TY 2014 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Information about Form 990-PF and its instructions is at www.irs.gov/form990pf.

OMB No. 1545-0052

2014

Open to Public Inspection

For calendar year 2014, or tax year beginning 2014, and ending , 20

Name of foundation
LOREN FIMIAN CHARITABLE TRUST

Number and street (or P.O. box number if mail is not delivered to street address)1581 AMERIPRISE FINANCIAL CENTER Room/suite

City or town, state or province, country, and ZIP or foreign postal code
MINNEAPOLIS, MN55474

A Employer identification number

46-6772483

B Telephone number (see instructions)

(800) 461-1726

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$4,257,265J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach
	schedule)..............
2	Check
	Sch. B ...............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities......	145,788		139,768
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		6,350
b	Gross sales price for all assets on line 6a 1,166,311
7	Capital gain net income (from Part IV, line 2)...			6,350
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		6,791	6,698
12	Total. Add lines 1 through 11........	158,929		152,816
13	Compensation of officers, directors, trustees, etc.	65,254		40,420		24,834
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........		8,469	8,469	0	8,469
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....					0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		5,791	1,694		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		1	1
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	79,515		50,584	0	33,303
25	Contributions, gifts, grants paid........	0				0
26	Total expenses and disbursements. Add lines 24 and 25	79,515		50,584	0	33,303
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	79,414
b	Net investment income (if negative, enter -0-)			102,232
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2014)

Form 990-PF (2014)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............	515,107	16,243	16,243
	2	Savings and temporary cash investments..........	108,111	121,764	121,764
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)	408,503	519,290	512,292
	b	Investments—corporate stock (attach schedule)........	2,528,235	2,946,400	3,163,802
	c	Investments—corporate bonds (attach schedule)........	398,607	443,834	443,164
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........			0
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	3,958,563	4,047,531	4,257,265
	17	Accounts payable and accrued expenses..........
	18	Grants payable..................
	19	Deferred revenue..................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22)..........		0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted...................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........	3,958,563	4,047,531
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see instructions)......	3,958,563	4,047,531
	31	Total liabilities and net assets/fund balances (see instructions)..	3,958,563	4,047,531

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	3,958,563
2	Enter amount from Part I, line 27a.....................	2	79,414
3	Other increases not included in line 2 (itemize)	3	9,554
4	Add lines 1, 2, and 3..........................	4	4,047,531
5	Decreases not included in line 2 (itemize)	5	0
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	4,047,531

