TY 2014 Form 990PF

- TIN:

Form990-PF
Click to see list of attachments

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Information about Form 990-PF and its instructions is at www.irs.gov/form990pf.

OMB No. 1545-0052

2014

Open to Public Inspection

For calendar year 2014, or tax year beginning 2014, and ending , 20

Name of foundation
THE CALDWELL FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 4280 Room/suite

City or town, state or province, country, and ZIP or foreign postal code
TYLER, TX75712

A Employer identification number

75-6004080

B Telephone number (see instructions)

(903) 592-8191

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$119,136,113J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)		(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach
	schedule)..............		8,916
2	Check
	Sch. B ...............
3	Interest on savings and temporary cash investments		17,069		17,069	17,069
4	Dividends and interest from securities......		2,136,083		2,136,083	2,136,083
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10			10,153,038
b	Gross sales price for all assets on line 6a 46,151,332
7	Capital gain net income (from Part IV, line 2)...				10,153,038
8	Net short-term capital gain.........					448,880
9	Income modifications...........
10a	Gross sales less returns and allowances	1,166,565
b	Less: Cost of goods sold....	451,986
c	Gross profit or (loss) (attach schedule).....			714,579		714,579
11	Other income (attach schedule).......			3,484,184	1,343,756	3,484,184
12	Total. Add lines 1 through 11........		16,513,869		13,649,946	6,800,795
13	Compensation of officers, directors, trustees, etc.		541,860		190,733	190,733	351,127
14	Other employee salaries and wages......		2,988,922		95,360	95,360	2,893,562
15	Pension plans, employee benefits.......		1,019,438		39,352	39,352	980,086
16a	Legal fees (attach schedule).........			48,594	30,888	30,888	17,706
b	Accounting fees (attach schedule).......			28,000	18,900	18,900	9,100
c	Other professional fees (attach schedule)....			454,681	416,635	416,635	38,046
17	Interest...............
18	Taxes (attach schedule) (see instructions)...			346,625	89,659	89,659
19	Depreciation (attach schedule) and depletion...			446,654	20,129	20,129
20	Occupancy..............		439,055		27,816	27,816	411,239
21	Travel, conferences, and meetings.......		26,632		3,368	3,368	23,264
22	Printing and publications..........		6,931				6,931
23	Other expenses (attach schedule).......			1,609,625	40,909	977,122	632,503
24	Total operating and administrative expenses.
	Add lines 13 through 23..........		7,957,017		973,749	1,909,962	5,363,564
25	Contributions, gifts, grants paid........		5,000				5,000
26	Total expenses and disbursements. Add lines 24 and 25		7,962,017		973,749	1,909,962	5,368,564
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements		8,551,852
b	Net investment income (if negative, enter -0-)				12,676,197
c	Adjusted net income (if negative, enter -0-)...					4,890,833

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2014)

Form 990-PF (2014)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............	7,625	7,675	7,675
	2	Savings and temporary cash investments..........	11,024,911	8,246,880	8,244,308
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............	192,554	178,818	178,818
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule)........
	c	Investments—corporate bonds (attach schedule)........
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........	77,798,808	89,128,932	100,829,062
	14	Land, buildings, and equipment: basis 22,464,324
		Less: accumulated depreciation (attach schedule) 17,016,286	5,771,895	5,448,038	5,448,038
	15	Other assets (describe )	63,213	400,782	4,428,212
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	94,859,006	103,411,125	119,136,113
	17	Accounts payable and accrued expenses..........
	18	Grants payable..................
	19	Deferred revenue..................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )	1,190	1,457
	23	Total liabilities (add lines 17 through 22)..........	1,190	1,457
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted...................	94,857,816	103,409,668
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see instructions)......	94,857,816	103,409,668
	31	Total liabilities and net assets/fund balances (see instructions)..	94,859,006	103,411,125

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	94,857,816
2	Enter amount from Part I, line 27a.....................	2	8,551,852
3	Other increases not included in line 2 (itemize)	3
4	Add lines 1, 2, and 3..........................	4	103,409,668
5	Decreases not included in line 2 (itemize)	5
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	103,409,668

