-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Information about Form 990-PF and its instructions is at
www.irs.gov/form990pf
.
OMB No. 1545-0052
20
14
Open to Public Inspection
For calendar year 2014, or tax year beginning
2014, and ending
, 20
Name of foundation
WESTERN ASSET MANAGEMENT COMPANY
CHARITABLE FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
385 E COLORADO BLVD
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PASADENA
,
CA
91101
A Employer identification number
20-2589546
B
Telephone number (see instructions)
(626) 844-9400
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here .............
2.
Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
I
Fair market value of all assets at end
of year
(from Part II, col. (c),
line 16)
$
3,315,000
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach
schedule)
..............
45,266
2
Check
Sch. B
...............
3
Interest on savings and temporary cash investments
6,439
6,439
4
Dividends and interest from securities
......
5a
Gross rents
..............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
b
Gross sales price for all assets on line 6a
7
Capital gain net income (from Part IV, line 2)
...
0
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
51,705
6,439
0
13
Compensation of officers, directors, trustees, etc.
0
0
0
0
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
11,220
0
0
11,220
c
Other professional fees (attach schedule)
....
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
177
0
0
25
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
11,397
0
0
11,245
25
Contributions, gifts, grants paid
........
828,437
828,437
26
Total expenses and disbursements.
Add lines 24 and 25
839,834
0
0
839,682
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-788,129
b
Net investment income
(if negative, enter -0-)
6,439
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2014)
Form 990-PF (2014)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
...............
4,103,129
3,315,000
3,315,000
2
Savings and temporary cash investments
..........
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
...............
9
Prepaid expenses and deferred charges
...........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
........
c
Investments—corporate bonds (attach schedule)
........
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
..............
13
Investments—other (attach schedule)
...........
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
4,103,129
3,315,000
3,315,000
17
Accounts payable and accrued expenses
..........
18
Grants payable
..................
19
Deferred revenue
..................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
..........
0
0
Foundations that follow SFAS 117, check here
and complete lines 24 through 26 and lines 30 and 31.
24
Unrestricted
...................
25
Temporarily restricted
................
26
Permanently restricted
................
Foundations that do not follow SFAS 117, check here
and complete lines 27 through 31.
27
Capital stock, trust principal, or current funds
.........
0
0
28
Paid-in or capital surplus, or land, bldg., and equipment fund
0
0
29
Retained earnings, accumulated income, endowment, or other funds
4,103,129
3,315,000
30
Total net assets or fund balances
(see instructions)
......
4,103,129
3,315,000
31
Total liabilities and net assets/fund balances
(see instructions)
..
4,103,129
3,315,000
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)
...............
1
4,103,129
2
Enter amount from Part I, line 27a
.....................
2
-788,129
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
3,315,000
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30
.
6
3,315,000
Form
990-PF
(2014)
Form 990-PF (2014)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1a
b
c
d
e
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2013
1,202,161
4,857,247
0.247498
2012
883,526
5,753,750
0.153557
2011
537,736
1,298,183
0.414222
2010
633,866
39,196
16.171701
2009
243,375
22,409
10.860592
2
Total
of line 1, column (d)
......................
2
27.847570
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years
.
.
.
3
5.569514
4
Enter the net value of noncharitable-use assets for 2014 from Part X, line 5
.....
4
3,806,220
5
Multiply line 4 by line 3
.......................
5
21,198,796
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
64
7
Add lines 5 and 6
.........................
7
21,198,860
8
Enter qualifying distributions from Part XII, line 4
..............
8
839,682
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form
990-PF
(2014)
Form 990-PF (2014)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
129
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
129
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
129
6
Credits/Payments:
a
2014 estimated tax payments and 2013 overpayment credited to 2014
6a
b
Exempt foreign organizations—tax withheld at source
.......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
118
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
118
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
11
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2015 estimated tax
Refunded
11
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions
for definition)?
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
CA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)?
If "Yes," complete Part XIV
.............................
9
No
Form
990-PF
(2014)
Form 990-PF (2014)
Page
5
Part VII-A
Statements Regarding Activities (continued)
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions)
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement (see instructions)
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
THE FOUNDATION
Telephone no.
(626) 844-9400
Located at
385 E COLORADO BLVD
PASADENA
CA
ZIP+4
91101
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—Check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
......
15
16
At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
16
No
See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). If "Yes", enter the name of the foreign country
Form
990-PF
(2014)
Form 990-PF (2014)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
........................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
.................
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.........
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)?
........
1b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2014?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2014, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2014?
...............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
........................
Yes
No
b
If "Yes," did it have excess business holdings in 2014 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2014.)
....................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014?
4b
No
5a
During the year did the foundation pay or incur any amount to:
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
...............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? (see instructions)
..................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
........
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)?
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
............
