED INTO SEPARATE AGREEMENTS WITH THE JOHNS HOPKINS HOSPITAL ENDOWMENT FUND, INC. (JHHEFI),THE EVERGREEN HOUSE FOUNDATION (EHF) AND THE ROBERT GARRETT FUND FOR SURGICAL TREATMENT OF CHILDREN (GARRETT) WHEREBY THOSE ENTITIES TRANSFERRED FUNDS TO THE UNIVERSITY TO INVEST IN THE UNIVERSITY'S ENDOWMENT INVESTMENT POOL (EIP); THE UNIVERSITY MANAGES THESE ASSETS ON THEIR BEHALF. THE FUNDS ARE INVESTED WITH OTHER UNIVERSITY ASSETS IN THE UNVERSITY'S NAME AND TITLE, AND IN ACCORDANCE WITH THE UNIVERSITY'S EIP INVESTMENT POLICIES AND OBJECTIVES. JHHEFI, EHF, AND GARRETT RECEIVE PAYOUTS AND MAY REQUEST WITHDRAWALS AS SPECIFIED IN THE AGREEMENTS. THE ASSETS ARE INCLUDED IN INVESTMENTS ON THE BALANCE SHEET.
PART V, LINE 4:	THE UNIVERSITY HAS ADOPTED INVESTMENT POLICIES FOR ITS ENDOWMENT, INCLUDING BOARD-DESIGNATED FUNDS, THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING IN SUPPORT OF THE OPERATING BUDGET, WHILE SEEKING TO PRESERVE THE REAL VALUE OF THE ENDOWMENT ASSETS OVER TIME. THE UNIVERSITY RELIES ON A TOTAL RETURN STRATEGY UNDER WHICH INVESTMENT RETURNS ARE ACHIEVED THROUGH BOTH APPRECIATION (REALIZED AND UNREALIZED) AND YIELD (INTEREST AND DIVIDENDS).
PART XI, LINE 4B - OTHER ADJUSTMENTS:	LOSS ON DISPOSAL OF OTHER ASSETS -2,043,000. OTHER FIN-47 ASSET RETIREMENT OBLIGATIONS -513,000. HENDERSON HOPKINS 6,900,000. STUDENT AID 264,501,000.
PART XII, LINE 4B - OTHER ADJUSTMENTS:	FINANCIAL AID, NETTED IN TUITION 264,501,000. LOSS ON DISPOSAL OF OTHER ASSETS -2,043,000. OTHER FIN-47 ASSET RETIREMENT OBLIGATIONS -513,000. HENDERSON HOPKINS 6,900,000.
SCHEDULE D, PARTS X, XI AND XII	SCHEDULE D, PART XI, LINE 1: RECONCILIATION OF TOTAL REVENUE PER AUDITED FINANCIAL STATEMENTS TOTAL OPERATING REVENUES $4,971,562,000 NON-OPERATING CONTRIBUTIONS 259,610,000 NON-OPERATING INVESTMENT RETURN 395,983,000 NON-OPERATING OTHER INCOME 15,472,000 NET ASSETS RELEASED FROM RESTRICTIONS (87,480,000) -------------- TOTAL REVENUE [PART XII,LINE 1] = $5,555,147,000 SCHEDULE D, PART XII, LINE 1 RECONCILIATION OF TOTAL EXPENSES PER AUDITED FINANCIAL STATEMENTS TOTAL OPERATING EXPENSES $4,901,327,000 -------------- TOTAL EXPENSES [PART XIII, LINE 1] $4,901,327,000 SCHEDULE D, PART X, LINES 1 & 2: THE UNIVERSITY ANNUALLY REVIEWS ITS TAX POSITIONS AND HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS. NO PROVISION FOR INCOME TAXES WAS REQUIRED FOR FISCAL 2014 OR 2013.

Schedule D (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE E(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Schools

Complete if the organization answered "Yes" to Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image

Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image

Information about Schedule E (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

JOHNS HOPKINS UNIVERSITY

Employer identification number

52-0595110

Part I

YES

Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,

other governing instrument, or in a resolution of its governing body? ......................

Yes

Does the organization include a statement of its racially nondiscriminatory policy toward students in all its

brochures, catalogues, and other written communications with the public dealing with student admissions,

programs, and scholarships? ......................................

Yes

Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during

the period of solicitation for students, or during the registration period if it has no solicitation program, in a way

that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"

please explain. If you need more space use Part II. .............................

Yes

Does the organization maintain the following?

Records indicating the racial composition of the student body, faculty, and administrative staff? ..........

Yes

Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory

basis? ...............................................

Yes

Copies of all catalogues, brochures, announcements, and other written communications to the public dealing

with student admissions, programs, and scholarships? ...........................

Yes

Copies of all material used by the organization or on its behalf to solicit contributions? ..............

Yes

If you answered "No" to any of the above, please explain. If you need more space, use Part II.

Does the organization discriminate by race in any way with respect to:

Students' rights or privileges? .....................................

Admissions policies? .........................................

Employment of faculty or administrative staff? ..............................

Scholarships or other financial assistance? ................................

Educational policies? .........................................

Use of facilities? ...........................................

Athletic programs? ..........................................

Other extracurricular activities? .....................................

If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.

Does the organization receive any financial aid or assistance from a governmental agency? ...........

Yes

Has the organization's right to such aid ever been revoked or suspended? ...................

If you answered "Yes" to either line 6a or line 6b, explain on Part II.

Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05

of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.

Yes

Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.

Cat. No. 50085D

Schedule E (Form 990 or 990-EZ) 2013

Schedule E (Form 990 or 990EZ) 2013

Page 2

Part II

Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).

Return Reference	Explanation
SCHEDULE E, PART I, LINE 3	THE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS NATIONWIDE AND WORLDWIDE AND MEETS THE CRITERIA OF SECTION 4.03 2(B) OF REVENUE PROCEDURE 75-50. THE UNIVERSITY FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AND PUBLISHES ITS RACIALLY NONDISCRIMINATORY POLICY ON THE UNIVERSITY WEBSITE, IN EACH SCHOOL'S COURSE CATALOG AND IN UNIVERSITY BROCHURES.
SCHEDULE E, PART I, LINE 6	THE JOHNS HOPKINS UNIVERSITY RECEIVES NUMEROUS RESEARCH GRANTS AND CONTRACTS FROM VARIOUS GOVERNMENTAL AGENCIES AS WELL AS FUNDS FOR STUDENT AID.

Schedule E (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE F(Form 990)

Department of the Treasury
Internal Revenue Service

Statement of Activities Outside the United States

Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16. Right pointing arrow large image

Attach to Form 990. Right pointing arrow large image

See separate instructions. Right pointing arrow large image

Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization
JOHNS HOPKINS UNIVERSITY

Employer identification number

52-0595110

Part I

General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.

For grantmakers.Does the organization maintain records to substantiate the amount of its grants and

other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used

to award the grants or assistance? ...............................

Yes

For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.

Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)

(a) Region		(b) Number of offices in the region	(c) Number of employees, agents, and independent contractors in region	(d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region)	(e) If activity listed in (d) is a program service, describe specific type of service(s) in region	(f) Total expenditures for and investments in region
	CENTRAL AMERICA AND THE CARIBBEAN	3	32	PROGRAM SERVICES	INSTRUCTION & SPONSORED RESEARCH	2,103,383
	CENTRAL AMERICA AND THE CARIBBEAN			PROGRAM SERVICES	CLINICAL SERVICES	12,125
	CENTRAL AMERICA AND THE CARIBBEAN			BUSINESS TRAVEL	N/A	291,451
	CENTRAL AMERICA AND THE CARIBBEAN			INVESTMENTS	N/A	686,814,645
	EAST ASIA AND THE PACIFIC	20	372	STUDENT LOANS	N/A	736,902
	EAST ASIA AND THE PACIFIC			PROGRAM SERVICES	INSTRUCTION & SPONSORED RESEARCH	22,635,870
	EAST ASIA AND THE PACIFIC			PROGRAM SERVICES	GENERAL SERVICES & ADMINISTRATION	596,757
	EAST ASIA AND THE PACIFIC			PROGRAM SERVICES	PLANT OPERATIONS & MAINTENANCE	1,704,492
	EAST ASIA AND THE PACIFIC			BUSINESS TRAVEL	N/A	4,386,152
	EAST ASIA AND THE PACIFIC			INVESTMENTS	N/A	21,345,147
	EUROPE (INCLUDING ICELAND & GREENLAND)	3	85	STUDENT LOANS	N/A	309,034
	EUROPE (INCLUDING ICELAND & GREENLAND)			PROGRAM SERVICES	INSTRUCTION & SPONSORED RESEARCH	12,284,396
	EUROPE (INCLUDING ICELAND & GREENLAND)			PROGRAM SERVICES	GENERAL SERVICES & ADMINISTRATION	3,434,830
	EUROPE (INCLUDING ICELAND & GREENLAND)			PROGRAM SERVICES	STUDENT SERVICES	974,113
	EUROPE (INCLUDING ICELAND & GREENLAND)			PROGRAM SERVICES	LIBRARIES	709,332
	EUROPE (INCLUDING ICELAND & GREENLAND)			PROGRAM SERVICES	PLANT OPERATIONS & MAINTENANCE	972,775
	EUROPE (INCLUDING ICELAND & GREENLAND)			PROGRAM SERVICES	STUDENT AID	14,423
	EUROPE (INCLUDING ICELAND & GREENLAND)			FUNDRAISING	GENERAL SERVICES & ADMINISTRATION	269,090
	EUROPE (INCLUDING ICELAND & GREENLAND)			BUSINESS TRAVEL	N/A	5,182,990
	EUROPE (INCLUDING ICELAND & GREENLAND)			INVESTMENTS	N/A	48,436,174
	MIDDLE EAST & NORTH AFRICA	1	9	PROGRAM SERVICES	INSTRUCTION & SPONSORED RESEARCH	7,905,157
	MIDDLE EAST & NORTH AFRICA			FUNDRAISING	FUNDRAISING	3,475
	MIDDLE EAST & NORTH AFRICA			BUSINESS TRAVEL	N/A	740,164
	NORTH AMERICA (EXCLUDING U.S.)	1	7	PROGRAM SERVICES	INSTRUCTION & SPONSORED RESEARCH	1,757,660
	NORTH AMERICA (EXCLUDING U.S.)			BUSINESS TRAVEL	N/A	931,858
	RUSSIA & THE NEWLY INDEPENDENT STATES			PROGRAM SERVICES	INSTRUCTION & SPONSORED RESEARCH	372,081
	RUSSIA & THE NEWLY INDEPENDENT STATES		3	BUSINESS TRAVEL	N/A	206,242
	SOUTH AMERICA			PROGRAM SERVICES	GENERAL SERVICES & ADMINISTRATION	11,789
	SOUTH AMERICA	1	19	PROGRAM SERVICES	INSTRUCTION & SPONSORED RESEARCH	3,409,154
	SOUTH AMERICA			BUSINESS TRAVEL	N/A	794,877
	SOUTH ASIA	24	1,743	PROGRAM SERVICES	INSTRUCTION & SPONSORED RESEARCH	31,881,130
	SOUTH ASIA			PROGRAM SERVICES	GENERAL SERVICES & ADMINISTRATION	554,979
	SOUTH ASIA			BUSINESS TRAVEL	N/A	1,417,649
	SUB-SAHARAN AFRICA	102	3,642	PROGRAM SERVICES	INSTRUCTION & SPONSORED RESEARCH	256,451,484
	SUB-SAHARAN AFRICA			PROGRAM SERVICES	GENERAL SERVICES & ADMINISTRATION	515,375
	SUB-SAHARAN AFRICA			BUSINESS TRAVEL	N/A	5,628,321
	SUB-SAHARAN AFRICA			INVESTMENTS	N/A	481,276
3a	Sub-total .....	23	404			714,895,625
b	Total from continuation sheets to Part I ...	132	5,508			411,381,127
c	Totals (add lines 3a and 3b)	155	5,912			1,126,276,752

For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2013

Schedule F (Form 990) 2013

Page 2

Part II

Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

(c) Region	(d) Purpose of grant	(e) Amount of cash grant	(f) Manner of cash disbursement	(h) Description of non-cash assistance	(i) Method of valuation (book, FMV, appraisal, other)
CENTRAL AMERICA & CARRIBEAN	SPONSORED RESEARCH SUB-AWARD	196,742	WIRE TRANSFER	N/A	N/A
CENTRAL AMERICA & CARRIBEAN	SPONSORED RESEARCH SUB-AWARD	155,862	WIRE TRANSFER	N/A	N/A
CENTRAL AMERICA & CARRIBEAN	SPONSORED RESEARCH SUB-AWARD	76,994	WIRE TRANSFER	N/A	N/A
CENTRAL AMERICA & CARRIBEAN	SPONSORED RESEARCH SUB-AWARD	72,694	WIRE TRANSFER	N/A	N/A
CENTRAL AMERICA & CARRIBEAN	SPONSORED RESEARCH SUB-AWARD	53,271	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	809,634	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	775,231	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	747,295	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	454,643	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	417,223	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	259,212	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	191,696	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	185,318	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	177,406	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	173,627	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	132,614	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	129,772	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	116,055	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	105,466	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	85,376	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	74,952	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	74,182	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	66,500	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	65,000	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	58,299	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	50,000	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	44,500	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	39,640	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	39,385	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	39,101	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	38,897	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	34,086	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	34,000	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	31,054	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	30,000	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	29,362	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	29,129	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	26,460	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	20,760	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	15,000	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	14,105	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	13,915	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	13,808	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	11,059	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	10,448	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	10,405	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	8,786	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	8,260	WIRE TRANSFER	N/A	N/A
EAST ASIA & PACIFIC	SPONSORED RESEARCH SUB-AWARD	7,580	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	2,210,405	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	1,146,600	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	592,833	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	461,109	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	446,925	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	358,501	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	311,628	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	231,492	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	190,923	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	117,817	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	116,430	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	114,744	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	85,683	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	83,373	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	82,274	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	79,052	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	78,301	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	76,353	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	75,903	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	75,769	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	64,999	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	61,295	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	57,566	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	56,065	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	49,599	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	47,767	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	47,312	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	47,085	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	45,561	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	43,848	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	41,153	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	39,523	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	30,921	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	27,903	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	27,500	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	22,993	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	22,003	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	21,420	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	18,403	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	17,430	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	16,630	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	12,274	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	12,227	WIRE TRANSFER	N/A	N/A
EUROPE (INC. ICELAND & GREENLAND)	SPONSORED RESEARCH SUB-AWARD	11,230	WIRE TRANSFER	N/A	N/A
MIDDLE EAST & NORTH AFRICA	SPONSORED RESEARCH SUB-AWARD	152,644	WIRE TRANSFER	N/A	N/A
MIDDLE EAST & NORTH AFRICA	SPONSORED RESEARCH SUB-AWARD	1,669,761	WIRE TRANSFER	N/A	N/A
MIDDLE EAST & NORTH AFRICA	SPONSORED RESEARCH SUB-AWARD	88,020	WIRE TRANSFER	N/A	N/A
MIDDLE EAST & NORTH AFRICA	SPONSORED RESEARCH SUB-AWARD	51,213	WIRE TRANSFER	N/A	N/A
MIDDLE EAST & NORTH AFRICA	SPONSORED RESEARCH SUB-AWARD	37,322	WIRE TRANSFER	N/A	N/A
MIDDLE EAST & NORTH AFRICA	SPONSORED RESEARCH SUB-AWARD	30,921	WIRE TRANSFER	N/A	N/A
MIDDLE EAST & NORTH AFRICA	SPONSORED RESEARCH SUB-AWARD	27,000	WIRE TRANSFER	N/A	N/A
MIDDLE EAST & NORTH AFRICA	SPONSORED RESEARCH SUB-AWARD	24,331	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	521,898	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	469,490	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	333,676	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	322,400	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	129,846	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	111,477	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	95,643	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	82,000	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	77,208	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	74,433	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	64,500	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	60,000	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	48,593	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	48,162	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	41,500	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	37,854	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	29,606	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	20,190	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	19,000	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	17,050	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	10,180	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	5,594	WIRE TRANSFER	N/A	N/A
NORTH AMERICA (EX. US)	SPONSORED RESEARCH SUB-AWARD	5,142	WIRE TRANSFER	N/A	N/A
RUSSIA & INDEPENDENT STATES	SPONSORED RESEARCH SUB-AWARD	121,192	WIRE TRANSFER	N/A	N/A
RUSSIA & INDEPENDENT STATES	SPONSORED RESEARCH SUB-AWARD	87,000	WIRE TRANSFER	N/A	N/A
RUSSIA & INDEPENDENT STATES	SPONSORED RESEARCH SUB-AWARD	56,000	WIRE TRANSFER	N/A	N/A
RUSSIA & INDEPENDENT STATES	SPONSORED RESEARCH SUB-AWARD	14,000	WIRE TRANSFER	N/A	N/A
SOUTH AMERICA	SPONSORED RESEARCH SUB-AWARD	708,617	WIRE TRANSFER	N/A	N/A
SOUTH AMERICA	SPONSORED RESEARCH SUB-AWARD	606,801	WIRE TRANSFER	N/A	N/A
SOUTH AMERICA	SPONSORED RESEARCH SUB-AWARD	290,293	WIRE TRANSFER	N/A	N/A
SOUTH AMERICA	SPONSORED RESEARCH SUB-AWARD	148,296	WIRE TRANSFER	N/A	N/A
SOUTH AMERICA	SPONSORED RESEARCH SUB-AWARD	80,950	WIRE TRANSFER	N/A	N/A
SOUTH AMERICA	SPONSORED RESEARCH SUB-AWARD	81,018	WIRE TRANSFER	N/A	N/A
SOUTH AMERICA	SPONSORED RESEARCH SUB-AWARD	72,400	WIRE TRANSFER	N/A	N/A
SOUTH AMERICA	SPONSORED RESEARCH SUB-AWARD	63,493	WIRE TRANSFER	N/A	N/A
SOUTH AMERICA	SPONSORED RESEARCH SUB-AWARD	33,465	WIRE TRANSFER	N/A	N/A
SOUTH AMERICA	SPONSORED RESEARCH SUB-AWARD	21,600	WIRE TRANSFER	N/A	N/A
SOUTH AMERICA	SPONSORED RESEARCH SUB-AWARD	22,304	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	5,102,324	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	1,554,722	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	1,452,237	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	1,261,000	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	839,947	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	723,383	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	510,297	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	469,776	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	317,527	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	232,190	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	217,323	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	195,850	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	191,830	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	175,950	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	139,603	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	121,431	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	119,279	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	110,686	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	83,637	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	75,688	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	67,935	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	66,951	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	64,469	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	52,297	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	50,000	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	46,692	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	43,069	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	42,030	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	35,590	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	34,924	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	31,281	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	30,887	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	25,146	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	22,000	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	14,478	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	12,000	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	10,250	WIRE TRANSFER	N/A	N/A
SOUTH ASIA	SPONSORED RESEARCH SUB-AWARD	8,725	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	9,678,469	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	6,125,726	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	5,698,641	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	4,592,353	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	2,981,883	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	2,949,195	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	2,881,269	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	2,796,926	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	2,763,819	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	2,388,337	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	2,117,737	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	2,074,509	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	1,945,599	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	1,784,677	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	1,748,020	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	1,422,745	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	1,414,955	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	1,160,505	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	1,125,000	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	1,017,813	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	1,009,400	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	959,211	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	930,478	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	927,987	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	926,899	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	862,688	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	834,306	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	829,087	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	814,086	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	750,292	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	736,647	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	731,068	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	725,421	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	710,520	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	705,866	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	705,543	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	695,831	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	604,913	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	601,577	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	594,434	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	575,316	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	566,793	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	505,480	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	503,349	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	495,885	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	462,136	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	449,137	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	426,754	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	415,054	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	414,769	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	413,517	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	400,978	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	399,136	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	398,431	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	391,409	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	390,272	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	385,152	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	349,930	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	330,807	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	321,763	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	317,652	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	312,411	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	308,718	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	306,791	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	298,393	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	295,655	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	274,569	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	269,515	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	265,495	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	246,115	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	245,032	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	221,214	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	213,987	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	213,823	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	200,341	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	198,006	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	196,851	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	196,144	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	195,698	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	162,370	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	162,000	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	157,796	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	147,823	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	147,602	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	138,155	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	135,421	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	133,685	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	126,376	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	126,000	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	123,599	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	122,561	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	113,442	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	112,500	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	112,242	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	112,034	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	111,809	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	107,202	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	105,768	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	102,083	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	101,301	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	99,375	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	98,843	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	94,765	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	88,975	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	87,623	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	87,109	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	86,693	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	84,839	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	83,474	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	83,276	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	81,894	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	81,285	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	77,500	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	71,763	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	71,666	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	71,235	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	69,541	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	65,293	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	64,643	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	63,861	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	63,477	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	61,500	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	55,761	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	54,595	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	53,856	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	51,757	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	50,146	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	50,000	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	49,813	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	49,177	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	48,773	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	48,147	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	48,000	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	46,912	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	45,400	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	45,274	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	44,781	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	42,889	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	42,387	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	36,320	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	35,000	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	34,990	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	32,738	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	32,502	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	32,456	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	32,276	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	31,154	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	30,937	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	29,709	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	29,478	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	28,526	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	27,865	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	27,609	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	27,442	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	26,880	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	25,890	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	24,500	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	24,480	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	24,480	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	24,480	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	24,480	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	24,480	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	24,245	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	23,669	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	23,547	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	22,642	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	21,895	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	21,563	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	21,228	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	20,000	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	20,000	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	17,867	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	17,500	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	16,460	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	14,300	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	14,040	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	12,960	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	12,960	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	12,960	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	12,960	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	12,960	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	11,904	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	11,871	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	11,373	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	11,000	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	10,035	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	9,598	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	8,915	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	8,054	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	7,018	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	6,400	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	5,738	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	5,668	WIRE TRANSFER	N/A	N/A
SUB-SAHARAN AFRICA	SPONSORED RESEARCH SUB-AWARD	5,200	WIRE TRANSFER	N/A	N/A

Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .... MediumBullet

Enter total number of other organizations or entities ....................... MediumBullet

371

Schedule F (Form 990) 2013

Schedule F (Form 990) 2013Page 3

Part III

Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.

Part III can be duplicated if additional space is needed.

	(b) Region	(c) Number of recipients	(d) Amount of cash grant	(e) Manner of cash disbursement	(g) Description of non-cash assistance	(h) Method of valuation (book, FMV, appraisal, other)
HONORARIA	CENTRAL AMERICA & CARIBBEAN	5	7,000	WIRE TRANSFER	N/A	N/A
HONORARIA	EAST ASIA & PACIFIC	21	24,950	WIRE TRANSFER	N/A	N/A
HONORARIA	EUROPE (INC. ICELAND & GREENLAND)	67	157,498	WIRE TRANSFER	N/A	N/A
HONORARIA	NORTH AMERICA (EX. US)	28	33,350	WIRE TRANSFER	N/A	N/A
HONORARIA	SOUTH AMERICA	4	8,795	WIRE TRANSFER	N/A	N/A
HONORARIA	SOUTH ASIA	7	8,023	WIRE TRANSFER	N/A	N/A
HONORARIA	SUB-SAHARAN AFRICA	7	21,152	WIRE TRANSFER	N/A	N/A
HONORARIA	MIDDLE EAST AND NORTH AFRICA	9	17,685	WIRE TRANSFER	N/A	N/A
HONORARIA	RUSSIA AND NEIGHBORING STATES	4	2,000	WIRE TRANSFER	N/A	N/A
ACADEMIC AWARDS	NORTH AMERICA	4	5,725	WIRE TRANSFER	N/A	N/A
ACADEMIC AWARDS	EAST ASIA AND THE PACIFIC	7	3,741	WIRE TRANSFER	N/A	N/A
ACADEMIC AWARDS	EUROPE (INC. ICELAND & GREENLAND)	2	2,185	WIRE TRANSFER	N/A	N/A
ACADEMIC AWARDS	SOUTH ASIA	1	500	WIRE TRANSFER	N/A	N/A
SCHOLARSHIPS	EUROPE (INCLUDING ICELAND & GREENLAND)	2	4,000	CREDIT TO STUDENT A/R	N/A	N/A
SCHOLARSHIPS	EAST ASIA AND THE PACIFIC	44	392,500	CREDIT TO STUDENT A/R	N/A	N/A
SUB-AWARD	EAST ASIA AND THE PACIFIC	1	35,000	CHECK DISBURSEMENT		N/A

Schedule F (Form 990) 2013

Page 4

Part IV

Foreign Forms

Schedule F (Form 990) 2013

Page 5

Part V

Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).