Form 990-PF (2014)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	SSGA S&P 500 EQUAL WEIGHTED INDEX CTF	P	2014-01-01	2014-12-31
b	SSGA S&P 500 EQUAL WEIGHTED INDEX CTF	P	2001-01-01	2014-12-31
c	SSGA S&P 500 EQUAL WEIGHTED INDEX CTF	P	2014-01-01	2014-12-31
d	SSGA S&P 500 EQUAL WEIGHTED INDEX CTF	P	2001-01-01	2014-12-31
e	SHORT TERM SALES - SEE SCHEDULE	P	2014-01-01	2014-12-31
	LONG TERM SALES - SEE SCHEDULE	P	2001-01-01	2014-12-31
	OTHER CURRENCY GAINS/LOSSES	P	2014-01-01	2014-12-31
	DFA-ALLOCATED SHORT TERM GAINS	P	2014-01-01	2014-12-31
	DFA-ALLOCATED LONG TERM GAINS	P	2001-01-01	2014-12-31
	VANGUARD-ALLOCATED SHORT TERM GAINS	P	2014-01-01	2014-12-31
	VANGUARD-ALLOCATED LONG TERM GAINS	P	2001-01-01	2014-12-31
	ATLANTIC TRUST-ALLOCATED SHORT TERM GAIN	P	2014-01-01	2014-12-31
	WESTWOOD-ALLOCATED SHORT TERM GAINS	P	2014-01-01	2014-12-31
	WESTWOOD-ALLOCATED LONG TERM GAINS	P	2001-01-01	2014-12-31
	GMO-ALLOCATED SHORT TERM GAINS	P	2014-01-01	2014-12-31
	GMO-ALLOCATED LONG TERM GAINS	P	2001-01-01	2014-12-31
	ST FOREIGN CURRENCY CONTRACTS-SEE SCHED	P	2014-01-01	2014-12-31
	LT FOREIGN CURRENCY CONTRACTS-SEE SCHED	P	2001-01-01	2014-12-31

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	24,207		24,207
b	761,898		761,898
c	6,924		6,924
d	10,387		10,387
e	3,847,981	3,727,067	120,914
	29,878,795	21,860,217	8,018,578
		12,462	-12,462
	1,478		1,478
	224,886		224,886
	63,371		63,371
	300,876		300,876
	2,398		2,398
	26,996		26,996
	183,637		183,637
	154,706		154,706
	202,211		202,211
	7,560,581	7,500,233	60,348
	2,900,000	2,897,988	2,012

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			24,207
b			761,898
c			6,924
d			10,387
e			120,914
			8,018,578
			-12,462
			1,478
			224,886
			63,371
			300,876
			2,398
			26,996
			183,637
			154,706
			202,211
			60,348
			2,012

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	10,153,038
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3	448,880

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2013	5,384,309	103,742,909	0.05190
2012	5,297,710	91,650,063	0.05780
2011	4,935,855	90,704,924	0.05442
2010	5,059,814	84,160,666	0.06012
2009	4,891,717	75,723,125	0.06460

2	Total of line 1, column (d) ......................	2	0.28884
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.05777
4	Enter the net value of noncharitable-use assets for 2014 from Part X, line 5.....	4	111,829,499
5	Multiply line 4 by line 3.......................	5	6,460,278
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	126,762
7	Add lines 5 and 6.........................	7	6,587,040
8	Enter qualifying distributions from Part XII, line 4..............	8	5,814,198
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2014)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	253,524
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2...........................	3	253,524
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	253,524
6	Credits/Payments:

a	2014 estimated tax payments and 2013 overpayment credited to 2014	6a	250,000
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	250,000
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	3,524
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2015 estimated tax	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions

for definition)?.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?

If "Yes," complete Part XIV.............................

Yes

Form 990-PF (2014)

Page 5

Part VII-A

Statements Regarding Activities (continued)

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

www.caldwellzoo.org

The books are in care of bullet

OUIJAN VINSON Telephone no. bullet

(903) 592-8191

Located at bullet

PO BOX 4280TYLERTX ZIP+4 bullet

75712

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country?

