| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING FEES | 330,900 | 134,813 | 118,855 |
| Description of Property | Date Acquired | Cost or Other Basis | Prior Years' Depreciation | Computation Method | Rate / Life (# of years) |
Current Year's Depreciation Expense | Net Investment Income | Adjusted Net Income | Cost of Goods Sold Not Included |
|---|---|---|---|---|---|---|---|---|---|
| LEASEHOLD IMPROVEMENTS | 9,127,715 | 304,257 | 0 % | 319,932 | 0 | ||||
| FURNITURE AND EQUIPMENT | 3,042,815 | 250,411 | 0 % | 265,933 | 0 |
| Grantee's Name | Grantee's Address | Grant Date | Grant Amount | Grant Purpose | Amount Expended By Grantee | Any Diversion By Grantee? | Dates of Reports By Grantee | Date of Verification | Results of Verification |
|---|---|---|---|---|---|---|---|---|---|
|
ACHIEVEMENT NETWORK |
225 FRIEND SREET SUITE 704 BOSTON,MA02114 |
2012-09-13 | 600,000 | FOR 100KIN10 PARTNER PROJECT TO LEVERAGE COMMON CORE STATE STANDARDS BY ENGAGING EXCELLENT MATH TEACHERS TO SUPPORT CLASSROOM EFFECTIVENESS.FINANCIAL REPORT RECEIVED ON 8/6/13 AND 10/1/14, AND PROGRESS REPORT RECEIVED ON 7/31/13 AND 10/1/14. GRANT CLOSED 1/16/15. | 600,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2014-06-30 | ||
|
ACHIEVEMENT NETWORK |
225 FRIEND SREET SUITE 704 BOSTON,MA02114 |
2014-06-12 | 600,000 | FOR GENERAL SUPPORT | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | NO REPORTS DUE PRIOR TO 9/30/14. | |||
|
CARNEGIE FOUNDATION FOR THE ADVANCEMENT OF TEACHING |
51 VISTA LANE SANFORD,CA94305 |
2012-06-14 | 1,500,000 | FOR PATHWAYS TO STUDENT SUCCESS AT SCALE THROUGH NETWORKED IMPROVEMENT COMMUNITIES.FINANCIAL AND PROGRESS REPORTS RECEIVED ON 10/16/15 AND 10/21/14. GRANT CLOSED 1/21/15. | 1,500,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2014-07-31 | ||
|
CARNEGIE FOUNDATION FOR THE ADVANCEMENT OF TEACHING |
51 VISTA LANE SANFORD,CA94305 |
2013-06-06 | 150,000 | FOR A REPORT ON STUDENT MOTIVATION AND COMMON CORE STANDARDS. | 150,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 9/30/14. | 2014-09-30 | |
|
CARNEGIE FOUNDATION FOR THE ADVANCEMENT OF TEACHING |
51 VISTA LANE SANFORD,CA94305 |
2014-03-06 | 1,000,000 | FOR PATHWAYS TO STUDENT SUCCESS AT SCALE THROUGH NETWORKED IMPROVEMENT COMMUNITIES. | 0 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 10/21/14. | 2014-10-21 | |
|
CARNEGIE FOUNDATION FOR THE ADVANCEMENT OF TEACHING |
51 VISTA LANE SANFORD,CA94305 |
2014-07-10 | 50,000 | FOR STRATEGIC PLANNING RELATED TO THE EXPANSION AND SUSTAINABILITY OF QUANTWAY AND STATWAY MATHEMATICAL PATHWAYS. | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | NO REPORTS DUE PRIOR TO 9/30/14. | |||
|
CARNEGIE HERO FUND COMMISSION |
436 SEVENTH AVENUE SUITE 1101 PITTSBURGH,PA15219 |
2013-08-13 | 150,000 | AS A ONE-TIME GRANT FOR GENERAL SUPPORT. | 1,799 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 1/31/14. | 2014-01-31 | |
|
CENTURY FOUNDATION |
1 WHITEHALL STREET 15TH FLOOR NEW YORK,NY10004 |
2012-06-14 | 489,400 | FOR AN INTERNATIONAL WORKING GROUP AND PARALLEL PAKISTAN WORKING GROUP ON CHALLENGES POSED BY PAKISTAN AND WAYS TO ADDRESS THEM. | 297,994 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 8/13/13 AND 9/26/14. | 2014-09-26 | |
|
CHARLIE ROSE INC |
PO BOX 55 MILLWOOD,NY10546 |
2008-03-06 | 1,000,000 | TOWARD A BROADCAST SERIES ON THE DIVERSITY OF ISLAM.FINANCIAL AND PROGRESS REPORTS RECEIVED ON 7/19/11. FINAL REPORTS REQUESTED 1/15/13, 2/1/13, 3/1/13, 4/1/13, 12/17/13, 1/3/14, 5/27/14 8/28/14, AND 1/20/15.NOTE: FUTURE FUNDING PROHIBITED UNTIL REFUND IS RECEIVED. | 685,089 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2011-07-19 | ||
|
CHARTER FUND INC |
350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD,CO80021 |
2010-12-02 | 1,500,000 | FOR IDENTIFICATION, INCUBATION AND DEVELOPMENT OF NEXT GENERATION HYBRID INSTRUCTIONAL SCHOOL DESIGNS.FINANCIAL REPORTS RECEIVED 5/30/12, 6/12/13 AND 7/17/14, AND PROGRESS REPORTS RECEIVED 5/30/12 AND 6/12/13. GRANT CLOSED 7/22/14. | 1,500,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2013-06-12 | ||
|
CHARTER FUND INC |
350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD,CO80021 |
2012-12-13 | 3,000,000 | FOR IDENTIFYING, INCUBATING, AND SCALING PROMISING NEXT GENERATION LEARNING SCHOOL DESIGNS. | 569,087 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 7/17/14. | 2014-07-17 | |
|
ENVISION EXCELLENCE IN STEM |
PO BOX 18050 CLEVELAND HEIGHTS,OH44118 |
2013-12-05 | 25,000 | FOR DEVELOPMENT OF THE SCIENCE, TECHNOLOGY, ENGINEERING, AND MATH (STEM) FUNDERS NETWORK. | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | NO REPORTS DUE PRIOR TO 9/30/14. | |||
|
HUNT ALTERNATIVES FUND |
2040 S STREET NW SUITE 2 WASHINGTON,DC20009 |
2011-08-23 | 25,000 | FOR PLANNING OF AN INSTITUTE FOR INCLUSIVE SECURITY TO PARTNERSHIP WITH AN AFRICAN HIGHER EDUCATION INSTITUTION.FINANCIAL AND PROGRESS REPORTS RECEIVED 2/1/12, 8/27/12, 3/8/13, AND 12/27/13. GRANT CLOSED 12/27/13. | 25,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2013-12-27 | ||
|
INSTITUTE FOR NEW ECONOMIC THINKING |
570 LEXINGTON AVENUE 18TH FLOOR NEW YORK,NY10022 |
2011-03-16 | 25,000 | FOR SUPPORT OF A CONFERENCE ON NEW ECONOMIC THINKING IN RESPONSE TO THE GLOBAL ECONOMIC CRISIS.FINANCIAL AND PROGRESS REPORTS RECEIVED 9/27/11 AND PAYOUT REPORT REQUIRED OF PRIVATE FOUNDATIONS RECEIVED 5/21/14. GRANT CLOSED 5/21/14. | 25,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2011-09-27 | ||
|
INSTITUTE FOR NEW ECONOMIC THINKING |
570 LEXINGTON AVENUE 18TH FLOOR NEW YORK,NY10022 |
