Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 11-01-2013 , and ending 10-31-2014
Name of foundation
THE FLOREN FAMILY FOUNDATION
 
% THE FLOREN FAMLIY FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)210 ROUND HILL ROADSuiteRoom/suite
City or town, state or province, country, and ZIP or foreign postal code
GREENWICH, CT06831
A Employer identification number

06-6503521
B Telephone number (see instructions)

(203) 622-5850
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$5,402,262J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet
3 Interest on savings and temporary cash investments 57    
4 Dividends and interest from securities...... 23,263    
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 577,853
b Gross sales price for all assets on line 6a 4,171,007
7 Capital gain net income (from Part IV, line 2)... 577,853
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 673    
12 Total. Add lines 1 through 11........ 601,846 577,853  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 5,350 0 0 0
c Other professional fees (attach schedule).... Click to see attachment 53,104 53,104    
17 Interest............... 470 470    
18 Taxes (attach schedule) (see instructions) Click to see attachment 1,134      
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 86 86    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 60,144 53,660 0 0
25 Contributions, gifts, grants paid........ 433,000 433,000
26 Total expenses and disbursements. Add lines 24 and 25 493,144 53,660 0 433,000
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 108,702
b Net investment income (if negative, enter -0-) 524,193
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 71,150 229,192 229,192
2 Savings and temporary cash investments.......... 3,095,744 3,486,075 3,486,075
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....   2,500 2,500
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 1,428,791 Click to see attachment986,506 1,664,080
c Investments—corporate bonds (attach schedule)........ 20,241 Click to see attachment20,241 20,415
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,615,926 4,724,514 5,402,262
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 4,615,926 4,724,514
30 Total net assets or fund balances (see page 17 of the
instructions).................... 4,615,926 4,724,514
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 4,615,926 4,724,514
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 4,615,926
2 Enter amount from Part I, line 27a..................... 2 108,702
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 4,724,628
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 114
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 4,724,514
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 500 SHS ISHARES RUSSELL 2000 P 2013-11-20 2013-11-25
b 500 SHS SANOFI-AVENTIS-ADR P 2013-11-22 2013-12-06
c 1000 SHS SANOFI-AVENTIS-ADR P 2013-10-11 2013-12-06
d 1000 SHS SANOFI-AVENTIS-ADR P 2013-10-17 2013-12-13
e 5000 SHS FORD MOTOR CO P 2012-09-13 2013-12-20
3000 SHS FORD MOTOR CO P 2012-09-14 2013-12-20
200 SHS GENTIUM SPA-SPONSORED ADR P 2013-11-25 2013-12-20
2000 SHS FORD MOTOR CO P 2012-10-25 2013-12-20
500 SHS CELANESE CORP-SERIES A P 2013-08-08 2013-12-26
500 SHS SPDR S&P BIOTECH ETF P 2013-12-12 2013-12-26
1000 SHS NEKTAR THERAPEUTICS P 2014-01-15 2014-01-15
500 SHS ASTRAZENECA PLC-SPONS ADR P 2013-10-02 2013-10-02
1000 SHS ASTRAZENECA PLC-SPONS ADR P 2013-10-02 2014-01-17
1200 SHS ALKERMES PLC P 2013-09-10 2014-01-17
600 SHS ENDOCYTE INC P 2013-10-14 2014-01-24
100 SHS WISDOM TREE JAPAN HEDGED P 2013-12-26 2014-01-24
1000 SHS CITIGROUP P 2013-12-23 2014-01-27
500 SHS CUMMINS INC P 2013-02-28 2014-01-27
500 SHS CELANESE CORP-SERIES A P 2013-08-08 2014-01-27