16 No

See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet

Form 990-PF (2014)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2014?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2014, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2014?...............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?........................YesNo

If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2014.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? (see instructions)..................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.......................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2014)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
MS MCARTHUR	Chairman 40.00	219,888	13,778
PO BOX 4280 TYLER,TX75712	Chairman 40.00	219,888	13,778
EH CALDWELL	Exec DIRECTOR 40.00	170,972	15,562
PO BOX 4785 TYLER,TX75712	Exec DIRECTOR 40.00	170,972	15,562
HS MCARTHUR	EXEC V-PRES 40.00	121,000	10,741
PO BOX 4280 TYLER,TX75712	EXEC V-PRES 40.00	121,000	10,741
PEYTON M LAKE	BOARD MEMBER 3.00	15,000
PO BOX 179 TYLER,TX75710	BOARD MEMBER 3.00	15,000
DEE DEE BUFE	BOARD MEMBER 3.00	15,000
3513 FRY AVE TYLER,TX75701	BOARD MEMBER 3.00	15,000

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
LS MADDOX	ASST DIRECTOR 40.00	104,981	16,633
PO BOX 4785 TYLER,TX75712	ASST DIRECTOR 40.00	104,981	16,633
O R VINSON	ACCOUNTING MGR 32.00	70,000	12,088
PO BOX 4785 TYLER,TX75712	ACCOUNTING MGR 32.00	70,000	12,088
MD TUCKER	DIR VISITOR SVC 40.00	70,990	11,520
PO BOX 4785 TYLER,TX75712	DIR VISITOR SVC 40.00	70,990	11,520
T G CARTER	BLDG MAINT SUPV 40.00	68,900	12,033
PO BOX 4785 TYLER,TX75712	BLDG MAINT SUPV 40.00	68,900	12,033
M BOYD	CONTROLLER 40.00	69,810	15,268
PO BOX 4785 TYLER,TX75712	CONTROLLER 40.00	69,810	15,268
Total number of other employees paid over $50,000...................				7

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
GLENWOOD ANIMAL HOSPITAL	VETERINARY	141,503
221 N GLENWOOD TYLER,TX75702	VETERINARY	141,503
MILLIMAN	INVESTMENT CONSULTNG	100,671
10000 N CENTRAL EXPRESSWAYSTE 1500 DALLAS,TX75231	INVESTMENT CONSULTNG	100,671
RAYCOM TV BROADCASTING INC	ADVERTISING	60,040
105 WEST FERGUSON ST TYLER,TX75702	ADVERTISING	60,040
CLR DESIGN INC	DESIGN CONSULTING	290,523
833 CHESTNUT STREET STE 1000 PHILADELPHIA,PA19107	DESIGN CONSULTING	290,523
TWEEDY BROWNE CO LLC	INVESTMENT MGMT	131,716
350 PARK AVE 9TH FLOOR NEW YORK,NY10022	INVESTMENT MGMT	131,716

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1	THE CALDWELL FOUNDATION WAS FORMED TO SUPPORT CHARITABLE AND EDUCATIONAL PROGRAMS THROUGH MAINTAINING AND OPERATING THE CALDWELL ZOO AND OTHER EDUCATIONAL EXHIBITS. APPROXIMATELY 297,257 PEOPLE VISITED THE ZOO IN 2014.	5,816,504
2


3


4

Form 990-PF (2014)

Page 8

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

99,170,495

Average of monthly cash balances.......................

10,407,049

Fair market value of all other assets (see instructions)................

3,954,942

Total (add lines 1a, b, and c).........................

113,532,486

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

113,532,486

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

1,702,987

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

111,829,499

Minimum investment return. Enter 5% of line 5..................

5,591,475

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

Tax on investment income for 2014 from Part VI, line 5......

Income tax for 2014. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

Distributable amount before adjustments. Subtract line 2c from line 1............

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

5,368,564

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

445,634

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

5,814,198

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

5,814,198

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2014)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2013	(c) 2013	(d) 2014
1 Distributable amount for 2014 from Part XI, line 7
2 Undistributed income, if any, as of the end of 2014:
a Enter amount for 2013 only.......
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2014:
a From 2009.......
b From 2010.......
c From 2011.......
d From 2012.......
e From 2013.......
fTotal of lines 3a through e.........
4Qualifying distributions for 2014 from Part
XII, line 4: $
a Applied to 2013, but not more than line 2a
b Applied to undistributed income of prior years (Election required—see instructions).....
c Treated as distributions out of corpus (Election required—see instructions).........
d Applied to 2014 distributable amount.....
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2014.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2013. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2014. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2015 ..........
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......
8Excess distributions carryover from 2009 not applied on line 5 or line 7 (see instructions) ...
9Excess distributions carryover to 2015. Subtract lines 7 and 8 from line 6a ......
10 Analysis of line 9:
a Excess from 2010....
b Excess from 2011....
c Excess from 2012....
d Excess from 2013....
e Excess from 2014....