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.......................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If yes, did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
Form
990-PF
(2014)
Form 990-PF (2014)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to
employee benefit plans
and deferred compensation
(e)
Expense account,
other allowances
JAMES W HIRSCHMANN
PRESIDENT
1.00
0
0
0
385 E COLORADO BLVD
PASADENA
,
CA
91101
TRACY A HUTSON
DIRECTOR
1.00
0
0
0
385 E COLORADO BLVD
PASADENA
,
CA
91101
BRUCE D ALBERTS
CFO
1.00
0
0
0
385 E COLORADO BLVD
PASADENA
,
CA
91101
PAUL WHITE
DIRECTOR
1.00
0
0
0
385 E COLORADO BLVD
PASADENA
,
CA
91101
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Form
990-PF
(2014)
Form 990-PF (2014)
Page
8
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations,
see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
0
b
Average of monthly cash balances
.......................
1b
3,864,183
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
3,864,183
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
3,864,183
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
57,963
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
3,806,220
6
Minimum investment return.
Enter 5% of line 5
..................
6
190,311
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
190,311
2a
Tax on investment income for 2014 from Part VI, line 5
......
2a
129
b
Income tax for 2014. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
129
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
190,182
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
190,182
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
190,182
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
839,682
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
839,682
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b (see instructions)
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
839,682
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2014)
Form 990-PF (2014)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2013
(c)
2013
(d)
2014
1
Distributable amount for 2014 from Part XI, line 7
190,182
2
Undistributed income, if any, as of the end of 2014:
a
Enter amount for 2013 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2014:
a
From 2009
.......
242,255
b
From 2010
.......
631,906
c
From 2011
.......
472,827
d
From 2012
.......
595,996
e
From 2013
.......
959,451
f
Total
of lines 3a through e
.........
2,902,435
4
Qualifying distributions for 2014 from Part
XII, line 4:
$
839,682
a
Applied to 2013, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
.........
0
d
Applied to 2014 distributable amount
.....
190,182
e
Remaining amount distributed out of corpus
649,500
5
Excess distributions carryover applied to 2014.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
3,551,935
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
...........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2013. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2014. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2015
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2009 not
applied on line 5 or line 7 (see instructions)
...