500 SHS CELANESE CORP-SERIES A P 2010-09-10 2014-01-27
200 SHS FLUOR CORP P 2013-11-20 2014-01-27
800 SHS ALKERMES PLC P 2013-09-10 2014-01-27
1000 SHS ISHARES RUSSELL 2000 P 2014-02-04 2014-02-07
1000 SHS ISHARES RUSSELL 2000 P 2014-01-10 2014-02-11
500 SHS PRAXAIR INC P 2010-02-11 2014-02-19
500 SHS PRAXAIR INC P 2010-01-25 2014-02-19
500 SHS PHARMACYCLICS INC P 2011-06-17 2014-03-11
200 SHS REGENERON PHARMACEUTICALS P 2013-02-28 2014-03-11
500 SHS ISHARES RUSSELL 2000 P 2014-01-10 2014-03-21
1000 SHS ISHARES RUSSELL 2000 P 2014-03-12 2014-03-24
500 SHS ISHARES RUSSELL 2000 P 2014-01-10 2014-03-24
500 SHS PHARMACYCLICS INC P 2011-06-17 2014-03-25
500 SHS PHARMACYCLICS INC P 2011-06-17 2014-03-25
1000 SHS SPDR S&P 500 ETF TRUST P 2014-03-24 2014-03-26
1000 SHS PACIRA PHARMACEUTICALS INC P 2013-08-07 2014-03-31
200 SHS REGENERON PHARMACEUTICALS P 2012-11-13 2014-03-31
1000 SHS POWERSHARES QQQ TRUST SERIES P 2014-03-27 2014-03-31
1000 SHS SPDR S&P 500 ETF TRUST P 2014-03-24 2014-04-04
500 NEWFIELD EXPLORATION CO P 2014-03-05 2014-04-07
200 SHS EATON CORP PLC P 2014-03-31 2014-04-08
1000 SHS SANGAMO BIOSCIENCES INC P 2012-08-01 2014-04-08
500 SHS NEWFIELD EXPLORATION CO P 2014-03-05 2014-04-08
300 SHS EATON CORP PLC P 2014-03-28 2014-04-08
1000 SHS SANGAMO BIOSCIENCES INC P 2012-08-01 2014-04-08
1000 SHS POWERSHARES QQQ TRUST SERIES P 2014-04-08 2014-04-09
200 SHS GW PHARMACEUTICALS - ADR P 2014-01-07 2014-04-10
200 SHS GW PHARMACEUTICALS - ADR P 2013-11-27 2014-04-10
200 SHS GW PHARMACEUTICALS - ADR P 2013-12-06 2014-04-10
1100 SHS BRISTOL MYERS SQUIBB CO P 2013-10-02 2014-04-14
500 SHS BRISTOL MYERS SQUIBB CO P 2013-10-10 2014-04-14
1000 SHS CYTOKINECTICS INC P 2014-03-11 2014-04-21
500 SHS CYTOKINECTICS INC P 2014-03-13 2014-04-21
800 SHS NEKTAR THERAPEUTICS P 2011-12-08 2014-05-07
3000 SHS NEKTAR THERAPEUTICS P 2011-11-03 2014-05-07
200 SHS NEKTAR THERAPEUTICS P 2011-09-26 2014-05-07
1000 SHS NEKTAR THERAPEUTICS P 2014-01-14 2014-05-07
200 SHS INCYTE CORP P 2013-06-21 2014-05-09
800 SHS INCYTE CORP P 2012-12-19 2014-05-09
500 SHS MONSANTO CO P 2012-07-25 2014-05-13
1000 SHS POWERSHARES QQQ TRUST SERIES P 2014-04-08 2014-05-13
500 SHS MONSANTO CO P 2011-11-18 2014-05-13
2000 SHS SPDR GOLD TRUST P 2014-05-14 2014-05-14
700 SHS PFIZER INC P 2011-12-13 2014-05-16
1300 SHS PFIZER INC P 2013-02-01 2014-05-16
500 SHS MERCK & CO INC P 2014-03-07 2014-05-16
500 SHS MERCK & CO INC P 2014-02-27 2014-05-16
1000 SHS PFIZER INC P 2011-12-02 2014-05-16
200 SHS NEWLINK GENETICS CORP P 2014-06-06 2014-06-23
3000 SHS FORD MOTOR CO P 2012-10-09 2014-06-24
100 SHS REGENERON PHARMACEUTICALS P 2012-11-13 2014-06-24
100 SHS REGENERON PHARMACEUTICALS P 2012-08-01 2014-06-24
2000 SHS FORD MOTOR CO P 2012-10-01 2014-06-24
500 SHS NEWFIELD EXPLORATION CO P 2014-03-11 2014-06-27
500 SHS NEWFIELD EXPLORATION CO P 2014-01-08 2014-06-27
1000 SHS POWERSHARES DB US DOL IND BU P 2014-07-23 2014-07-23
1000 SHS PAN ORIENT ENERGY CORP P 2013-07-18 2014-07-28
5000 SHS NANOSPHERE INC P 2014-01-09 2014-08-05
2000 SHS NANOSPHERE INC P 2014-01-10 2014-08-05
1000 SHS NANOSPHERE INC P 2014-01-14 2014-08-06
2000 SHS NANOSPHERE INC P 2014-01-06 2014-08-06
500 SHS POWERSHARES QQQ TRUST SERIES P 2014-08-01 2014-08-11
100 SHS ISHARES NASDAQ BIOTECH INDX P 2014-08-05 2014-08-13
100 SHS FIREEYE INC P 2014-07-01 2014-08-18
500 SHS FIREEYE INC P 2014-07-16 2014-08-18
500 SHS FIREEYE INC P 2014-07-16 2014-08-21
500 SHS GUGGENHEIM S&P 500 EQUAL WEIGHT ETF P 2014-08-04 2014-08-26
1750 SHS CANACOL ENERGY LTD P 2014-09-24 2014-09-24
500 SHS SPDR S&P OIL & GAS EXPLORATION P 2014-09-24 2014-09-24
4400 SHS CALAMOS CVT AND HIGH INCOME P 2014-10-07 2014-10-07
2000 SHS EMERALD OIL INC P 2014-06-23 2014-10-13
200 SHS CITIGROUP P 2014-08-21 2014-10-13
100 SHS GW PHARMACEUTICALS - ADR P 2014-09-04 2014-10-13