Form 990-PF (2014)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	2. AMADEUS IT HLDG S A ADS		2013-11-15	2014-01-02
b	6. COMPASS GROUP PLC SPONSORED ADR NE		2014-07-09	2014-01-02
c	13. COMPASS GROUP PLC SPONSORED ADR NE		2014-07-09	2014-01-02
d	4. COMPASS GROUP PLC SPONSORED ADR NE		2014-07-09	2014-01-02
e	10. COMPASS GROUP PLC SPONSORED ADR NE		2014-07-09	2014-01-02
	4. COMPASS GROUP PLC SPONSORED ADR NE		2014-07-09	2014-01-02
	3. COMPASS GROUP PLC SPONSORED ADR NE		2014-07-09	2014-01-02
	2. COMPASS GROUP PLC SPONSORED ADR NE		2014-07-09	2014-01-02
	2. COMPASS GROUP PLC SPONSORED ADR NE		2014-07-09	2014-01-02
	2. AMADEUS IT HLDG S A ADS		2013-11-15	2014-01-03
	16. CVS CAREMARK CORP COM		2014-01-02	2014-01-03
	2. CITIGROUP CAPITAL XIII 7.875% PFD HYB		2013-11-15	2014-01-03
	7. DB CONT CAP TRUST III 7.600% PFD Q		2013-11-15	2014-01-03
	30. ABBVIE INC COM		2014-01-02	2014-01-06
	100. ABBVIE INC COM		2013-11-15	2014-01-06
	1. AMADEUS IT HLDG S A ADS		2013-11-15	2014-01-06
	2. AMADEUS IT HLDG S A ADS		2013-11-15	2014-01-07
	4. ADIDAS AG ADR		2014-01-02	2014-01-08
	5. AMADEUS IT HLDG S A ADS		2013-11-15	2014-01-08
	7. VALEANT PHARMACEUTICALS INTL COM		2014-01-03	2014-01-08
	4. ADIDAS AG ADR		2014-01-02	2014-01-09
	3. ADIDAS AG ADR		2013-11-15	2014-01-09
	10. MOBILE MINI INC COM		2014-01-02	2014-01-09
	15. MOBILE MINI INC COM		2013-11-14	2014-01-09
	5. TECHNE CORP COM		2014-01-02	2014-01-09
	5. TECHNE CORP COM		2013-11-14	2014-01-09
	2. ADIDAS AG ADR		2013-11-15	2014-01-10
	27. CANON INC ADR REPSTG 5 SHS		2013-11-15	2014-01-13
	4. CANON INC ADR REPSTG 5 SHS		2014-01-02	2014-01-13
	30. CA INC COM		2014-01-02	2014-01-15
	186. CA INC COM		2013-11-15	2014-01-15
	32. ING GROUP NV 7.200% PFD Q		2013-11-15	2014-01-15
	209. TURKIYE GARANTI BANKASI A S SPONSORED ADR		2013-11-15	2014-01-15
	34. TURKIYE GARANTI BANKASI A S SPONSORED ADR		2014-01-02	2014-01-15
	3. APPLE COMPUTER INC COM		2014-01-02	2014-01-17
	1. APPLE COMPUTER INC COM		2013-11-14	2014-01-17
	16. LINKEDIN CORP COM CL A		2013-11-14	2014-01-17
	3. LINKEDIN CORP COM CL A		2014-01-02	2014-01-17
	12. QUALCOMM, INC.		2014-01-02	2014-01-17
	65. QUALCOMM, INC.		2013-11-14	2014-01-17
	5. VALEANT PHARMACEUTICALS INTL COM		2014-01-03	2014-01-17
	4. VALEANT PHARMACEUTICALS INTL COM		2013-11-14	2014-01-17
	8. MICHAEL KORS HLDGS LTD SHS		2014-01-02	2014-01-17
	24. PARTNERRE LTD 6.500% PFD SER D Q		2013-11-15	2014-01-17
	9. UNILEVER N V N Y SHS NEW		2014-01-02	2014-01-21
	1. UNILEVER N V N Y SHS NEW		2013-11-15	2014-01-21
	91. GENERAL ELECTRIC		2014-01-02	2014-01-22
	7. GENERAL ELECTRIC		2013-11-15	2014-01-22
	83. INTEL CORP		2014-01-02	2014-01-22
	12. INTEL CORP		2013-11-15	2014-01-22
	57. VODAFONE GROUP PLC NEW SPONS ADR NEW		2014-01-02	2014-01-22
	30. VODAFONE GROUP PLC NEW SPONS ADR NEW		2013-11-15	2014-01-22
	11. MONSANTO CO NEW COM		2014-01-02	2014-01-23
	15. FIRST INDUST REALTY TR INC REIT		2014-01-03	2014-01-29
	38. PROLOGIS INC COM REIT		2013-12-10	2014-01-29
	4. RAMCO-GERSHENSON PPTYS TR COM SH BEN INT		2014-01-03	2014-01-29
	4. RAMCO-GERSHENSON PPTYS TR COM SH BEN INT		2013-12-10	2014-01-29
	8. SIMON PPTY GROUP INC NEW COM REIT		2014-01-03	2014-01-29
	31. STRATEGIC HOTELS & RESORTS REIT		2014-01-03	2014-01-29
	1. STRATEGIC HOTELS & RESORTS REIT		2013-12-10	2014-01-29
	13. SWEDBANK A B SPD ADR		2014-01-02	2014-01-29
	18. SWEDBANK A B SPD ADR		2013-11-15	2014-01-29
	6. CITRIX SYS INC COM		2014-01-02	2014-01-30
	66. CITRIX SYS INC COM		2013-11-14	2014-01-30
	19. SWEDBANK A B SPD ADR		2013-11-15	2014-01-30
	28. DAIHATSU MTR CO LTD ADR		2013-11-15	2014-01-31
	4. DAIHATSU MTR CO LTD ADR		2014-01-02	2014-01-31
	2. PRICELINE GRP INC COM NEW		2014-01-02	2014-01-31
	2. PRICELINE GRP INC COM NEW		2013-11-14	2014-01-31
	20. SWEDBANK A B SPD ADR		2013-11-15	2014-01-31
	11. SWEDBANK A B SPD ADR		2013-11-15	2014-02-03
	22. NEUSTAR INC-CL A		2014-01-03	2014-02-04
	64. NEUSTAR INC-CL A		2013-11-14	2014-02-04
	8. SWEDBANK A B SPD ADR		2013-11-15	2014-02-04
	1. IMPERIAL TOBACCO GROUP PLC SPONSORED ADR		2013-11-15	2014-02-05
	76. NEUSTAR INC-CL A		2013-11-14	2014-02-05
	25000. ALTRIA GROUP INC NOTE 7.750% 2/06/14		2013-11-20	2014-02-06
	22. DB CONT CAP TRUST III 7.600% PFD Q		2013-11-15	2014-02-06
	5. IMPERIAL TOBACCO GROUP PLC SPONSORED ADR		2013-11-15	2014-02-06
	.75 ONE GAS INC COM		2013-11-18	2014-02-06
	40. AEGON NV 6.500% PFD Q		2013-11-15	2014-02-07
	6. AEGON NV 6.500% PFD Q		2014-01-03	2014-02-07
	8. IMPERIAL TOBACCO GROUP PLC SPONSORED ADR		2013-11-15	2014-02-07
	29. ONE GAS INC COM		2013-11-18	2014-02-07
	18. EATON CORP PLC SHS		2014-01-02	2014-02-07
	81. EATON CORP PLC SHS		2013-11-18	2014-02-07
	32. DB CONT CAP TRUST III 7.600% PFD Q		2013-11-15	2014-02-11
	27. STRATEGIC HOTELS & RESORTS REIT		2013-12-10	2014-02-12
	2. IMPERIAL TOBACCO GROUP PLC SPONSORED ADR		2013-11-15	2014-02-19
	3. IMPERIAL TOBACCO GROUP PLC SPONSORED ADR		2013-11-15	2014-02-20
	7. PENNSYLVANIA RL ESTATE INVT SH BEN INT		2014-01-03	2014-02-20
	21. PENNSYLVANIA RL ESTATE INVT SH BEN INT		2013-12-10	2014-02-20
	50. SENIOR HOUSING PROPERTIES TRUST REIT		2013-12-10	2014-02-20
	7. SENIOR HOUSING PROPERTIES TRUST REIT		2014-01-03	2014-02-20
	8. IMPERIAL TOBACCO GROUP PLC SPONSORED ADR		2013-11-15	2014-02-21
	.6244 KINDER MORGAN MANAGEMENT LLC SHS		2013-11-14	2014-02-21
	.57 KINDER MORGAN MANAGEMENT LLC SHS		2014-01-17	2014-02-21
	10. VALEANT PHARMACEUTICALS INTL COM		2013-11-14	2014-02-21
	9. IMPERIAL TOBACCO GROUP PLC SPONSORED ADR		2013-11-15	2014-02-24
	6. IMPERIAL TOBACCO GROUP PLC SPONSORED ADR		2014-01-02	2014-02-24
	15. QUALCOMM, INC.		2014-01-02	2014-02-24
	6. QUALCOMM, INC.		2013-11-18	2014-02-24
	7. UNION PAC CORP		2014-01-02	2014-02-24
	103. VERIZON COMMUNICATIONS		2013-11-15	2014-02-26
	25. INTL PAPER CO COM		2014-01-02	2014-02-27
	7. INTL PAPER CO COM		2013-11-15	2014-02-27
	24. MERCK & CO INC NEW COM		2014-01-02	2014-02-27
	83. NISOURCE INC COM		2013-11-15	2014-02-27
	42. WILLIAMS COS INC		2014-01-02	2014-02-27
	9. WELLS FARGO & CO NEW DEP1/1000PF CL A PFD Q		2014-01-03	2014-02-28
	56. WELLS FARGO & CO NEW DEP1/1000PF CL A PFD Q		2013-11-15	2014-02-28
	33. DB CONT CAP TRUST III 7.600% PFD Q		2013-11-15	2014-03-03
	30. PENNSYLVANIA RL ESTATE INVT SH BEN INT		2013-12-10	2014-03-04
	11. AVAGO TECHNOLOGIES LTD SHS		2014-01-02	2014-03-04
	3. AVAGO TECHNOLOGIES LTD SHS		2013-11-15	2014-03-04
	6. ALEXION PHARMACEUTICALS INC COM		2014-01-02	2014-03-05
	3. ALEXION PHARMACEUTICALS INC COM		2013-11-14	2014-03-05
	85. EUTELSAT COMMUNICATIONS ADR		2013-11-15	2014-03-07
	32. ROYAL BK SCOTLND 6.600% PFD SER S Q		2013-11-15	2014-03-10
	32. ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q		2013-11-15	2014-03-10
	4. ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q		2014-01-03	2014-03-10
	5. VOLKSWAGEN AG SPON ADR PREF		2014-01-02	2014-03-10
	29. DB CONT CAP TRST II 6.550% PFD Q		2013-11-15	2014-03-11
	1. VOLKSWAGEN AG SPON ADR PREF		2014-01-02	2014-03-11
	6. VOLKSWAGEN AG SPON ADR PREF		2013-11-15	2014-03-11
	26. WELLS FARGO & CO NEW DEP1/1000PF CL A PFD Q		2013-11-15	2014-03-12
	2. WELLS FARGO & CO NEW DEP1/1000PF CL A PFD Q		2014-01-03	2014-03-12
	35. WELLS FARGO & CO NEW DEP SHS REPSTG 1 PFD Q		2013-11-15	2014-03-12
	6. WELLS FARGO & CO NEW DEP SHS REPSTG 1 PFD Q		2014-01-03	2014-03-12