242,255
9
Excess distributions carryover to 2015.
Subtract lines 7 and 8 from line 6a
......
3,309,680
10
Analysis of line 9:
a
Excess from 2010
....
631,906
b
Excess from 2011
....
472,827
c
Excess from 2012
....
595,996
d
Excess from 2013
....
959,451
e
Excess from 2014
....
649,500
Form
990-PF
(2014)
Form 990-PF (2014)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2014, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2014
(b)
2013
(c)
2012
(d)
2011
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used
directly for active conduct of exempt activities
...........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2014)
Form 990-PF (2014)
Page
11
Part XV
Supplementary Information
(continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
1199 SEIU BILL MICHELSON HOME EDUCAT
PO BOX 1016
NEW YORK
,
NY
10108
NONE
PC
HUMANITARIAN
500
AAF ROSE BOWL AQUATICS CENTER
360 N ARROYO BLVD
PASADENA
,
CA
91103
NONE
PC
HUMANITARIAN
250
ALHAMBRA TRUE LIGHT PRESBYTERIAN CHU
20 W COMMONWEALTH AVENUE
ALHAMBRA
,
CA
91801
NONE
PC
RELIGOUS
1,000
ALZHEIMER'S ASSOCIATION
PO BOX 96011
WASHINGTON
,
DC
20090
NONE
PC
HEALTH SERVICES
375
AMERICAN CANCER SOCIETY INC
7 RIDGEDALE AVE
CEDAR KNOLLS
,
NJ
07927
NONE
PC
HEALTH SERVICES
100
AMERICAN HEART ASSOCIATION
816 S FIGUEROA ST
LOS ANGELES
,
CA
90017
NONE
PC
HEALTH SERVICES
100
AMERICAN RED CROSS
401 SOUTH MONROE
LITTLE ROCK
,
AR
72205
NONE
PC
HUMANITARIAN
500
AMERICAN SOCIETY FOR THE PREVENTION
P O BOX 96929
WASHINGTON
,
DC
20090
NONE
PC
HUMANITARIAN
100
ANAHEIM AMATEUR FIGURE SKATING
300 W LINCOLN AVE
ANAHEIM
,
CA
92805
NONE
PC
HUMANITARIAN
1,000
ANIMAL CRACKERS PET RESCUE
24310 MOULTON PKWY SUITE P
LAGUNA HILLS
,
CA
92637
NONE
PC
HUMANITARIAN
1,000
ARCHDIOCESE OF LOS ANGELES
3424 WILSHIRE BLVD 2ND FLOOR
LOS ANGELES
,
CA
90010
NONE
PC
RELIGOUS
100
ARTHRITIS FOUNDATION
35 COLD SPRING RD SUITE 411
ROCKY HILL
,
CT
06067
NONE
PC
HEALTH SERVICES
200
ASHA-JYOTHI
PO BOX 220752
CHANTILLY
,
VA
20153
NONE
PC
HUMANITARIAN
1,000
AUTISM SPEAKS
6330 SAN VICENTE BLVD STE 401
LOS ANGELES
,
CA
90048
NONE
PC
HEALTH SERVICES
3,075
AVESON CHARTER SCHOOL
1919 E PINECREST DRIVE
ALTADENA
,
CA
91001
NONE
PC
EDUCATION
275
AVONS BREAST CANCER
1 AVON PLAZA
RYE
,
NY
10580
NONE
PC
HEALTH SERVICES
100
BEAGLES AND BUDDIES
POBOX 330
TORRANCE
,
CA
90507
NONE
PC
HUMANITARIAN
1,000
BOSTON UNIVERSITY
595 COMMONWEALTH AVENUE SUITE 700
BOSTON
,
MA
02215
NONE
PC
EDUCATION
500
BUDDHIST ASSOCIATION OF THE US
2020 ROUTE 301
CARMEL
,
NY
10512
NONE
PC
RELIGOUS
950
CALIFORNIA COMMUNITY FOUNDATION
221 S FIGUEROA ST SUITE 400
LOS ANGELES
,
CA
90012
NONE
PC
HEALTH SERVICES
1,000
CALIFORNIA POLYTECHNIC STATE UNIVERS
ADVANCEMENT SERVICES
SAN LUIS OBISPO
,
CA
93407
NONE
PC
EDUCATION
100
CALTECH CAREER DEVELOPMENT CENTER
1200 E CALIFORNIA BLVD
PASADENA
,
CA
91125
NONE
PC
EDUCATION
1,000
CALVARY CHAPEL OF COSTA MESA
3800 S FAIRVIEW STREET
SANTA ANA
,
CA
92704
NONE
PC
HUMANITARIAN
350
CAMP UNALAYEE
3921 EAST BAYSHORE RD
PALO ALTO
,
CA
94303
NONE
PC
HUMANITARIAN
1,000
CANCER SUPPORT COMMUNITY PASADENA
200 E DEL MAR BLVD STE 118
PASADENA
,
CA
91105
NONE
PC
HUMANITARIAN
250
CASTLEBAY LANE ELEMENTARY SCHOOL
19010 CASTLEBAY LANE
NORTHRIDGE
,
CA
91326
NONE
SO1
EDUCATION
1,100