Form 990-PF (2014)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2014, enter the date of the ruling....... bullet

1998-07-01

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2014	(b) 2013	(c) 2012	(d) 2011	(e) Total
	4,890,833	4,760,615	4,198,878	4,535,246	18,385,572
b 85% of line 2a .........	4,157,208	4,046,523	3,569,046	3,854,959	15,627,736
c Qualifying distributions from Part XII, line 4 for each year listed .....	5,814,198	5,384,309	5,360,008	4,935,855	21,494,370
d Amounts included in line 2c not used directly for active conduct of exempt activities ...........	5,000	5,000	5,000	2,800	17,800
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....	5,809,198	5,379,309	5,355,008	4,933,055	21,476,570
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...	3,727,650	3,458,096	3,055,002	3,023,497	13,264,245
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2014)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
CHEETAH CONSERVATION 2210 MT VERNON AVE ALEXANDRIA,VA22301	UNRELATED	PC	CONSERVATION	1,000
INTERNATIONAL ELEPHANT FOUNDATION PO BOX 366 AZLE,TX76098	UNRELATED	PC	CONSERVATION	1,000
INTERNATIONAL RHINO FOUNDATION 201 MAIN ST SUITE 2600 FT WORTH,TX76102	UNRELATED	PC	CONSERVATION	1,000
UNIVERSITY OF OKLAHOMA FOUNDATION 100 TIMBERDELL RD NORMAN,OK73072	UNRELATED	PC	EDUCATION	1,000
CHILDREN'S VILLAGE PO BOX 6564 TYLER,TX75711	UNRELATED	PC	EDUCATION	1,000
Total ................................. 3a				5,000

bApproved for future payment

Total ................................. 3b

Form 990-PF (2014)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
aADMISSION INCOME					1,963,922
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ............			14	17,069
4 Dividends and interest from securities....			14	2,136,083
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property .............
7 Other investment income.....			15	1,343,756
8 Gain or (loss) from sales of assets other than inventory .............			18	10,153,365	-327
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..			3	389,047	325,532
11 Other revenue: aANIMAL SALES					9,605
bAVIARY SEED STICK INCOME					67,602
cFISH FEEDER INCOME					26,482
dOTHER MISC. INCOME					72,817
e
12 Subtotal. Add columns (b), (d), and (e)..				14,039,320	2,465,633

13Total. Add line 12, columns (b), (d), and (e)..................

1316,504,953

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)
1A	FEE FOR CALDWELL ZOO ADMISSION
11A	SALES OF ANIMALS TO OTHER ZOOS/NORMAL IN COURSE OF ZOO OPERATIONS
11B	SALES OF FEED FOR BIRDS AND ANIMALS TO ZOO VISITORS/NORMAL IN COURSE OF ZOO OPERATIONS
11C	SALES OF FEED FOR FISH AND ANIMALS TO ZOO VISITORS/NORMAL IN COURSE OF ZOO OPERATIONS
11D	MISC. INCOME FROM STROLLER RENTAL, EDUCATIONAL CLASSES AND OTHER INCOME RELATED TO ZOO
8	LOSS ON DISPOSALS OF NON-INVENTORY ASSETS USED IN ZOO OPERATIONS
10	THE ZOO OPERATES A GIFT SHOP IN ORDER TO MAKE AVAILABLE FOR PURCHASE ITEMS WHICH WILL ENHANCE ZOO VISITORS' KNOWLEDGE AND ENJOYMENT OF ANIMALS AND NATURE.

Form 990-PF (2014)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political

Yes

organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2014)

Additional Data

Software ID:	14000265
Software Version:	2014v5.0

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2014 AccountingFeesSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:14000265

Software Version:2014v5.0

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
ACCOUNTING/AUDITING FEES	28,000	18,900	18,900	9,100

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2014 DepreciationSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:14000265