	30. NOVO NORDISK A S ADR		2014-01-02	2014-03-13
	24. NOVO NORDISK A S ADR		2013-11-18	2014-03-13
	9. VALEANT PHARMACEUTICALS INTL COM		2013-11-14	2014-03-13
	4. VOLKSWAGEN AG SPON ADR PREF		2013-11-15	2014-03-13
	1. VOLKSWAGEN AG SPON ADR PREF		2013-11-15	2014-03-17
	5. ATHENAHEALTH INC COM		2014-01-02	2014-03-18
	3. ATHENAHEALTH INC COM		2013-11-14	2014-03-18
	7. VOLKSWAGEN AG SPON ADR PREF		2013-11-15	2014-03-18
	5. PERRIGO CO PLC SHS		2014-01-02	2014-03-18
	15. PERRIGO CO PLC SHS		2013-12-19	2014-03-18
	5. VOLKSWAGEN AG SPON ADR PREF		2013-11-15	2014-03-19
	25. ASTRAZENECA PLC SPONSORED ADR		2014-01-02	2014-03-20
	14. BELLE INTL HLDGS LTD ADR		2013-11-15	2014-03-20
	26. ENTERGY TEXAS INC 7.875% PFD HYB		2013-11-15	2014-03-20
	3. ENTERGY TEXAS INC 7.875% PFD HYB		2014-01-03	2014-03-20
	42. MERCK & CO INC NEW COM		2014-01-02	2014-03-20
	9. MERCK & CO INC NEW COM		2013-11-15	2014-03-20
	6. AVAGO TECHNOLOGIES LTD SHS		2013-11-15	2014-03-20
	23. BELLE INTL HLDGS LTD ADR		2013-11-15	2014-03-21
	25. CHINA MOBILE LIMITED SPONSORED ADR		2013-11-15	2014-03-21
	4. CHINA MOBILE LIMITED SPONSORED ADR		2014-01-02	2014-03-21
	4. VOLKSWAGEN AG SPON ADR PREF		2013-11-15	2014-03-21
	1. AVAGO TECHNOLOGIES LTD SHS		2013-11-15	2014-03-21
	16. BELLE INTL HLDGS LTD ADR		2013-11-15	2014-03-24
	7. BROOKDALE SR LIVING INC COM		2014-01-03	2014-03-24
	2. BROOKDALE SR LIVING INC COM		2013-12-10	2014-03-24
	6. CORRECTIONS CORP AMER NEW COM NEW		2013-12-10	2014-03-24
	12. FIRST INDUST REALTY TR INC REIT		2014-01-03	2014-03-24
	2. VOLKSWAGEN AG SPON ADR PREF		2013-11-15	2014-03-24
	19. BELLE INTL HLDGS LTD ADR		2013-11-15	2014-03-25
	10. HUNT J B TRANS SVCS INC COM		2014-01-02	2014-03-25
	66. HUNT J B TRANS SVCS INC COM		2013-11-14	2014-03-25
	3. VOLKSWAGEN AG SPON ADR PREF		2013-11-15	2014-03-25
	10. BELLE INTL HLDGS LTD ADR		2013-11-15	2014-03-26
	29. ENTERPRISE PRODS PARTNERS L P		2014-01-02	2014-03-26
	6. VOLKSWAGEN AG SPON ADR PREF		2013-11-15	2014-03-26
	9. BELLE INTL HLDGS LTD ADR		2013-11-15	2014-03-27
	26. SEI INVESTMENTS CO COM		2014-01-03	2014-03-27
	32. SEI INVESTMENTS CO COM		2013-11-14	2014-03-27
	11. TRACTOR SUPPLY CO COM		2014-01-02	2014-03-27
	1. TRACTOR SUPPLY CO COM		2014-01-02	2014-03-27
	11. TRACTOR SUPPLY CO COM		2013-11-14	2014-03-27
	9. BELLE INTL HLDGS LTD ADR		2013-11-15	2014-03-28
	2. BELLE INTL HLDGS LTD ADR		2013-11-15	2014-03-31
	5. BELLE INTL HLDGS LTD ADR		2014-01-02	2014-03-31
	2. AVAGO TECHNOLOGIES LTD SHS		2013-11-15	2014-03-31
	12. BELLE INTL HLDGS LTD ADR		2014-01-02	2014-04-01
	33. GOLDMAN SACHS GROUP 3.911% PFD SER A Q		2013-11-15	2014-04-01
	5. GOLDMAN SACHS GROUP 3.911% PFD SER A Q		2014-01-03	2014-04-01
	20. GOLDMAN SACHS GROUP INC PFD D Q		2013-11-15	2014-04-01
	2. GOLDMAN SACHS GROUP INC PFD D Q		2014-01-03	2014-04-01
	15. ONEOK INC NEW COM		2014-01-02	2014-04-01
	104. ONEOK INC NEW COM		2013-11-18	2014-04-01
	3. AVAGO TECHNOLOGIES LTD SHS		2013-11-15	2014-04-01
	46. CME GROUP INC COM		2013-11-14	2014-04-02
	7. CME GROUP INC COM		2014-01-02	2014-04-02
	20. CME GROUP INC COM		2014-01-31	2014-04-02
	32. AEGON NV PFD SER 1 Q		2013-11-15	2014-04-03
	37. BRE PROPERTIES CL A REIT		2013-12-10	2014-04-03
	6. BRE PROPERTIES CL A REIT		2014-01-03	2014-04-03
	4. CNOOC LTD SPONSORED ADR		2013-11-15	2014-04-03
	47. DB CONT CAP TRST II 6.550% PFD Q		2013-11-15	2014-04-03
	61. HSBC HOLDINGS PLC 6.200% PFD SER A Q		2013-11-18	2014-04-03
	19. WEINGARTEN REALTY 8.100% PFD HYB		2013-11-15	2014-04-03
	1. WEINGARTEN REALTY 8.100% PFD HYB		2014-01-03	2014-04-03
	4. CNOOC LTD SPONSORED ADR		2013-11-15	2014-04-04
	66. INTL PAPER CO COM		2013-11-15	2014-04-04
	15. MERCK & CO INC NEW COM		2014-01-02	2014-04-04
	44. MERCK & CO INC NEW COM		2013-11-15	2014-04-04
	99. NISOURCE INC COM		2013-11-15	2014-04-04
	16. HSBC HOLDINGS PLC 8.000% PFD Q		2013-11-18	2014-04-07
	32. CATAMARAN CORP COM		2013-11-14	2014-04-08
	2. GILEAD SCIENCES INC		2014-01-23	2014-04-08
	12. GILEAD SCIENCES INC		2014-01-23	2014-04-08
	2. GILEAD SCIENCES INC		2014-01-02	2014-04-08
	2. UNION PAC CORP		2014-01-02	2014-04-08
	8. UNION PAC CORP		2013-11-18	2014-04-08
	39. VORNADO RLTY L P PINES 7.875%39 PFD HYB		2013-11-15	2014-04-08
	3. CNOOC LTD SPONSORED ADR		2013-11-15	2014-04-10
	49. NOKIAN TYRES OYJ ADR		2013-11-15	2014-04-10
	7. NOKIAN TYRES OYJ ADR		2014-01-02	2014-04-10
	2. CNOOC LTD SPONSORED ADR		2013-11-15	2014-04-11
	4. EQUITY RESIDENTIAL PROPERTIES TRUST REIT		2013-12-10	2014-04-11
	2. APPLE COMPUTER INC COM		2013-11-14	2014-04-14
	22. HSBC HOLDINGS PLC 8.000% PFD Q		2013-11-18	2014-04-14
	2. MICHAEL KORS HLDGS LTD SHS		2014-01-02	2014-04-14
	13. MICHAEL KORS HLDGS LTD SHS		2013-11-14	2014-04-14
	128. SBERBANK RUSSIA SPONSORED ADR		2013-11-15	2014-04-15
	21. SBERBANK RUSSIA SPONSORED ADR		2014-01-02	2014-04-15
	49. GOLDMAN SACHS GROUP INC PERPETUAL PFD SE		2013-11-15	2014-04-17
	7. CHIPOTLE MEXICAN GRILL INC COM		2013-11-14	2014-04-21
	1. CHIPOTLE MEXICAN GRILL INC COM		2014-01-02	2014-04-21
	14. HOST HOTELS & RESORTS, INC REIT		2014-01-03	2014-04-23
	1. BAIDU INC SPON ADR REP A		2014-01-02	2014-04-24
	7. BAIDU INC SPON ADR REP A		2013-11-15	2014-04-24
	5. CNOOC LTD SPONSORED ADR		2013-11-15	2014-04-25
	1. CNOOC LTD SPONSORED ADR		2014-01-02	2014-04-25
	45. GOLDMAN SACHS GROUP INC DEP 1/1000 SER K		2014-04-22	2014-04-25
	86. INDUSTRIAL & COML BK CHINA ADR		2013-11-15	2014-04-25
	13. INDUSTRIAL & COML BK CHINA ADR		2014-01-02	2014-04-25
	6. TOSHIBA CORP ADR		2014-01-02	2014-04-25
	39. TOSHIBA CORP ADR		2013-11-15	2014-04-25
	5. ASTRAZENECA PLC SPONSORED ADR		2014-01-02	2014-04-28
	192. ASTRAZENECA PLC SPONSORED ADR		2013-11-15	2014-04-28
	24. CITIGROUP CAP 6.000% PFD HYB		2014-01-03	2014-04-28
	156. CITIGROUP CAP 6.000% PFD HYB		2013-11-15	2014-04-28
	91. CITIGROUP CAPITAL XI 6.000% PFD HYB		2013-11-15	2014-04-28
	15. CITIGROUP CAPITAL XI 6.000% PFD HYB		2014-01-03	2014-04-28
	46. CITIGROUP CAP XVII 6.350% PFD SER E HYB		2013-11-15	2014-04-28
	7. CITIGROUP CAP XVII 6.350% PFD SER E HYB		2014-01-03	2014-04-28
	32. BARCLAYS BANK PLC 7.100% PFD Q		2013-11-15	2014-04-30
	30. GOLDMAN SACHS GROUP INC PERPETUAL PFD SE		2013-11-15	2014-04-30
	53. MORGAN STANLEY CAP TRUST 6.600% PFD HYB		2013-11-15	2014-04-30
	9. MORGAN STANLEY CAP TRUST 6.600% PFD HYB		2014-01-03	2014-04-30
	113. TULLOW OIL PLC ADR		2013-11-15	2014-04-30
	18. TULLOW OIL PLC ADR		2014-01-02	2014-04-30
	88. DOMINION RESOURCES 8.375% SER A PFD HYB		2013-11-15	2014-05-06
	16. DOMINION RESOURCES 8.375% SER A PFD HYB		2014-01-03	2014-05-06
	9. HCP INC COM REIT		2014-01-30	2014-05-07
	29.3756 KINDER MORGAN MANAGEMENT LLC SHS		2013-11-14	2014-05-12
	5. KINDER MORGAN MANAGEMENT LLC SHS		2014-01-02	2014-05-12
	.6244 KINDER MORGAN MANAGEMENT LLC SHS		2014-02-19	2014-05-12
	29. KROGER CO COM		2013-11-14	2014-05-12
	167. NEW GOLD INC CDA COM		2013-11-15	2014-05-12
	29. NEW GOLD INC CDA COM		2014-01-02	2014-05-12
	105. EUTELSAT COMMUNICATIONS ADR		2013-11-15	2014-05-13
	30. EUTELSAT COMMUNICATIONS ADR		2014-01-02	2014-05-13
	20000. FEDERAL HOME LN MTG CORP NOTE 5.000% 7/15/14		2013-11-15	2014-05-13
	12. CHINA MOBILE LIMITED SPONSORED ADR		2013-11-15	2014-05-15
	39. SOUTHERN COPPER CORP COM		2014-01-02	2014-05-15
	116. SOUTHERN COPPER CORP COM		2013-11-18	2014-05-15