2012-03-27 | 25,000 | FOR A CONFERENCE ON ECONOMICS AND POLITICS IN BERLIN.FINANCIAL AND PROGRESS REPORTS RECEIVED 10/3/12 AND PAYOUT REPORT REQUIRED OF PRIVATE FOUNDATIONS RECEIVED 5/21/14. GRANT CLOSED 5/21/14. | 25,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2012-10-03 | ||
|
PUBLIC IMPACT LLC |
504 DOGWOOD DRIVE CHAPEL HILL,NC27516 |
2011-06-09 | 600,000 | FOR THE DESIGN, IMPLEMENTATION, AND DISSEMINATION OF EFFORTS TO EXTEND THE REACH OF TOP U.S. TEACHERS.FINANCIAL AND PROGRESS REPORTS RECEIVED 2/1/12, 2/1/13, AND 12/31/13; AN ADDITIONAL FINANCIAL REPORT (AS PART OF AN EXTENSION REQUEST) WAS RECEIVED ON 10/1/13. GRANT CLOSED 1/2/14. | 600,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2013-12-31 | ||
|
REGIONAL ECONOMIC MODELS INC |
433 WEST STREET AMHERST,MA01002 |
2013-06-25 | 27,000 | FOR STATE-LEVEL ANALYSES OF THE ECONOMIC IMPACT OF KEY COMPONENTS OF IMMIGRATION REFORM.FINANCIAL REPORT RECEIVED ON 3/4/14 AND PROGRESS REPORT RECEIVED ON 3/3/14. GRANT CLOSED 3/5/14. | 27,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2014-03-04 | ||
|
SHARED LEARNING COLLABORATIVE LLC |
500 5TH AVENUE N WASHINGTON,DC20001 |
2011-03-10 | 3,000,000 | FOR A SHARED LEARNING INFRASTRUCTURE.PROGRESS REPORTS RECEIVED 6/1/12, 6/28/13, AND 9/30/14; AND FINANCIAL REPORTS RECEIVED 6/25/13, 6/28/13, AND 9/30/14. GRANT CLOSED 9/30/14. | 3,000,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2014-09-30 | ||
|
TEACHING INSTITUTE FOR EXCELLENCE IN STEM |
10900 EUCLID AVENUE CLEVELAND HEIGHTS,OH44106 |
2013-02-11 | 15,000 | FOR THE NEXT GENERATION SCIENCE STANDARDS INSTITUTE. | 15,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 1/6/14. GRANT CLOSED 1/7/14. | 2014-01-06 | |
|
WESTIN STRATEGIES LLC |
150 BEVERLY ROAD ATLANTA,GA30309 |
2014-08-27 | 250,000 | FOR A PROJECT ON HOW TO ENGAGE TEACHERS, PARENTS, AND THE PUBLIC IN THE TRANSITION TO NEW STANDARDS. | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | NO REPORTS DUE PRIOR TO 9/30/14. | |||
|
AFRICAN JOURNALS ONLINE |
18A HILL STREET GRAHAMSTOWN SF |
2013-06-06 | 47,400 | FOR A STUDY ON THE CURRENT STATUS OF OPEN ACCESS SCHOLARLY PUBLISHING IN SUB-SAHARAN AFRICA. | 39,337 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL REPORT RECEIVED 2/4/14 AND PROGRESS REPORT RECEIVED 2/3/14. | 2014-02-04 | |
|
AFRICAN MINDS TRUST |
4 ECCLESTON PLACE SOMERSET WEST, CA SF |
2013-12-18 | 49,900 | FOR PUBLICATION OF A BOOK ON STUDENT REPRESENTATION IN HIGHER EDUCATION GOVERNANCE IN AFRICA. | 743 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL REPORT RECEIVED 4/9/14 AND PROGRESS REPORT RECEIVED 3/31/14. | 2014-04-09 | |
|
AFRICAN MINDS TRUST |
4 ECCLESTON PLACE SOMERSET WEST, CA SF |
2014-08-19 | 49,700 | FOR A RESEARCH STUDY ON AFRICAN ACADEMIC PRESSES IN A DIGITAL AGE: PRACTICES AND OPPORTUNITIES. | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | NO REPORTS DUE PRIOR TO 9/30/14. | |||
|
AFRICAN RENAISSANCE INSTITUTE OF SCIENCE AND TECHNOLOGY |
4 SEMINOLE ROAD SKILLMAN,NJ08558 |
2013-12-11 | 39,600 | FOR THE SEVENTH INTERNATIONAL CONFERENCE OF THE AFRICA MATERIALS RESEARCH SOCIETY.$2,157 WAS REFUNDED TO THE CORPORATION ON 9/29/14. | 37,443 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 2/26/14. GRANT CLOSED 9/30/14. | 2014-02-26 | |
|
ALEXANDRIA TRUST |
96 HIGH STREET KENSINGTON LONDON UK |
2013-09-12 | 300,000 | FOR AN ONLINE PUBLICATION. | 24,548 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL REPORT RECEIVED 3/3/14 AND PROGRESS REPORT RECEIVED 1/31/14. | 2014-03-03 | |
|
ARAB COUNCIL FOR THE SOCIAL SCIENCES |
C/O ARB NGO NETWORK FOR DEVELOPMENT ANND PO BOX 14/5792 MAZRAA, BEIRUT 11 LE |
2012-09-13 | 500,000 | FOR REFRAMING KNOWLEDGE IN THE WAKE OF THE ARAB SPRING.FINANCIAL AND PROGRESS REPORTS RECEIVED 2/27/13 AND 1/13/14. GRANTEE RECEIVED EQUIVALENCY DETERMINATION AS A U.S. PUBLICLY-SUPPORTED CHARITY ON 7/9/14 AND WILL BE REMOVED FROM THIS REPORT NEXT YEAR (ER NO LONGER REQUIRED). | 303,292 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2014-01-13 | ||
|
UNIVERSITY OF CAMBRIDGE |
TRUMPINGTON STREET CAMBRIDGE CB1 AG UK |
2009-09-10 | 378,000 | AS A FINAL GRANT FOR RESEARCH ON STABILIZING STATES AT RISK THROUGH ASYMMETRICAL CONSTITUTIONAL DESIGNS.FINANCIAL REPORTS RECEIVED 6/1/12 AND 1/14/14 AND PROGRESS REPORTS RECEIVED 6/1/12 AND 2/27/14. GRANT CLOSED 3/3/14. | 378,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2014-01-14 | ||
|
CAPE HIGHER EDUCATION CONSORTIUM |
10 BRODIE ROAD HOUSE VINCENT PO BOX 18094 WYNBERG MEWS, WYN SF |
2011-12-15 | 158,000 | ONE-TIME ONLY GRANT FOR A RESEARCH REVIEW OF U.S. FOUNDATION INITIATIVES IN EQUITY AND TRANSFORMATION AT SOUTH AFRICAN UNIVERSITIES.FINANCIAL REPORTS RECEIVED 11/4/13, 4/23/14 AND 10/20/14 AND PROGRESS REPORTS RECEIVED 8/16/13, 4/23/14, AND 10/20/14. GRANT CLOSED 10/31/14. | 158,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2014-10-20 | ||
|
CARNEGIE DUNFERMLINE TRUST |
ABBEY PARK HOUSE/ANDREW CARNEGIE HOUSE ABBEY PARK PLACE PITTENCRIEFF DUNFERMLINE, SCOT UK |
2012-12-13 | 150,000 | FOR SUPPORT OF THREE INITIATIVES: A CARNEGIE LEGACY EXHIBITION, THE ANDREW CARNEGIE BIRTHPLACE MUSEUM EXHIBITION UPGRADE, AND THE CARNEGIE DUNFERMLINE TRUST COMMUNITY PROJECT.FINANCIAL REPORTS RECEIVED 12/11/13 AND 7/15/14 AND PROGRESS REPORTS RECEIVED 7/15/14. GRANT CLOSED 8/26/14. | 150,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2014-07-15 | ||
|
CARNEGIE DUNFERMLINE TRUST |
ABBEY PARK HOUSE/ANDREW CARNEGIE HOUSE ABBEY PARK PLACE PITTENCRIEFF DUNFERMLINE, SCOT UK |
2013-07-08 | 30,000 | FOR SUPPORT OF THE CARNEGIE INTERNATIONAL LEGACY EXHIBITION. | 30,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 3/21/14. GRANT CLOSED 3/28/14. | 2014-03-21 | |
|
CARNEGIE-STICHTING |
CARNEGIEPLEIN 2 THE HAGUE NL |
