Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 12-01-2013 , and ending 11-30-2014
Name of foundation
BLUME FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)85 EL CERRITO AVENUE   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
HILLSBOROUGH, CA94010
A Employer identification number

94-6073163
B Telephone number (see instructions)

(650) 343-5585
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$21,381,009J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 143,218
2 Check bullet
3 Interest on savings and temporary cash investments 181,432 181,432  
4 Dividends and interest from securities...... 277,671 277,671  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 614,301
b Gross sales price for all assets on line 6a 5,181,702
7 Capital gain net income (from Part IV, line 2)... 614,301
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 8,099 8,099  
12 Total. Add lines 1 through 11........ 1,224,721 1,081,503  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 75,000 75,000   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 7,675 0   0
c Other professional fees (attach schedule).... Click to see attachment 109,628 109,628   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 44,339 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 236,642 184,628   0
25 Contributions, gifts, grants paid........ 1,500,000 1,500,000
26 Total expenses and disbursements. Add lines 24 and 25 1,736,642 184,628   1,500,000
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -511,921
b Net investment income (if negative, enter -0-) 896,875
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 43,179    
2 Savings and temporary cash investments.......... 164,367 273,447 273,447
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 2,053,980 Click to see attachment1,627,583 1,654,634
b Investments—corporate stock (attach schedule)........ 5,088,156 Click to see attachment4,940,918 6,984,704
c Investments—corporate bonds (attach schedule)........ 5,738,363 Click to see attachment5,841,787 5,866,471
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 6,231,547 Click to see attachment6,133,936 6,601,753
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 19,319,592 18,817,671 21,381,009
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 19,319,592 18,817,671
30 Total net assets or fund balances (see page 17 of the
instructions).................... 19,319,592 18,817,671
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 19,319,592 18,817,671
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 19,319,592
2 Enter amount from Part I, line 27a..................... 2 -511,921
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 10,000
4 Add lines 1, 2, and 3.......................... 4 18,817,671
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 18,817,671
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a AGILENT TECHNOLOGIES INC P 2012-11-02 2014-07-09
b AMERIPRISE FINANCIAL INC. P 2012-11-02 2014-07-09
c AMERIPRISE FINANCIAL INC. P 2012-11-02 2014-10-07
d ANHEUSER-BUSCH INVEB SPONS ADR P 2013-08-08 2014-07-09
e ASTRAZENECA PLC P 2009-06-16 2014-06-01
BHP FINANCE USA P 2012-03-20 2014-02-07
CISCO SYSTEMS INC P 2012-11-02 2014-08-13
CISCO SYSTEMS INC P 2012-11-02 2014-08-19
COCA COLA CO P 2009-06-09 2014-10-07
WALT DISNEY COMPANY P 2009-06-09 2014-07-09
WALT DISNEY COMPANY P 2009-06-09 2014-10-07
DU PONT E I DE NEMOURS & CO P 2003-10-22 2014-07-09
DUKE ENERGY CORP P 2012-11-02 2014-07-09
EATON VANCE ATLANTA P 2013-02-07 2014-02-06
EATON VANCE ATLANTA P 2013-02-07 2014-07-10
EXXON MOBIL CORP P 2009-06-09 2014-10-07
GOLDMAN SACHS COMMODITY STRATEGY INT P 2012-04-20 2014-11-13
ING GLOBAL REAL ESTATE P 2012-04-20 2014-02-06
I SHARES CORE S&P MID-CAP P 2009-06-09 2014-02-04
JOHNSON & JOHNSON P 2002-03-01 2014-10-07
KLA-TENCOR CORP P 2014-07-09 2014-10-07
KENTUCKY ASST LIAB P 2012-02-13 2014-04-01
LEGG MASON BW INTL OPP BD-I P 2012-11-02 2014-02-06
MCCRACKEN CNTY KY P 2012-01-31 2014-03-14
NEW YORK NY P 2012-01-24 2014-10-01
NIKE INC CLASS B P 2008-06-27 2014-07-09
NIKE INC CLASS B P 2008-06-27 2014-10-07
OPPENHEIMER DEVELOPING MKT-Y P 2012-11-02 2014-07-10
PFIZER INC COM P 2012-07-18 2014-10-07
PIMCO EMERGING LOCAL BOND INST P 2012-07-18 2014-02-06
PIMCO EMERGING LOCAL BOND INST P 2012-07-18 2014-07-10