	11. VALEANT PHARMACEUTICALS INTL COM		2013-11-14	2014-05-15
	.6545 KINDER MORGAN MANAGEMENT LLC SHS		2014-05-15	2014-05-16
	6. NESTLE S A SPONSORED ADR REPSTG REG SH		2013-11-15	2014-05-16
	82. SOUTHERN COPPER CORP COM		2013-11-18	2014-05-16
	20. DEUTSCHE TELEKOM AG SPONSORED ADR		2014-01-02	2014-05-19
	4. ICICI BK LTD ADR		2014-01-02	2014-05-19
	25. ICICI BK LTD ADR		2013-11-15	2014-05-19
	6. NESTLE S A SPONSORED ADR REPSTG REG SH		2013-11-15	2014-05-19
	1. DEUTSCHE TELEKOM AG SPONSORED ADR		2014-01-02	2014-05-20
	24. DEUTSCHE TELEKOM AG SPONSORED ADR		2013-11-15	2014-05-20
	10. ICAP PLC ADR		2014-01-02	2014-05-20
	59. ICAP PLC ADR		2013-11-15	2014-05-20
	.6643 KINDER MORGAN MANAGEMENT LLC SHS		2014-01-17	2014-05-20
	5. NESTLE S A SPONSORED ADR REPSTG REG SH		2013-11-15	2014-05-20
	105. DEUTSCHE TELEKOM AG SPONSORED ADR		2013-11-15	2014-05-21
	5. NESTLE S A SPONSORED ADR REPSTG REG SH		2013-11-15	2014-05-21
	11. NESTLE S A SPONSORED ADR REPSTG REG SH		2013-11-15	2014-05-22
	6. NESTLE S A SPONSORED ADR REPSTG REG SH		2014-01-02	2014-05-22
	1. DEUTSCHE TELEKOM AG SPONSORED ADR		2013-11-15	2014-05-23
	8. CHINA MOBILE LIMITED SPONSORED ADR		2013-11-15	2014-05-27
	23. GOLDMAN SACHS GROUP INC PERPETUAL PFD SE		2013-11-15	2014-05-27
	18. GOLDMAN SACHS GROUP INC PERPETUAL PFD SE		2014-01-03	2014-05-27
	28. SILVER WHEATON CORP COM		2013-11-15	2014-05-27
	54. COUNTRYWIDE CAP 6.750% PFD HYB		2013-11-15	2014-05-28
	47. ING GROUP NV 7.050% Q		2013-11-15	2014-05-28
	34. ING GROUP NV 7.200% PFD Q		2013-11-15	2014-05-28
	18. RAMCO-GERSHENSON PPTYS TR COM SH BEN INT		2013-12-10	2014-05-30
	18. VALEANT PHARMACEUTICALS INTL COM		2013-11-14	2014-06-02
	9. DELPHI AUTOMOTIVE PLC SHS		2014-04-24	2014-06-02
	17. DELPHI AUTOMOTIVE PLC SHS		2014-01-31	2014-06-02
	90. UNICHARM CORP SPONSORED ADR		2013-11-15	2014-06-04
	14. UNICHARM CORP SPONSORED ADR		2014-01-02	2014-06-04
	35000. FEDERAL NATL MTG ASSN NOTE 5.000% 5/11/17		2013-11-15	2014-06-05
	7000. FEDERAL NATL MTG ASSN NOTE 5.000% 5/11/17		2014-01-07	2014-06-05
	7. CHINA MOBILE LIMITED SPONSORED ADR		2013-11-15	2014-06-11
	1. MONSANTO CO NEW COM		2014-01-02	2014-06-12
	13. MONSANTO CO NEW COM		2013-11-14	2014-06-12
	1. MONSANTO CO NEW COM		2013-11-14	2014-06-12
	14. GRUPO TELEVISA SA DE CV GLOBAL		2013-11-15	2014-06-13
	8. GRUPO TELEVISA SA DE CV GLOBAL		2013-11-15	2014-06-16
	45. KROGER CO COM		2013-11-14	2014-06-17
	22. VALEANT PHARMACEUTICALS INTL COM		2013-11-14	2014-06-17
	33. BARCLAYS BANK PLC 7.750% PFD Q		2013-11-15	2014-06-18
	57. MEDICAL PROPERTIES TRUST INC REIT		2013-12-10	2014-06-23
	9. MEDICAL PROPERTIES TRUST INC REIT		2014-01-03	2014-06-23
	12. ACE LTD SHS		2014-01-02	2014-06-26
	5. ACE LTD SHS		2013-11-18	2014-06-26
	1. ACCENTURE PLC IRELAND SHS CLASS A		2014-01-02	2014-06-27
	12. ACCENTURE PLC IRELAND SHS CLASS A		2013-11-15	2014-06-27
	28. LASALLE HOTEL PPTYS REIT		2013-12-23	2014-07-02
	5. LASALLE HOTEL PPTYS REIT		2014-01-03	2014-07-02
	22. NATIONAL GRID PLC SPON ADR NEW		2014-01-02	2014-07-02
	27. NATIONAL GRID PLC SPON ADR NEW		2013-11-15	2014-07-02
	68. TOTAL S A SPONSORED ADR		2013-11-15	2014-07-02
	14. BARCLAYS BANK PLC 7.750% PFD Q		2013-11-15	2014-07-07
	27. TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR		2013-11-15	2014-07-07
	3. AVAGO TECHNOLOGIES LTD SHS		2013-11-15	2014-07-07
	86. ABBVIE INC COM		2013-11-15	2014-07-09
	35. BARCLAYS BANK PLC 7.750% PFD Q		2013-11-15	2014-07-09
	14. BARCLAYS BANK PLC 7.750% PFD Q		2014-01-03	2014-07-09
	19. CIELO S A SPONSORED ADR		2014-04-24	2014-07-09
	12. CIELO S A SPONSORED ADR		2013-11-15	2014-07-09
	8. PIONEER NAT RES CO COM		2013-11-14	2014-07-09
	5. TOTAL S A SPONSORED ADR		2014-02-14	2014-07-09
	9. TOTAL S A SPONSORED ADR		2014-01-02	2014-07-09
	7. TOTAL S A SPONSORED ADR		2013-11-15	2014-07-09
	18. WABTEC CORP COM		2014-01-03	2014-07-09
	14. GENERAL GROWTH PPTYS INC NEW COM		2013-12-10	2014-07-10
	4. MOHAWK INDS INC		2014-01-02	2014-07-10
	10. MOHAWK INDS INC		2014-01-17	2014-07-10
	27. MOHAWK INDS INC		2013-11-14	2014-07-10
	1. VERITIV CORP COM		2014-07-02	2014-07-11
	143. LORILLARD INC COM		2013-11-15	2014-07-15
	24. LORILLARD INC COM		2014-01-02	2014-07-15
	5. BROOKDALE SR LIVING INC COM		2013-12-10	2014-07-16
	80. INTL PAPER CO COM		2013-11-15	2014-07-16
	38. TOTAL S A SPONSORED ADR		2013-11-15	2014-07-16
	17. TOTAL S A SPONSORED ADR		2014-01-02	2014-07-16
	10. MORGAN STANLEY CAP TR VI 6.600% PFD HYB		2014-01-03	2014-07-18
	64. MORGAN STANLEY CAP TR VI 6.600% PFD HYB		2013-11-15	2014-07-18
	6. AVAGO TECHNOLOGIES LTD SHS		2013-11-15	2014-07-18
	2. AVAGO TECHNOLOGIES LTD SHS		2013-11-15	2014-07-21
	4. SHIRE PHARMACEUTICALS GR-ADR		2014-04-08	2014-07-23
	2. SHIRE PHARMACEUTICALS GR-ADR		2014-01-02	2014-07-23
	1. SHIRE PHARMACEUTICALS GR-ADR		2014-01-02	2014-07-24
	1. BAIDU INC SPON ADR REP A		2014-01-02	2014-07-25
	3. BAIDU INC SPON ADR REP A		2013-11-15	2014-07-25
	15. TWENTY FIRST CENTY FOX INC CL A		2014-01-02	2014-07-25
	100. TWENTY FIRST CENTY FOX INC CL A		2013-11-14	2014-07-25
	56. TWENTY FIRST CENTY FOX INC CL A		2014-03-25	2014-07-25
	16. CENOVUS ENERGY INC COM		2014-06-04	2014-07-28
	33. COCA COLA CO COM		2014-01-02	2014-07-28
	195. COCA COLA CO COM		2013-11-18	2014-07-28
	15. CHINA MOBILE LIMITED SPONSORED ADR		2013-11-15	2014-07-31
	7. CHINA MOBILE LIMITED SPONSORED ADR		2014-01-02	2014-07-31
	25. SILVER WHEATON CORP COM		2013-11-15	2014-07-31
	9. SILVER WHEATON CORP COM		2014-01-02	2014-07-31
	7. SVENSKA CELLULOSA AKTIEBOLAG SPONSORED ADR		2014-01-02	2014-07-31
	44. SVENSKA CELLULOSA AKTIEBOLAG SPONSORED ADR		2013-11-15	2014-07-31
	13. SVENSKA CELLULOSA AKTIEBOLAG SPONSORED ADR		2014-04-24	2014-07-31
	8. TOTAL S A SPONSORED ADR		2013-11-15	2014-07-31
	55. SPLUNK INC COM		2014-01-17	2014-08-01
	24. SPLUNK INC COM		2014-06-05	2014-08-01
	4. TOTAL S A SPONSORED ADR		2013-11-15	2014-08-01
	3. TOTAL S A SPONSORED ADR		2013-11-15	2014-08-04
	10. CHEMED CORP NEW COM		2013-11-14	2014-08-08
	7. KINDER MORGAN MANAGEMENT LLC SHS		2014-01-17	2014-08-11
	38. MORGAN STANLEY 6.450% PFD SER VIII HYB		2013-11-15	2014-08-12
	7. MORGAN STANLEY 6.450% PFD SER VIII HYB		2014-01-03	2014-08-12
	7. COMPASS GROUP PLC SPONSORED ADR NE		2013-11-15	2014-08-13
	35. COUNTRYWIDE CAP 6.750% PFD HYB		2013-11-15	2014-08-13
	15. COUNTRYWIDE CAP 6.750% PFD HYB		2014-01-03	2014-08-13
	92. POTASH CORP SASK INC		2014-01-22	2014-08-13
	99. SEADRILL LIMITED SHS		2013-11-15	2014-08-13
	3. CONOCOPHILLIPS		2014-04-30	2014-08-18
	82. CONOCOPHILLIPS		2013-11-15	2014-08-18
	5. ABAXIS INC COM		2014-01-02	2014-08-20
	40. ABAXIS INC COM		2013-11-14	2014-08-20
	4. AMAZON COM INC		2014-01-02	2014-08-20
	3. COMPASS GROUP PLC SPONSORED ADR NE		2013-11-15	2014-08-20
	15. FACEBOOK INC CL A		2014-04-14	2014-08-20
	14. BUNZL PUB LTD CO SPON ADR NEW		2014-01-02	2014-08-22
	8. TRANSCANADA CORP COM		2014-01-02	2014-08-22
	6. TRANSCANADA CORP COM		2013-11-15	2014-08-22
	10000. AMERICAN EXPRESS CR CORP MTN MTNF 5.125% 8/25/14		2013-11-18	2014-08-25
	5.2 KINDER MORGAN MANAGEMENT LLC SHS		2014-01-17	2014-08-25
	24.8 KINDER MORGAN MANAGEMENT LLC SHS		2013-11-14	2014-08-25
	43. TRANSCANADA CORP COM		2013-11-15	2014-08-25
	7. BUNZL PUB LTD CO SPON ADR NEW		2014-01-02	2014-08-26
	.5657 KINDER MORGAN MANAGEMENT LLC SHS		2014-01-17	2014-08-26