2012-05-15 | 500,000 | FOR SUPPORT OF THE PEACE PALACE CENTENARY IN THE HAGUE. | 500,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 3/27/14. GRANT CLOSED 3/27/14. | 2014-03-27 | |
|
CARNEGIE TRUST FOR THE UNIVERSITIES OF SCOTLAND |
ANDREW CARNEGIE HOUSE PITTENCRIEFF STREET DUNFERMILINE FIFE, KY12 8AW UK |
2014-01-13 | 200,000 | FOR GENERAL SUPPORT. | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | NO REPORTS DUE PRIOR TO 9/30/14. | |||
|
CENTRE FOR HIGHER EDUCATION TRANSFORMATION TRUST |
THE CHET TRUST PO BOX 29204 SUNNYSIDE, PRETOR SF |
2008-12-04 | 250,000 | TOWARD NATIONAL AND REGIONAL POLICY DIALOGUES FOR HIGHER EDUCATION EXPERTS AND POLICYMAKERS IN SOUTH AFRICA.FINANCIAL AND PROGRESS REPORTS RECEIVED 3/26/10, 3/28/11, 5/30/12, 4/16/13 AND 2/4/14. GRANTEE RECEIVED EQUIVALENCY DETERMINATION AS U.S. PUBLICLY-SUPPORTED CHARITY ON 6/16/2014 AND WILL BE REMOVED FROM THIS REPORT NEXT YEAR (ER NO LONGER REQUIRED). | 250,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2014-02-04 | ||
|
CENTRE FOR HIGHER EDUCATION TRANSFORMATION TRUST |
THE CHET TRUST PO BOX 29204 SUNNYSIDE, PRETOR SF |
2011-06-09 | 800,000 | FOR THE HIGHER EDUCATION RESEARCH AND ADVOCACY EXPERTISE NETWORK IN AFRICA.FINANCIAL AND PROGRESS REPORTS RECEIVED 11/12/12. GRANTEE RECEIVED EQUIVALENCY DETERMINATION AS U.S. PUBLICLY-SUPPORTED CHARITY ON 6/16/2014 AND WILL BE REMOVED FROM THIS REPORT NEXT YEAR (ER NO LONGER REQUIRED). | 286,400 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2012-11-12 | ||
|
THE CLIMATE RESEARCH FUND (TRANSFERRED FROM GLOBAL CENTER) |
HVASSALEITI 111 REYKJAVIK 103 IC |
2008-09-11 | 500,000 | ONE-TIME GRANT TOWARD RESEARCH, ANALYSIS AND TRAINING ON WATER-RELATED SECURITY AND HUMANITARIAN CHALLENGES TO SOUTH ASIA POSED BY MELTING HIMALAYA GLACIERS.PROGRESS REPORTS RECEIVED 1/3/12, 3/5/13, AND 6/6/14, AND FINANCIAL REPORT RECEIVED 9/11/12, 3/12/13 AND 8/5/14. | 345,537 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2014-08-05 | ||
|
COUNCIL FOR THE DEVELOPMENT OF SOCIAL SCIENCE RESEARCH IN AFRICA |
BP 3304 ROUTE DO OUAKAM, SG |
2010-12-02 | 1,200,000 | FOR RESEARCH ON AFRICAN HIGHER EDUCATION GOVERNANCE, LEADERSHIP AND POLICY. | 948,166 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 9/21/12, 6/26/13 AND 7/31/14. | 2014-07-31 | |
|
COUNCIL FOR THE DEVELOPMENT OF SOCIAL SCIENCE RESEARCH IN AFRICA |
BP 3304 ROUTE DO OUAKAM, SG |
2014-06-12 | 1,202,000 | FOR AN AFRICAN DIASPORA FELLOWSHIP PROGRAM IN THE HUMANITIES AND SOCIAL SCIENCES. | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | NO REPORTS DUE PRIOR TO 9/30/14. | |||
|
DESMOND AND LEAH TUTU LEGACY FOUNDATION |
UNIT 62 FRAZZITTA PARK CNR KOEBERG ROAD AND FREEDOM WAY PO BOX 1092 MILNERTON, MIWEST SF |
2013-10-21 | 25,000 | FOR THE DESMOND TUTU INTERNATIONAL PEACE LECTURE. | 25,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL REPORTS RECEIVED 1/3/14. GRANT CLOSED 1/31/14. | 2014-01-31 | |
|
EVALUATION RESEARCH AGENCY |
20 BUITEKRING STELLENBOSCH 7600 SF |
2009-06-11 | 660,000 | FOR A PROJECT TO MONITOR AND EVALUATE UNIVERSITY LEADERSHIP PROGRAMS.FINANCIAL REPORTS RECEIVED 10/14/10, 11/21/11, 6/6/12, AND 1/23/13, AND PROGRESS REPORTS RECEIVED 10/14/10, 11/21/11, AND 1/23/13. | 453,998 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2013-01-23 | ||
|
INTERNATIONAL NETWORK OF EMERGING NUCLEAR SPECIALISTS |
GROUND FLOOR FLAT 63A GREAT RUSSELL STREET LONDON UK |
2012-01-31 | 50,000 | FOR SUPPORT TO DEVELOP ADMINISTRATIVE CAPACITY AND ADVANCE THE NETWORK'S ACTIVITIES.FINANCIAL AND PROGRESS REPORTS RECEIVED 9/4/12 AND 1/27/14. GRANT CLOSED ON 1/27/14. | 50,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2014-01-27 | ||
|
INTERNATIONAL SCHOOL ON DISARMAMENT AND RESEARCH ON CONFLICTS |
C/O DIPARTIMENTO DI FISICA UNIVERSITA DI ROMA TOR VERGATA VIA DELLA RICERCA IT |
2013-06-12 | 50,000 | FOR AN INTERNATIONAL COURSE ON NUCLEAR GOVERNANCE.FINANCIAL REPORTS RECEIVED 2/11/14 AND 8/24/14 AND PROGRESS REPORTS RECEIVED 4/11/14 AND 8/24/14. GRANT CLOSED 9/16/14. | 50,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2014-08-24 | ||
|
JORDAN MEDIA INSTITUTE |
PO BOX 3387 AMMAN 11821 JO |
2009-04-06 | 50,000 | FOR SUPPORT TO BRING AMERICAN CURRICULUM STANDARDS TO JOURNALISM TRAINING IN JORDAN.REPORTS REQUESTED 1/3/11, 1/5/12, 1/11/13, 3/14/13, AND 4/24/13. GRANT CLOSED WITHOUT REPORTS ON 3/14/13.NOTE: PROHIBITED FROM FUTURE FUNDING UNTIL REPORTS ARE RECEIVED. | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | ||||
|
UNIVERSITY OF KWAZULU-NATAL |
WESTVILLE CAMPUS PRIVATE BAG X54001 DURBAN 4000 SF |
2008-09-11 | 1,984,643 | FINAL GRANT TOWARD A LEADERSHIP AND EQUITY ADVANCEMENT PROGRAM.FINANCIAL REPORTS RECEIVED 2/8/10, 7/20/10, 2/22/11, 5/18/12, 2/19/13, AND 4/16/14. PROGRESS REPORTS RECEIVED 2/8/10, 7/20/10, 2/22/11, 5/30/12, 2/19/13, AND 4/16/14. UPDATED FINANCIAL REPORT REQUESTED 5/1/14 AND 11/25/14.NOTE: FINANCIAL REPORT SUBMITTED ON 4/16/14 WAS NOT SUFFICIENT AND DID NOT CLEARLY STATE WHAT FUNDS WERE REMAINING, THEREFORE THE AMOUNT OF GRANT SPENT BY GRANTEE REMAINS THE SAME AS LAST YEAR'S REPORT. PROHIBITED FROM FUTURE FUNDING UNTIL UPDATED REPORT IS RECEIVED. | 1,898,173 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2013-02-19 | ||
|
UNIVERSITY OF KWAZULU-NATAL |
WESTVILLE CAMPUS PRIVATE BAG X54001 DURBAN 4000 SF |
2013-07-29 | 49,900 | FOR A STUDY ON HOW EARLY-CAREER AFRICAN ACADEMICS ARE LEARNING TO TEACH. | 0 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 3/17/14. | 2014-03-07 | |
|
MCGILL UNIVERSITY |
855 SHERBROOKE STREET WEST MONTREAL, QUEBEC CA |
2013-10-30 | 50,000 | FOR SUPPORT OF A VISITING PROFESSOR FROM THE ISLAMIC WORLD. | 0 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL REPORT RECEIVED 6/5/14 AND PROGRESS REPORT RECEIVED 6/2/14. | 2014-06-05 | |