ReturnReference	Explanation
PART I, LINE 2:	THE UNIVERSITY REQUIRES THAT WHEN APPROVING INVOICE PAYMENTS TO SUBRECIPIENTS OF GRANTS AWARDED TO THE UNIVERSITY, THE VALIDITY OF EXPENSES MUST BE VERIFIED ALONG WITH THE ACHIEVEMENT OF SCIENTIFIC AND TECHNICAL PROCESS BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE ON THE INVOICE APPROVING THE PAYMENT. SUBRECIPIENT INVOICES SHOULD INCLUDE INFORMATION THAT CONFORMS TO THE ADMINISTRATIVE REQUIREMENTS PRESCRIBED IN OMB CIRCULARS A-110 AND A-133. SUBRECIPIENTS EXEMPT FROM A-133 AUDIT REQUIREMENTS ARE REQUIRED TO MAKE THEIR FINANCIAL RECORDS AVAILABLE FOR REVIEW OR AUDIT BY THE FEDERAL AGENCIES OR PASS-THROUGH ENTITIES AS REQUESTED, UNDER THE TERMS AND CONDITIONS OF THEIR AGREEMENT.
PART I, LINE 3:	THE FORM 990 IS BASED ON FINANCIAL STATEMENTS THAT ARE PREPARED USING AN ACCRUAL ACCOUNTING METHOD. TO IDENTIFY EXPENDITURES FOR FOREIGN ACTIVITIES, THE UNIVERSITY ADDED NEW REPORTING ATTRIBUTES TO THE COST OBJECTS (OR ACCOUNTS) WHERE EXPENSE ACTIVITY IS RECORDED IN ORDER TO IDENTIFY THE IRS REGION AND ACTIVITY TYPE FOR EACH COST OBJECT. THE EXPENSES REPORTED ARE THE DIRECT EXPENSES FOR ACTIVITIES CONDUCTED IN THE REGION BASED ON THE ACCOUNTING RECORDS INCLUDING TRAVEL DIRECTLY CHARGED TO THE ACTIVITIES. FOR THE 2013 FORM 990, SCHEDULE F, PART I, THE UNIVERSITY IDENTIFIED CERTAIN BUSINESS TRAVEL BETWEEN THE U.S. AND FOREIGN REGIONS. THE AMOUNTS AVAILABLE FROM THE ACCOUNTING RECORDS ARE IDENTIFIED ON LINE 3 AS "BUSINESS TRAVEL" AND INCLUDE EXPENSES FOR EMPLOYEES TO ATTEND AND SPEAK AT SEMINARS AND CONFERENCES IN OTHER COUNTRIES AS WELL AS EXPENSES FOR TRAVEL RELATED TO PROGRAM SERVICE ACTIVITIES. TRAVEL EXPENSES WHICH WERE DIRECT EXPENSES FOR PROGRAM SERVICES OR FUNDRAISING ACTIVITIES CONDUCTED IN REGIONS ARE INCLUDED IN THE AMOUNT REPORTED FOR PROGRAM SERVICE AND FUNDRAISING EXPENDITURES BY REGION.
PART III, COL (C):	N/A
SCHEDULE F, PART I: GENERAL INFORMATION ON ACTIVITIES OUTSIDE THE U.S.:	THE UNIVERSITY'S SCHOOL OF ADVANCED INTERNATIONAL STUDIES OFFERS GRADUATE EDUCATION IN 3 PRIMARY LOCATIONS: WASHINGTON, D.C, BOLOGNA, ITALY AND NANJING, CHINA. FOR SCHEDULE F REPORTING, FINANCIAL AID FOR STUDENTS ATTENDING SCHOOL AT THE BOLOGNA OR NANJING LOCATIONS ARE REPORTED BY REGION.

Schedule F (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE G (Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information Regarding
Fundraising or Gaming Activities

Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrow

Attach to Form 990 or Form 990-EZ. right arrow

See separate instructions.
right arrow

Information about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization
JOHNS HOPKINS UNIVERSITY

Employer identification number

52-0595110

Part I

Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.

Form 990-EZ filers are not required to complete this part.

Indicate whether the organization raised funds through any of the following activities. Check all that apply.

a	Mail solicitations	e	Solicitation of non-government grants
b	Internet and email solicitations	f	Solicitation of government grants
c	Phone solicitations	g	Special fundraising events
d	In-person solicitations

Did the organization have a written or oral agreement with any individual (including officers, directors, trustees

or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?

Yes

If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.

(i) Name and address of individual or entity (fundraiser)		(ii) Activity	(iii) Did fundraiser have custody or control of contributions?		(iv) Gross receipts from activity	(v) Amount paid to (or retained by) fundraiser listed in col. (i)	(vi) Amount paid to (or retained by) organization
			Yes	No
	RUFFALOCODY LLC 65 KIRKWOOD NORTH RD SW CEDAR RAPIDS, IA524063018	TELEMARKETING SERVICES FOR ANNUAL GIVING PROGRAMS		No	1,168,605	777,781	390,824
	JOHN ROCKEFELLER PO BOX 50 GEYSERVILLE, CA95441	FUNDRAISING CONSULTING SERVICES		No	0	54,800	-54,800








Total .................					1,168,605	832,581	336,024

List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.

MD, AL, AK, AR, AZ, CA, CT, CO, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MS, MO, MA, MI, MN, MT, NE, NV, NH, NM, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY, DC

For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.

Cat. No. 50083H

Schedule G (Form 990 or 990-EZ) 2013

Page 2

Part II

Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.

		(a) Event #1 FIESTA 5K - ALS (event type)	(b) Event #2 PAUL REED GUITAR EVENT (event type)	(c) Other events 6 (total number)	(d) Total events (add col. (a) through col. (c))
1	Gross receipts . . .	421,000	418,000	463,000	1,302,000
2	Less: Contributions . .	327,000	359,000	113,000	799,000
3	Gross income (line 1 minus line 2) . . .	94,000	59,000	350,000	503,000
4	Cash prizes . . .	0	0	0
5	Noncash prizes . .	0	2,000	8,000	10,000
6	Rent/facility costs . .	53,000	96,000	78,000	227,000
7	Food and beverages .	0	45,000	166,000	211,000
8	Entertainment . . .	0	63,000	22,000	85,000
9	Other direct expenses .	27,000	15,000	59,000	101,000
10	Direct expense summary. Add lines 4 through 9 in column (d) ...........				634,000
11	Net income summary. Subtract line 10 from line 3, column (d)...........				-131,000

Part III

Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.

(a) Bingo

(b) Pull tabs/Instant
bingo/progressive bingo

(c) Other gaming

(d) Total gaming (add col.(a) through col.(c))

Gross revenue . . . .

Cash prizes . . . .

Non-cash prizes . . .

Rent/facility costs . . .

Other direct expenses . .

Volunteer labor . . .

	Yes %
	No

	Yes %
	No

	Yes %
	No

Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow

Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow

Enter the state(s) in which the organization operates gaming activities:

Is the organization licensed to operate gaming activities in each of these states? ............

YesNo

If "No," explain:

10a

Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....

YesNo

If "Yes," explain:

Schedule G (Form 990 or 990-EZ) 2013

Page 3

Does the organization operate gaming activities with nonmembers? .................

YesNo

Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity

formed to administer charitable gaming? ..........................

YesNo

Indicate the percentage of gaming activity operated in:

The organization's facility ......................

13a

An outside facility ........................

13b

Enter the name and address of the person who prepares the organization's gaming/special events books and records:

Name

Address

15a

Does the organization have a contract with a third party from whom the organization receives gaming

revenue? ......................................

YesNo

If "Yes," enter the amount of gaming revenue received by the organization right arrow

$ and the

amount of gaming revenue retained by the third party right arrow

$ .

If "Yes," enter name and address of the third party:

Name

Address

Gaming manager information:

Name

Gaming manager compensation right arrow

Description of services provided right arrow

Director/officer Employee Independent contractor

Mandatory distributions:

Is the organization required under state law to make charitable distributions from the gaming proceeds to

retain the state gaming license? ............................

YesNo

Enter the amount of distributions required under state law distributed to other exempt organizations or spent

in the organization's own exempt activities during the tax year right arrow

Part IV

Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).

Return Reference

Explanation

SCHEDULE G, PART I, LINE 2B, COLUMN (V)

RUFFALOCODY, LLC PROVIDES A TELEMARKETING SERVICE TO JHU IN WHICH THERE IS A STATED CONTRACT AMOUNT FOR THE FISCAL YEAR IN WHICH JHU AGREED TO MAKE EVEN QUARTERLY PAYMENTS FOR PROFESSIONAL FUNDRAISING SERVICES. OTHER FUNDRAISING EXPENSES ARE BILLED SEPARATELY DURING THE MONTH INCURRED. FOR FISCAL YEAR ENDED JUNE 30, 2014, THE UNIVERSITY PAID RUFFALOCODY $777,781 FOR PROFESSIONAL FUNDRAISING SERVICES, AND $37,401 FOR OTHER FUNDRAISING EXPENSES, INCLUDING PRINTING, PAPER, POSTAGE. THE AGREEMENT AND ITEMIZED BILLS DISTINGUISH BETWEEN PAYMENTS FOR PROFESSIONAL FUNDRAISING SERVICES AND EXPENSE PAYMENTS OR REIMBURSEMENTS. JOHN ROCKEFELLER PROVIDED FUNDRAISING SERVICES TO JHU IN WHICH THERE IS A STATED CONTRACT AMOUNT FOR THE FISCAL YEAR IN WHICH JHU AGREED TO MAKE PAYMENTS AS INVOICED. OTHER FUNDRAISING EXPENSES ARE BILLED SEPARATELY DURING THE MONTH INCURRED. FOR FISCAL YEAR ENDED JUNE 30, 2014, THE UNIVERSITY PAID JOHN ROCKEFELLER $54,800 FOR PROFESSIONAL FUNDRAISING SERVICES, AND $1,409 FOR OTHER FUNDRAISING EXPENSES, INCLUDING TRAVEL AND MEALS. THE AGREEMENT AND ITEMIZED BILLS DISTINGUISH BETWEEN PAYMENTS FOR PROFESSIONAL FUNDRAISING SERVICES AND EXPENSE PAYMENTS OR REIMBURSEMENTS.

Schedule G (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule I
(Form 990)

Department of the Treasury
Internal Revenue Service

Grants and Other Assistance to Organizations,
Governments and Individuals in the United States

Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet

Attach to Form 990
lBullet

Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization
JOHNS HOPKINS UNIVERSITY

Employer identification number
52-0595110

Part I

General Information on Grants and Assistance

Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................

Yes No

Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.

Part II

Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.