	2. BUNZL PUB LTD CO SPON ADR NEW		2014-01-02	2014-08-27
	10. BUNZL PUB LTD CO SPON ADR NEW		2013-11-15	2014-08-27
	8. BUNZL PUB LTD CO SPON ADR NEW		2013-11-15	2014-08-28
	7. BUNZL PUB LTD CO SPON ADR NEW		2013-11-15	2014-08-29
	13. MORGAN STANLEY 6.250% PFD HYB		2014-01-03	2014-08-29
	16. MORGAN STANLEY 6.250% PFD HYB		2013-11-15	2014-08-29
	13. BUNZL PUB LTD CO SPON ADR NEW		2013-11-15	2014-09-02
	14. POTASH CORP SASK INC		2014-01-22	2014-09-02
	30. POTASH CORP SASK INC		2014-01-02	2014-09-02
	10. POTASH CORP SASK INC		2013-11-15	2014-09-02
	30. KINDER MORGAN INC DEL COM		2014-01-02	2014-09-03
	17. KINDER MORGAN INC DEL COM		2013-11-18	2014-09-03
	15. MOTOROLA SOLUTIONS INC COM NEW		2014-01-02	2014-09-03
	99. MOTOROLA SOLUTIONS INC COM NEW		2013-11-18	2014-09-03
	34. POTASH CORP SASK INC		2013-11-15	2014-09-05
	6. CUMMINS INC COM		2014-05-08	2014-09-08
	1. CUMMINS INC COM		2014-05-08	2014-09-08
	6. CUMMINS INC COM		2014-01-02	2014-09-08
	4. CUMMINS INC COM		2013-11-14	2014-09-08
	30000. FEDERAL HOME LN MTG CORP NOTE 4.375% 7/17/15		2013-11-15	2014-09-11
	15000. FEDERAL FARM CR BKS DEB 1.500%11/16/15		2013-12-20	2014-09-15
	20000. FEDERAL NATL MTG ASSN NOTE 2.375% 4/11/16		2013-11-26	2014-09-15
	20000. FEDERAL HOME LN MTG CORP MTNF 2.000% 8/25/16		2014-01-09	2014-09-15
	20000. FEDERAL NATL MTG ASSN NOTE 1.625%10/26/15		2013-11-26	2014-09-15
	4. SABMILLER PLC SPONSORED ADR		2013-11-15	2014-09-15
	20000. UNITED STATES TREAS NTS NOTE 3.000% 2/28/17		2013-11-26	2014-09-15
	5000. UNITED STATES TREAS NTS NOTE 3.000% 2/28/17		2014-01-09	2014-09-15
	20000. UNITED STATES TREAS NTS NOTE 1.500% 3/31/19		2013-11-26	2014-09-15
	10000. AT&T INC NOTE 4.450% 5/15/21		2013-11-18	2014-09-16
	10000. BOTTLING GROUP LLC NOTE 5.125% 1/15/19		2013-11-21	2014-09-16
	10000. OCCIDENTAL PETE CORP DEL NOTE 4.100% 2/01/21		2013-11-21	2014-09-16
	2. BOSTON PROPERTIES INC COM REIT		2013-12-10	2014-09-17
	10000. GENERAL ELEC CAP CORP MTN BE MTNF 5.875% 1/14/38		2013-11-18	2014-09-17
	10000. GOLDMAN SACHS GROUP INC NOTE 5.950% 1/15/27		2013-11-21	2014-09-17
	9. HCP INC COM REIT		2014-01-30	2014-09-17
	4. HCP INC COM REIT		2013-12-10	2014-09-17
	10000. HOME DEPOT INC NOTE 5.400% 3/01/16		2013-11-18	2014-09-17
	10000. KONINKLIJKE PHILIPS N V NOTE 5.750% 3/11/18		2013-11-26	2014-09-17
	10000. CVS HEALTH CORP NOTE 6.125% 8/15/16		2014-01-06	2014-09-22
	10000. CITIGROUP INC NOTE 6.625% 6/15/32		2013-11-21	2014-09-22
	10000. JPMORGAN CHASE & CO NOTE 4.950% 3/25/20		2013-11-26	2014-09-22
	10000. ORACLE CORP NOTE 5.000% 7/08/19		2013-11-22	2014-09-22
	10000. PRUDENTIAL FINL INC NOTE 5.875% 9/15/42		2014-01-06	2014-09-22
	10000. VERIZON COMMUNICATIONS INC NOTE 4.600% 4/01/21		2014-01-06	2014-09-22
	10000. WACHOVIA CORP NEW NOTE 5.625%10/15/16		2013-11-21	2014-09-22
	10000. DOW CHEM CO NOTE 4.250%11/15/20		2013-11-20	2014-09-23
	10000. GLAXOSMITHKLINE CAP INC NOTE 5.650% 5/15/18		2013-11-18	2014-09-23
	36. BANK NEW YORK MELLON CORP COM		2014-01-02	2014-09-24
	29. BANK NEW YORK MELLON CORP COM		2013-11-20	2014-09-24
	17. CORRECTIONS CORP AMER NEW COM NEW		2013-12-10	2014-09-24
	10. GENERAL GROWTH PPTYS INC NEW COM		2013-12-10	2014-09-24
	6. SHIRE PHARMACEUTICALS GR-ADR		2013-11-15	2014-09-24
	23. ALLIANZ SE SP ADR 1/10 SH		2014-01-02	2014-09-26
	4. ALLIANZ SE SP ADR 1/10 SH		2013-11-15	2014-09-26
	32. BARCLAYS BANK PLC 7.100% PFD Q		2013-11-15	2014-09-26
	37. TELEPHONE & DATA SYSTEM 7.000% PFD HYB		2013-11-15	2014-09-29
	26. CITIGROUP INC DEP SHS 1/1000 C Q		2014-01-03	2014-09-30
	12. CITIGROUP INC DEP SHS 1/1000 C Q		2013-11-15	2014-09-30
	3. NOVO NORDISK A S ADR		2014-01-02	2014-10-01
	142. VORNADO RLTY L P PINES 7.875%39 PFD HYB		2013-11-15	2014-10-01
	31. VORNADO RLTY L P PINES 7.875%39 PFD HYB		2014-01-03	2014-10-01
	6. ALTRIA GROUP INC		2014-04-30	2014-10-02
	36. ALTRIA GROUP INC		2014-01-02	2014-10-02
	3. BIOGEN INC COM		2014-01-02	2014-10-02
	1. FACEBOOK INC CL A		2014-04-14	2014-10-02
	13. FACEBOOK INC CL A		2014-01-02	2014-10-02
	84. INTEL CORP		2013-11-15	2014-10-02
	10. MONSANTO CO NEW COM		2013-11-14	2014-10-02
	2. NOVO NORDISK A S ADR		2014-01-02	2014-10-02
	4. NOVO NORDISK A S ADR		2013-11-15	2014-10-02
	24. POTASH CORP SASK INC		2013-11-15	2014-10-02
	5. GRUPO FINANCIERO BANORTE S A ADR		2014-01-02	2014-10-03
	4. GRUPO FINANCIERO BANORTE S A ADR		2013-11-15	2014-10-03
	4. SHIRE PHARMACEUTICALS GR-ADR		2013-11-15	2014-10-03
	4. BIOGEN INC COM		2013-11-14	2014-10-06
	2. SHIRE PHARMACEUTICALS GR-ADR		2013-11-15	2014-10-06
	32. CUMMINS INC COM		2013-11-14	2014-10-07
	15. RETAIL PPTYS AMER INC CL A REIT		2014-02-20	2014-10-08
	17. RETAIL PPTYS AMER INC CL A REIT		2013-12-10	2014-10-08
	11. COMPASS GROUP PLC SPONSORED ADR NE		2014-07-09	2014-10-09
	4. REED ELSEVIER P L C SPONS ADR NEW		2014-01-02	2014-10-09
	6. RETAIL PPTYS AMER INC CL A REIT		2013-12-10	2014-10-09
	4. RETAIL PPTYS AMER INC CL A REIT		2014-01-03	2014-10-09
	15. COMPASS GROUP PLC SPONSORED ADR NE		2014-07-09	2014-10-10
	28. GIVAUDAN SA ADR		2013-11-15	2014-10-10
	4. REED ELSEVIER P L C SPONS ADR NEW		2014-01-02	2014-10-10
	3. COMPASS GROUP PLC SPONSORED ADR NE		2014-07-09	2014-10-13
	2. REED ELSEVIER P L C SPONS ADR NEW		2014-01-02	2014-10-13
	6. TELEPHONE & DATA SYSTEM 6.875% PFD HYB		2013-11-15	2014-10-13
	31. AT&T INC		2013-11-15	2014-10-14
	161. ARES CAP CORP COM		2013-11-15	2014-10-14
	27. ARES CAP CORP COM		2014-01-02	2014-10-14
	44. ARES CAP CORP COM		2014-06-27	2014-10-14
	8. DARDEN RESTAURANTS INC COM		2014-02-27	2014-10-14
	36. ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN		2014-01-02	2014-10-14
	221. ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN		2013-11-15	2014-10-14
	38. ENERGY TRANSFER EQUITY L P COM UT LTD PTN		2014-01-02	2014-10-14
	224. ENERGY TRANSFER EQUITY L P COM UT LTD PTN		2013-11-15	2014-10-14
	18. ENTERPRISE PRODS PARTNERS L P		2014-01-02	2014-10-14
	458. ENTERPRISE PRODS PARTNERS L P		2013-11-15	2014-10-14
	7. INTEL CORP		2013-11-15	2014-10-14
	123. KINDER MORGAN ENERGY PARTNERS L P		2013-11-15	2014-10-14
	20. KINDER MORGAN ENERGY PARTNERS L P		2014-01-02	2014-10-14
	140. LINN ENERGY LLC UNIT LTD LIAB		2014-01-22	2014-10-14
	11. LINN ENERGY LLC UNIT LTD LIAB		2014-01-02	2014-10-14
	69. LINN ENERGY LLC UNIT LTD LIAB		2013-11-15	2014-10-14
	91. MATTEL INC COM		2014-03-26	2014-10-14
	107. NATIONAL GRID PLC SPON ADR NEW		2013-11-15	2014-10-14
	21. OMEGA HEALTHCARE INVS INC REIT		2013-11-15	2014-10-14
	125. ONEOK PARTNERS LP UNIT LTD PARTN		2013-11-15	2014-10-14
	20. ONEOK PARTNERS LP UNIT LTD PARTN		2014-01-02	2014-10-14
	7. PFIZER INC		2013-11-15	2014-10-14
	145. PLAINS ALL AMERN PIPELINE L P 00		2013-11-15	2014-10-14
	24. PLAINS ALL AMERN PIPELINE L P 00		2014-01-02	2014-10-14
	117. POTASH CORP SASK INC		2013-11-15	2014-10-14
	3. REED ELSEVIER P L C SPONS ADR NEW		2014-01-02	2014-10-14
	16. ENSCO PLC SHS CLASS A		2013-11-15	2014-10-14
	11. GOLAR LNG LTD BERMUDA SHS		2013-11-15	2014-10-14
	4. COMPASS GROUP PLC SPONSORED ADR NE		2014-07-09	2014-10-15
	1. REED ELSEVIER P L C SPONS ADR NEW		2014-01-02	2014-10-15
	2. REED ELSEVIER P L C SPONS ADR NEW		2013-11-15	2014-10-15
	3. COMPASS GROUP PLC SPONSORED ADR NE		2014-07-09	2014-10-16
	123. SEADRILL LIMITED SHS		2013-11-15	2014-10-16
	37. SEADRILL LIMITED SHS		2014-01-02	2014-10-16