|
MOSCOW SCHOOL OF CIVIC EDUCATION |
BOLSHOI KOZIHINSKY PEREULOK 7 BLD 2 OFFICE 2122 MOSCOW 123104 RS |
2009-03-05 | 230,000 | FINAL GRANT TOWARD A PROJECT TO STRENGTHEN DEMOCRATIC INSTITUTIONS AND CIVIL SOCIETY IN RUSSIA.FINANCIAL REPORTS RECEIVED 2/16/11 AND 10/17/11, AND 2/6/14 AND PROGRESS REPORTS RECEIVED 10/17/11 AND 2/6/14. GRANT CLOSED ON 2/7/14. | 230,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2014-02-06 | ||
|
NATIONAL SKILLS ACADEMY FOR NUCLEAR |
9 EUROPE WAY COCKERMOUTH, CUMB UK |
2014-01-29 | 50,000 | FOR THE TRIPLE BAR IN NUCLEAR SECURITY ONLINE LEARNING COURSE. | 50,000 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL REPORT RECEIVED 10/13/14, AND PROGRESS REPORT RECEIVED 10/17/14. | 2014-10-13 | |
|
NORWEGIAN PEACEBUILDING RESOURCE (NORSK RESURSSENTER FOR FREDSBYGGING) |
PO BOX 2947 TOVEN, OSLO NO |
2013-08-27 | 50,000 | FOR THE U.S.-RUSSIA DIALOGUE ON SYRIA.FINANCIAL REPORTS RECEIVED 12/9/13 AND 5/30/14, AND PROGRESS REPORT RECEIVED 9/1/14. | 12,923 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2014-05-30 | ||
|
OXFORD CENTRE FOR ISLAMIC STUDIES |
GEORGE STREET OXFORD OX1 2AR UK |
2009-12-03 | 300,000 | AS A CHALLENGE GRANT TOWARD AN HISTORICAL ATLAS PROJECT.FINANCIAL AND PROGRESS REPORTS RECEIVED 1/27/11, 6/1/12, 3/27/13, AND 1/31/14.NOTE: FY13'S REPORT INDICATED THAT $172,877 HAD BEEN EXPENDED BY GRANTEE AS OF 3/27/13. THE CORRECT AMOUNT EXPENDED AS OF 3/27/13 WAS $82,277. | 136,575 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2014-01-31 | ||
|
UNIVERSITY OF READING |
READING RGG6AA UK |
2008-12-04 | 390,600 | FOR A JOINT PROJECT WITH KING'S COLLEGE LONDON ON THE POLITICAL ECONOMY OF STATEBUILDING.PROGRESS REPORTS RECEIVED 2/1/10 AND 4/4/11, 2/28/12 AND 9/30/13, AND FINANCIAL REPORTS RECEIVED 2/1/10, 4/4/11, 11/30/11, 1/10/13 AND 4/4/14. GRANT CLOSED ON 6/20/14.$191,700 WAS REFUNDED TO THE CORPORATION ON 6/20/14. | 198,900 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2014-04-04 | ||
|
RESEARCH (AFRICA) PTY LTD |
A307 GATE HOUSE BLACK RIVER PARK 2 FIR STREET OBSERVATORY CAPE TOWN, WESTER SF |
2013-11-22 | 20,700 | FOR PRODUCTION OF A SHORT FILM ON EXPANDING AND SUSTAINING EXCELLENCE IN DOCTORAL PROGRAMS IN SUB-SAHARAN AFRICA. | 20,700 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 5/30/14. GRANT CLOSED 1/7/15. | 2014-05-30 | |
|
SABINET GATEWAY |
NO3 CENTURION OFFICE PARK 1021 BANK AVENUE PO BOX 9785 CENTURION 0046 SF |
2008-06-12 | 1,800,000 | TOWARD THE RETROSPECTIVE DIGITIZATION OF AFRICAN JOURNALS.FINANCIAL AND PROGRESS REPORTS RECEIVED 7/30/09, 8/6/10, 10/19/11, 9/28/12, 8/19/13, AND 4/4/14. | 1,741,603 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2014-04-04 | ||
|
SCIDEVNET |
9-11 RICHMOND BUILDINGS LONDON UK |
2013-09-12 | 248,200 | FOR A MULTIMEDIA SERIES ON STRENGTHENING DOCTORAL TRAINING AND RESEARCH IN AFRICA. | 33,741 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL AND PROGRESS REPORTS RECEIVED 2/3/14. | 2014-02-03 | |
|
UNIVERSITY OF SYDNEY |
OFFICE OF THE VICE-CHANCELLOR PRINCIPAL QUADRANGLE BUILDING A14 SYDNEY, NWS 2006 AS |
2014-01-03 | 50,000 | FOR SUPPORT OF A CONFERENCE APPLYING NEW THINKING TO INTERNATIONAL PEACE AND SECURITY. | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | NO REPORTS DUE PRIOR TO 9/30/14. | |||
|
TRIALOGUE EDUCATIONAL TRUST |
48 CHARLES STREET LONDON W1J 5EN UK |
2012-09-13 | 350,000 | AS A FINAL GRANT FOR A TRANSATLANTIC TRACK OF STRATEGIC ENGAGEMENT.FINANCIAL REPORTS RECEIVED 10/30/13 AND 3/12/14, AND PROGRESS REPORT RECEIVED 10/30/13. | 313,051 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | 2014-03-12 | ||
|
UNIVERSTIY WORLD NEWS (AFRICA) |
92 BOWHILL LODGE 16 GORDON ROAD MORNINGSIDE DURBAN, KAW ZULU- SF |
2013-09-12 | 200,000 | FOR SUPPORT OF UNIVERSITY WORLD NEWS (AFRICA) HIGHER EDUCATION EDITORIAL PROJECTS. | 179,600 | NO PART OF THE GRANT WAS USED FOR OTHER THAN CHARITABLE PURPOSES. | FINANCIAL REPORT RECEIVED 11/19/14 AND PROGRESS REPORT RECEIVED 11/17/14. | 2014-11-19 |
| Identifier | Return Reference | Explanation |
|---|---|---|
| FOUNDATION MANAGERS & THEIR COMPENSATION INFORMATION | FORM 990PF, PART VIII, LINE 1 | VARTAN GREGORIAN, PRESIDENT/TRUSTEE- COMPENSATION $784,428 INCLUDES $9,428 REPRESENTING INCOME DISTRIBUTED FROM EARNINGS ON ACCOUNT HOLDINGS UNDER THE CORPORATION'S FLEX-OP PLAN.- RECEIVED $50,000 HOUSING ALLOWANCE.AMY GUTMANN, ANNA PALACIO AND NORMAN PEARLSTINE COMPLETED THEIR TERMS OF SERVICE AT THE DECEMBER 5, 2013 BOARD MEETING.JARED COHON AND JUDY WOODRUFF BEGAN THEIR TERMS OF SERVICE AT THE DECEMBER 5, 2013 BOARD MEETING.JANET ROBINSON AND ANNE TATLOCK BEGAN THEIR TERM OF SERVICE AT THE MARCH 6, 2014 BOARD MEETING. |
| SUMMARY OF DIRECT CHARITABLE ACTIVITIES | FORM 990PF, PART IX-A | CARNEGIE CORPORATION OF NEW YORK (CC) WAS FOUNDED IN 1911 FOR THE ADVANCEMENT AND DIFFUSION OF KNOWLEDGE AND UNDERSTANDING. CC FULFILLS ITS CHARTER PRIMARILY BY GIVING GRANTS TO ORGANIZATIONS IN THE PROGRAM AREAS SELECTED BY ITS PRESIDENT AND BOARD OF TRUSTEES. (SEE STATEMENT 20 FOR IDENTIFICATION OF THE CURRENT AREAS OF CONCENTRATION.) IN ADDITION TO MAKING GRANTS, CC ENCOURAGES STAFF MEMBERS TO GIVE FREELY OF THEIR TIME TO ASSIST OTHER NON PROFIT ORGANIZATIONS AND GOVERNMENTAL AGENCIES INVOLVED IN PUBLIC SERVICE. THIS IS ACCOMPLISHED THROUGH SERVICE ON BOARDS AND ADVISORY COMMITTEES OF OTHER INSTITUTIONS, TECHNICAL ASSISTANCE, RESEARCH, PUBLICATION AND DISSEMINATION OF EDUCATIONAL MATERIALS AND THE CONDUCT OF EDUCATIONAL CONFERENCES, MEETINGS AND SEMINARS.A) TECHNICAL ASSISTANCE TO GRANTEES AND OTHER CHARITABLE ORGANIZATIONS: $559,982THIS AMOUNT REPRESENTS SALARY AND OVERHEAD ALLOCATIONS OF