PIMCO EMERGING LOCAL BOND INST P 2012-07-18 2014-11-13
PROCTER & GAMBLE CO P 2009-07-31 2014-08-15
SCHWAB INTL SMALL CAP EQUITY P 2012-11-02 2014-02-04
3M CO P 2006-12-07 2014-07-09
UNILEVER CAPITAL P 2012-08-14 2014-02-15
VALERO ENERGY COM P 2012-07-18 2014-07-09
VOYA FLOATING RATE I P 2013-08-29 2014-11-13
WELLS FARGO CO MTN P 2011-02-04 2014-10-01
LONG TERM CAPITAL GAIN DIVIDENDS P 2013-12-01 2014-11-30
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 130,134   84,905 45,229
b 84,748   42,354 42,394
c 42,161   21,177 20,984
d 120,388   105,912 14,476
e 150,000   159,827 -9,827
203,230   200,635 2,595
30,533   21,284 9,249
89,383   63,677 25,706
57,178   32,640 24,538
78,441   22,932 55,509
43,824   12,740 31,084
137,078   68,285 68,793
93,742   84,752 8,990
24,729   21,420 3,309
54,234   44,573 9,661
106,094   81,227 24,867
376,629   468,915 -92,286
3,208   3,046 162
318,919   177,472 141,447
72,350   42,770 29,580
51,181   50,505 676
35,798   37,307 -1,509
153,084   164,647 -11,563
210,000   216,332 -6,332
200,000   201,137 -1,137
73,471   28,210 45,261
39,838   13,577 26,261
326,868   283,535 43,333
105,558   86,094 19,464
286,744   331,265 -44,521
15,113   16,076 -963
357,087   414,793 -57,706
125,000   135,345 -10,345
364,366   326,854 37,512
143,780   78,929 64,851
150,000   157,326 -7,326
48,220   26,805 21,415
33,136   33,417 -281
200,000   204,704 -4,704
45,455     45,455
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       45,229
b       42,394
c       20,984
d       14,476
e       -9,827
      2,595
      9,249
      25,706
      24,538
      55,509
      31,084
      68,793
      8,990
      3,309
      9,661
      24,867
      -92,286
      162
      141,447
      29,580
      676
      -1,509
      -11,563
      -6,332
      -1,137
      45,261
      26,261
      43,333
      19,464
      -44,521
      -963
      -57,706
      -10,345
      37,512
      64,851
      -7,326
      21,415
      -281
      -4,704
      45,455
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 614,301
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 1,456,413 19,570,933 0.074417
2011 1,463,552 20,617,736 0.070985
2010 1,153,000 21,672,872 0.053200
2009 1,194,102 20,513,745 0.058210
2008 1,286,471 18,533,438 0.069414
2 Total of line 1, column (d) ...................... 2 0.326226
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.065245
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 19,464,565
5 Multiply line 4 by line 3....................... 5 1,269,966
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 8,969
7 Add lines 5 and 6......................... 7 1,278,935
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,500,000
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 8,969
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 8,969
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 8,969
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 18,478
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 18,478
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 9,509
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet9,509 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletJENE F BLUME Telephone no.bullet (650) 343-5585
    Located atbullet85 EL CERRITO AVENUEHILLSBOROUGHCA ZIP+4bullet94010
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    JENE F BLUME PRESIDENT
    30.00     		75,000 0 0
    85 EL CERRITO AVENUE
    HILLSBOROUGH,CA94010
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    BOSTON PRIVATE BANK & TRUST CUSTODIAL SERVICES 109,628
    160 BOVET ROAD
    SAN MATEO,CA94402
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    973,228
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    8,969
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    8,969
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    964,259
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    964,259
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    964,259
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 964,259
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 381,857
    b From 2009....... 175,211
    c From 2010....... 90,868
    d From 2011....... 449,561
    e From 2012....... 515,040
    fTotal of lines 3a through e......... 1,612,537