	85. CATAMARAN CORP COM		2013-11-14	2014-10-17
	16. CATAMARAN CORP COM		2014-01-02	2014-10-17
	5. COMPASS GROUP PLC SPONSORED ADR NE		2014-07-09	2014-10-17
	1. MATTEL INC COM		2014-03-26	2014-10-17
	94. MATTEL INC COM		2014-03-20	2014-10-17
	50. MONSANTO CO NEW COM		2013-11-14	2014-10-17
	23. CIT GROUP INC COM NEW		2014-01-03	2014-10-21
	13. CIT GROUP INC COM NEW		2013-11-14	2014-10-21
	18. TELEPHONE & DATA SYSTEM 6.875% PFD HYB		2013-11-15	2014-10-22
	26. REALTY INCOME CORP 6.750% SER E REIT		2014-01-29	2014-10-24
	11. TRACTOR SUPPLY CO COM		2013-11-14	2014-10-30
	9. BRISTOL MYERS SQUIBB CO		2014-01-02	2014-11-03
	62. BRISTOL MYERS SQUIBB CO		2013-11-15	2014-11-03
	3. BRISTOL MYERS SQUIBB CO		2014-10-16	2014-11-03
	3. JOHNSON & JOHNSON		2014-04-30	2014-11-03
	33. JOHNSON & JOHNSON		2013-11-15	2014-11-03
	26. HEXCEL CORP NEW COM		2014-01-03	2014-11-05
	42. KIMCO RLTY CORP DEP 1/100PFD-H REIT		2013-11-15	2014-11-05
	13. IDEX CORP COM		2014-01-03	2014-11-10
	3. IDEX CORP COM		2013-11-14	2014-11-10
	5. CONCUR TECHNOLOGIES INC COM		2014-01-02	2014-11-12
	30. CONCUR TECHNOLOGIES INC COM		2013-11-14	2014-11-12
	10. CORRECTIONS CORP AMER NEW COM NEW		2013-12-10	2014-11-12
	18. REED ELSEVIER P L C SPONS ADR NEW		2013-11-15	2014-11-12
	5. ROCKWOOD HLDGS INC COM		2014-01-02	2014-11-12
	30. ROCKWOOD HLDGS INC COM		2013-11-14	2014-11-12
	10. HALYARD HEALTH INC COM		2014-11-03	2014-11-13
	25000. UNITED STATES TREAS NTS NOTE 1.250% 1/31/19		2013-11-15	2014-11-13
	17000. UNITED STATES TREAS NTS NOTE 1.250% 1/31/19		2014-09-26	2014-11-13
	5000. UNITED STATES TREAS NTS NOTE 1.250% 1/31/19		2014-01-08	2014-11-13
	37. BARCLAYS BANK PLC 7.100% PFD Q		2013-11-15	2014-11-14
	16000. UNITEDHEALTH GROUP INC NOTE 5.375% 3/15/16		2014-09-30	2014-11-19
	25000. UNITEDHEALTH GROUP INC NOTE 5.375% 3/15/16		2013-11-22	2014-11-19
	5000. UNITEDHEALTH GROUP INC NOTE 5.375% 3/15/16		2014-01-07	2014-11-19
	22. DDR CORP COM		2013-12-10	2014-11-20
	8. EQUITY RESIDENTIAL PROPERTIES TRUST REIT		2013-12-10	2014-11-20
	.8118 KINDER MORGAN MANAGEMENT LLC SHS		2013-11-14	2014-11-20
	3. SMITH & NEPHEW P L C SPD ADR NEW		2013-11-15	2014-11-20
	4. AGRIUM INC COM		2014-04-25	2014-11-21
	32. KINDER MORGAN INC DEL COM		2013-11-18	2014-11-21
	5. SMITH & NEPHEW P L C SPD ADR NEW		2013-11-15	2014-11-21
	9. TOTAL S A SPONSORED ADR		2013-11-15	2014-11-21
	18. AVIV REIT INC MD COM		2014-06-18	2014-11-24
	8. AVIV REIT INC MD COM		2014-04-11	2014-11-24
	18. CORRECTIONS CORP AMER NEW COM NEW		2013-12-10	2014-11-24
	64. DARDEN RESTAURANTS INC COM		2014-02-27	2014-11-24
	6. EPR PPTYS COM SH BEN INT REIT		2013-12-10	2014-11-24
	7. EXTRA SPACE STORAGE INC REIT		2013-12-10	2014-11-24
	14. GILEAD SCIENCES INC		2014-01-02	2014-11-24
	11. GILEAD SCIENCES INC		2013-11-14	2014-11-24
	3. SL GREEN REALTY CORP REIT		2014-01-03	2014-11-24
	14. SMITH & NEPHEW P L C SPD ADR NEW		2013-11-15	2014-11-24
	26. TELEPHONE & DATA SYSTEM 7.000% PFD HYB		2013-11-15	2014-11-25
	11. TELEPHONE & DATA SYSTEM 7.000% PFD HYB		2014-01-03	2014-11-25
	9. AVIV REIT INC MD COM		2014-04-11	2014-11-26
	8. CORRECTIONS CORP AMER NEW COM NEW		2013-12-10	2014-11-26
	5. CANADIAN PAC RY LTD COM		2014-04-23	2014-12-01
	4. CANADIAN PAC RY LTD COM		2014-01-02	2014-12-01
	2. AGRIUM INC COM		2014-04-25	2014-12-02
	1. AGRIUM INC COM		2014-01-02	2014-12-02
	8. AGRIUM INC COM		2013-11-15	2014-12-02
	11. CORRECTIONS CORP AMER NEW COM NEW		2013-12-10	2014-12-03
	45. MERRILL LYNCH CAP 6.450% PFD SER K HYB		2013-11-15	2014-12-03
	13. CORRECTIONS CORP AMER NEW COM NEW		2014-01-03	2014-12-05
	242. INTEL CORP		2013-11-15	2014-12-05
	223. LINNCO LLC COMSHS LTD INT		2014-10-14	2014-12-05
	1. AFFILIATED MANAGERS GROUP COM		2014-01-02	2014-12-08
	1. CANADIAN PAC RY LTD COM		2014-01-02	2014-12-08
	227. DENBURY RES INC COM NEW		2013-11-14	2014-12-08
	15. ECOLAB INC		2014-03-25	2014-12-08
	35. ECOLAB INC		2013-11-14	2014-12-08
	6. ECOLAB INC		2014-01-02	2014-12-08
	1. FMC TECHNOLOGIES INC COM		2014-06-12	2014-12-08
	22. HALLIBURTON CO		2014-07-28	2014-12-08
	22. HALLIBURTON CO		2014-04-21	2014-12-08
	73. HALLIBURTON CO		2014-04-01	2014-12-08
	1. TRACTOR SUPPLY CO COM		2013-11-14	2014-12-08
	1. UNITED RENTALS INC COM		2014-10-22	2014-12-08
	1. VMWARE INC CL A COM		2014-04-08	2014-12-08
	1. AMCOR LTD ADR NEW		2014-01-02	2014-12-09
	12. MONSTER BEVERAGE CORP COM		2014-02-03	2014-12-09
	7. WEINGARTEN REALTY INVESTORS REIT		2014-02-20	2014-12-10
	8. WEINGARTEN REALTY INVESTORS REIT		2014-03-24	2014-12-10
	14. BASF AKTIENGESELLSCHAFT-LEVEL 1 ADR		2013-11-15	2014-12-11
	2. BASF AKTIENGESELLSCHAFT-LEVEL 1 ADR		2014-01-02	2014-12-11
	53. LILLY ELI & CO COM		2013-11-15	2014-12-11
	9. LILLY ELI & CO COM		2014-01-02	2014-12-11
	19. US CELLULAR CORP 6.950% PFD HYB		2013-11-15	2014-12-11
	3. AMCOR LTD ADR NEW		2014-01-02	2014-12-12
	5. AMCOR LTD ADR NEW		2014-01-02	2014-12-16
	70. DENBURY RES INC COM NEW		2013-11-14	2014-12-16
	45. DENBURY RES INC COM NEW		2014-01-03	2014-12-16
	123. DENBURY RES INC COM NEW		2014-01-23	2014-12-16
	25. TOTAL S A SPONSORED ADR		2013-11-15	2014-12-16
	189. SEADRILL LIMITED SHS		2013-11-18	2014-12-16
	30. SEADRILL LIMITED SHS		2014-01-02	2014-12-16
	3. AMCOR LTD ADR NEW		2014-01-02	2014-12-17
	72. DARDEN RESTAURANTS INC COM		2014-02-27	2014-12-17
	4. AMCOR LTD ADR NEW		2014-01-02	2014-12-19
	17. BANK NEW YORK MELLON CORP COM		2013-11-20	2014-12-22
	81. BANK NEW YORK MELLON CORP COM		2013-11-18	2014-12-22
	29. WEINGARTEN REALTY INVESTORS REIT		2014-03-24	2014-12-22
	12. WEINGARTEN REALTY INVESTORS REIT		2014-01-30	2014-12-22
	25. HCP INC COM REIT		2013-12-10	2014-12-23
	10. ROCHE HOLDINGS LTD-SPONSORED ADR		2013-11-15	2014-12-23
	34. HCC INS HLDGS INC COM		2013-11-14	2014-12-24
	. ARKEMA-ADR			2014-12-29
	39. BUNZL PUB LTD CO SPON ADR NEW		2013-11-15	2014-12-29
	19. WEINGARTEN REALTY 6.500% SER F REIT		2013-11-15	2014-12-31
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	84	75	9
b	99	101	-2
c	210	219	-9
d	64	67	-3
e	160	169	-9
	64	67	-3
	48	51	-3
	32	34	-2
	32	31	1
	83	75	8
	1,129	1,132	-3
	54	55	-1
	182	182
	1,504	1,554	-50
	5,012	4,852	160
	42	37	5
	83	75	8
	246	250	-4
	207	187	20
	892	822	70
	246	250	-4
	184	178	6
	414	406	8
	621	569	52
	478	472	6
	478	439	39
	122	118	4
	833	875	-42
	123	127	-4
	1,026	994	32
	6,361	6,095	266
	810	815	-5
	639	788	-149
	104	107	-3
	1,627	1,659	-32
	542	528	14
	3,524	3,559	-35
	661	624	37
	896	880	16
	4,851	4,633	218
	689	587	102
	551	423	128
	617	658	-41
	584	580	4
	359	355	4
	40	39	1
	2,373	2,502	-129
	183	190	-7
	2,099	2,139	-40
	303	294	9
	2,240	2,210	30
	1,179	1,119	60
	1,188	1,279	-91
	246	262	-16
	1,404	1,441	-37
	62	63	-1
	62	62
	1,205	1,234	-29
	285	293	-8
	9	9
	342	359	-17
	474	463	11
	316	375	-59
	3,476	3,627	-151
	496	489	7
	889	1,033	-144
	127	136	-9
	2,296	2,289	7
	2,296	2,277	19
	519	515	4
	285	283	2
	755	1,082	-327
	2,195	3,051	-856
	206	206
	72	79	-7
	2,627	3,623	-996
	25,000	25,374	-374
	580	572	8
	359	393	-34
	25	22	3
	974	972	2
	146	142	4
	581	628	-47
	961	851	110
	1,244	1,357	-113
	5,599	5,855	-256
	844	833	11
	251	241	10
	159	157	2
	236	236
	136	136
	407	377	30
	1,064	1,135	-71
	149	156	-7
	632	628	4
	47	47
	43	43
	1,464	1,058	406
	712	707	5
	474	464	10
	1,136	1,102	34
	455	431	24
	1,260	1,170	90
	4,766	5,143	-377
	1,217	1,222	-5