CATHEDRAL PREPARATORY SEMINARY
56-25 92ND STREET
ELMHURST
,
NY
11373
NONE
PC
RELIGOUS
100
CHANDLER SCHOOL
1005 ARMADA DRIVE
PASADENA
,
CA
91103
NONE
PC
EDUCATION
3,000
CHAPARRAL MIDDLE SCHOOL COMMUNITY CL
1405 SPRUCE TREE DR
DIAMOND BAR
,
CA
91765
NONE
PC
EDUCATION
125
CHILD EDUCATIONAL CENTER
140 FOOTHILL BLVD
LA CANADA
,
CA
91101
NONE
PC
EDUCATION
500
CLAYTON ALUMNI ASSOCIATION AND EDUCATION FOUND
2 MARK TWAIN CIRCLE
CLAYTON
,
MO
63105
NONE
PC
EDUCATION
250
COMPREHENSIVE CHILD DEVELOPMENT
2545 PACIFIC AVE
LONG BEACH
,
CA
90806
NONE
PC
HUMANITARIAN
100
CORPUS CHRISTI
890 TOYOPA DR
PACIFIC PALISADES
,
CA
90272
NONE
PC
EDUCATION
1,000
CRESTVIEW PREPARATORY SCHOOL
140 FOOTHILL BLVD
LA CANADA
,
CA
91011
NONE
PC
EDUCATION
500
DARE AMERICA
PO BOX 512090
LOS ANGELES
,
CA
90051
NONE
PC
CIVIC
1,100
DARTMOUTH COLLEGE
6066 DEVELOPMENT OFFICE
HANOVER
,
NH
03755
NONE
PC
EDUCATION
1,000
DGA FOUNDATION
8436 W THIRD ST SUITE 900
LOS ANGELES
,
CA
90048
NONE
PC
CULTURAL
500
DR RALPH E HAWES ELEMENTARY PTA
9682 YELLOWSTONE DRIVE
HUNTINGTON BEACH
,
CA
92646
NONE
PC
EDUCATION
250
DR SUSAN LOVE RESEARCH FOUNDATION
2811 WILSHIRE BLVD STE 500
LOS ANGELES
,
CA
90403
NONE
PC
HEALTH SERVICES
100
DUKE UNIVERSITY
PO BOX 90581
DURHAM
,
NC
27708
NONE
PC
EDUCATION
450
EIF REVLON RUNWALK FOR WOMEN
1900 AVENUE OF THE STARS STE 1400
LOS ANGELES
,
CA
90067
NONE
PC
HEALTH SERVICES
100
EPIC LONG ISLAND
1500 HEMPSTEAD TURNPIKE
EAST MEADOW
,
NY
11554
NONE
PC
HEALTH SERVICES
350
FIESTA OF THE SPANISH HORSE
PO BOX 21022
GLENDALE
,
CA
91221
NONE
PC
HUMANITARIAN
400
FIRST TEE OF PASADENA
1133 ROSEMONT AVE
PASADENA
,
CA
91103
NONE
PC
HUMANITARIAN
600
FLINTRIDGE PREPARATORY SCHOOL
4543 CROWN AVENUE
LA CANADA FLINTRIDGE
,
CA
91011
NONE
PC
EDUCATION
750
FOOTHILL FAMILY SERVICE
2500 E FOOTHILL BLVD STE 300
PASADENA
,
CA
91107
NONE
PC
HUMANITARIAN
2,500
FRANKLIN & MARSHALL COLLEGE
PO BOX 3003
LANCASTER
,
PA
17604
NONE
PC
EDUCATION
1,000
FREE WHEELCHAIR MISSION
15279 ALTON PARKWAY SUITE 300
IRVINE
,
CA
92618
NONE
PC
HUMANITARIAN
156
FRIENDS OF PORTER RANCH COMMUNITY SC
12450 MASON AVENUE
PORTER RANCH
,
CA
91326
NONE
PC
EDUCATION
850
FULLERTON COMMUNITY NURSERY SCHOOL
2050 YOUTH WAY
FULLERTON
,
CA
92835
NONE
PC
EDUCATION
1,000
GAMMA ZETA BOULE FOUNDATION
PO BOX 94833
PASADENA
,
CA
91009
NONE
PC
EDUCATION
5,000
GLOBAL MISSION BAPTIST CHURCH
5802 SANTA CATALINA AVE
GARDEN GROVE
,
CA
92845
NONE
PC
RELIGOUS
1,000
GRACE COMMUNITY CHURCH
13248 ROSCOE BLVD
SUN VALLEY
,
CA
91352
NONE
PC
RELIGOUS
1,000
GULF STREAM COUNCIL-BOY SCOUTS OF AM
700 UNIVERSE BOULEVARD EXE/JB
JUNO BEACH
,
FL
33408
NONE
PC
CIVIC
1,000
HARLEM RBI
333 EAST 100TH STREET
NEW YORK
,
NY
10029
NONE
PC
EDUCATION
500
HARRIET BUHAI CENTER FOR FAMILY LAW
3250 WILSHIRE BLVD STE 710
LOS ANGELES
,
CA
90010
NONE
PC
HUMANITARIAN
100
HASTINGS RANCH NURSERY SCHOOL
3740 E SIERRA MADRE BLVD
PASADENA
,
CA
91107
NONE
PC
EDUCATION
1,000
HATHAWAY-SYCAMORES
210 SOUTH DE LACEY AVENUE 110
PASADENA
,
CA
91105
NONE
PC
HUMANITARIAN
3,750
HAWAIIS VOLCANO CIRCUS LTD
RR2 BOX 4524
PAHOA
,
HI
96778
NONE
PC
CULTURAL
400
HEIFER PROJECT INTERNATIONAL
1 WORLD AVE
LITTLE ROCK
,
AR
72202
NONE
PC
HUMANITARIAN
100
HENRY E HUNTINGTON LIBRARY
1151 OXFORD RD
SAN MARINO
,
CA
91108
NONE
PC
HUMANITARIAN