Software Version:2014v5.0

Description of Property	Date Acquired	Cost or Other Basis	Prior Years' Depreciation	Computation Method	Rate / Life (# of years)	Current Year's Depreciation Expense
AFRICAN THEME PHASE II	1992-07-01	3,132,302	2,017,322	SL	31.5000	99,438
MAINTENANCE BLDG	1992-10-31	225,480	146,239	SL	31.5000	7,158
PERIMETER FENCE	1993-04-30	33,796	21,354	SL	31.5000	1,073
MAINTENANCE GARAGE	1994-07-01	369,334	184,284	SL	39.0000	9,470
ADM OFFICE BLDG	1989-05-01	644,430	492,357	SL	28.9600	22,254
PURCHASING BLDG	1990-02-01	634,304	550,501	SL	3.64 %	23,063
3037 W GENTRY	1993-07-31	59,309	46,260	SL	3.64 %	2,156
3043 W GENTRY	1993-07-31	58,479	45,621	SL	3.64 %	2,126
3025 W GENTRY	1994-07-01	19,138	13,543	SL	3.64 %	696
GENERAL BLDG & IMPROVEMEN	1997-07-01	11,500	6,023	SL	31.5000	365
PERIMETER FENCE	2000-10-31	2,822	2,523	SL	15.0000	188
FENCING - ZONE C	2001-10-01	20,193	16,489	SL	15.0000	1,346
RESTROOM - ZONE C	2001-10-01	321,865	131,429	SL	30.0000	10,729
FLAMINGO HOLDING	2002-04-01	322,837	125,546	SL	30.0000	10,761
MAMMAL HOLDING	2002-04-01	201,184	78,237	SL	30.0000	6,706
HORTICULTURE BLDG	2002-04-01	325,356	126,526	SL	30.0000	10,845
ZONE D - FENCING	2002-06-01	21,284	16,318	SL	15.0000	1,419
ZONE A - ANIMAL HEALTH	2002-06-01	664,832	254,850	SL	30.0000	22,161
BUS PARKING FENCING	2003-06-15	4,818	3,397	SL	15.0000	321
MAIN ENTRY - RESTROOM	2003-10-31	110,000	37,280	SL	30.0000	3,667
MAIN ENTRY - VISITOR SVCS	2003-10-31	207,561	70,340	SL	30.0000	6,919
GIFT SHOP #2	2003-10-31	171,220	58,024	SL	30.0000	5,707
AVIARY-WILDBIRD WALKABOUT	2005-07-31	15,179	12,776	SL	10.0000	1,518
UPPER BOX CULVERT	2005-08-01	298,442	251,187	SL	10.0000	29,844
EDUCATION HUTS PROJECT	2006-05-01	33,032	24,843	SL	10.0000	3,303
MAIN ENTRY/PLAZA UPGRADE	2006-06-01	370,617	277,965	SL	10.0000	37,062
GREENHOUSE	2006-08-01	49,827	36,542	SL	10.0000	4,983
CONC FREEZER	2007-12-01	5,105	4,374	SL	7.0000	669
GATE OPENERS-SVC ENTRANCE	2008-03-27	9,200	7,556	SL	7.0000	1,314
HI TEMP DISHWASHER (COMM)	2008-07-31	6,228	4,821	SL	7.0000	890
WATERFOWL BREEDING LINE	2008-05-01	11,232	6,270	SL	10.0000	1,123
ANIMAL HOLDING/QUARANTINE	2008-12-31	187,821	31,305	SL	31.5000	5,963
CONC #3 A/C REPLACEMENT	2009-04-09	9,415	8,787	SL	5.0000	471
TEXAS REPTILE ROOF	2009-03-06	21,725	10,321	SL	10.0000	2,173
PRAIRIE CHICKEN EXHIBIT	2009-04-16	2,540	1,185	SL	10.0000	254
RHINO HOUSE BOILER	2009-12-31	13,840	7,908	SL	7.0000	1,977
AIR CONDITIONER	2010-08-25	11,850	5,643	SL	7.0000	1,693
C&K SYSTEMS-GS INV SOFTWR	2010-02-01	14,812	14,503	SL	4.0000	309
POS EQUIPMENT REPLACEMENT	2010-04-01	19,389	18,176	SL	4.0000	1,213
AFRICAN HS BARN - HEATER	2010-05-01	8,985	4,707	SL	7.0000	1,284
REPEATER-RADIO COMMUNICAT	2010-05-27	2,951	2,114	SL	5.0000	590
C&K SYSTEMS-GS INV SOFTWA	2010-07-15	2,425	2,071	SL	4.0000	303
COPIER-ANIMAL SERVIES	2010-11-18	5,260	3,244	SL	5.0000	1,052
2009 GMC VAN	2010-02-18	19,999	15,333	SL	5.0000	4,000
TX HOOFSTOCK BARN-OUTDR	2010-05-06	6,344	2,272	SL	10.0000	634
GYNA'S COMPUTER	2011-05-19	1,983	1,281	SL	4.0000	496