PROGRAM STAFF FOR TIME SPENT ADVISING GRANTEES AND OTHER CHARITABLE ORGANIZATIONS ON A VARIETY OF SUBJECTS INCLUDING, BUT NOT LIMITED TO, OBTAINING ADDITIONAL FUNDING FROM OTHER SOURCES, REDUCING OPERATING EXPENSES, COMPLYING WITH GOVERNMENT REGULATION, AND MAINTAINING ACCURATE FINANCIAL RECORDS.B) CONDUCTING CONFERENCES AND MEETINGS: 49,116CC CONDUCTS SEVERAL MEETINGS PER YEAR IN EACH OF ITS PROGRAM AREAS THAT BRING TOGETHER PARTICIPANTS FROM VARIOUS ACADEMIC DISCIPLINES, AND THE PUBLIC AND PRIVATE SECTORS, TO EXCHANGE IDEAS AND FORMULATE SOLUTIONS OR METHODS OF ARRIVING AT SOLUTIONS TO PROBLEMS IN THEIR AREA OF EXPERTISE. THE MEETINGS BENEFIT THESE INDIVIDUALS AND ULTIMATELY THE COMMUNITIES THEY SERVE.C) PUBLICATION AND DISSEMINATION OF EDUCATIONAL MATERIALS: $2,929,138ARTICLES, BOOKS AND OTHER READING MATERIAL, GENERATED FROM THE MEETINGS MENTIONED ABOVE, FROM CARNEGIE-SUPPORTED GRANTEES AND CARNEGIE STAFF, ARE REGULARLY PRODUCED AND DISTRIBUTED BY CC TO THE GENERAL PUBLIC AND TO THOSE INDIVIDUALS MOST DIRECTLY INTERESTED IN THEIR CONTENTS. THE CORPORATION MAINTAINS A FILE OF NAMES AND ADDRESSES TO FACILITATE THE DISSEMINATION PROGRAM. D) OTHER: $180,756THE MAJORITY OF THIS CATEGORY REPRESENTS THE ALLOCATION OF SALARIES, BENEFITS, AND OVERHEAD FOR STAFF WHO CONTRIBUTE PORTIONS OF THEIR TIME TO THE ADMINISTRATION OF CORPORATION-SPONSORED ACTIVITY: FOR ADVANCING THE RECOMMENDATIONS OF THE OPPORTUNITY EQUATION: TRANSFORMING MATHEMATICS AND SCIENCE EDUCATION FOR CITIZENSHIP AND THE GLOBAL ECONOMY AND PROGRAM DISSEMINATION FUND. E) SERVICE ON BOARDS OR ADVISORY COMMITTEES: $306,763THE AMOUNT REPRESENTS THE COST TO SUPPORT THE SERVICE OF THE CORPORATION'S STAFF ON BOARDS OR ADVISORY COMMITTEES OF OTHER CHARITABLE ORGANIZATIONS.TOTAL DIRECT CHARITABLE ACTIVITIES: $4,025,755 |
| SUPPLEMENTARY INFORMATION, LINES 2A, B, D | FORM 990PF, PART XV | THE CHARTER OF THE CORPORATION PROVIDES THAT ALL FUNDS ARE TO BE USED TO PROMOTE "THE ADVANCEMENT AND DIFFUSION OF KNOWLEDGE AND UNDERSTANDING." GRANTS MUST BE BROADLY EDUCATIONAL IN NATURE, BUT THEY NEED NOT BE LIMITED TO THE FORMAL EDUCATIONAL SYSTEM OR TO EDUCATIONAL INSTITUTIONS. THE FOUNDATION MAKES IT A POLICY TO SELECT A FEW AREAS IN WHICH TO CONCENTRATE ITS GRANTS OVER A PERIOD OF YEARS. THE CORPORATION CURRENTLY OPERATES GRANT PROGRAMS IN FOUR BROAD AREAS. THE FOUR AREAS ARE EDUCATION, INTERNATIONAL PEACE AND SECURITY, INTERNATIONAL DEVELOPMENT, AND STRENGTHENING U.S. DEMOCRACY. THE CORPORATION ACCEPTS REQUESTS FOR FUNDING AT ALL TIMES OF THE YEAR. THERE ARE NO APPLICATION DEADLINES.GRANT DECISIONS ARE BASED PRIMARILY ON THE INFORMATION PROVIDED BY GRANTSEEKERS IN THE CORPORATION'S OWN DETAILED PROPOSALS FORMATS. ONLY PROPOSALS PRESENTED IN THE CORPORATION'S FORMAT WILL BE CONSIDERED FOR FUNDING. GRANTSEEKERS WHO WOULD LIKE TO APPROACH THE FOUNDATION WITH A PRELIMINARY REQUEST FOR FUNDING ARE ENCOURAGED TO SUBMIT A LETTER OF INQUIRY. IF THE PROJECT DESCRIBED IN THE LETTER FITS THE FOUNDATION'S GUIDELINES, THE SENDER WILL BE CONTACTED AND ASKED TO SUBMIT A PROPOSAL IN THE CORPORATION'S FORMAT. A REQUEST TO SUBMIT A PROPOSAL IS NOT AN INDICATION OF THE CORPORATION'S INTENTION OR COMMITMENT TO AWARD A GRANT.A LETTER OF INQUIRY, NOT TO EXCEED FIVE PAGES, SHOULD CONCISELY DESCRIBE THE PROJECT, ITS AIMS, ITS SIGNIFICANCE, ITS DURATION AND THE AMOUNTS OF FUNDS REQUIRED. THE INQUIRY SHOULD BE SENT TO ELLEN BLOOM, CORPORATE SECRETARY, CARNEGIE CORPORATION OF NEW YORK, 437 MADISON AVENUE, NEW YORK, NY 10022. HER TELEPHONE NUMBER IS (212) 371-3200.THE CORPORATION DOES NOT MAKE GRANTS FOR CONSTRUCTION OR MAINTENANCE OF FACILITIES OR ENDOWMENTS. IT DOES NOT MAKE PROGRAM-RELATED INVESTMENTS.THE CORPORATION DOES NOT GENERALLY MAKE GRANTS TO INDIVIDUALS. THE CORPORATION USUALLY CONSIDERS ONLY THOSE PROJECTS THAT HAVE THE POTENTIAL FOR WIDE-SPREAD NATIONAL OR INTERNATIONAL IMPACT. IT DOES NOT GENERALLY MAKE GRANTS TO LOCAL OR REGIONAL COMMUNITY SERVICE ORGANIZATIONS. |
| NAME OF FOREIGN COUNTRY FILING FBAR | FORM 990PF, PART VII-A, LINE 16 | BRAZIL, CAYMAN ISLANDS, CHILE, CHINA, CZECH REPUBLIC, EGYPT, GREECE, HUNGARY, KUWAIT, LEBANON, MAURITIUS, PALESTINE, POLAND, SOUTH KOREA, TUNISIA, TURKEY, U.A.E. ABU DHABI, U.A.E. DUBAI, U.A.E.NASDAQ DUBAI |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 745762.41 ASSET BACKED SECURITIES HE8 M2 | 632,221 | 632,221 |
| 418865162.38 MORGAN STANLEY GLB LIQ PR 8301 | 418,865,162 | 418,865,162 |
| 10129022.07 MORGAN STANLEY GLB LIQ PR 8301 | 10,129,022 | 10,129,022 |
| 4943008 MORGAN STANLEY GLB LIQ PR 8301 | 4,943,008 | 4,943,008 |
| 29582.27 MORGAN STANLEY GLB LIQ PR 8301 | 29,582 | 29,582 |
| 9324570.26 BNY MELLON CASH RESERVE | 9,324,570 | 9,324,570 |
| 553918.89 TRADE DATE CASH | 374,265 | 374,265 |
| 40179296.09 DREYFUS CASH ADVANTAGE FUND | 40,179,296 | 40,179,296 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 4219 BARRACUDA NETWORKS INC | 108,218 | 108,218 |
| 13179 CLOVIS ONCOLOGY INC | 597,799 | 597,799 |
| 20993 FACEBOOK INC | 1,659,287 | 1,659,287 |
| 9766 INOGEN INC | 201,277 | 201,277 |
| 20163 KYTHERA BIOPHARMACEUTICALS I | 660,540 | 660,540 |
| 130437 MILLENNIAL MEDIA INC | 242,613 | 242,613 |
| 6544 NOAH CORPORATION | 127,084 | 127,084 |
| 40349 POTBELLY CORP COM | 470,469 | 470,469 |
| 46804 RINGCENTRAL INC | 594,879 | 594,879 |
| 4154 VIPSHOP HOLDINGS LTD | 785,148 | 785,148 |
| 1.017 KINDER MORGAN MANAGEMENT LLC | 96 | 96 |
| 963160 VANGUARD FTSE EMERGING MARKETS | 40,173,404 | 40,173,404 |
| 25300 ADIDAS AG | 1,893,643 | 1,893,643 |
| 24298 AON CORP | 2,130,206 | 2,130,206 |
| 119800 CHESAPEAKE ENERGY CORP | 2,754,202 | 2,754,202 |
| 178000 CHEUNG KONG(HLDGS) HK$0.50 | 2,931,862 | 2,931,862 |