(a) Name and address of organization or government	(b) EIN	(d) Amount of cash grant	(f) Method of valuation (book, FMV, appraisal, other)	(g) Description of non-cash assistance	(h) Purpose of grant or assistance
(1) 3 PHOENIX INC 14585 AVION PARKWAY CHANTILLY,VA201511132	20-1633533	84,880	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(2) 3D IMAGING DRUG DESIGN AND 8060 COUNTS MASSIE RD MAUMELLE,AR721136657	20-8888150	24,504	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(3) 3TEX INC 208 LAUREL HILLS DR RUTHERFORDTON,NC28139	56-1990412	27,915	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(4) 99999 CONSULTING LLC 7032 BRADWOOD COURT SPRINGFIELD,VA22151	45-5428863	229,083	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(5) ABINGTON MEMORIAL HOSPITAL 1200 OLD YORK RD ABINGTON,PA190013720	23-1352152	44,203	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(6) ABSL POWER SOLUTIONS INC DBA ABSL SPACE PRODUCTS 1751 S FORDHAM STREET LONGMONT,CO80503	20-3905678	785,753	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(7) ABT ASSOCIATES INC 55 WHEELER ST CAMBRIDGE,MA02138	04-2347643	33,951	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(8) AC CENTER INC 259 MONROE AVE ROCHESTER,NY14607	16-1356734	81,864	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(9) ACCURATE INFRASTRUCTURE DATA INC 1100 BATAVIA FARM ROAD BALTIMORE,MD212372816	20-2155441	51,645	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(10) ACOUSTIC MEDSYSTEMS INC 206 N RANDOLPH ST STE 301 CHAMPAIGN,IL618203979	37-1365835	229,753	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(11) ADCOLE CORPORATION PO BOX 39 MARLBOROUGH,MA01752	04-2224182	901,810	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(12) ADVANCED ACOUSTIC CONCEPTS LLC 425 OSER AVENUE HAUPPAUGE,NY11788	20-4992653	122,213	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(13) ADVANCED SPINAL TECHNOLOGY LLC 7601 OSLER DR JORDAN 167 TOWSON,MD21204	52-2189296	30,800	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(14) ADVENTIST DEVELOPMENT AND RELIEF 12501 OLD COLUMBIA PIKE SILVER SPRING,MD21703	52-1314847	1,608,265	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(15) AEGIS TECHNOLOGIES GROUP 13062 HIGHWAY 290 WEST AUSTIN,TX78737	63-0985776	18,277	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(16) AEROFLEX COLORADO SPRINGS INC PO BOX 30907 HARTFORD,CT061500907	84-0822182	18,500	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(17) AEROJET ROCKETDYNE INC PO BOX 201452 DALLAS,TX753201452	95-1751500	495,865	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(18) AEROVIRONMENT INC 181 W HUNTINGTON DRIVE MONROVIA,CA91016	95-2705790	96,014	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(19) AETHERCOMM INC 3205 LIONSHEAD AVENUE CARLSBAD,CA92010	33-0862210	71,653	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(20) AGILENT TECHNOLOGIES 2850 CENTERVILLE RD WILMINGTON,DE198081644	77-0518772	170,789	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(21) ALABAMA DEPT OF EDUCATION 50 N RIPLEY ST MONTGOMERY,AL361302101	63-6000619	1,103,207	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(22) ALAMEDA CO MED CTR 1411 E 31ST ST OAKLAND,CA94602	94-3302014	29,308	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(23) ALBERT EINSTEIN COLLEGE OF MEDICINE 1300 MORRIS PARK AVE BRONX,NY10461	13-1624225	105,714	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(24) ALLEGHENY SINGER RESEARCH INSTITUTE PO BOX 951765 CLEVELAND,OH44193	25-1320493	187,923	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(25) ALLIANT TECHSYSTEMS OPERATIONS LLC 55 THIOKOI ROAD ELKTON,MD21921	27-4026908	8,445,506	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(26) AMERICAN ACADEMY OF PEDIATRICS 37925 EAGLE WAY CHICAGO,IL606781379	36-2275597	200,860	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(27) AMERICAN CANCER SOCIETY INC 250 WILLIAMS ST NW STE 400 ATLANTA,GA303031002	13-1788491	312,864	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(28) AMERICAN COLLEGE OF NURSE MIDWIVES 8403 COLESVILLE RD STE 1550 SILVER SPRING,MD209106374	74-1685515	487,211	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(29) AMERICAN COLLEGE OF OBSTETRICIANS 409 12TH ST SW WASHINGTON,DC20024	36-2217981	81,983	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(30) AMERICAN COLLEGE OF RADIOLOGY IMAGI 1891 PRESTON WHITE DR RESTON,VA20191	36-2261602	211,913	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(31) AMERICAN COLLEGE OF SURGEONS 633 N ST CLAIRE ST CHICAGO,IL60611	36-2192800	79,182	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(32) AMERICAN LUNG ASSOCIATION 14 WALL ST NEW YORK,NY10005	13-1632524	971,100	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(33) AMERICAN REFUGEE COMMITTEE 615 1ST AVE NE STE 500 MINNEAPOLIS,MN55413	36-3241033	1,175,639	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(34) AMERICAN RELIANCE INC 3445 FLETCHER AVENUE EL MONTE,CA91731	95-4020451	108,832	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(35) AMETEK SCP INC 52 AIRPORT ROAD WESTERLY,RI02891	05-0471273	77,746	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(36) ANDERSON MATRIX CONSULTING 115 EMERALD CHASE CIRCLE JOHNSON CITY,TN37615	26-2489155	251,334	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(37) ANNE ARUNDEL HEALTH SYSTEM INST INC PO BOX 37181 BALTIMORE,MD212973181	52-1646304	22,220	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(38) APPLIED COHERENT TECHNOLOGY CORPORATION 112 ELDEN STREET HERNDON,VA20170	54-1534159	1,398,719	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(39) APPLIED MATHEMATICS INC 1622 ROUTE 12 GALES FERRY,CT063350637	06-1023352	119,341	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(40) APPLIED RESEARCH ASSOCIATES INC 4300 SAN MATEO BLVD NE ALBUQUERQUE,NM871101295	85-0276434	144,264	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(41) APPLIED VISIONS INC 6 BAYVIEW AVENUE NORTHPORT,NY11768	11-2089203	12,512	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(42) AQUITAS SOLUTIONS 10 GLENLAKE PKWY ATLANTA,GA30328	20-3971141	74,009	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(43) AR CHILDRENS HOSPITAL RESEARCH INST 1 CHILDRENS WAY FINANCIAL SERVICES LITTLE ROCK,AR722023591	71-0694931	88,982	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(44) ARGON ST INC 12701 FAIR LAKES CIRCLE FAIRFAX,VA22033	38-1873250	7,377	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(45) ARIZONA BOARD OF REGENTS UNIVERSITY OF ARIZONA 1111 N CHERRY AVE TUCSON,AZ857223520	74-2652689	30,970	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(46) ARIZONA STATE UNIV PO BOX 873503 TEMPE,AZ852873503	86-0196696	179,918	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(47) ARMTEC COUNTERMEASURES COMPANY PO BOX 849169 LOS ANGELES,CA900849169	48-1266479	175,864	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(48) ATK SPACE SYSTEMS INC 1365 TECHNOLOGY COURT DAYTON,OH45424	33-0517898	493,404	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(49) AUBURN UNIVERSITY 115 QUAD COURT AUBURN,AL36849	63-6000724	22,773	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(50) AVID LLC 120 NEWSOME DRIVE YORKTOWN,VA236925007	16-1637406	852,843	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(51) BACK NINE ENGINEERING INC 11800 BRISTOLWOOD TERRACE LAUREL,MD207083182	20-5997219	228,339	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(52) BAE SYSTEMS IESI 65 SPIT BROOK RD NASHUA,NH030610868	52-2268742	369,534	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(53) BALL AEROSPACE & TECHNOLOGIES CORP PO BOX 905677 CHARLOTTE,NC282905677	84-1315001	40,041	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(54) BALTIMORE CHESAPEAKE BAY 1900 EAGLE DR BALTIMORE,MD21207	34-2007841	30,137	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(55) BALTIMORE CITY PUBLIC SCHOOLS 200 E NORTH AVE BALTIMORE,MD21202	52-2064235	338,401	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(56) BANNER GOOD SAMARITAN MC 901 E WILLETTA ST PHOENIX,AZ85006	27-0036499	14,000	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(57) BARBARA ANN KARMANOS CANCER CENTER 4100 JOHN R DETROIT,MI48201	38-1613280	91,475	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(58) BATTELLE MEMORIAL INSTITUTE CPHRE 505 KING AVE COLUMBUS,OH432012693	31-4379427	61,061	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(59) BAY AREA ENVIROMENTAL RESEARCH INSTITUTE 596 1ST STREET W SONOMA,CA954766619	94-3176058	22,000	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(60) BAYLOR COLLEGE OF MEDICINE ONE BAYLOR PLAZA BCM505 HOUSTON,TX77030	74-1613878	2,514,658	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(61) BAYSTATE MEDICAL CENTER INC 759 CHESNUT ST SPRINGFIELD,MA01199	04-2790311	24,679	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(62) BBN TECHNOLOGIES CORP 10 MOULTON ST CAMBRIDGE,MA02138	41-2126829	876,152	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(63) BECK POWELL & PARSONS INC 29 WEST SUSQUEHANNA AVE TOWSON,MD212045217	52-0957991	71,301	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(64) BECKMAN RESEARCH INST OF THE 1500 E DUARTE RD DUARTE,CA91010	95-3432210	12,600	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(65) BETH ISRAEL DEACONESS MEDICAL CTR 330 BROOKLINE AVE BOSTON,MA02215	04-2103881	6,875	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(66) BIG BROTHERS BIG SISTERS OF THE CHE 3600 CLIPPER MILL RD STE 250 BALTIMORE,MD212111946	52-0631265	40,000	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(67) BIG BROTHERS BIG SISTERS SEPA 123 S BROAD ST STE 2180 PHILADELPHIA,PA19109	23-1352034	30,000	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(68) BIOFIRE DIAGNOSTICS INC 390 WAKARA WAY SALT LAKE CITY,UT84108	82-0439851	1,175,250	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(69) BIOMEDICAL RESEARCH INSTITUE 12111 PARKLAWN DR ROCKVILLE,MD20852	36-2229561	339,624	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(70) BLACK CLOUD INC 318 KENT DRIVE COCOA BEACH,FL32931	23-2938240	572,360	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(71) BNR TECHNOLOGIES LLC 2602 WYNFIELD ROAD WEST FRIENDSHIP,MD21794	84-1723954	97,980	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(72) BOEING COMPANY 12214 LAKEWOOD BLVD DOWNEY,CA907407644	91-0425694	187,605	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(73) BOSARGE BOATS INC 1703 PASCAGOULA STREET PASCAGOULA,MS39567	64-0607441	84,250	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(74) BOSTON CONSULTING GROUP INC ONE BEACON STREET BOSTON,MA02108	04-2432614	1,536,000	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(75) BOSTON PUBLIC SCHOOLS 26 COURT ST BOSTON,MA021082505	04-3444082	415,447	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(76) BOSTON UNIVERSITY 25 BUICK ST BOSTON,MA02215	04-2103547	1,761,268	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(216) GOODRICH CORPORATION 100 WOOSTER HEIGHTS ROAD DANBURY,CT068107589	34-0252680	459,606	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(239) HDT ROBOTICS INC 415 WOLFE STREET FREDERICKSBURG,VA22401	27-3888162	1,939,996	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(240) HEARTLAND ALLIANCE FOR HUMAN NEEDS 208 S LASALLE ST STE 1818 CHICAGO,IL60604	36-1877640	559,731	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(242) HELIOPHYSICS INC 192 WILLOW RD NAHANT,MA01908	82-0565028	5,301	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(243) HELIOS GLOBAL INC 2001 JEFFERSON DAVIS HWY ARLINGTON,VA22202	26-1142852	922,723	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(244) HENRY ADAMS LLC 600 BALTIMORE AVE BALTIMORE,MD21204	20-0060224	34,101	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(245) HENRY FORD HEALTH SYSTEM 2799 W GRAND BLVD DETROIT,MI48202	38-1357020	107,585	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(246) HILLIS-CARNES ENGINEERING ASSOC INC 10975 GUILFORD ROAD ANNAPOLIS JUNCTION,MD20701	52-1629263	5,783	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(247) HMW GLOBAL SOLUTIONS 10350 SWIFT STREAM PLACE COLUMBIA,MD21044	45-1482195	223,752	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(256) IDAHO STATE UNIVERSITY 921 SOUTH 8TH AVENUE POCATELLO,ID832098108	82-6000924	198,497	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(257) IDEO LLC 100 FOREST AVENUE PALO ALTO,CA94301	26-3362395	700,558	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(262) IMMERSIVETOUCH INC 708 KRISTIN CT WESTMONT,IL60559	13-4299221	161,461	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(281) JOHN SNOW INC 44 FARNSWORTH ST BOSTON,MA02210	04-2578580	16,317,679	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(343) MEDICAL COLLEGE OF WISCONSIN 8701 WATERTOWN PLANK RD MILWAUKEE,WI53226	39-0806261	76,531	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(480) SHEPPARD PRATT HEALTH SYSTEM PO BOX 6815 6501 N CHARLES ST TOWSON,MD212856815	52-0591684	521,800	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(481) SHERLOCK SMITH AND ADAMS 3047 CARTER HILL ROAD MONTGOMERY,AL36111	63-0374838	8,645	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(482) SIBTECH INC 115A COMMERCE DR BROOKFIELD,CT06804	13-3992292	152,397	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(483) SIERRA NEVADA CORPORATION 18635 JARKEY DR HAGERSTOWN,MD21742	88-0094415	329,592	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(484) SIGMA SPACE CORPORATION 4600 FORBES BLVD LANHAM,MD20706	52-2074422	24,054	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(485) SIGNAL MOUNTAIN ASSOCIATES INC PO BOX 2834 LAWTONFORT SILL,OK73502	73-1567900	17,802	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(486) SIGNAL SYSTEMS CORPORATION 1127 B BENFIELD BOULEVARD MILLERSVILLE,MD21108	52-1943944	108,610	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(487) SIGTECH INC 3212 CLEARVIEW DR AUSTIN,TX787032754	74-2140832	60,486	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(488) SIMQUEST 1010 WAYNE AVENUE SUITE 940 SILVER SPRING,MD20910	52-2363452	40,359	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(489) SIMULATION SYSTEMS TECHNOLOGIES INC 703 WHITE HORSE RD VOORHEES,NJ08043	22-2818966	565,808	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(490) SIMVENTIONS INC 11905 BOWMAN DRIVE FREDERICKSBURG,VA224087344	54-1992646	14,940	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(491) SINAI HOSPITAL 2401 W BELVEDERE AVE BALTIMORE,MD21215	52-0486540	23,439	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(492) SISTERS TOGETHER AND REACHING INC 901 N MILTON AVE STE 260 BALTIMORE,MD21205	52-1772563	20,000	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(493) SIX3 ADVANCED SYSTEMS INC DBA BIT SYSTEMS INC 45200 BUSINESS COURT DULLES,VA201666715	54-1935727	594,764	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(494) SKAION CORPORATION 51 MIDDLESEX ST NORTH CHELMSFORD,MA018631564	04-3420459	76,903	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(495) SKYLINE NETWORK ENGINEERING 6200 C GEORGETOWN BLVD ELDERSBURG,MD21784	37-1494684	182,211	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(496) SLOAN-KETTERING INST 1275 YORK AVE NEW YORK,NY10021	13-1624082	944,706	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(497) SMITH & MARTINSON CONSULTANTS 206 CRAMER AVENUE WALKERSVILLE,MD217939128	52-1934484	374,330	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(498) SMITH COLLEGE 10 COLLEGE HALL NORTHAMPTON,MA01063	04-1843040	35,533	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(499) SMITHSONIAN ASTROPHYSICAL OBSERVATORY 60 GARDEN STREET CAMBRIDGE,MA021381516	53-0206027	7,006,102	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(500) SMITHSONIAN INSTITUTION PO BOX 37012-MRC 321 WASHINGTON,DC200137012	53-0206027	50,344	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(501) SOCIAL AND SCIENTIFIC SYSTEMS INC 8757 GEORGIA AVE 12FL SILVER SPRING,MD20910	52-1114970	2,708,138	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(502) SOCIETY OF CARDIOVASCULAR 2209 DICKENS RD RICHMOND,VA23230	26-1275605	82,111	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(503) SONALYSTS INC 215 PARKWAY NORTH WATERFORD,CT063850280	06-0902362	1,615,915	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(504) SONOMA PHOTONICS INC 1750A NORTHPOINT PARKWAY SANTA ROSA,CA95405	94-3364359	78,135	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(505) SOUTHERN RESEARCH INSTITUTE 2000 9TH AVE SOUTH BIRMINGHAM,AL35205	63-0288868	13,888	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(506) SOUTHWEST RESEARCH INST 6220 CULEBRA RD SAN ANTONIO,TX782385166	74-1070544	7,185,766	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(507) SPACE POWER ELECTRONICS INC 108 AUDREY WAY KATHLEEN,GA31047	52-2058211	110,040	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(508) SPACE SCIENCE INSTITUTE 1234 INNOVATION DRIVE BOULDER,CO803037814	84-1215290	80,478	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(509) SPACE TELESCOPE SCIENCE INSTITUTE 3700 SAN MARTIN DR BALTIMORE,MD21218	86-0138043	56,408	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(510) SPECIAL AEROSPACE SERVICES LLC 3005 30TH ST STE 593 BOULDER,CO80301	20-5848882	63,999	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(511) SPRINGFIELD NEUROLOGICAL INST LLC 2900 S NATIONAL AVE SPRINGFIELD,MO65804	43-1916015	12,800	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(512) SR TECHNOLOGIES INC 4101 SW 47TH AVENUE DAVIE,FL333144037	65-0899433	50,448	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(513) SRA INTERNATIONAL INC PO BOX 34880 ALEXANDRIA,VA223340880	54-1013306	356,704	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(514) SRI INTERNATIONAL 333 RAVENSWOOD AVENUE MENLO PARK,CA94025	94-1160950	58,579	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(515) ST ANTHONYS MEDICAL CENTER 10010 KENNERLY RD SAINT LOUIS,MO63128	43-0980256	13,000	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(516) ST JOSEPH HOSPITAL AND MEDICAL CTR CHW ST JOSEPH HOSPITAL AZ LOS ANGELES,CA90074	95-1675600	24,993	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(517) ST LOUIS UNIV DEPT OF ORTHOPAEDIC SURGERY ST LOUIS,MO63110	43-0654872	172,257	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(520) ST ONGE COMPANY 1400 WILLIAMS ROAD YORK,PA17402	23-2255227	3,147,661	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(521) STANDARD TEXTILE CO INC 1 KNOLLCREST DR CINCINNATI,OH45237	31-0567297	30,598	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(523) STARGATES INC 1100 N GLEBE ROAD ARLINGTON,VA22203	54-1876344	167,791	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(527) SUNY BUFFALO 3435 MAIN ST BUFFALO,NY14214	14-6013200	158,998	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(528) SUNY UPSTATE 750 E ADAMS ST SYRACUSE,NY13210	14-1368361	25,199	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(529) SURFACE OPTICS CORPORATION 11555 RANCHO BERNARDO RD SAN DIEGO,CA921271441	95-3245616	225,569	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(531) SYRACUSE UNIV 113 BOWNE HALE SYRACUSE,NY132441200	15-0532081	9,744	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(532) SYSTEMS ENGINEERING ASSOCIATES CORP DBA SEA CORP 62 JOHNNY CAKE HILL MIDDLETOWN,RI02842	05-0392482	817,050	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(533) SYSTEMS ENGINEERING GROUP INC 9861 BROKEN LAND PKWY COLUMBIA,MD210461170	52-1746775	133,244	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(534) SYSTEMS PLANNING & ANALYSIS INC 2001 NORTH BEAUREGARD STREET ALEXANDRIA,VA22311	52-0956951	956,577	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(535) SYSTEMS TECHNOLOGIES INC 185 ROUTE 36 WEST LONG BRANCH,NJ077641304	22-3024504	28,790	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(537) TECHNOLOGY ASSOCIATES INTL CORP 5930 PRIESTLY DRIVE CARLSBAD,CA92008	91-1973516	355,678	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(538) TECHNOLOGY SERVICE CORPORATION PO BOX 79139 BALTIMORE,MD212790139	45-4399083	321,829	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(539) TECOLOTE RESEARCH INC PO BOX 6069 SANTA BARBARA,CA93160	95-2834773	8,330	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(540) TELEPHONICS CORPORATION PO BOX 64232 BALTIMORE,MD212644232	52-0897556	38,238	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(542) TEMPLE UNIVERSITY 3400 N BROAD ST PHILADELPHIA,PA19140	23-1365971	260,455	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(545) TETRACORE INC 9901 BELWARD CAMPUS DR ROCKVILLE,MD20850	52-2112478	34,639	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(546) TEXAS A AND M RESEARCH FOUNDATION 400 HARVEY PKWY S STE 100 COLLEGE STATION,TX77845	74-2245072	175,470	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(547) TEXAS A AND M SPONSORED RESEARCH SVC 3578 TAMU SPONS RES SRVCS COLLEGE STATION,TX778454375	02-0271826	26,565	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(548) TEXAS BIOMEDICAL RESEARCH INST 7620 NW LOOP 410 SAN ANTONIO,TX78227	74-1109630	292,240	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(549) TEXAS RETINA ASSOCS 7150 GREENVILLE AVE DALLAS,TX75231	51-0151514	24,373	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(550) TEXAS STATE UNIVERSITY 601 UNIVERSITY DR SAN MARCOS,TX78666	74-6002248	21,331	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(551) TEXAS TECH UNIV 3601 4TH ST LUBBOCK,TX79430	75-6002622	251,573	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(552) THE DESIGN KNOWLEDGE CO 3100 PRESIDENTIAL DRIVE FAIRBORN,OH45324	31-1652153	43,935	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(553) THE FOOD TRUST 1617 JOHN F KENNEDY BLVD PHILADELPHIA,PA191031821	23-2678383	30,000	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(555) THE HAMNER INSTITUTES 6 DAVIS DR RESEARCH TRIANGLE PARK,NC27709	20-3692587	92,274	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(556) THE MARY IMOGENE BASSETT HOSPITAL ONE ATWELL RD COOPERSTOWN,NY13326	13-5596796	48,800	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(557) THE PARKER GROUP INC 4541 AUKUU ROAD KEKAHA,HI967521132	73-1533250	617,071	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(558) THE REGENTS OF THE UNIVERSITY OF CALIFSAN DIEGO 297 ROSECRANS ST SAN DIEGO,CA92107	95-6006144	39,672	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(559) THOMAS JEFFERSON UNIV 1020 WALNUT ST PHILADELPHIA,PA19107	23-1352651	60,335	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(560) TIER TECH INTERNATIONAL INC 1750 TYSONS BLVD MCLEAN,VA22102	20-0426303	945,371	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(561) TOWSON UNIVERSITY 8000 YORK RD TOWSON,MD21252	52-0939453	34,069	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(562) TRANSLATIONAL GENOMIC RESEARCH INST 400 N 5TH ST STE 1600 PHOENIX,AZ85004	33-1092191	47,064	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(563) TRI MODELS INC 5191 OCEANUS DRIVE HUNTINGTON BEACH,CA92649	95-2814319	36,917	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(564) TRICOR INDUSTRIAL INC 3225 W OLD LINCOLN WAY WOOSTER,OH44691	34-1618316	95,346	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(565) TRIDEUM CORPORATION 4946 RESEARCH DRIVE HUNTSVILLE,AL35805	20-2107822	115,677	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(566) TRUSTEES OF ANATOLIA COLLEGE 18 TREMONT ST STE 704 BOSTON,MA02108	13-5600382	82,172	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(567) TRUSTNETMD INC 1223 S ST NW WASHINGTON,DC20009	01-0974374	104,381	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(570) TUFTS UNIVERSITY 169 HOLLAND ST SUMERVILLE,MA02144	04-2103634	116,257	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(571) TULANE UNIV 7029 FRERET ST NEW ORLEANS,LA70118	72-0423889	93,370	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(574) UAV SOLUTIONS INC 4055 WHEATLAND CT HAMPSTEAD,MD21074	20-5486223	3,594,876	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(575) UCLA 10920 WILSHIRE BLVD STE 1200 LOS ANGELES,CA900241406	95-6006143	740,497	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(581) UNIV MISSOURI KANSAS CITY 5100 ROCKHILL RD KANSAS CITY,MO64110	43-6003859	237,296	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(592) UNIV OF CALIFORNIA SANTA CRUZ 1156 HIGH ST SANTA CRUZ,CA95064	94-3067788	147,232	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(596) UNIV OF DELAWARE 224 HULLIHEN HALL NEWARK,DE19716	51-6000297	1,087,657	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(605) UNIV OF LOUISVILLE 501 E BROADWAY LOUISVILLE,KY40202	61-1014882	46,740	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(607) UNIV OF MASSACHUSETTS OFFICE OF RESEARCH WORCHESTER,MA01655	04-3167352	148,246	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
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(612) UNIV OF MISSOURI COLUMBIA 310 JESSE HALL COLUMBIA,MO65211	43-6006309	90,620	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(613) UNIV OF NEBRASKA MEDICAL CENTER 987835 NEBRASKA MEDICAL CTR OMAHA,NE681987835	47-0049123	30,000	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(614) UNIV OF NEW MEXICO 1 UNIV OF NEW MEXICO ALBUQUERQUE,NM871311001	85-6000642	64,371	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(615) UNIV OF NORTH CAROLINA 400 W FRANKLIN ST CHAPEL HILL,NC27599	56-6001393	7,798,214	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(616) UNIV OF OKLAHOMA 1000 STANTON YOUNG BLVD OKLAHOMA CITY,OK73117	73-6017987	219,510	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(617) UNIV OF PENNSYLVANIA 125 S 31ST ST STE 2000 PHILADELPHIA,PA19104	23-1352685	1,816,748	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(618) UNIV OF PITTSBURGH 130 DESOTO ST A428 CRABTREE HALL PITTSBURGH,PA15261	25-0965591	2,499,081	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(619) UNIV OF PUERTO RICO STE B-122 MAIN BLDG SAN JUAN,PR00936	66-0433762	201,234	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(620) UNIV OF ROCHESTER HYLAND BLDG 518 ROCHESTER,NY14627	16-0743209	675,174	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(621) UNIV OF SAN DIEGO SCHOOL OF PEDIATRICS BUSINESS OFFICE LA JOLLA,CA92093	95-2544535	188,573	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(622) UNIV OF SOUTH FLORIDA 3650 SPECTRUM BLVD TAMPA,FL336129446	59-3102112	223,574	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(623) UNIV OF SOUTHERN CALIFORNIA 2250 ALCAZAR ST LOS ANGELES,CA90033	95-1642394	743,149	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(624) UNIV OF TEXAS AT DALLAS PO BOX 830688 RICHARDSON,TX750830688	75-2801470	53,455	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(625) UNIV OF TEXAS AT SAN ANTONIO ONE UTSA CIRCLE SAN ANTONIO,TX78249	74-1686031	111,295	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(626) UNIV OF TEXAS HEALTH SCIENCE CENTER 7000 FANNIN ST HOUSTON,TX77030	74-1761309	625,542	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(627) UNIV OF TEXAS SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS,TX75390	75-3175630	633,458	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(628) UNIV OF TEXAS SOUTHWESTERN MEDICAL 6363 FOREST PARK RD TOWER II DALLAS,TX75390	75-6002868	12,600	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(629) UNIV OF UTAH 175 NORTH MEDICAL DR 3RD FL SALT LAKE CITY,UT84132	87-6000525	586,429	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(630) UNIV OF VERMONT OFFICE OF SPONSORED PROGRAMS BURLINGTON,VT05405	03-0179440	1,399,137	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(631) UNIV OF VIRGINIA 1001 N EMMET ST CHARLOTTSVILLE,VA229034833	54-6001796	995,705	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(632) UNIV OF WASHINGTON 2815 EASTLAKE AVE E STE 200 SEATTLE,WA98102	91-6001537	923,260	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(633) UNIV OF WISCONSIN 21 N PARK ST STE 601 MADISON,WI537151218	39-1805963	538,054	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(634) UNIVERSAL SPACE NETWORK INC 417A CAREDEAN DRIVE HORSHAM,PA19044	33-0719451	29,250	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(635) UNIVERSIDAD CENTRAL DEL CARIBE PO BOX 60327 BAYA MON,PR009606032	66-0349669	88,455	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(636) UNIVERSITIES SPACE RESEARCH ASSOCIATION 7178 COLUMBIA GATEWAY DRIVE COLUMBIA,MD21046	52-0892064	198,981	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(637) UNIVERSITY OF ALABAMA IN HUNTSVILLE 301 SPARKMAN DR HUNTSVILLE,AL35899	63-0520830	45,079	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(638) UNIVERSITY OF ALASKA 903 KOYUKUK DR FAIRBANKS,AK997757320	92-6000147	41,775	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(639) UNIVERSITY OF CALIFORNIA BERKELEY 2150 SHATTUCK AVE BERKELEY,CA974045940	94-6002123	6,006,716	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(640) UNIVERSITY OF CHICAGO 5841 S MARYLAND AVE MC0730 RM 539 CHICAGO,IL60637	36-2177139	1,524,949	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(641) UNIVERSITY OF HAWAII 1236 LAUHALA ST STE 407 HONOLULU,HI96813	99-6000354	390,664	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(642) UNIVERSITY OF IOWA 100 GILMORE HALL IOWA CITY,IA52242	42-6004813	2,828,647	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(643) UNIVERSITY OF MAINE SYSTEM 5717 CORBETT HALL ORONO,ME044695717	01-6000769	20,514	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(644) UNIVERSITY OF MARYLAND COLLEGE PARK 3570 VAN MUNCHING HALL COLLEGE PARK,MD207429510	52-6002033	358,132	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(645) UNIVERSITY OF MASSACHUSETTS AMHERST 333 SOUTH ST STE 450 SHREWSBURY,MA010039304	04-3167652	170,781	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(646) UNIVERSITY OF MINNESOTA 20 COFFEY HALL ST PAUL,MN55108	41-6007513	3,348,898	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(647) UNIVERSITY OF NEW HAMPSHIRE 39 COLLEGE RD DURHAM,NH038243585	02-6000937	49,858	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(648) UNIVERSITY OF TEXAS AT AUSTIN 101 E 27TH STREET AUSTIN,TX78712	74-6000203	130,442	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(649) UNIVERSITY OF TEXAS AT EL PASO 500 W UNIVERSITY AVE EL PASO,TX79968	74-6000813	102,716	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(650) UNIVERSITY SYSTEM OF MARYLAND 3300 METZEROTT ROAD ADELPHI,MD20783	52-6002033	20,245	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(651) UNIVERSITY SYSTEM OF NEW HAMPSHIRE 51 COLLEGE ROAD DURHAM,NH038243585	02-6000937	2,312,691	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(652) UPMC CENTER FOR HEALTH SECURITY INC 621 E PRATT ST STE 210 BALTIMORE,MD21202	04-3770052	30,073	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(653) URBAN INST 2100 M ST NW - 5TH FLOOR WASHINGTON,DC20037	52-0880375	28,128	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(654) URS FEDERAL SERVICES INC 20501 SENECA MEADOWS PKWY GERMANTOWN,MD20876	27-1628265	10,478	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(655) US CIVILIAN RESEARCH AND DEV FOUND 1776 WILSON BLVD STE 300 ARLINGTON,VA22209	54-1773406	66,738	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(656) US DHHS 3311 TOLEDO RD HYATTSTOWN,MD20782	58-6051157	305,656	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(657) US GEOLOGICAL SURVEY PO BOX 25286 DENVER,CO80225	53-0196958	40,167	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(658) USARDECOM 5183 BLACKHAWK RD ABERDEEN PROVING GROUN,MD210105424	31-1612994	35,094	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(659) UTAH STATE UNIVERSITY 1415 OLD MAIN HILL LOGAN,UT843221415	23-7112869	120,969	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(660) V1 ANALYTICAL SOLUTIONS LLC 3107 NORTH OAKLAND STREET ARLINGTON,VA222075370	27-1131738	840,766	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(661) V3 VENTURES LLC 4554 COLLEGE AVENUE ELLICOTT CITY,MD21043	45-1540206	116,215	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(662) VA POLYTECH INST AND STATE UNIV 150 STUDENT SERVICES BLD BLACKBURG,VA24060	54-6001805	415,716	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(663) VAN SCOYOC ASSOCIATES INC 101 CONSTITUTION AVENUE NW WASHINGTON,DC20001	52-1710923	251,956	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(664) VANDERBILT UNIV 3319 W END AVE NASHVILLE,TN372036840	62-0476822	1,080,592	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(665) VASOPTIC MEDICAL INC 9250 BENDIX RD N STE 510 COLUMBIA,MD21045	45-4927137	144,900	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(666) VENTURE STRATEGIES INNOVATIONS 19200 VON KARMAN AVE STE 400 IRVINE,CA92612	26-2813021	58,000	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(667) VIRGINIA COMMONWEALTH UNIV 1200 E BROAD ST PO BOX 980631 RICHMOND,VA23298	54-6001758	552,280	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(668) VIRTUAL MEDIA RESOURCES INC 17 SOUTH AVE STE 5 NATICK,MA01760	81-0599485	641,869	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(669) VISTA RESEARCH INC 2231 CRYSTAL DRIVE ARLINGTON,VA22202	77-0015499	2,081,421	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(670) VULCAN WIRELESS INC 2218 FARADAY AVENUE CARLSBAD,CA92008	33-0857061	73,000	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(671) VULNERABILITY ANALYTICS INTERNATIONAL 3124 ST CHARLES PLACE ELLICOTT CITY,MD21042	46-3549020	69,264	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(672) WAKE FOREST UNIVERSITY HEALTH SCIENCES MEDICAL CENTER BLVD WINSTONSALEM,NC27157	22-3849199	1,394,075	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(673) WASHINGTON STATE UNIV PO BOX 641039 PULLMAN,WA991641039	91-1075542	195,540	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(674) WASHINGTON UNIV 660 S EUCLID AVE ST LOUIS,MO63110	43-0653611	723,066	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(675) WAYNE STATE UNIV 656 W KIRBY ST DETROIT,MI48202	38-2194665	662,116	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(676) WEIDLINGER ASSOCIATES INC 375 HUDSON STREET NEW YORK,NY10014	13-5429150	30,001	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(677) WEILL MEDICAL COLLEGE OF CORNELL UN 1300 YORK RD NEW YORK,NY10021	13-6094042	162,899	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(678) WESTAT CORP 1650 RESEARCH BLVD ROCKVILLE,MD20850	84-0529566	3,495,305	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(679) WESTED 730 HARRISON ST SAN FRANCISCO,CA74107	94-1625540	1,089,639	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(680) WGS SYSTEMS LLC 4650 WEDGEWOOD BLVD FREDERICK,MD217029559	38-3851538	37,672	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(681) WHEATON & SPRAGUE ENGINEERING INC 1100 CAMPUS DRIVE STOW,OH44224	34-1765034	60,270	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(682) WHEATON COLLEGE 26 E MAIN ST NORTON,MA02766	04-2103638	6,363	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(683) WHITMAN REQUARDT & ASSOCIATES 801 SOUTH CAROLINE STREET BALTIMORE,MD21231	52-0541536	54,684	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(684) WHITMAN WALKER HEALTH 1701 14TH ST WASHINGTON,DC20009	52-1122122	342,892	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(685) WHITNEY BAILEY COX & MAGNANI LLC 849 FAIRMOUNT AVENUE BALTIIMORE,MD21286	52-1081866	26,592	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(686) WHITTINGTON MODELING SIMULATION AND SUPPORT SERVICES LLC 754 WARRENTON ROAD FREDERICKSBURG,VA22406	46-2864150	35,726	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(687) WILLIAM JOSEPH SIMONE INC 18815 NW 2ND STREET PEMBROKE PINES,FL330293278	27-1682081	68,020	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(688) WOODS HOLE OCEANOGRAPHIC 569 WOODS HOLE RD WOODS HOLE,MA025431056	04-2105850	8,161	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(689) WORLD VISION PO BOX 9716 FEDERAL WAY,WA980639716	95-1922279	1,654,031	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(690) WRIGHT STATE UNIV 3640 COLONEL GLENN HWY DAYTON,OH454350001	31-0732831	71,836	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(691) XEEL CORPORATION 41 WEST MAIN STREET NOTASULGA,AL36866	45-4449746	24,890	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(692) XTIVIA INC 5602 S NEVADA STREET LITTLETON,CO80120	84-4054927	359,550	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(693) YALE UNIVERSITY 2 WHITNEY AVE 6TH FL NEW HAVEN,CT06510	06-0646973	1,864,779	N/A	N/A	RESEARCH SPONSORED SUB-AWARD
(694) EAST BALTIMORE DEVELOPMENT CORPORATION 1704 E CHASE STREET BALTIMORE,MD21213	27-0037508	6,900,000	N/A	N/A	CONTRIBUTION
(695) MARYLAND TECHNOLOGY DEVELOPMENT 5565 STERRETT PL STE 214 COLUMBIA,MD21044	52-2177960	200,000	N/A	N/A	CONTRIBUTION
(696) GREATER HOMEWOOD COMMUNITY 3503 NORTH CHARLES STREET BALTIMORE,MD21218	52-0897806	140,175	N/A	N/A	CONTRIBUTION
(697) CHARLES VILLAGE COMMUNITY BENEFITS 2434 ST PAUL STREET BALTIMORE,MD21218	52-1924284	68,000	N/A	N/A	CONTRIBUTION
(698) AMERICAN HEART ASSOCIATION PO BOX 4002906 DESMOINES,IA503402906	13-5613797	40,000	N/A	N/A	CONTRIBUTION
(699) THE CENTRAL BALTIMORE PARTNERSHIP I 1800 N CHARLES ST 810 BALTIMORE,MD21201	26-2842736	30,000	N/A	N/A	CONTRIBUTION
(700) NATIONAL KIDNEY FOUNDATION 1301 YORK RDSTE 404HEAVER PLAZA LUTHERVILLE,MD21093	52-6069952	20,000	N/A	N/A	CONTRIBUTION
(701) RADIOLOGICAL SOCIETY OF NORTH AMERI PO BOX 4799 CAROL STREAM,IL601974799	15-0539115	20,000	N/A	N/A	CONTRIBUTION
(702) RESEARCHAMERICA PO BOX 222451 CHANTILLY,VA201532451	52-1609875	20,000	N/A	N/A	CONTRIBUTION
(703) RONALD MCDONALD HOUSE 635 W LEXINGTON ST BALTIMORE,MD21201	52-1184957	20,000	N/A	N/A	CONTRIBUTION
(704) STATION NORTH ARTS AND 1 W NORTH AVE BALTIMORE,MD21201	20-0741908	20,000	N/A	N/A	CONTRIBUTION
(705) STUDENT NATIONAL MEDICAL ASSOCIATIO 5113 GEORGIA AVE NW WASHINGTON,DC20011	52-0965479	20,000	N/A	N/A	CONTRIBUTION
(706) MARIAN HOUSE INC 949 GORSUCH AVE BALTIMORE,MD21218	52-1243849	16,000	N/A	N/A	CONTRIBUTION
(707) YMCA OF CENTRAL MARYLAND INC 303 W CHESAPEAKE AVE BALTIMORE,MD21204	52-0591699	15,200	N/A	N/A	CONTRIBUTION
(708) MOUNT VERNON PLACE CONSERVANCY 901 S BOND ST STE 400A BALTIMORE,MD21210	26-3589281	15,000	N/A	N/A	CONTRIBUTION
(709) SANDTOWN HABITAT FOR HUMANITY 1300 N FULTON AVE BALTIMORE,MD21217	52-1617458	15,000	N/A	N/A	CONTRIBUTION
(710) AVON PRODUCTS FOUNDATION INC 777 THIRD AVE NEW YORK,NY10017	13-6128447	12,000	N/A	N/A	CONTRIBUTION
(711) AMERICAN EDUCATION SERVICES PO BOX 8134 HARRISBURG,PA171308134	71-0641858	11,827	N/A	N/A	CONTRIBUTION
(712) HOWARD HOSPITAL FOUNDATION 5755 CEDAR LAN COLUMBIA,MD210442912	52-0892284	11,000	N/A	N/A	CONTRIBUTION
(713) THE MARFAN FOUNDATION INC 22 MANHASSET AVE PORT WASHINGTON,NY11050	52-1265361	11,000	N/A	N/A	CONTRIBUTION
(714) GREATER BALTIMORE COMMITTEE 111 S CALVERT ST STE 1700 BALTIMORE,MD21202	52-0645650	10,655	N/A	N/A	CONTRIBUTION
(715) ALLIANCE FOR COMMUNITY TEACHERS 4701 N CHARLES ST BALTIMORE,MD21210	46-5115943	10,000	N/A	N/A	CONTRIBUTION
(716) COUNCIL OF STATE GOVERNMENTS 90 STATE CIR DEPT LEGISLATIVE SVCS ANNAPOLIS,MD21401	36-8000818	10,000	N/A	N/A	CONTRIBUTION
(717) JEWISH MUSEUM OF OF MARYLAND 15 LLOYD ST BALTIMORE,MD21202	52-6034761	10,000	N/A	N/A	CONTRIBUTION
(718) MARYLAND CHAMBER OF COMMERCE 60 WEST STREET ANNAPOLIS,MD214012479	52-1784310	10,000	N/A	N/A	CONTRIBUTION
(719) REGINALD F LEWIS MUSEUM MD AFRICAN 830 EAST PRATT STREET BALTIMORE,MD21202	52-2107879	10,000	N/A	N/A	CONTRIBUTION
(720) SIBLEY MEMORIAL HOSPITAL PO BOX 416857 BOSTON,MA022416857	53-0196602	10,000	N/A	N/A	CONTRIBUTION
(721) THE BALTIMORE MUSEUM OF ART 10 ART MUSEUM DR BALTIMORE,MD21218	52-6000162	10,000	N/A	N/A	CONTRIBUTION
(722) BALTIMORE CITY FOUNDATION 100 HOLLIDAY ST RM 400ATTNLESTER BALTIMORE,MD21202	52-1212473	8,000	N/A	N/A	CONTRIBUTION
(723) CARSON SCHOLARS FUND INC 305 W CHESAPEAKE AVE - 310 TOWSON,MD21204	52-1851346	8,000	N/A	N/A	CONTRIBUTION
(724) JUVENILE DIABETES RESEARCH FOUNDATI 825 HAMMONDS FERRY RD SUITE H LINTHICUM,MD21090	23-1907729	8,000	N/A	N/A	CONTRIBUTION
(725) AMAZING GRACE EVANGELICAL LUTHERAN 2424 MCELDERRY ST BALTIMORE,MD21205	52-1994645	7,500	N/A	N/A	CONTRIBUTION
(726) ASSOCIATED BLACK CHARITIES 1114 CATHEDRAL ST BALTIMORE,MD212015515	52-1427774	7,500	N/A	N/A	CONTRIBUTION
(727) GROWING SPINE FOUNDATION 555 E WELLS ST STE 1100 MILWAUKEE,WI53202	26-2957409	7,500	N/A	N/A	CONTRIBUTION
(728) NAVAL ACADEMY ATHLETIC ASSN 566 BROWNSON RD ANNAPOLIS,MD214025040	52-0613669	7,000	N/A	N/A	CONTRIBUTION
(729) CENTER FOR US GLOBAL LEADERSHIP 1129 20TH ST NW STE 600 WASHINGTON,DC20036	74-3093659	6,000	N/A	N/A	CONTRIBUTION
(730) LITTLE PEOPLE OF AMERICA 250 EL CAMINO REAL STE 201 TUSTIN,CA92780	94-2965067	6,000	N/A	N/A	CONTRIBUTION
(731) WORLD TRADE CENTER INSTITUTE INC 402 E PRATT ST STE 232 BALTIMORE,MD21202	52-1591820	6,000	N/A	N/A	CONTRIBUTION
(732) AMERICAN CANCER SOCIETY INC PO BOX 22718 OKLAHOMA CITY,OK731231718	13-1788491	5,850	N/A	N/A	CONTRIBUTION
(733) HEALTH CARE FOR THE HOMELESS 421 FALLSWAY BALTIMORE,MD21202	52-1576404	5,750	N/A	N/A	CONTRIBUTION
(734) DEA EDUCATIONAL FOUNDATION C/O 1050 HULL ST STE 120 BALTIMORE,MD21230	52-1922097	5,000	N/A	N/A	CONTRIBUTION
(735) FRIENDS OF CANCER RESEARCH 1800 M STREET NW STE 1050 S WASHINGTON,DC20036	52-1983273	5,000	N/A	N/A	CONTRIBUTION
(736) GILCHRIST HOSPICE CARE 11311 MCCORMICK RD STE 350 HUNT VALLEY,MD21031	52-1851251	5,000	N/A	N/A	CONTRIBUTION
(737) GORDON RESEARCH CONFERENCES 512 LIBERTY LN WEST KINGSTON,RI02892	05-0300482	5,000	N/A	N/A	CONTRIBUTION
(738) HOUSE OF RUTH MARYLAND INC 2201 ARGONNE DR BALTIMORE,MD21218	52-1100236	5,000	N/A	N/A	CONTRIBUTION
(739) INTERNATIONAL SOCIETY OF NURSES 461 COCHRAN RD BOX 246 PITTSBURGH,PA15228	52-1595057	5,000	N/A	N/A	CONTRIBUTION
(740) MOTHER SETON ACADEMY INC 2215 GREENMOUNT AVE BALTIMORE,MD21218	52-1811012	5,000	N/A	N/A	CONTRIBUTION
(741) THE JOURNEY HOME 100 S CHARLES ST 5TH FLR BALTIMORE,MD21201	52-0591543	5,000	N/A	N/A	CONTRIBUTION
(742) UNITED NEGRO COLLEGE FUND INC 1805 7TH ST NW WASHINGTON,DC20001	13-1624241	5,000	N/A	N/A	CONTRIBUTION
(743) SEJONG SOCIETY OF WASHINGTON DC INC 1775 MASSACHUSETTES AVE NW WASHINGTON,DC20036	20-5570521	25,000	N/A	N/A	HONORARIUM
(744) SIMON AND SCHUSTER SPEAKERS BUREAU 437 5TH AVE 7TH FLR NEW YORK,NY10016	13-3092933	25,000	N/A	N/A	HONORARIUM
(745) WASHINGTON SPEAKERS BUREAU INC 1663 PRINCE ST ALEXANDRIA,VA22314	54-1980995	25,000	N/A	N/A	HONORARIUM
(746) PENGUIN RANDOM HOUSE LLC 1745 BROADWAY MAIL DROP 15-1 NEW YORK,NY10019	46-2905685	20,000	N/A	N/A	HONORARIUM
(747) OPUS 3 ARTISTS LLC 470 PARK AVE S 9TH FLR NORTH NEW YORK,NY10016	20-5551768	17,000	N/A	N/A	HONORARIUM
(748) SMITHSONIAN INSTITUTION PO BOX 37012 NASM RM 3556 MRC311 WASHINGTON,DC200137012	53-0206027	12,150	N/A	N/A	HONORARIUM
(749) KENT CREATIVE LLC 100 MASPETH AVE STE 3F BROOKLYN,NY11211	45-5411734	8,000	N/A	N/A	HONORARIUM
(750) THE YING QUARTET 96 EAGLESFIELD WAY FAIRPORT,NY14450	36-3925458	8,000	N/A	N/A	HONORARIUM
(751) COPD FOUNDATION INC 3300 PONCE DE LEON BLVD CORAL GABLES,FL33134	20-1048322	5,000	N/A	N/A	HONORARIUM
(752) FRANK SALOMON ASSOCIATES 121 W 27TH ST STE 703 NEW YORK,NY100016262	06-0911880	5,000	N/A	N/A	HONORARIUM
(753) OCCASIONAL SYMPHONY 11955 LONG LAKE DR REISTERSTOWN,MD21136	45-4488989	5,000	N/A	N/A	HONORARIUM

Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image

443

Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image

753

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50055P

Schedule I (Form 990) 2013

Page 2

Part III

Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.

(a)Type of grant or assistance	(b)Number of recipients	(c)Amount of cash grant	(e)Method of valuation (book, FMV, appraisal, other)	(f)Description of non-cash assistance
(1) FELLOWSHIPS	2556	42,397,814	N/A	N/A
(2) HONORARIA	2344	2,263,873	N/A	N/A
(3) ACADEMIC AWARDS	1069	1,557,983	N/A	N/A
(4) SCHOLARSHIPS	12339	264,104,500	N/A	N/A

Part IV

Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.

Return Reference

Explanation

PART I, LINE 2:

DESCRIBE ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN THE U.S. THE UNIVERSITY REQUIRES THAT WHEN APPROVING INVOICE PAYMENTS TO SUBRECIPIENTS, THE VALIDITY OF EXPENSES MUST BE VERIFIED ALONG WITH THE ACHIEVEMENT OF SCIENTIFIC AND TECHNICAL PROGRESS BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE. THIS VERIFICATION INCLUDES SIGN OFF BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE ON THE INVOICE APPROVING IT FOR PAYMENT. SUBRECIPIENT INVOICES SHOULD INCLUDE INFORMATION THAT CONFORMS TO THE ADMINISTRATIVE REQUIREMENTS AS PRESCRIBED IN OMB CIRCULARS A-110 AND A-133. SUBRECIPIENTS EXEMPT FROM A-133 AUDIT REQUIREMENTS ARE REQUIRED TO MAKE THEIR FINANCIAL RECORDS AVAILABLE FOR REVIEW OR AUDIT BY FEDERAL AGENCIES OR PASS-THRU ENTITIES AS REQUESTED, UNDER THE TERMS AND CONDITIONS OF THEIR AGREEMENT.

Schedule I (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule J
(Form 990)

Department of the Treasury
Internal Revenue Service

Compensation Information

For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet

Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet

Attach to Form 990. SchJMediumBullet

See separate instructions.
SchJMediumBullet

Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

JOHNS HOPKINS UNIVERSITY

Employer identification number

52-0595110

Part I

Questions Regarding Compensation

Yes

Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel Housing allowance or residence for personal use

Travel for companions Payments for business use of personal residence

Tax idemnification and gross-up payments Health or social club dues or initiation fees

Discretionary spending account Personal services (e.g., maid, chauffeur, chef)

If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..

Yes

Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.

Compensation committee Written employment contract

Independent compensation consultant Compensation survey or study

Form 990 of other organizations Approval by the board or compensation committee

During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:

Receive a severance payment or change-of-control payment? ................

Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........

Yes

Participate in, or receive payment from, an equity-based compensation arrangement? .........

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:

The organization? ...........................

Any related organization? .........................

If "Yes," to line 5a or 5b, describe in Part III.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:

The organization? ...........................

Any related organization? .........................

If "Yes," to line 6a or 6b, describe in Part III.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............

Yes

Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................

Yes

If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................

Yes

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50053T

Schedule J (Form 990) 2013

Page 2

Part II

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

(A) Name and Title		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation reported as deferred in prior Form 990
(A) Name and Title		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation reported as deferred in prior Form 990
(1)DANIELS RONALD JPRESIDENT, TRUSTEE	(i) (ii)	981,325 0	0 0	488,233 0	119,553 0	159,767 0	1,748,878 0	421,429 0
(2)BIELER GLENNVP - COMMUNICATIONS & PUBL	(i) (ii)	259,695 0	10,000 0	3,753 0	32,724 0	45,275 0	351,447 0	0 0
(3)CRECELIUS KATHRYN JCHIEF INVESTMENT OFFICER	(i) (ii)	618,183 0	630,000 0	17,734 0	75,000 0	16,291 0	1,357,208 0	17,734 0
(4)ENNIS DANIEL GSR. VP - FINANCE & ADMINIS	(i) (ii)	550,552 0	70,000 0	78,854 0	67,589 0	23,633 0	790,628 0	0 0
(5)FISH ALANVP - REAL ESTATE & CAMPUS	(i) (ii)	332,525 0	15,000 0	0 0	40,539 0	10,692 0	398,756 0	0 0
(6)GRADY HELENEVP - PLANNING & BUDGET	(i) (ii)	247,984 0	10,000 0	250 0	30,300 0	10,103 0	298,637 0	0 0
(7)HAYES CHARLENEVP - HUMAN RESOURCES	(i) (ii)	294,461 0	15,000 0	7,380 0	47,616 0	3,042 0	367,499 0	0 0
(8)HILL KEITHVP - CORPORATE SECURITY	(i) (ii)	79,503 0	10,620 0	3,198 0	12,267 0	459 0	106,047 0	0 0
(9)LEWIS THOMASVP - GOVT, COMMUN, PUB AFF	(i) (ii)	268,237 0	10,000 0	2,368 0	32,947 0	6,803 0	320,355 0	0 0
(10)LIEBERMAN ROBERTVP AND PROVOST	(i) (ii)	251,204 0	150,000 0	47,857 0	31,200 0	13,911 0	494,172 0	0 0
(11)MARSH MAUREENSECRETARY	(i) (ii)	185,430 0	0 0	26,747 0	22,409 0	1,791 0	236,377 0	0 0
(12)ROTENBERG MARKVP AND GENERAL COUNSEL	(i) (ii)	254,760 0	150,000 0	12,222 0	31,500 0	13,779 0	462,261 0	0 0
(13)ROTHMAN PAULCEO, DEAN OF MEDICAL FACUL	(i) (ii)	1,193,054 0	507,000 0	295,388 0	144,000 0	62,288 0	2,201,730 0	0 0
(14)RUM STEVENVP - DEVELOPMENT ALUMNI RE	(i) (ii)	479,515 0	100,000 0	9,804 0	59,400 0	26,402 0	675,121 0	0 0
(15)SCHROEDER III FREDERICVP - DEVELOPMENT ALUMNI RE	(i) (ii)	499,891 0	60,000 0	1,230 0	61,200 0	32,171 0	654,492 0	0 0
(16)SEMMEL RALPHDIRECTOR - APL	(i) (ii)	534,585 0	99,545 0	40,662 0	26,894 0	9,056 0	710,742 0	0 0
(17)SPECTOR PHILLIPVP - STRATEGIC INITIATIVES	(i) (ii)	251,778 0	20,000 0	0 0	30,600 0	8,275 0	310,653 0	0 0
(18)GRINNALDS JOHNDIR. FACILITIES,MEDICINE	(i) (ii)	259,217 0	37,800 0	7,277 0	31,965 0	16,620 0	352,879 0	7,277 0
(19)GROSSI RICHARDSR. ASSOCIATE DEAN	(i) (ii)	670,592 0	228,268 0	3,187 0	231,234 0	16,174 0	1,149,455 0	0 0
(20)KLAG MICHAELDEAN - SCHOOL OF PUBLIC HE	(i) (ii)	553,408 0	30,000 0	147,070 0	66,762 0	3,423 0	800,663 0	145,415 0
(21)NIMMO RUTHAPL DIR. OF FACILITIES	(i) (ii)	365,272 0	18,300 0	19,161 0	26,513 0	10,244 0	439,490 0	0 0
(22)STARK WALTER JPROFESSOR (SEE SCHED. O)	(i) (ii)	351,965 0	808,578 0	1,760,962 0	37,390 0	25,671 0	2,984,566 0	1,789,027 0
(23)GOKASLAN ZIYAPROFESSOR (SEE SCHED. O)	(i) (ii)	342,387 0	824,035 0	1,000 0	42,000 0	18,307 0	1,227,729 0	0 0
(24)KEBAISH KHALEDPROFESSOR (SEE SCHED. O)	(i) (ii)	306,435 0	556,482 0	241,438 0	36,987 0	7,136 0	1,148,478 0	26,688 0
(25)BREM HENRYPROFESSOR (SEE SCHED. O)	(i) (ii)	855,573 0	228,000 0	0 0	103,652 0	17,694 0	1,204,919 0	0 0
(26)SPONSELLER PAULPROFESSOR (SEE SCHED. O)	(i) (ii)	358,259 0	687,652 0	0 0	44,151 0	24,079 0	1,114,141 0	0 0
(27)BAGGER JONATHANINTERIM VP - PROVOST	(i) (ii)	317,907 0	0 0	73,720 0	39,541 0	33,660 0	464,828 0	0 0
(28)DUNHAM STEPHEN SVP - GENERAL COUNSEL	(i) (ii)	0 0	0 0	189,989 0	0 0	0 0	189,989 0	189,989 0
(29)MILLER JR EDWARD DVP/DEAN - MEDICAL SCHOOL	(i) (ii)	0 0	0 0	250,203 0	0 0	0 0	250,203 0	246,523 0
(30)MOK JACQUELINEINTERIM VP - CHIEF OF STAFF	(i) (ii)	341,635 0	0 0	0 0	42,000 0	19,171 0	402,806 0	0 0
(31)SAVAGE FREDERICKINTERIM VP - GENERAL COUNSEL	(i) (ii)	251,957 0	21,410 0	0 0	30,600 0	17,006 0	320,973 0	0 0
(32)ZEGER SCOTTFORMER PROVOST/VP	(i) (ii)	349,566 0	0 0	40,862 0	42,525 0	27,574 0	460,527 0	40,362 0

Schedule J (Form 990) 2013

Page 3

Part III

Supplemental Information

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.