	341	319	22
	1,356	1,189	167
	2,890	2,683	207
	1,744	1,601	143
	199	186	13
	1,239	1,158	81
	871	859	12
	546	539	7
	698	573	125
	190	134	56
	1,043	800	243
	522	359	163
	681	660	21
	737	719	18
	749	732	17
	94	89	5
	252	274	-22
	733	727	6
	50	55	-5
	301	315	-14
	570	547	23
	44	42	2
	749	721	28
	128	123	5
	1,367	1,100	267
	1,094	836	258
	1,264	952	312
	203	210	-7
	50	52	-2
	902	658	244
	541	395	146
	352	367	-15
	839	767	72
	2,518	2,283	235
	254	262	-8
	1,625	1,461	164
	133	178	-45
	660	685	-25
	76	77	-1
	2,335	2,083	252
	500	432	68
	391	267	124
	217	292	-75
	1,041	1,343	-302
	167	206	-39
	198	210	-12
	65	45	20
	157	203	-46
	231	197	34
	66	56	10
	193	207	-14
	228	210	18
	99	105	-6
	187	241	-54
	702	764	-62
	4,632	4,776	-144
	149	157	-8
	97	127	-30
	1,990	1,888	102
	304	315	-11
	87	114	-27
	873	900	-27
	1,074	1,089	-15
	776	841	-65
	71	76	-5
	776	805	-29
	89	114	-25
	20	25	-5
	49	58	-9
	130	89	41
	118	139	-21
	633	612	21
	96	93	3
	398	387	11
	40	38	2
	882	804	78
	6,112	5,227	885
	195	134	61
	3,366	3,629	-263
	512	545	-33
	1,464	1,488	-24
	682	659	23
	266	2,139	-1,873
	43	337	-294
	609	807	-198
	1,220	1,177	43
	1,537	1,521	16
	393	405	-12
	21	21
	619	807	-188
	3,024	3,007	17
	842	743	99
	2,469	2,108	361
	3,508	3,201	307
	432	437	-5
	1,312	1,541	-229
	140	163	-23
	837	978	-141
	140	150	-10
	370	334	36
	1,480	1,278	202
	1,008	1,026	-18
	488	605	-117
	977	1,252	-275
	140	165	-25
	328	403	-75
	232	216	16
	1,040	1,056	-16
	595	601	-6
	174	164	10
	1,134	1,062	72
	1,108	1,626	-518
	182	261	-79
	1,149	1,086	63
	3,564	3,808	-244
	509	523	-14
	294	269	25
	157	180	-23
	1,102	1,138	-36
	803	1,009	-206
	161	184	-23
	1,127	1,127
	1,025	1,205	-180
	155	173	-18
	142	152	-10
	921	987	-66
	384	292	92
	14,731	10,220	4,511
	600	602	-2
	3,900	3,903	-3
	2,275	2,275
	375	374	1
	1,150	1,154	-4
	175	175
	821	807	14
	694	665	29
	1,339	1,303	36
	227	220	7
	834	810	24
	133	126	7
	2,244	2,300	-56
	408	413	-5
	382	353	29
	2,087	2,214	-127
	355	375	-20
	44		44
	1,354	1,234	120
	836	932	-96
	145	153	-8
	884	816	68
	253	228	25
	20,167	20,639	-472
	587	644	-57
	1,172	1,150	22
	3,485	3,090	395
	1,355	1,164	191
	47		47
	481	438	43
	2,473	2,184	289
	341	331	10
	203	144	59
	1,266	859	407
	476	438	38
	17	17
	406	363	43
	128	146	-18
	757	745	12
	48	50	-2
	396	365	31
	1,746	1,587	159
	393	365	28
	864	803	61
	471	434	37
	17	15	2
	390	429	-39
	543	510	33
	425	392	33
	580	622	-42
	1,380	1,355	25
	1,203	1,192	11
	870	866	4
	299	280	19
	2,359	1,905	454
	617	612	5
	1,165	1,020	145
	1,095	1,148	-53
	170	158	12
	39,195	39,941	-746
	7,839	7,910	-71
	340	375	-35
	121	116	5
	1,573	1,437	136
	121	111	10
	483	422	61
	274	241	33
	2,118	1,914	204
	2,621	2,328	293
	851	841	10
	745	716	29
	118	112	6
	1,240	1,224	16
	517	495	22
	81	82	-1
	976	935	41
	1,006	882	124
	180	156	24
	1,668	1,411	257
	2,047	1,687	360
	4,924	4,072	852
	362	357	5
	610	479	131
	225	134	91
	4,731	4,172	559
	905	891	14
	362	354	8
	382	330	52
	242	179	63
	1,803	1,544	259
	350	305	45
	630	539	91
	490	419	71
	1,475	1,326	149
	335	294	41
	524	595	-71
	1,310	1,469	-159
	3,536	3,842	-306
	37		37
	8,638	7,491	1,147
	1,450	1,215	235
	173	140	33
	4,002	3,645	357
	2,609	2,276	333
	1,167	1,015	152
	253	248	5
	1,620	1,582	38
	450	267	183
	150	89	61
	1,018	579	439
	509	279	230
	254	139	115
	220	178	42
	661	486	175
	495	535	-40
	3,301	3,425	-124
	1,849	1,812	37
	485	474	11
	1,343	1,346	-3
	7,936	7,835	101
	818	804	14
	382	361	21
	653	555	98
	235	189	46
	173	213	-40
	1,086	1,257	-171
	321	367	-46
	519	479	40
	2,497	4,380	-1,883
	1,090	1,026	64
	260	239	21
	194	179	15
	1,002	746	256
	669	531	138
	960	924	36
	177	169	8
	113	108	5
	896	879	17
	384	375	9
	3,171	3,047	124
	3,640	4,557	-917
	237	223	14
	6,475	5,969	506
	230	200	30
	1,842	1,418	424
	1,343	1,591	-248
	48	46	2
	1,126	888	238
	378	334	44
	409	365	44
	307	272	35
	10,000	10,359	-359
	512	395	117
	2,441	1,872	569
	2,231	1,946	285
	190	167	23
	56	43	13
	54	48	6
	272	225	47
	217	180	37
	190	157	33
	328	313	15
	403	384	19
	359	292	67
	490	464	26
	1,050	983	67
	350	324	26
	1,192	1,075	117
	675	606	69
	882	996	-114
	5,824	6,493	-669
	1,170	1,103	67
	851	911	-60
	142	152	-10
	851	831	20
	568	529	39
	31,066	32,043	-977
	15,211	15,325	-114
	20,601	20,925	-324
	20,535	20,669	-134
	20,307	20,505	-198
	244	207	37
	21,061	21,498	-437
	5,265	5,318	-53
	19,822	20,022	-200
	10,873	10,534	339
	11,216	11,427	-211
	10,713	10,632	81
	237	205	32
	11,915	11,349	566
	11,270	10,666	604
	367	353	14
	163	147	16
	10,680	11,075	-395
	11,275	11,648	-373
	10,939	11,260	-321
	11,978	11,069	909
	11,104	11,169	-65
	11,230	11,447	-217
	10,725	10,238	487
	10,907	10,857	50
	10,916	11,313	-397
	10,734	10,684	50
	11,334	11,672	-338
	1,405	1,241	164
	1,132	973	159
	589	587	2
	236	210	26
	1,500	820	680
	373	403	-30
	65	69	-4
	816	807	9
	923	929	-6
	618	558	60
	285	251	34
	144	110	34
	3,550	3,734	-184
	775	808	-33
	272	240	32
	1,633	1,370	263
	963	838	125
	77	59	18
	1,005	711	294
	2,818	2,057	761
	1,105	1,105
	96	73	23
	191	139	52
	806	779	27
	155	175	-20
	124	131	-7
	1,043	547	496
	1,299	948	351
	523	273	250
	4,187	4,232	-45
	220	205	15
	250	220	30
	171		171
	252	237	15
	90	78	12
	60	51	9
	227		227
	856	802	54
	247	237	10
	45		45
	124	119	5
	148	143	5
	1,047	1,098	-51
	2,469	2,883	-414
	414	477	-63
	675	772	-97
	386	398	-12
	2,080	2,080
	12,768	12,394	374
	1,825	1,533	292
	10,757	7,857	2,900
	610	586	24
	15,530	14,176	1,354
	223	171	52
	10,377	9,783	594
	1,687	1,584	103
	3,245	4,666	-1,421
	255	340	-85
	1,600	2,081	-481
	2,778	3,566	-788
	7,473	6,686	787
	772	670	102
	5,970	6,867	-897
	955	1,033	-78
	199	224	-25
	7,361	7,417	-56
	1,218	1,249	-31
	3,772	3,795	-23
	184	178	6
	601	984	-383
	503	438	65
	61		61
	61	59	2
	122	115	7
	46		46
	2,837	5,661	-2,824
	853	1,481	-628
	3,426	4,092	-666
	645	765	-120
	76		76
	29	39	-10
	2,757	3,624	-867
	5,571	5,527	44
	1,060	1,191	-131
	599	642	-43
	445	428	17
	650	640	10
	800	805	-5
	518	476	42
	3,570	3,255	315
	173	148	25
	322	304	18
	3,538	3,101	437
	1,106	1,166	-60
	1,104	1,041	63
	981	951	30
	226	213	13
	642	506	136
	3,850	2,911	939
	361	345	16
	1,167	1,031	136
	395	355	40
	2,372	2,091	281
	377		377
	24,788	24,775	13
	16,856	16,704	152
	4,958	4,874	84
	959	933	26
	16,986	17,095	-109
	26,541	27,628	-1,087
	5,308	5,510	-202
	390	352	38
	556	431	125
	82	58	24
	102	79	23
	409	375	34
	1,279	1,140	139
	171	131	40
	542	538	4
	596	507	89
	265	199	66
	651	621	30
	3,600	3,186	414
	336	299	37
	408	295	113
	1,404	1,051	353
	1,103	757	346
	344	279	65
	488	366	122
	661	653	8
	280	263	17
	300	224	76
	290	276	14
	928	777	151
	742	598	144
	193	188	5
	96	92	4
	771	722	49
	405	380	25
	1,151	1,114	37
	481	419	62
	9,088	5,926	3,162
	3,423	4,783	-1,360
	207	213	-6
	181	149	32
	1,593	3,965	-2,372
	1,563	1,643	-80
	3,647	3,748	-101
	625	623	2
	45	59	-14
	851	1,593	-742
	851	1,380	-529
	2,824	4,326	-1,502
	79	73	6
	111	109	2
	82	107	-25
	43	46	-3
	1,273	810	463
	243	215	28
	278	239	39
	1,256	1,474	-218
	179	209	-30
	3,854	2,700	1,154
	654	458	196
	467	467
	128	137	-9
	213	228	-15
	482	1,223	-741
	310	747	-437
	847	2,027	-1,180
	1,227	1,496	-269
	2,066	8,688	-6,622
	328	1,202	-874
	128	137	-9
	4,051	3,584	467
	170	182	-12
	693	570	123
	3,303	2,706	597
	1,013	865	148
	419	349	70
	1,109	922	187
	339	348	-9
	1,831	1,560	271
	47		47
	1,077	877	200
	479	460	19
			3,258