2000 SHS GENERAL ELECTRIC CO P 2014-05-13 2014-10-13
300 SHS WHITING PETROLEUM CORP P 2014-03-11 2014-10-13
100 SHS CITIGROUP INC P 2014-07-15 2014-10-13
400 SHS CITIGROUP INC P 2014-07-23 2014-10-13
100 SHS HONEYWLL INTERNATIONAL INC P 2012-08-08 2014-10-15
200 SHS HONEYWELL INTERNATIONAL INC P 2014-06-27 2014-10-15
200 SHS HONEYWELL INTERNATIONAL INC P 2010-09-21 2014-10-15
500 SHS KYTHERA BIOPHARMACEUTICALS P 2014-09-04 2014-10-15
500 SHS KYTHERA BIOPHARMACEUTICALS P 2014-08-29 2014-10-15
1000 SHS EMERALD OIL INC P 2014-06-05 2014-10-15
1000 SHS DOW CHEMICAL P 2013-08-01 2014-10-15
2000 SHS EMERALD OIL INC P 2014-03-14 2014-10-15
1000 SHS ABBVIE INC P 2014-07-23 2014-10-16
1000 SHS ABBVIE INC P 2014-07-29 2014-10-16
200 SHS ABBVIE INC P 2014-07-31 2014-10-16
500 SHS GILEAD SCIENCES INC P 2014-10-16 2014-10-17
500 SHS KYTHERA BIOPHARMACEUTICALS P 2014-09-04 2014-10-30
500 SHS CELLDEX THERAPEUTICS INC P 2013-11-06 2014-10-31
25 SHS CALL OAS OCT 44.00000 10/18/2014   2014-09-24 2014-09-24
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 54,794   55,965 -1,171
b 25,372   26,543 -1,171
c 50,745   50,046 699
d 49,277   50,006 -729
e 76,799   51,500 25,299
46,079   31,590 14,489
11,411   10,505 906
30,719   21,015 9,704
27,515   24,551 2,964
61,394   65,540 -4,146
12,688   13,192 -504
31,786   25,989 5,797
63,571   51,529 12,042
57,738   41,880 15,858
7,308   6,192 1,116
4,802   4,989 -187
49,012   52,472 -3,460
63,169   57,955 5,214
25,800   24,551 1,249
25,800   14,615 11,185
15,400   15,518 -118
37,565   27,920 9,645
109,238   109,636 -398
114,508   112,260 2,248
64,239   38,063 26,176
64,239   39,979 24,260
65,983   4,673 61,310
65,604   33,245 32,359
57,254   59,750 -2,496
117,488   118,820 -1,332
57,254   59,410 -2,156
57,989   4,673 53,316
55,367   4,673 50,694
185,101   187,250 -2,149
69,348   35,712 33,636
60,866   29,620 31,246
86,638   88,060 -1,422
186,260   189,501 -3,241
16,041   14,567 1,474
14,602   15,070 -468
15,267   5,308 9,959
16,125   14,567 1,558
21,903   22,336 -433
15,531   5,308 10,223
86,161   87,707 -1,546
10,607   7,852 2,755
10,607   7,709 2,898
10,607   6,232 4,375
53,800   51,494 2,306
24,454   23,792 662
9,761   10,384 -623
4,880   5,190 -310
8,736   4,144 4,592
32,760   14,969 17,791
2,184   1,025 1,159
10,920   13,054 -2,134
10,157   3,908 6,249
40,626   13,081 27,545
58,075   42,955 15,120
86,161   88,441 -2,280
58,075   35,814 22,261
251,393   251,448 -55
20,307   14,546 5,761
37,712   36,022 1,690
27,929   28,752 -823
27,929   28,204 -275
29,009   20,150 8,859
5,134   4,044 1,090
50,791   30,720 20,071
28,014   14,810 13,204
28,014   13,568 14,446
33,861   20,000 13,861
21,785   14,414 7,371
21,785   12,459 9,326
21,500   21,600 -100
1,979   1,794 185
6,900   13,721 -6,821
2,760   5,903 -3,143
987   2,612 -1,625
1,973   5,172 -3,199
47,099   47,848 -749
24,965   25,383 -418
2,973   4,098 -1,125
14,867   18,050 -3,183
14,067   18,050 -3,983
37,259   38,975 -1,716
8,919   9,148 -229
35,337   34,978 359
61,651   61,888 -237
8,287   15,231 -6,944
10,070   9,988 82
7,240   8,985 -1,745
48,339   53,860 -5,521
17,988   20,862 -2,874
5,035   4,906 129
20,140   19,828 312
8,389   5,883 2,506
16,778   18,602 -1,824
16,778   8,878 7,900
15,777   18,234 -2,457
15,777   18,780 -3,003
3,083   6,270 -3,187
42,229   35,432 6,797
6,165   14,380 -8,215
55,551   54,660 891
55,551   53,399 2,152
11,110   10,650 460
47,664   49,663 -1,999
17,764   18,234 -470
8,615   11,770 -3,155
1,618   2,007 -389
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -1,171
b       -1,171
c       699
d       -729
e       25,299
      14,489
      906
      9,704
      2,964
      -4,146
      -504
      5,797
      12,042
      15,858
      1,116
      -187
      -3,460
      5,214