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 1,500,000
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 964,259
    e Remaining amount distributed out of corpus 535,741
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 2,148,278
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		381,857
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		1,766,421
    10 Analysis of line 9:
    a Excess from 2009.... 175,211
    b Excess from 2010.... 90,868
    c Excess from 2011.... 449,561
    d Excess from 2012.... 515,040
    e Excess from 2013.... 535,741
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN CANCER SOCIETY CALIFORNIA DIVISION INC
    1700 WEBSTER STREET
    OAKLAND,CA94612     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 20,000
    AMERICAN HEART ASSOCIATION
    120 MONTGOMERY ST 1650
    SAN FRANCISCO,CA94104     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 10,000
    AMERICAN RED CROSS
    85 2ND ST
    SAN FRANCISCO,CA94105     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 10,000
    BOYS & GIRLS CLUB OF SOUTH SAN FRANCISCO
    358 COLUMBUS AVE
    SAN FRANCISCO,CA94133     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 10,000
    BREATHE CALIFORNIA
    2171 JUNIPERO SERRA BLVD STE 720
    DALY CITY,CA94014     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 10,000
    CENTRAL COUNTY FIREFIGHTERS ASSOCIATION
    1399 ROLLINS ROAD
    BURLINGAME,CA94010     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 10,000
    COUNCIL ON TALL BUILDINGS
    3360 SOUTH STATE STREET
    CHICAGO,IL60616     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 5,000
    EERI
    499 14TH STREET SUITE 320
    OAKLAND,CA94612     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 5,000
    JASPER RIDGE FARM
    2995 WOODSIDE ROAD PO BOX 620924
    WOODSIDE,CA94062     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 10,000
    KGED NORTHERN CALIFORNIA PUBLIC BROADCAST
    2601 MARIPOSA STREET
    SAN FRANCISCO,CA94110     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 30,000
    LOWELL SCHOOL ALUMNI ASSOCIATION
    1101 EUCALYPTUS DR
    SAN FRANCISCO,CA94132     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 10,000
    MID PENINSULA BOYS & GIRLS CLUB
    200 NORTH QUEBEC STREET
    SAN MATEO,CA94401     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 20,000
    MILLS PENINSULA HOSPITAL
    1783 EL CAMINO REAL
    BURLINGAME,CA94010     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 20,000
    PENINSULA HUMANE SOCIETY
    12 AIRPORT BLVD
    SAN MATEO,CA94401     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 80,000
    PLANNED PARENTHOOD
    815 EDDY STREET
    SAN FRANCISCO,CA94109     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 40,000
    SALVATION ARMY - SAN MATEO COUNTY
    300 EL CAMINO REAL
    SAN BRUNO,CA94403     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 10,000
    SAN MATEO CNTY COM COLLEGES FOUNDATION
    3401 CSM DRIVE
    SAN MATEO,CA94402     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 10,000
    ST ANTHONY FOUNDATION
    150 GOLDEN GATE AVENUE
    SAN FRANCISCO,CA94102     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 20,000
    STANFORD ATHLETIC DEPARTMENT
    ARRILLAGA FAMILY SPORTS CENTER
    STANFORD,CA94305     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 10,000
    STANFORD BOARD OF TRUSTEES
    450 SERRA MALL
    STANFORD,CA94305     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 100,000
    STANFORD UNIVERSITY
    PO BOX 20522
    STANFORD,CA94309     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 1,050,000
    THE BRIDGE SCHOOL
    545 EUCALYPTUS AVE
    HILLSBOROUGH,CA94010     		NONE PUBLIC CHARITY TO SUPPORT THE ORGANIZATION'S EXEMPT FUNCTION 10,000
    Total .................................bullet 3a 1,500,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 181,432  
    4 Dividends and interest from securities....     14 277,671  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     14 8,099  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 614,301  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,081,503 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,081,503
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    BLUME FOUNDATION
     