| 35913 EXOR SPA EUR1 | 1,394,585 | 1,394,585 |
| 14387 FEDEX CORP | 2,322,781 | 2,322,781 |
| 86441 FERROVIAL SA EUR0.2 | 1,676,714 | 1,676,714 |
| 288000 GENTING BERHAD | 833,141 | 833,141 |
| 1511350 GENTING BHD-CW | 1,336,051 | 1,336,051 |
| 497000 HOPEWELL HOLDINGS HKD2.50 | 1,740,918 | 1,740,918 |
| 93686 KONINKLIJKE PHILIPS NV | 2,990,083 | 2,990,083 |
| 21000 KONINKLIJKE VOPAK NV EUR0.5 | 1,133,419 | 1,133,419 |
| 37186 LAFARGE SA EUR4.00 | 2,678,527 | 2,678,527 |
| 56407 LEVEL 3 COMMUNICATIONS INC | 2,579,492 | 2,579,492 |
| 45670 LOEWS CORP | 1,902,612 | 1,902,612 |
| 1125000 MELCO INTERNATIONAL | 2,602,027 | 2,602,027 |
| 238900 MINERAL RESOURCES LTD | 1,818,730 | 1,818,730 |
| 55525 MONDELEZ INTERNATIONAL INC | 1,902,564 | 1,902,564 |
| 406196.22 MORGAN STANLEY GLB LIQ PR 8301 | 406,196 | 406,196 |
| 19374 MURPHY OIL CORP | 1,102,574 | 1,102,574 |
| 136194 NEWS CORP/NEW CLASS B | 2,196,809 | 2,196,809 |
| 64100 OCI NV EUR1.00 | 1,980,227 | 1,980,227 |
| 15047 TRAVELERS COS INC/THE | 1,413,515 | 1,413,515 |
| 66000 VIVENDI SA EUR5.5 | 1,594,120 | 1,594,120 |
| TIAA CREF MUTUAL FUNDS | 619,293 | 619,293 |
| DUE FROM BROKER | 107,717 | 107,717 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| 44597 STEEL PARTNERS HOLDINGS LP | FMV | 740,756 | 740,756 |
| AKO FUND LIMITED | FMV | 30,971,375 | 30,971,375 |
| ANDINO ASSET MANAGEMENT PERU | FMV | 9,972,078 | 9,972,078 |
| BLAKENEY-(CC DEVELOPMENT PARTNERS) | FMV | 36,474,816 | 36,474,816 |
| CEDAR ROCK CAPITAL | FMV | 120,590,040 | 120,590,040 |
| CEPHEI CAPITAL A-SHARE FUND | FMV | 40,638,500 | 40,638,500 |
| CEVIAN CAPITAL II LTD | FMV | 31,198,500 | 31,198,500 |
| CONVEXITY CAPITAL (S&P) | FMV | 53,763,721 | 53,763,721 |
| DYNAMO BRASIL FUND VIII | FMV | 1,718,906 | 1,718,906 |
| ICHIGO JAPAN FUND B | FMV | 52,982,828 | 52,982,828 |
| KEYWISE GREATER CHINA OPPORTUNITIES | FMV | 2,207,834 | 2,207,834 |
| LONE CASCADE | FMV | 121,628,076 | 121,628,076 |
| NEON LIBERTY LORIKEET FUND | FMV | 33,711,695 | 33,711,695 |
| NEW VERNON INDIA FUND II | FMV | 6,089,367 | 6,089,367 |
| NINE TEN PARTNERSHIP (FORMERLY BARES) | FMV | 48,002,634 | 48,002,634 |
| OVERLOOK PARTNERS FUND | FMV | 28,973,550 | 28,973,550 |
| PARI WASHINGTON INDIA FUND | FMV | 3,009,323 | 3,009,323 |
| PARVUS EUROPEAN OPPS FUND | FMV | 84,920,581 | 84,920,581 |
| SILCHESTER INTL VALUE EQUITY TRUST | FMV | 117,977,785 | 117,977,785 |
| STEEL PARTNERS II | FMV | 553,378 | 553,378 |
| STEEL PARTNERS JAPAN FUND | FMV | 2,097,412 | 2,097,412 |
| SQM FRONTIER AFRICA FUND LTD | FMV | 44,210,287 | 44,210,287 |
| SQM FRONTIER MIDDLE EAST FUND | FMV | 39,036,600 | 39,036,600 |
| SQUADRA EQUITY FUND LTD | FMV | 46,961,824 | 46,961,824 |
| TARPON ALL EQUITIES FUND | FMV | 4,388,711 | 4,388,711 |
| ACCEL X | FMV | 9,683,608 | 9,683,608 |
| ACCEL XI | FMV | 3,310,177 | 3,310,177 |
| ACCEL XII | FMV | 847,946 | 847,946 |
| ACCEL GROWTH FUND II | FMV | 5,926,865 | 5,926,865 |
| ACCEL GROWTH FUND III | FMV | 1,727,139 | 1,727,139 |
| ATA VENTURES I | FMV | 7,159,355 | 7,159,355 |
| ATA VENTURES II | FMV | 5,713,523 | 5,713,523 |
| AUGUST CAPITAL III | FMV | 3,182,754 | 3,182,754 |
| AUGUST CAPITAL IV | FMV | 3,833,695 | 3,833,695 |
| AUGUST CAPITAL V | FMV | 8,431,197 | 8,431,197 |
| BAIN CAPITAL VENTURE FUND 2001 | FMV | 609,186 | 609,186 |
| BAIN CAPITAL VENTURE FUND 2005 | FMV | 2,674,866 | 2,674,866 |
| BAIN CAPITAL VENTURE FUND 2007 | FMV | 13,453,459 | 13,453,459 |
| BAIN CAPITAL VENTURE FUND 2009 | FMV | 8,359,480 | 8,359,480 |
| CATHAY CAPITAL HOLDINGS II | FMV | 3,313,903 | 3,313,903 |
| CDH VENTURE PARTNERS | FMV | 2,061,512 | 2,061,512 |
| CDH VENTURE PARTNERS II | FMV | 10,334,094 | 10,334,094 |
| CHARLES RIVER XI | FMV | 163,594 | 163,594 |
| CHARLES RIVER XI ANNEX | FMV | 76,084 | 76,084 |
| CHARLES RIVER XII | FMV | 2,631,357 | 2,631,357 |
| CHARLES RIVER XII ANNEX | FMV | 1,100 | 1,100 |
| CHARLES RIVER XIII | FMV | 9,576,948 | 9,576,948 |
| EMERGENCE CAPITAL PARTNERS II | FMV | 22,269,288 | 22,269,288 |
| GENERAL CATALYST GROUP III | FMV | 1,399,750 | 1,399,750 |
| GENERAL CATALYST GROUP IV | FMV | 6,333,634 | 6,333,634 |
| HELION VENTURE PARTNERS | FMV | 7,773,002 | 7,773,002 |
| HELION VENTURE PARTNERS II | FMV | 9,423,406 | 9,423,406 |
| HELION VENTURE PARTNERS III | FMV | 910,165 | 910,165 |
| IDG-ACCEL CHINA CAPITAL | FMV | 6,596,291 | 6,596,291 |
| IDG-ACCEL CHINA CAPITAL II | FMV | 4,324,094 | 4,324,094 |
| IDG-ACCEL CHINA GROWTH FUND II | FMV | 20,779,368 | 20,779,368 |
| IDG-ACCEL CHINA GROWTH FUND III | FMV | 5,461,857 | 5,461,857 |
| KEYTONE VENTURES | FMV | 5,009,976 | 5,009,976 |
| KEYTONE VENTURES II | FMV | 5,371,678 | 5,371,678 |
| MATRIX PARTNERS CHINA I | FMV | 8,705,542 | 8,705,542 |
| MATRIX PARTNERS IX | FMV | 4,013,688 | 4,013,688 |
| MAVERON EQUITY PARTNERS III | FMV | 3,080,758 | 3,080,758 |
| MAVERON EQUITY PARTNERS IV | FMV | 15,069,290 | 15,069,290 |
| MOHR DAVIDOW VENTURES (MDV) IX | FMV | 6,940,192 | 6,940,192 |
| MORNINGSIDE CHINA TMT FUND II | FMV | 10,363,090 | 10,363,090 |
| NEXUS INDIA CAPITAL II | FMV | 16,584,110 | 16,584,110 |
| NEXUS VENTURES III | FMV | 2,017,048 | 2,017,048 |
| NEXUS OPPORTUNITY FUND LTD | FMV | 733,964 | 733,964 |
| SEQUOIA CAPITAL XII | FMV | 12,834,566 | 12,834,566 |
| SEQUOIA CAPITAL (US) XIV | FMV | 2,355,413 | 2,355,413 |
| SEQUOIA CAPITAL CHINA I | FMV | 2,266,093 | 2,266,093 |
| SEQUOIA CAPITAL CHINA II | FMV | 4,641,090 | 4,641,090 |
| SEQUOIA CAPITAL CHINA GROWTH 2010 | FMV | 9,808,770 | 9,808,770 |
| SEQUOIA CAPITAL CHINA GROWTH I | FMV | 1,486,201 | 1,486,201 |
| SEQUOIA CAPITAL CHINA VENTURE 2010 | FMV | 6,354,262 | 6,354,262 |