200
HILLSBOROUGH SCHOOLS FOUNDATION
300 EL CERRITO AVE
HILLSBOROUGH
,
CA
94010
NONE
PC
EDUCATION
250
HILLSIDES
13502 HAMBURGER LANE
BALDWIN PARK
,
CA
91706
NONE
PC
HUMANITARIAN
2,126
HOLY FAMILY CHURCH
1527 FREMONT AVE
SOUTH PASADENA
,
CA
91030
NONE
PC
RELIGOUS
1,000
HOLY GHOST PREPARATORY SCHOOL
2429 BRISTOL PIKE
BENSALEM
,
PA
19020
NONE
PC
EDUCATION
1,000
HOMEWORK HOUSE INC
54 NORTH SUMMER STREET
HOLYOKE
,
MA
01040
NONE
PC
EDUCATION
100
HORACE MANN SCHOOL
231 W 246TH STREET
BRONX
,
NY
10471
NONE
PC
EDUCATION
500
HUDSON VALLEY CEREBRAL PALSY ASSOCIA
40 JON BARRETT ROAD
PATTERSON
,
NY
12563
NONE
PC
HEALTH SERVICES
200
IRAQ AND AFGHANISTAN VETERANS OF AME
292 MADISON AVENUE 10TH FLOOR
NEW YORK
,
NY
10017
NONE
PC
HUMANITARIAN
500
JESUIT INTERNATIONAL MISSIONS
2050 N CLARK ST
CHICAGO
,
IL
60614
NONE
PC
RELIGOUS
100
JUNIOR LEAGUE OF LOS ANGELES INC
630 N LARCHMONT BLVD
LOS ANGELES
,
CA
90004
NONE
PC
HUMANITARIAN
550
LA CANADA FLINTRIDGE EDFOUND
4490 CORNISHON AVE ROOM 211
LA CANADA FLINTRIDGE
,
CA
91011
NONE
PC
EDUCATION
2,000
LA SALLE HIGH SCHOOL
3880 E SIERRA MADRE BLVD
PASADENA
,
CA
91107
NONE
PC
EDUCATION
250
LEGACY CONNECTIONS
505 E COLORADO BLVD STE 201 E
PASADENA
,
CA
91101
NONE
PC
HUMANITARIAN
700,000
LEUKEMIA & LYMPHOMA SOCIETY
6033 W CENTURY BLVD SUITE 300
LOS ANGELES
,
CA
90045
NONE
PC
HEALTH SERVICES
200
LINCOLN ELEMENTARY PTA
3101 PACIFIC VIEW DR
CORONA DEL MAR
,
CA
92625
NONE
PC
EDUCATION
350
LINCOLN HIGH SCHOOL STUDENT BODY
3501 N BROADWAY
LOS ANGELES
,
CA
90031
NONE
PC
EDUCATION
990
LOS ANGELES CONSERVANCY
523 W SIXTH ST STE 826
LOS ANGELES
,
CA
90014
NONE
PC
CULTURAL
100
LOS ANGELES HINDU SOCIETY INC
46 N LOTUS AVE
PASADENA
,
CA
91107
NONE
PC
RELIGOUS
2,000
LOYOLA HIGH SCHOOL
1901 VENICE BLVD
LOS ANGELES
,
CA
90006
NONE
PC
EDUCATION
100
LUNCH BREAK
PO BOX 2215
RED BANK
,
NJ
07701
NONE
PC
HUMANITARIAN
150
MAKE-A-WISH FOUNDATION
4742 N 24TH ST STE 400
PHOENIX
,
AZ
85016
NONE
PC
HUMANITARIAN
200
MANHATTAN BEACH EDUCATIONAL FO
PO BOX 1110
MANHATTAN BEACH
,
CA
90267
NONE
PC
EDUCATION
1,000
MANHATTAN YOUTH RECREATION AND RESOU
120 WARREN STREET
NEW YORK
,
NY
10002
NONE
PC
HUMANITARIAN
500
MARANATHA HIGH SCHOOL
169 S SAINT JOHN AVE
PASADENA
,
CA
91105
NONE
PC
EDUCATION
250
MARLBOROUGH SCHOOL
250 S ROSSMORE AVENUE
LOS ANGELES
,
CA
90004
NONE
PC
EDUCATION
225
MARYMOUNT HIGH SCHOOL
10643 SUNSET BLVD
LOS ANGELES
,
CA
90077
NONE
PC
EDUCATION
150
MASJID AL-TAQWA
PO BOX 6211
ALTADENA
,
CA
91003
NONE
PC
RELIGOUS
700
MIKVA FOUNDATION
332 S MICHIGAN AVE SUITE 400
CHICAGO
,
IL
60604
NONE
PC
EDUCATION
1,000
MORNINGSTAR CHRISTIAN CHAPEL
16241 LEFFINGWELL RD
WHITTIER
,
CA
90603
NONE
PC
RELIGOUS
1,000
MOVEMBER
PO BOX 1595
CULVER CITY
,
CA
90232
NONE
PC
HEALTH SERVICES
901
NATIONAL MULTIPLE SCLEROSIS SOCIETY
PO BOX 4527
NEW YORK
,
NY
10163
NONE
PC
HEALTH SERVICES
100
NATIONAL OUTDOOR LEADERSHIP SCHOOL
284 LINCOLN ST
LANDER
,
WY
82520
NONE
PC
EDUCATION
500
NATIONAL PSORIASIS FOUNDATION
6600 SW 92ND AVE STE 300
PORTLAND
,
OR
97223
NONE
PC
HEALTH SERVICES
100
NATURAL RESOURCES DEFENSE COUNCIL
40 W 20TH ST
NEW YORK
,
NY
10011
NONE
PC
HUMANITARIAN
200
NETWORK FOR GOOD
1140 CONNECTICUT AVE NW STE 700
WASHINGTON
,
DC
20036
NONE
PC
HUMANITARIAN
821
NEW YORK UNIVERSITY