VS-A/C UNIT REPLACEMENT	2011-05-26	10,150	5,244	SL	5.0000	2,030
GS-A/C UNIT REPLACEMENT	2011-05-30	10,560	5,456	SL	5.0000	2,112
TEXAS TANK - FILTER SYSTE	2011-06-02	4,135	1,477	SL	7.0000	591
OPTICON WITH SOFTWARE	2011-07-28	2,067	1,249	SL	4.0000	517
ADP - TIMECOCK	2011-07-15	4,463	2,161	SL	5.0000	893
RHINO HOUSE WATER HEATER	2011-08-11	4,139	1,932	SL	5.0000	828
ALLIGATOR POND REPAIR	2011-05-01	38,283	9,889	SL	10.0000	3,828
SOUTH AMERICA SEWER LINE	2011-06-01	1,852	463	SL	10.0000	185
BEAR EXHIBIT	2011-06-01	165,600	41,400	SL	10.0000	16,560
TORTOISE HOLDING	2011-07-01	6,051	1,462	SL	10.0000	605
SERVER	2012-06-01	5,925	2,222	SL	4.0000	1,481
MAS90 UPGRADE	2012-07-01	3,383	1,597	SL	3.0000	1,128
TORO WORKMAN - GROUNDS	2012-01-19	21,171	8,115	SL	5.0000	4,234
CAT HOLDING - HEAT & A/C	2012-02-08	22,930	6,006	SL	7.0000	3,276
VIS SVCX COPIER	2012-02-08	3,995	1,464	SL	5.0000	799
PHOTOPASS PRINTER	2012-02-08	2,223	815	SL	5.0000	445
TX HOOFSTOCK WELL PUMP	2012-03-08	2,000	500	SL	7.0000	286
ENTRY RESTROOM A/C	2012-03-22	12,295	3,073	SL	7.0000	1,756
KUBOTO MOWER	2012-07-12	10,845	3,073	SL	5.0000	2,169
ZOO ADMIN A/C	2012-07-26	11,750	3,329	SL	5.0000	2,350
CONC #3 A/C UNIT (12 TON)	2012-09-06	16,952	3,229	SL	7.0000	2,422
GRAPHICS (ANIMAL SIGN)	2012-09-20	4,942	1,317	SL	5.0000	988
ZOO ADMIN A/C CONTROLS	2012-10-04	24,070	4,585	SL	7.0000	3,439
CAT HOLDING ROOF	2012-02-08	20,812	3,815	SL	10.0000	2,081
TIGER EXHIBIT RENO	2012-03-15	40,478	7,084	SL	10.0000	4,048
TX RESTROOM MODIFICATIONS	2012-04-19	6,915	1,153	SL	10.0000	692
SO AMERICA BEAUTIFICATION	2012-04-26	52,731	8,788	SL	10.0000	5,273
OVERLOOK TRELLIS	2012-05-03	20,339	3,220	SL	10.0000	2,034
CULVERT UNDER SVC RD REPA	2012-05-31	7,485	1,186	SL	10.0000	749
EDUC HUTS ROOF - THATCH	2012-07-26	3,354	1,491	SL	3.0000	1,118
COPIER	2013-01-23	12,020	2,204	SL	5.0000	2,404
TRACTOR	2013-02-21	38,175	3,181	SL	10.0000	3,818
ISIS - ZIMS ANIMAL SOFTWR	2013-03-04	15,000	2,812	SL	4.0000	3,750
TEXAS REPTILE AIR PUMP	2013-06-13	5,467	390	SL	7.0000	781
KUBOTA CART - GARAGE	2013-06-20	12,200	1,220	SL	5.0000	2,440
COMMISSARY REFRIGERATION	2013-09-19	29,679	1,060	SL	7.0000	4,240
ICE MACHINE - BLDG MAINT	2013-10-17	2,690	64	SL	7.0000	384
BEAR EXHIBIT FAN	2013-12-31	2,600		SL	7.0000	371
CRANE HLDG BARN & PENS	2013-06-27	14,504	725	SL	10.0000	1,450
PRAIRIE CHICKEN PEN EXT	2013-11-14	3,494	29	SL	10.0000	349
EMER BACKUP HYDRAULIC PUM	2014-02-13	6,062		SL	7.0000	794
PURCH BLDG A/C UNIT REPLA	2014-05-08	4,975		SL	7.0000	474
CONC#2 ICE MACHINE REPLAC	2014-05-15	5,276		SL	7.0000	502
FLAMINGO OZONE SYSTEM	2014-05-15	15,123		SL	7.0000	1,440
LEMUR OZONE SYSTEM	2014-05-15	21,200		SL	7.0000	2,019
CONC #3 ICE MACHINE	2014-09-18	8,040		SL	7.0000	287
AT&T PHONE SYSTEM	2014-10-02	27,991		SL	5.0000	1,400
BONGO WATERFALL PUMP	2014-10-30	2,950		SL	7.0000	70
AFRICAN REPTILE CHARCOAL	2014-12-04	2,607		SL	7.0000	31
CAT HOUSE - CAGING	2014-06-30	5,301		SL	10.0000	265
PURCHASING BUILDING	1990-02-01	2,743	2,381	SL	3.64 %	38