Return Reference	Explanation
PART I, LINE 1A	FIRST CLASS OR CHARTER TRAVEL: THE UNIVERSITY TRAVEL POLICY REQUIRES AIR TRAVEL ACCOMODATIONS FOR ALL EMPLOYEES TO BE AT THE LOWEST COACH CLASS FARE AVAILABLE THAT MEETS BUSINESS NEEDS. THE POLICY DOES ALLOW FOR BUSINESS CLASS AIRFARE ON INTERNATIONAL FLIGHTS, BUT FIRST CLASS OR CHARTER TRAVEL IS ONLY ALLOWED IN LIMITED CIRCUMSTANCES WITH APPROPRIATE REVIEW AND APPROVAL AND WHERE THERE IS A BONA FIDE BUSINESS PURPOSE TO JUSTIFY THE ADDITIONAL COST. DURING THE TAX YEAR FIVE OFFICERS, ONE KEY EMPLOYEE AND ONE HIGHLY COMPENSATED EMPLOYEE TRAVELED FIRST CLASS OR CHARTER TRAVEL ON LIMITED OCCASION. THESE TRAVEL EXPENSES WERE INCURRED FOR UNIVERSITY BUSINESS PURPOSES AND THEREFORE WERE NOT TREATED AS COMPENSATION TO THE LISTED INDIVIDUAL. TRAVEL FOR COMPANIONS: COMPANION OR SPOUSAL TRAVEL IS PROVIDED ONLY IN LIMITED CIRCUMSTANCES WHERE THE TRAVEL SERVES AN ESSENTIAL BUSINESS PURPOSE OF THE UNIVERSITY. DURING THE TAX YEAR, THREE OFFICERS, ONE KEY EMPLOYEE AND ONE HIGHLY COMPENSATED EMPLOYEE TRAVELED WITH THEIR SPOUSE ON LIMITED OCCASION. IN A COUPLE OF INSTANCES THE SPOUSE IS ALSO AN EMPLOYEE OF THE UNIVERSITY. WHERE THE SPOUSAL TRAVEL WAS DEEMED TO HAVE AN ESSENTIAL BUSINESS PURPOSE, THE AMOUNT WAS NOT TREATED AS COMPENSATION TO THE LISTED INDIVIDUAL. IN ANY OTHER INSTANCE, THE AMOUNT WAS TREATED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUAL. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: THE UNIVERSITY WILL PROVIDE TAX GROSS-UP PAYMENTS IN CERTAIN CIRCUMSTANCES WITH THE APPROPRIATE LEVELS OF REVIEW AND APPROVAL. DURING THE TAX YEAR, THREE OFFICERS AND ONE KEY EMPLOYEE RECEIVED A GROSS-UP PAYMENT. THESE BENEFITS WERE TREATED AS TAXABLE COMPENSATION TO EACH OF THESE LISTED INDIVIDUALS. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE: THE UNIVERSITY PROVIDES THE PRESIDENT WITH AN ON-CAMPUS RESIDENCE (THE "NICHOLS HOUSE") AND REQUIRES THE PRESIDENT TO USE THE HOUSE AS A PRIMARY RESIDENCE THROUGHOUT THE TERM OF OFFICE. THE USE OF THE NICHOLS HOUSE AS A PRIMARY RESIDENCE IS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, THEREFORE IT IS EXEMPT FROM TAXATION UNDER INTERNAL REVENUE CODE SECTION 119. HEALTH OR SOCIAL CLUB DUES: UNIVERSITY POLICY ALLOWS FOR CORPORATE SOCIAL CLUB MEMBERSHIPS, BUT SUCH MEMBERSHIPS ARE FOR STRICT BUSINESS USE. SUCH DEPARTMENTAL OR DIVISIONAL MEMBERSHIPS CANNOT BE USED FOR ANY PERSONAL USE. AS SUCH, USE OF SUCH MEMBERSHIPS FOR UNIVERSITY BUSINESS IS NOT TREATED AS TAXABLE COMPENSATION. INDIVIDUAL SOCIAL CLUB MEMBERSHIPS PAID FOR BY THE UNIVERSITY, EVEN IF USED PRIMARILY FOR UNIVERSITY BUSINESS, ARE TREATED AS TAXABLE COMPENSATION TO THE LISTED INDIVIUDAL. DURING THE TAX YEAR, THREE OFFICERS AND TWO KEY EMPLOYEES RECEIVED SOCIAL CLUB MEMBERSHIPS. ALL AMOUNTS WERE TREATED AS COMPENSATION TO THE LISTED INDIVIDUALS. PERSONAL SERVICES: THE UNIVERSITY EMPLOYS A HOUSEKEEPER TO CLEAN THE NICHOLS HOUSE AND ALSO PROVIDES THE PRESIDENT WITH A UNIVERSITY EMPLOYED DRIVER TO ACCOMMODATE HIS FREQUENT TRAVEL. THE PERSONAL AND BUSINESS TIME FOR BOTH THE HOUSEKEEPER AND THE DRIVER ARE LOGGED AND ANY PERSONAL USE IS TREATED AS TAXABLE COMPENSATION TO THE PRESIDENT.
PART I, LINE 1B	WRITTEN POLICIES FOR PAYMENT OR REIMBURSEMENT OR PROVISION OF EXPENSES FOR ITEMS CHECKED IN 1A: IN GENERAL UNIVERSITY POLICY AND PROCEDURES OR CONTRACTUAL OBLIGATIONS ARE FOLLOWED IN PROVIDING THE ABOVE LISTED BENEFITS TO THE LISTED EMPLOYEES. THE UNIVERSITY DOES NOT HAVE A POLICY FOR GROSS-UP PAYMENTS. GENERALLY ANY GROSS UP PAYMENT MADE IS IN CONNECTION WITH A CONTRACTUAL OBLIGATION, BUT IN LIMITED SITUATIONS, MINOR TAX GROSS-UP PAYMENTS MAY BE MADE WITH THE APPROPRIATE LEVELS OF REVIEW AND APPROVAL. THERE ARE NO WRITTEN POLICIES FOR THE PROVISION OF THE PRESIDENT'S HOUSING AND RELATED PERSONAL SERVICE; HOWEVER, THE PROVISIONS ARE INCLUDED IN THE EMPLOYMENT AGREEMENT WITH THE PRESIDENT. THE PRESIDENT'S RESIDENCE IS LOCATED ON CAMPUS AND IT IS INCLUDED IN HIS EMPLOYMENT AGREEMENT THAT HE WILL LIVE THERE, SO IT IS EXEMPT FROM TAXATION UNDER INTERNAL REVENUE CODE SECTION 119. THE UNIVERSITY HAS ESTABLISHED WRITTEN POLICIES AND PROCEDURES GOVERNING THE TRAVEL AND BUSINESS EXPENSES. THE POLICIES AND PROCEDURES INCLUDE REQUIREMENTS TO MEET THE IRS ACCOUNTABLE PLAN RULES. IT IS THE RESPONSIBILITY OF THE OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES TO COMPLY WITH THE WRITTEN POLICIES AND PROCEDURES AND TO EXERCISE GOOD JUDGEMENT IN DETERMINING THE BUSINESS PURPOSE. TRAVEL AND BUSINESS EXPENSES FOR OFFICERS AND DEANS ARE REVIEWED AND APPROVED BY THE OFFICE OF THE PROVOST AND SENIOR VICE PRESIDENT FOR ACADEMIC AFFAIRS OR THE OFFICE OF THE SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. THE PRESIDENT'S OFFICE REVIEWS AND APPROVES TRAVEL AND BUSINESS EXPENSES OF THE SENIOR VICE PRESIDENTS AND THE CHAIR OF THE BOARD OF TRUSTEES REVIEWS AND APPROVES THE PRESIDENT'S TRAVEL AND BUSINESS EXPENSES.
PART I, LINE 4B	THE FOLLOWING AMOUNTS REPRESENT EITHER (A) DISTRIBUTIONS MADE TO THE RESPECTIVE INDIVIDUALS FROM A NON-QUALIFIED DEFERRED COMPENSATION PLAN OR (B) AMOUNTS PREVIOUSLY DEFERRED UNDER A NONQUALIFIED PLAN THAT BECAME TAXABLE FOR SOCIAL SECURITY AND MEDICARE TAXES THIS YEAR BECAUSE THERE IS NO LONGER A SUBSTANTIAL RISK OF FORFEITURE FOR THE INDIVIDUAL'S RIGHT TO THE DEFERRED AMOUNT. ALL OF THESE AMOUNTS ARE REPORTED ON THE RESPECTIVE INDIVIDUALS W-2, BOX 11. PAYEE NON-QUALIFIED PLAN ------------------- ------------------ KATHRYN J. CRECELIUS $ 17,734 RONALD J. DANIELS $ 421,429 STEPHEN S. DUNHAM $ 189,989 DANIEL G. ENNIS $ 50,000 JOHN GRINNALDS $ 7,277 KHALED KEBAISH $ 26,688 MICHAEL KLAG $ 145,415 EDWARD D. MILLER, JR. $ 246,523 WALTER J. STARK $1,789,027 SCOTT ZEGAR $ 40,362 THE FOLLOWING REPRESENT AMOUNTS CONTRIBUTED TO NON-QUALIFIED 457(F) DEFERRED COMPENSATION PLANS FOR THE RESPECTIVE OFFICERS, KEY EMPLOYEES AND HIGHLY COMPENSATED EMPLOYEES. PAYEE NON-QUALIFIED PLAN ------------------- ------------------ BAGGER, JONATHAN $ 8,941 BEILER, GLENN $ 2,124 BREM , HENRY $ 73,052 CRECELIUS , KATHRYN $ 44,400 DANIELS , RONALD $ 88,953 ENNIS , DANIEL $ 36,989 FISH, ALAN $ 9,939 GOKASLAN , ZIYA $ 11,400 GRINNALDS , JOHN $ 1,365 GROSSI , RICHARD $200,634 HAYES , CHARLENE $ 17,016 KEBAISH, KHLED $ 6,387 KLAG , MICHAEL $ 36,162 LEWIS , THOMAS $ 2,347 LIEBERMAN, ROBERT $ 15,900 MOK, JACQUELINE $ 11,400 ROTENBERG, MARK $ 13,650 ROTHMAN, PAUL $113,400 RUM , STEVEN $ 28,800 SCHROEDER , III , FREDERIC $ 30,600 SPECTOR, PHILLIP $ 300 SPONSELLER , PAUL $ 13,551 STARK , WALTER $ 6,790 ZEGER , SCOTT $ 11,925
PART I, LINE 7	DESCRIPTION OF NON-FIXED PAYMENTS: THE SCHOOL OF MEDICINE OFFERS PERFORMANCE SUPPLEMENTS FOR CLINICAL FACULTY, DEPARTMENTAL CHAIRS, AND VICE DEANS. PERFORMANCE SUPPLEMENTS ARE RECOMMENDED BY THE DEAN OF THE SCHOOL OF MEDICINE AND APPROVED BY THE PRESIDENT OF THE UNIVERSITY. PERFORMANCE SUPPLEMENTS ARE FIXED INCENTIVE OPPORTUNITIES TIED TO PERFORMANCE OF DEPARTMENTAL, INSTITUTIONAL AND DISCRETIONARY GOALS. PERFORMANCE INDICATORS MEASURE BUDGETARY, SAFETY, AND SERVICE EXCELLENCE PERFORMANCE. THE UNIVERSITY HAS IMPLEMENTED AN INCENTIVE PROGRAM FOR DEANS AND PRINCIPAL ADMINISTRATIVE OFFICERS WITH THE EXCEPTION OF THE PRESIDENT. (THE PRESIDENT IS NOT ELIGIBLE FOR INCENTIVE-BASED COMPENSATION.) THE INCENTIVES RANGE FROM 0% TO 15% OF BASE SALARY SUCH THAT 5% IS AWARDED TO THOSE WHO MAKE GOOD PROGRESS TOWARD AGREED UPON GOALS, 10% FOR ACHIEVING AGREED UPON GOALS, AND 15% FOR EXTRAORDINARY PERFORMANCE. THE INCENTIVE PROGRAM WAS DEVELOPED AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD WITH INPUT TO THE PROGRAM'S STRUCTURE AND ADMINISTRATION PROVIDED TO THE COMMITTEE BY THE PRESIDENT, SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION AND THE VICE PRESIDENT FOR HUMAN RESOURCES. IT IS ADMINISTERED BY THE COMPENSATION COMMITTEE OF THE BOARD. ANNUALLY, THE INCENTIVE AWARDS ARE RECOMMENDED BY THE PRESIDENT AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD. IN ADDITION, THE CHIEF INVESTMENT OFFICER IS ELIGIBLE FOR PERFORMANCE SUPPLEMENTS WHICH ARE INCENTIVE OPPORTUNITIES. PERFORMANCE SUPPLEMENTS ARE BASED ON PERFORMANCE ON THE QUALITATIVE AND QUANTITATIVE ASPECTS OF THE JOB. PERFORMANCE SUPPLEMENTS ARE RECOMMENDED BY THE INVESTMENT COMMITTEE AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES.
PART I, LINE 8	THERE WERE SOME OFFICERS AND KEY EMPLOYEES WITH RESPECT TO WHOM AMOUNTS WERE REPORTED IN PART VII WHERE THOSE AMOUNTS WERE PAID PURSUANT TO A CONTRACT THAT WAS SUBJECT TO THE INITIAL CONTRACT EXCEPTION DESCRIBED IN REGS. SECTION 53.4958-4(A)(3). IN EACH INSTANCE, THE COMPENSATION WAS ALSO APPROVED PURSUANT TO PROCESSES CONSISTENT WITH THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN REGS. SECTION 53.4958-6(C).
FORM,990, PART VII, SECTION A, LINE 5:	COMPENSATION FROM UNRELATED ORGANIZATION TO KEITH HILL, VP OF CORPORATE SECURITY: KEITH HILL IS THE VICE PRESIDENT OF CORPORATE SECURITY FOR BOTH JOHNS HOPKINS UNIVERSITY AND JOHNS HOPKINS HEALTH SYSTEM (JHHS) WHICH IS AN UNRELATED, SEPARATELY GOVERNED ORGANIZATION. IN FY14, MR. HILL DEVOTED 45% OF HIS EFFORTS TO THE UNIVERSITY AND THEREFORE THE UNIVERSITY REIMBURSED JHHS FOR 45% OF MR. HILL'S TIME. THE COMPENSATION AND HOURS REPORTED FOR MR. HILL IN PART VII AND ON SCHEDULE J REPRESENT 45% OF TOTAL COMPENSATION AND BENEFITS PAID TO MR. HILL BY JHHS FOR CALENDAR YEAR 2013.

Schedule J (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule K
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Information on Tax Exempt Bonds

Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet

Attach to Form 990. SchKMediumBullet

See separate instructions.
SchKMediumBullet

Information about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization
JOHNS HOPKINS UNIVERSITY

Employer identification number
52-0595110

Part I

Bond Issues

(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	(g) Defeased		(h) On behalf of issuer		(i) Pool financing
(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	Yes	No	Yes	No	Yes	No
A	MHHEFA 2005A BONDS	52-0936091	574217VC6	03-03-2005	69,265,000	SEE SCHEDULE K, PART VI		X		X		X
B	MHHEFA 2008A BONDS	52-0936091	5742172K0	08-07-2008	135,928,983	SEE SCHEDULE K, PART VI		X		X		X
C	MHHEFA CP SERIES A TRANCHE 7	52-0936091	57421PAA3	06-20-2005	11,387,000	SEE SCHEDULE K, PART VI		X		X		X
D	MHHEFA CP SERIES A TRANCHE 8	52-0936091	57421PAA3	01-26-2006	21,713,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES A TRANCHE 9	52-0936091	57421PAA3	06-22-2006	16,262,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES A TRANCHE 10	52-0936091	57421PAA3	08-21-2007	21,446,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES A TRANCHE 11	52-0936091	57421PAA3	02-15-2008	35,506,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 4	52-0936091	57421NAA8	06-05-2003	7,342,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 5	52-0936091	57421NAA8	01-30-2004	12,732,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 6	52-0936091	57421NAA8	12-06-2004	28,103,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 7	52-0936091	57421NUT5	11-20-2008	23,777,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 8	52-0936091	57421NWE6	05-14-2009	22,643,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 9	52-0936091	57421NWR7	08-13-2009	10,949,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 10	52-0936091	57421NXV7	02-23-2010	9,723,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA 2012A BONDS	52-0936091	574218JW4	06-06-2012	153,150,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA 2013B BONDS	52-0936091	574218PS6	06-11-2013	99,625,000	SEE SCHEDULE K, PART VI		X		X		X

Part II

Proceeds

	A		B		C		D
	1 Amount of bonds retired . . . . . . . . . . . . . .	9,484,000		4,075,000		9,484,000		6,397,000
2 Amount of bonds legally defeased . . . . . . . . . . .
3 Total proceeds of issue . . . . . . . . . . . . . .	71,399,299		136,482,944		11,387,000		21,713,000
4 Gross proceeds in reserve funds . . . . . . . . . . . .
5 Capitalized interest from proceeds . . . . . . . . . . .	2,671,827		2,772,524
6 Proceeds in refunding escrows . . . . . . . . . . . .	108,078,992						108,078,992
7 Issuance costs from proceeds . . . . . . . . . . . .	826,570		872,270
8 Credit enhancement from proceeds . . . . . . . . . . .
9 Working capital expenditures from proceeds . . . . . . . . .	88,150		88,150
10 Capital expenditures from proceeds . . . . . . . . . . .	67,900,902		83,750,000		11,387,000		21,713,000
11 Other spent proceeds . . . . . . . . . . . . . .	49,000,000		49,000,000		178,727,564
12 Other unspent proceeds . . . . . . . . . . . . . .
13 Year of substantial completion . . . . . . . . . . . .	2007		2010		2005		2005
	Yes	No	Yes	No	Yes	No	Yes	No
14 Were the bonds issued as part of a current refunding issue? . . . . .		X	X			X		X
15 Were the bonds issued as part of an advance refunding issue? . . . . .		X		X		X		X
16 Has the final allocation of proceeds been made? . . . . . . . .	X		X		X		X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . .	X		X		X		X

Part III

Private Business Use

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .		X		X		X		X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .	X		X		X		X

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50193E

Schedule K (Form 990) 2013

Page 2

Part III

Private Business Use (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . .	X		X		X		X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?	X		X		X		X
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .		X	X		X		X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?		X		X		X		X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . .	0 %		2.760 %		0.900 %		0.880 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . .	0 %		0 %		0 %		0 %
6 Total of lines 4 and 5 . . . . . . . . . . . . .	0 %		2.760 %		0.900 %		0.880 %
7 Does the bond issue meet the private security or payment test? . . . . .		X		X		X		X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .		X		X		X		X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of.
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2? . . . . . . .	X		X		X		X

Part IV

Arbitrage

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the issuer filed Form 8038-T? . . . . .		X		X		X		X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .		X		X		X		X
b Exception to rebate? . . . . . . . .	X		X		X		X
c No rebate due? . . . . . . . .		X		X		X		X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .	X			X	X		X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?		X		X		X		X
b Name of provider . . . . . . . . .
c Term of hedge . . . . . . . . . .
d Was the hedge superintegrated? . . . .
e Was the hedge terminated? . . . . . .

Schedule K (Form 990) 2013

Page 3

Part IV

Arbitrage (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .		X		X		X		X
b Name of provider . . . . . . . . .
c Term of GIC . . . . . . . . . .
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .		X	X			X		X
7 Has the organization established written procedures to monitor the requirements of section 148? . . .	X		X		X		X

Part V

Procedures To Undertake Corrective Action

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?	X		X		X		X

Part VI

Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).

Return Reference	Explanation
SCHEDULE K, PART I	ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM: THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS ISSUED AFTER 2000 (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE	ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 5742172K0, DATE: 8/7/2008 2008A - TO FUND CONSTRUCTION OF THE SOM MEDICAL EDUCATION BUILDING AND FIT-OUT OF THE RANGOS BUILDING (BOTH ON THE EAST BALTIMORE CAMPUS); THE ACQUISITION OF THE BERNSTEIN OFFICE (IN DC); THE SAN MARTIN CENTER FIT-OUT AND THE COGENERATION PROJECT (ON HOMEWOOD CAMPUS); AND THE RENOVATIONS OF THE SCHOOL FOR PUBLIC HEALTH ANIMAL CAGE WASHING FACILITY AND THE HAMPTON HOUSE ELEVATOR TOWER. ALSO, $49 MILLION IN PROCEEDS WERE USED TO REFINANCE TAX-EXEMPT COMMERCIAL PAPER ($32.5 MILLION RELATED TO MT. WASHINGTON SOUTH CAMPUS AND $16.5 MILLION FOR EASTERN HIGH SCHOOL) ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 12/6/2004 COMMERCIAL PAPER SERIES B - TRANCHE 6 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE), EQUIPMENT AND A PORTION OF SETON COURT BUILDING ACQUISITION COSTS. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NWR7, DATE: 8/13/2009 COMMERCIAL PAPER SERIES B - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NXV7, DATE: 2/23/2010 COMMERCIAL PAPER SERIES B - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 574218JW4, DATE: 6/6/2012 2012A - TO REFINANCE A PORTION OF THE 2001B BONDS AND THE 2002A BONDS ISSUER: MHHEFA, CUSIP: 574218PS6, DATE: 6/11/13 2013B: TO REFINANCE THE 2001B AND 2004A BONDS.
RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO TOTAL PROCEEDS IN P	2005 BONDS 2008A BONDS TOTAL ISSUE PRICE - PART I (E) $69,265,000 $135,928,983 INTEREST EARNINGS $2,134,299 $553,961 ___________ ___________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $71,399,299 $136,482,944 ___________ ____________ ___________ ____________ 2012A BONDS 2013B BONDS TOTAL ISSUE PRICE - PART I (E) $153,150,000 $99,625,000 NET PREMIUM $25,577,564 $8,453,992 ____________ ____________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $178,727,564 $108,078,992 ____________ _____________ ____________ _____________
SCHEDULE K, PART II	LINE 9, WORKING CAPITAL EXPENDITURES FROM PROCEEDS - FOR THE 2008A BONDS, THE REPORTED AMOUNT OF $88,150 REPRESENTS INTEREST EARNED ON THE CONSTRUCTION ACCOUNTS HELD BY THE TRUSTEE EARNED PRIMARILY DURING THE TEMPORARY INVESTMENT PERIOD THAT WAS TRANSFERRED BY THE TRUSTEE TO THE DEBT SERVICE INTEREST ACCOUNT DURING FY2013.
ADDITIONAL EXPLANATION FOR PART III	PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. PART III, LINE 3(B) AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL CONSULTED WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS. PART III, LINE 3(D) THE UNIVERSITY SCORES ALL RESEARCH RELATED ACTIVITIES SPONSORED BY PRIVATE FOR-PROFIT ENTITIES, INCLUDING MOST APPLIED RESEARCH, AS PRIVATE USE. THEREFORE, THE UNIVERSITY DOES NOT ROUTINELY ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL TO REVIEW ALL RESEARCH AGREEMENTS, BUT DOES ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL ON AN AS-NEEDED BASIS.
ADDITIONAL EXPLANATION FOR PART IV, LINE 6:	2008A BONDS: WORKING CAPITAL EXPENDITURES FROM PROCEEDS WERE INVESTED BELOW THE YIELD ON THE BONDS.

Schedule K (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule K
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Information on Tax Exempt Bonds

Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet

Attach to Form 990. SchKMediumBullet

See separate instructions.
SchKMediumBullet

Information about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization
JOHNS HOPKINS UNIVERSITY

Employer identification number
52-0595110

Part I

Bond Issues

(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	(g) Defeased		(h) On behalf of issuer		(i) Pool financing
(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	Yes	No	Yes	No	Yes	No
A	MHHEFA 2005A BONDS	52-0936091	574217VC6	03-03-2005	69,265,000	SEE SCHEDULE K, PART VI		X		X		X
B	MHHEFA 2008A BONDS	52-0936091	5742172K0	08-07-2008	135,928,983	SEE SCHEDULE K, PART VI		X		X		X
C	MHHEFA CP SERIES A TRANCHE 7	52-0936091	57421PAA3	06-20-2005	11,387,000	SEE SCHEDULE K, PART VI		X		X		X
D	MHHEFA CP SERIES A TRANCHE 8	52-0936091	57421PAA3	01-26-2006	21,713,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES A TRANCHE 9	52-0936091	57421PAA3	06-22-2006	16,262,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES A TRANCHE 10	52-0936091	57421PAA3	08-21-2007	21,446,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES A TRANCHE 11	52-0936091	57421PAA3	02-15-2008	35,506,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 4	52-0936091	57421NAA8	06-05-2003	7,342,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 5	52-0936091	57421NAA8	01-30-2004	12,732,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 6	52-0936091	57421NAA8	12-06-2004	28,103,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 7	52-0936091	57421NUT5	11-20-2008	23,777,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 8	52-0936091	57421NWE6	05-14-2009	22,643,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 9	52-0936091	57421NWR7	08-13-2009	10,949,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 10	52-0936091	57421NXV7	02-23-2010	9,723,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA 2012A BONDS	52-0936091	574218JW4	06-06-2012	153,150,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA 2013B BONDS	52-0936091	574218PS6	06-11-2013	99,625,000	SEE SCHEDULE K, PART VI		X		X		X

Part II

Proceeds

	A		B		C		D
	1 Amount of bonds retired . . . . . . . . . . . . . .	9,484,000		4,075,000		9,484,000		6,397,000
2 Amount of bonds legally defeased . . . . . . . . . . .
3 Total proceeds of issue . . . . . . . . . . . . . .	71,399,299		136,482,944		11,387,000		21,713,000
4 Gross proceeds in reserve funds . . . . . . . . . . . .
5 Capitalized interest from proceeds . . . . . . . . . . .	2,671,827		2,772,524
6 Proceeds in refunding escrows . . . . . . . . . . . .	108,078,992						108,078,992
7 Issuance costs from proceeds . . . . . . . . . . . .	826,570		872,270
8 Credit enhancement from proceeds . . . . . . . . . . .
9 Working capital expenditures from proceeds . . . . . . . . .	88,150		88,150
10 Capital expenditures from proceeds . . . . . . . . . . .	67,900,902		83,750,000		11,387,000		21,713,000
11 Other spent proceeds . . . . . . . . . . . . . .	49,000,000		49,000,000		178,727,564
12 Other unspent proceeds . . . . . . . . . . . . . .
13 Year of substantial completion . . . . . . . . . . . .	2007		2010		2005		2005
	Yes	No	Yes	No	Yes	No	Yes	No
14 Were the bonds issued as part of a current refunding issue? . . . . .		X	X			X		X
15 Were the bonds issued as part of an advance refunding issue? . . . . .		X		X		X		X
16 Has the final allocation of proceeds been made? . . . . . . . .	X		X		X		X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . .	X		X		X		X

Part III

Private Business Use

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .		X		X		X		X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .	X		X		X		X

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50193E

Schedule K (Form 990) 2013

Page 2

Part III

Private Business Use (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . .	X		X		X		X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?	X		X		X		X
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .		X	X		X		X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?		X		X		X		X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . .	0 %		2.760 %		0.900 %		0.880 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . .	0 %		0 %		0 %		0 %
6 Total of lines 4 and 5 . . . . . . . . . . . . .	0 %		2.760 %		0.900 %		0.880 %
7 Does the bond issue meet the private security or payment test? . . . . .		X		X		X		X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .		X		X		X		X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of.
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2? . . . . . . .	X		X		X		X

Part IV

Arbitrage

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the issuer filed Form 8038-T? . . . . .		X		X		X		X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .		X		X		X		X
b Exception to rebate? . . . . . . . .	X		X		X		X
c No rebate due? . . . . . . . .		X		X		X		X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .	X			X	X		X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?		X		X		X		X
b Name of provider . . . . . . . . .
c Term of hedge . . . . . . . . . .
d Was the hedge superintegrated? . . . .
e Was the hedge terminated? . . . . . .