    Employer identification number

    94-6073163
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    BLUME FOUNDATION
          		Employer identification number

    94-6073163
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    ESTATE OF JOHN BLUME  
    160 BOVET ROAD SUITE 220
     
    SAN MATEO, CA94402

    		$143,218


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    BLUME FOUNDATION
          		Employer identification number

    94-6073163
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    BLUME FOUNDATION
          		Employer identification number

    94-6073163
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    BLUME FOUNDATION
    EIN: 94-6073163
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 7,675 0   0

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    BLUME FOUNDATION
    EIN: 94-6073163
    Name of Bond End of Year Book Value End of Year Fair Market Value
    APPLE INC. 1.000% DUE 5/03/18 199,130 197,162
    BANK NOVA SCOTIA 1.850% DUE 1/12/15 101,555 100,153
    BANK OF MONTREAL STEP 2.25% DUE 03/29/18 101,719 102,964
    BANK OF NY MELLO MTN .700% DUE 3/4/16 200,209 200,434
    BARCLAYS BK MTN V-G 3.250% DUE 7/28/16 200,000 203,180
    BERKSHIRE HATHAWAY 2.200% DUE 8/15/16 204,833 205,050
    BLACKROCK INC 3.5% DUE 12/10/2014 204,491 200,130
    BP CAPITAL PLC 3.875% DUE 3/10/2015 206,478 201,880
    CISCO SYSTEMS INC 5.5% DUE 2/22/16 104,476 106,048
    CNOOC FIN 2013 LTD 1.125% DUE 5/09/16 199,220 199,920
    GENERAL ELEC CAP CORP 3.5% DUE 6/29/15 201,487 203,734
    GOLDMAN SACHS 5.125% DUE 1/15/15 128,762 125,675
    GOLDMAN SACHS MTN 2.375% DUE 1/22/18 203,377 203,602
    HSBC USA INC MTN 2.150% 6/28/17 200,000 201,768
    IBM CORP 1.250% DUE 2/08/18 201,121 198,936
    JPM CHASE & CO. 3.450% DUE 3/01/16 209,501 206,464
    KENTUCKY ASST LIAB 3.165% 4/01/18 134,163 133,316
    KOREA FINANCE CO 2.250% 8/7/2017 200,000 202,982
    MERCK & CO INC 1.300% 5/18/18 195,176 198,586
    MICROSOFT CORP 4.2% DUE 6/1/19 173,180 193,202
    NESTLE HOLDINGS MTN 2.000% DUE 11/28/16 205,527 204,620
    PACCAR FINL CORP MTN 1.600% 3/15/17 100,722 101,317
    RABOBANK 2.1% DUE 12/15/15 200,000 203,414
    TEXAS INSTRUMENT 1.650% 8/03/19 201,367 196,616
    TORONTO-DOMINION BANK 101,032 102,895
    US BANCORP MTN 1.650% 5/15/17 203,883 202,576
    WAL-MART STORES INC 2.25% DUE 07/08/15 101,038 101,215
    ORACLE CORP 1.200% DUE 10/15/17 199,638 200,098
    NSTAR ELECTRIC CO 5.625% DUE 11/15/17 133,401 140,114
    TOYOTA MOTOR MTN 2.000% DUE 10/24/18 201,749 203,072
    SHELL INTERNATIONAL 2.000% DUE 11/15/18 202,131 202,654
    BURLINGTON 3.600% DUE 9/01/20 210,452 211,462
    CARNIVAL CORP 3.95% DUE 10/15/20 211,969 211,232