      1,249
      11,185
      -118
      9,645
      -398
      2,248
      26,176
      24,260
      61,310
      32,359
      -2,496
      -1,332
      -2,156
      53,316
      50,694
      -2,149
      33,636
      31,246
      -1,422
      -3,241
      1,474
      -468
      9,959
      1,558
      -433
      10,223
      -1,546
      2,755
      2,898
      4,375
      2,306
      662
      -623
      -310
      4,592
      17,791
      1,159
      -2,134
      6,249
      27,545
      15,120
      -2,280
      22,261
      -55
      5,761
      1,690
      -823
      -275
      8,859
      1,090
      20,071
      13,204
      14,446
      13,861
      7,371
      9,326
      -100
      185
      -6,821
      -3,143
      -1,625
      -3,199
      -749
      -418
      -1,125
      -3,183
      -3,983
      -1,716
      -229
      359
      -237
      -6,944
      82
      -1,745
      -5,521
      -2,874
      129
      312
      2,506
      -1,824
      7,900
      -2,457
      -3,003
      -3,187
      6,797
      -8,215
      891
      2,152
      460
      -1,999
      -470
      -3,155
      -389
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 577,853
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 357,691 5,357,408 0.066766
2011 308,000 5,344,437 0.05763
2010 345,579 5,636,714 0.061309
2009 328,000 5,796,738 0.056584
2008 361,200 5,561,187 0.06495
2 Total of line 1, column (d) ...................... 2 0.307239
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.061448
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 5,434,163
5 Multiply line 4 by line 3....................... 5 333,918
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 5,242
7 Add lines 5 and 6......................... 7 339,160
8 Enter qualifying distributions from Part XII, line 4.............. 8 433,000
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 5,242
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 5,242
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 5,242
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a  
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 0
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 25
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 5,267
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletn/a
    14
    The books are in care ofbulletTHE FLOREN FAMLIY FOUNDATION Telephone no.bullet (203) 622-5850
    Located atbullet210 ROUND HILL ROADGREENWICHCT ZIP+4bullet06831
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    DOUGLAS C FLOREN PRESIDENT
    0     		0    
    4584 Kittiwake Court
    Boynton Beach,FL33436
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    DCF Capital Investment Advisory 53,104
    73 Arch Street
    GREENWICH,CT06830
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    271,708
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    5,242
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    5,242
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    266,466
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    266,466
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    266,466
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 266,466
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only.......  
    b Total for prior years:2011, 2010, 2009  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 83,141
    b From 2009....... 44,149
    c From 2010....... 64,285
    d From 2011....... 44,667
    e From 2012....... 328,281
    fTotal of lines 3a through e......... 564,523
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 433,000
    a Applied to 2012, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 266,466
    e Remaining amount distributed out of corpus 166,534