Schedule K (Form 990) 2013

Page 3

Part IV

Arbitrage (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .		X		X		X		X
b Name of provider . . . . . . . . .
c Term of GIC . . . . . . . . . .
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .		X	X			X		X
7 Has the organization established written procedures to monitor the requirements of section 148? . . .	X		X		X		X

Part V

Procedures To Undertake Corrective Action

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?	X		X		X		X

Part VI

Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).

Return Reference	Explanation
SCHEDULE K, PART I	ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM: THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS ISSUED AFTER 2000 (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE	ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 5742172K0, DATE: 8/7/2008 2008A - TO FUND CONSTRUCTION OF THE SOM MEDICAL EDUCATION BUILDING AND FIT-OUT OF THE RANGOS BUILDING (BOTH ON THE EAST BALTIMORE CAMPUS); THE ACQUISITION OF THE BERNSTEIN OFFICE (IN DC); THE SAN MARTIN CENTER FIT-OUT AND THE COGENERATION PROJECT (ON HOMEWOOD CAMPUS); AND THE RENOVATIONS OF THE SCHOOL FOR PUBLIC HEALTH ANIMAL CAGE WASHING FACILITY AND THE HAMPTON HOUSE ELEVATOR TOWER. ALSO, $49 MILLION IN PROCEEDS WERE USED TO REFINANCE TAX-EXEMPT COMMERCIAL PAPER ($32.5 MILLION RELATED TO MT. WASHINGTON SOUTH CAMPUS AND $16.5 MILLION FOR EASTERN HIGH SCHOOL) ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 12/6/2004 COMMERCIAL PAPER SERIES B - TRANCHE 6 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE), EQUIPMENT AND A PORTION OF SETON COURT BUILDING ACQUISITION COSTS. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NWR7, DATE: 8/13/2009 COMMERCIAL PAPER SERIES B - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NXV7, DATE: 2/23/2010 COMMERCIAL PAPER SERIES B - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 574218JW4, DATE: 6/6/2012 2012A - TO REFINANCE A PORTION OF THE 2001B BONDS AND THE 2002A BONDS ISSUER: MHHEFA, CUSIP: 574218PS6, DATE: 6/11/13 2013B: TO REFINANCE THE 2001B AND 2004A BONDS.
RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO TOTAL PROCEEDS IN P	2005 BONDS 2008A BONDS TOTAL ISSUE PRICE - PART I (E) $69,265,000 $135,928,983 INTEREST EARNINGS $2,134,299 $553,961 ___________ ___________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $71,399,299 $136,482,944 ___________ ____________ ___________ ____________ 2012A BONDS 2013B BONDS TOTAL ISSUE PRICE - PART I (E) $153,150,000 $99,625,000 NET PREMIUM $25,577,564 $8,453,992 ____________ ____________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $178,727,564 $108,078,992 ____________ _____________ ____________ _____________
SCHEDULE K, PART II	LINE 9, WORKING CAPITAL EXPENDITURES FROM PROCEEDS - FOR THE 2008A BONDS, THE REPORTED AMOUNT OF $88,150 REPRESENTS INTEREST EARNED ON THE CONSTRUCTION ACCOUNTS HELD BY THE TRUSTEE EARNED PRIMARILY DURING THE TEMPORARY INVESTMENT PERIOD THAT WAS TRANSFERRED BY THE TRUSTEE TO THE DEBT SERVICE INTEREST ACCOUNT DURING FY2013.
ADDITIONAL EXPLANATION FOR PART III	PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. PART III, LINE 3(B) AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL CONSULTED WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS. PART III, LINE 3(D) THE UNIVERSITY SCORES ALL RESEARCH RELATED ACTIVITIES SPONSORED BY PRIVATE FOR-PROFIT ENTITIES, INCLUDING MOST APPLIED RESEARCH, AS PRIVATE USE. THEREFORE, THE UNIVERSITY DOES NOT ROUTINELY ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL TO REVIEW ALL RESEARCH AGREEMENTS, BUT DOES ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL ON AN AS-NEEDED BASIS.
ADDITIONAL EXPLANATION FOR PART IV, LINE 6:	2008A BONDS: WORKING CAPITAL EXPENDITURES FROM PROCEEDS WERE INVESTED BELOW THE YIELD ON THE BONDS.

Schedule K (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule K
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Information on Tax Exempt Bonds

Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet

Attach to Form 990. SchKMediumBullet

See separate instructions.
SchKMediumBullet

Information about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization
JOHNS HOPKINS UNIVERSITY

Employer identification number
52-0595110

Part I

Bond Issues

(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	(g) Defeased		(h) On behalf of issuer		(i) Pool financing
(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	Yes	No	Yes	No	Yes	No
A	MHHEFA 2005A BONDS	52-0936091	574217VC6	03-03-2005	69,265,000	SEE SCHEDULE K, PART VI		X		X		X
B	MHHEFA 2008A BONDS	52-0936091	5742172K0	08-07-2008	135,928,983	SEE SCHEDULE K, PART VI		X		X		X
C	MHHEFA CP SERIES A TRANCHE 7	52-0936091	57421PAA3	06-20-2005	11,387,000	SEE SCHEDULE K, PART VI		X		X		X
D	MHHEFA CP SERIES A TRANCHE 8	52-0936091	57421PAA3	01-26-2006	21,713,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES A TRANCHE 9	52-0936091	57421PAA3	06-22-2006	16,262,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES A TRANCHE 10	52-0936091	57421PAA3	08-21-2007	21,446,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES A TRANCHE 11	52-0936091	57421PAA3	02-15-2008	35,506,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 4	52-0936091	57421NAA8	06-05-2003	7,342,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 5	52-0936091	57421NAA8	01-30-2004	12,732,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 6	52-0936091	57421NAA8	12-06-2004	28,103,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 7	52-0936091	57421NUT5	11-20-2008	23,777,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 8	52-0936091	57421NWE6	05-14-2009	22,643,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 9	52-0936091	57421NWR7	08-13-2009	10,949,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 10	52-0936091	57421NXV7	02-23-2010	9,723,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA 2012A BONDS	52-0936091	574218JW4	06-06-2012	153,150,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA 2013B BONDS	52-0936091	574218PS6	06-11-2013	99,625,000	SEE SCHEDULE K, PART VI		X		X		X

Part II

Proceeds

	A		B		C		D
	1 Amount of bonds retired . . . . . . . . . . . . . .	9,484,000		4,075,000		9,484,000		6,397,000
2 Amount of bonds legally defeased . . . . . . . . . . .
3 Total proceeds of issue . . . . . . . . . . . . . .	71,399,299		136,482,944		11,387,000		21,713,000
4 Gross proceeds in reserve funds . . . . . . . . . . . .
5 Capitalized interest from proceeds . . . . . . . . . . .	2,671,827		2,772,524
6 Proceeds in refunding escrows . . . . . . . . . . . .	108,078,992						108,078,992
7 Issuance costs from proceeds . . . . . . . . . . . .	826,570		872,270
8 Credit enhancement from proceeds . . . . . . . . . . .
9 Working capital expenditures from proceeds . . . . . . . . .	88,150		88,150
10 Capital expenditures from proceeds . . . . . . . . . . .	67,900,902		83,750,000		11,387,000		21,713,000
11 Other spent proceeds . . . . . . . . . . . . . .	49,000,000		49,000,000		178,727,564
12 Other unspent proceeds . . . . . . . . . . . . . .
13 Year of substantial completion . . . . . . . . . . . .	2007		2010		2005		2005
	Yes	No	Yes	No	Yes	No	Yes	No
14 Were the bonds issued as part of a current refunding issue? . . . . .		X	X			X		X
15 Were the bonds issued as part of an advance refunding issue? . . . . .		X		X		X		X
16 Has the final allocation of proceeds been made? . . . . . . . .	X		X		X		X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . .	X		X		X		X

Part III

Private Business Use

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .		X		X		X		X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .	X		X		X		X

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50193E

Schedule K (Form 990) 2013

Page 2

Part III

Private Business Use (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . .	X		X		X		X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?	X		X		X		X
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .		X	X		X		X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?		X		X		X		X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . .	0 %		2.760 %		0.900 %		0.880 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . .	0 %		0 %		0 %		0 %
6 Total of lines 4 and 5 . . . . . . . . . . . . .	0 %		2.760 %		0.900 %		0.880 %
7 Does the bond issue meet the private security or payment test? . . . . .		X		X		X		X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .		X		X		X		X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of.
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2? . . . . . . .	X		X		X		X

Part IV

Arbitrage

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the issuer filed Form 8038-T? . . . . .		X		X		X		X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .		X		X		X		X
b Exception to rebate? . . . . . . . .	X		X		X		X
c No rebate due? . . . . . . . .		X		X		X		X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .	X			X	X		X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?		X		X		X		X
b Name of provider . . . . . . . . .
c Term of hedge . . . . . . . . . .
d Was the hedge superintegrated? . . . .
e Was the hedge terminated? . . . . . .

Schedule K (Form 990) 2013

Page 3

Part IV

Arbitrage (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .		X		X		X		X
b Name of provider . . . . . . . . .
c Term of GIC . . . . . . . . . .
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .		X	X			X		X
7 Has the organization established written procedures to monitor the requirements of section 148? . . .	X		X		X		X

Part V

Procedures To Undertake Corrective Action

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?	X		X		X		X

Part VI

Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).

Return Reference	Explanation
SCHEDULE K, PART I	ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM: THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS ISSUED AFTER 2000 (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE	ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 5742172K0, DATE: 8/7/2008 2008A - TO FUND CONSTRUCTION OF THE SOM MEDICAL EDUCATION BUILDING AND FIT-OUT OF THE RANGOS BUILDING (BOTH ON THE EAST BALTIMORE CAMPUS); THE ACQUISITION OF THE BERNSTEIN OFFICE (IN DC); THE SAN MARTIN CENTER FIT-OUT AND THE COGENERATION PROJECT (ON HOMEWOOD CAMPUS); AND THE RENOVATIONS OF THE SCHOOL FOR PUBLIC HEALTH ANIMAL CAGE WASHING FACILITY AND THE HAMPTON HOUSE ELEVATOR TOWER. ALSO, $49 MILLION IN PROCEEDS WERE USED TO REFINANCE TAX-EXEMPT COMMERCIAL PAPER ($32.5 MILLION RELATED TO MT. WASHINGTON SOUTH CAMPUS AND $16.5 MILLION FOR EASTERN HIGH SCHOOL) ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 12/6/2004 COMMERCIAL PAPER SERIES B - TRANCHE 6 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE), EQUIPMENT AND A PORTION OF SETON COURT BUILDING ACQUISITION COSTS. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NWR7, DATE: 8/13/2009 COMMERCIAL PAPER SERIES B - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NXV7, DATE: 2/23/2010 COMMERCIAL PAPER SERIES B - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 574218JW4, DATE: 6/6/2012 2012A - TO REFINANCE A PORTION OF THE 2001B BONDS AND THE 2002A BONDS ISSUER: MHHEFA, CUSIP: 574218PS6, DATE: 6/11/13 2013B: TO REFINANCE THE 2001B AND 2004A BONDS.
RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO TOTAL PROCEEDS IN P	2005 BONDS 2008A BONDS TOTAL ISSUE PRICE - PART I (E) $69,265,000 $135,928,983 INTEREST EARNINGS $2,134,299 $553,961 ___________ ___________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $71,399,299 $136,482,944 ___________ ____________ ___________ ____________ 2012A BONDS 2013B BONDS TOTAL ISSUE PRICE - PART I (E) $153,150,000 $99,625,000 NET PREMIUM $25,577,564 $8,453,992 ____________ ____________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $178,727,564 $108,078,992 ____________ _____________ ____________ _____________
SCHEDULE K, PART II	LINE 9, WORKING CAPITAL EXPENDITURES FROM PROCEEDS - FOR THE 2008A BONDS, THE REPORTED AMOUNT OF $88,150 REPRESENTS INTEREST EARNED ON THE CONSTRUCTION ACCOUNTS HELD BY THE TRUSTEE EARNED PRIMARILY DURING THE TEMPORARY INVESTMENT PERIOD THAT WAS TRANSFERRED BY THE TRUSTEE TO THE DEBT SERVICE INTEREST ACCOUNT DURING FY2013.
ADDITIONAL EXPLANATION FOR PART III	PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. PART III, LINE 3(B) AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL CONSULTED WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS. PART III, LINE 3(D) THE UNIVERSITY SCORES ALL RESEARCH RELATED ACTIVITIES SPONSORED BY PRIVATE FOR-PROFIT ENTITIES, INCLUDING MOST APPLIED RESEARCH, AS PRIVATE USE. THEREFORE, THE UNIVERSITY DOES NOT ROUTINELY ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL TO REVIEW ALL RESEARCH AGREEMENTS, BUT DOES ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL ON AN AS-NEEDED BASIS.
ADDITIONAL EXPLANATION FOR PART IV, LINE 6:	2008A BONDS: WORKING CAPITAL EXPENDITURES FROM PROCEEDS WERE INVESTED BELOW THE YIELD ON THE BONDS.

Schedule K (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule K
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Information on Tax Exempt Bonds

Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet

Attach to Form 990. SchKMediumBullet

See separate instructions.
SchKMediumBullet

Information about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization
JOHNS HOPKINS UNIVERSITY

Employer identification number
52-0595110

Part I

Bond Issues

(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	(g) Defeased		(h) On behalf of issuer		(i) Pool financing
(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	Yes	No	Yes	No	Yes	No
A	MHHEFA 2005A BONDS	52-0936091	574217VC6	03-03-2005	69,265,000	SEE SCHEDULE K, PART VI		X		X		X
B	MHHEFA 2008A BONDS	52-0936091	5742172K0	08-07-2008	135,928,983	SEE SCHEDULE K, PART VI		X		X		X
C	MHHEFA CP SERIES A TRANCHE 7	52-0936091	57421PAA3	06-20-2005	11,387,000	SEE SCHEDULE K, PART VI		X		X		X
D	MHHEFA CP SERIES A TRANCHE 8	52-0936091	57421PAA3	01-26-2006	21,713,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES A TRANCHE 9	52-0936091	57421PAA3	06-22-2006	16,262,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES A TRANCHE 10	52-0936091	57421PAA3	08-21-2007	21,446,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES A TRANCHE 11	52-0936091	57421PAA3	02-15-2008	35,506,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 4	52-0936091	57421NAA8	06-05-2003	7,342,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 5	52-0936091	57421NAA8	01-30-2004	12,732,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 6	52-0936091	57421NAA8	12-06-2004	28,103,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 7	52-0936091	57421NUT5	11-20-2008	23,777,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 8	52-0936091	57421NWE6	05-14-2009	22,643,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 9	52-0936091	57421NWR7	08-13-2009	10,949,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA CP SERIES B TRANCHE 10	52-0936091	57421NXV7	02-23-2010	9,723,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA 2012A BONDS	52-0936091	574218JW4	06-06-2012	153,150,000	SEE SCHEDULE K, PART VI		X		X		X
	MHHEFA 2013B BONDS	52-0936091	574218PS6	06-11-2013	99,625,000	SEE SCHEDULE K, PART VI		X		X		X

Part II

Proceeds

	A		B		C		D
	1 Amount of bonds retired . . . . . . . . . . . . . .	9,484,000		4,075,000		9,484,000		6,397,000
2 Amount of bonds legally defeased . . . . . . . . . . .
3 Total proceeds of issue . . . . . . . . . . . . . .	71,399,299		136,482,944		11,387,000		21,713,000
4 Gross proceeds in reserve funds . . . . . . . . . . . .
5 Capitalized interest from proceeds . . . . . . . . . . .	2,671,827		2,772,524
6 Proceeds in refunding escrows . . . . . . . . . . . .	108,078,992						108,078,992
7 Issuance costs from proceeds . . . . . . . . . . . .	826,570		872,270
8 Credit enhancement from proceeds . . . . . . . . . . .
9 Working capital expenditures from proceeds . . . . . . . . .	88,150		88,150
10 Capital expenditures from proceeds . . . . . . . . . . .	67,900,902		83,750,000		11,387,000		21,713,000
11 Other spent proceeds . . . . . . . . . . . . . .	49,000,000		49,000,000		178,727,564
12 Other unspent proceeds . . . . . . . . . . . . . .
13 Year of substantial completion . . . . . . . . . . . .	2007		2010		2005		2005
	Yes	No	Yes	No	Yes	No	Yes	No
14 Were the bonds issued as part of a current refunding issue? . . . . .		X	X			X		X
15 Were the bonds issued as part of an advance refunding issue? . . . . .		X		X		X		X
16 Has the final allocation of proceeds been made? . . . . . . . .	X		X		X		X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . .	X		X		X		X

Part III

Private Business Use

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .		X		X		X		X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .	X		X		X		X

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50193E

Schedule K (Form 990) 2013

Page 2

Part III

Private Business Use (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . .	X		X		X		X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?	X		X		X		X
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .		X	X		X		X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?		X		X		X		X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . .	0 %		2.760 %		0.900 %		0.880 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . .	0 %		0 %		0 %		0 %
6 Total of lines 4 and 5 . . . . . . . . . . . . .	0 %		2.760 %		0.900 %		0.880 %
7 Does the bond issue meet the private security or payment test? . . . . .		X		X		X		X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .		X		X		X		X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of.
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2? . . . . . . .	X		X		X		X

Part IV

Arbitrage

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the issuer filed Form 8038-T? . . . . .		X		X		X		X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .		X		X		X		X
b Exception to rebate? . . . . . . . .	X		X		X		X
c No rebate due? . . . . . . . .		X		X		X		X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .	X			X	X		X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?		X		X		X		X
b Name of provider . . . . . . . . .
c Term of hedge . . . . . . . . . .
d Was the hedge superintegrated? . . . .
e Was the hedge terminated? . . . . . .

Schedule K (Form 990) 2013

Page 3

Part IV

Arbitrage (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .		X		X		X		X
b Name of provider . . . . . . . . .
c Term of GIC . . . . . . . . . .
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .		X	X			X		X
7 Has the organization established written procedures to monitor the requirements of section 148? . . .	X		X		X		X

Part V

Procedures To Undertake Corrective Action

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?	X		X		X		X

Part VI

Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).

Return Reference	Explanation
SCHEDULE K, PART I	ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM: THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS ISSUED AFTER 2000 (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE	ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 5742172K0, DATE: 8/7/2008 2008A - TO FUND CONSTRUCTION OF THE SOM MEDICAL EDUCATION BUILDING AND FIT-OUT OF THE RANGOS BUILDING (BOTH ON THE EAST BALTIMORE CAMPUS); THE ACQUISITION OF THE BERNSTEIN OFFICE (IN DC); THE SAN MARTIN CENTER FIT-OUT AND THE COGENERATION PROJECT (ON HOMEWOOD CAMPUS); AND THE RENOVATIONS OF THE SCHOOL FOR PUBLIC HEALTH ANIMAL CAGE WASHING FACILITY AND THE HAMPTON HOUSE ELEVATOR TOWER. ALSO, $49 MILLION IN PROCEEDS WERE USED TO REFINANCE TAX-EXEMPT COMMERCIAL PAPER ($32.5 MILLION RELATED TO MT. WASHINGTON SOUTH CAMPUS AND $16.5 MILLION FOR EASTERN HIGH SCHOOL) ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 12/6/2004 COMMERCIAL PAPER SERIES B - TRANCHE 6 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE), EQUIPMENT AND A PORTION OF SETON COURT BUILDING ACQUISITION COSTS. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NWR7, DATE: 8/13/2009 COMMERCIAL PAPER SERIES B - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NXV7, DATE: 2/23/2010 COMMERCIAL PAPER SERIES B - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 574218JW4, DATE: 6/6/2012 2012A - TO REFINANCE A PORTION OF THE 2001B BONDS AND THE 2002A BONDS ISSUER: MHHEFA, CUSIP: 574218PS6, DATE: 6/11/13 2013B: TO REFINANCE THE 2001B AND 2004A BONDS.
RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO TOTAL PROCEEDS IN P	2005 BONDS 2008A BONDS TOTAL ISSUE PRICE - PART I (E) $69,265,000 $135,928,983 INTEREST EARNINGS $2,134,299 $553,961 ___________ ___________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $71,399,299 $136,482,944 ___________ ____________ ___________ ____________ 2012A BONDS 2013B BONDS TOTAL ISSUE PRICE - PART I (E) $153,150,000 $99,625,000 NET PREMIUM $25,577,564 $8,453,992 ____________ ____________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $178,727,564 $108,078,992 ____________ _____________ ____________ _____________
SCHEDULE K, PART II	LINE 9, WORKING CAPITAL EXPENDITURES FROM PROCEEDS - FOR THE 2008A BONDS, THE REPORTED AMOUNT OF $88,150 REPRESENTS INTEREST EARNED ON THE CONSTRUCTION ACCOUNTS HELD BY THE TRUSTEE EARNED PRIMARILY DURING THE TEMPORARY INVESTMENT PERIOD THAT WAS TRANSFERRED BY THE TRUSTEE TO THE DEBT SERVICE INTEREST ACCOUNT DURING FY2013.
ADDITIONAL EXPLANATION FOR PART III	PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. PART III, LINE 3(B) AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL CONSULTED WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS. PART III, LINE 3(D) THE UNIVERSITY SCORES ALL RESEARCH RELATED ACTIVITIES SPONSORED BY PRIVATE FOR-PROFIT ENTITIES, INCLUDING MOST APPLIED RESEARCH, AS PRIVATE USE. THEREFORE, THE UNIVERSITY DOES NOT ROUTINELY ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL TO REVIEW ALL RESEARCH AGREEMENTS, BUT DOES ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL ON AN AS-NEEDED BASIS.
ADDITIONAL EXPLANATION FOR PART IV, LINE 6:	2008A BONDS: WORKING CAPITAL EXPENDITURES FROM PROCEEDS WERE INVESTED BELOW THE YIELD ON THE BONDS.

Schedule K (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule L
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Transactions with Interested Persons

Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet

Attach to Form 990 or Form 990-EZ. MediumBullet

See separate instructions.
MediumBullet

Information about Schedule L (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

JOHNS HOPKINS UNIVERSITY

Employer identification number

52-0595110

Part I

Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.

1(a) Name of disqualified person	(c) Description of transaction	(d) Corrected?
1(a) Name of disqualified person	(c) Description of transaction	Yes	No

Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image

Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image

Part II

Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22

(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	(d) Loan to or from the organization?		(e)Original principal amount	(f)Balance due	(g) In default?		(h) Approved by board or committee?		(i)Written agreement?
(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	To	From	(e)Original principal amount	(f)Balance due	Yes	No	Yes	No	Yes	No
(1) DANIEL G ENNIS		PURCHASE RESIDENCE		X	150,000	100,000		No	Yes		Yes
(2) GLENN M BIELER		PURCHASE RESIDENCE		X	150,000	150,000		No	Yes		Yes




Total ...... $						250,000

Part III

Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.

(a) Name of interested person	(b) Relationship between interested person and the organization	(c) Amount of assistance	(d) Type of assistance	(e) Purpose of assistance

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 50056A

Schedule L (Form 990 or 990-EZ) 2013

Page 2

Part IV

Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.