- TIN:

TY 2014 LandEtcSchedule2

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:14000265

Software Version:2014v5.0

Category / Item	Cost / Other Basis	Accumulated Depreciation	Book Value	End of Year Fair Market Value
Auto./Transportation Equip.	107,941	107,276	665	665
Furniture and Fixtures	1,089,031	794,077	294,954	294,954
Buildings	19,517,403	16,114,933	3,402,470	3,402,470
Land	1,749,949		1,749,949	1,749,949

- TIN:

TY 2014 LegalFeesSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:14000265

Software Version:2014v5.0

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
LEGAL	48,594	30,888	30,888	17,706

- TIN:

TY 2014 OtherAssetsSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:14000265

Software Version:2014v5.0

Description	Beginning of Year - Book Value	End of Year - Book Value	End of Year - Fair Market Value
CONSTRUCTION IN PROGRESS	43,213	380,782	380,782
Net Intangible Assets	20,000	20,000	4,047,430

- TIN:

TY 2014 OtherExpensesSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:14000265

Software Version:2014v5.0

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
ANIMAL EXPENSE	548,794			548,794
COMMUNICATIONS	31,788	5,667	5,667	26,121
CONTRACT LABOR	267,166			267,166
MAINTENANCE & REPAIR	287,786	6,920	6,920	280,866
OTHER EMPLOYEE EXPENSES	67,598	15,416	15,416	52,182
OTHER EXPENSES	218,029	8,870	8,870	209,159
PUBLIC RELATIONS	70			70
SUPPLIES	135,983	4,036	4,036	131,947
VEHICLE EXPENSE	52,411			52,411
X-EXPENSES ALLOC TO CHARITABLE INCOME			936,213	-936,213

- TIN:

TY 2014 OtherIncomeSchedule2

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:14000265

Software Version:2014v5.0

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
ADMISSION INCOME	1,963,922		1,963,922
ANIMAL SALES	9,605		9,605
AVIARY SEED STICK INCOME	67,602		67,602
FISH FEEDER INCOME	26,482		26,482
Other Investment Income	1,343,756	1,343,756	1,343,756
OTHER MISC. INCOME	72,817		72,817

- TIN:

TY 2014 OtherLiabilitiesSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:14000265

Software Version:2014v5.0

Description	Beginning of Year - Book Value	End of Year - Book Value
SALES TAX PAYABLE	1,190	1,457

- TIN:

TY 2014 OtherProfessionalFeesSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:14000265

Software Version:2014v5.0

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
CONSULTING FEES	206,691	168,645	168,645	38,046
INVESTMENT MGMT FEES	247,990	247,990	247,990	0

- TIN:

TY 2014 SalesOfInventoryList

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:14000265

Software Version:2014v5.0

Category	Gross Sales	Cost of Goods Sold	Net (Gross Sales Minus Cost of Goods Sold)
GIFT SHOP SALES	646,028	320,496	325,532
CONCESSION SALES	520,537	131,490	389,047

- TIN:

TY 2014 TaxesSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:14000265

Software Version:2014v5.0

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
AD VALOREM TAXES	89,659	89,659	89,659
EXCISE TAX	256,966