726 BROADWAY 2ND FLOOR
NEW YORK
,
NY
10003
NONE
PC
EDUCATION
200
NORTHRISE UNIVERSITY INITIATIVE
PO BOX 18823
IRVINE
,
CA
92623
NONE
PC
EDUCATION
100
NORTON SIMON MUSEUM OF ART
411 WEST COLORADO BLVD
PASADENA
,
CA
91105
NONE
PC
HUMANITARIAN
125
OAKWOOD SCHOOL
11600 MAGNOLIA BLVD
NORTH HOLLYWOOD
,
CA
91601
NONE
PC
EDUCATION
125
OUR LADY OF PERPETUAL HELP SCHOOL
10441 SOUTH DOWNEY AVE
DOWNEY
,
CA
90241
NONE
PC
EDUCATION
300
PACIFIC CROSSROADS CHURCH
6330 SAN VICENTE BLVD SUITE 102
LOS ANGELES
,
CA
90048
NONE
PC
RELIGOUS
1,000
PALOS COMMUNITY HOSPITAL
12251 SOUTH 80TH AVENUE
PALOS HEIGHTS
,
IL
60463
NONE
PC
HEALTH SERVICES
500
PASADENA EDUCATIONAL FOUNDATION
351 S HUDSON AVE
PASADENA
,
CA
91109
NONE
PC
EDUCATION
600
PASADENA HERITAGE
651 SOUTH ST JOHN AVE
PASADENA
,
CA
91105
NONE
PC
CULTURAL
1,000
PASADENA RONALD MCDONALD HOUSE
763 S PASADENA AVE
PASADENA
,
CA
91105
NONE
PC
HUMANITARIAN
550
PETS IN NEED
871 FIFTH AVE
REDWOOD CITY
,
CA
94063
NONE
PC
HUMANITARIAN
100
PHILADELPHIA SUNS INC
1018 WINTER ST
PHILADELPHIA
,
PA
19107
NONE
PC
HUMANITARIAN
250
PROJECT RENEWAL INC
200 VARICK ST 9TH FLR
NEW YORK
,
NY
10014
NONE
PC
HUMANITARIAN
1,000
RAINFOREST FLOW
23730 CASTILLA COURT
VALENCIA
,
CA
91355
NONE
PC
HUMANITARIAN
250
RENAISSANCE YOUTH CENTER
3485 THIRD AVENUE
BRONX
,
NY
10456
NONE
PC
HUMANITARIAN
1,000
RESCUE HUMANITY INC
3972 BARRANCA PKWY SUITE J 301
IRVINE
,
CA
92606
NONE
PC
HUMANITARIAN
650
RILEY CHILDREN'S FOUNDATION
30 S MERIDIAN ST STE 200
INDIANAPOLIS
,
IN
46204
NONE
PC
HEALTH SERVICES
500
RIVER CITY COMMUNITY SERVICES
1322 27TH ST POBOX 160 204
SACRAMENTO
,
CA
95816
NONE
PC
HUMANITARIAN
1,000
ROAR FOUNDATION
6867 SOLEDAD CANYON ROAD
ACTON
,
CA
93510
NONE
PC
HUMANITARIAN
125
SACRED HEART SCHOOLS ATHERTON
150 VALPARAISO AVE
ATHERTON
,
CA
94027
NONE
PC
EDUCATION
500
SAINT PHILIP THE APOSTLE SCHOOL
1363 CORDOVA STREET
PASADENA
,
CA
91107
NONE
PC
EDUCATION
500
SAINTS FELICITAS & PERPETUAL CHURCH
1190 PALOMAR ROAD
SAN MARINO
,
CA
91108
NONE
PC
RELIGOUS
1,000
SAN MARINO SCHOOLS FOUNDATION
1665 WEST DRIVE
SAN MARINO
,
CA
91108
NONE
PC
EDUCATION
4,000
SISTERS OF LIFE
586 MCLEAN AVE
YONKERS
,
NY
10705
NONE
PC
RELIGOUS
1,000
SOUTHERN CALIFORNIA PUBLIC RADIO
474 S RAYMOND AVE
PASADENA
,
CA
91105
NONE
PC
CIVIC
10,000
SPECIAL OLYMPICS WORLD SUMMER GAMES
790 E COLORADO BLVD STE 510
PASADENA
,
CA
91101
NONE
PC
HUMANITARIAN
5,000
SPHOORTI
4127 VICTORY DR
FRISCO
,
TX
75034
NONE
PC
HUMANITARIAN
500
ST BEDE CATHOLIC SCHOOL
4524 CROWN AVE
LA CANADA
,
CA
91011
NONE
PC
EDUCATION
800
ST ELIZABETH SCHOOL
1840 N LAKE AVE
ALTADENA
,
CA
91001
NONE
PC
EDUCATION
250
ST FRANCIS DE SALES
13368 VALLEYHEART DR
SHERMAN OAKS
,
CA
91423
NONE
PC
EDUCATION
500
ST JUDE HOSPITAL
501 ST JUDE PLACE
MEMPHIS
,
TN
38105
NONE
PC
HEALTH SERVICES
200
ST LOUIS HEALTH EQUIPMENT LENDING P
1640 ANDREW DR
ST LOUIS
,
MO
63122
NONE
PC
HUMANITARIAN
100
ST LUKE CATHOLIC CHURCH
5605 CLOVERLY AVENUE
TEMPLE CITY
,
CA
91780
NONE
PC
RELIGOUS
1,873
ST PHILIP THE APOSTLE CHURCH
151 S HILL AVE
PASADENA
,
CA
91106
NONE
PC
RELIGOUS
1,000
ST RITA SCHOOL
322 N BALDWIN AVE
SIERRA MADRE
,
CA
91024
NONE
PC
EDUCATION
250
STRENGTHEN ORLANDO INC
400 S ORANGE AVE
ORLANDO
,
FL
32801
NONE
PC
CIVIC
500
TELESIS MATH AND SCIENCE ACADEMY