(a) Name of interested person	(b) Relationship between interested person and the organization	(c) Amount of transaction	(d) Description of transaction	(e) Sharing of organization's revenues?
(a) Name of interested person		(c) Amount of transaction	(d) Description of transaction	Yes	No
(1) DAVID C HODGSON	TRUSTEE (TR) OF JHU	1,859,500	EDUCATION AN EDUCATIONAL PROGRAM WAS ESTABLISHED TO PROVIDE FULL-TIME, HOME-BASED, EDUCATIONAL SERVICES TO THE AUTISTIC CHILD OF A TRUSTEE. UNDER THIS PROGRAM THE UNIVERSITY PROVIDES EDUCATIONAL SERVICES THROUGH THE SCHOOL OF MEDICINE'S DEPARTMENT OF NEUROLOGY. THE FAMILY REIMBURSES THE UNIVERSITY FOR ALL THE EXPENSES ASSOCIATED WITH THIS EDUCATIONAL PROGRAM. THE CURRICULUM HAS FOCUSED ON SPEECH/COMMUNICATION SKILLS, ATTENDING SKILLS, IMITATION SKILLS, RECEPTIVE AND EXPRESSIVE LANGUAGE SKILLS, PRE-ACADEMIC SKILLS, SELF-HELP SKILLS, SOCIAL SKILLS/PEER INTERACTIONS, AND COMMUNITY INVOLVEMENT. THE CURRICULUM INCLUDES TRANSITION SERVICES SUCH AS ACTIVITIES OF DAILY LIVING, VOLUNTEERING, RIDING PUBLIC TRANSPORTATION, EATING IN RESTAURANTS, DEVELOPING LEISURE SKILLS, SAFETY SKILLS, AND SHOPPING IN AN ATTEMPT TO FOSTER INDEPENDENCE AND TO PREPARE THE STUDENT FOR A RESIDENTIAL TYPE SETTING.		No
(2) JOHN P WATERHOUSE	FAM MBR OF FMR TR OF JHU	126,192	EMPLOYMENT JOHN P. WATERHOUSE IS A FAMILY MEMBER OF DONALD J. SHEPARD, FORMER TRUSTEE. HE IS A COMMUNICATIONS ASSOCIATE FOR THE DEVELOPMENT OFFICE.		No
(3) NATALIE HENDLER	FAM MBR OF TRUSTEE OF JHU	166,935	EMPLOYMENT NATALIE HENDLER IS A FAMILY MEMBER OF LEE MEYERHOFF HENDLER, TRUSTEE. SHE IS A SENIOR PROGRAM OFFICER FOR JHPIEGO.		No
(4) FLOYD HAYES III	FAM MBR OF OFFICER OF JHU	112,343	EMPLOYMENT FLOYD HAYES III IS A FAMILY MEMBER OF CHARLENE HAYES, OFFICER. HE IS A SENIOR LECTURER FOR THE KRIEGER SCHOOL OF ARTS AND SCIENCES.		No
(5) JOANNE KATZ	FAM MBR OF FMR OFC OF JHU	267,285	EMPLOYMENT JOANNE KATZ IS A FAMILY MEMBER OF SCOTT ZEGER, FORMER OFFICER. SHE IS A PROFESSOR AND ASSOCIATE CHAIR, INTERNATIONAL HEALTH, FOR THE BLOOMBERG SCHOOL OF PUBLIC HEALTH, AND HOLDS JOINT APPOINTMENTS IN EPIDEMIOLOGY, BIOSTATISTICS AND OPTHALMOLOGY.		No
(6) JEFFREY GROSSI	FAM MBR OF KEY EMPLOYEE OF JHU	118,470	EMPLOYMENT JEFFREY GROSSI IS A FAMILY MEMBER OF RICHARD GROSSI, KEY EMPLOYEE. HE IS ASSISTANT DIRECTOR, GOVERNMENT AFFAIRS.		No
(7) LUCY A MEONI	FAM MBR OF KEY EMPLOYEE OF JHU	149,110	EMPLOYMENT LUCY MEONI IS A FAMILY MEMBER OF MICHAEL KLAG, KEY EMPLOYEE. SHE IS A JOINT FACULTY MEMBER: AN ASSOCIATE SCIENTIST AT THE BLOOMBERG SCHOOL OF PUBLIC HEALTH, AS WELL AS A RESEARCH ASSOCIATE AT THE SCHOOL OF MEDICINE.		No
(8) STEVEN R DAVID	FAM MBR OF FMR TR OF JHU	217,961	EMPLOYMENT STEVEN DAVID IS A FAMILY MEMBER OF SARAH DAVID, FORMER TRUSTEE. HE IS A VICE DEAN FOR UNDERGRADUATE EDUCATION AT THE ZANVYL KRIEGER SCHOOL OF ARTS AND SCIENCES, AND A PROFESSOR OF POLITICAL SCIENCE.		No
(9)					No
(10) CENTERBRIDGE PARTNERS LP & AFFILIATED ENTITIES	OWNER IS TR OF JHU (GREATER THAN 35% OWNER IS TRUSTEE OF JHU)	15,824,133	INVESTMENT - NET INVESTMENT RETURN		No
(11) CERBERUS CAPITAL MANAGEMENT LP	OFFICER IS TRUSTEE OF JHU	13,292,065	INVESTMENT - NET INVESTMENT RETURN		No
(12) RUBENSTEIN PROPERTIES FUND LP	FAMILY MEMBER OF FORMER OFFICER IS GREATER THAN 35% OWNER	2,245,631	INVESTMENT - NET INVESTMENT RETURN		No
(13) CASSIDY TURLEY	CHAIRMAN IS A FORMER TRUSTEE OF JHU	3,994,468	PROPERTY MANAGEMENT SERVICES		No
(14) BANK OF AMERICA	OFFICER IS FORMER TRUSTEE OF JHU	250,901	BANKING FEES		No
(15) MELISSA BRESLIN	FAM MBR OF KEY EMPLOYEE OF JHU	85,257	EMPLOYMENT MELISSA BRESLIN IS A FAMILY MEMBER OF RICHARD GROSSI, KEY EMPLOYEE. SHE IS A DEVELOPMENT OFFICER FOR THE SCHOOL OF MEDICINE.		No
(16) JOANNE D ROSEN	FAM MBR OF TRUSTEE/OFFICER OF JHU	145,703	EMPLOYMENT JOANNE D. ROSEN IS A FAMILY MEMBER OF RONALD DANIELS, PRESIDENT AND TRUSTEE. SHE IS AN ASSOCIATE LECTURER AT THE BLOOMBERG SCHOOL OF PUBLIC HEALTH.		No
(17) THE CARLYLE GROUP	OFFICER IS TRUSTEE OF JHU	260,858	INVESTMENT - NET INVESTMENT RETURN		No
(18) CHRISTOPHER J ABULARRAGE	FAM MBR OF OFFICER OF JHU	286,715	EMPLOYMENT CHRISTOPHER J. ABULARRAGE IS A FAMILY MEMBER OF MAUREEN S. MARSH, SECRETARY. HE IS AN ASSISTANT PROFESSOR OF SURGERY AT THE SCHOOL OF MEDICINE.		No
(19) THIRTY-FOUR MARKET PLACE	TRUSTEE OF JHU IS MORE THAN 35% OWNER	105,786	RENT AND PROPERTY MANAGEMENT		No

Part V

Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).

Return Reference	Explanation

Schedule L (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE M
(Form 990)

Department of the Treasury

Internal Revenue Service

Noncash Contributions

Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image

Attach to Form 990.
Right pointing arrow large image

Information about Schedule M (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

JOHNS HOPKINS UNIVERSITY

Employer identification number

52-0595110

Part I

Types of Property

	(a) Check if applicable	(b) Number of contributions or items contributed	(c) Noncash contribution amounts reported on Form 990, Part VIII, line 1g	(d) Method of determining noncash contribution amounts
1 Art—Works of art ....	X	7	433,100	INDEPENDENT APPRAISAL
2 Art—Historical treasures .
3 Art—Fractional interests ..
4 Books and publications ..	X		1,036,665	INDEPENDENT APPRAISAL
5 Clothing and household goods .......
6 Cars and other vehicles ..
7 Boats and planes ....
8 Intellectual property ...
9 Securities—Publicly traded .	X	474	27,586,118	AVG. OF HIGH/LOW @ TRANS
10 Securities—Closely held stock .	X	1	26,595,000	APPRAISAL
11 Securities—Partnership, LLC, or trust interests ....
12 Securities—Miscellaneous ..
13 Qualified conservation contribution—Historic structures .....
14 Qualified conservation contribution—Other ...
15 Real estate—Residential .
16 Real estate—Commercial ..
17 Real estate—Other ...
18 Collectibles .....	X	11	130,609	INDEPENDENT APPRAISAL
19 Food inventory ...	X	4	1,738	INVOICE PRICE
20 Drugs and medical supplies .
21 Taxidermy ......
22 Historical artifacts ....
23 Scientific specimens ..
24 Archeological artifacts ...
25 Other ( MUSIC EQUIP. )	X	10	311,500	INDEPENDENT APPRAISA
26 Other ( OTHER )	X	27	210,657	INVOICE PRICE & INDE
27 Other ( OTHER EQUIP. )	X	4	32,382	INVOICE PRICE
28 Other ( COMPUTER EQUI )	X	2	24,500	LIST PRICE

Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...

Yes

30a

During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that

it must hold for at least three years from the date of the initial contribution, and which is not required to be used

for exempt purposes for the entire holding period? ..................

30a

If "Yes," describe the arrangement in Part II.

Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?

Yes

32a

Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash

contributions? ..........................

32a

Yes

If "Yes," describe in Part II.

If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,

describe in Part II.

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 51227J

Schedule M (Form 990) (2013)

Page 2

Part II

Supplemental Information. Provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.

Return Reference	Explanation
PART I, COLUMN (B):	THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS IN COLUMN (B) OF PART I.
PART I, LINE 32B:	THE JOHNS HOPKINS UNIVERSITY UTILIZES BROKERAGE FIRMS TO LIQUIDATE OUTRIGHT GIFTS OF SECURITIES; REALTORS TO LIQUIDATE REAL ESTATE; APPRAISERS FOR GIFTS-IN-KIND AND REAL ESTATE AS NECESSARY; AND AN OUTSIDE FIRM THAT MANAGES ALL PLANNED GIFT ASSETS, PAYMENTS AND TAX REPORTING TO LIFE INCOME DONORS.

Schedule M (Form 990) (2013)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization

JOHNS HOPKINS UNIVERSITY

Employer identification number

52-0595110

Return Reference	Explanation
BASIS OF 990 PRESENTATION:	THE FORM 990 FOR THE JOHNS HOPKINS UNIVERSITY IS PREPARED USING THE AUDITED FINANCIAL STATEMENT WHICH INCLUDE THE ACCOUNTS OF THE VARIOUS ACADEMIC AND SUPPORT DIVISIONS, THE APPLIED PHYSICS LABORATORY, THE JOHNS HOPKINS UNIVERSITY PRESS AND AFFILIATED ORGANIZATIONS WHICH ARE CONTROLLED BY THE UNIVERSITY, INCLUDING JHPIEGO CORPORATION AND PEABODY INSTITUTE OF THE CITY OF BALTIMORE.
PART I, LINE 6: VOLUNTEERS	THE 1790 VOLUNTEERS REPORTED IN PART I OF FORM 990 INCLUDE TRUSTEES, ADVISORY COUNCIL MEMBERS, MEMBERS OF THE ALUMNI COUNCIL, MEMBERS OF THE HOPKINS PARENTS COUNCIL, ALUMNI AND OTHER LEADERS WHO PLAY A SIGNIFICANT VOLUNTEER ROLE ON BEHALF OF THE UNIVERSITY.
FORM 990, PART VI, SECTION A, LINE 1	THE BOARD OF TRUSTEES BY-LAWS PROVIDE THAT BETWEEN MEETINGS OF THE BOARD, THE EXECUTIVE COMMITTEE MAY EXERCISE "ALL OF THE POWERS OF THE BOARD OF TRUSTEES NOT HEREIN SPECIFICALLY RESERVED TO THE BOARD." THE EXECUTIVE COMMITTEE REPORTS ITS ACTIONS TO THE FULL BOARD AT ITS NEXT MEETING. THE EXECUTIVE COMMITTEE MAY NOT REVERSE ANY ACTION OF THE BOARD. THE EXECUTIVE COMMITTEE SHALL HAVE NO FEWER THAN ELEVEN MEMBERS OF THE BOARD OF TRUSTEES, INCLUDING THE PRESIDENT OF THE UNIVERSITY AND THE CHAIR AND VICE CHAIRS OF THE BOARD OF TRUSTEES, WHO ARE MEMBERS EX OFFICIO. THE CHAIRS OF THE STANDING COMMITTEES ARE MEMBERS OF THE EXECUTIVE COMMITTEE.
FORM 990, PART VI, SECTION A, LINE 2	FAMILY OR BUSINESS RELATIONSHIPS RAYMOND W. SNOW AND HARVEY P. EISEN - BUSINESS RELATIONSHIP R. CHRISTOPHER HOEHN-SARIC AND PAULA E. BOGGS- BUSINESS RELATIONSHIP DAVID C. HODGSON AND ANDREAS C. DRACOPOULOUS - BUSINESS RELATIONSHIP DAVID P. NOLAN AND JAMES L. WINTER - BUSINESS RELATIONSHIP DAVID RUBENSTEIN AND WALTER PINKARD - BUSINESS RELATIONSHIP DAVID RUBENSTEIN AND WILLIAM BAKER- BUSINESS RELATIONSHIP
FORM 990, PART VI, SECTION A, LINE 4	DURING THE JUNE 2014 BOARD MEETING, THE TRUSTEE APPROVED AN AMENDMENT TO THE BYLAWS THAT CHANGED THE DUTIES OF THE STANDING COMMITTEE ON AUDITS, COMPLIANCE AND INSURANCE. THE AMENDMENT PROVIDES THAT UPON RECOMMENDATION OF THE SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION, THE COMMITTEE MAY, IN EXTRAORDINARY CIRCUMSTANCES, VOTE TO APPROVE THE EXTENSION OF THE LEAD ENGAGEMENT PARTNER'S SERVICE FOR UP TO TWO ADDITIONAL YEARS BEYOND THE FIVE YEAR MAXIMUM.
FORM 990, PART VI, SECTION A, LINE 5	IN CONDUCTING A DEPARTMENTAL SALARY REVIEW, THE UNIVERSITY IDENTIFIED QUESTIONABLE SALARY SUPPLEMENTS MADE TO A FORMER EMPLOYEE. UPON THE DISCOVERY OF THESE SUPPLEMENTAL PAYMENTS, THE UNIVERSITY IMMEDIATELY ENGAGED THE OFFICE OF HOPKINS INTERNAL AUDIT ("OHIA") TO CONDUCT A REVIEW OF THE DEPARTMENT. THE INVESTIGATION BY OHIA UNCOVERED A TOTAL DIVERSION OF $316,344 BY A GROUP OF EMPLOYEES IN THE FORM OF FRAUDULENT REIMBURSEMENTS AND INAPPROPRIATE SALARY SUPPLEMENTS OVER A TWO YEAR PERIOD. NONE OF THESE EMPLOYEES WERE OFFICERS, DIRECTORS, TRUSTEES, KEY EMPLOYEES OR HIGHLY COMPENSATED EMPLOYEES OF THE UNIVERSITY. OHIA IMMEDIATELY CONSULTED WITH HUMAN RESOURCES, THE OFFICE OF GENERAL COUNSEL AND DEPARTMENT LEADERSHIP AND IT WAS AGREED THAT THE CASE SHOULD BE REFERRED TO THE BALTIMORE STATE'S ATTORNEY FOR FURTHER INVESTIGATION. AS A RESULT OF THE STATE'S ATTORNEY'S INVESTIGATION, ONE OF THE EMPLOYEES WAS CHARGED CRIMINALLY AND SUBSEQUENTLY PLED GUILTY TO THOSE CHARGES. CRIMINAL CHARGES WERE NOT FILED WITH REGARD TO THE OTHER EMPLOYEES; HOWEVER, ALL OF THE EMPLOYEES WHO RECEIVED THE INAPPROPRIATE PAYMENTS ARE NO LONGER EMPLOYED AND THE UNIVERSITY IS IN THE PROCESS OF SEEKING COLLECTION OF THE $316,344 DIVERTED. AS A RESULT OF DISCOVERING THESE IMPROPER PAYMENTS, THE UNIVERSITY REEVALUATED THE APPROVAL PROCESS FOR THE DEPARTMENT'S SUPPLEMENTAL PAYMENTS AND EXPENSE REIMBURSEMENTS. THE PROCESS NOW REQUIRES ADDITIONAL APPROVALS FOR SUPPLEMENTAL SALARY PAYMENTS WITH INCREASED MONITORING OF OTHER FINANCIAL TRANSACTIONS. FURTHERMORE, ALL EXPENSE REIMBURSEMENTS REQUIRE AN ADDITIONAL DEPARTMENTAL REVIEW BEFORE SUBMISSION TO CENTRAL ACCOUNTS PAYABLE FOR PAYMENT.
FORM 990, PART VI, SECTION B, LINE 11	THE FORM 990 WAS PREPARED BY THE UNIVERSITY'S TAX OFFICE IN CONJUNCTION WITH VARIOUS OFFICES INCLUDING GENERAL ACCOUNTING, INVESTMENT MANAGEMENT, DEVELOPMENT, ACCOUNTS PAYABLE, AND PAYROLL. THE FORM 990 WAS REVIEWED BY THE CONTROLLER, THE SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION, THE VICE PRESIDENT FOR DEVELOPMENT AND THE GENERAL COUNSEL AS WELL AS THE EXTERNAL AUDITS SUB-COMMITTEE OF THE BOARD OF TRUSTEES. A FULL COPY OF THE FORM 990 WAS PROVIDED TO THE BOARD OF TRUSTEES BEFORE IT WAS FILED.
FORM 990, PART VI, SECTION B, LINE 12C	THE UNIVERSITY HAS A POLICY OF THE BOARD OF TRUSTEES OF THE JOHNS HOPKINS UNIVERSITY REGARDING CONFLICTS OF INTEREST THAT APPLIES TO ALL BOARD MEMBERS, INCLUDING THE FINANCIAL INTERESTS OF A FAMILY MEMBER. THE POLICY REQUIRES DISCLOSURE OF ANY POSSIBLE CONFLICT OF INTEREST AT THE EARLIEST PRACTICABLE TIME. IF A BOARD MEMBER IS UNCERTIAN AS TO WHETHER A CONFLICT EXISTS, A FINAL DETERMINATION MAY BE MADE BY THE BOARD OF TRUSTEES. BOARD MEMBERS ARE PROHIBITED FROM VOTING ON ANY MATTER IN WHICH SUCH MEMBER HAS A POSSIBLE CONFLICT OF INTEREST, AND THE BOARD MEMBER IS NOT COUNTED IN DETERMINING A QUORUM. THE DISCLOSURE AND ABSTENTION ARE REFLECTED IN THE MINUTES. THE UNIVERSITY HAS A POLICY ON CONFLICT OF INTEREST AND CONFLICT OF COMMITMENT THAT APPLIES TO ALL EMPLOYEES OF THE UNIVERSITY, INCLUDING OFFICERS AND KEY EMPLOYEES AND IN SOME INSTANCES TO FINANCIAL INTERESTS OF A FAMILY MEMBER. THE POLICY REQUIRES EVERY EMPLOYEE TO SUBMIT A WRITTEN REPORT TO HIS OR HER SUPERVISOR WHENEVER A POSSIBLE CONFLICT OF INTEREST ARISES FROM A PROPOSED ACTIVITY OF THE EMPLOYEE. THE EMPLOYEE MAY NOT UNDERTAKE THE ACTIVITY UNLESS AND UNTIL APPROVED BY THE SUPERVISOR. IF THE ACTIVITY IS APPROVED, THERE MAY BE CONDITIONS OR RESTRICTIONS IMPOSED. THE UNIVERSITY HAS A POLICY ON INSTITUTIONAL CONFLICT OF INTEREST THAT APPLIES TO CERTAIN FINANCIAL INTERESTS OF INSTITUTIONAL OFFICIALS AND THEIR FAMILY MEMBERS. INSTITUTIONAL OFFICIALS MAKE AN ANNUAL DISCLOSURE OF FINANCIAL INTERESTS AS DEFINED IN THE POLICY. THE UNIVERSITY HAS A STATEMENT OF ETHICAL STANDARDS THAT REQUIRES FACULTY AND STAFF TO ABIDE BY ITS CONFLICT OF INTEREST POLICIES. THIS STATEMENT ALSO PROHIBITS ACCEPTANCE OF GIFTS AND ENTERTAINMENT IN CERTAIN INSTANCES. THE UNIVERSITY HAS AN INTERMEDIATE SANCTIONS POLICY THAT APPLIES TO MEMBERS OF THE BOARD OF TRUSTEES AND INSTITUTIONAL OFFICIALS AND FINANCIAL INTERESTS OF FAMILY MEMBERS. TRUSTEES AND OFFICIALS MAKE AN ANNUAL DISCLOSURE OF CERTAIN INTERESTS. IF A POSSIBLE CONFLICT OF INTEREST IS IDENTIFIED, THE INTEREST IS REVIEWED BY THE INTERMEDIATE SANCTIONS COMMITTEE OF THE BOARD. THE UNIVERSITY HAS CONFLICT OF INTEREST POLICIES IN SPECIFIC AREAS. FOR EXAMPLE, THE UNIVERSITY HAS AN ETHICS STATEMENT RELATING TO PURCHASING THAT PROHIBITS EMPLOYEES FROM HAVING PERSONAL INTERESTS IN SUGGESTING OR SPECIFYING VENDORS. THE UNIVERSITY ALSO HAS A POLICY THAT REQUIRES FINANCIAL AID OFFICERS ANNUALLY TO DISCLOSE CERTAIN FINANCIAL INTERESTS. THE SCHOOL OF MEDICINE HAS A POLICY ON INTERACTION WITH INDUSTRY THAT APPLIES TO CERTAIN FINANCIAL RELATIONSHIPS WITH THE MEDICAL INDUSTRY. VARIOUS DIVISIONS OF THE UNIVERSITY HAVE CONFLICT OF INTEREST POLICIES THAT IMPOSE ADDITIONAL RESTRICTIONS. FOR EXAMPLE, THERE ARE DIVISIONAL CONFLICT OF INTEREST POLICIES RELATING TO RESEARCH. POSSIBLE CONFLICTS IDENTIFIED UNDER THESE POLICIES MAY BE REVIEWED BY A COMMITTEE WHICH MAKES RECOMMENDATIONS TO A DEAN. CONFLICTS ARE MANAGED IN VARIOUS WAYS, WHICH MAY INCLUDE PROHIBITION OF THE RESEARCH, PUBLIC DISCLOSURE OF THE INTEREST, DIVESTITURE OF FINANCIAL INTERESTS AND OTHER RESTRICTIONS AND CONDITIONS.
FORM 990, PART VI, SECTION B, LINE 15	THE UNIVERSITY'S BOARD OF TRUSTEES HAS A COMPENSATION COMMITTEE THAT REVIEWS COMPENSATION FOR OFFICERS AND DEANS, WITH THE EXCEPTION OF THE DIRECTOR OF THE APPLIED PHYSICS LABORATORY (APL). THE COMMITTEE IS ADVISED BY A COMPENSATION SURVEY PERFORMED EACH YEAR BY AN INDEPENDENT CONSULTING COMPANY WHICH GATHERS COMPARABLE DATA FROM A GROUP OF PEER INSTITUTIONS. MINUTES OF THE COMPENSATION COMMITTEE PROVIDE SUBSTANTIATION OF THE DECISIONS. THE COMPENSATION COMMITTEE REPORTS ITS ACTIONS TO THE FULL BOARD. THE APL BOARD OF MANAGERS APPROVES THE COMPENSATION FOR THE DIRECTOR AND ITS DIRECTOR OF FACILITIES (A KEY EMPLOYEE). THE APL BOARD OF MANAGERS IS APPOINTED BY THE UNIVERSITY'S TRUSTEE COMMITTEE ON THE APPLIED PHYSICS LABORATORY. THE SALARY FOR OTHER KEY EMPLOYEES IS RECOMMENDED BY THEIR SUPERVISORS AND APPROVED BY MANAGEMENT ONE AND TWO LEVELS UP. COMPARABLE DATA IS USED FOR POSITIONS WITH SIMILAR RESPONSIBILITIES AT PEER INSTITUTIONS.
FORM 990, PART VI, SECTION C, LINE 19	THE UNIVERSITY'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH THE UNIVERSITY'S WEBSITE AND UPON REQUEST. CERTAIN GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE AVAILABLE TO THE PUBLIC ON REQUEST OR, IN SOME CASES, ON THE WEBSITE.
FORM 990, PART VI, SECTION B, LINE 14:	WRITTEN DOCUMENT RETENTION AND DESTRUCTION POLICY THE UNIVERSITY HAS VARIOUS WRITTEN POLICIES FOR DOCUMENT RETENTION AND DESTRUCTION. HOWEVER, THESE POLICIES AND PROCEDURES HAVE NOT BEEN APPROVED BY THE BOARD.
FORM 990, PART VI, SECTION B, LINE 16B:	WRITTEN DOCUMENT POLICY OR PROCEDURES FOR JOINT VENTURE AGREEMENTS THE UNIVERSITY HAS WRITTEN POLICIES AND PROCEDURES FOR JOINT VENTURE AGREEMENTS. HOWEVER, THESE POLICIES AND PROCEDURES HAVE NOT BEEN APPROVED BY THE BOARD.
FORM 990, PART VII, SECTION A, COLUMN A:	THE FOLLOWING INDIVIDUALS HAVE ADDITIONAL APPOINTMENTS WHICH IMPACT THEIR COMPENSATION: HENRY BREM HARVEY CUSHING PROFESSOR OF NEUROSURGERY PROFESSOR OF NEUROSURGERY PROFESSOR OF ONCOLOGY, OPHTHALMOLOGY AND BIOMEDICAL ENGINEERING DIRECTOR OF THE DEPARTMENT OF NEUROSURGERY KHALED KEBAISH PROFESSOR OF ORTHOPEDIC SURGERY AND NEUROSURGERY ZIYA GOKASLAN DONLIN M. LONG PROFESSOR OF NEUROSURGERY PROFESSOR OF NEUROSURGERY, ONCOLOGY, AND ORTHOPAEDIC SURGERY VICE-CHAIRMAN OF NEUROSURGERY PAUL SPONSELLER PAUL D. SPONSELLER PROFESSORSHIP IN PEDIATRIC ORTHOPAEDIC SURGERY PROFESSOR OF ORTHOPAEDIC SURGERY AND UROLOGY DIVISION CHIEF OF PEDIATRIC ORTHOPAEDIC SURGERY WALTER STARK BOONE PICKENS PROFESSOR OF OPHTHALMOLOGY DIRECTOR OF THE DIVISION OF CORNEA AND ANTERIOR SEGMENT WALTER J. STARK PROFESSORSHIP IN OPHTHALMOLOGY PROFESSOR OF OPHTHALMOLOGY
FORM 990, PART XI, LINE 9:	NET UNREALIZED GAINS FROM SWAPS - MARK TO MARKET 1,095,000. CHANGE IN BENEFIT PLAN FUNDED STATUS 15,711,000.