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    BLUME FOUNDATION
    EIN: 94-6073163
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AMERIPRISE FINANCIAL INC 22,690 49,414
    CARDINAL HEALTH INC. 102,008 186,160
    CHEVRONTEXACO CORP 39,180 97,983
    COCA COLA CO 34,523 61,641
    COLUMBIA DIVIDEND OPPORTUNITY FUND 628,964 888,093
    CVS CAREMARK CORP 85,450 167,006
    DISNEY (WALT) COMPANY HOLDING CO 11,593 42,092
    EATON VANCE ATLANTA CAPITAL 890,245 1,150,067
    GENERAL ELEC CO 96,136 118,516
    INTEL CORP 85,556 142,295
    INTERNATIONAL BUSINESS MACHINES 71,621 92,437
    ISHARES CORE S&P MID-CAP 177,472 360,650
    JOHNSON & JOHNSON 39,715 70,363
    JP MORGAN CHASE & CO 74,586 126,336
    MICROSOFT CORP 103,759 173,550
    MOTOROLA SOLUTIONS, INC. 100,622 115,996
    NEXTERA ENERGY INC 100,122 128,400
    NIKE INC CL B 14,633 48,156
    PNC FINANCIAL SERVICES GROUP 99,890 129,893
    PRIMECAP ODYSSEY STOCK FUND 590,083 942,936
    QUALCOMM INC COM 89,372 115,182
    SCHLUMBERGER LTD 93,721 99,702
    STARBUCKS CORP COM 87,353 160,796
    STRYKER CORP COM 100,333 142,152
    UNITED PARCEL SERVICE 70,096 137,950
    VALERO ENERGY CORP 26,805 47,638
    COMCAST CORP CL A 51,456 53,618
    VF CORP 50,622 60,136
    COLGATE PALMOLVIE CO 50,169 50,105
    PROCTOR & GAMBLE CO 49,905 55,162
    WALMART STORES INC 50,278 56,901
    ENBRIDGE INC. 50,522 48,739
    OCCIDENTAL PETE CORP 50,025 39,088
    AMERICAN EXPRESS 50,292 48,983
    CHUBB CORP 50,473 55,647
    MASTERCARD INC CL A 50,569 57,611
    US BANCORP MTN 1.650% 5/15/17 49,284 53,040
    WESTWIND FINANCIAL SERVICES 0 11
    BRISTOL MYERS SQUIBB CO 50,075 61,707
    DANAHER CORP 50,100 53,478
    RAYTHEON CO 51,007 58,685
    ROPER IND INC 50,593 55,237
    UNION PAC CORP 48,623 52,547
    UNITED TECHNOLOGIES CORP 49,320 52,838
    APPLE, INC. 50,158 62,438
    TEXAS INSTRUMENTS 51,128 59,862
    ECOLAB INC. 49,572 49,028
    PRAXAIR INC 50,288 48,784
    AMERICAN TOWER CORP 49,931 55,655

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    BLUME FOUNDATION
    EIN: 94-6073163
    US Government Securities - End of Year Book Value:

    98,875
    US Government Securities - End of Year Fair Market Value:

    102,629
    State & Local Government Securities - End of Year Book Value:


    1,528,708
    State & Local Government Securities - End of Year Fair Market Value:


    1,552,005


    TY 2013 InvestmentsOtherSchedule2
    Name:
    BLUME FOUNDATION
    EIN: 94-6073163
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    COVIDIEN PLC AT COST 91,100 157,560
    DODGE & COX INCOMD FUND AT COST 700,000 702,086
    EVERGREEN HI YIELD FUND AT COST 4,364 6,681
    HARBOR INTERNATIONAL FD-INS AT COST 1,950,217 2,211,655
    OPPENHEIMER DEVELOPMING MKT-Y AT COST 677,373 751,389
    SCHWAB INTL SMALL CAP EQUITY AT COST 336,796 373,052
    VANGUARD SHORT TERM INVEST GRADE ADMIRAL AT COST 1,100,000 1,104,959
    ZOND WINDSYSTEM ENERGY ASSOC X AT COST 47,039 6,567
    T ROWE PRICE INT DISCOVERY AT COST 321,667 329,485
    VOYA GLOBAL REAL ESTATE AT COST 341,965 395,279
    VOYA FLOATING RATE I AT COST 513,827 509,515
    ACCENTURE AT COST 49,588 53,525

    TY 2013 OtherIncomeSchedule2
    Name:
    BLUME FOUNDATION
    EIN: 94-6073163
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INVESTMENT INCOME 8,099 8,099 8,099


    TY 2013 OtherIncreasesSchedule
    Name:
    BLUME FOUNDATION
    EIN: 94-6073163
    Description Amount
    REFUND OF CHARITABLE DONATION 10,000


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    BLUME FOUNDATION
    EIN: 94-6073163
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 109,628 109,628   0


    TY 2013 TaxesSchedule
    Name:
    BLUME FOUNDATION
    EIN: 94-6073163
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 33,481 0   0
    FOREIGN TAX ON DIVIDENDS 4,910 0   0
    PAYROLL TAXES 5,948 0   0