| SEQUOIA CAPITAL GLOBAL GROWTH FUND | FMV | 1,471,683 | 1,471,683 |
| SEQUOIA CAPITAL INDIA III | FMV | 2,338,807 | 2,338,807 |
| SEQUOIA CAPITAL INDIA GROWTH FUND I | FMV | 2,158,104 | 2,158,104 |
| SEQUOIA CAPITAL INDIA GROWTH FUND II | FMV | 9,031,758 | 9,031,758 |
| SEQUOIA CAPITAL US VENTURE 2010 | FMV | 21,673,374 | 21,673,374 |
| SEQUOIA CAPITAL GROWTH FUND III | FMV | 5,180,063 | 5,180,063 |
| SEQUOIA CAPITAL US GROWTH FUND IV | FMV | 8,988,147 | 8,988,147 |
| SEQUOIA CAPITAL US GROWTH FUND V | FMV | 7,939,120 | 7,939,120 |
| SEQUOIA CAPITAL US GROWTH FUND VI | FMV | 821,310 | 821,310 |
| VERSANT VENTURES I | FMV | 4,944,010 | 4,944,010 |
| VERSANT VENTURES II | FMV | 7,773,491 | 7,773,491 |
| VERSANT VENTURES III | FMV | 11,144,940 | 11,144,940 |
| VERSANT VENTURES IV | FMV | 7,602,591 | 7,602,591 |
| VOYAGER CAPITAL FUND II-A | FMV | 216,711 | 216,711 |
| VOYAGER CAPITAL FUND III | FMV | 7,525,383 | 7,525,383 |
| WESTBRIDGE VENTURES II | FMV | 2,792,130 | 2,792,130 |
| W I HARPER INC FUND VI LTD | FMV | 7,706,336 | 7,706,336 |
| ABRY PARTNERS IV | FMV | 1,805,228 | 1,805,228 |
| ABRY PARTNERS V | FMV | 2,029,962 | 2,029,962 |
| ABRY PARTNERS VI | FMV | 12,865,248 | 12,865,248 |
| ABRY PARTNERS VII | FMV | 12,669,308 | 12,669,308 |
| ABRY SENIOR EQUITY IV | FMV | 1,153,052 | 1,153,052 |
| AEA SCANDINAVIA | FMV | 7,968 | 7,968 |
| ALPINE INVESTORS II | FMV | 879,106 | 879,106 |
| ALPINE INVESTOR III | FMV | 2,700,664 | 2,700,664 |
| ALPINE INVESTORS V | FMV | 145,262 | 145,262 |
| AMERICAN SECURITIES PARTNERS III | FMV | 1,165,846 | 1,165,846 |
| AMERICAN SECURITIES PARTNERS IV | FMV | 3,164,139 | 3,164,139 |
| AMERICAN SECURITIES PARTNERS V | FMV | 9,992,950 | 9,992,950 |
| BAIN CAPITAL VII | FMV | 1,823,471 | 1,823,471 |
| BAIN CAPITAL FUND VII-E | FMV | 1 | 1 |
| BAIN CAPITAL VIII | FMV | 6,745,195 | 6,745,195 |
| BAIN VIII-E (EURO) | FMV | 4,368,879 | 4,368,879 |
| BAIN CAPITAL FUND IX | FMV | 7,159,768 | 7,159,768 |
| BAIN CAPITAL FUND X | FMV | 6,700,068 | 6,700,068 |
| BAIN CAPITAL ASIA FUND | FMV | 1,836,736 | 1,836,736 |
| BAIN CAPITAL ASIA FUND II | FMV | 2,972,305 | 2,972,305 |
| BAIN CAPITAL EUROPE FUND III | FMV | 13,164,282 | 13,164,282 |
| BERKSHIRE FUND VI | FMV | 3,371,993 | 3,371,993 |
| BERKSHIRE FUND VII | FMV | 9,156,072 | 9,156,072 |
| BERKSHIRE FUND VIII | FMV | 6,732,284 | 6,732,284 |
| CCG INVESTMENT FUND | FMV | 2,784,450 | 2,784,450 |
| CDH CHINA FUND III (INCL SUPPLEMENTARY) | FMV | 10,556,951 | 10,556,951 |
| CDH CHINA FUND IV | FMV | 11,383,725 | 11,383,725 |
| CDH CHINA FUND V | FMV | 2,374,810 | 2,374,810 |
| CITIC CAPITAL CHINA | FMV | 3,215,479 | 3,215,479 |
| CITIC CAPITAL CHINA II | FMV | 6,109,508 | 6,109,508 |
| CS CAPITAL PARTNERS II | FMV | 4,376,393 | 4,376,393 |
| CS CAPITAL PARTNERS III | FMV | 9,254,554 | 9,254,554 |
| FLEXPOINT FUND | FMV | 3,531,096 | 3,531,096 |
| FLEXPOINT FUND II | FMV | 6,226,313 | 6,226,313 |
| GOLDEN GATE CAPITAL II/11A | FMV | 9,965,587 | 9,965,587 |
| GGC INVESTMENT ANNEX FUND II | FMV | 2,239,213 | 2,239,213 |
| GOLDEN GATE OPPORTUNITY FUND | FMV | 34,118,094 | 34,118,094 |
| INDUSTRIAL GROWTH PARTNERS II | FMV | 182,679 | 182,679 |
| INDUSTRIAL GROWTH PARTNERS III | FMV | 2,614,643 | 2,614,643 |
| INDUSTRIAL GROWTH PARTNERS IV | FMV | 6,584,083 | 6,584,083 |
| NEW HORIZON CAPITAL IV | FMV | 6,062,417 | 6,062,417 |
| SYCAMORE PARTNERS | FMV | 12,386,605 | 12,386,605 |
| SYCAMORE PARTNERS II | FMV | 1,012,835 | 1,012,835 |
| TIFF SECONDARY PARTNERS I | FMV | 758,408 | 758,408 |
| TIGER GLOBAL PARTNERS V | FMV | 45,498,412 | 45,498,412 |
| ACADIA STRATEGIC OPP FUND I | FMV | 298,992 | 298,992 |
| ACADIA STRATEGIC OPP FUND II | FMV | 17,880,165 | 17,880,165 |
| ACADIA STRATEGIC OPP FUND III | FMV | 4,726,280 | 4,726,280 |
| ACADIA STRATEGIC OPP FUND IV | FMV | 1,122,156 | 1,122,156 |
| AVANTI INVESTORS III | FMV | 2,131,584 | 2,131,584 |
| AVANTI INVESTORS IV | FMV | 6,648,943 | 6,648,943 |
| AVANTI INVESTORS V | FMV | 9,939,511 | 9,939,511 |
| AVANTI INVESTORS VI | FMV | 13,642,997 | 13,642,997 |
| ASLAN REALTY II (TRANSWESTERN) | FMV | 1,418,900 | 1,418,900 |
| BROOKDALE INVESTORS V | FMV | 5,235,884 | 5,235,884 |
| BROOKDALE INVESTORS VI | FMV | 10,816,689 | 10,816,689 |
| CP INVESTMENT FUND (CARMEL) | FMV | 3,549,645 | 3,549,645 |
| CP INVESTMENT FUND II (CARMEL) | FMV | 14,021,438 | 14,021,438 |
| CARMEL PARTNERS FUND III | FMV | 10,742,439 | 10,742,439 |
| CARMEL PARTNERS FUND V | FMV | 363,121 | 363,121 |
| FPA APARTMENT OPPORTUNITY FUND A (III) | FMV | 9,899,299 | 9,899,299 |
| FPA APARTMENT OPPORTUNITY FUND IV-A | FMV | 4,265,959 | 4,265,959 |
| GCPREP REIT I | FMV | 12,202,588 | 12,202,588 |
| GCP FUND II REIT | FMV | 30,449,250 | 30,449,250 |
| GCP FUND III/REIT III | FMV | 6,569,138 | 6,569,138 |
| HAMPSHIRE PARTNERS REIT VI | FMV | 2,354,144 | 2,354,144 |
| HAMPSHIRE PARTNERS REIT VII | FMV | 17,471,568 | 17,471,568 |
| HAMPSHIRE PARTNERS REIT VIII | FMV | 5,442,997 | 5,442,997 |
| HIGH CROSS REGIONAL UK II | FMV | 0 | 0 |
| JBG INVESTMENT FUND VII | FMV | 13,764,643 | 13,764,643 |
| JBG INVESTMENT FUND VIII | FMV | 13,544,420 | 13,544,420 |
| JBG INVESTMENT FUND IX | FMV | 129,709 | 129,709 |
| LBA INDUSTRIAL FUND I | FMV | 108,462 | 108,462 |
| LBA REALTY FUND | FMV | 2,882,371 | 2,882,371 |
| LBA REALTY FUND II | FMV | 20,516,618 | 20,516,618 |
| LBA REALTY FUND III | FMV | 22,961,336 | 22,961,336 |
| LBA REALTY FUND IV | FMV | 17,551,487 | 17,551,487 |
| M&H (DB) SWAP | FMV | 5,406,780 | 5,406,780 |
| MADISON INTL RE LIQUIDITY FUND III | FMV | 4,271,561 | 4,271,561 |
| MADISON INTL RE LIQUIDITY FUND V | FMV | 5,489,001 | 5,489,001 |
| MERLONE GEIER PARTNERS | FMV | 10,306,324 | 10,306,324 |