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service

Related Organizations and Unrelated Partnerships

Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBullet

Attach to Form 990. MediumBullet

See separate instructions.
MediumBullet

Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

JOHNS HOPKINS UNIVERSITY

Employer identification number

52-0595110

Part I

Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.

(a) Name, address, and EIN (if applicable) of disregarded entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Total income	(e) End-of-year assets	(f) Direct controlling entity
(1) MT WASHINGTON NORTH BUSINESS TRUST 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 41-6517144	BUSINESS TRUST - REAL ESTATE AND RELATED SERVICES	MD	7,486,496	38,329,995	JOHNS HOPKINS UNIVERSITY
(2) MT WASHINGTON SOUTH BUSINESS TRUST 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 51-6539776	BUSINESS TRUST - REAL ESTATE AND RELATED SERVICES	MD	9,385,419	25,823,874	JOHNS HOPKINS UNIVERSITY
(3) APPLIED PHYSICS LABORATORY LLC 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 52-0595111	RESEARCH	MD	1,235,701,633	797,709,827	JOHNS HOPKINS UNIVERSITY
(4) CHARLES & BLACKSTONE APARTMENTS LLC 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 52-1990969	HOLDS TITLE TO REAL ESTATE	MD	2,487,625	26,216,791	JOHNS HOPKINS UNIVERSITY
(5) JHU-CHARLES COMMONS LLC 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 52-0595110	HOLDS TITLE TO REAL ESTATE	MD	799,290	8,595,831	JOHNS HOPKINS UNIVERSITY
(6) STAFFORD APARTMENTS LLC 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 52-0595110	HOLDS TITLE TO REAL ESTATE	MD	0	0	JOHNS HOPKINS UNIVERSITY
(7) 11101 JOHNS HOPKINS ROAD TRUST 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 52-0595110	HOLDS TITLE TO REAL ESTATE	MD	0	69,927,038	JOHNS HOPKINS UNIVERSITY
(8) 2733 NORTH CHARLES LLC 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 52-0595110	HOLDS TITLE TO REAL ESTATE	MD	58,902	595,000	JOHNS HOPKINS UNIVERSITY
(9) JHU CLINICAL BILLING LLC 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 52-0595110	BILLING SERVICES	MD	148,762	0	JOHNS HOPKINS UNIVERSITY
(10) FREDERICK NEONATAL SERVICES LLC 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 52-0595110	CLINICAL SERVICES	MD	1,900,935	88,948	JOHNS HOPKINS UNIVERSITY
(11) JOHNS HOPKINS SETON PROPERTIES LLC 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 52-0595110	HOLDS TITLE TO REAL ESTATE	MD	0	7,268,744	JOHNS HOPKINS UNIVERSITY
(12) THE JOHNS HOPKINS UNIVERSITY (USA) FOUNDATION LIMITED 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 52-0595110	PROMOTES EDUCATION	UK	350,145	42,796	JOHNS HOPKINS UNIVERSITY

Part II

Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	(g) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	Yes	No
(1) JOHNS HOPKINS UNIVERSITY RETIREE MEDICAL BENEFITS TRUST C/O 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 52-6644093	INVESTMENT TRUST	MD	501(C)(3)	509(A)(3), TYPE I	N/A	Yes
(2) EVERGREEN HOUSE FOUNDATION INC 4545 NORTH CHARLES STREET BALTIMORE,MD212102693 52-0627782	SUPPORT CULTURAL/EDUC FACILITY	MD	501(C)(3)	509(A)(3), III-FI	N/A		No
(3) JOHNS HOPKINS PEDIATRICS AT HOME INC 5901 HOLABIRD AVE STE A BALTIMORE,MD21224 52-1803773	HOME HEALTH SERVICES	MD	501(C)(3)	509(A)(2)	JOHNS HOPKINS UNIVERSITY	Yes
(4) JOHNS HOPKINS PEDIATRICS AT HOME INC 5901 HOLABIRD AVE STE A BALTIMORE,MD21224 52-1803773	HOME HEALTH SERVICES	MD	501(C)(3)	509(A)(2)	JOHNS HOPKINS HOME HEALTH CARE GROUP INC	Yes
(5) JOHNS HOPKINS HEALTH AND EDUCATION IN SOUTH AFRICA C/O 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211	COMMUNICATIONS PROGRAMS FOR PUBLIC HEALTH	SF	FOREIGN EXEMPT ENTIT	N/A	JOHNS HOPKINS UNIVERSITY	Yes
(6) JOHNS HOPKINS PUBLIC HEALTH IN NIGERIA INITIATIVE C/O 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211	COMMUNICATIONS PROGRAMS FOR PUBLIC HEALTH	NI		N/A	JOHNS HOPKINS UNIVERSITY	Yes
(7) JOHNS HOPKINS UNIVERSITY HONG KONG LTD C/O 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211	EDUCATION	HK		N/A	JOHNS HOPKINS UNIVERSITY	Yes
(8) JH UNIVERSITY CENTER FOR COMMUNICATIONS PROGRAMS - TANZANIA COMPANY C/O 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211	SOCIAL AWARENESS AND COMMUNICATIONS FOR PUBLIC HEALTH	TZ		N/A	JOHNS HOPKINS UNIVERSITY	Yes

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50135Y

Schedule R (Form 990) 2013

Page 2

Part III

Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Predominant income(related, unrelated, excluded from tax under sections 512-514)	(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?		(k) Percentage ownership
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity		(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No
(1) ASTHMA CENTER LP 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 52-1542228	REAL ESTATE RENTAL TO UNIV.	MD	N/A	RELATED	-9,318	114,410		No		Yes		1.000 %
(2) ASTHMA CENTER LP 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 52-1542228	REAL ESTATE RENTAL TO UNIV.	MD	N/A	RELATED	-689,500	8,466,319		No			No	74.000 %
(3) BAYVIEW HOLDING COMPANY LLC 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 38-3711488	REAL ESTATE RENTAL	MD	N/A	RELATED	-1,610,106	93,931,304		No		Yes		50.000 %
(4) 550 BROADWAY LP 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 52-1794353	REAL ESTATE RENTAL	MD	550 BROADWAY INC	RELATED	4,494	79,506		No		Yes		0.500 %
(5) 550 BROADWAY LP 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 52-1794353	REAL ESTATE RENTAL	MD	BROADWAY SERVICES INC	RELATED	444,885	7,871,097		No			No	49.500 %
(6) JHMI UTILITIES LLC 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 20-2814243	UTILITIES SERVICES TO MEMBERS	MD	N/A	RELATED	2,739,117	133,600,064		No	2,007	Yes		50.000 %
(7) JOHNS HOPKINS HEALTHCARE LLC 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 52-1899357	MEDICAL SERVICES	MD	N/A	RELATED	9,456,459	71,926,976		No	681,517	Yes		50.000 %
(8) JOHNS HOPKINS MEDICINE INTL LLC 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 52-2144849	INTERNATIONAL HEALTH CARE, EDUCATION	MD	N/A	RELATED	7,150,780	25,658,676		No	-3,989,561	Yes		50.000 %
(9) HOWARD COUNTY NEONATAL SERVICES LLC 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 52-2239402	CLINICAL SERVICES	MD	N/A	RELATED	9,471	207,733		No		Yes		50.000 %
(10) JH BROADWAY ACQUIS & DEVELOP LLC 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 52-2284576	LAND HOLDING AND DEVELOPMENT	MD	N/A	RELATED	294,503	10,526,441		No		Yes		50.000 %
(11) JOHNS HOPKINS MEDICINE ALLIANCE FOR PATIENTS LLC 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 46-2866692	MEDICAL SERVICES	MD	N/A	RELATED				No		Yes		50.000 %
(12) WHITE MARSH SURGERY CENTER SERIES LLC 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 20-8707724	CLINICAL SERVICES	MD	N/A	RELATED	96,062	827,773		No		Yes		50.000 %
(13) MEDBIQUITOUS CONSORTIUM LLC 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 20-8924480	INTERNET PUBLISHING	MD	N/A	RELATED	-25,211	11,951		No		Yes		50.000 %
(14) NEPHROLOGY INVESTMENTS OF ABERDEEN LLC 3910 KESWICK ROAD N4327-B BALTIMORE,MD21211 20-8645333	INVESTMENT HOLDING	MD	N/A	INVESTMENT	345,574	506,968		No	345,406	Yes		60.190 %

Part IV

Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(h) Percentage ownership	(i) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets		Yes	No
(1) ASK CONSULT LLC - EGYPT COMPANY WITH SHAREHOLDERS C/O 3910 KESWICK ROAD BALTIMORE,MD21211	MARKETING AND COMMUNICATIONS FOR PHARMACIES	EG	N/A	C	144,019	21,021	80.000 %		No
(2) CHARITABLE REMAINDER TRUSTS (98 TRUSTS) C/O 3910 KESWICK ROAD BALTIMORE,MD21211	INVESTMENTS	MD	N/A	T		36,704,431			No

Schedule R (Form 990) 2013

Page 3

Part V

Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.

Yes

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .

b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .

k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .

m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .

Yes

n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .

o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.

(a) Name of related organization	(b) Transaction type (a-s)	(c) Amount involved	(d) Method of determining amount involved
(1) ASTHMA CENTER LP	K	314,046	LEASE AGREEMENT
(2) JHU RETIREE MEDICAL BENEFITS TRUST	R	1,325,000	FUNDING PER FAS 106
(3) NEPHROLOGY INV OF ABERDEEN INC	C	357,691	PARTNERSHIP DISTRIBUTION
(4) JH HEALTH AND EDUCATION IN SOUTH AFRICA	B	9,687,674	COST REIMBURSEMENT
(5) JHPIEGO CORPORATION	O	48,816,295	COST REIMBURSEMENT
(6) JHPIEGO CORPORATION	S	5,755,497	COST REIMBURSEMENT
(7) JH UNIVERSITY CENTER FOR COMMUNICATIONS PROGRAMS	B	3,596,768	COST REIMBURSEMENT
(8) JOHNS HOPKINS PUBLIC HEALTH IN NIGERIA INITIATIVE	B	3,778,657	COST REIMBURSEMENT
(9) JOHNS HOPKINS UNIVERSITY HONG KONG LIMITED	B	157,100	COST REIMBURSEMENT
(10) ASK CONSULT LLC	M	45,039	COST REIMBURSEMENT

Schedule R (Form 990) 2013

Page 4

Part VI

Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(e) Are all partners section 501(c)(3) organizations?		(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V?UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	Yes	No	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V?UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No

Schedule R (Form 990) 2013

Page 5

Part VII

Supplemental Information

Provide additional information for responses to questions on Schedule R (see instructions).

Return Reference	Explanation
RELATED TAX-EXEMPT ENTITIES	LIST OF ENTITIES INCLUDED IN THE UNIVERSITY'S GROUP EXEMPTION: * JHPIEGO CORPORATION [EIN: 23-7424444] * PEABODY INSTITUTE OF THE CITY OF BALTIMORE [EIN: 52-0591627] * FUND FOR JOHNS HOPKINS MEDICINE [EIN: 52-6054078]

Schedule R (Form 990) 2013

Additional Data

Software ID:
Software Version:

1	Briefly describe the organization’s mission or most significant activities: TO EDUCATE STUDENTS, TO FOSTER INDEPENDENT & ORIGINAL RESEARCH, AND TO SHARE BENEFITS DISCOVERED.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	44
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	36
5	Total number of individuals employed in calendar year 2013 (Part V, line 2a) ......	5	39,933
6	Total number of volunteers (estimate if necessary) .............	6	1,790
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	20,120,000
b	Net unrelated business taxable income from Form 990-T, line 34 .........	7b	-7,506,520

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	1,679,574,000	1,794,255,000
9	Program service revenue (Part VIII, line 2g) .........	3,288,878,119	3,459,780,000
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	127,316,000	289,693,000
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	25,754,881	25,276,000
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)...................	5,121,523,000	5,569,004,000
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	750,437,000	814,230,000
14	Benefits paid to or for members (Part IX, column (A), line 4).....	0	0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	2,750,426,000	2,845,507,000
16a	Professional fundraising fees (Part IX, column (A), line 11e).....	777,000	834,000
b	Total fundraising expenses (Part IX, column (D), line 25) 74,644,000
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	1,527,287,000	1,543,178,000
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	5,028,927,000	5,203,749,000
19	Revenue less expenses. Subtract line 18 from line 12.......	92,596,000	365,255,000
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	8,212,371,000	8,879,455,000
21	Total liabilities (Part X, line 26).............	3,333,562,000	3,330,020,000
22	Net assets or fund balances. Subtract line 21 from line 20.....	4,878,809,000	5,549,435,000

Sign Here

	Signature of officer	Date

	Type or print name and title


4a	(Code: ) (Expenses $ 4,535,659,000 including grants of $ 814,230,000 ) (Revenue $ 3,343,090,000 )
	INSTRUCTION, RESEARCH AND CLINICAL PRACTICE:EDUCATION AND RELATED SERVICES (E.G., ROOM AND BOARD) ARE PROVIDED TO OVER 21,000 STUDENTS INCLUDING APPROXIMATELY 13,000 FULL-TIME AND 8,000 PART-TIME STUDENTS. RESEARCH AND RELATED SERVICES (E.G., RESEARCH TRAINING) ARE PROVIDED THROUGH APPROXIMATELY 1,800 GOVERNMENT AND PRIVATE SPONSORS. THE UNIVERSITY REMAINS A LEADER AMONG THE NATION'S RESEARCH UNIVERSITIES. UNIVERSITY RESEARCH HIGHLIGHTS ARE AVAILABLE AT WWW.JHU.EDU. PROFESSIONAL MEDICAL SERVICES ARE PROVIDED BY MEMBERS OF THE UNIVERSITY'S FACULTY TO PATIENTS AT THE JOHNS HOPKINS HOSPITAL AND OTHER HOSPITALS AND OUTPATIENT CARE FACILITIES IN THE BALTIMORE AREA.

4b	(Code: ) (Expenses $ 106,305,000 including grants of $ ) (Revenue $ 96,570,000 )
	AUXILIARY ENTERPRISES:INCLUDES SERVICES FURNISHED DIRECTLY OR INDIRECTLY TO STUDENTS, FACULTY AND STAFF AND CHARGES RELATED TO, BUT NOT NECESSARILY EQUAL TO THE COST OF SERVICES. TRADITIONALLY THESE SERVICES INCLUDE; FOOD SERVICES, STUDENT HOUSING AND BOOKSTORES. ALSO REFLECTED IN THIS CATEGORY ARE ACTIVITIES RELATED TO VENDING MACHINES, BUS SERVICE AND ATHLETIC CONCESSIONS. IN ADDITION, THE UNIVERSITY INCLUDES THE ACTIVITIES RELATED TO THE JOHNS HOPKINS UNIVERSITY PRESS FOR PUBLICATION AND DISTRIBUTION OF SCHOLARLY BOOKS, JOURNALS AND ON-LINE COLLECTIONS.

4c	(Code: ) (Expenses $ 98,776,000 including grants of $ ) (Revenue $ )
	STUDENT SERVICES:INCLUDES ADMISSIONS AND REGISTAR OFFICES AND THOSE ACTIVITIES WHOSE PRIMARY PURPOSE IS TO CONTRIBUTE TO THE STUDENT'S EMOTIONAL AND PHYSICAL WELL-BEING AND TO HIS OR HER INTELLECTUAL, CULTURAL AND SOCIAL DEVELOPMENT OUTSIDE THE CONTEXT OF THE FORMAL INSTRUCTION PROGRAM. EXAMPLES INCLUDE: STUDENT SERVICES ADMINISTRATION, SOCIAL AND CULTURAL DEVELOPMENT, COUNSELING AND CAREER GUIDANCE, FINANCIAL AID ADMINISTRATION, STUDENT RECORDS AND STUDENT HEALTH SERVICES.

	(Code: ) (Expenses $ 44,642,000 including grants of $ ) (Revenue $ )
	LIBRARIES

4d	Other program services (Describe in Schedule O.)
	(Expenses $ 44,642,000 including grants of $ ) (Revenue $ )
4e	Total program service expenses4,785,382,000

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)............	21,675,094	0	2,321,555

				(A) Total revenue	(B) Related or exempt function revenue	(C) Unrelated business revenue	(D) Revenue excluded from tax under sections 512-514
1a	Federated campaigns..1a
b	Membership dues....1b
c	Fundraising events....1c		799,000
d	Related organizations...1d
e	Government grants (contributions)1e		1,186,052,000

f	All other contributions, gifts, grants, and similar amounts not included above1f		607,404,000

g	Noncash contributions included in lines 1a-1f:$		56,362,000
h	Total. Add lines 1a-1f.......			1,794,255,000
			Business Code
2a	CONTRACT REVENUE		541700	1,453,169,000	1,453,169,000
b	TUITION AND FEES		611310	757,427,000	757,427,000
c	CLINICAL SERVICES		541900	578,041,000	578,041,000
d	REIMB. FROM AFFILIATES		541900	447,578,000	447,578,000
e	SALES - AUXILIARY ENTP		721310	96,657,000	96,570,000	87,000
f	All other program service revenue .			126,908,000	106,875,000	20,033,000
g	Total. Add lines 2a–2f........			3,459,780,000
3	Investment income (including dividends, interest, and other similar amounts).......			96,895,000			96,895,000
4	Income from investment of tax-exempt bond proceeds..
5	Royalties...........			25,407,000			25,407,000
		(i) Real	(ii) Personal
6a	Gross rents
b	Less: rental expenses
c	Rental income or (loss)
d	Net rental income or (loss).......
		(i) Securities	(ii) Other
7a	Gross amount from sales of assets other than inventory	2,673,338,000
b	Less: cost or other basis and sales expenses	2,478,497,000	2,043,000
c	Gain or (loss)	194,841,000	-2,043,000
d	Net gain or (loss)..........			192,798,000			192,798,000
8a	Gross income from fundraising events (not including $ 799,000 of contributions reported on line 1c). See Part IV, line 18 ..
	a		503,000
b	Less: direct expenses ...b		634,000
c	Net income or (loss) from fundraising events..			-131,000			-131,000
9a	Gross income from gaming activities. See Part IV, line 19 ...
	a
b	Less: direct expenses ...b
c	Net income or (loss) from gaming activities...
10a	Gross sales of inventory, less returns and allowances .
	a
b	Less: cost of goods sold ..b
c	Net income or (loss) from sales of inventory..
Miscellaneous Revenue			Business Code
11a
b
c
d	All other revenue ....
e	Total. Add lines 11a–11d ......
12	Total revenue. See Instructions......			5,569,004,000	3,439,660,000	20,120,000	314,969,000


				(A) Beginning of year		(B) End of year
1	Cash–non-interest-bearing .............			37,535,000	1	35,718,000
2	Savings and temporary cash investments .........			198,342,000	2	286,687,000
3	Pledges and grants receivable, net ...........			202,170,000	3	190,428,000
4	Accounts receivable, net .............			465,287,000	4	478,022,000
5	Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L ..................
				300,000	5	250,000
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
					6
7	Notes and loans receivable, net .............				7
8	Inventories for sale or use ..............			2,739,000	8	2,589,000
9	Prepaid expenses and deferred charges ..........			43,916,000	9	53,305,000
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	4,402,248,000
b	Less: accumulated depreciation .....	10b	2,328,590,000	2,116,037,000	10c	2,073,658,000
11	Investments—publicly traded securities ..........			2,416,766,000	11	2,632,644,000
12	Investments—other securities. See Part IV, line 11 .....			2,283,552,000	12	2,563,043,000
13	Investments—program-related. See Part IV, line 11 .....			33,265,000	13	35,932,000
14	Intangible assets ...............				14
15	Other assets. See Part IV, line 11 ...........			412,462,000	15	527,179,000
16	Total assets. Add lines 1 through 15 (must equal line 34)......			8,212,371,000	16	8,879,455,000
17	Accounts payable and accrued expenses .........			487,033,000	17	449,054,000
18	Grants payable .................				18
19	Deferred revenue ................			456,395,000	19	460,799,000
20	Tax-exempt bond liabilities .............			719,917,000	20	659,096,000
21	Escrow or custodial account liability. Complete Part IV of Schedule D..			519,624,000	21	585,120,000
22	Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
	persons. Complete Part II of Schedule L..........				22
23	Secured mortgages and notes payable to unrelated third parties ..			95,311,000	23	103,264,000
24	Unsecured notes and loans payable to unrelated third parties ....			622,716,000	24	648,667,000
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D....................			432,566,000	25	424,020,000
26	Total liabilities. Add lines 17 through 25.........			3,333,562,000	26	3,330,020,000
	Organizations that follow SFAS 117 (ASC 958), check here and complete lines 27 through 29, and lines 33 and 34.
27	Unrestricted net assets ..............			2,242,101,000	27	2,486,850,000
28	Temporarily restricted net assets ...........			1,075,232,000	28	1,379,841,000
29	Permanently restricted net assets ...........			1,561,476,000	29	1,682,744,000
	Organizations that do not follow SFAS 117 (ASC 958), check here and complete lines 30 through 34.
30	Capital stock or trust principal, or current funds ........				30
31	Paid-in or capital surplus, or land, building or equipment fund .....				31
32	Retained earnings, endowment, accumulated income, or other funds				32
33	Total net assets or fund balances ...........			4,878,809,000	33	5,549,435,000
34	Total liabilities and net assets/fund balances ........			8,212,371,000	34	8,879,455,000

1	Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................	Yes	No
2	Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................	Yes	No
3	Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................	Yes	No
4	Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)...............................................	Yes	No
5	Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................	Yes	No
6	Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................	Yes	No