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 731,057
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		83,141
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		647,916
    10 Analysis of line 9:
    a Excess from 2009.... 44,149
    b Excess from 2010.... 64,285
    c Excess from 2011.... 44,667
    d Excess from 2012.... 328,281
    e Excess from 2013.... 166,534
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    Douglas C Floren
    210 Round Hill Road
    Greenwich,CT06831
    (203) 622-5850
    bThe form in which applications should be submitted and information and materials they should include:
    ANY FORM WILL DO SO LONG AS IT STATES ITS CHARITABLE PURPOSE AND EVIDENCE OF 501(C)(3) STATUS.
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NONE
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Bethesda Hospital Foundation
    2815 south seacrest boule
    boynton beach,FL33435     		None PC CHARITABLE 10,000
    Round Hill Community Church
    395 Round Hill Road
    Greenwich,CT06831     		none PC charitable 15,000
    Jobs for the Future
    88 Broad Sreet
    8th Floor
    Boston,MA02110     		none PC charitable 10,000
    Dartmouth Rockefeller
    2 Webster Avenue
    Hanover,NH03755     		none PC charitable 10,000
    Room to Read
    465 California Street
    Suite 1000
    San Francisco,CA94104     		none PC charitable 1,000
    Greenwich Point Conservancy
    PO Box 377
    Old Greenwich,CT06870     		none PC charitable 1,000
    Adelphi University
    1 South Avenue
    Garden City,NY11530     		none PC charitable 25,000
    Vassar College
    124 Raymond Avenue
    Poughkeepsie,NY12604     		none PC Charitable 5,000
    Dartmouth College Fund
    Dartmouth College
    6066 Development Office
    Hanover,NH03755     		none PC Charitable 50,000
    Greenwich Hospital Foundation
    5 Perryridge Road
    Greenwich,CT06830     		none PC Charitable 10,000
    Yampa Valley Fund Trust
    PO Box 881869
    Steamboat Springs,CO80488     		none PC Charitable 2,000
    FacesNYU
    223 East 34th Street
    New York,NY10016     		none PC Charitable 30,000
    Salvation Army
    19 Steams Street
    Bristol,CT06010     		none PC charitable 15,000
    The Stanford Fund
    Stanford University - Development S
    PO Box 20466
    Stanford,CA94309     		none PC charitable 15,000
    Yampa Valley Community Foundation
    465 Anglers Drive
    Steamboat Springs,CO80487     		none PC charitable 1,000
    YMCA
    50 East Putnam Avenue
    Greenwich,CT06830     		none PC charitable 15,000
    Norris Cotton Cancer Center
    Dartmouth-HItchcock Medical Center
    One Medical Center Drive
    Lebanon,NH03756     		none PC charitable 150,000
    Stand Among Friends
    777 Glades Road
    Bldg NU84 Suite 120
    Boca Raton,FL33431     		none PC charitable 5,000
    Strings in the Mountains
    900 Strings Road
    Steamboat Springs,CO80487     		none PC charitable 3,000
    Injured Marine Semper Fi Fund
    825 College Blvd
    Suite 102
    Oceanside,CA92057     		none PC charitable 30,000
    Greenwich United Way
    1 Lafayette Court
    Greenwich,CT06830     		None PC Charitable 30,000
    Total .................................bullet 3a 433,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 57  
    4 Dividends and interest from securities....     14 23,263  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     18 673  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 577,853  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   601,846  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13601,846
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    THE FLOREN FAMILY FOUNDATION
    EIN: 06-6503521
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    accounting fees 5,350      