2800 E HOLLINGWORTH ST
WEST COVINA
,
CA
91792
NONE
PC
EDUCATION
1,000
TEMPLE BETH SHOLOM
4025 FAIRLAWN AVENUE
FAIRLAWN
,
NJ
07410
NONE
PC
RELIGOUS
175
TEMPLE HAR SHALOM
104 MOUNT HOREB RD
WARREN
,
NJ
07059
NONE
PC
HUMANITARIAN
125
THE BREATHING ROOM FOUNDATION INC
PO BOX 287
JENKINTOWN
,
PA
19046
NONE
PC
HUMANITARIAN
100
THE BROOKE JACKMAN FOUNDATION INC
PO BOX 354
MILL NECK
,
NY
11765
NONE
PC
CULTURAL
250
THE CHURCH AT SANTA MONICA
1507 7TH STREET SUITE 226
SANTA MONICA
,
CA
90401
NONE
PC
RELIGOUS
1,000
THE GARDEN COOPERATIVE NURSERY SCHOO
3602 EAGLE ROCK BLVD
LOS ANGELES
,
CA
90065
NONE
PC
EDUCATION
1,000
THE GOODEN SCHOOL
192 NO BALDWIN AVENUE
SIERRA MADRE
,
CA
91024
NONE
PC
EDUCATION
1,000
THE HOTCHKISS SCHOOL
11 INTERLAKEN RD
LAKEVILLE
,
CT
06039
NONE
PC
EDUCATION
150
THE MUSIC CENTER
PO BOX 849743
LOS ANGELES
,
CA
90084
NONE
PC
CULTURAL
1,000
THE NEA FOUNDATION
1201 SIXTH ST NW
WASHINGTON
,
DC
20036
NONE
PC
EDUCATION
250
THE PERPETUAL EDUCATION FUND LDS CHAPEL
11164 SO LONDONBERRY DRIVE
SANDY
,
UT
84092
NONE
PC
EDUCATION
150
THE POOPIE FOUNDATION ANIMAL RESCUE
12238 VENTURA BLVD
STUDIO CITY
,
CA
91604
NONE
PC
HUMANITARIAN
400
THE PREM RAWAT FOUNDATION
PO BOX 24-1498
LOS ANGELES
,
CA
90024
NONE
PC
HUMANITARIAN
120
THE UCLA FOUNDATION
10920 WILSHIRE BLVD
LOS ANGELES
,
CA
90024
NONE
PC
EDUCATION
1,300
THE UNIVERSITY OF ALABAMA
BOX 870101
TUSCALOOSA
,
AL
35487
NONE
PC
EDUCATION
875
THE UNIVERSITY OF CHICAGO
5235 S HARPER COURT 4TH FLOOR
CHICAGO
,
IL
60615
NONE
PC
EDUCATION
1,000
TONY HAWK FOUNDATION
1203 ACTIVITY DR
VISTA
,
CA
92081
NONE
PC
HUMANITARIAN
200
TRANSITION HOUSE
425 E COTA STREET
SANTA BARBARA
,
CA
93101
NONE
PC
HUMANITARIAN
1,000
TRINITY SCHOOL
139 WEST 91ST STREET
NEW YORK
,
NY
10024
NONE
PC
EDUCATION
1,000
TRUSTEES OF COLUMBIA UNIVERSITY
622 WEST 113TH STREET
NEW YORK
,
NY
10025
NONE
PC
EDUCATION
250
US FUND FOR UNICEF
125 MAIDEN LANE 11TH FLOOR
NEW YORK
,
NY
10038
NONE
PC
HUMANITARIAN
500
UCI IRVINE GIFT ADMINISTRATION
UNIVERSITY ADVANCEMENT
IRVINE
,
CA
92617
NONE
PC
EDUCATION
500
UNION SPORTSMEN'S ALLIANCE
3340 PERIMETER HILL DRIVE
NASHVILLE
,
TN
37211
NONE
PC
HUMANITARIAN
750
UNIVERSITY OF HAWAII FOUNDATION
2444 DOLE STREET BACHMAN HALL 105
HONOLULU
,
HI
96822
NONE
PC
EDUCATION
100
USC
3501 WATT WAY HERITAGE HALL 203B
LOS ANGELES
,
CA
90089
NONE
PC
EDUCATION
2,000
VALLEY SCHOOL ALUMNI FUND
15700 SHERMAN WAY
VAN NUYS
,
CA
91406
NONE
PC
EDUCATION
1,000
VILLANOVA UNIVERSITY
800 LANCASTER AVENUE
VILLANOVA
,
PA
19085
NONE
PC
EDUCATION
500
WAVERLY SCHOOL
67 W BELLEVUE DRIVE
PASADENA
,
CA
91105
NONE
PC
EDUCATION
250
WEST CREEK ACADEMY PTA
28767 WEST HILLS DR
SANTA CLARITA
,
CA
91354
NONE
PC
EDUCATION
750
WESTRIDGE SCHOOL
324 MADELINE DRIVE
PASADENA
,
CA
91105
NONE
PC
EDUCATION
850
WESTWOOD INVOLVEMENT SUPPORTS EDUCAT
PO BOX 642360
LOS ANGELES
,
CA
90064
NONE
PC
EDUCATION
500
WHITTIER PONY BASEBALL
PO BOX 6186
WHITTIER
,
CA
90609
NONE
PC
HUMANITARIAN
1,000
WIDENER UNIVERSITY
ONE UNIVERSITY PL
CHESTER
,
PA
19013
NONE
PC
EDUCATION
1,000
WORDS OF PEACE INTERNATIONAL
4607 LAKEVIEW CANYON RD 570
WESTLAKE VILLAGE
,
CA
91361
NONE
PC
HUMANITARIAN
880
WORLD VISION
P O BOX 9716
FEDERAL WAY
,
WA
98063
NONE
PC
HUMANITARIAN
395
Total
.................................