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			9
b			-2
c			-9
d			-3
e			-9
			-3
			-3
			-2
			1
			8
			-3
			-1

			-50
			160
			5
			8
			-4
			20
			70
			-4
			6
			8
			52
			6
			39
			4
			-42
			-4
			32
			266
			-5
			-149
			-3
			-32
			14
			-35
			37
			16
			218
			102
			128
			-41
			4
			4
			1
			-129
			-7
			-40
			9
			30
			60
			-91
			-16
			-37
			-1

			-29
			-8

			-17
			11
			-59
			-151
			7
			-144
			-9
			7
			19
			4
			2
			-327
			-856

			-7
			-996
			-374
			8
			-34
			3
			2
			4
			-47
			110
			-113
			-256
			11
			10
			2


			30
			-71
			-7
			4


			406
			5
			10
			34
			24
			90
			-377
			-5
			22
			167
			207
			143
			13
			81
			12
			7
			125
			56
			243
			163
			21
			18
			17
			5
			-22
			6
			-5
			-14
			23
			2
			28
			5
			267
			258
			312
			-7
			-2
			244
			146
			-15
			72
			235
			-8
			164
			-45
			-25
			-1
			252
			68
			124
			-75
			-302
			-39
			-12
			20
			-46
			34
			10
			-14
			18
			-6
			-54
			-62
			-144
			-8
			-30
			102
			-11
			-27
			-27
			-15
			-65
			-5
			-29
			-25
			-5
			-9
			41
			-21
			21
			3
			11
			2
			78
			885
			61
			-263
			-33
			-24
			23
			-1,873
			-294
			-198
			43
			16
			-12

			-188
			17
			99
			361
			307
			-5
			-229
			-23
			-141
			-10
			36
			202
			-18
			-117
			-275
			-25
			-75
			16
			-16
			-6
			10
			72
			-518
			-79
			63
			-244
			-14
			25
			-23
			-36
			-206
			-23

			-180
			-18
			-10
			-66
			92
			4,511
			-2
			-3

			1
			-4

			14
			29
			36
			7
			24
			7
			-56
			-5
			29
			-127
			-20
			44
			120
			-96
			-8
			68
			25
			-472
			-57
			22
			395
			191
			47
			43
			289
			10
			59
			407
			38

			43
			-18
			12
			-2
			31
			159
			28
			61
			37
			2
			-39
			33
			33
			-42
			25
			11
			4
			19
			454
			5
			145
			-53
			12
			-746
			-71
			-35
			5
			136
			10
			61
			33
			204
			293
			10
			29
			6
			16
			22
			-1
			41
			124
			24
			257
			360
			852
			5
			131
			91
			559
			14
			8
			52
			63
			259
			45
			91
			71
			149
			41
			-71
			-159
			-306
			37
			1,147
			235
			33
			357
			333
			152
			5
			38
			183
			61
			439
			230
			115
			42
			175
			-40
			-124
			37
			11
			-3
			101
			14
			21
			98
			46
			-40
			-171
			-46
			40
			-1,883
			64
			21
			15
			256
			138
			36
			8
			5
			17
			9
			124
			-917
			14
			506
			30
			424
			-248
			2
			238
			44
			44
			35
			-359
			117
			569
			285
			23
			13
			6
			47
			37
			33
			15
			19
			67
			26
			67
			26
			117
			69
			-114
			-669
			67
			-60
			-10
			20
			39
			-977
			-114
			-324
			-134
			-198
			37
			-437
			-53
			-200
			339
			-211
			81
			32
			566
			604
			14
			16
			-395
			-373
			-321
			909
			-65
			-217
			487
			50
			-397
			50
			-338
			164
			159
			2
			26
			680
			-30
			-4
			9
			-6
			60
			34
			34
			-184
			-33
			32
			263
			125
			18
			294
			761

			23
			52
			27
			-20
			-7
			496
			351
			250
			-45
			15
			30
			171
			15
			12
			9
			227
			54
			10
			45
			5
			5
			-51
			-414
			-63
			-97
			-12

			374
			292
			2,900
			24
			1,354
			52
			594
			103
			-1,421
			-85
			-481
			-788
			787
			102
			-897
			-78
			-25
			-56
			-31
			-23
			6
			-383
			65
			61
			2
			7
			46
			-2,824
			-628
			-666
			-120
			76
			-10
			-867
			44
			-131
			-43
			17
			10
			-5
			42
			315
			25
			18
			437
			-60
			63
			30
			13
			136
			939
			16
			136
			40
			281
			377
			13
			152
			84
			26
			-109
			-1,087
			-202
			38
			125
			24
			23
			34
			139
			40
			4
			89
			66
			30
			414
			37
			113
			353
			346
			65
			122
			8
			17
			76
			14
			151
			144
			5
			4
			49
			25
			37
			62
			3,162
			-1,360
			-6
			32
			-2,372
			-80
			-101
			2
			-14
			-742
			-529
			-1,502
			6
			2
			-25
			-3
			463
			28
			39
			-218
			-30
			1,154
			196

			-9
			-15
			-741
			-437
			-1,180
			-269
			-6,622
			-874
			-9
			467
			-12
			123
			597
			148
			70
			187
			-9
			271
			47
			200
			19

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	6,350
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2013	413,226	3,307,321	0.124943
2012
2011
2010
2009

2	Total of line 1, column (d) ......................	2	0.124943
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.124943
4	Enter the net value of noncharitable-use assets for 2014 from Part X, line 5.....	4	4,090,624
5	Multiply line 4 by line 3.......................	5	511,095
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	1,022
7	Add lines 5 and 6.........................	7	512,117
8	Enter qualifying distributions from Part XII, line 4..............	8	33,303
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2014)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	2,045
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	2,045
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	2,045
6	Credits/Payments:

a	2014 estimated tax payments and 2013 overpayment credited to 2014	6a	4,197
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	4,197
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8	21
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	2,131
11	Enter the amount of line 10 to be: Credited to 2015 estimated tax2,048	Refunded	11	83

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions

for definition)?.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?

If "Yes," complete Part XIV.............................

Form 990-PF (2014)

Page 5

Part VII-A

Statements Regarding Activities (continued)

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Yes

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

Ameriprise National Trust Bank Telephone no. bullet

(800) 461-1726

Located at bullet

15481 AMERIPRISE FINANCIAL CENTERMINNEAPOLISMN ZIP+4 bullet

55474

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country?

16 No

See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country bullet

Form 990-PF (2014)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ........

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2014?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2014, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2014?...............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?........................YesNo

If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2014.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? (see instructions)..................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.......................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2014)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
AMERIPRISE NATIONAL TRUST BANK	TRUSTEE 1	65,254
1581 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS,MN55474	TRUSTEE 1	65,254

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2014)

Page 8

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

3,993,742

Average of monthly cash balances.......................

159,176

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

4,152,918

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

4,152,918

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

62,294

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

4,090,624

Minimum investment return. Enter 5% of line 5..................

204,531

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

204,531

Tax on investment income for 2014 from Part VI, line 5......

2,045

Income tax for 2014. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

2,045

Distributable amount before adjustments. Subtract line 2c from line 1............

202,486

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

202,486

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

202,486

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

33,303

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

33,303

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

33,303

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2014)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2013	(c) 2013	(d) 2014
1 Distributable amount for 2014 from Part XI, line 7					202,486
2 Undistributed income, if any, as of the end of 2014:
a Enter amount for 2013 only.......				0
b Total for prior years:2012, 20, 20			0
3 Excess distributions carryover, if any, to 2014:
a From 2009.......	0
b From 2010.......	0
c From 2011.......	0
d From 2012.......	0
e From 2013.......	316,272
fTotal of lines 3a through e.........		316,272
4Qualifying distributions for 2014 from Part
XII, line 4: $ 33,303
a Applied to 2013, but not more than line 2a					0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions).........		0
d Applied to 2014 distributable amount.....					33,303
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2014.		169,183			169,183
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		147,089
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2013. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2014. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2015 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8Excess distributions carryover from 2009 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2015. Subtract lines 7 and 8 from line 6a ......		147,089
10 Analysis of line 9:
a Excess from 2010....	0
b Excess from 2011....	0
c Excess from 2012....	0
d Excess from 2013....	147,089
e Excess from 2014....

Form 990-PF (2014)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2014, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2014	(b) 2013	(c) 2012	(d) 2011	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ...........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2014)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year

Total ................................. 3a

bApproved for future payment

Total ................................. 3b

Form 990-PF (2014)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ............
4 Dividends and interest from securities....			14	145,788
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property .............
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory .............			18	6,350
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: aENERGY TRANSFER PR			14	722
bENERGY TRANSFER EQ			14	284
cENTERPRISE PRODS P			14	527
dKINDER MORGAN ENER			14	1,513
eLINN ENERGY LLC UN			14	498
fONEOK PARTNERS LP			14	2,215
gPLAINS ALL AMERN P			14	939
12 Subtotal. Add columns (b), (d), and (e)..				158,929

13Total. Add line 12, columns (b), (d), and (e)..................

13158,929

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2014)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political

Yes

organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2014)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Category	Amount	Net Investment Income
FOREIGN TAXES	1,688	1,688
FEDERAL ESTIMATES - PRINCIPAL	4,097	0
FOREIGN TAXES ON QUALIFIED FOR	6	6

Description	Revenue And Expenses Per Books	Net Investment Income
ENERGY TRANSFER PRTNRS L P UNIT LTD PART	722	722
ENERGY TRANSFER EQUITY L P COM UT LTD PT	284	284
ENTERPRISE PRODS PARTNERS L P	527	527
KINDER MORGAN ENERGY PARTNERS L P	1,513	1,513
LINN ENERGY LLC UNIT LTD LIAB	498	498
ONEOK PARTNERS LP UNIT LTD PARTN	2,215	2,215
PLAINS ALL AMERN PIPELINE L P 00	939	939