    TY 2013 ContractorCompensationExpln
    Name:
    THE FLOREN FAMILY FOUNDATION
    EIN: 06-6503521
    Contractor Explanation
    DCF Capital Management fees

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    THE FLOREN FAMILY FOUNDATION
    EIN: 06-6503521
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    THE FLOREN FAMILY FOUNDATION
    EIN: 06-6503521
    Name of Bond End of Year Book Value End of Year Fair Market Value
    NORSE ENERGY CORP 8.50% - 4059    
    CNECN 8.000000% 06/30/2015 - 2 20,241 20,415

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE FLOREN FAMILY FOUNDATION
    EIN: 06-6503521
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ALKERMES PLC - 2000 shs    
    ASTRAZENECA PLC- 1000 SHS 0 0
    ASTRAZENECA PLC - 500 SHS 0 0
    BIOGEN IDEC INC - 100 SHS 0 0
    BRISTOL-MYERS SQUIBB- 1100 SHS 0 0
    BRISTOL-MYERS SQUIBB- 500 SHS 0 0
    CELANESE COR-SERIES A-1000 SHS 0 0
    CELANESE COR-SERIES A-500 SHS 0 0
    CELLDEX THERAPEUT INC-1000 SHS 5,494 16,750
    CELLDEX THERAPEUT INC-1000 SHS 6,743 16,750
    CELLDEX THERAPEUT INC-1500 SHS 6,760 25,125
    CELLDEX THERAPEUT INC-1500 SHS 5,726 25,125
    CELLDEX THERAPEUT INC-200 SHS 1,666 3,350
    CELLDEX THERAPEUT INC-2000 SHS 9,790 33,500
    CELLDEX THERAPEUT INC-2000 SHS 10,489 33,500
    CELLDEX THERAPEUT INC-3500 SHS 17,247 58,625
    CELLDEX THERAPEUT INC-3500 SHS 19,490 58,625
    CUMMINS INC - 500 SHS 0 0
    DOW CHEMICAL - 2000 SHS 0 0
    ENDOCYTE INC - 600 SHS 0 0
    FORD MOTOR CO - 2000 SHS 0 0
    FORD MOTOR CO - 2000 SHS 0 0
    FORD MOTOR CO - 3000 SHS 0 0
    FORD MOTOR CO - 3000 SHS 0 0
    FORD MOTOR CO - 5000 SHS 0 0
    HONEYWELL INTL INC-100 SHS 0 0
    HONEYWELL INTL INC-1000 SHS 0 0
    HONEYWELL INTL INC-500 SHS 0 0
    INCYTE CORP - 1000 SHS 0 0
    INCYTE CORP - 200 SHS 0 0
    INCYTE CORP - 3700 SHS 30,255 248,122
    INCYTE CORP - 200 SHS 3,270 13,412
    JOHNSON&JOHNSON - 1000 SHS 67,570 107,780
    MONSANTO CO - 500 SHS 0 0
    MONSANTO CO - 500 SHS 0 0
    MONSANTO CO - 500 SHS 28,209 57,520
    NEKTAR THERAPEUTICS - 200 SHS 0 0
    NEKTAR THERAPEUTICS - 3000 SHS 0 0
    NEKTAR THERAPEUTICS - 800 SHS 0 0
    PACIRA PHARMACEUT INC-1000 SHS 0 0
    PAN ORIENT ENERG CORP-5250 SHS 0 0
    PFIZER INC - 1000 SHS 0 0
    PFIZER INC - 1300 SHS 0 0
    PFIZER INC - 700 SHS 0 0
    PHARMACYCLICS INC - 1500 SHS 0 0
    PRAXAIR INC - 500 SHS 0 0
    PRAXAIR INC - 500 SHS 0 0
    REGENERON PHARMA - 200 SHS 0 0
    REGENERON PHARMA - 200 SHS 0 0
    REGENERON PHARMA - 300 SHS 0 0
    SANGAMO BIOSCIENC INC-3000 SHS 0 0
    SANOFI-AVENTIS-ADR-1000 SHS 0 0
    SANOFI-AVENTIS-ADR-1000 SHS 0 0
    ISHARES RUSSELL 2000- 1000 SHS 111,116 116,560
    MEDIVATION INC - 200 SHS 18,907 21,140
    MEDIVATION INC - 100 SHS 9,525 10,570
    ITCI INC - 500 SHS 7,513 7,750
    ITCI INC - 1000 SHS 17,039 15,500
    ITCI INC - 1000 SHS 19,528 15,500
    ITCI INC - 500 SHS 8,257 7,750
    ITCI INC - 400 SHS 6,120 6,200
    ITCI INC - 100 SHS 1,704 1,550
    MERCK & CO. INC - 500 SHS 28,204 28,970
    PROOFPOINT INC - 100 SHS 3,441 4,404
    PCRX INC - 100 SHS 6,742 9,282
    PHARMACEUTICALS - 100 SHS 13,568 39,372
    PAN ORIENT ENERGY CORP-800 SHS 1,579 1,086
    SANGAMO BIOSCIENC INC-1000 SHS 5,308 12,140
    PCRX INC - 200 SHS 14,540 18,564
    NEKTAR THERAPEUTICS - 2000 SHS 25,850 27,580
    MERCK & CO. INC - 500 SHS 28,010 28,970
    NEKTAR THERAPEUTICS - 3000 SHS 36,750 41,370
    PCRX INC - 500 SHS 32,500 46,410
    PCRX INC - 200 SHS 13,704 18,564
    BIOGEN IDEC INC - 100 SHS 23,020 32,108
    ACTAVIS INC - 100 SHS 21,571 24,274
    PAN ORIENT ENERG CORP-4250 SHS 7,626 5,772
    BRISTOL MYERS SQUIBB - 600 SHS 30,313 34,914
    GILEAD SCIENCES INC - 200 SHS 16,313 22,400
    GILEAD SCIENCES INC - 400 SHS 32,986 44,800
    GILEAD SCIENCES INC - 400 SHS 32,712 44,800
    HON INC - 1000 SHS 44,230 96,120
    HON INC - 300 SHS 13,317 28,836
    GENERAL ELECTRIC CO - 1000 SHS 26,930 25,810
    DOW CHEMICAL - 1000 SHS 35,432 49,400
    GENERAL ELECTRIC C0 - 1000 SHS 26,125 25,810
    GENERAL ELECTRIC CO - 1000 SHS 26,457 25,810
    GENERAL ELECTRIC CO - 1000 SHS 26,860 25,810