3a
828,437
b
Approved for future payment
Total
.................................
3b
0
Form
990-PF
(2014)
Form 990-PF (2014)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash investments
............
14
6,439
4
Dividends and interest from securities
....
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
.............
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than inventory
.............
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
..
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
6,439
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
6,439
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2014)
Form 990-PF (2014)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
Yes
No
organizations?
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)?
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's address
Firm's EIN
Phone no.
Form
990-PF
(2014)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description
-
TIN:
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Attach to Form 990, 990-EZ, or 990-PF.
Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at
www.irs.gov/form990
.
OMB No. 1545-0047
20
14
Name of the organization
WESTERN ASSET MANAGEMENT COMPANY
CHARITABLE FOUNDATION
Employer identification number
20-2589546
Organization type
(check one):
Filers of:
Section:
Form 990 or 990-EZ
501(c)(
) (enter number) organization
4947(a)(1) nonexempt charitable trust
not
treated as a private foundation
527 political organization
Form 990-PF
501(c)(3) exempt private foundation
4947(a)(1) nonexempt charitable trust treated as a private foundation
501(c)(3) taxable private foundation
Check if your organization is covered by the
General Rule
or a
Special Rule.
Note.
Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or
property) from any one contributor. Complete Parts I and II. See instructions for determining a contributor's total contributions.
Special Rules
For an organization described in section 501(c)(3) filing Form 990 or 990-EZ that met the 33
1
/3
% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line 13, 16a, or 16b, and that received from any one contributor, during the year, total contributions of the greater of
(1)
$5,000 or
(2)
2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.
For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000
exclusively
for religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and III.
For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions
exclusively
for religious, charitable, etc., purposes, but no such contributions totaled more than $1,000. If this box is checked, enter here the total contributions that were received during the year for an
exclusively
religious, charitable, etc., purpose. Do not complete any of the parts unless the
General Rule
applies to this organization because it received
nonexclusively
religious, charitable, etc., contributions totaling $5,000 or more during the year
.........
$
Caution.
An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it
must
answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613X
Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
Page
2
Name of organization
WESTERN ASSET MANAGEMENT COMPANY
CHARITABLE FOUNDATION
Employer identification number
20-2589546
Part I
Contributors
(see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
1
JAMES HIRSCHMANN
385 E COLORADO BLVD
PASADENA
,
CA
91101
$
6,400
Person
Payroll
Noncash
(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
2
WESTERN ASSET MANAGEMENT COMPANY
385 E COLORADO BLVD
PASADENA
,
CA
91101
$
21,517
Person
Payroll
Noncash
(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
$
Person
Payroll
Noncash
(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
$
Person
Payroll
Noncash
(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
$
Person
Payroll
Noncash
(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
$
Person
Payroll
Noncash
(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
Page
3
Name of organization
WESTERN ASSET MANAGEMENT COMPANY
CHARITABLE FOUNDATION
Employer identification number
20-2589546
Part II
Noncash Property
(see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
$
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
$
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
$
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
$
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
$
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
$
Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
Page
4
Name of organization
WESTERN ASSET MANAGEMENT COMPANY
CHARITABLE FOUNDATION
Employer identification number
20-2589546
Part III
Exclusively
religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10)
that total more than $1,000 for the year from any one contributor.
Complete columns
(a)
through
(e) and
the following line entry. For organizations completing Part III, enter the total of
exclusively
religious, charitable, etc., contributions of
$1,000 or less
for the year. (Enter this information once. See instructions.)
$
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I
(b) Purpose of gift
(c) Use of gift
(d) Description of how gift is held
(e) Transfer of gift
Transferee's name, address, and ZIP 4
Relationship of transferor to transferee
(a) No.
from
Part I
(b) Purpose of gift
(c) Use of gift
(d) Description of how gift is held
(e) Transfer of gift
Transferee's name, address, and ZIP 4
Relationship of transferor to transferee
(a) No.
from
Part I
(b) Purpose of gift
(c) Use of gift
(d) Description of how gift is held
(e) Transfer of gift
Transferee's name, address, and ZIP 4
Relationship of transferor to transferee
(a) No.
from
Part I
(b) Purpose of gift
(c) Use of gift
(d) Description of how gift is held
(e) Transfer of gift
Transferee's name, address, and ZIP 4
Relationship of transferor to transferee
Schedule B (Form 990, 990-EZ, or 990-PF) (2014)
Additional Data
Software ID:
Software Version:
-
TIN:
TY 2014 AccountingFeesSchedule
Name:
WESTERN ASSET MANAGEMENT COMPANY
CHARITABLE FOUNDATION
EIN:
20-2589546
Category
Amount
Net Investment Income
Adjusted Net Income
Disbursements for Charitable Purposes
ACCOUNTING FEES
11,220
0
0
11,220
-
TIN:
TY 2014 TaxesSchedule
Name:
WESTERN ASSET MANAGEMENT COMPANY
CHARITABLE FOUNDATION
EIN:
20-2589546
Category
Amount
Net Investment Income
Adjusted Net Income
Disbursements for Charitable Purposes
TAXES
177
0
0
25