| MERLONE GEIER PARTNERS IX | FMV | 6,191,421 | 6,191,421 |
| MERLONE GEIER PARTNERS X | FMV | 8,090,248 | 8,090,248 |
| MERLONE GEIER PARTNERS XI | FMV | 736,373 | 736,373 |
| NORTHWOOD CO-INVESTORS-SERIES I | FMV | 4,333,062 | 4,333,062 |
| NORTHWOOD CO-INVESTORS-SERIES II | FMV | 1,768,948 | 1,768,948 |
| NORTHWOOD MAIN FUND - SERIES I | FMV | 4,925,858 | 4,925,858 |
| NORTHWOOD MAIN FUND - SERIES II | FMV | 4,922,084 | 4,922,084 |
| OAKTREE - OCM REAL ESTATE OPP FUND LP | FMV | 89,597 | 89,597 |
| REALTY FINANCIAL PARTNERS II/IIA | FMV | 1,357,586 | 1,357,586 |
| REALTY FINANCIAL PARTNERS IV | FMV | 1,826,285 | 1,826,285 |
| SRI REIT INC (FUND SIX)* | FMV | 0 | 0 |
| SRI SEVEN REIT* | FMV | 10,052,834 | 10,052,834 |
| SRI EIGHT REIT* | FMV | 13,951,730 | 13,951,730 |
| SRI TEN REIT | FMV | 6,394,132 | 6,394,132 |
| SRI ELEVEN REIT | FMV | 135,666 | 135,666 |
| TALCOTT REALTY III | FMV | 5,641,000 | 5,641,000 |
| WOODBOURNE CANADA PARTNERS II | FMV | 6,245,056 | 6,245,056 |
| DENHAM COMMODITY FUND IV | FMV | 2,941,497 | 2,941,497 |
| DENHAM COMMODITY FUND V | FMV | 5,728,466 | 5,728,466 |
| DENHAM COMMODITY FUND VI | FMV | 3,545,180 | 3,545,180 |
| ENERGY CAPITAL PARTNERS IIA | FMV | 11,636,317 | 11,636,317 |
| ENERGY CAPITAL MEZZANINE OPP FUND | FMV | 3,665,324 | 3,665,324 |
| ENERGY CAPITAL PARTNERS IIIA | FMV | 614,418 | 614,418 |
| EMG FUND II OFFSHORE | FMV | 13,426,291 | 13,426,291 |
| EMG FUND III OFFSHORE | FMV | 3,125,471 | 3,125,471 |
| LIME ROCK PARTNERS II | FMV | 0 | 0 |
| LIME ROCK PARTNERS III | FMV | 2,261,159 | 2,261,159 |
| LIME ROCK PARTNERS IV | FMV | 18,545,517 | 18,545,517 |
| LIME ROCK PARTNERS V | FMV | 7,973,617 | 7,973,617 |
| MERIT ENERGY PARTNERS CANADA | FMV | 5,173,749 | 5,173,749 |
| MERIT ENERGY CANADA II | FMV | 160,755 | 160,755 |
| MERIT ENERGY PARTNERS E-1 | FMV | 3,686,221 | 3,686,221 |
| MERIT ENERGY PARTNERS F-1 | FMV | 150,974 | 150,974 |
| MERIT ENERGY PARTNERS G | FMV | 10,810,888 | 10,810,888 |
| RESOURCE CAPITAL FUND IV | FMV | 3,093,349 | 3,093,349 |
| RESOURCE CAPITAL FUND VI | FMV | 3,027,485 | 3,027,485 |
| SCF-V PARTNERS | FMV | 6,828,780 | 6,828,780 |
| SCF-VI PARTNERS | FMV | 6,566,462 | 6,566,462 |
| SCF-VII PARTNERS | FMV | 17,342,317 | 17,342,317 |
| SCF-VIII PARTNERS | FMV | 4,044,784 | 4,044,784 |
| SFC ENERGY FUND II | FMV | 2,279,597 | 2,279,597 |
| WHITE DEER ENERGY II | FMV | 1,430,580 | 1,430,580 |
| BAUPOST VALUE PARTNERS | FMV | 105,714,939 | 105,714,939 |
| BLUE RIDGE OFFSHORE FUND | FMV | 75,452,274 | 75,452,274 |
| BROOKSIDE CAPITAL PARTNERS | FMV | 5,579,283 | 5,579,283 |
| FIR TREE INTERNATIONAL VALUE FUND | FMV | 66,702,662 | 66,702,662 |
| HIGHFIELDS CAPITAL IV LP | FMV | 2,402,917 | 2,402,917 |
| LANSDOWNE UK EQUITY FUND | FMV | 70,072,249 | 70,072,249 |
| LL OPPORTUNISTIC MORTGAGE FUND | FMV | 1,055,455 | 1,055,455 |
| LONE PINON FUND (LONE KAURI) | FMV | 15,575,961 | 15,575,961 |
| NEWTYN TE PARTNERS | FMV | 19,285,758 | 19,285,758 |
| PARK PRESIDIO CAPITAL OFFSHORE FUND | FMV | 15,533,762 | 15,533,762 |
| PERMIT CAPITAL - SERIES A | FMV | 3,542,978 | 3,542,978 |
| PERMIT CAPITAL - SERIES B | FMV | 4,650,632 | 4,650,632 |
| PERMIT CAPITAL - SERIES C | FMV | 5,914,325 | 5,914,325 |
| PERMIT CAPITAL - SERIES D | FMV | 4,729,591 | 4,729,591 |
| PERMIT CAPITAL - SERIES II-A | FMV | 13,151,930 | 13,151,930 |
| PERMIT CAPITAL - SERIES L | FMV | 8,722,332 | 8,722,332 |
| REALTY FINANCIAL PARTNERS V | FMV | 624,916 | 624,916 |
| SANKATY CREDIT OPPORTUNITIES FUND | FMV | 1,009,420 | 1,009,420 |
| SWIFTCURRENT OFFSHORE LTD | FMV | 124,147 | 124,147 |
| TAL CHINA FOCUS FUND | FMV | 28,935,868 | 28,935,868 |
| TIGER GLOBAL LTD | FMV | 40,971,707 | 40,971,707 |
| VARDE FUND IV | FMV | 47,324,710 | 47,324,710 |
| VARDE FUND VIII | FMV | 3,185,193 | 3,185,193 |
| VARDE IX | FMV | 6,443,578 | 6,443,578 |
| WATERSHED CAPITAL | FMV | 208,432 | 208,432 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 357,328 | 228,652 | 173,026 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| ACCRUED INCOME RECEIVABLE | 181,471 | 134,595 | 134,595 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| TRUSTEES EXPENSES | 145,847 | 3,375 | 149,064 | |
| CONSULTANTS | 709,657 | 266,841 | 612,422 | |
| POSTAGE, TELEPHONE & MESSENGER | 116,349 | 14,577 | 103,045 | |
| OFFICE EQUIPMENT, SERVICES AND SUPPLIES | 185,407 | 13,413 | 168,108 | |
| COMPUTER EQUIPMENT AND SERVICE | 472,257 | 57,310 | 540,183 | |
| COPYING & DUPLICATING | 93,470 | 11,656 | 81,814 | |
| BOOKS & PERIODICALS | 45,734 | 3,617 | 42,119 | |
| INSURANCE | 108,328 | 0 | 109,943 | |
| MEMBERSHIP FEES | 14,179 | 1,100 | 13,079 | |
| MISCELLANEOUS | 156,529 | 7,502 | 71,384 | |
| FIXED ASSETS CAPITALIZED | 0 | 0 | -137,185 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| INCOME FROM LIMITED PARTNERSHIPS | -13,110,771 | ||
| INCOME FROM LIMITED PARTNERSHIPS | 30,034,066 | 31,237,067 | 30,034,066 |
| INTEREST RECEIVED ON TAX REFUNDS | 202 | 202 | 202 |
| MISCELLANEOUS | 31 | 31 | 31 |
| Description | Amount |
|---|---|
| INCREASE IN UNREALIZED APPRECIATION (NET OF RELATED TAX) | 187,734,182 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| DEFERRED TAXES PAYABLE | 14,666,644 | 18,456,551 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT AND CUSTODY | 9,060,821 | 2,314,040 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FEDERAL EXCISE TAXES | 4,335,569 | 0 | 0 | |
| FEDERAL & STATE UBTI TAXES | 595,276 | 0 | 0 |
| Name | US / Foreign Address |
EIN | Description | Amount |
|---|---|---|---|---|
| CC DEVELOPMENT PARTNERS LP |
OGIER HOUSE THE ESPLANADE ST HELIER JE4 9WG JE |
98-1179322 | CAPITAL DISTRIBUTION | 10,000,000 |
| Total | 10,000,000 | |||