    TY 2013 InvestmentsLandSchedule2
    Name:
    THE FLOREN FAMILY FOUNDATION
    EIN: 06-6503521
    Category/ Item Cost/Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value

    TY 2013 LandEtcSchedule2
    Name:
    THE FLOREN FAMILY FOUNDATION
    EIN: 06-6503521
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2013 OtherDecreasesSchedule
    Name:
    THE FLOREN FAMILY FOUNDATION
    EIN: 06-6503521
    Description Amount
    PY ADJUSTMENT 114


    TY 2013 OtherExpensesSchedule
    Name:
    THE FLOREN FAMILY FOUNDATION
    EIN: 06-6503521
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    citibank - service charges 30 30    
    GAIN/LOSS FROM CURRENCY USE 56 56    


    TY 2013 OtherIncomeSchedule2
    Name:
    THE FLOREN FAMILY FOUNDATION
    EIN: 06-6503521
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Jefferies - Other Income 673    


    TY 2013 OtherLiabilitiesSchedule
    Name:
    THE FLOREN FAMILY FOUNDATION
    EIN: 06-6503521
    Description Beginning of Year - Book Value End of Year - Book Value
    SHORT POSITIONS    


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    THE FLOREN FAMILY FOUNDATION
    EIN: 06-6503521
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    portfolio management fees 53,104 53,104    


    TY 2013 TaxesSchedule
    Name:
    THE FLOREN FAMILY FOUNDATION
    EIN: 06-6503521
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Federal Tax 1,134